NATIO

ONAL STOCK
S
EXCHA
ANGE OF INDIA
A LIMITE
ED
Depart
rtment : SB
BU-Educatio
on
NCFM
M COURS
SE OUTLINE

Mutual Funds: A Be
eginner's Module

Mutual Funds
Concept and
d structure off mutual fund
ds in India; Role
R
of custodian; Registrrar and trans
sfer agent; AMC;
A
New fund offfer's & proce
edure for inve
esting in NFO
O; Investors rights and obbligations.

Mutual Fund Products and Feature

es
Concept of open
o
ended and close en
nded fund; Ty
ypes of funds - equity, in dex, diversiffied large cap
p
funds, midca
ap fund, secttor fund and other equity schemes; Concept
C
of enntry and exit load; Expense
ratio; Portfollio turnover; AUM;
A
Analyssis of cash le
evel in portfo
olio.

Gold ETFs
Introduction to exchange
e traded fund
ds; Market making
m
by autthorized partticipants; creation units;
Portfolio dep
posit and cas
sh componen
nt

Debt Funds
s
Salient featu
ures of debt fund;
f
Concep
pt of interestt rate and cre
edit risk; Priccing of debt in
nstrument.

Liquid Fund
ds
Salient featu
ures of liquid funds; Floatting rate sche
eme and porrtfolio churninng in liquid fu
unds.

Taxation
Taxation of capital
c
gains
s; Indexation benefit and FMP.

Regulations
s
Role and ob
bjectives of AMFI;
A
Differen
matic Investm
ment Plan (SIP); Systema
atic
nt types of plans; System
Transfer Pla
an (STP) and
d Systematic Withdrawal Plan (SWP);; Dividend paayout.

Regd.Offfice:Exchan
ngePlaza,Ba
andraKurlaCComplex,Bandra(E),Mu
umbai400 051Page 1 of 2


Regd.Office:ExchangePlaza,BandraKurlaComplex,Bandra(E),Mumbai400051Page 2 of 2