Professional Documents
Culture Documents
CDSL Nism Series Vi Tutorial On Youtube
CDSL Nism Series Vi Tutorial On Youtube
CDSL Nism Series Vi Tutorial On Youtube
SEBI has mandated that DP officials, including branch officials, should be NISM Series VI Depository Operations Certification Examination
(DOCE) certified. The examination seeks to create a common minimum knowledge benchmark for associated persons engaged or
employed by a registered depository participant in (a) dealing or interacting with clients, (b) dealing with securities of clients, (c) handling
redressal of investor grievances, (d) internal control or risk management, (e) activities having a bearing on operational risk, or (f)
maintenance of books and records pertaining to the above activities.
With a view to facilitate DP officials for DOCE, CDSL has prepared an audio visual tutorial. The tutorial consists of 12 chapters which have
been uploaded on youtube and are available on the following links:
Chapter No. Name of chapter Youtube link
Introduction to CDSLs Tutorial http://www.youtube.com/watch?v=SyQBbb721FA
1 Introduction to Capital Market http://www.youtube.com/watch?v=SyQBbb721FA
2 Introduction to Depository http://www.youtube.com/watch?v=0_ywWzAZM8k
3 Depository & its Business Partners
http://www.youtube.com/watch?v=mX7hCq0nP6U
4 Functions of Depository
Participant Account Opening
http://www.youtube.com/watch?v=rjLkhTzwyos
5 Functions of Depository
Participant Transmission &
Nomination
http://www.youtube.com/watch?v=pr7EODoZjxM
6 Functions of Depository
Participant Dematerialization
http://www.youtube.com/watch?v=TewGQ5mFrAU
7 Functions of Depository Participant -
Trading and Settlement
http://www.youtube.com/watch?v=4USqpMS4KgQ
8 Pledge and Hypothecation http://www.youtube.com/watch?v=UqxWARBQ3s0
9 Corporate Action http://www.youtube.com/watch?v=K_bEbmkdpoc
10 Public Issues http://www.youtube.com/watch?v=P5d1CeHo2iw
11 Debt Instruments and Government
Securities
http://www.youtube.com/watch?v=g0eE-D56HmQ
12 Warehouse Receipts http://www.youtube.com/watch?v=1y8TDJM86XM