1.

1. PP

2. PO

3. SET

4. OTC
2.
1.

2.

3.

4.

3. par 10 5 50
1000
1. 1500 20

2. 1500

25
3. 2000 20

4. 2000

25
4. Future
1. Forward
2.

3. Future

4.
5.

1.

2.

3.

4.

6. (TCH)

1.

2.

3.

4.

7.
1.

2.

3.

4.

8.
1.

2.

3. 4.

9.

1.

2.

3.

4.

10. ETF
1. MARGIN

2.

3.

4.

11. ETF
1.
3.

2.
4.

12.
1.

2.

3.

4.

13.
1.

2.

3.

4.

14. FUTURE FORWORD

1.

2.

3.

4.

15. Warrant
1.

2.

3. warrant

4.

warrant
16.
1. MAI SET

2. MAI SET

THAI BDC
3. SET

4.

17.
1.
3.

2.
4.

18.
1.

2.

3.

4.

19.
Risk free asset
1.
2.
3.

4.
20. A
B A,B

1.

2.

3.

4.

21.
1.

2.
3.
4.

22.

1.

2.

3.

4.

23.
1. 2.

3.

4. 2

3
24.
hedge fund
1.

2.

3.

4.

(arbritage)
25.
1. Convertible bond
Derivetive warrant

2. Warrant

3.

4.

26.

1. Dollar Cost Average

3. Market timing

2. Shaer cost
4. Conservative strategy

27. Duration
1. Duration

2. Duration
3. Duration
4. Duration
28. Warrant
1.

2.

3.

4.

29. AAA
10 60

1. 60

2. 50

3. 40

4. 30
30.
1.

2.
3. small claim court
4.

31.
1. 2
2. 3
3. 4
4.
32.

1.
2.

3.

4.

33.
1.

2.

3.

4.

34.

1. 0.5

2. 1
4. 5

35. ATO (at the open)

3. 2

1.

2.
3.
MP
4.
36. NVDR
1.

2.

foreign limit
3.

4.

37.

1. Capital appreciation

2. Current income

3. Capital protection

4. Total return

38.
I

II


III

1. I II

2. I

III
3. II III

4.

39.

1.

2.

3.

4.
.
40. 10
Time Value 10
10

1. 0
2.
10

3.
10
4. Underprieed
41.
1.

2.

3.

4.

42.

1.

2.

3.


4.

43.

1.
2.

3.
4.
44.


1.

2.

3.

4.

45.

1.
65%
2.
65
3.

65

4.
65

46.

I
II

III
1. I II

2. I

III
3. II III

4.

47.

1.

2.

3.

4.

48.
1.

2.

3.

4.

49. Premium Bond
I

II

III

IV

1. I III

2. I IV

3. II III

4. II IV

50.

1.

2.

3.

4.

51.
I Demand of money = Suplus spending
unit

II Demand of money = Deficit spending

unit
III Supply of money = Suplus spending
unit
IV Supply of money = Deficit spending
unit
1. I III

2. I IV

3. II III

4. II IV

52. 10

13

XD 10

1.
10 ..

2.
10
10

3.
10
10


4.
10
10

53.

1.

2.

3.


4. W
D

54.

1.

2.

3.
55.
I
II

III

1. I II

2. I

II
3. II III

4.

56.
1.

2% 15%
2.

15

3.
2
15
4.
15
57. 5

XR
23

1.
5 .. Rightson

2.
5 .. cum-rights

3.
23 .. Ex-rights

4.
23 .. Rights-on

58.

1.
2.
3.
4.
59.

1. Saving Bond
3. Loan Bond

2. Investment Bond
4. Amortizing

Bond
60.



1. Ceiling Floor

2. Cap

Floor
3. Ceiling Base

4. Cap Base

61.
1.

2.

3.

4.

62.
1.

2.


3.

4.

63.

I
III

II

IV

III , I , IV, II

64.

1.

2.

3.

4.

65. Rational Investor
1. Maximize return at assumed risk 2. Minimize risk
at the same return
3. risk adjusted return

4.

66. Active Investor

1. 2.

3.

4.
67.

1. Near term, High priority =

2. Near term, Low priority =
3. Long term , High priority
4. Enterpreneurial / Money Making Goal
68.
1.

2.

3.
10

4.
10

69.
1.
2.

3.

4. /

70. 2549 100,000

2549
130,000 220
231

1. 15
25

2. 20

3.

4. 30

71.

1.

2.

3.
4.
72.

1.
2.

3. D/E
4. 1 5
73.
1.

2.

3.

4.

74.
1.
3.

2.
4. reinvest

75.

1. Insider Trading Misstatement, Market

Manipulation
2.
3.
( XD,XR,XI,XA,XS,XT,XW,NP,NR,H,S)
4.
76.
1. Direct investment

2. DR

(depository receipt)
3.
77.

4.

1.

2.

3.

4.
78.
1.
1

2.

3. /

4. /

79.
1.

2.

.
3. 1 2

4. 1 2

80.
1.

2.

3.
4.

81. NVDR
1.

2. (Capital

Gain/Loss)
3.

4.

82.
1.

2.

3.

4.

83.
1.

2.

3.
4.
84.
1.

2.

3.

4.

85.
1. .

2.

3.
. .

4.
86.
87.
88.
89.
90.
91.
92.
93.

94.
95.
96.
97.
98.
99.
100.