Vol. 72, 1986] 351
PROCESS ENGINEERING IN THE BREWERY—A REVIEW*
By M. G, Roysto, Ph.D., AACLChem.E.
(The A.P.V. Company Limited)
‘The brewing process can be analysed by considering each stage as a complex
of unit operations. By considering the physical parameters involved in each unit
operation the effects of changing the traditional process can be assessed. If the
design of the brewing process is based on sound process engineering principles the
overall efficiency of the process should be improved without having to sacrifice
product quality.
Ixtropuction
Tue traditional process of brewing, as
operated in the United Kingdom, is going
through a period of considerable change as
is shown by the fact that any paper pub-
lished on the subject of New Developments in
the Brewing Process ot on Brewery Engineering
arouses considerable interest. “However, in
this time of change it is as well to study ‘the
basic theory of processes and by this means
to attempt to establish a sound foundation
of such process development. Since this
subject embraces both the processes them-
selves and process plant, it is important to
avoid considering the engineering aspect in
isolation from the complete brewing process,
and to treat instead the engineering of
brewing processes, which involves both
engineering and brewing aspects.
It is particularly important to discover the
underlying principles behind the changes
taking place in a process industry, such as
the brewing industry. Development is in
itself a continuous process and at most there
is a pause for the appraisal of results, before
the next stage is planned. This lack of
finality is inevitable, since the pattern of
raw materials, equipment, products and the
state of brewing science changes year by year
and, therefore, the best solution to a problem
this year is unlikely to be exactly the same
as the solution offered last year. In this
changing scene the one unchanging factor is
the theory of Process Engineering upon which
such developments are based.
‘Tue Prixcipces oF Pxocess
ENGINEERING
Process Engineering is, basically, concerned
with the design and integration of the series
of manufacturing stages which result in the
transformation of a raw material to the
finished product. There are three major
criteria which must be borne in mind when
considering the design of any process.
First, the process must produce both the
product and any by-products at the required
specification,
Secondly the process must be reliable and
efficient both in its own operation and in
continuity with preceding and succeeding
process stages.
‘Thirdly, and having allowed for the frst
two requirements, the overall processing
costs should be kept to a minimum,
The technique of process engineering is to
consider each stage as a complex of basic
unit processes. This approach is by no means
new," as it was used by. the medieval
alchemists who held that transformation
from the basic materials to the refined and
transmuted product resulted from the unit
operations of:—
Calcination, Congelatic
Fixation, Solution;
Digestion, Distillation;
Sublimation, Separation;
Ceration, Fermentation;
Multiplication and Projection.
In modem terms we prefer to talk of:—
* Based on 4 paper read to the Midland Counties Section of the Institute of Brewing on 9th December,
1905 and on one read to the Yorkshire and North Eastern Section of the Institute of Browing on 3d
‘February, 1966.352
For solids
Screening.
Size reduction,
Solids handling.
Weighing.
Blending.
For fi
‘Sedimentation,
Pumping.
Flow measurement,
Filtration.
Centrifugation,
Extraction.
Fluidization,
Distillation,
Absorption.
‘Adsorption.
Evaporation.
Crystallization.
Agitation.
Drying.
General operations
Reaction,
Heat transfer.
For Biochemical processes
Fermentation (cell growth and product
formation).
Sterilization.
Thus a brief and somewhat oversimplified
description of the brewing process in terms
of the unit operations involved might be:—
Malt handling
1, Materials handling.
2. Weighing.
Milling
1.” Size reduction.
2. Screening.
Mashing
1. " Blending.
2, Heat transfer.
3. Enzyme reactions,
4. Filtration,
5. Leaching or extraction.
Wort boiling
Heat transfer.
Sterilization.
Reaction (protein denaturation and
coagulation).
Reaction (of hop constituents).
. Extraction (of hops).
oh gee
ROYSTON: PROCESS ENGINEERING IN THE BREWERY—A REVIEW
UJ. Inst. Brew.
6. Distillation (of hops and wort vola-
tiles).
7. Evaporation.
Hop separation
1.’ Filtration.
2. Separation of break material.
3. Leaching or extraction.
Wort cooling
1. Heat transfer.
2. Gas absorption (aeration).
Fermentation
I. Blending.
2. Fluid measurement (gauging).
3. Gas absorption (rousing).
4. Fermentation (cell growth and pro-
duct formation),
5. Heat transfer.
6. Separation and sedimentation.
Racking ain as
1.” Blending (primings and finings).
2. Sedimentation (fining).
3. Extraction (dry hopping).
ning
1, Heat transfer.
Fermentation.
Reaction (of flavour components and
also haze formers).
4. Sedimentation,
Chilling and filtering
1,” Filtration
2. Adsorption.
3, Heat transfer.
4. Gas absorption.
5. Sterilization.
This is, of course, a considerable over-
simplification of the processes involved,
although this treatment does reveal the basic
unit operations of the major processes. It is
an axiom of the process engineering approach
that in general the overall process is improved
if each unit operation is conducted in a piece
of equipment specifically designed to operate
under the optimum process conditions.
As an example of this, a number of brewing
processes will be examined and analysed by
the application of process engineering tech-
niques.
MiLLixc
The object in milling malt is of course to
obtain a maximum disintegration of poten-
tially soluble material, iz, the starch and a“?
Fig. 1.—Continuous mashing plant. Inlet to first oteolytic converter).
lant. Inlet to sevond stage (siccharifieation converter).Fig. 4. of Horlicks wort extraction plant.Vol. 72, 1966]
minimum disintegration of the insoluble
material, the husk which forms the filter
ed.
Classically with a British two-high, 4-roll
mill a compromise is reached which is
reflected in a target grind of certain per-
centages of husk, grits and flour.
The control of the milling process is
greatly improved by providing intermediate
screens between milling stages, as is common
on the Continent, so that the husk, which is
essential for retaining a free running mash
bed, is separated after the first milling stage
and so prevented from further disintegration.
In the Afiag system for example, further
improvement ‘is achieved by effecting a
differential brittleness of the malt by a
pressteaming technique which toaghens the
husk. Thus, by considering the two basic
operations of size reduction and particle
size control which take place during milling,
an overall improvement in the process takes
place.
ROYSTO!
Masuixe
As was indicated in the initial classification,
the traditional British mashing stage contains
at least four different unit operations, of
which the first mashing-in stage is conducted
in the Steele's masher. The remaining
operations, however, are conducted in a
single vessel, which ‘combines the function
of reaction vessel, filter and extractor.
There are many advantages in breaking
down the mashing stage into its unit opera-
tions. In the batch process the shape and
design of the traditional mash tun is dete
mined by the filtration requirements, i.e, it
is large in diameter, is fitted with a false
bottom and, as a vessel, is very expensive;
yet a significant proportion of the process
time of a mash tun is devoted to the sacchari-
fication reaction, which could equally be
carried out in a vessel designed for that
process requirement, i.c., a simple holding
vessel.
There is a growing movement to separate
these operations in order to obtain an
optimization of the design of both the reaction
vessel and the extracting unit. This is
perhaps best exemplified by the continuous
mashing plant in which each operation is
conducted in equipment specifically designed
with the process requirements in mind,
The particular installation which is illus-
PROCESS ENGINEERING IN THE BREWERY—A REVIEW
353
trated in Figs. 1-4 was installed by Messrs.
Horlicks at Slough and processes several
hundreds of quarters of grist per day. |The
grist comprises a mixture of wheat flour and
malt and is mashed with hot water under
flow and temperature control in a small
agitated vessel. The mash is then pumped
through 2 long tube housed in an isothermal
jacket. During the passage through the
tube at a low temperature, proteolysis of the
mash takes place. The mash is then heated
in a second vessel, and is pumped into a
second tubular converter for the saccharifi
cation to take place,
The malt extract is then removed from the
spent grains in a unit comprising a series of
screens, squeezers and extractors which is
shown in Fig. 4,
Since the malt extract is destined for
evaporation, the ability of this plant to
produce wort at a gravity of 100° by mashing
at a liquor to grist ratio of 1°6 to 1 is of great
economic importance.
Masi Fi:tratiox
The lautering stage presents special prob-
lems regarding the two basic operations of
filtration and leaching. Filtration rate is
controlled by pressure differential, porosity
and bed depth as can be expressed mathe-
matically by a modified form of Poiseuille's
equation:
where V = the velocity of liquid through the
bed.
the
ressure differential.
ed depth.
2 = the liquid viscosity.
and m = the permeability of the bed.
In the case of a mash bed the permeability
will depend on the grind, on the ce of
adjuncts, the type of malt and the brewing
technique and can change drastically during
the course of the run-off, for example by
applying too great a pressure differential in
the early stages.
In the idealized case of a bed of
uniform size particles
Sg ,, Fre
2% T
the particle size.
the gravitational constant.
where354
Fre = a factor correcting the Reynolds
Number for bed’ porosity and
particle shape.
and Ey = a factor correcting the friction
factor for bed porosity and par-
ticle shape.
Thus for a given type of bed
AP
Ly
Leaching efficiency, on the other hand, is
controlled by the overall mass balance of the
process and by the rate of diffusion of wort
from within the solid particles in the bed and
the subsequent removal of extract from the
surface by fluid mass transfer.
It can be seen immediately that the rate
of mass transfer from within the particle
will take the form
Veo xa
D
Kag
where K = the solid phase mass transfer
coefficient.
the diffusion coefficient,
and d = the particle diameter.
Thus the rate of leaching is an inverse
function of the size of particles which make
up the bed whereas the rate of filtration is
Proportional to the square of the particle
size,
ROYSTON: PROCESS ENGINEERING IN THE BREWERY—A REVIEW
{J. Inst. Brew.
extraction in some form of column. The
results, however, have a direct bearing on the
performance of lauter tuns in which, although,
the grain bed is static, there is a progressive
flow of sparge through the bed, analogous to
the flow of wash liquor in a countercurrent
system.
In such countercurrent extraction the loss
due to incomplete extraction (assuming
100% equilibrium at each stage) is given by
La Sarge Po.
“Tn
where L = Fraction of extract lost.
n = Number of countercurrent stages.
M = Mashing liquor rate.) all in
U = Liquor carried through | ‘con-
with insoluble solids. sistent
W = Wash liquor rate. units
Table I shows the effect on extract loss of
variables encountered in brewing. Thus ior
medium gravity wort a system involving
three theoretical stages can achieve better
than 99% extraction efficiency. The extr:
tion efficiency falls if excessive mashing
liquor or insufficient wash liquor is used.
Also, the higher the final gravity required,
the more extraction stages are needed. At
TABLE I
Loss oF Yrecn iN CounTERCURRENT EXTRACTION OF Mast
(Liguor/Grist Ratio =
vy
Gravity of collected wort
=a
|
!
1-050, i
Moisture | s
content | First | Number of | First
of | separa: | washing stages
spent | tion
grains | stage [ 2
87% coe a6)
75% 2 | 2
60% 7 | o7
At this point it is perhaps of interest to
consider the characteristics of pure extraction
devices. These would take the form of a
countercurrent system with either succesive
st of separation of spent grains from
Wort following temashing of the grains ot
else a gravity system of countercurrent
very high gravities the effect of the liquid
carried through in association with the
insoluble solids becomes marked and either
the process should include a de-watering
stage or else efforts should be made to
eliminate the husk, etc. before mashing.
‘As indicated above, this analysis alsoVol. 72, 1966]
applies to a grain bed in a lauter tun, and
from a consideration of the taking
place in a fixed bed and that taking place in
a countercurrent extracting unit, it can be
seen that the increase in the number of
contracting stages in the latter corresponds
to the depth of the bed in the former.
The precise correlation between the number
of equilibrium extraction stages and the bed
depth is somewhat difficult to determine but,
by analogy with other mass transfer pro-
cesses in packed beds, it is possible to draw
some general conclusions. Thus, the number
of stages in a given depth of ‘bed will be
reduced markedly by any maldistribution of
Sparge and as a general rule will reduce as
the ratio of bed diameter to bed depth is
increased. This goes some way to explaining
the high ‘extraction efficiency of the rotary
mash filter despite the relatively shallow
beds employed.
Tt is also a general rule that the number
of extraction stages will increase as the
permeability of the bed decreases, i.c,, free
running beds would tend to result in
inefficient extraction. It is interesting to note
at this point that a linear relation is found
in certain classes of mass-transfer equipment
between pressure drop through a bed at a
characteristic throughput and the number of
theoretical stages in that bed.
Finally, the of bed which corres-
ponds to an equilibrium stage depends on the
overall mass transfer coefficient, the inter-
facial area between solid and liquid and the
run off rate!®),
L
A= KoA
where H = the height of a transfer unit.
Kom = the overall mass transfer
coefficient.
A = the interfacial area.
and L = the liquid rate.
It is also of interest to resolve the overall
mass transfer coefficient into the individual
components of mass transfer. Within the
particle itself of diameter d, mass transfer is
controlled by the diffusion coefficient D.
‘Mass transfer from the surface and into the
bulk of the wash liquid is effected by the
liquid film transfer coefficient K, thus:—
1 da 1
Kom 7X pt Ke xR
where K, and K, are constants.
ROYSTON: PROCESS ENGINEERING IN THE BREWERY—A REVIEW
365
In the event of Ky 5 > Ket the mass
transfer will be controlled by diffusion from
the solid and the overall mass transfer
coefficient can only be improved by reducing
the particle size, d, or by raising the tem-
perature so as to increase the diffusion
coefficient, D,
I, however, Keg D> Ky § the mass transfer
will be controlled by the liquid film mass
transfer coefficient which will itself have the
form?
8 pmiet pasos
wpe) *(b)
where p = liquid density.
v = liquid velocity.
d = particle diameter.
p= liquid viscosity.
In this case, apart from increasing (he
ratio D/d as in case of diffusion controlling
process, the overall mass transfer coefficient
can be increased by increasing the degree of
turbulence between the liquid and the solid
as is shown by the dependence on the
Reynolds Number.
wus it can be seen that by considering the
unit operation of extraction which is one of
the mash tun operations it is possible to
shed light on the nature of the process and the
effect of process variables upon it.
The exact relation between these two
operations of filtration and leaching still
requires to be fully investigated, but the
basic incompatibility can be seen’ from the
effect of particle size, in that the rate of
filtration increases as the particle size in-
creases and the bed depth decreases, but the
efficiency of extraction should increase as the
cle size decreases and the bed depth
increases.
The success of traditional lauter tuns, as
well as newer designs, such as the rotary
mash filter, lies not in the precise resolution
of this problem, but in the fact that these
units are well-designed leaching units, and
high extraction efficiency is at the heart of
any economical brewing line.
Nevertheless, an appraisal of the lautering
stage from the process engineering viewpoint
does reveal this anomalous fact that the mash
filter is primarily a leaching device and as356
such uniform penetration of solvent (sparge)
and provision of sufficient contact time for
sugar to diffuse ont of the spent grains are
vitally important facts to be bore in mind
when designing any mash extraction equip-
ment. This is particularly so when con-
sidering low contact time devices, such as
centrifuges ora very high frequency lautering
uns,
ROYSTO:
Econowtcs or Mast FILTRATION
‘When considering extraction equipment, it
is important to consider not only the overall,
process characteristics and the mechanical
reliability but also the general economics of
the process.
Take for example two pieces of extraction
equipment for a 360-Or, per day mashing
ine, one involving a low capital cost but
with a relatively low extract yield, and a
second with a higher initial cost but a higher
yield, One would expect to pay for the more
expensive, more efficient plant in about 3 yr.
by the savings in raw materials. This ensures
a reasonable return on invested capital after
Joan charges and depreciation have been
taken into account. In this hypothetical
case let us suppose that the two items of
plant cost £5000 and £60,000 respectively.
‘The annual saving in raw material at the
break-even point should therefore, be £15,000,
ie., approximately 1/60th of the annual
mait bili, Therefore, in this case despite a
large difference in initial cost the cheaper
plant can only be justified if its extraction
efficiency is within 2% of that of the mote
expensive plant. ‘This simple economic
argument justifies the traditional attitude of
British brewers that high extract yields are
well worth having.
Wort Borsa
One stage of the brewing process which is
due for great change in the near future is
wort boiling. Once again an appraisal of the
various unit operations contained within the
boiling process indicates that the processing
of whole hops should take place elsewhere
than in the wort boiler, thus giving indepen-
dent control of extraction of bitter substances
and hop oils as well as eliminating the problem
of leaching valuable wort from spent hops.
With the rapid strides taking place in the
development of high-quality hop extracts
it seems inevitable that post-fermentation
ROCESS ENGINEERING IN THE BREWERY—A REVIEW
(J. Inst. Brew.
bittering will replace the present relatively
inefficient system of hop boiling.
In a batch system the sweet wort boilers
could well be followed by a centrifuge or a
tangential entry wort receiver. This latter
device, first uséd a few years ago in Canada,
comprises a flat-bottomed, vertical, cylin-
drical vessel into which wort freed from hops
is run through a tangential inlet pipe set in
the wall. The rotary motion imparted to
the contents as the vessel fills, sets up an
inverted vortex which sweeps hot break
material to the centre of the vessel from
which it cannot escape. With a suitable
choice of inlet velocities and vessel dimen-
sions, clarified wort can be run off as soon as
the vessel is filled and the residual solids
form a coherent mound in the centre of the
vessel,
Tn the continuous process the wort can be
clarified by centrifuge or hydrocyclone with
subsequent extraction of wort, if this
operation is justified economically.
In considering a transformation of the
boiling process itself it is, of course, essential
to consider the individual processes of
reaction and distillation which are taking
place,
Considering the distillation of hop and
wort volatiles as an example, the result of
batch distillation can be seen from the
Rayleigh equation ‘which reduces to the
X_ A -E\t
X T
where X, = the final concentration of vola-
tiles.
Xq = the initial concentration,
E = the evaporation.
and a = the volatility relative to water.
Ina continuous wort boiler, however,
at
X, TF EG-H
Thus if an evaporation of 10% is just
suflicient to eliminate 00% of a substance of
relative volatility = 20 in a batch boil, a
single-vessel continuous system will only
eliminate 65% of that volatile whereas a
three-stage continuous process with the same
overall evaporation would eliminate 80%.
‘The adoption of a three-vessel boiler, as
opposed to a single vessel boiler, would
depend on whether the evaporation in the
batch process is controlled by the distillationVol. 72, 1986)
efiect, or by some other effect such as the
desire to concentrate the wort.
FERMENTATION
Fermentation offers perhaps the greatest
challenge to those interested in the funda-
mental design of brewing processes.
From the process engineering viewpoint,
the requirements of the various operations
are not compatible with their being carried
out in the same piece of equipment. For
example aeration and fermentation are more
efficient in deep vessels, Settling of yeast is
most efficient in shallow vessels or (one might
add) centrifuges. Heat transfer in large
vessels is naturally somewhat inefficient and
the requirements of excise gauging for rigid
vessels have also to be met. One could
conceive therefore of a batch system as an
extension of the traditional dropping system
in which wort is gauged, roused and pitched
in a tall vertical, cylindrical, non-attem-
perated vessel fitted with skimming equip-
ment or perhaps with a circulation system
which maintains the yeast in suspension, and
an external heat exchanger for attemperation.
After 60 hr. the contents of the vessel can be
cooled by a heat exchanger as they drop
either to a horizontal/cylindrical settling
vessel from which beer can be run off for
racking after, say, 12 hr. or else through a
centrifuge, preferably provided with auto-
matic yeast count control.
Naturally to avoid time spent in filling,
emptying and cleaning vessels, the fermenta-
tion process should be continuous and should
be fed from a continuous gauging unit and
should in turn feed a continuous settling
device.
From a consideration of the relation
detween beer flavour and the concentration
of the minor constituents produced in fer-
mentation on the one hand and the depend-
ence of the production of these minor con-
stituents upon such fermentation conditions
as pH, alcohol content, sugar and nitrogen
content on the other it appears essential
that the course of fermentation in any
successful continuous process should closely
parallel the batch process.
From general economic requirements the
fermentation should be as rapid as possible
so as to minimize both vessel and building
costs and the accrued processing costs and
duty lock-up in fermenting wort.
ROYSTON: PROCESS ENGINEERING IN THE BREWERY—A REVIEW
357
‘The overall rate of fermentation is a
function of the yeast concentration and to
some extent of the concentration of ferment-
able sugars.
Therefore, a high efficiency fermenter
should have a course of fermentation similar
to the batch fermenter both from the point
of view of product quality and maximum
fermentation driving force and should also
operate with 20-40% of yeast in the
fermenter.
The A.P.V. Tower Fermenter* which is
shown in Fig. 6 has been designed to operate
{6 outlet
Accemperation Jacket
Sight glass
Perforated distributor
Wort inlet Pate
Fig. 6.—Diagram of tower fermenter,
under these conditions. The fermenter com-
iss a tall vertical cylinder opening up to a
xrge diameter at the top. Wort is fed into
the base, is distributed across the full diameter
by means of a perforated distributor plate
and flows up through a zone of high yeast
concentration, fermenting progressively as
it does so. Beer is withdrawn from the large-
diameter head, from a decanting zone, which
is designed so that it is not agitated by the
fermentation gas evolved.
In the tower, as in any other fermenter,
the degree of fermentation is a function of368
the quantity of yeast present, the residence
time and, to some extent, the sugar con-
centration. In the case of ale fermentation
this last effect can be neglected owing to the
restricted attentuation. Thus:—
ds
it
fermentable sugat concentration.
time.
a constant,
x = yeast concentration,
= Kx.
However, since the yeast occupies a definite
volume in the tower the actual residence
time t = T(\—x) where T = tower volume/
hourly flow rate.
ds
Therefore: — se = K.x. (1x)
dust
Kx 3)
In the case of lager beers, where the limit
attenuation is achieved, the relation takes on
a logarithmic form.
‘Thus
- Baws x.0-x)
or T=
or
T=
=
Within the tower a natural balance exists
between the drag forces of the rising wort/
beer and the effect of gravity on the flocs of
yeast.
The settling velocity of the yeast is given
bytes
(ey—p)gd?
Tn *
x 0123(1—a)?7_ 1 — XP
(Ga )
x
where py = density of yeast cells.
p = wort/beer density.
d = size of flocs.
a = volume of liquid occluded in the
flocs per unit volume of yeast.
v
Thus, it can be seen that an equilibrium
exists in the tower which defined by the main
parameters of wort density, yeast concentra-
tion and velocity.
ROYSTON: PROCESS ENGINEERING IN THE BREWERY—A REVIEW
UJ. Inst. Brew.
In a general form for a given tower and
yeast this relation can be expressed as:
The lack of mixing in the tower is demon-
strated by the attenuation curves which can
be constructed from samples drawn from
difierent heights up the tower? and is
ptoven by the coherent form of the compound
attenuation curve for samples withdrawn
under widely differing flow rates (Fig. 6).
The broken lines on Fig. 6 show what the
resultant curves would have been, had mixing
been present in the tower.
ta
Specific gravity of wort
8 8
EER)
Residence tine (hr)
Fig. 0.—Specifie gravity of samples drawn from the
tower at diflerent levels, showing the effect of
the time of travel of the wort from the inlet
to the sample point on the attenuation at
—Xx— 5 gal. pet he, —O— 4 gal. per hi