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SEC v. Spencer Pharmaceutical Inc Et Al Doc 128 Filed 16 Oct 14
SEC v. Spencer Pharmaceutical Inc Et Al Doc 128 Filed 16 Oct 14
DISTRICT OF MASSACHUSETTS
___________________________________________
)
SECURITIES AND EXCHANGE COMMISSION, )
)
Plaintiff, )
)
v. ) Case No. 1:12-cv-12334-IT
)
SPENCER PHARMACEUTICAL INC., )
J EAN-FRANOIS AMYOT, )
MAXIMILIEN ARELLA, )
IAN MORRICE, )
IAB MEDIA INC. and )
HILBROY ADVISORY INC., )
)
Defendants. )
___________________________________________ )
RESPONSE TO DEFENDANT JEAN-FRANCOIS AMYOTS MOTION TO APPEAR
BEFORE THE COURT BY TELEPHONE AT OCTOBER 22, 2014 PRE-TRIAL
CONFERENCE
Plaintiff U.S. Securities and Exchange Commission (the SEC or the Commission)
hereby submits this Response to Defendant J ean-Francois Amyots Motion to Appear Before the
Court by Telephone. The Commission takes no formal position on the Defendants Motion.
However, where the Defendants Motion is silent as to the fact that the parties had met and
conferred (via e-mail), and silent as to the fact that the Commission advised Mr. Amyot that it
took no position on the Motion, the Commission files this Response to clarify the record.
Case 1:12-cv-12334-IT Document 128 Filed 10/16/14 Page 1 of 2
2
Respectfully submitted,
/s/ Rua M. Kelly
Frank C. Huntington (Mass. Bar No. 544045)
Rua Kelly (Mass. Bar No. 643351)
J ames R. Drabick (Mass. Bar No. 667460)
Susan Cooke Anderson (D.C. Bar No. 978173)
Attorneys for Plaintiff
SECURITIES AND EXCHANGE COMMISSION
Boston Regional Office
33 Arch Street, 23
rd
Floor
Boston, MA 02110
(617) 573-8941 (Kelly direct)
(617) 573-4590 (fax)
drabickj@sec.gov (Huntington email)
Dated: October 16, 2014
CERTIFICATE OF SERVICE
I, Rua M. Kelly, certify that on October 16, 2014, the foregoing Motion was filed
electronically with the Court and was served upon Defendant J ean-Francois Amyot appearing by
electronic means.
/s/ Rua M. Kelly
Case 1:12-cv-12334-IT Document 128 Filed 10/16/14 Page 2 of 2