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    Financial Services 7

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    bkamith
    A merchant banker must register with the Securities and Exchange Board of India (SEBI) in order to legally conduct merchant banking business. To register, the merchant banker must submit an application in Form A, which requires information about the applicant's name, organization structure, business, clients, finances, and a declaration by two directors or partners. SEBI will then review the application and grant a certificate allowing the applicant to operate as a merchant banker if registration requirements are met.

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    Financial Services 7

    Uploaded by

    bkamith
    21 views1 page
    A merchant banker must register with the Securities and Exchange Board of India (SEBI) in order to legally conduct merchant banking business. To register, the merchant banker must submit an application in Form A, which requires information about the applicant's name, organization structure, business, clients, finances, and a declaration by two directors or partners. SEBI will then review the application and grant a certificate allowing the applicant to operate as a merchant banker if registration requirements are met.

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    amith kumar

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    A merchant banker must register with the Securities and Exchange Board of India (SEBI) in order to legally conduct merchant banking business. To register, the merchant banker must submit an application in Form A, which requires information about the applicant's name, organization structure, business, clients, finances, and a declaration by two directors or partners. SEBI will then review the application and grant a certificate allowing the applicant to operate as a merchant banker if registration requirements are met.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as DOC, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as doc, pdf, or txt
    21 views1 page

    Financial Services 7

    Uploaded by

    bkamith
    A merchant banker must register with the Securities and Exchange Board of India (SEBI) in order to legally conduct merchant banking business. To register, the merchant banker must submit an application in Form A, which requires information about the applicant's name, organization structure, business, clients, finances, and a declaration by two directors or partners. SEBI will then review the application and grant a certificate allowing the applicant to operate as a merchant banker if registration requirements are met.

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    CHAPTER VII MERCHANT BANKERS SEBI RULES & REGULATIONS, 1992 SECTION 29 & 30 RULES & REGULATIONS1 &

    2 No person to act as M.B. without regn to SEBI for grant of certificate to do M.B. business. (Rule 3) Application for registration made in form A (Regulation 3(1)). Contents: name of applicant particulars of applicant; organisation structure; business information; client information; financial information; other information; declaration by 2 directors in case of a co., or partners in case of partnerships, or by a sole proprietor

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