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Para Vertebral Block
Para Vertebral Block
doi:10.1093/bja/aep272
REVIEW ARTICLES
Efficacy and safety of different techniques of paravertebral block
for analgesia after thoracotomy: a systematic
review and metaregression
A. Kotzé1*, A. Scally2 and S. Howell3
1
Airedale NHS Trust, Steeton, Keighley BD20 6TD, UK. 2School of Health Studies, Bradford University, UK.
3
Academic Unit of Anaesthesia, University of Leeds, UK
*Corresponding author. E-mail: alwynkotze@doctors.net.uk
Various techniques and drug regimes for thoracic paravertebral block (PVB) have been evalu-
ated for post-thoracotomy analgesia, but there is no consensus on which technique or drug
regime is best. We have systematically reviewed the efficacy and safety of different techniques
for PVB. Our primary aim was to determine whether local anaesthetic (LA) dose influences
the quality of analgesia from PVB. Secondary aims were to determine whether choice of LA
agent, continuous infusion, adjuvants, pre-emptive PVB, or addition of patient-controlled
opioids improve analgesia. Indirect comparisons between treatment arms of different trials
were made using metaregression. Twenty-five trials suitable for metaregression were identified,
with a total of 763 patients. The use of higher doses of bupivacaine (890 –990 mg per 24 h
compared with 325 –472.5 mg per 24 h) was found to predict lower pain scores at all time
points up to 48 h after operation (P¼0.006 at 8 h, P¼0.001 at 24 h, and P,0.001 at 48 h). The
effect-size estimates amount to around a 50% decrease in postoperative pain scores. Higher
dose bupivacaine PVB was also predictive of faster recovery of pulmonary function by 72 h
(effect-size estimate 20.1% more improvement in FEV1, 95% CI 2.08% – 38.07%, P¼0.029).
Continuous infusions of LA predicted lower pain scores compared with intermittent boluses
(P¼0.04 at 8 h, P¼0.003 at 24 h, and P,0.001 at 48 h). The use of adjuvant clonidine or fenta-
nyl, pre-emptive PVB, and the addition of patient-controlled opioids to PVB did not improve
analgesia. Further well-designed trials of different PVB dosage and drug regimes are needed.
Br J Anaesth 2009; 103: 626–36
Keywords: anaesthetic techniques, regional, thoracic; analgesia, postoperative; pain, acute,
regional techniques; surgery, thoracic; thoracic anaesthesia
Thoracotomy frequently causes severe postoperative pain analgesia (TEA) after thoracotomy.27 30 45 Detterbeck30
and significant morbidity.10 27 Atelectasis, pneumonia, pul- found that PVB provided equivalent pain relief to TEA,
monary embolism, and emergency intensive care admission but did not quantitatively compare complications between
have all been found to be related to poor analgesia and con- the two techniques. A meta-analysis by Davies and col-
sequent immobility.27 66 Postoperative pain is thought to be leagues27 showed that PVB provides pain relief as good as
the single most important factor leading to ineffective venti- TEA, using LA with or without opioid, but with fewer
lation and impaired secretion clearance after thoracotomy.71 side-effects, technical problems, and failed blocks.
Severe or inadequately treated acute pain after thoracotomy Perhaps more importantly, PVB reduced postoperative pul-
also predicts conversion to chronic post-thoracotomy monary complications by 64% compared with epidural
pain27 66 and long-term post-surgical fatigue.73 analgesia.27 Recently,45 it was found that PVB provided
Thoracic paravertebral block (PVB) has been shown to analgesia after thoracotomy that was comparable with
provide superior post-thoracotomy analgesia and lung TEA using LA only, but possibly less effective than TEA
function, compared with systemic opioids or intrapleural using LA with opioid. However, PVB reduced the inci-
local anaesthetics (LA).30 73 Three systematic reviews have dence of pulmonary complications compared with sys-
compared the efficacy of PVB and thoracic epidural temic analgesia, whereas TEA did not.45 PVB may
# The Author [2009]. Published by Oxford University Press on behalf of the British Journal of Anaesthesia. All rights reserved.
For Permissions, please email: journals.permissions@oxfordjournal.org
Efficacy and safety of different techniques of PVB
theoretically be a safer technique than TEA, at least in trials included for each analysis. Any VAS score obtained
terms of the chances of serious spinal cord injury from between 6 and 10 h after operation was included with
epidural space infection41 or spinal canal haematoma.67 those obtained at 8 h, and VAS scores obtained on the first
The systematic reviews to date27 30 45 studied PVB as a postoperative day or from 20 to 24 h after operation were
single generic technique, regardless of drug choice, dose, grouped at 24 h. Pain scores were assumed to have been
or administration technique. The optimal drug(s) for PVB obtained at rest unless otherwise stated by the authors.
have to date not been reviewed. We therefore undertook a Spirometric measurements were recorded as a percen-
systematic review with the aim of determining how the tage of the preoperative values. Complications and side-
following variables influence the quality of post- effects of the PVB itself were recorded where these were
thoracotomy analgesia with PVB: identified by the trial authors. A complication rate of zero
was only recorded where it was specifically stated that a
(i) LA dose;
complication did not occur.
(ii) administration technique, that is, continuous infusion
The total LA dose in the first 24 h was calculated as
or intermittent boluses;
overall indicator of dosage, using the formula: total dose¼
(iii) choice of LA agent;
loading doseþ24(infusion dose h21). Dosages were cal-
(iv) the addition of fentanyl or clonidine to LA;
culated for a patient weighing 70 kg where weight-related
(v) pre-emptive PVB;
dosages were reported. For dosages reported as a simple
(vi) the addition of patient-controlled opioids to PVB.
range, the midpoint was used.
Statistical analysis
Methods
Continuous data are presented as mean values and the
This review followed the Quality of Reporting of
standard error (SE) of the mean. Where the standard devi-
Meta-analyses (QUORUM) guidelines.57 Data were
ation (SD) was reported, the SE was calculated
p using the
extracted and analysed in keeping with the methods used
formula for a normal distribution (SE¼SD/ n). When no SD
in similar meta-analyses27 as far as was appropriate.
was given, it was imputed with the t-test if the P-value
The MEDLINE and EMBASE databases were searched
was stated; otherwise the SD was estimated as half of the
without language restriction up to May 2008, using the
mean value. When the median and range only were
Athens portal of the United Kingdom National Library for
reported for continuous outcomes, the mean and SD were
Health. The predetermined inclusion criteria were:
estimated by assuming that the mean was equivalent to the
(i) randomized controlled trials (RCTs) in which at least median and that the SD was one-quarter of the range.44 64
one trial group received paravertebral LA with or For continuous data, indirect comparisons between
without additives, and groups of trials were made by means of metaregression,
(ii) postoperative pain control, pulmonary function, or using univariate analysis, and a random effects model.
both reported as outcome measure. This was necessary because of great heterogeneity
between the original randomized comparisons, described
Only trials involving adult patients were considered. The
below. Two-tailed P-values were calculated for dichoto-
keywords ‘paravertebral block’, ‘nerve block’, ‘paraverte-
mous data, using Fisher’s exact test.
bral’, ‘extrapleural’, ‘subpleural’, ‘retropleural’, ‘intercos-
tal nerve block’, ‘thoracotomy’, ‘pneumonectomy’,
‘oesophagectomy’, and the corresponding Medical Subject
Headings (MeSH) were used alone and combined with Results
Boolean operators. Of the 31 RCTs identified,1 4 7 – 10 13 – 15 26 28 29 31 33 36 38 46
52 – 54 62 63 65 68 – 70 72 75 80 83 84
The electronic search identified 66 papers for consider- six were excluded from
ation. The abstracts of the identified articles were reviewed meta-analysis. One31 was conducted in patients under-
to determine if the study met the inclusion criteria of the going minimally invasive coronary artery surgery, rather
review. In addition, the reference lists of trials included in than thoracotomy. One small trial54 had an unexplained
previous reviews of analgesia for thoracotomy27 30 45 73 drop-out rate of 30% (three of 10) in the PVB group
were checked. within 24 h and none in the control group. Another9 com-
Data concerning the PVB group of each randomized pared repeated paravertebral boluses of bupivacaine
trial were extracted into Microsoft Excelw and analysed against systemic analgesia. Both the stated dose (0.1 mg
using STATAw (StataCorp LP, College Station, TX, USA). kg21) and bolus size (1 – 2 ml) of bupivacaine was 10–
Average pain scores were recorded as if on a 100 mm 20-fold lower than every other trial, or the recommended
visual analogue scale (VAS). Where scores were reported dose. It is therefore probable that the dose quoted in the
on 0 – 10 long ordinal scales, these were converted to a paper was simply a misprint. No correction was found in
100 mm VAS. VAS scores obtained at times close to each the following year’s issues of the journal, and the author
other were grouped together to maximize the number of did not reply to communications to confirm the dose used.
627
Kotzé et al.
Papers identified
The trial was therefore excluded from meta-analysis.
Not randomized trials: n = 10
n = 68 Two small trials (with a total of 20 patients in the PVB
groups between them) were published in French.1 80 One
trial38 investigated specifically the haemodynamics of
Randomized controlled trials
No PVB group: n = 27 PVB and reported no data on pain or pulmonary function
n = 58
(Fig. 1).
The 25 trials included had recruited 763 patients to 31
RCTs with at least one PVB
PVB treatment arms (Table 1). Obtaining original patient
Not published in English: n = 2
group
No pain measurements: n = 1 data for all the included trials proved impossible.
n = 31
Seven trials conducted comparisons of different paraver-
tebral drug regimes.4 8 15 36 62 71 83 However, these trials
RCTs included in review Not an RCT in thoracotomy: n = 1 evaluated a total of nine different drug and dosage
n = 28 Unexplained patient drop-outs: n = 1 regimes. Four trials were placebo-controlled, with all
PVB dosage unclear: n = 1
patients having access to rescue medication and regular
simple analgesics.5 29 33 75 Two different PVB regimes
RCTs included in meta- were evaluated against control groups who, in turn,
analysis
n = 25 received two different analgesic regimens. One of these29
also had a control group receiving only systemic analgesia
Fig 1 QUORUM flowchart showing included and excluded studies. without a sham PVB. Three trials evaluated the addition
628
Efficacy and safety of different techniques of PVB
of PVB to various systemic analgesics without including a (the ‘lower dose group’).4 13 15 29 52 65 84 Only four of the
placebo PVB group.9 13 53 Two trials72 74 compared PVB 19 trials used less than the manufacturer’s recommended
with interpleural analgesia. maximum dose of bupivacaine 400 mg82 per 24 h.13 15 65 84
Nine trials compared PVB with TEA, again using different No trial used bupivacaine in the dose range of 473–889 mg.
paravertebral drug and dosage regimes.10 14 16 26 28 46 52 65 70 84 Bupivacaine boluses were not considered for dosage
The outcomes reported consistently enough to make meta-analysis, as the time interval between bolus adminis-
meta-analysis reliable were: VAS at 8, 24, and 48 h, tration and assessment of pain scores could also influence
maximal expired volume in 1 s (FEV1) at 24, 48, and 72 h VAS. Scatter plots of LA dosage vs VAS scores revealed a
after surgery, and LA toxicity (defined as confusion which possible inverse relationship at all time points up to 48 h
resolves after cessation of the LA infusion, the occurrence after surgery (Fig. 2).
of convulsions, or cardiac arrhythmias). Metaregression confirmed that this apparent relationship
is significant. Higher dose paravertebral bupivacaine was
LA dosage strongly predictive of lower VAS scores at rest, when com-
No trial making a direct comparison between different pared with lower dose regimes at 8 h after operation
doses of a given LA was identified. An indirect compari- (P¼0.006), 24 h (P¼0.001), and 48 h (P,0.001).
son was possible. Although there was a trend to improved analgesia on
The trials that used bupivacaine infusions for PVB were coughing at all time points, the difference did not reach
clearly divisible into two groups. In 12 studies patients statistical significance. Far fewer trials reported VAS
received bupivacaine 890 – 990 mg in the first 24 h after scores on coughing than at rest: there were only two trials
operation (the ‘higher dose LA group’).4 6 8 15 25 33 46 70 – 72 in each dosage group for dynamic analgesia at 8 h,8 15 65 70
75 83
In seven, patients received 325 – 472.5 mg per 24 h and a further one at 24 and 48 h.46
Bupivacaine dose vs pain scores at rest: 8 h Bupivacaine dose vs pain scores on coughing: 8 h
100 100
Mean VAS score on
VAS score at rest
80 80
60
coughing
60
40
40
20
20
0
0 0 200 400 600 800 1000 1200
–20
0 200 400 600 800 1000 1200
Bupivacaine dose (mg per 24 h)
Bupivacaine dose (mg per 24 h)
Bupivacaine dose vs pain scores at rest: 24 h Bupivacaine dose vs pain scores on coughing: 24 h
100
60
Mean VAS score on
50 80
40
coughing
60
VAS at rest
30
40
20
10 20
0 0
0 200 400 600 800 1000 1200 0 200 400 600 800 1000 1200
–10
Bupivacaine dose (mg per 24 h) Bupivacaine dose (mg per 24 h)
Bupivacaine dose vs pain scores at rest: 48 h Bupivacaine dose vs pain scores on coughing: 48 h
50 70
Mean VAS scores
40 60
50
coughing
30 40
20 30
20
10
10
0 0
0 200 400 600 800 1000 1200 0 200 400 600 800 1000 1200
Bupivacaine dose (mg per 24 h) Bupivacaine dose (mg per 24 h)
Fig 2 Scatter plots of visual analogue scores vs bupivacaine dosage. Bubble graphs depicting resting and dynamic visual analogue scores at 8, 24, and
48 h after thoracotomy. The diameter of each bubble is proportional to the number of patients in the PVB group(s) of each trial.
629
Kotzé et al.
Table 2 Bupivacaine dosage and pain at rest. Results of a meta-regression showing the effect of higher dose bupivacaine (890 –990 mg per 24 h) over lower
dose bupivacaine (325 – 472.5 mg per 24 h). VAS values are presented as mean (SE). 95% CI, 95% confidence interval for effect-size estimate; P, probability
value for effect size existing by chance
VAS lower dose Effect-size estimate for higher 95% CI (mm) P-value No. of studies
bupivacaine (mm) dose bupivacaine (mm)
Table 3 Bupivacaine dosage and pain on coughing. Results of a meta-regression showing the effect of higher dose bupivacaine (890 – 990 mg per 24 h) over
lower dose bupivacaine (325 –472.5 mg per 24 h). VAS values are presented as mean (SE). 95% CI, 95% confidence interval for effect-size estimate; P,
probability value for effect size existing by chance
Pooled VAS low-dose Effect size estimate for higher 95% CI (mm) P-value No. of studies
bupivacaine (mm) dose bupivacaine (mm)
Table 4 Bupivacaine dosage and postoperative pulmonary function. Results of a meta-regression showing the effect of higher dose bupivacaine (890 –990 mg
per 24 h) over lower dose bupivacaine (325 –472.5 mg per 24 h). Spirometry values are presented as a percentage of preoperative values, mean (SE). 95% CI,
95% confidence interval for effect-size estimate; P, probability value for effect size existing by chance
Pooled FEV1 lower Effect-size estimate for higher 95% CI (%) P-value No. of studies
dose bupivacaine (%) dose bupivacaine (%)
The effect-size estimate for VAS improvement with Ropivacaine dose vs pain scores at rest: 24 h
higher dose bupivacaine was 26.9 mm (95% CI 7.5– 46.3 40
mm) at 8 h after operation, 21.1 mm (95% CI 8.5– 33.6 35
Mean VAS at rest
630
Efficacy and safety of different techniques of PVB
Table 5 Effect of continuous infusion techniques. Results of a meta-regression showing the effect of continuous infusion techniques for maintenance,
compared with intermittent boluses. VAS values are presented as mean (SE). 95% CI, 95% confidence interval for effect-size estimate; P, probability value for
effect size existing by chance
VAS at rest with bolus Effect size estimate for 95% CI (mm) P-value No. of studies
regimes (mm) infusion regimes (mm)
Table 6 Postoperative pain and PVB maintenance regimes. Results of regression analyses showing the effects of different PVB regimes at rest 24 h after
operation. VAS values are presented as mean (SE). 95% CI, 95% confidence interval for effect-size estimate; P, probability value for effect size existing by
chance
Pooled VAS at rest, 24 Effect-size estimate (mm) 95% CI (mm) P-value No. of studies
h after operation (mm)
631
Kotzé et al.
surgery.71 In an elegant two3 factorial trial, Richardson PCA morphine consumption and pain scores
and colleagues compared the presence or absence of 60 at rest: 24 h
opioid premedication, presence/absence of non-steroidal
632
Efficacy and safety of different techniques of PVB
postoperative nausea and vomiting42 81 and postoperative We were unable to find any procedure-specific evidence
shivering.43 49 Indirect comparisons are also published in to recommend any one technique of establishing PVB. Of
internal medicine.35 37 A systematic review of all medical note is that most researchers in this field have taken steps
meta-analyses published over a 5 yr period39 found that to ensure that LA spreads longitudinally along the ver-
9.5% (31 of 327) contained an indirect comparison. tebral column and thus covers a number of spinal seg-
We used metaregression to analyse any continuous data ments. A single-injection technique has been shown to
in this review to assess the association between different produce a block that is safe but unpredictable in spread,16
20 22 40
aspects of PVB technique (exposure) and outcome. and multiple injections have been shown to
Metaregression may partially compensate for the non- produce superior results in patients undergoing breast,
randomized nature of the comparisons where there is hetero- thoracic, and upper abdominal surgery.60 61
geneity between different trials, but the differences within The improvement in analgesia and pulmonary mech-
trials and within the groups of trials are small.39 This review anics with the use of higher doses of paravertebral LA
deals with just such a situation. Robust indirect comparisons shown above must be balanced against the risk of possible
are graded as level II evidence by some authors, alongside LA toxicity. The absorption of bupivacaine from the para-
direct randomized trials with surrogate outcomes, and ahead vertebral space has been shown to be rapid, with accumu-
of non-randomized direct comparisons.55 56 lation to toxic levels shown after prolonged infusion at 0.5
Post-thoracotomy pain arises as a consequence of pleural mg kg21 h21, 6 12 17 25 but not when dosage is reduced to
and muscular damage, costovertebral joint disruption,70 0.25 mg kg21 h21 after 24 h.46 The incidence of possible
and intercostal nerve damage.63 Peripheral and central LA toxicity was not significantly different between lower
sensitization as a consequence of acute tissue damage and and higher dose trials, even though one65 used doses less
progenitor of severe acute and chronic pain has also been than the manufacturer’s recommendation. No patient in
demonstrated in a variety of animal models and exper- any of the trials in this review suffered convulsions. One
iments in human subjects.23 24 33 There is consensus that a of the two cases of cardiac arrhythmia (atrial fibrillation)
multimodal analgesic regimen, incorporating a form of in the higher dose trials26 was reported by the authors as
neural blockade, simple analgesics, and strong opioids, is being related to intrinsic cardiac disease. It was success-
optimal after thoracotomy.21 27 32 33 48 50 59 67 71 77 78 fully treated without stopping the LA infusion. The other
From our analyses, the strongest predictor of improved was not commented on.70 A previous systematic review
analgesia (and hence a lower failure rate) after thoracotomy found an incidence of 0.8% for LA toxicity after PVB
is a higher dose of LA. Postoperative pain appears to be with bupivacaine. All cases presented as transient con-
decreased by around 50% with higher dose regimens, fusion only.30 The incidence of serious LA toxicity with
which is both clinically and statistically significant. Perhaps higher dose regimes is likely to be low regardless of
even more importantly, the improved analgesia from higher agent, especially where high doses are administered for 24
dose regimes also translated into better recovery in pulmon- h or less. The incidence of such rare events may best be
ary function. Pulmonary complications and mortality data established through a collaborative audit project rather
were not reported widely enough for us to examine for- than a research study.
mally whether higher doses of LA also improve survival. Ropivacaine does not appear to accumulate in the same
There is good evidence that the addition of PVB linear manner as bupivacaine, and is seen by some authors
improves analgesia, when compared with systemic opioid as a safer choice for PVB.16 28 53 The trials that evaluated
only.30 45 73 Our meta-analysis found that giving patients the use of ropivacaine for PVB14 28 53 did not explicitly
free access to opioid via PCA in addition to PVB appears report on LA toxicity, and this review can therefore
not to improve analgesia greatly. This confirms that some present no safety data to compare bupivacaine with other
form of neural block may be valuable for post- LAs. Ropivacaine appears equipotent with bupivacaine,
thoracotomy analgesia. There was no clear relationship despite being given in doses far closer to the rec-
between opioid requirement and the mean pain scores ommended maximum.2
achieved in the reviewed trials. Higher opioid consumption This review does have weaknesses. As already stated,
did not predict better analgesia, and patients did not our comparisons were non-randomized and therefore
appear to use more PCA morphine in those studies with essentially observational in nature, although the statistical
higher pain scores. This suggests that patients limited their technique of meta-regression partially compensates for
use of PCA morphine because of other factors than achiev- this.39 55 The data on postoperative complications should
ing good analgesia; a finding which is supported by litera- be interpreted cautiously, as the quality of complication
ture specific to PCA.11 18 19 34 76 79 reporting in the original studies was variable. There was
Pre-emptive PVB51 58 and the use of an additive to LA no consistent reporting of a preoperative risk assessment,
were the subject of only one direct comparison each.8 71 In and therefore no reliable way of comparing data on mor-
each case, the authors found a modest improvement in per- tality or pulmonary morbidity across trials. The exclusion
ceived pain. Their conclusions are not supported by our of two small trials not published in English is unlikely
findings. Adjuvant clonidine increased the risk of sedation.8 materially to affect our results.
633
Kotzé et al.
634
Efficacy and safety of different techniques of PVB
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