Deputy Prime Minister Viee-premire ministro
‘and Minister of Pualie Safety et ministre de la Securié publique
‘and Emergency Preparedness Canada ef de ia Protection civile du Canada
‘otis, Canada KIAGPS
Toe Hencursbia Lengzaie
here Mctelan POW ep osteo
53 206
Mr. David R. Amos
153 Alvin Avenue
Milton, MA 02186
USA.
Dear Mr, Amos:
Thank you for your letter of November 19, 2003, addressed to my predecessor,
the Honourable Wayne Easter, regarding your safety. I apologize for the delay in
responding.
Ifyou have any concerns about your personal safety, I can only suggest that you
immediately contact the police of local jurisdiction. In addition, any evidence of
criminal activity should be brought to their attention since the police are in the best
position to evaluate the information and take action as deemed appropriate
I rust that this information is satisfactory
‘Yours sincerely,
A thu SOC.
A, Anne McLellan
CanadaDEPARTMENT OF HOMELAND SECURITY
Office of Inspector General
Washington, DC 20528
David R, Amos
153 Alvin Avenue
Milton, MA 02186
OIG Complaint Number: C04-01448
Dear Mr. Amos:
We received your letter on November 21, 2003. We will review the information carefully to
determine the appropriate action; however, our office will not be able to provide you with any
information as to the action taken.
In general, privacy and law enforcement concems prohibit the Office of Inspector General (OIG)
from disclosing information from its system of records to third parties, including the individual who
made the original allegation. Often, this is a source of some frustration to those who contact us, but
it is unavoidable in light of the Privacy Act (5 U.S.C. §552a) and the regulations promulgated
thereunder. For this and other reasons, itis the policy of the OIG that once we receive an allegation
of fraud or other misconduct, no information concerning the allegation may be released to any third
patty, except to other law enforcement agencies. Individuals named in allegations received by this
office are entitled to the same privacy rights that you or any other citizen might expect from us.
Thank you for bringing this matter to the attention of the OIG.
Sincerely,
‘| “W ie
UoSeph G. Sullivan, Jr
Deputy Assistant Inspector General
for InvestigationsUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON. D.C. 20549
January 5, 2005
Mail Stop €207
David R. Amos,
153 Alvin Ave.
Milton, MA 02186
‘Dear Mr. Ames:
Iam writing in response to voicemail messages you lefi for Walter Ricciardi and Philip
Koski, employees in the Commission's Boston District Office, on December 22, 2004. In those
messages you indicated that you may seek testimony from Mz. Ricciardi and Mr. Koski ina
criminal trial, Mr. Ricciardi and Mr. Koski would be able to testify only if the General Counsel
authorized their testimony. See 17 CFR. 200.735-3(b)(7). At this time, the General Counsel
has not authorized their testimony because Mr. Ricciardi and Mr. Koski could not provide any
relevant non-expert, noneprivileged, factual testimony. Indeed, they do not have personal
knowledge of any matters that appear to be relevant to any proceeding against you. Please direct
any further communications regarding this matter to me.
Vory traly yours,
(UA hs
Melinda Hardy
‘Assistant General Counsel