CAPITAL MARKET / INVESTMENT BANKING OPERATIONS:

FX Markets:

FX Deals enrichment, confirmation, settlement, cancellation (corporate deals) and reporting to regulator.
Interest rate swaps.
Deal types: Long term FX forward, Cash, tom & Spot, FCY borrowing and settlement, Options and derivatives .
Outright, cross currency, swap, cross currency swap.
Monitoring deals, rate scan and counterparty engagement, contract diary, FX position and nostro balances.

Money Markets:

Overnight and term lending &borrowing, Contract enrichment and settlements.

Deal Types: Fixed rate loans, Index based and Call.
Mark to Market valuation, counterparty confirmation and interaction.
Monitoring of limits for borrowing, counterparty & Local currency and FCY balances, Withholding taxes
CCIL settlements.

Bonds & Securities:

On-going control of payments and settlement authorization

Payment and Settlement Process
Deal enrichment
Reconciliation process for securities settlement and cash payment
Mark-to-Market requirements for Bond Portfolios
Centralized Clearing and Settlement
Reporting of all transactions
Delivery of trading securities & Receipt of collateral
Maintenance of broker, trader, issuer and/or counterparty limits on the system
Daily balancing of activity

Reporting capital team functions:

Settlements
Messages/Confirmation
Cash and Liquidity Management
Collateral Management
Confirmation matching
Position management
Margin
Accounting
Reporting
Audit and Control
Hedge Accounting
Novation
Management control over MTM P&L, accruals, profit on Fx deal brokerage payment and interest pay-outs
book value and yields.
Recon with Front office and Back office systems, Core Banking and payments systems.
Nostro projections Automatic Confirmation matching Payment netting Split payments Client Standing
Settlement Instruction (SSI) templates with Settlement to SWIFT, DDA, ACH, Nostro and local RTGS systems
Regulatory and Management reporting.

Monitoring - Cash reserve ratio and statutory liquidity ratio, intraday funding, intraday position, Aggregate Gap
limit and Overnight positions.