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    Audit Project Title & No. Fieldwork Phase Quality Control Checklist

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    Iqa Suhaili
    This document provides a quality control checklist for reviewing audit fieldwork. It contains items to ensure fieldwork was performed thoroughly and workpapers adequately support findings and recommendations. The checklist verifies that an audit program was used, facts and findings are referenced, workpapers describe work and are properly formatted, findings were discussed with management, and work was performed on budget. Reviewers should check each item and provide comments for any "no" answers to ensure quality control standards are met.

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    Audit Project Title & No. Fieldwork Phase Quality Control Checklist

    Uploaded by

    Iqa Suhaili
    42 views2 pages
    This document provides a quality control checklist for reviewing audit fieldwork. It contains items to ensure fieldwork was performed thoroughly and workpapers adequately support findings and recommendations. The checklist verifies that an audit program was used, facts and findings are referenced, workpapers describe work and are properly formatted, findings were discussed with management, and work was performed on budget. Reviewers should check each item and provide comments for any "no" answers to ensure quality control standards are met.

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    qc checklist

    Original Title

    QC Checklist

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    This document provides a quality control checklist for reviewing audit fieldwork. It contains items to ensure fieldwork was performed thoroughly and workpapers adequately support findings and recommendations. The checklist verifies that an audit program was used, facts and findings are referenced, workpapers describe work and are properly formatted, findings were discussed with management, and work was performed on budget. Reviewers should check each item and provide comments for any "no" answers to ensure quality control standards are met.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as DOC, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as doc, pdf, or txt
    42 views2 pages

    Audit Project Title & No. Fieldwork Phase Quality Control Checklist

    Uploaded by

    Iqa Suhaili
    This document provides a quality control checklist for reviewing audit fieldwork. It contains items to ensure fieldwork was performed thoroughly and workpapers adequately support findings and recommendations. The checklist verifies that an audit program was used, facts and findings are referenced, workpapers describe work and are properly formatted, findings were discussed with management, and work was performed on budget. Reviewers should check each item and provide comments for any "no" answers to ensure quality control standards are met.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as DOC, PDF, TXT or read online from Scribd
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    of 2

    Prepared By: Date: Reviewed By: Date:

    AUDIT PROJECT TITLE & NO. FIELDWORK P A!E "UALIT# CONTROL C ECKLI!T Fieldwork includes all efforts to accumulate, classify, and appraise information so that we can express an opinion and provide recommendations for improvement. Fieldwork implies measurement and evaluation and the existence or development of standards. Fieldwork can be performed through survey or detailed tests. The techniques used will depend or the particular situation but may include observing, questioning, analyzing, comparing, investigating and evaluating. Fieldwork will usually include some form of testing which includes: . ". #. %. !etermining standards. !efining population. $electing a sample. &xamining selected information.

    'e should review fieldwork workpapers to be sure that work was performed in a professional and thorough manner and work and workpapers adequately support findings and recommendations. To facilitate reviewing work for the Fieldwork (hase the following checklist is provided. )es answers are acceptable work and no answers require some response or action on the part of the auditor in charge.

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    . *as an audit program been prepared and used which list audit procedures to be performed, ob+ectives of those procedures, estimated time to perform, and initial, date, and with workpaper reference when completed, *ave all facts, findings and recommendations contained in the draft report been cross referenced to supporting workpapers, !o workpapers adequately describe work performed and support findings and recommendations, -re workpapers: a. .eat and uniform, b. /ndexed lower right corner, c. /nitialed 0 dated by preparer, d. 1eflect source of information, e. /nclude descriptive title, f. /nclude appropriate lead schedules and summaries, 2. -re workpapers neatly bound with a cover sheet and a table of contents, /s there adequate support for findings and recommendations, 'ere all findings and recommendations discussed with agency management and their feedback obtained throughout the course of the audit,

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    5. 6. 7. !o all workpapers clearly indicate audit procedures performed, *ave all workpapers been reviewed and approved, 'as the work performed within the allotted time budget, /f not why not,

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