ANNEXURE

I am student of MBA 4th semester I have undertook a project on Report on study of Depository and their financial analysis. So I feel highly obliged if you provide the following information. Name.. Occupations ... Address... Ques.1: Do you invest in securities? i) Yes If yes then in which securities 1. fixed deposit 2. mutual funds 3. stock market post office securities commercial paper ii) No

Ques.2: do you have Demat account?

i) Yes i) 5-10 iii) 15-20 1. ICICI bank 2. HDFC Bank 3. IDBI 4. HSCIL 5. VTI 6. LSE Securities 7. CBOP Ques.5: If you have deposited shares in physical form for dematerialization, in how many days they were dematerialized. 1. Within 15 days 2. From 15 to 30 days 3. More than 30 days Ques.6: Your depository participant is registered with? ii) No ii) 10-15 iv) 20 above Ques.3: What are the average numbers of transaction in your demat account?

Ques.4: in which depository participant you have opened your account?

1. NSDL 2. CSDL 3. Both Ques.7: Can SEBI issue guidelines pertaining to public issues? i) Yes 1. Company 2. Registered holder of the company 3. Depository 4. Depository Participant Ques.9: what are annual maintenances charges, charged by depository participants? 1. 100-200pa 2. 200-300pa 3. 300-400pa 4. Above400pa Ques.11: In which securities you invest? 1. Long term 2. Medium term 3. Short term Ques.12: services provided by your depository participant 1. online trading 2. portfolio evaluation 3. services at all branches 4. any other If any other specify. Ques.13: Rank the following factors, which influence the choice of your depository participants 1. Goodwill of depository participants 2. annual maintenance charges 3. cost of opening account 4. services provided 5. transfer charges 6. time horizon ii) No

Ques.8: Who can make a request for the demat of the security?