Class05 Checklist56-1

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Checklist

( 56-1)

Checklist
1

- Checklist

56-1

- 56-1

- Checklist ...
Checklist
1. 56-1

Checklist

2.
?
- Y /

- N X

- NA -

3.



56-1
...

Checklist ( 56-1)

1
1


Home Page ()

-


.

10%

- (

supplier//

/
)


-
(

- (
/ /

/

)
- (
/


/)

)
- (/


(covenant)/

//FX)
- (

/dilution

)
-

3
(1)

-
-

(2)

>10%


(3)

10%
()
4

/
- /

-
()

(1)

- supplier

30%

(
)

(2)

, )

supplier (


)
()

-

-

-
-
-

-
()
-

()
-
30%


()

-
-

-
-

-
(

(3)

()

- (/
)

-
-

-
30%



()

- 3

(4)

-


-

10%

5
(1)

()

(2)


(
// /

- hidden asset

10

( 5% equity
10%
equity )


7
(1)

- //


call/put
option

-


-



-
(

11


( put-call
option ) Rating
-
(shareholding agreement)

(2)

- 10


holding

account

company nominee

(

(TSD) )

(ultimate

shareholder)

holding company nominee


account

12

(3)


-
-

13


8
(1)

- organization chart

- (

/)

board

- /


board

(/)

(4 MD)

14

organization chart
-

(2)

-
-

()

-

(3)
(3.1)

()

)
-

15

()

( 4
M.D)
-

16

- holding company


(3.2)
(4)

() ( ESOP

- / code of
best practices SET
- code
of best practices

(5)

-
1

-
(6)

-
-

- /



(3
)

17


-
9


10

(1)

-


-

18

- /

-

fair


(2)

()


56-1

10%

11

(1)

movement


(4)

(3)

3
)
- /

-

- (
)

19

56-1


56-1
(2)

filing

56-1

20

- ratios

ratios

1-3


-

(covenant)

21

(3)



-
-
(non-audit fee)

12

3
-
-

22

()
-

23

24

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