The title of being

a Financial
Advisor is no
small task. It is a
position that
could change
your life, and the
others around
you. This packet
will help guide
you through your
decision about
financial
advising
The Road to
becoming
a Financial
Advisor
What is a financial
advisor?
A financial advisor
works with clients
towards reaching their
financial goals by
understanding their
current financial situation
and helping them
articulate their financial
plan.
What are the qualities of
a successful financial
advisor?
A successful financial
advisor is someone who
is outgoing, enjoys
serving people, and has
a focus to succeed.
What are the top
priorities of a financial
advisor?
The top priorities are a
willingness to meet
people and engage
them with financial
solutions to improve their
planning and
preparation for
retirement.

What is helpful advice for
someone interested in
the job, or just starting?
Focus on successful
exam preparation
immediately, and focus
on building awareness of
financial markets.
What kind of education is
needed?
The education
needed is a college
degree, financial
experience, and passing
grades from the financial
exams.
What do the first 6
months consist of?
Passing state and federal
certifications are
required to continue in
the program. Then, it is
highly encouraged to
start identifying, and
building a client base.