FINALREPORTFORM vafre vgoky uequk (UnderSection173Cr.P.C.

) QkStnkjh ifdz;k lafgrsP;k dye 173 vUo;s INTHECOURTOFHonble Sessions Judge,

Form:5A

Spl. Court under MPID Act, Sessions Court, Mumbai.

1 Dist MumbaiPSE.O.W.Year2013FIRNo.89/13Date:30.09.2011. (PSM.R.A.MargCRNo.216/13) ftYgk iksyhl Bk.ks o"ksZ ifgyh [kcj

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2. FinalReport/ChargeSheetNo. Date:06.01.2014. vafre vgoky@vkjksih i= dzekad rkjh[k 4. (i)Act IPC Sections409,465,467,468,471,474,477(A) r/w120(B). vf/kfu;e dye (ii)ActM.P.I.D.,1999 Section3and4 vf/kfu;e dye (iii)Act Section vf/kfu;e dye (iv)Act Section vf/kfu;e dye 5. Type of Final Form/report Charge Sheeted /Not Charge Sheeted for want of evidence/FR Undetected/ FR untraced/FR offence abated/FR Un-occurred ---- Charge sheeted. vfare vgokykpk izdkj %& vkjksii= nk[ky dsys@iqjO;k vHkkoh vkjksii= nk[ky dsys ukgh@rikl ykxyk ukgh@'kks/k ykxyk ukgh@ laifoyk@?kMykp ukgh IfF.R.Unoccured:False/MistakeofFact/MistakeofLaw/Noncognizable/CivilNature Occurred tj vafre vgokykpk izdkj ?kMyk ukgh- [kksVh oLrqfLFkrhph pwd@dk;+kph pwd@vn[kyik=@fnok.kh Lo:Ik- %& fnok.kh Lo:Ik 7. Ifchargesheeted(tj vkjksii= Bsoys)Chargesheeted OriginalSupplementaryeqG @iqjo.kh: 8. NameoftheI.O.ArvindWadhankarRank:Sr.PoliceInspector. rikl.kh vf/kdk&;kps ukao %& inuke ekad%& 9. (a) NameofComplainant/Informant:MrPankajSaraf. rdzkjnkjkps @[kcjhps ukao %& Father's/Husband'sName:MrRamnareshSaraf. fiR;kps@irhps ukao %& 10. DetailsofProperties/Articles/Documentsrecovered/Seizedduringinvestigationandrelied upon:(Separatelistcanbeattached,ifnecessary) rikl.khP;k osGh ijr feGfoysY;pk@tIr dsysY;k vkf.k voyaacwu jkghysY;k ekyeRrspk@oLrwpk ri'khy% vko';d vlsy rj Lora= ;knh lkscr tksM.;kr ;sbZy
Sr. No. Property Description Estimated Value (Rs.) P.S. Property Register No. From whom / where Recovered or Seized. Disposal

6.

As per separate list attached

10.

DetailsofProperties/Articles/Documentssecured/recovered/seizedduringinvestigationand reliedupon:

I) Properties /Articles/Documents secured/recovered/seized at the instance of accused no.1 Amit Mukherji:_ 1)Flatno.801/IvoryHeights,area575sq.ft.,vd.Rs21.5lakh(agreementvalue)inthenameof wifeBonhiMukharjee. 2)Flatno.902/IvoryHeights,area1000sq.ft.,vd.Rs41.3lakh(agreementvalue),Kanaikiya Road,MiraRoad. 3)Flatno.1202/RoyalSamarpan,area1550sq.ft,vd.Rs4.5cr(agreementvalue),nearRivali Park,WesternExpressHighway,Borivali(E). 4)RangeRoverEvogueCarNo.HR26BW9013vdRs.55lakhapprox.(totalpropertyworth Rs5,67,80,000). 5)7 CDs, American Express Membership Cards, Country Club (India) letter, Axis Bank & HSBC Bank letters & cards - from flat No. 902, Ivory Heights, Beverley Park, Mira Road (E), Thane, the residence of accused. 6) copies of documents of properties and his bank accounts are recoverd. A summory of this along with documents collected are kept in file No. 16. II) Properties /Articles/Documents secured/recovered/Seized at the instance of accused no. 2 Jai Bhaukhandi:_ 1) Flatno.703,AmbikaTower,Panchpakhadi,Thaneadmeasuring580sq.ftvd.Rs20lakh (agreementvalue). 2) Mahindra XUV 500 car No. HR26BW8030, vd Rs 14 lakhs.(total property worth Rs 34 lakh)

3)HDFC Bank a/c No. 11979 Cheque book, Sale Agreement in respect of flat No.703, Ambika tower, Thane standing in the name of this accused, NSEL stock Statement,Declaration/ undertaking given to Board of Directors of NSEL by this accd. and such other documents recovered from Flat No.1/B/19, Model Town,Mahakali Road, Andheri (E) ---- the temporary residence of accused.
4) The copies of documents of properties and his bank accounts are recoverd. A summory of this along with documents collected are kept in file No. 16.

1) Flat No. 1601, OdissyII Apt, admeasuring 2200 sq.ft.,vd. Rs 4.5 cr (agreement value), HiranadaniGarden,Powai 2) FlatNo.1404,PanchwatiCHS,Powai,Mumbai 3) FlatNo.1405,PanchwatiCHS,Powai,Mumbai 4) Flat No. G1602, Bhimashankar Society, Nerul (W), Navi Mumbai.(total property worth Rs 4.5cr) 5) 4 Hard Disks from his computer, two attendance registers of Board of Directors meeting, 5 outword registers etc 6) Blue colour Dell Laptop, Black Colour Sony Laptop & Copies of document, Agreement. 7) The copies of documents of properties and his bank accounts are recoverd. A summory of this along with documents collected are kept in file No. 16. III) Properties /Articles/Documents secured/recovered/seized at the instance of accused no. 3 AnjaniSinha:

IV)Properties/Articles/Documentssecured/recovered/seizedattheinstanceofaccusedno.4 NileshPatel:
1) One Hard disk & file containing documents from the residence of Rajesh Mehta, POA holder of Swastik Overseas Corporation, Ahmedabad. 2) Files of documents, Registers, Cash Books from the office of N.K. Proteins Ltd. Usmanpura, Ahmadabad. 3) Factory, land & building, plant & machinery situated at 745, Kadi, Ahmadabad belonging to N.K. Industries Ltd. 4) Factory, land & building, plant & machinery situated/fixed at survery No. 275,229,278, 279, 273,274,276,292,293, Thor, Ahmadabad belonging to N.K. Industries Ltd. 5) Factory, land & building, plant & machinery situated at & known as Banpal Factory, 144/64, Mouje Chandiser, Tal. Palanpur, Dist.- Banakshetra belonging to N.K. Industries Ltd. 6) Land bearing survey No. 436, 437/2,436/1,436/2,436/3,436/4 at Patan, Ahmadabad standing in the name of Ashita Nilesh Patel & Sonal Nimesh Patel, Directors of N.K. Group of Industries Ltd. 7) Land admeasuring 4600 sq yard, vd Rs 10 cr situated off S G Highway, Opp Ashwavilla, Ahmedabad. 8) Land admeasuring 2,24,000 sq yard & 80 Biga, vd Rs 32 cr situated at Thor, near Thor Plant, Ahmedabad. 9) Bunglow on land admeasuring 4500 sq yard vd Rs 15 cr situated at Shantakeshav, Amali Bopal Road Ahmedabad. 10) Bunglow on land admeasuring 2600 sq yard vd Rs 15 cr situated at Ashwavilla, Ahmedabad. 11) Flat Flat- No. 1203, 12th flr, Bhagtani Krishaang, Powai, near Hiranandani, Mumbai- 76 with 4000 sq ft area vd Rs 5 cr. standing in the name of N K Proteins Pvt Ltd, Ahmedabad. 12) Two Flats- 403A & B standing in the name of Smt Sonal Nimesh Patel and Smt Ashita Nilesh Patel situated in Lhencroft, Hiranandani Garden, Pawai, Mumbai. with joint area- 1470 sq ft Vd Rs. 4.5 Cr. 13) FlatUnitNo.TPDK1505Gurgaon, ThePalmDrive Sector66,UrbanEstate area- 2000 sq ft Vd Rs. 1 Cr. statnding in the name of N.K.Proteins Pvt. Ltd. 14) Flat- Apartment Unit No.KBA-22-2503, Kensington, Boulevard, Jaypee Greens, Noida, Delhi vd Rs. 1 Cr. standing in the name of N.K.Proteins Pvt. Ltd. 15) Shop Unit No.- Kensington, Boulevard, Jaypee Greens, Noida, Delhi vd. Rs. 1 Cr., statnding in the name of N.K.Proteins Pvt. Ltd. 16) Office situated at 2nd,3rd, 7th & 9th floor of Popular House, Ashram Road,Ahmedabad standing in the name of Priyam Patel, N.K.Proteins Pvt. Ltd.,Smt Sonal Nimesh Patel and Smt Ashita Nilesh Patel respectively. 17) Office at Ratnam Shopping Centre, C.G. Road, Ahmedabad with area800 sq yard,vd Rs.50 lacs statnding in the name of N.K.Proteins Pvt. Ltd. 18) Documents of N.K. Proteins and other sister concerns recovered from the office of NSEL (File No. 13) 19) Documents collected during investigation (File No.15)

V)Properties/Articles/Documentssecured/recovered/seizedattheinstanceofaccusedno.5Arun kumarSharma:

1) Two Hard Disks having mirror image of the data of the hard disk, documents related to sales & purchase with NSEL & other documents from the office of Lotus Refineries, A-204, Boomrag Complex, Chandivali Farm Road, Andheri (E), Mumbai. 2) Files containing photo copies of documents related to Lotus Refineries Pvt.ltd., Purchase orders, Show Cause Notice by Customs, copies of documents related to Lotus Pharma Ltd. Photo copies of Form No, 32, Photo copies of Pan Card, Ledger accounts details, bank statement, etc from the office of Lotus Refineries Pvt Ltd,. Plot No, 509, Industry Area, Phase 2, Chandigarh. 3) Office A/204, Boomrang, Chandivali Road, Andheri East, Mumbai.with area 10,000 Sq ft,vd Rs. 25 Cr. 4) Flat- 905, A Wing, Maifil Leaf, Chandivali Road, Pawai, Mumbai with area- 1200 sq ft, vd Rs. Rs. 2.25 Cr 5) Bungalow - House No. 1155, Sector- 34, Chandigarh with area- 500 gaj, vd. Rs. 5.00 Cr. 6) Bungalow - House No. 2569, Sector- 35, Chandigarh with area- 500 gaj, vd Rs. 12.00 Cr 7) Industrial Area Plot situated in Phase I, Industrial Area, Chandigarh with area1000 gaj, vd. Rs. 8.00 Cr. 8) Factory Plant - Plot No. Badi Haiboval, Hamada Road, Ludhiyana (15 km from Ludhiyana) vd. Rs. 20 Cr. 9) Flat-201,Building No. 3A, Phase III, N G Suncity, Thakur Village, Kandivali (E), Mumbai-101, Vd Rs. 125 Cr. 10) Inova Car No. MH-04-FN- 124 of accused vd Rs. 13 lacs. 11) Cash at Bank /FDRs of accused and his wife vd Rs. Rs. 12.67 crores with UCO Bank, Andheri. 12) Documents of Lotus Refineries Pvt Ltd., and sister concerns recovered from the office of NSEL (File No. 14) 13) Documents collected during investigation (File No.15) VI) Documents collected in respect of accused arrested during investigation :1) Copies of documents submitted by Mr. Saji Cherian, the present MD & CEO of NSEL company wide its statement dated 02-01-2014. By his statement, he has mentioned in detail how the present offence is committed and how the accused persons are involved in the case. He has supported his statement with copies of documents which are kept in File NO. 6,7,8 and 9 respectively. 2) Copies of documents are also recovered from the office of NSEL directly. These copies of documents are kept in file No. 17,18 and 19.

VII)

Properties /Articles/Documents recovered/Seized from the offices/ Residences of the suspects involved in the case: Original audited balance sheet of NSEL, Original IT Returns, Copies of IT Retuns, Journal Ledger of Margin Money, Original copy of Grant Thorton Forensic report, Original copy of Warehouse receipt, Annual report of FTIL, Original Membership files of 24 Borrowers and 5 CDs.--------- From NSEL office.
22 Hard Disks (6 from Server and 16 from storage) from the office of FTIL. 15 Hard Disks from 3 Servers of NSEL. 9 Hard Disks of the Server of NSEL------ from the office of NSEL, FT Tower, Andheri (E), Mumbai.



Hard disk along with CPU of Dell Computer from the office of NSEL, Palanpur, Gujarat. I) One Hard Disk Mirror Image on blank Hard Disk of FTIL Chennai, ii) One Hard Disk Mirror Image on blank Hard Disk of MCXSX, Chennai, iii) One Hard Disk Mirror Image on blank Hard Disk of NSEL, Chennai, iv) AMC Bill Copies of FTIL with pages 1 to 381, v) A Hard Disk from the computer of Metkore Alloys Chennai, One Old Hard disk from the same computer of Metkore Alloys & documents of Metkore Alloys with pages 1 to 165. ----From their offices at Chennai. Axis bank account No. 9392& 3117 cheque books, Valuation Report, letter issued by Aastha Group to Mr. Prasad, MOU paper between Mohit Agarwal & Mr.Prasad, sale deed between Aastha Project & Mr. Prasad, ID & Visiting cards issued by Aastha to Mr. Prasad and such other papers------ From flat No. 302, building No. 12, Pokharan Road No. 2, Thane of B.V. Prasad. HDFC A/c No. 49982 statements, demat a/c No. 17121719 & 17121752 files, Books of account, documents of IT Returns, Cash Book, bank Book, Ledger, NSC file, investment file etc. ----- from the residence of Jignesh Shah. A Silver colour Sony Vaio Laptop and Apple I pad, file containing documents of NSEL. A confidential File, Axis Bank statement, IT Returns etc.------ from the residence of Joseph massey. Flat No. A- 302, EC- 93, Krishna Saravor, Evershine City, Vasai (E) Thane belonging to Shashi Kotiyan of NSEL is secured for attachment. 6 PDs of Sony, Scandisk and Transcent company, Visiting Cards and a statement dt. 13-07-09, ------ from the residence of Ashish Sharad Dalal, Andheri (W), Document such as appointment letter by MCX, MCX Board metting books, MCX & Mulgi Commodity Exchange ------- from the residence of Mr. Padmanabh Barpande Document such as agreement between Deva Lalwani & Capital Services, DRF of Umesh Sharma, DPID Statement of Umesh Sharma ------ From the residence of Pawan kumar Chabra. Files containing document of accounts from 2006/07 onwards------- from the residence of Mr. Dewang Nerala HDFC Bank Statement, Citi Bank A/c Statement, IT Returns of Padmanbhan Ramnathan, one hard drive ------ from the residence of Padmanabhan Ramnathan. File containing documents of Income tax of Mr. S Venkatraman & Hard disk from the Laptop containing Mails between NSEL & Metkore Alloys Ltd. -----from the residence of Mr. Venkatraman, Nagpur. A file containing documents of FTIL, Baroda with pages 1 to 15, Samsung Hard Disk, Seagate Hard Disk------- from the office of Mr. Chandrakant Kamdar, Fortune Tower, Baroda.

Hard Disk 250 GB, recovered from the office of Mohan India Pvt Ltd, 354, Tarun Enclave, Pritampura, New Delhi- 34, one of the accused companies.. Bunglow situated at Plot No. 50/51, RHB Colony, 2nd main, 2nd Cross, Mahadeopura, Banglore- 48 belonging to Mohit Aggarwal. The Bunglow is sealed. 1 Segate Hard Disk, 2 WD Blue Hard Disk, Photo copies of documents, Tax invoices from the office of Juggernut Project, Raheja Chamber, Nariman Point, Mumbai. Documents such as Bank Pass book, G mail Copies, Correspondence with Juggernaut Project, proposal settlement Cycle, sealed from the residence of Sunil Ganjave, Director of Juggernaut Project Ltd. 1 laptop Hard Disk, 7 Bank Pass Book from the residence of Mr. Yogendra Mehta, Director of Juggernaut Project Ltd. Three Computer Hard Disks of Western Digital, Malaysia from the office of Loil Heath Foods Ltd., SCO- 18/19, 1st floor, Madhya Marg, Sector 9D,Chandigarh (UT) Dell Insperion Black Colour Laptop from the residence of Prashant Kumar Anand , Director of Lotus Refineries Pvt Ltd. One Hard Disk from the office of Master Commodities Services Ltd., Master Chamber,19, Firoj Gandhi Market, Ludhiana, Punjab. Data of 37 computer downloaded in blue colour pen drive and data of a Laptop downloaded in black colour pen drive & Printout of server having 405 pages in connection with NSEL recovered from the office of Topworth Steel & Power Pvt Ltd, Raheja Center, Nariman Point. Lenovo company Desktop Computer from the residence of Rajesh Kumar Jain situated at Ranjangaon, Chattisgarh. 2 Samsung hard Disks from the office of Loil Overseas Food Ltd. 807, Kailash building, Kasturba Gandhi Marg, New Delhi. 1 Pen Drive Containing Hard Disk Data of the Computer from the residence i.e. Flat No. 703, Vijay Apt. Malad (w), Mumbai- 64 of Rajendra Bhusan Javdala. Documents such as cheque books of various bank accounts, 1 personal diary, 1 bank pass book, MOA of NSEL, Agenda for the meeting of the board of directors, etc from the residence of Shankarlal Guru, chairman of NSEL. One file containing bank statement from the residence of Shri. Manish Kella, Ahmedabad. 36 files Containing document related to books of account and Mirror image of Proteins, thor Gaon and from the office Popular house, Ashram Road, Ahmedabad the offence and Dvd containing server from the factory of N.K. of the said company situated in of N.K. Proteins Ltd.

,

Stocks & Warehouses Secured:-

1) 5 Box files containing buying invoices of Raw material of HR Coil of Topworth Pipes & Tubes, 28 box files containing shares invoices of the said company, Inword & Outward stock Registar of comupterise hard copy prints, Pen drive of Soft copies data of the said company and 22 tone of stock of HR Coil of Iron valued Rs. 21,13,00,000/- lying in the premises of the said company is also secured. 2) 399 bags of Cummin seeds of 50 kg each valued Rs. 24 lakhs---- from the Narsanga Vir, Nagderi, Opp. CNG Petrol pump, Tal. Unja, Dist- Mehsana, Gujarat. 16 bags of Cummin seeds of 50 kg each valued Rs. 1 lakhs---- from Muktupur Village Warehouse, Muktupur, Tal. Unja, Dist.- Mehsana, Gujarat, 70 bags of Cummin seeds of 50 kg each valued Rs. 4,20,000/- & 60 bundles of 14 emty bags each vd. 2,40,000/- --- From Martin Godown, Opp. APMC Unava, Tal. Unja, Dist- Mehsana,& 112 bags of Cummin seeds pf 50 kg each valued Rs. 6,72,000/- ---- from the Shivganga Estate warehouse Opp. APMC Unava, Narsanga Vir, Nagderi, Opp.CNG Petrol pump, Tal. Unja, Dist- Mehsana, Gujarat & the copies of documents, Agreement, Out word register etc. All these warehouses are sealed. 3) Mild Steel, 624.245 M. Tonne Vd Rs. 2,49,60,000/- from Champion Steel Industries Pvt. Ltd. warehouse, Taloja , Mild steel 16,240.89 M. Tonne Vd Rs. 64 Crore from Akshta Mercantile Pvt Ltd. warehouse, Taloja , Mild steel 5,000 M. Tonne Vd Rs. 20 Crore from Realm services warehouse, Taloja , All these three warehouse are sealed & 12 Stock registers, 9 copies of agreement & stock detail documents are taken charge of. 4) I) 16 bags of Soya been from Siddhartha warehouse Godown No. 2, ITC Chaupal Sagar, Ganj basoda, Vidisha, MP. II) 2507 bags of Channa Vd Rs, 78,62,157/- and 5 files of documents from --- Karan Warehousing Corporation, Vidisha, MP, III) 32 bags of Channa Vd Rs, 80,000/- and 19files of documents from --- NBHC Warehouse, Sagar road, Vidisha, MP & document such as inword & out word registers, stock plan register, spray & fumigation register, commodity inword slips & other documents related to trading with NSEL & related to warehousing business, 5) I) 47 bags of Channa----- from NBHC warehouse, Meuli, Ganj Basoda, II) NBHC deposit register, daily stock summary registar, warehouse receipt, & such other documents----- from NBHC warehouse, Meuli, Ganj Basoda, III) 1294 bags of channa & various documents from shakuntalam warehouse, jivaji pur, vetoli Village, Ganj Basoda, MP. 6) 21477 bags of red Chilly of 40 kg each vd Rs. 6,87,26,400/-, stock register, dilvery order books, bill books two ----- from Rama cold storage, Bhadrachalam Road, Thallada, Dist- Khammam, AP. 7) I) 2045 bags of Castrol Seeds of 75 kg each valued Rs. 53,68,125/- from Thakkar Pushpa warehouse, Khalli Gaon ,Sidhapur, Patan, Gujarat and the same godown, II) 259 bags of Jirra of 55 kg each vd Rs. 17,09,400/- along with 7 god owns by name Tirupati warehouse, 17, Khalli Gaon ,Sidhapur, Patan, Gujarat, & documents such as copies of Lease agreement & others related documents.

8) 38 M. Tonne Makka ------ from Arunkumar Chaudhari warehouse, Mirzapur Gaon, Next to Sultan gung- Bhagalpur, National Highway 80 Junction, Bihar & correspondence between the concerns persons with sealing of God own.

9) I) 28 bags of Jirra weighing 1375 kg from Arpita warehouse, Unjha, Gujarat and the said god own is also Sealed, II) 34 bags of Jirra weighing 1675 kg from Bajoriya warehouse, Unjha, Gujarat and the said god own is also sealed, III) Agreement copy of NSEL & Gujarat state warehouse. 10) 35,000/- bags of Sugar lying in the NSEL Warehouse situated at Khasara No.389/2,Village Hamidpur, Near Dalmil, Delhi- 36 belonging to Mohan India Pvt Ltd. The warehouse is sealed. 11) 17,000/- bags of Sugar lying in the NSEL Warehouse situated at 106/ 255,Kheda kala, Delhi belonging to Mohan India Pvt Ltd. The warehouse is sealed 12) Stock of coper pipe wire lying in warehouse no. 78/157, Extended, Lal Dora Village, Bakoli, Delhi-36 belonging to Indian Bullion Marketing company. 13) I) Godown No. 5, Villagae Seerah, Rohan Road, Ludhiyana, Punjab in the possession of M/s. ARK Import Pvt. Ltd. containing 4,000 Bialys of Raw wool & attendance Diary. The Godown is sealed. II) Stock of Nickel Plates vd Rs. 1.70 Crores, Computer Hard Disk, Inword registers from the Warehouse No. 577/8, Vishwakarma street, Gill Road, Ludhiyana, Punjab in the possession of Singhanya Chemicals. The Warehouse is sealed. 14) 2 Hard Disk & Agreement paper from the warehouse of Sampatrao Mechnani situated at Village & Mandal Hasanpatti, Warangal, AP. ----------

Form: 5-B(1) 11 (A) Particulars of accused persons- charge sheeted (Use separate sheet for each accused.) vkjksii= BsoysY;k vkjksihapk rifky izR;sd vkjksihlkBh Lora= dkxn okijkok i) ii) iii) iv) i) Name :- Amit Mukherjee Whether Verified:- Yes ukao Fathers/Husbands Name : - Ashok Kumar Mukherjee fiR;kps @irhps ukao Date/Year of Birth:- 13/11/1972 , 41 Yrs. (tUerkjh[k@o"ksZ Sex:- Male v) Nationality:- Indian fyax jk"Vh;Ro Passport No.______ Date of Issue_______ Place of Issue ikji= dzekad fnY;kph rkjh[k fnY;kps fBdk.k Religion:- Hindu viii) /keZ Whether SC/ST:- -------vuqlqfpr tkrhpk@tekrhpk vkgs dk

ii) iii) viii)

Occupation : - Service (O;olk; Address :- Flat No. 902, Ivory Heights, off. Kankia Road, Mira Road (E), Thane. Whether verified iMrkGyk fdaok dk; &&&& Yes

Provisional Criminal No.rkRiqjrk xqUgsxkj dzekad:- --------x) xi) xii) Regular Criminal No(if known) fu;her xqUgsxkj dz- ekfgr vlY;kl :-----Jail

Date of Arrest: - 09/10/2013 (vVd rkjh[k Date of Release on bail/ Jail Custody till : ( tkehukoj lksMY;kph rkjh[k custody till 06.01.2014. xiii) Date on which forwarded to court ( U;k;ky;kdMs ikBfoY;kph rkjh[ka xiii)

Under Acts and Section: --- 409,465,467,468,471,474,477(A), r/w 120(b) IPC r/w 3,4 The Maharashtra Protection of Interest of Depositors Act, 1999 Name (s) of bailer/Sureties and Address (es) :- ------tkfeunkjkps ukaos o iRrs Previous convictions with case references :- --------izdj.kkP;k lanHkkZlg iwohZph vijk/kfl/nh

xiv)

xv)

xvii)Statusofaccused(vkjksih fLFkrh %& Judicial custody Forwarded/Bailed by Police/In Police Custody/Bailed by Court/In Judicial custody /Absconding/Proclaimed Offender.- Judicial custody till 06.01.2014.

Form: 5-B(2) 11 (A) Particulars of accused persons- charge sheeted (Use separate sheet for each accused.) vkjksii= BsoysY;k vkjksihapk rifky izR;sd vkjksihlkBh Lora= dkxn okijkok iii) iv) iii) iv) iv) Name :- Jai Bahukhandi Whether Verified:- Yes ukao Fathers/Husbands Name- Sukhsadan Bhaukhandi fiR;kps @irhps ukao Date/Year of Birth: 07/10/1971 , 42 Yrs. (tUerkjh[k@o"ksZ Sex:- Male v) Nationality: - Indian fyax jk"Vh;Ro Passport No.______ Date of Issue_______ Place of Issue ikji= dzekad fnY;kph rkjh[k fnY;kps fBdk.k Religion :- Hindu /keZ viii) Whether SC/ST:- -------vuqlqfpr tkrhpk@tekrhpk vkgs dk

v) vi) viii)

Occupation :- Service (O;olk; Address :- 703, Ambika Tower, Tekdi Bunglow, Panch Pakhadi, Thane (W). Whether verified iMrkGyk fdaok dk; &&&& Yes

Provisional Criminal No.rkRiqjrk xqUgsxkj dzekad:- --------x) xi) xvi) xiii) xvii) Regular Criminal No(if known) fu;her xqUgsxkj dz- ekfgr vlY;kl :------

Date of Arrest: - 10/10/2013 (vVd rkjh[k Date of Release on bail/ Jail Custody till : ( tkehukoj lksMY;kph rkjh[k - Jail custody till 06.1.2014. Date on which forwarded to court ( U;k;ky;kdMs ikBfoY;kph rkjh[ka Under Acts and Section: --- 409,465,467,468,471,471,477(A), r/w 120(b) IPC r/w 3,4 The Maharashtra Protection of Interest of Depositors Act, 1999 dks.kR;k vf/kfu;ek[kkyh o dyek[kkyh

xviii)

Name (s) of bailer/Sureties and Address (es) :- ------tkfeunkjkps ukaos o iRrs Previous convictions with case references :- --------izdj.kkP;k lanHkkZlg iwohZph vijk/kfl/nh

xix)

xvii)Statusofaccused(vkjksih fLFkrh %& Judicial custody Forwarded/Bailed by Police/In Police Custody/Bailed by Court/In Judicial custody /Absconding/Proclaimed Offender.- In Judicial custody till 06.1.2014.

Form: 5-B(3) 11 (A) Particulars of accused persons- charge sheeted (Use separate sheet for each accused.) vkjksii= BsoysY;k vkjksihapk rifky izR;sd vkjksihlkBh Lora= dkxn okijkok v) vi) iii) iv) vii) Name :- Anjani Sinha Whether Verified:- Yes ukao Fathers/Husbands Name :- Jagdishprasad Sinha fiR;kps @irhps ukao Date/Year of Birth: 14/01/1966 , 47 Yrs. (tUerkjh[k@o"ksZ Sex:- Male v) Nationality: - Indian fyax jk"Vh;Ro Passport No.______ Date of Issue_______ Place of Issue ikji= dzekad fnY;kph rkjh[k fnY;kps fBdk.k Religion :- Hindu /keZ viii) Whether SC/ST:- -------vuqlqfpr tkrhpk@tekrhpk vkgs dk

viii) ix) viii)

Occupation :- Service (O;olk; Address :- 1601, Odyssey- II, Hiranandani Garden, Powai, Mumbai Whether verified iMrkGyk fdaok dk; &&&& Yes

Provisional Criminal No.rkRiqjrk xqUgsxkj dzekad:- --------x) xi) xx) xiii) xxi) Regular Criminal No(if known) fu;her xqUgsxkj dz- ekfgr vlY;kl :------

Date of Arrest: - 17/10/2013 (vVd rkjh[k Date of Release on bail/ Jail Custody till : ( tkehukoj lksMY;kph rkjh[k - Jail custody till 06.01.2014. Date on which forwarded to court ( U;k;ky;kdMs ikBfoY;kph rkjh[ka Under Acts and Section: --- 409,465,467,468,471,471,477(A), r/w 120(b) IPC r/w 3,4 The Maharashtra Protection of Interest of Depositors Act, 1999 Previous convictions with case references :- --------izdj.kkP;k lanHkkZlg iwohZph vijk/kfl/nh

xxii)

xvii)Statusofaccused(vkjksih fLFkrh %& Judicial custody Forwarded/Bailed by Police/In Police Custody/Bailed by Court/In Judicial custody /Absconding/Proclaimed Offender.- In Judicial custody till 06.1.2014.

Form: 5-B(4) 11 (A) Particulars of accused persons- charge sheeted (Use separate sheet for each accused.) vkjksii= BsoysY;k vkjksihapk rifky izR;sd vkjksihlkBh Lora= dkxn okijkok vii) viii) iii) iv) x) Name :- Nilesh Patel Whether Verified:- Yes ukao Fathers/Husbands Name :- Keshavlal Patel fiR;kps @irhps ukao Date/Year of Birth: 23/02/1965 , 48 Yrs. (tUerkjh[k@o"ksZ Sex:- Male v) Nationality: - Indian fyax jk"Vh;Ro Passport No.______ Date of Issue_______ Place of Issue ikji= dzekad fnY;kph rkjh[k fnY;kps fBdk.k Religion :- Hindu /keZ viii) Whether SC/ST:- -------vuqlqfpr tkrhpk@tekrhpk vkgs dk

xi) xii) viii)

Occupation :- Service (O;olk; Address :- 403, Glen Craft, Hiranandani Gardens, Powai, Mumbai. Whether verified iMrkGyk fdaok dk; &&&& Yes

Provisional Criminal No.rkRiqjrk xqUgsxkj dzekad:- --------x) xi) Regular Criminal No(if known) fu;her xqUgsxkj dz- ekfgr vlY;kl :------

Date of Arrest: - 22/10/2013 (vVd rkjh[k xxiii) Date of Release on bail/ Jail Custody till : ( tkehukoj lksMY;kph rkjh[k Jail custody till 06.1.2014. xiii) xxiv) Date on which forwarded to court ( U;k;ky;kdMs ikBfoY;kph rkjh[ka Under Acts and Section: --- 409,465,467,468,471,471,477(A), r/w 120(b) IPC r/w 3,4 The Maharashtra Protection of Interest of Depositors Act, 1999 dks.kR;k vf/kfu;ek[kkyh o dyek[kkyh xxv) Name (s) of bailer/Sureties and Address (es) :- ------tkfeunkjkps ukaos o iRrs

xxvi) Previous convictions with case references :- --------izdj.kkP;k lanHkkZlg iwohZph vijk/kfl/nh xvii)Statusofaccused(vkjksih fLFkrh %& Judicial custody Forwarded/Bailed by Police/In Police Custody/Bailed by Court/In Judicial custody /Absconding/Proclaimed Offender.- In Judicial custody till 06.1.2014.

 Form: 5-B(5) 11 (A) Particulars of accused persons- charge sheeted (Use separate sheet for each accused.) vkjksii= BsoysY;k vkjksihapk rifky izR;sd vkjksihlkBh Lora= dkxn okijkok ix) x) iii) iv) xiii) Name :- Arun Kumar Sharma Whether Verified:- Yes ukao Fathers/Husbands Name :- Jaiprakash Sharma fiR;kps @irhps ukao Date/Year of Birth: 25/07/1975 , 39 Yrs. (tUerkjh[k@o"ksZ Sex:- Male v) Nationality: - Indian fyax jk"Vh;Ro Passport No.______ Date of Issue_______ Place of Issue ikji= dzekad fnY;kph rkjh[k fnY;kps fBdk.k Religion :- Hindu /keZ viii) Whether SC/ST:- -------vuqlqfpr tkrhpk@tekrhpk vkgs dk

xiv) xv) viii)

Occupation :- Service (O;olk; Address :- 905, Maifil Live, Raheja Vihar, Powai, Mumbai Whether verified iMrkGyk fdaok dk; &&&& Yes

Provisional Criminal No.rkRiqjrk xqUgsxkj dzekad:- --------x) xi) Regular Criminal No(if known) fu;her xqUgsxkj dz- ekfgr vlY;kl :------

Date of Arrest: - 11/11/2013 (vVd rkjh[k xxvii) Date of Release on bail/ Jail Custody till : ( tkehukoj lksMY;kph rkjh[k Jail custody till 17.01.2014. xiii) Date on which forwarded to court ( U;k;ky;kdMs ikBfoY;kph rkjh[ka

xxviii) Under Acts and Section: --- 409,465,467,468,471,471,477(A), r/w 120(b) IPC r/w 3,4 The Maharashtra Protection of Interest of Depositors Act, 1999 dks.kR;k vf/kfu;ek[kkyh o dyek[kkyh xxix) Name (s) of bailer/Sureties and Address (es) :- ------tkfeunkjkps ukaos o iRrs xxx) Previous convictions with case references :- --------izdj.kkP;k lanHkkZlg iwohZph vijk/kfl/nh xvii)Statusofaccused(vkjksih fLFkrh %& Judicial custody Forwarded/Bailed by Police/In Police Custody/Bailed by Court/In Judicial custody /Absconding/Proclaimed Offender- Judicial custody till 17.01.2014.

Form No.5 C 12. Particulars of accused persons not charge-sheeted: ( National Spot Exchange Ltd, Mumbai, a company incorporated under the provisions of The Companys Act, its Directors/Key Management Persons/its 25 Borrowers /Defaulters, Brokers & others ) i. Name@ukao :ii. Whether Verified @iMrkG.kh dsYkh dk\ %& iii. Father's / Husbands name/ oMhYkkaps@uo;kps ukao %& iii. Date/ Year of Birth rkjh[k@tUe rkjh[k :v. Sex@fYkax : vi. Nationality@jk"Vh;Ro :vii. Passport No @ikji= :Place of Issue@ fBdk.k :viii. Religion@/keZ :ix. Whether SC/ST@vuqlwfpr tkrh@tekrhpk vkgs dk\ : x. Occupation@O;olk; :xi. Address @iRRkk:xii. Whether Verified @iMrkGYkk dk\ : xiii. Provisional Criminal No @rkIrqjrk xqUgsxkj :- ------xiv. Suspicion Approved Yes/No@lak; [kjk BjYkk fdaok dls\ :- ------xv. Status of the accused (Suspect)@lakf;rkph l|fLFkrh :Bailed by Police / Bailed by Court / Judicial Custody/Absconding/ Proclaimed/ Not arrested. xvi.UnderActsandSections@dks.kR;k dk;|k o dYkek[kkYkh: 409,465,467,468,471,471,477(A), r/w 120(b) IPC r/w 3,4 The Maharashtra Protection of Interest of Depositors Act, 1999 xvii.Anyspecialremarksincludingreasonsfornotchargesheeting The accused company NSEL is situated in Mumbai while its offices & warehouses and also borrowers offices/companies/warehouses are situated across 16 states in India. The role played by 1) NSEL, 2) its Directors, 3) its key Management Persons, 4) its 25 Borrowers who are subsequently declared as defaulters of NSEL and with whom the investors money is held up, 5) Brokers through whom the investors deposited their money with the accused company NSEL and also role played by others in the case is under examination. The collection of evidence against all these persons is under process and it is time consuming. This is a case of criminal conspiracy commited by all the aforesaid persons/companies who/which are situated not only across Mumbai but across 16 states. The case is registered on 30.9.13 and due to aforesaid reasons, the investigation is not yet completed. After confirmation of role played by these persons, appropriate action will be taken against them.

Date of Issue@fnYksYkh rkjh[k : ----

Form 5-D 13. PARTICULARS OF WITNESSES TO BE EXAMINED Sr. No. Name Shri Father's/ Husband's Name Date/ Year of Birth 39 yrs Occupation Address Type of Evidenc e to be tendere d Complain ant

1.

Pankaj Saraf

Ramnaresh Saraf

Business

Girish Dev

Vasudeo Dev

40 yrs

Service

Brigendra Talesara

Basantilal Talesara

40 yrs

Service

Santosh Mansingh

------

46 yrs

Service

Hrudaya Mohanty

Ballava Mohanty

51 yrs

Service

M/s. Vostok Far East Securities Pvt. Ltd., Oricon House, 4th Floor, 12, K.B. Dubhash Marg, Fort, Mumbai-01 801, A Wing, Raj Classic, Panch Marg, Yari Road, Versova, Andheri (W), Mumbai-61 A/702, Galaxy, Agarwal Township, Kaul Heritage City, Bhabola Naka, Vasai (w), Thane202 B/303,Mahav eer Rachna CHS, Plot No. 54, Sector No. 15/B, Belapur, Navi Mumbai Flat No. B-8, Shree Sawan Nagari CHS, Matheran Road, Senkapur, New Panvel(East)

Witness

Witness

Witness

Witness

Shashidhar Kotian

------

42 yrs

Service

Miss. Krutihka Rao

Gangadhar Rao

25 yrs

Service

Biharilal Kapri

Maheshwar Kapri

39 yrs

Service

Deepak Vasant

Shantilal Dayalgi Vasant

31 yrs

Service

10

Sidharath Asar

Haresh Asar

37 yrs

Business

11

Ritesh Shah

Vrajlal Shah

31 yrs

Business

12

Sandip Jhunjhunwala

Santosh Jhunjhunwala

39 yrs

Business

13

Shailesh Shah

Dolatrai Shah

58 yrs

Business

601, Tulip Garden CHS, Military Road, Marol, Andheri (E), Mumbai- 59 2/B701, Powai Jalatrang CHS, Adi Shankarachar ya Marg, Ram Baug, Powai. Mumabi C-4/203, Tulsi Vihar, Gokul Nagari, Khadakpada, Kalyan (w) Bullevalevard , 15 Upper Govind Nagar, Malad (E), Mumbai97 B/211,Kalpata ru Horizon, S.K. Ahire Marg, Worli , Mumbai- 26 B-403, New Samadhan Apartment, Senapati Bapat Road, Dadar (w), Mumbai- 28 C708,Poonam Apartment, Dr. A.B.Road, Worli,Mumba i- 18 60-B, Vallabh Society , Daulat

Witness

Witness

Witness

Witness

Witness

Witness

Witness

Witness

14

Sudhir Lohia

Govindprasad Lohia

54 yrs

C.A.

15

Rajesh Kamani

Goradhandas kamani

59 yrs

-----

16

Shadul Shah

Navnit Shah

50 yrs

Business

17

Yusuf Shaikh

Yakoob Shaikh

65 yrs

Retired

18

Kirit Sheth

Vinayakant Sheth

54 yrs

Business

19

Jaineel Aga

Kamlesh Aga

29 yrs

Service

20

Miss.JagrutiSheth

KiritSheth

46 yrs

Housewife

Bunglow, East-West Road No. 2, Vile Parle (W), Mumbai56 602, Quiescent Height, Mind Space, Off Link Road, Malad (w), Mumbai-64 1, Gul Mansion, 88, Walkeshwar Road, Mumbai- 06 D-1,Rashmi, Carmichel Road,M.L.Dh anukar Marg, Mumbai- 26 Al- Marawah CHS, A-3, Flat No. 203, Millat Nagar, Andheri (W), Mumbai- 53 B/507, Yogi ParadiseTowe r, Yogi Nagar, Eksar Road, Borivali (W), Mumbai- 91 27, Hanuman Sharan, 87, Bomanji Petit Road, Mumbai-026. B-507-508, Yogi Paradise CHS, Yogi Nagar, Eksar Road, Borivali (W).

Witness

Witness

Witness

Witness

Witness

Witness

Witness

21

Madhusudan Desai

Parannath Desai

61 yrs

Business

22

Piyush Shah

Navnitlal Shah

42 yrs

Business

23

Dhirendra Ramniklal Doshi

Ramniklal Doshi

58 yrs

Business

24

Porus Singh

Saranjit Singh

29 yrs

Lawyer

25

Vijaykumar Jain

Mahaveerpr asad Jain

60 yrs

Retired

26

Atul Desai

Kantilal Desai

61 yrs

Business

Mumbai400091 Witness Maker Maxity, office No. 3/c, 5th Floor, Near Family Court, BKC, Mumbai- 51 78, 7th floor, Witness Jansukh Apartment, Kasturba Road, Kandiwali(W), Mumbai 400067 5, Moti Witness Sagar, Keluskar Road(South ), Shivaji Park, Dadar,Mu mbai400028 1104, E/1, Witness Oval Nest, Survey No. 77/1, Warje, Pune- 058 36, Tarun Witness Bharat Society, Flat No. 7, Vatsala Apartment, Sahar Road, Andheri (E), Mumbai 603, Manoj Witness society, Shankar

27

Praful Shah

Chandulal Shah

57 yrs

Business

28

Miss. Vijaya Sahajwala

Deepak Sahajwala

43 yrs

Business

29

Anil Sonthalia

Shyamsundar Sonthalia

43 yrs

Business

30

Uttamchand Shah

Dhuralal Shah

70 yrs

Business

31

Padmanabha Naik

Datta Naik

57 yrs

Service

32

Chirkoli Unikrishnan

Ramkrishnan Unikrishnan

48 yrs

Business

Ghanekar Marg, Prabhadevi, Mumbai25 1101, A Wing, Waterford Building, Kailashpuri Society, C.D. Barfiwala lane, Juhu Galli, Andheri (w), Mumbai58 903/904, Apollo Towers,Rahej a Acropolis I, Deonar, Mumbai- 28 381, Shyam Bhavan,J.S.S. Road, Girgaon, Mumbai-02 G-51, Sarvodaya Nagar, 1st Panjarpol Lane, C.P. Tank, Mumbai-04 A-21, Type 4. Ekta Vihar, CGS Colony, CBD Belapur, Navi Mumabi B/102, Nanadkuttir CHS, Sector NO.3 Plot No. 21, Koparkherne, Navi Mumbai

Witness

Witness

Witness

Witness

Witness

Witnress

33

Ashok Kanawat

Bhikabhai Kanawat

34 yrs

Business

34

Himanshu Patel

Narendrabhai Patel

31 yrs

Business

35

Chintaman Patil

Shantaram Patil

46 yrs

Service

36

Sanjay Padwal

Kashaba padwal

37 yrs

Service

37

Miss. Chiteri Kumar

Nikhil Kumar

29 yrs

Service

38

Nikhil Saxena

VinodKumar Saxena

31 yrs

Service

39

Mukeshkumar Joshi

Dhanram joshi

30 yrs

Service

40

Dilip Parmar

Kanjibhai Parmar

28 yrs

Watchman

41

Vinodkumar Makwana

Raichandbhai Makwana

25 yrs

Service

Dev pura, Tal. Palanpur, Dist. Banaskata, Gujarat Nagderi, Muktupur Village, opp. CNG Pump, Tal. Unja,. Mehsana, Gujarat Hari Mahal CHS, D- 202, Sector No. 5/A, New Panvel (E) Regency Park CHS, Room No. 509, B Wing, Sector No. 5,Kharghar, Navi Mumbai Block No. 1, Flat No. 2 Ground Floor, Sorab Bharucha Road, Colaba, Mumbai Block No. 1, Flat No. 2 Ground Floor, Sorab Bharucha Road, Colaba, Mumbai 54, Patel Vas, WadliWalu, Paru, Tal.Palanpur, Dist. Banaskata, Gujarat At PostShariyat, Tal. Patan, Dist.Patan, Gujarat Changwada, Tal.Wadgam,

Witness

Witness

Witness

Witness

Witness

Witness

Witness

Witness

Witness

42

Rajesh Chaturvedi

Srinivas Chaturvedi

36 yrs

Business

43

Yogendra Mehta

Kanhayala Mehta

54 yrs

Service

44

Hemandra Nagar

Rameshchandr aji Nagar

33 yrs

Service

45

Devarajan Ramanathan

--------

59 yrs

C.A.

46

Nagrajan Balasubramanian

------

68 yrs

Management Consultant

47

Bhagwatrao Pawar

Dhadaji Pawar

71 yrs

Chief Editor

48

Naishad Desai

Pravin Desai

48 yrs

Service

49

Nirav Pandya

Mahindra Pandya

42 yrs

Service

Dist. Banaskata, Gujarat 703, Ambika Tower, Tekdi bunglow, Panch pakhadi Road, Thane (W) Harshasidhi Height, 6th Floor, Abdul Gafar Road, Worli Sea Face, Mumbai-30 21/71, Ward No. 21, Free Ganj, Shugalpur, Shahapur, M.P. 465333 A-603, Gundeja Altura, Opp. Xavier School, LBS marg, Kanjur Marg (W), Mumbai-78 71, Bilmonte Tower, Mugal lane, Mahim (W), Mumbai16 401, Nandadeep, Opp. Patrakar Nagar, Gokhle Nagar, Pune16 3, Serenity, Narimar Road, Vileparler (E), Mumbai- 57 Block No.3, 1st floor, 22 Vijay Villa, Bajaj Road, Vileparle (W),

Witness

Witness

Witness

Witness

Witness

Witness

Witness

Witness

Mumbai- 56 50
Shrikant Javalgekar Yadav Javalgekar 58 yrs

Service

51

Mahesh Patel,

Bhikabhai Patel,

27 yrs

Service

52

Sidharaj Solanki

Dashtratbhai Solanki

30 yrs

Service

53

Rinkal Patel

Dashratbhai Patel

25 yrs

-----

54

Iqbal Patel

Daud Patel

40 yrs

Service

55

Sidupan Bhaduri

Surendra Bhaduri

63 yrs

Service

Flat No. 1001/1002, Tower No.3, Orchard Residency, LBS Road, Ghatkopar (W) C Block, Umashankar I, Inraj City, near Rajratna Society, Kadi Karan Road,Kadi, Mehsana 405, Vinod Tower, Kadi, Mehsana, Gujarat Karan Nagar, kadi, Mehsana, Gujarat Room No. 319, Coloaba Plot, Zuna Maidan, Jogeshwari (E), Hari Nivas, Plot No. 23, C Road, Churchgate,M umbai- 20

Witness

Witness

Witness

Witness

Witness

Witness

56

Anita Nandwai

Naresh Nandwai

46 yrs

57

Achintan Rai

Mahindra Rai

25 yrs

58

Thakur Raghupati

Ramesh Raghupati

38 yrs

59

Pradeepkumar Shahu

Daulatramji Shahu

45 yrs

60

Shivnarayan Mahanto

Shrirambachan Mahanto

47 yrs

61

Manibhai Patel

Chaturdas Patel

53 yrs

62

Kirankumar Patel

Kantilal Patel

30 yrs

63

Bhagawansingh

Shreeramsingh

34 yrs

A-201, Evershine Granuar, Mind Space Call Center, Malad (W), Mumbai-64 Service Jai Durga CHS ,Room No.A-1-5, Netaji Nagar, Sakinaka,M umbai- 78 Contractor Navrang Wadi, Opp. Mahindra & Mahindra , Hanuman Nagar, Kandivali (E) Mumbai Grail Merchant Kiri Mohalla, Vidisha, DistVidisha, MP Service APMC Market, Gala No. 27/A, Palanpur, Gujarat Service 47, Shyam Vihar Bunglow No. 1, Mothera Road, Mehasana, Gujarat Serivce 11, Sukan, 121, Parapada Road, Palanpur, Gujarat Serivce Khara

Business

Witness

Witness

Witness

Witness

Witness

Witness

Witness

Witness

Sagwaliya

Sagwaliya

64

Kiran Kumar Rana

Tulshibhai Rana

32 yrs

Serivce

65

Mukesh Gohil

Subashchandra Gohil

35 yrs

Service

66

Rameshwarsingh Dangi

Raghuveersing Dangi

30 yrs

Service

67

Abhaykumar Prasad

Chandeshwar Prasad -----

42 yrs

Service

68

B.Puroshatam Naidu

50 yrs

Business

69

N.Nageshwar Rao

------

57 yrs

Business

70

Amrendra Reddy

Gopal Reddy

31 yrs

Service

Kuwawali Gali, Ganj Basoda, DistVidisha, MP Kantheria Hanuman Road, Fansiya Tekda, Palanpur, Gujarat Durga Chowk, Talliya Mohalla, Vidisha, MP C/oKrishna Kumar Joshi, jail Road, Near IT Office , Royal City Vidisha, M.P. 99, Shivpur, Mehandru, Patna, Bihar Flat No. 68, 2-A, Doandecha Apt., Srinagar Colony, Hyderabad Plot No.10, Road No. 2 , Banjara hills, Hyderabad Flat No. 109, Pearl Heights, Atta Road, Laxmi

Witness

Witness

Witness

Witness

Witness

Witness

Witness

71

Pawan Talreja

Motilal Talreja

24 yrs

Service

72

Ramchandran E

-------

49 yrs

Service

73

Miss. Avani Ghagare

Hemant Ghagare

28 yrs

Service

74

Ramesh Dhulsada

Mahya Dhulsada

46 yrs

Service

75

Bhavesh Lakhwani

Mohan Lakhwani

42 yrs

Business

Nagar, Hyderabad040 Barrack No. 578, Room No. 1, Baba Mangalram Chowk, OT Section, Ulhasnagar, Dist. Thane Plot No. 250, Harvest , Opp. St. Anthonys High School, Chembur, Mumbai- 71 A-2/7047, Jaideep Park CHS, Opp. Fatima Chruch, Magiwada Main Road, Thane (W) B-6, Shivbaug Society, Opp. Gopal Park, Bhairavnath Road, Mani Nagar, Ahmedabad 13-A, Bhagyra Nagar Society, Behind City light Cinema, Mahim, Mumbai-

Witness

Witness

Witness

Witness

Witness

400016 76 Poulse M.I -----50 yrs Service A603, Shatrunjay Tower, Behind Medilink Hospital, Sataliete, Ahmedabad House No. 1627, Sector No. 7, Urban Estate, Karnal , Haryana 303, Awesome Heights, Ashok Nagar, Marol, Andheri (E), Mumbai- 72 Flat No. 702-C, Trans ResidencyII, Subhash Nagar, MIDC, Andheri (E), Mumbai- 93 9, Galaxy, Ramdeo Park, Beverley Park, Mira Road (E), Thane. 501, Ivory Height. Beverley park, Mira Road (E), Thane Om Shiv Nivas Witness

77

Naresh Sharma

Kumar Sharma

46 yrs

Service

Witness

78

Saji Cherian

--------

52 yrs

Service

Witness

79

Joseph Massey

Daniel Massey

52 yrs

Service

Witness

80

Zakir Hussain

Abdul Jalil Hussain

41 yrs

service

Panch

81

Anant Singh

Chhitar Singh

43 yrs

Lawyer

Panch

82

Chandrakant Tayde

Ganpat Tayde

57 yrs

Service

Panch

83

Pandharinath Pednekar

Yashwant Pednekar

58 yrs

Service

84

Avinash Dhannavat

Shyamsundar Dhannavat

35 yrs

Service

85

Rajesh Nair

Prabhakaran Nair

35 yrs

Service

86

Ram Murthy Naidu

Silvarajan Naidu

45 yrs

Service

Chawl, Near Shani Mandir, Room No, 14, Savarpada, Borivali (E),Mum-66 Vitthal Nagar, Devi Pada, Room No, B-406, Borivali (E), Mumbai Flat No. 704, Sai Drushti Building,Sai Complex, Near Hotel Hardik Palace Mira Road 102, 5-B, Eden Roz Road, kanakia , Bevarly Park, Mira Road, (E) 604, Tapasya CHS, Near Ganpati Temple, Yashodhan Nagar, Pada No. 2, Thane (W)

Panch

Panch

Panch

Panch

87

Sayaji Ingale

Dharma Ingale

32 yrs

Service

Lokmanya Nagar, Pada No. 2 Near Maratha School, Chavan Chawl, Room No, 1000, Thane

Panch

88

Mahadeo Vichare

Sitaram Vichare

56 yrs

Service

89

Kishan Chandaliya

Balkishan Chandaliya

20 yrs

Service

90

SantoshSharma

Baijnath Sharma

37yrs

A/RDriver

91

RamakejvanYadav

Sukhiram Yadav

37yrs

A/RDriver

92

AshfakMomin

Rafibhai Momin

29yrs

Service

93

DeepakPanchal

Ramanlal Panchal

33yrs

Service

94

LaxmanjiMali

NemajiMali

30yrs

Agricultural

95

RameshSolanki

TalsajiSolanki

23yrs

Watchman

96

NimeshPatel

MinubhaiPatel

46yrs

Service

PMJP, Priyadarshani Building No. 2, Flat No. 59, Mahakali Road, Andheri (E), Mumbai Mohsin Nagar, Behind Akruti Building, Mahakali Road, Andher (E), Mumbai RoomNo.1, ArjunGavand, VashiGaon, Maisorcolony, RCF,Chembur, Mumbai71 RoomNo.306, Shivneri Sagarsha Nagar, Chandivali Sakinaka, Mumbai. Village Mudana, Mominvas,Tal. Sidhpur,Dist Patan,Gujarat Villagae Sujanpur, Panchalvas, Tal.Sidhpur, DistPatan, Gujarat Wadalifarm, LanHanumar Road,Disa, Banaskatta, Gujarat Dhanera, Vaktapura, Banaskatta, Gujarat Manipur Greens,Opp Sanskardham School,Gopal SanadRoad,

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch

97

DineshbhaiVankar

Manabhai Vankar

48yrs

Service

98

ShaileshDoshi

Mansuklal Doshi

57yrs

Service

99

ManojShah

AmrutlalShah

55yrs

Service

100

Dilavar Singh

Ramsingh Rajput

45 yrs

----------

Manipur, Ahmadabad Thor,Near RamTemple, Tal.Kadi,Dist Mehsana, Gujarat H/5,Shivam Plots.Opp. GEB,Vishnu NagarRaod, Mehsana, Gujarat 5,HariomVilla, Vibhusha Road,Ghuma, Ahmadabad 7, Laxmi Nagar Society, Naroda, Ahmedabad, Gujarat

Panch

Panch

Panch

Panch

101

Karanidan Gadhvi

Givdan Gadhavi

58 yrs

Business

102

Bhavesh Darji

Pareshbhai Darji

38 yrs

Service

103

Harenbhai Gandhi

Vinod Gandhi

40 yrs

Service

104

Saurabh Shah

Rajendrakumar Shah

36 yrs

Service

105

Kaushal Patel

Suryakant Patel

26 yrs

Business

106

Utpal Shah

Prafulbhai Shah

37 yrs

Business

107

Hemen Sanghvi

Niranjanbhai Sanghvi

41 yrs

Service

108

Mahesh Singh

Parasnath Singh

40 yrs

Business

109

Nadeem Shaikh

Mohmaad Shaikh

24 yrs

Service

110

Ganesh Kaundar

P. kaundar

33 yrs

Business

F-67, Rhythm Flat, GIDC, Naroda, Ahmedabad, Gujarat Aditya Apt. 3rd Floor, flat No.5, Jai hind Society, Rambaug, Maninagar, Ahmedabad Aditya Apt. 4th floor, flat No.7, Jai hind Society, Rambaug, Maninagar, Ahmedabad A/406, Ratnadeep Tower, Near Arjun Tower, Ghat Lodia, Ahmedabad, Gujarat 22, Ramesh Baug Society, Near Panchsheel Bus Stop, Usmanpura, Ahmedabad, Gujarat 15/274, Satyagrah Chavni, Jodhpur Tekda, Ahmedabad, Gujarat 405, Abhilasha Apts., 100 ft Road, Statlite, Ahmedabad, Gujarat Singh Nivas Wadi, Survey No.53, City No. 13, Marve Beach, Near Parera Wadi, Malad (W) Gate No.5 , Plot No. 7, Room No. 63, Near Old Collector compound, Malad, Malvani (w) Shivshai Chawl No.3, Nehru Nagar, S.V. road, Vileparle (W), Mumbai

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch

111

Raj Pilloy

Swaminath Pilloy

33 yrs

Construction

112

Kirankumar Patel

KantilalPatel

30yrs

Service

113

GirishNemade NaryanNemade

28yrs

Service

114

Mohan Chouhan

LaxmnsinghChouhan

24yrs

Driver

115

Anilkumar Malik Rakeshkumar

ShivdayalMalik

54yrs

Doctor

116

Kashmirilal

43yrs

AutoRiksha Driver Service

117

Mohit Jungala

Laggaram Jungala

21 yrs

118

Ms. Mansi Rege

Nandkumar Rege

24 yrs

Service

119

Abdul Shaikh

Kadar Shaikh

48 yrs

Service

120

Pandit Parve

Rambhau Parve

49 yrs

Service

Shivshai Chawl No.3, Nehru Nagar, S.V. road, Vileparle (W), Mumbai 11,Sukun,131, ParpuseRoad, Dist.Palanpur, Gujarat L/404, Safal Parisar II, South Bopal, Ahmadabad, Gujarat SopazNagar, JairambhaiChawl, chandChidya,Near GirirajVibhag, Ahmadabad HouseNo,4036, SectorNo,46/D, Chandigarh VillageBehland, HouseNo.6, Chandigarh Flat No.304,Shalimar Apt. Near Vakola Pstn, Santacruz (E) 32, Kala Nagar,Prakash, Kalelkar Marg, Opp. Mhada, Bandra (E), Mumbai -51 Amina nagar, Room No, 301, IT Colony, Jogeshwari (E), Mumbai- 60 Aarey Colony, 8/E, Gautam Nagar, Sai Nath Chawl, Goregaon (E), Mumbai-66

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch

121

Sayeed Kuddus

Maulana Kuddus

42 yrs

Driver

122

C.Nagraja

H. Nagraja

47 yrs

Service

123

C. Satishreddy

H. Satishreddy

23 yrs

Service

124

Raju Gautam

Gati Gautam

36 yrs

Tea Stall

125

Jitu Titar

Babusing Titar

29 yrs

Service

126

Vijay Merasi

Suryakant Merasi

35 yrs

Service

127

Satish Bhambre

Sitaram Bhambre

27 yrs

Service

128

Mayank Darji

Hasmukhbhai Darji

23 yrs

Service

129

Kiran Koshti

Mangesh Koshti

43 yrs

Service

130 131

Vishwant patade Rajesh Sable

Mahadeo Patade Mahadeo Sable

32 yrs 35 yrs

Service Service

132

Sandip Kanaskar

Shankar Kanaskar

38 yrs

Service

Bhadurpura, MN Travels,Banglore Highway, Old City, Hyderabad, AP Ashok Nagar, 4/1, Near Ganesh Mandir, Nair hospital Center, Guntur, AP Spin Cot Textile company Staff Quarters, Room No. 18, unnava, Maripalem,Guntur, AP Subhash Nagar No. 2, Laxmi Chawl, Galli No. 6, MIDC, Andheri (E), Mumbai. Subhash Nagar No. 2, Sai Dalit Seva Chawl Committee, MIDC, Andhei (E) Mumbai Sangam CHS, Room No. 20/02, Varsha Nagar, Parksite colony, Vikroli (W), Mumbai Room No. 2, Waman Patil Chawl, Thakur Par Wadi, Borivali (W), Mumbai- 92 1617, Vasanti Building, Manchubhai Road, Malad (E), Mumbai 6, Panch Pandav, Kisan Nagar No. 3, Wagle Estate, Thane BB Chawl, 16/15, N.M.Joshi Road, Kusum Nivas ,E wing, 2nd floor, off. Motesh Park, Tulinj Road, Nalasopara (E), Thane Room No. 1, Asalfa Tekdi, Rahivasi Mitra Mandal ,Sane Guruji

Panch

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Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch Panch

Panch

133

Shantaram Gurav Maruti Gurav

39 yrs

134

Sachin Gaikwad

Baburao Gaikwad

34 yrs

135

Smt. Sheetal Mehta Anwar Husain

Miten Mehta

38 yrs

136

Farukh Husain

21 yrs

137

Mohmad Rizwan Shaikh

Shakir ali Shaikh

21 yrs

138

Mahesh Mahadik Vishwas Mahadik

34 yrs

139 140

Jitendra Shelar Avadesh Kahar

Dattaram Shelar --------

47 yrs 25 yrs

141

Kartik Jamaliya

Pravinbhai Jamaliya

24 yrs

142

Rajkumar Kanojiya

Umashankar Kanojiya

32yrs

143

Ramchandra Kolekar Jairam lamor

ShankarKolekar

45yrs

144

Dhondiba Lambor

35 yrs

Nagar, Ghatkopar (w), Mumbai- 84 Service 3/308, PanchGanga Building, N.M. Joshi Road, Lower parel, Mumbai- 13 Service New Mahim Police Colony, Bldg. No.3, Room No. 94, S.L.Raheja Road, Mahim (W),Mumbai House wife 301, A- Vastu Building , Militrary Road, Juhu, Mumbai- 49 ------Subhash Nagar hutment, Shukla Chawl No. 2, MIDC, Andheri (E), Mumbai 73 ------BMC Market, florodek plaza, opp. ICICI bank, Subhash Nagar hutment, MIDC, Andheri (E), Mumbai 73 Service Datta Digambar CHS. BWing Room No. 407, Gauri Shankar Wadi No. 1, Panthnagar, Ghatkopar (E), Mumbai- 75 Cabel operator 64/1898, Panthnagar, Ghatkopar (E) Room No. 107, New Hawker Marwadi Chawl, Senapati Bapat Marg, Dadar (W), Mumbai Hawker Room No. 107, New Marwadi Chawl, Senapati Bapat Marg, Dadar (W), Mumbai Watchman ServantQuarters,Vijay Co.OpHousing,Link Road,Malad(W), Mumbai64 Business SagarKuttirZopadpatti, 7thBunglow,Versova, Andheri(W),Mumbai Business M.P.Mill compound, Shop No.4, Tardeo (W), Mumbai- 34

Panch

Panch

Panch

Panch

Panch

Panch

Panch Panch

Panch

Panch

Panch

Panch

145

JagdishMaru

KisanMaru

40yrs

Labour

146

Bhimraj patel

Vairashi Patel

40 yrs

Business

147

Mangesh Gavade Sahdev Gavade

50 yrs

Business

148

Ramesh Pujari

Sundra Pujari

32 yrs

Service

149

Vinod Abhiman

Sundarmal Abhiman

31 yrs

Service

150 151

Ashok Katariya Santosh Tajme

Rajkumar Katariya Baban Tajme

33 yrs 31 Yrs

Service Service

152

Dhirendra Gaikwad Hari yadav

Milind Gaikwad

22 yrs

-----

153

Chotelal Yadav

40 yrs

-----

154 155

NitinSutar Dnyaneshwar Kalbhore Kuram Jaichandran Rahul Yeole

SureshSutar GajananKalbhore

25yrs 43yrs

Carpenter Business

BMCChawl,KholiNo. 105,KBlock,Tulsiwadi, BajibhaiRathodMarg, Tardeo,Mumbai34 Lalubhai Park, Shastri Nagar, Shiv Shankar Paper Mart, Andhei (W), Mumbai- 50 Jivkar Wadi, Damuanna Chawl No. 1, Kholi No. 3, Andheri (E), Mumbai Kalpita Enclave hotel, Kol Dongri Andheri (E), Mumbai 96 Damu seth Chawl, Damu Compound, Akurli Road, Andheri (E), Mumbai- 16 RH-1-k-16,Sector No. 1, Vashi, Navi Mumbai B-4, Laxmi wadi, Chendani Koliwada, Thane D-7/1, Ravi Nagar, Govt. Colony, Opp. Ambazari P.Stn, Nagpur New Futala, Near Hanuman Mandir, Amravati Road, Nagpur. AtPostNavghar,Tal Sudhagad,DistRaigard AtpostJambhulpada, TalSudhagad,Dist Raigard 56/003, River Wood Park CHS, Kalyan Shell Road, Khidvali. Thane Shivaji Nagar, Vyas Mandir Road, Yaval. Dist- Galgaon KL2,BuildingNo.13, RoomNo.6,Kalamboli Colony,SectorNo.5/E, NaviMumbai KL2,BuildingNo.13, RoomNo.13,Kalamboli Colony,SectorNo.6,Navi Mumbai

Panch

Panch

Panch

Panch

Panch

Panch Panch

Panch

Panch

Panch Panch

156

Tirumalam Jaichandran Bharat Yeole

31 yrs

Servcie

Panch

157

23 yrs

Service

Panch

158

Parshuram Chavan

RamdeoChavan

60yrs

Broker

Panch

159

Dnyashwarpatil

ShantaramPatil

42yrs

Service

Panch

160

ManojShinde

Hinduraoshinde

33yrs

Service

161

ShaileshKumar Singh Matesh Shivdasani TribhuvanSingh

VasudeoSingh

32yrs

Service

162

AmbikaDas Shivdasani VasudeoSing

51yrs

Service

163

42yrs

Service

164 165 166

RohitParekh Chandansingh Choteram Kashap Dularchand Mandal RaizKhanKhan

VasantParekh RameshwarSingh RamjageKashap

32yrs 33yrs 22yrs

Service Service Service

167 168

GopalMandal GulzarKhan

42yrs 27yrs

Service Business

169

Ishwarsingh Rajput Kanubhai Chammar Prithvisingh Veeol Rajnikant Shreemali

UttamsinghRajput

25yrs

Business

170

Laxmanbhai Chammar DalpatsinghVeeol

40yrs

Service

171

35yrs

Service

172

Narayanbhai Shreemali

33 yrs

Service

173 174

Chetankumar Kantilal Raval Raval RasikmodiModi dayalalModi

28 yrs 35Yrs

Service Driver

175

NathabhaiPatel

HargovindbhaiPatel

56yrs

Agricultural

176

PinalkumarPatel IshwarlalPatel

30yrs

Service

RoomNo.33,Vijayati Bldg,3rdfloor,RoadNo. 16,KisanNagar,Thane HarisethChawl.Room No.94,PendarVillage, NearTalojaPStn. RajkamalCHS,E/7/3/1, SectorNo.10,Kalamboli, NaviMumbai HarisethChawl.Room No.95,PendarVillage, NearTalojaPStn. 3,KenderDyneLane, Kolkatta12 7/2,ShashiShekarBhose road,Kolkatta25 RaisaheblaxmiNarayan Dharamshala,Fattepuri, Opp.LalKilla,Delhi06 4/28,Nayabazaar,opp. Orientalbank,Delhi06 WardNo.26,OldBus Stand,Bharkapara,House No,36,Ranjangaon, Chattisgarh OldBusStand,WardNo. 26,Bharkapara, Rajangaon,Chattisgarh GramDevda,Tal. Vijapur,DistMehsana, Gujarat GramVadasanTal. Vijapur,DistMehsana, Gujarat 36, Rasian Nagar, Sidhpur highway, hansapur, Patan, Gujarat Khanpur,Kodi villagae, Patan, Gujarat InfrontofUniyamata mandir,TalUnja,Dist. Mehsanan.Gujarat. AtPostVarvada,Tal. Unja,Dist.Mehsanan. Gujarat. ChandraNagar,Behind PatelHighSchool.Tal. Unja,Dist.Mehsanan.

Panch

Panch

Panch

Panch

Panch Panch Panch

Panch Panch

Panch

Panch

Panch

Panch

Panch Panch

Panch

Panch

Gujarat. 177 Pareshkumar Vyas HarnikKhosala Pranyakumar Barot NatwarlalVyas 37yrs Business 2/SomayyaApt.opp. KaplieshwarMahadeo, Kalol,DistGandhiNagar, GayatriTemple,Abugenu Paru,Kalol,GandhiNagar C11, Sardar Nagar Soc., Near Ambika P. Chowky, Kalol, Gandhi Nagar, Gujarat Vyapari Geen, Mangalgirdhar press, Near Aram Guest house, Kalol, Sampatrao Compund, Behind Panchsheel hotel, Alkapuri, Baroda 8, Asho Palav Society, Opp. A.S. Motor Service Center, Chani Road, Baroda. Esplanade court Compound, Azad Maidan P.Compound, Mumbai-01 Raffik Nagar Zopadpatti, Road No.1, Behind Irani Masjid,Shivaji Nagar,Govandi,Mumbai43 Room No,112/A, Lala Nigam Road, Azad Nagar, Coloabamarketcolaba Shivshakti Nagar, General Jagganath Bhosale marg, Near Mari Mata Mandir, NarimanPoint,Mumbai. Opp. Irigation department, Tal. Salamatpur, Dist. Raisen, MP Tallya Galli No. 2, Citi Kotwali, Dist. Vidhisha, MP Ganeshpura, Near Shiv Mandir, Near Palanpur, Gujarat A/30, FMC Market, Bhavani Traders, Palanpur, Gujarat Panch

178 179

SarvansinghKhosala ManharlalBarot

36yrs 34yrs

Business Business

Panch Panch

180

RajuSindhi

DaulatramSindhi

40yrs

Business

Panch

181

Prakash Mahale

Namdeo Mahalae

51 yrs

Driving

Panch

182

Yogesh Padriya

Purshotam Padriya

46 yrs

Business

Panch

183

Raju Chavan

Shyamji Chavan

26 yrs

Hawker

Panch

184

Tukaram Borate Ramchandra Borate

48 yrs

Labour

Panch

185

Kamleshwar Choube Shivakumar Shilpkar

JaggannathChoube

43yrs

NewsPaper Wender TeaStall

Panch

186

RajeshShilpkar

28yrs

Panch

187

NitinJain

PrakashJain

29yrs

Service

Panch

188

BuphenRajput

ImratsinghRajput

22yrs

Cardriver

Panch

189

Atul Patel

Ramchandra Patel

39 yrs

Service

Panch

190

Rajendraprasad Sharma

Dharmaramji Sharma

40 yrs

Service

panch

191 192

BhavenThakkar KiranRana

28yrs 32yrs

Business Service

193

IshwarbhaiPatel DungarbhaiPatel

28yrs

Service

194

SagarbhaiRabari JorabhaiRabari

22yrs

Service

195

Narendragiri Goswami Hemrajbhai Choudhari ArvindPanbar MohitMan

Chandangiri Goswami Raghunathbhai Choudhari RameshwarPanbar JaipalMan

22yrs

Service

196 196 197

18yrs 34yrs 24yrs

Agriculture Service Agricultural

198 199 200 201 202

Satyaprakash Singh SandipKumar Ombirsingh GauravChavan RinkuNamdeo

RaghubirSingh Shrikishan RamkishanSingh SukhbirsinghChavan Jagdishprasad Namdeo JaikumarjiJain

56yrs 28yrs 50yrs 26yrs 25yrs

Watchman Service Farmer Farmer Business

203

PramodJain

28yrs

Business

204 205

Krishnalal Bachanlal BalindarSingh

MalkhamSingh

40yrs 25yrs

Business Business

206

Chiranjilal Kashayap Vijaysingh Balwant signh Mandeep Singh

Bharatsinghji Kashayap Dharamsingh Ajmet singh Kuldeep Singh

54 yrs

Watchman

207 208 209

49 yrs 22 yrs 23 yrs

Watchman Service Service

105, Sai complex, Gobri Road,Palanpur,Gujarat Kandheriya Hanuman Road, Transiya Tekda, Palanpur,Gujarat Jasanwada Gaon, Po.Tal. Bhabar, Dist. Banaskata, Gujarat Thara Gaon, Post Thara Tal. Kakereje, Dist Banaskatta Thimba Chodi, Tal. Vadgaon, Banaskatta, Gujarat At Post. Tal. Vadgaon, Banaskatta,Gujarat G26, Hindan Vihar, Sector49,Noida, House No, 196, Village Hammidpur, Near Dal Mill,Delhi36 16, Village Khera kala, Delhi82 B112, Laxmi Garden, Loni,Gaziyabad,UP Village Bausli, House No. 50,Delhi36 Village Bausli, House No. 60,Delhi36 Nanaji wadi gali, Near Free Gunj High School, GanjBasoda,Vidisha,MP Ward No. 3, Room No. 3, Gali No. 3, Nehru Chowk, GanjBasoda,MP. HouseNo.1510,Sector No.13,Karnal,Haryana VillageBasatatha,Tal. Gharonda,karnal, Haryana 352, Tarun Enclave, Pritampura, New Delhi, 34 Room No. 41, At. Post Khaujwala, Delhi Sanghol, Tal- Khamanon, Fatehgarh sahib, Punjab House No.138, Ward

Panch Panch

Panch

Panch

Panch

Panch Panch Panch

Panch Panch Panch Panch Panch

Panch

Panch Panch

Panch

Panch Panch Panch

210

Shammi Shri Saren Premshri Soni

Triloknath Saren

61 yrs

211

Haveliram Soni

69 yrs

212

SubhashVarma

ChandVarma

62yrs

213

Sachinkumar

Ashokkumar

27yrs

214

HajiKamrul Jama R Shrinivasan

HajiSharifAhmed

55yrs

215

--------

54 yrs

216

Jitendra Dave

Gunmantlal Dave

43 yrs

217

RohitShrikarma Singh

26yrs

218

DeepakbalSingh

22yrs

219 220 221

Balvindarsingh Sanjaykumar Anilkumar Gupta

KarkeSingh ShriRamsarup RajkumarGupta

31yrs 40yrs 42yrs

222

SurendraSharma NannaramSharma

30yrs

223

Pradeepkumar

Ranapatsingh

24yrs

224

Gurdeep Sharma

Roshanlal Sharma Girdharilal Sharma

26 yrs

225

Harishkumar Sharma

33 yrs

No.4, Khamanon, Fatehgarh sahib, Punjab Service 249, Rani ka Baug, Near Arya Samaj Mandir, Amretsur, Punjab Business 187-C, Rani Ka Baug, Near Arya Samaj Mandir, Amretsur, Punjab Service 28, Laxmi Nagar, PS kutubsher, Dist Saharanpur,UP Service House No. 6/154, New Mahadu Nagar PS Kotwali City,Saharanpur,UP HosieryWork Mohalla Jafar Nawas, houseNo,784,PSKotwali City,Saharanpur,UP Service 7-A/2. Raghuvendra Street, Venkatapuram, Ambathur, Chennai- 53 Service Old No.4, New No.5, 6th Main Road, Ellai Aman Nagar, Korattur, Chennai76 Business RoomNo.391,NIGPolice Complex,Madhuban, Karnal,Haryana Service VillageKairvali, Madhuban,Karnal, Haryana Service VillageBajidaRodam, Nishing,Karnal,Haryana Business RoomNo.585,Dayal pura,karnal,Haryana Business House No. 334, Sector No. 6, Urban Estate, Karnal,Haryana Service Village Kachava, Tal Karnal, Dist Karnal, Haryana Agricultural Village Barsana, Tal Pundri, Dist Kathal, Haryana Service Raipur, Rodana Gaon, Arjdi, Nilokhadi, Karnal, Haryana Service Room No. 1,2,3/12, Shanti Nagar, Galli No.2,

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch

Panch Panch Panch

Panch

Panch

Panch

Panch

Kurushetra, Haryana 226 227 Muthuvarpur Vainkutbuchaich Rambabu SherapudaRamu NarshimraoRamu 45yrs 32yrs HouseNo.244,Khallada, DistKhammam,AP GrossaryShop Mallarum,HouseNo.S 37/A,Khallada,Dist Khammam,AP -----House No.8, 41, Kotha, Petha, Rajamundri,East Godavari, AP ----House No. 37, 45, Village Kamlapur, Dist. Karim Nagar, AP -----Police Head Quarters, Back side of Ram Nagar, Iron Shop Service Mandrai,Sangam Mandal,Dist.Warangana, A.P. Business 16/3/285/1,Ekshila Nagar,Warangana,A.P. Service D/2-03, Platinum City Apt., Yashwantpur, Banglore- 22 Service 84/13, 6th main, Shrinivas Nagar, Sambhuda kate, Banglore- 91 Business 40/4, Level Road, Banglore 08 Service Ibrur, Sarjapur Road, Banglore GramMasdi,Post.Sultan gung,Dist.Bhagalpur, Bihar GramJahangira, Sultangung,Dist Bhagalpur,Bihar Service Office of the Economic Offence Wing, Commissioner of police compound, Mumbai 400001 Service Office of the Economic Offence Wing, Unit III, Commissioner of police compound, Mumbai 400001 Service Office of Crime Branch Mumbai01 Farmer Panch Panch

228

Bodasingh

Ramanakumar

28 yrs

Panch

229

Gudikandhula Ravikumar G. Gollapalli Sambhya RajuMandroi

Rajaih Ravikumar

-----

Panch

230

Samaya Sambhya D.Mandroi

35 yrs

Panch

231

30yrs

Panch

232 233

PinaneNaryanan Venkateshrao Naryanan Anand Pujari Prafulchandra Pujari Venketash Naik Ramswami Naik

40yrs 37 yrs

Panch Panch

234

38 yrs

Panch

235 236 237

Athik Suleman Ranjit Chouhan Deepakkumar Chaudhari

-----Raj Chouhan BhagwanChaudhari

35 yrs 21 yrs 34yrs

Panch Panch Panch

238

Ravikumaranand NakulTanti Tanti Ravindra Kudapakar VasudeoKudapkar

29yrs

Panch

239

40yrs

Asstt. I.O.

240

DineshJoshi

BhalchandraJoshi

50yrs

Asstt. I.O.

241

Dhumal

48yrs

Asstt. I.O.

242

PrashantMarde

KashinathMarde

44yrs

Service

243

SunilsinghPawar Chandrasingh Pawar

44yrs

Service

244

SanjayPawar

MahipatraoPawar

44yrs

Service

245

AtulKedar

SanjayKedar

32yrs

Service

246

SwapnilUnavane KachruUnavane

29yrs

Service

247

PriyankaMahtre SureshMahtre

26yrs

Service

248

SulbhaPatil

MahadevPatil

46yrs

Service

249

RatnadeepNaik

RajaramNaik

Service

250

Shashikant Pawar

WamanraoPawar

41yrs

Service

Anti Narcotic Cell, Azad Police Station Compund, Mumabi01 Office of the Economic Offence Wing, Commissioner of police compound, Mumbai 400001 OfficeoftheEconomic OffenceWing, Commissionerofpolice compound,Mumbai 400001 Office of the Economic Offence Wing, Commissioner of police compound, Mumbai 400001 Office of the Economic Offence Wing, Commissioner of police compound, Mumbai 400001 Women Volience Preventive Branch, Crime Branch Commissioner of police compound, Mumbai400001 OfficeoftheEconomic OffenceWing,UnitIII, Commissionerofpolice compound,Mumbai 400001 OfficeoftheSpecialTask force,STFBuilding, EsplanadeCourtCampus, CST,Mumbai400001 OfficeoftheEconomic OffenceWing,UnitII, YellowgateP.StnBuilding, 2ndfloor,CarnakBandar Mumbai400001

Asstt. I.O. Asstt. I.O.

Asstt. I.O.

Asst. I.O.

Asst. I.O.

Asst. I.O.

Asst. I.O.

Asst. I.O.

Asst. I.O.

251

PrabhakarLoke

BabajiLoke

48yrs

Service

Officeofthe EconomicOffence Wing,UnitV, EsplanadeCourt Campus,CST, Mumbai01

Asst.I.O.

252

SatishKasbe

KrishnaraoKasbe

46yrs

Service

253 254

DinkarShilavate VinodSawant

G.Shilavate Ramchandra Sawant

53yrs

Service Service

255

RajendraMohite JigabaMohite

48yrs

Service

256

PrasadSatam

JagganathSatam

43yrs

Service

257

BaliramHire

VitthalraoHire

49yrs

Service

258

Rajendra Pardeshi

Sadashiv Pardeshi

52yrs

Service

259

NitinUnhavane

MotiramUnhavane

44yrs

Service

260

VilasKanade

VitobhaKanade

Service

Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai01 CyberP.Stn.BKC P.Stn,Mumbai Officeofthe EconomicOffence Wing,UnitVII, ZoneIoffice Building,Mumbai 400001. Officeofthe EconomicOffence Wing,UnitII, YellowgateP.stn building,Mumbai Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai400001 Officeofthe EconomicOffence Wing,UnitII, YellowgateP.stn building,Mumbai Officeofthe EconomicOffence Wing,UnitII, YellowgateP.stn building,Mumbai Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai400001 Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai400001

Asst.I.O.

Asst.I.O.

Asst.I.O.

AsstI.O.

Asst.I.O.

AsstI.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

P.Tambe 261

EknathTambe

42yrs

Service

262

AnilPadwal

DevramPadwal

41yrs

Service

263

SanjayMarathe

SadashivMarathe

Service

264

NitinYadav

VinayakYadav

43yrs

Service

265

Babasaheb Bedare

BandaBedare

45yrs

Service

266

SanjayJoshi

ShrinivasJoshi

42yrs

Service

267

AnkushKonde

K.Konde

Service

Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai01 Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai01 Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai01 Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai01 Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai01 Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai01 Officeofthe EconomicOffence

Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

268

DeepakSawant

Service

269

Nitinvijaykar

BhikajiVijaykar

44yrs

Service

Wing,UnitIII, Commissionerof policecompound, Mumbai01 Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai01 Officeofthe EconomicOffence Wing,UnitIII, Commissionerof policecompound, Mumbai01

Asst.I.O.

Asst.I.O.

270

ShashikantMeher

V.Meher

52yrs

Service

271

BhagiratShelke

P.Shelke

51yrs

Service

272

Smt.JayshriGajbhiye

Jitendra Gajbhiye

Service

273

SudhakarShirsat

Baburao Shirsat

47yrs

Service

274

SubhashraoBorate

Anandrao Borate

43yrs

Service

275

SidharathKasbe

krishnarao Kasbe

51yrs

Service

Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic

Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

276

SnehalPawar

Bhanudas Pawar

31yrs

Service

277

VinodSawant

R.Sawant

Service

278

VijayShinde

Rajaram Shinde

56yrs

Sevice

OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01

Asst.I.O.

Asst.I.O.

Asst.I.O.

279

SanjayGovilkar

Yashwant Govilkar

Sevice

280

VasantDorugade

DajiDorugade

55yrs

Sevice

281

VasudeoJamdade

Ramchandra Jamdade

54yrs

Service

282

RajeevSawant

Arjun.Sawant

50yrs

Service

283

AtulDahifale

J.Dahifale

Service

284

NikhilKapse

Krushnarao Kapse

50yrs

Service

Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 CyberPolice Station, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII,

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Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

285

V.kamble

P.Kamble

Service

286

ShaileshAnchalwar

Laxminarayan .Anchalwar

45yrs

Service

287

HanumantBorate

VitthalBorate

Service

288

SanjayGovilkar

Yashwant Govilkar

Service

289

PrakashSalvi

Service

Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01

Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

Asst.I.O.

290

AnantDhandore

Kakasaheb Dhandore

45yrs

Service

291

SunilBhoite

Shankarlal Bhoite

Service

292

KeshavSanap

NivrutiSanap

51yrs

Service

293

MilindSonavane

Service

Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 Officeofthe Economic OffenceWing, UnitIII, Commissioner ofpolice compound, Mumbai01 MissiingPerson Beuro,Crime Branch, Mumbai SalesTax,S.T.F, CrimeBranch, Mumbai Officeofthe Economic OffenceWing, Commissioner ofpolice compound, Mumbai 400001 Officeofthe Economic OffenceWing, UnitV,

Asst.I.O.

Asst.I.O.

Asst.I.O.

AsstI.O.

294

SanjayKhedekar

Sudam Khedekar

45yrs

Service

AsstI.O.

295

DilipRupawate

50yrs

Service

Asstt.I.O.

296

DattatryaThopate

Maruti Thopate

44yrs

Service

Asst.I.O.

297

ArvindWadhankar

Narayan Wadhankar

49yrs

Service

EsplanadeCourt Campus,CST, Mumbai 400001 Investigatin Officeofthe gOfficer Economic OffenceWing, UnitV, EsplanadeCourt Campus,CST, Mumbai 400001

14. F.I.R. is false, indicate action taken or proposed to be taken u/s 182/211 IPC. F.I.R. is not false. 15. Result of Laboratory Analysis: Awaited.

Form: 5-E 16. Brief Facts of the Case ( Add Separate sheet, if necessary): izdj.kkph FkksMD;kr ekfgrh vko;d vlY;kl iqjo.kh dkxn tksMkok
The NSEL was incorporated as a company under the Indian Companies Act, 1956 in or around May 2005. The promoters of NSEL are Financial Technologies (India) Ltd (FTIL) and the National Agricultural Cooperative Marketing Federation of India Limited (NAFED). FTIL owns 99.99% of the shareholding of NSEL and NSEL is a subsidiary of FTIL. FTIL is a company also registered under the Companies Act, 1956. The National Spot Exchange Limited is a spot exchange, which was originally conceptualized by the Government in consultation with FMC in the year 2006. NSEL commenced operations pursuant to the Gazette notification dated June 5, 2007, issued by Ministry of Consumer affairs, Food and Public Distribution, Govt. of India, and has been working under various segments; one such segment was of one day forward contract. NSEL is an electronic platform that facilitated trading in 52 commodities Commodity spot trading is about buying and selling a commodity, paying cash for and receiving your goods on the spot. This is called ready delivery contract under FC(R) Act, 1952. Which signifies that the buyer and seller agree on a price and deliver their side of the contract immediately. NSEL is a spot exchange designed to help this activity, with the added feature of being electronic (so buyers and sellers can be in different locations) and anonymous (the buyer and seller dont know who the other side is). The important feature of any such exchange is that the exchange has to stand guarantee subject to its bye laws to either party that it will ensure that the contract is settled. If the buyer cant bring in the money for any reason, the exchange should then sell the goods to someone else and recover the money (and make up the difference). And a similar exercise if the seller defaults. Now, when the seller and buyer are far away from each other, how does the exchange guarantee delivery? The idea is that the seller must come to an exchange-designated warehouse and give his goods, which are then tested and verified for quality and weight. He

then gets a warehouse receipt (WR) that is used for electronic trading. When he sells on the exchange, the warehouse receipt is transferred to the buyer; this receipt entitles the buyer to take the goods out of the warehouse, or if he chooses, to retain the goods there (to sell them later) by paying the warehouse rental charges. There are FCR Act and rules governing commodity trading, which is regulated firmly by the Forward Market Commission (FMC). Under the Forward Contracts Regulation Act, any contract that is called spot must be settled within 11 days that is, both delivery of goods and transfer of money must happen within 11 days (called T+11). The 11 days give the buyer and seller time to complete the contract. Thus, this would then not become a forward contract. Spot contracts, by their nature, were deemed to be out of FMC regulation by a notification in 2007 by the Department of Consumer Affairs. This exemption was given specifically for one-day duration forward contracts or, technically those contracts are concluded within two days and both delivery of goods and transfer of money happens within the time period as per one day forward contract . The NSEL started its full-fledged operations around 15th October 2008. They launched their first trader contract namely Silver/Gold in intra trading in Kolkata. Thereafter they launched different types of contracts like farmer contract, paired contract and E-series contract. The T+2 and T+25 days contracts are together traded are called duel contracts/paired contracts. The first trader duel/paired contract was launched on 22nd September 2009. Thereafter several such contracts were launched. The Traders Contracts were represented to work as under:The seller was required to deposit his stocks in warehouses which were approved and designated by NSEL on or before T, with T being the trade date. NSEL was responsible for checking and verifying the quality and quantity of the underlying commodities and goods are required to be compulsorily weighed at the designated weigh bridge/weigh scale and will be monitored and certified by the warehouse supervisor. Upon NSEL certifying the same, NSEL issued a warehouse receipt which was evidencing proof of ownership of a stated quantity of commodities of a

stated grade and quality by the beneficial owner or the holder of the certified warehouse receipt. The depositor receives the photo / scanned copy of the warehouse receipt and the original is retained by the Exchange to transfer to the buyer upon the onward sale by the depositor. Additionally, , a delivery margin of around 10% of the value of the goods was to be paid by the depositor to the Exchange. On T, the Investor would enter into a contract to buy the commodities with T + 2 delivery cycle. Simultaneously, the Investor would also enter into a contract to sell the commodities with a T + 25 delivery cycle. On T+2, NSEL would issue a delivery allocation report in which the quantity and location of the commodities purchased would be mentioned. The allocation report contained details of the end client, warehouse receipt No, Lot/QC No. and warehouse location. Further, it included a confirmation from NSEL that the original warehouse receipts were in their custody. As the original warehouse receipts were in the custody of the Exchange, NSEL vide its policy asked the Investors (who were the sellers in the T+25 contract) to retain the goods in the Exchange certified and designated warehouse until 25 days passed as pre pay-in through warehouse receipts against sale obligation. On the 25th day, the Exchange would then collect the money for the Investor and would then release the goods to the buyer. NSEL was therefore the custodian of the goods from the time of purchase under the T+2 contract till the time of its sale and was responsible for its safe custody. As is usually the norm in any electronic exchange, when a client trades on the anonymous order driven trading system on the Exchange, the buyer does not know the seller and in the same way the seller does not know the buyer. But in case of the paired contracts, always the counter party is known through invoices. Not only did NSEL permit investors to participate in these contracts but in fact NSEL actively encouraged and induced investors to enter into such dual transactions. This active inducement was not just by highlighting the possible benefits available due to the price differential but also by providing economic rationale to investors by waiving storage

charges for those members and their constituents who sell the product on the longer duration contract out of delivery receivable against the purchase position of the shorter contract. Accordingly, many Members also actively marketed these contracts. Moreover, NSEL retained the warehouse receipts issued by it which were to be used to discharge margin obligations on the trades. The NSEL has 820 members of different categories which are as under:TCM - Trading Cum Clearing Member, TM - Trading Member, ITCM - Institutional Trading Cum Trading Member, PCM - Professional Clearing Member, TCM - A - For All Agri-Commodities all Delivery Centres in a State, TCM - B - For Single Agri-Commodity All Delivery Centres in a State, TCM - C - For Single Agri-Commodity Single Delivery Centre in a State, TCM - Pulses - For Pulses in a Particular State The members were required to register the client prior to executing trades on their behalf. For this purpose, the members required their clients to submit the duly filled in prescribed Know Your Customer form and execute the member client agreement with the members. Thereafter, the members would upload the relevant details in the Exchange software in order to generate the Unique Client Code (UCC). Once the UCC was generated, the client was permitted to execute trades through the members. There are around 13,000 clients of the above Members of the NSEL. The trades were generally executed by members on behalf of their clients in the following manner: i. On the Trade Date (T), the following actions take place: a. the trade is executed by the member on behalf of the client; and b. pursuant to execution of the trade, a confirmation E-mail was sent by the member to the client along with the provisional return computation on the trade; ii. On T+1, a contract note is issued by the member to the client for the Buy and Sell side;

iii. iv.

On the same day or prior to it, Member collects monies from the clients On T+2, the following actions will take place: a. pay in of funds by the member on behalf of the client for the trade; and b. pay out of commodity (the Warehouse Receipt for which is retained by the Exchange as early pay in for the pay in obligations for the T+25 trade);

v.

On T+3, client wise delivery allocation report for the executed trade is available on the Exchange interface for download by the member;

vi.

On T+25, the trade is settled by way of pay out of funds.

All trades, T+2 and T+25, are settled in accordance with the Settlement Calendar issued by NSEL for that month. Following is one of the examples of a trade carried out at the platform of NSEL in T+2 & T+25 contract. One client buys 5,100 bags of paddy Basmati traditional contract ex Haryana (Settlement cycle T+2) @ Rs.3651.70/(Total amount Rs.93,11,835/-) on trade date (21/05/2013) and sale the same quantity (Settlement cycle T+25) @ 3712/- (Total sale amount Rs.94,65,600/-). On T+2 i.e. on 23/05/13 client makes payment to the NSEL through trading member and gets the delivery of commodity, which is retained by the exchange against the sale position of the client. Similarly, counter party sells the commodity on T+2 and deposit the goods in the designated warehouse of the NSEL and issues warehouse receipts to the depositor who in turn give it to the NSEL. On the same day the seller of T+2 buys the same goods in T+25 contracts. Selling and buying prices are reflected on the online platform of NSEL. On T+2 the seller receives money from NSEL. On T+25 the same seller becomes buyer and buyer will receive goods whereas the T+25 sellerwho is the original buyer in T+2 (the investor) will get the monies back i.e. on 25/06/13. The trading on the platform of NSEL continued smoothly till mid July 2013.

Suddenly, NSEL informed the public, for the first time, by way of the Press Note issued on July 15, 2013 that NSEL had received a directive from the Department of Consumer Affairs on July 12, 2013 (DCA Directive) to submit certain undertakings to the effect that (a) new contracts would not be launched until further instructions from the concerned authority; and (b) existing contracts should be settled on the due date. However, in the said Press Note, NSEL clarified that the existing business in the running contracts traded on spot exchanges will continue without any disruption and further stated that since spot exchanges do not have concepts like due date (unlike futures contracts), NSEL was seeking further clarifications on the same. Effectively, the Complainants were led to believe that the trades on NSEL would continue without disruption and would continue to remain safe and risk free. By a circular dated July 16, 2013, NSEL issued certain further clarifications on the DCA Directive. The said Circular stated that NSEL was in the process of submitting the required undertaking to the Government and therefore, no fresh circulars for launching new commodities, products or centres will be issued by NSEL. The Circular further stated that all trades will continue to be settled on the respective delivery dates in accordance with the delivery and settlement procedure. NSEL issued a Circular dated July 22, 2013 making certain changes to the settlement procedure for trades with effect from July 23, 2013. This announcement changing the settlement schedule at such short notice sparked panic in the market, resulting in a further reduction of the volumes being traded on NSEL, which in turn impacted the margins of the trades The NSEL issued circular on July 31, 2013 stating that there had been loss of trading interest in the market due to underlying uncertainties, which led to trade in-equilibrium. Further, the Circular stated and directed that the NSEL Board was satisfied that continuation of trade in one day forward contracts other than e-series contracts is not in the interests of the market and that it is expedient in the general interests of trade to inter alia suspend trading in all one day forward contracts (except e-series contracts)

until further notice and, notwithstanding anything in the NSEL Bye-laws or any contract, merge the delivery and settlement of all such contracts and defer settlement by 15 days. In a declaration published on the website of NSEL that, as of July 29, 2013, the Exchange had maintained approximately Rs. 840,00,00,000 (Rupees Eight Hundred and Forty Crores) in the settlement guaranty fund (SGF). However, the details of SGF were not given. NSEL then issued a Circular dated August 3, 2013 for the closeout or annulment of trades executed on July 29, July 30 and July 31, 2013, which are due for settlement on or after July 31, 2013. By this circular NSEL informed all members that it had refunded the pay-in received from the members pertaining to trades done on July 29 and 30, 2013 and had reversed the trades done on July 30 and 31, 2013. The Defaulting Members of NSEL and the Management team of NSEL had a meeting with senior officials of FMC and investing Brokers and agreed with a settlement plan on 4thAugust, 2013. In order to allay concerns of stakeholders, on August 6, 2013, 2013 NSEL published a Notification on its website that the stock lying in the exchange controlled warehouses is worth approximately Rs. 6,032.46 crores, which amount was more than sufficient to settle all outstanding dues. On August 14, 2013 NSEL uploaded a circular setting out details in respect of the revised schedule for settlement of outstanding dues payable to the members (Settlement Schedule). On August 20, 2013 the FMC directed NSEL to distribute proportionately the amounts received, including to Indian Bullion Market Association Ltd. (IBMA). However, instead of the scheduled pay-out of Rs. 174 crores as assured by NSEL only Rs. 92 crores was disbursed proportionately. On August 21, 2013, the FMC inter alia directed NSEL to auction all the commodities lying in the accredited warehouses of NSEL and in its custody as collateral. Accordingly, on August 22, 2013 NSEL uploaded a list of defaulters on its website.

On August 21, 2013, the FMC inter alia directed NSEL to auction all the commodities lying in the accredited warehouses of NSEL and in its custody as collateral. Accordingly, on August 22, 2013 NSEL uploaded a list of defaulters on its website. Notably, N. K. Proteins Ltd. was one of the defaulters. It is pertinent to note, that while approximately Rs. 174 crores were to be paid to the members by NSEL as per the Settlement Schedule, the first payment by NSEL on August 20, 2013 was a meagre amount of Rs. 92 Crores as received as pay-in from the defaulters. Thereafter, on the second payment date of August 27, 2013, NSEL notified the public that the total funds received for settlement was merely Rs. 12.05 Crores. Most recently, NSEL reported that the total funds received for the third payment date on September 3, 2013, was Rs. 15.32 Crores and for the fourth payment date on September 10, 2013, was Rs.13.45 Crores only. These monies correspond to what was received as pay-in from the defaulters. Notification issued on July 26, 2013, provides a detailed commodity wise breakup of the underlying stock. In a Circular issued by NSEL on August 31, 2012, NSEL has categorically stated that no member will indulge in short selling and the seller must be in possession of commodities or buy position before entering his sale order. The FMC was requested to provide information about the business affairs of the NSEL. The FMC in its reply dated 5th September 2013 clarified that the NSEL is neither a recognized nor a registered Association under FCRA, 1952. Section 27 of FCRA, 1952 provides that the Central Government may, by notification in the official gazette, exempt, subject to such conditions and in such circumstances and in such areas as may be specified in the notification, any contract or class of contracts from the operation of all or any of the provisions of FCRA, 1952. Vide notification dated the 5th June, 2007, Department of Consumer Affairs, Ministry of Food, Consumer Affairs and Public Distribution, under power conferred upon it under section 27 of FCRA, 1952, have exempted one day forward

contract traded at NSEL from the operation of the provisions of FCRA subject to certain conditions as stipulated under: i) No short sale by members of the Exchange shall be allowed, ii) All outstanding positions of the trade at the end of the day shall result in delivery iii) The NSEL shall organize spot trading subject to regulation by the authorities regulating spot trade in the areas where such trading takes place iv) All information or returns relating to the trade as and when asked for shall be provided to the Central Government or its designated agency v) The Central Government reserves the right to impose additional conditions from time to time as it may deem necessary; and vi) In case of exigencies, the exemption will be withdrawn without assigning any reason in public interest Because of this exemption, the trading and other activities of NSEL were outside / beyond the regulatory powers of FMC and from the beginning itself, the Commission has no authority over the trading activities of NSEL. Ready delivery trades (spot transaction) in commodities are not within the purview of the FCRA. Therefore, the role of FMC with respect of NSEL was never that of a regulator unlike in the case of commodity futures exchanges which are recognized under Section 6 of FCRA. The FMC further clarified that FMC has been authorised to supervise settlement of all outstanding one day contracts at NSEL. However, it doesnt ipso facto, empower FMC to apply the provisions of FCR Act to the business affairs of NSEL. As such any failure on the part of NSEL in compliance of the directives of the FMC and / or non submission of the information desired by the FMC, may be deemed to be violation of the conditions stipulated while granting exemption under section 27 of the FCRA to the trade in one day forward contracts, but may not amount to violation of any other provisions of FCRA by virtue of the exemption granted to it vide the notification.

Contents of the letter No.7/3A/2010-MD-I(Pt) Dated the 16th August, 2013 sent by the FMC to the NSEL published on the website of FMC are reproduced below. 1. Please refer to your letter No. NSEL/FMC/2013-14/1503, dated the 14th August, 2013, forwarding the settlement plan. In this regard, you may please refer to this office email dated 14th August, 2013 and 16th August, 2013. 2. Your attention is drawn to the Bye-laws of NSEL (Exchange) which interalia provides as under: i. Bye-law No.5.26 heading Transaction Where the Exchange to Act as a Legal Counter Party: The Relevant Authority of the Exchange may specify from time to time the types of transactions in specific commodity or commodities, with regard to which the Exchange shall act as a legal counter party and the transactions that may be excluded for this purpose. ii. Bye-law No.7.9.1:In respect of commodities, or price indices, as may be determined by the Exchange from timep to time, and traded and cleared by the Exchange in the manner specified in these Bye-Laws, the Exchange shall be deemed to guarantee the net outstanding financial obligations to clearing members. iii. Bye-law No.7.9.2: If any party to such contract defaults in respect of his financial obligations or fails to deliver goods on maturity of the contract, the defaulting member shall be liable for appropriate disciplinary action by the Relevant Authority and his contract will be closed out by the Relevant Authority in accordance with the Bye-Laws, Rules, Business Rules and Regulations or notices, or orders issued thereunder. The Exchange shall then be entitled to recover dues of any defaulting member from his security deposit and other funds, if any lying with the Exchange. iv. Bye-law 9.6: Once a trade is matched and marked to market by the Clearing House, the Exchange shall be substituted as counter party for all net financial liabilities of the clearing members in specified commodities in which the Exchange has decided to accept the responsibility of guaranteeing the financial obligation

v. Bye-law No. 12.2.3: The settlement, as a result of multi lateral netting followed by it in respect of settlement of transactions, guarantee financial settlement of the transactions to the extent it has acted as a legal counter party, as may be provided in the relevant Bye-Laws from time to time. 3. Your attention is also drawn to the Rules of the National Spot Exchange Ltd (hereinafter referred as Rules), wherein under Rule 41 on Default provides that A member of the Exchange shall be declared by the relevant authority a defaulter, where the monies, commodities, securities and bank guarantees deposited with the Exchange are not adequate to discharge the members obligations and liabilities. A member of the Exchange being declared a defaulter, a notice of that effect shall be posted forthwith on the notice board of the Exchange and defaulter shall hand over all his books, documents, papers, assets, cheque books and other Page 3 of 6 documents, as may be specified by the Exchange, to the Relevant Authority. Rule 41(i) also provides that Ipso facto on declaration of a defaulter / deemed defaulter automatically as provided hereinabove, all monies, commodities, securities, bank guarantees lying with the Exchange in respect of a defaulter shall vest with the relevant authority for the benefit and on account of the creditors, who may have a tenable claim and the relevant authority shall deal with such monies, securities or bank guarantees and claims, as provided in the relevant Rules herein and specifically as provided in these Rule. 4. Further, in the communication to the members, Exchange have communicated that deliveries of the Warehouse Receipt to the Exchange will be taken as early commodity pay-in against the sell position and Exchange shall release margin / commodity pay-in obligation of respective sell transactions. As such what need to be settled on settlement date is net financial obligation between buyer and seller. 5. During the presentation before the Secretary, Ministry of Consumer Affairs, Food and Public Distribution, on 10th July, 2013, wherein you along with Mr. Jignesh Shah, Director, NSEL had presented that the model followed by NSEL offers highest level of safety for participants as the model has over 100% stock as collateral (managed by independent collateral

manager), 10-20% as margin money and backed by 100% of post dated cheques from participants. 6. From the plain reading of the above Bye-laws, Rules and communication by Exchange, it is very clear that Exchange guarantees the settlement of net financial obligation. When a client trades on the anonymous order driven trading system on the Exchange, the buyer does not know the seller and in the same way the seller does not know the buyer and Exchange guarantees the settlement of trade executed in compliance with the Byelaws. 7. In the settlement plan submitted by NSEL on 14th August, 2013, in Para 12 and 14, it is mentioned that pay-in schedule submitted herewith is subject to realization of funds from payable members. As such Exchange appeared to have dis-owned its responsibility of guaranteeing the financial settlement. Whereas the Exchange has the sole responsibility of settlement of trade on the Exchange as per the pre-announced settlement schedule and it cannot simply depend upon the realization of pay-in obligation from buyers. Page 4 of 6 8. In this office mail dated 14th August, 2013, it was desired that the Exchange shall make payment to selling members as soon as possible and in order to have credibility of adhering to the payment schedule agreed to by buyers, you were advised to submit party wise details of post dated cheque with date, number and amount, and also confirm whether you have taken Bank Guarantee from these buyers at least for the first month commitment which shall roll over to next month. Your reply vide e-mail, dated 16th August, 2013, did not submit the details as desired. 9. As per the Rules and Bye-laws of the Exchange where participants have failed to meet their payin obligations, the Exchange should have i) closed out their position and ii) declare them defaulter and initiate default proceedings against them. In this regard you are directed to submit details of all members who had failed in meeting their pay-in obligation. The details should include the first day of pay-in shortages and any other subsequent pay-in shortages on

daily basis. You are called upon to explain in the case of members, who did not meet their pay-in obligation in time: (a) why their position is not closed out in auction, (b) Why they were not declared defaulters and (c) why default proceedings were not initiated against them. 10. During the meeting with the Commission on 13th August, 2013, Mr. Jignesh Shah, Director, NSEL and Mr. Joseph Massey, Director, NSEL inter alia raised the concern on the quality and quantity of commodities lying at the various accredited warehouses of NSEL and they have informed that they have appointed a collateral management firm, SGS to make detailed assessment of quality and quantity of stocks of commodities lying at all the accredited warehouses of NSEL. In this regard you are directed to submit the terms of appointment along with letter of appointment of SGS by NSEL and preliminary findings, if any of the SGS. 11. In submission of information asked by Commission, NSEL had given different information on different occasion, for example while its meeting with Commission on 1st August, 2013, Shri Anjani Sinha, MD & CEO of NSEL informed that Exchange had settlement guarantee fund(SGF) of Rs. 860 crores, where as in written reply to the mail dated 1st August, 2013, submitted that exchange had SGF of Rs.738.55 crores. However, during interaction with Board of NSEL, buyer, and seller on 4th August, 2013, it was informed that SGF had only Rs.62 crores. Similarly with regard to the details on stocks of commodities lying at warehouses, three sets of information had been given within a span of 7 days against the same buyer. The credibility of information given and the books of Accounts / records maintained by NSEL have raised serious doubt on its authenticity. You are therefore, directed to appoint a reputed forensic Auditor firm to establish the credibility of Books of accounts, record maintenance by the Exchange in next 7 days. The appointment of Auditor, however, shall be with the consent of the Commission. 12. As per the advice of the Commission, NSEL had already opened an escrow account with Axis Bank wherein the entire amount received on and after 31.7.2013 against pay-in obligation shall be deposited. You are advised to inform Commission on daily basis; the party wise amounts

deposited in the escrow account and also disclose the same on daily basis on your website. 13. The Press Release issued by NSEL on 4th August, 2013 mentioned that 8 buyers have agreed to pay-in obligation as per original schedule which means that NSEL shall collect 2181 crores from 8 buyers before 13th September, 2013. The Press Release also mentioned that in respect to 13 buyers, amount due from them was Rs.3107 crores, had agreed to pay 5% of their total dues every week. During the meeting with these buyers, sellers and Commission on 4th August, 2013, it was impressed upon the buyers that they should make the payment as per the original settlement schedule or otherwise as soon as possible without waiting for 20 weeks period. As per the settlement schedule submitted by you, no borrower has agreed to meet its obligation as per the original settlement schedule and only 12 buyers from whom Rs.1774.01 crores are to be received have agreed to pay over a period of 20 weeks and other 10 buyers have extended the payment of Rs.2580.60 crores to 30 weeks. 2 buyers having total payin obligation of Rs.1219.71 crores have not given any payment schedule. The settlement plan submitted by the Exchange therefore does not inspire confidence as the Exchange has gone back on its earlier commitments. This has also raised serious doubts on credibility of the commitments made by buyers as per settlement schedule. 14. The Exchange has not given the details of the post dated cheques collected from these participants or the details of any Bank Guarantee obtained against their financial obligation. In the meeting held with the Commission on 16th August, 2013 selling participants have raised serious doubts on the commitment of these buyers to meet their obligations as per schedule and hands-off approach of the Exchange to meet the obligation subject to realization of funds from the buyers. This implies that settlement will be made if and when buyers choose to pay their dues where as the Exchange is duty bound to complete settlement as per Byelaws according to which it stands guarantor for all financial obligations for trade executed on the Exchange.

15. You may, however, go ahead with your settlement plan for the time being as the payouts are already seriously delayed which is causing deep anxiety and resentment among the sellers, However, you are directed to comply with the directions and observations of the Commission to ensure that the plan is credible and the Exchange performs its settlement obligations in the shortest possible time. From mid August 2013, Economic Offences Wing, Crime Branch, CID, Mumbai started receiving applications from the investors and also from NSEL. On 30.09.2013, an offence was registered at PS MRA Marg, vide their CR No. 216/13 U/Sec. 120 (B), 409, 465,467,468, 471, 474, 477(A) of IPC on the complaint of one of the investors Mr. Pankaj Ramnaresh Saraf. Investigation of this case was immediately taken over by the EOW and the case is renumbered as EOW CR No. 89/13. Mr. Pankaj Saraf lodged complaint against FTIL, NSEL, their board of directors, Mr. Jignesh Shah, Mr. Jospeh Massey, Mr. Anjani K Sinha, Mr. Shantilal Guru, Mr. B D Pawar, Mr. Shreekant Javalgekar, Mr. R. Devarajan, Amit Mukherjee, Jai Bahukhundi, Maneesh Chandra Pandey, Santosh Mansingh, H. B. Mohanty, Shashidhar Kotian, Nirav Pandya and the Auditor Mukesh P Shah and 25 borrowing companies/trading members viz. Mohan India Pvt. Ltd., N. K. Proteins Pvt. Ltd., ARK Imports, LOIL Health Foods Ltd., LIOL Overseas Foods Ltd., LIOL Continental Ltd., PD Agro Processors Pvt. Ltd., Lotus Refineries, Jaggurnaut Projects Ltd., Top Worth Steel & Power Pvt. Ltd., Metkore Alloys & Industries Ltd., White Water Foods Pvt. Ltd., NCS Sugars Ltd., Namdhari Food International Pvt. Ltd. Shri Radhey Trading Corporation Pvt. Ltd. Spin Cot Textiles Pvt. Ltd., Vimladevi Agrotech, Namdhari Rice & General Mills, Swastik Overseas Corporation, Tavishi Enterprises Pvt. Ltd., MSR Food Processing, Sankhya Investment, Yathuri Associates, Aastha Minmet India Pvt. Ltd. and Brinda Commodity Pvt. Ltd., along with their directors and some of the trading members/ brokers for defrauding him and other 13000 investors to the tune of Rs. 5600/- Crores.

It is alleged in the FIR that during the period from Oct., 2008 to July, 2013, NSEL allowed 25 Members, named as accused, to trade on the exchange as sellers. It is alleged that in authenticating these companies due diligence was not followed. It is further alleged that during the relevant period these 25 Members (Sellers) in connivance with NSEL traded fictitious stocks on the exchange for which they raised fake documents. During the initial contracts between these Member Companies as sellers & buyers, the companies squared off the contracts on the date of maturity, but later on when the investments in these companies grew substantially, they did not honour their commitment and thereby caused wrongful loss to the tune of Rs. 2.2 Crores to the complainant and approximately around 5600 Crores to the other investors numbering more than 13000.

A ) Searches / Seizures :Immediately after registering the FIR, this office undertook search operations at residencies, offices & warehouses of the accused Companies and their Directors/ Partners/ Proprietors. This office identified 193 spots (Offices- 27, Residencies- 96 , Warehouses- 68) across 16 States in the Country, for which 63 teams were formed comprising of 121 Officers and 241 men. Till date searches have been successfully completed at 192 places and have resulted into seizure of more than 24 TB of electronic data ( 8 Laptops, 1 Desktop, 45 Hard Disks, 7 Pen Drives and CDs / DVDs), Commodities i.e. Wool, Castor seeds, Jeera, Sugar, Steel, Nickel,Soyabeen & Chana, Ferro chrome etc worth of worth more than Rs. 210 Crores as well as other incrimination documents / articles, scrutiny. B) Freezing OF Bank accounts u/s 102 Cr PC In order to secure which are under

siphoned off funds, till date 317 bank accounts of the accused Companies (4 accounts of NSEL) have been identified and frozen (Amt frozen Rs. 94.55/- Crores)

C) Details of assets of the accused persons/defaulters identified, secured for attachment & its valuation: - The EOW has identified properties of defaulters as under & Process of its attachment is under progress. Sr. No. Defaulters Name 1 Mohan India 2 Tavishi Enterprises 3 Laxmi Overseas 4 Aastha Group Companies 5 MSR Foods 6 Loil Continental 7 Loil Health Foods 8 Loil Overseas Foods 9 Shree Trading 10 Yathuri Associates 11 Vimladevi Agrotech 12 Spin Cot Textiles 13 NCS Sugar 14 Metkore Alloys 15 ARK Imports 16 N.K. Proteins 17 P.D. Agro 18 White Water Foods Total 07 01 02 03 03 84 Land 12 09 05 166 Mumbai, Ahmadabad, Delhi Karnal, Punjab Chandigarh, Simla Pieces Haryana, Punjab Kota ,Rajasthan Guntur, AP Hyderabad Hyderabad of Karnal, Haryana 02 04 03 05 No. of Properties 10 08 03 of 08 Properties Situated at New Delhi, Rajasthan New Delhi Punjab Karnal, Bangalore, Orissa, Thane Warangal, AP Chandigarh, Delhi Punjab, Delhi Delhi Saharanpur, UP Radhey 04 Chandigarh,

Details of properties are given in the accompanying list.

D) Bogus Companies & Warehouses:During the course of investigation, following companies (defaulters) and also warehouses are found to be not genuine companies/warehouses and are found to be incorporated for the purpose of utilizing the funds received from NSEL for purposes other than the intended purposes. Bogus Companies: 1) Loil Continental Foods Limited (LCFL), 2) Loil Health Foods Ltd., 3) White Water Foods Pvt. Ltd. (WWFPL), 4) Swastik Overseas Corporation, 5) Namdhari Food International Pvt. Ltd. 6) TAVISHI ENTERPRISES PRIVATE LIMITED, 7) Yathuri Associates Ark Imports Pvt. Ltd. (AIPL) & 8) Aastha Minmet India Pvt. Ltd. Bogus warehouses: 1) M/s Dunar Food Limited 6 Warehouse ,2) Jai Hanuman Rice Mill, Kamla Road , Gharaunda, Karnal , Haryana132001.,3) Plot No.3, Pwd Lane, Alipur, Delhi, 4)Village Janga, Tal Palanpur, Dist Banaskantha, 5) Godown No -1,M/S. Rajena Agro Pvt Ltd., At. Sedrana, Opp. Gokul Ref. Oil, 6) Palanpur Highway, Siddhpur, Dist-Banaskantha, 7) Khali Char Rasta, Village- Khali Ta- Siddhpur, DistPatan, 8) Leaf Khamanon, Chandigarh - Ludhiana National Highway, Khamanon, Dist - Fatehgarh Sahib - 140801 Punjab, 9) White Water, Barmalipur Road(Adj) C/O V.I.R Foods Ltd, Godown No-1, Payal, Ludhiana, Punjab -141 001 10) Ark Imports Pvt. Ltd. (Section I) Village Purba , Tehsil Samrala, Disst. Ludhiana E) Look Out Notices:Similarly, Look out Notices have been issued against 73 key officials of FTIL, NSEL & chair persons of accused Member Companies in order to ensure that these accused persons do not flee from India and are available for investigation purpose. (F ) Assistance of Experts in the Investigation :This office has also requested Shri U.S. Gandhi, CA, to act and assist in the investigation as Forensic Auditor. This office has requested the State Government for his appointment in the said case.

(G) Invoking Provisions of MPID Act, 1999 :The provisions of The Maharashtra Protection of Interest of Depositor Act, 1999 (MPID Act) are invoked on 18/10/2013 for the seizure/attachment of Properties of the suspects involved in the case to recover the loss caused to the Investors. (H) Arrests: In the present case till date 5 accused persons namely 1) Amit Ashok Kumar Mukharjee, Asst. Vice President/Business Development, NSEL, 2), Jai Sukhsadan Bahukundi, 43 yrs, A.V.P/Ware House, NSEL, 3) Anjanee Sinha, Managing Director & CEO/NSEL, 4) Nilesh Patel of N.K. Proteins Ltd, Ahmedabad ( a defaulter which owes Rs.960 cr to NSEL ) and 5) Arunkumar Sharma of Lotus Refineries Pvt Ltd ( a defaulter which owes Rs 252.56 cr to NSEL) have been arrested. All of them are in judicial custody presently. Accused No.1 - Amit Ashok Kumar Mukherjee, 42 yrs, Asst. Vice President/ Business Development/NSEL. His key responsibilities area as provided by NSEL was as under: This accused was working as Asstt. Vice President/ Business Development with accd company NSEL for the last 8 years. He was drawing salary package of Rs 22 lakhs per annum. He was promoted 4 times in his tenure of 8 years, His key responsibilities areas were 1) to assist in marketing and promotional activities resulting in Member Growth Development of Spot Contracts in multiple locations, 2) identify business opportunities and assist in tie-ups with Regional Mandis and Commodity Associations, 3) maintain strong relationship with members and work as a catalyst members to to increase trade their on participation, Timely 4) introducing solutions to members, members ascertaining their net worth, preliminary background verification of Exchange, Queries/problems. However, this accused in collusion with other accused deliberately violated the laws and guidelines of the Exchange for personal benefits. He in collusion with borrowers and clients 1) created and issued fake warehouse

receipts i.e. receipts without support of adequate physical stock of commodities, 2) arranged loan facilities in guise of trading facilities which was against the guidelines issued in this behalf, 3) received kick backs from the borrowers for arrangement of the above facility. He was key management person who perpetrated the fraud with the help of his associates and MD & CEO. They conspired to cheat the investors and thereby colluded with the borrowers to get money from unsuspecting persons under the garb of assured returns. They promised the investors that their money was safe and guaranteed by underlying commodities, which were not in existence. They devised such a scheme that would facilitate the borrower accused to utilize investors money without proper security i.e. commodities. It is estimated that he has received kickbacks to the tune of more than Rs. 12 Crores from the borrowers to provide them the loan facility. He was instrumental in introducing borrowing members who did not fit the criteria laid down in this regard. Following properties of the accused have been identified and secured under the provisions of MPID Act, 1999. Properties of accused No. 1-- 1) Flat no.801/ Ivory Heights, 575 sq. ft., Rs 21.5 lakh (agreement value), in the name of wife Bonhi 2) Flat no.902/Ivory Heights, 1000 sq. ft., 41.3 lakh (agreement value), Kanaikiya Road, Mira Road(E) and 3) Flat no.1202/Royal Samarpan, 1550 sq. ft, Rs 4.5 cr(agreement value), near Rivali Park, Western Express Highway, Borivali (E) and 4) Range Rover Vogue Car No. HR-26-BW-9013 vd Rs. 55 lakh approx. (total Rs 5,67,80,000) Accused No. 2- Jai Sukhsadan Bahukhandi, 43 yrs, Asstt. Vice President/Ware Housing/NSEL. This accused was working as an Associate Vice President of Warehousing Department and has been working with the NSEL since October 2008. He was drawing salary package of Rs. 20 lakhs per annum. His key responsibility areas were 1) complying to the norms of Exchange for Warehousing, 2) Maintaining the legal status of the warehouses, 3) appointment of the warehouse manager, 4) Maintaining

the

profitability of

in MIS

WMS

(Warehouse

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5) the

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warehouses, 6) Monitoring the inward & deliveries of corporate and the retail clients, 7) Streamlining the existing process and make EWDMS live to ease and automate all the warehouse activities especially avoiding delays in WH storage charges collection and 8) Warehouse agreements compliance. However, he along with his other colleagues, MD & CEO and borrowers blatantly flouted all the norms and guidelines issued in respect of delivery based contracts, created a web of false stocks of commodities by way of bogus warehouse receipts and thereby cheated the innocent investors. It is estimated that he has received kickbacks to the tune of Rs. 3/5 crores from the borrowers to provide them the loan facility. He had information about the wrong deeds committed by him and others. He in collusion with borrowers and clients 1) created and issued fake ware housing receipts i. e. receipts without support of adequate physical stock and 2) arranged loan facilities in guise of trading facilities which was against guidelines issued in this behalf. Following properties of the accused have been identified and secured under the provisions of MPID Act, 1999. Properties of accused No. 2 1) Flat no.703, Ambika Tower, Panchpakhadi, Thane, 580 sq. ft, 20 lakh (agreement value), 2) Mahindra XUV 500 vehicle No. HR-26-BW-8030, valued at Rs 14 lakhs. (Total Rs 34 lakh). Accused No.3 - Anjani Jagdishprasad Sinha, 48 yrs, Ex-Managing Director & CEO/ NSEL. The accused was the Managing Director and Chief Executive Officer of NSEL and was responsible for managing complete business operations, compliance and company affairs. It is revealed that the accused received personal gains from the borrowers/accused for granting them finance facilities. He shaped the idea of long term loan facility to the borrowers under the guise of underlying stock of commodities. He is the brain behind this scam of Rs. 5600/- Crores. He is the person who He is the

person who was pioneer in bringing paired contracts system and getting approval for launch of same from the concerned authorities. He was the sole approving authority for all the limits granted to the borrowers, subsequently siphoned off the money. He was responsible for functioning of warehousing, clearing and settlement, trading and surveillance, membership and compliance, delivery and finance department apart from business development departments. He misled and misinformed general public fraudulently by giving wrong information to FMC and agencies. The accused has owned up the responsibility for the entire scam in his affidavit. Following properties of the accused have been identified and secured under the provisions of MPID Act, 1999. Properties of accused No. 3 1) Flat No. 1601/Odyssey-II, 2200 sq. ft., Rs 4.5 Crores (agreement value), Hiranadani Garden, Powai, Mumbai, 2) Flat No. 1404 & 3) 1405/Panchwati CHS, Powai, Mumbai & 4) Flat No. G1-602, Bhimashankar Society, Nerul (W), Navi Mumbai. (Total Rs 4.5 Crores). Accused No.4 - Nilesh Keshavlal Patel, 48 yrs. Promoter Director of N K Proteins Ltd. This accused is the Promoter Director of N K Proteins Ltd. a company having registered office at 7th Floor, Popular House, Ashram Road, Ahmadabad. The company is in the business of refining of edible oil and its brand is Tirupati. The accused is also a son-in-law of Mr. Shankarlal Guru, the Chairman of accused company NSEL His company started its trading on NSEL since September 2009 and became Trading Cum Clearing Member of NSEL. The company used to trade in Castor Seed, Castor Oil and Cotton Seed Wash Oil. The accused gave false quality and quantity certificates for commodities, issuing fake sale invoice without having physical delivery and making false statement about the stock of commodities and diverged funds totally to the tune of Rs. 964/- Crores in connivance with NSEL officials. The company of the accused is the first company to start trading in paired contracts without stocks; other accused borrowers followed the suit. The accused is son-in-law of Mr. Shankarlal Guru, the Chairman of NSEL, and it is suspected that he had some underhand dealings with some

officials of the NSEL. The accused has confessed having accepted money from the NSEL and this fact has also been established from his books of accounts. Most of the funds have been diverted for making personal investments such as Mutual Funds, Stock & Securities and also to acquire properties through its sister concerns viz. N K Industries Ltd and Tirupati Proteins Ltd. Money Trail prepared from these concerns also established that above funds have been transferred for making investments and properties. Summary of money trail for financial years 2009-10, 2010-11 and 2011-12 is appended with the charge sheet. Details of articles and properties of the accused identified and secured under the provisions of MPID Act, 1999 are given in the Form 5A of this report. Accused No. 5 - Arunkumar Jaiprakash Sharma, 39 yrs. directors of M/s Lotus Refineries Pvt. Ltd. (LRPL), This accused is one of the directors of M/s Lotus Refineries Pvt. Ltd. (LRPL), having registered office at A-204 Boomerang, Chandivali Farm Road, Andheri (E), Mumbai. The LRPL has been incorporated in 2012 and promoted by this accused for import, manufacture; distribution and trading for refine edible oil, vegetable oil and Vanspati Ghee. Lotus Refinery was introduced to NSEL as a trader of Edible Oil and that they would be procuring oil seeds and crushing them at multiple locations. The contract was to be launched for the Edible Oil at Jaipur and at two different locations. Finally LRPL had warehouse at Sarda Agro Oils Ltd Tank R 4, Survey No. 287, Near Light House, Tammavaram, Kakinada - 533005 Andhra Pradesh. It is revealed that the LRPL in connivance with officials of NSEL issued stock offer letter to NSEL stating that there was stock available for trade on the basis of which bogus warehouse receipts were generated. As per the bank statement of LRPL an amount of Rs. 218.88/- was credited to LRPL out of which an amount of Rs. 60.75/- was returned to the NSEL. An amount of Rs. 19.22 Crores was adjusted against purchase of Stock by LRPL and its outstanding is now Rs. 177.34 Crores. However, as per the balance sheet of the LRPL nothing is mentioned regarding stock of

commodities. As per the ledger account of the company LRPL has given advances of Crores of rupees to many entities, which clearly indicates diversion of funds for other purposes. According to NSEL this company has outstanding of Rs. 252.48 Crores. On the contrary the LRPL claims that NSEL owes the company and amount of more than 2000 Crores and has initiated Arbitration proceedings against the NSEL. His ledger account shows that besides giving advances to many parties he has given advances to himself and his relatives that include his wifes account. It clearly indicates that he has utilized the funds for his own purposes. He has spent lavishly on decoration of his office premises. He has also spent money in production of films. A chart of money trail has been prepared. His admission has made it crystal clear that he made it possible in connivance with officials of NSEL. The accused has admitted in writing the outstanding amount of Rs. 241, 36, 26, 831/- payable to NSEL by his company. This is reflected in a letter dated 16.05.2013 written by the accused company to the NSEL. The company has made payment of approximate Rs. 70/- Crores to the promoters and directors for making their personal investments in properties. There are many instances of heavy cash withdrawal from the accounts of the company as well as directors. Money trail of the same is incorporated in the charge sheet. Details of articles and properties of the accused identified and secured under the provisions of MPID Act, 1999 are given in the Form 5A of this report. During the course of investigation statements of witnesses have been recorded so also documentary evidence has been collected as per the attached chart of evidence. During the investigation carried out so far it is seen there is ample evidence against the arrested accused to prove that they have committed offences punishable under sections 409, 465, 467, 468, 471, 474, 477 (A), 120 (B) of Indian Penal Code and sections 3 & 5 of MPID Act, 1999. Investigation in respect of afore mentioned accused as well as other accused that have not been charge sheeted viz. M/s Financial Technology of India Ltd. National Spot Exchange Ltd., its Directors/Key Management

Persons/its Borrowers, some brokers and others is still in progress. Further final report will be submitted against them under section 173 (8) of Code of Criminal Procedure.

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