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Identification of Accident Prone Zones in National Highways
Identification of Accident Prone Zones in National Highways
Road accident is now considered as a global problem. It is a cause of concern in the entire
world, since road accidents are at present the major causes of fatalities, injuries and property
damages. A central aspect of road safety work relies on identification of these black spots;
thereby measures can be taken to reduce the number of road accidents. Identifying black spots on
a highway has always been a challenge for traffic engineers. Several methods have been tried to
detect the locations with high rate of accidents in order to reduce the accidents. This paper
discusses about a black spot and criteria to select a black spot based on different researches and it
also reviews the methods that are in existence to identify a black spot and find out how
dangerous it is among a particular location. The Methods involved varies right from the simplest
like Accident frequency, Accident density, Accident severity, Severity rate and Frequency rate to
complicated methods like Analytical hierarchy process, Empirical Bayes method and Floating
Car data method. All the methods excluding the Empirical Bayes Method were explained. The
methodology of ranking of different locations in a particular stretch of a road with respect to
these methods was explained with certain methods and case studies regarding the same are also
included.
CHAPTER 1
INTRODUCTION
1.1 General
Transportation system in general doesnt perform homogenous to safety. Accident is the
third major cause of death in the world. The fatality rate has increased from 36 fatalities per
million persons in 1980s to 95 fatalities per million persons in 2006. Road accidents are a
problem worldwide; wherein in 2004 around 1.2 million people were killed (2.2% of all deaths)
and 50 million more were injured in motor vehicle accidents. This translates to 2 lost lives per
minute. Developing countries are particularly at a disadvantage as 70% of the fatalities occurring
in these. In 1990, road accident is the 9th leading cause of death. By 2020, it will be the 3rd
leading cause of death. Road accident is also the leading cause of injury, with road accident
injuries higher than occupational injuries. Table 1.1 and Fig 1.1 shows the number of road
accidents and persons involved in those road accidents in the period of 2003 to 2013 in India.
Table 1.2 shows the share of accidents occurred in Highways and Urban roads.
Table 1.1 Number of Road accidents and persons involved
Table 1.2 Number of Accidents, persons killed and Injured as per Road Classification
roads, there should be an average of 0.2 casualty accidents per km of length in consideration over
5 years or the road length to be treated must be amongst the top 10% of sites with a demonstrated
higher crash rate than other roads in a region.
CHAPTER 2
LITERATURE REVIEW
2.1 Black Spot Definition
As per Australian Transportation Council (2001), the definition and selection criteria for
a black spot are:
1. For individual sites such as intersection, mid-block or short road section, there has to be
a history of at least 3 casualty accidents in any one year, or 3 casualty accidents over a
three year period; 4 over a four-year period; 5 over a five year period, etc.
2. For lengths of road, there must be an average of 0.2 casualty accidents per kilometer of
the length in question over 5 years; or the road length to be treated must be amongst the
top 10% of sites with a demonstrated higher crash rate than other roads in a region.
Mc Guigan (1981, 1982) proposed the use of potential for accident reduction, as the
difference between the observed and expected number of accidents at a site given exposure.
Black spots should be defined as those sites whose accident frequency is significantly
higher than expected at some prescribed level of significance as proposed by Hakkert and
Mahalel in 1978.
Mahalel et al. (1982) proposed the road sites selected for treatment should maximize the
expected total accident reduction by treatment.
In light of these various definitions, it is necessary to articulate the objective of black spot
identification. The objective of black spot identification is to identify transportation system
locations (road segments, intersections, interchanges, ramps, etc.) that possess underlying
correctable safety problems, and whose effect will be revealed through elevated accident
frequencies relative to similar locations(Cheng and Washington, 2005).
Dr. K. Krishna Murthy et al., NIT Calicut, in their paper Black spot identification,
analysis and improvement measures on selected national highway stretches in Kerala, India
included about all the methods (requiring accident data) and also suggested improvement
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measures for the black spots. They did their study only on the basis of accident frequency
method and Accident severity method. They concluded that new methods like Empirical
Bayesian networks, Floating car data method can be used incorporating more information for
better identification and ranking of black spots.
CHAPTER 3
METHODOLOGY FOR IDENTIFICATION
3.1 General
A central aspect of road safety work relies on identification and enhancement of
Hazardous Road Locations (HRL). An HRL is a point or section of a road network where road
design or traffic regulation differs sufficiently from its general standard in that particular road or
in the total road network of the country in question so as to create an increased risk of
unforeseeable accidents as per Thorsen, 1970.
There are two methods of identification of Black spots. They are
1. Methods basing on Accident Data
2. Methods not requiring Accident Data
3.2 Methods basing on Accident data
Most HRL identifications are made on the basis of police-reported accidents, which are
the official accident statistics in many countries. Some of these methods are
a. Accident frequency method
b. Accident density method
c. Accident severity method
d. Frequency rate method
e. Severity rate method
f. Quality control method
a. Accident frequency method
This method uses the number of accidents at a location to identify its safety performance.
Locations with more than a predetermined number of accidents as per various guidelines are
classified as high-accident locations
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accident follow the Poisson distribution (variance = mean). Several parameters can be used such
as accident rate, accident frequency, and accident severity. For example, when using accident
rate as a parameter, the locations with an accident Rate that is greater or significantly greater
than the average accident rate for the similar region are pointed out. In other words, the locations
with accident rate greater than the critical rate (obtained from equation 3.1) are classified as a
black spot location.
The critical rate with 95 percent confidence is
(3.1)
Where Ra = Average accident rate for category of highway being studied,
m = Vehicle exposure at location.
SweRoad employed the three parameters including accident rate, accident frequency and
accident severity to identify black spot locations in two provincial in Thailand, which was named
as combined method. In this method, location will be identified as black spot even if only one
safety parameter is greater than its own critical value.
3.2.1 Input required for different methods
Table 3.1 describes the data to be collected which is necessary for different methods. As
you can see that average accident experience is required in all the cases, it is on which these
methods depend more. We cannot do any of these methods without the data of average accident
experience as the stake holders requirement is more in these methods.
Frequency Frequency
Accident Summaries
Accident
Accident
Severity
Rate
Severity
Density
Rate
Accident Severity
Average accident experience
X
X
Other Data
X
X
Only 1% of the intersections were identified by all three methods. So, the traditional
approach to identifying HRL is associated with some problems (2010). At least, the situation in
Denmark highlights challenges regarding HRL identification on the basis of police-reported
accidents:
1. There is considerable under reporting. Two Danish studies found that the identified HRLs
based on police-reported accidents were imprecise (Celis, Bunton 2009, Sorensen, Andersen
2004).
2. The method is retrospective, i.e. action is taken only after accidents have occurred. This is not
a new challenge, but it delays road safety enhancement and is hardly suitable with any
approach to Vision 0 (Elvik et al. 2009).
3. The decreased number of reported accidents has resulted in poorer knowledge about HRLs.
So, as we cant rely on this methods, there needed some methods which are less
dependent or completely independent of accident data.
3.3 Methods not requiring accident data
The following are the methods which dont require an accident data particularly and are
based on some expert guidance.
1. Analytical Hierarchy Process (AHP)
2.
3.
The Analytical hierarchy process and Floating car data methods are discussed in detail
here and empirical Bayes method is not a part of this.
3.3.1 Analytical Hierarchy Process
A framework for the proposed methodology for ranking road safety hazardous locations
using AHP is presented in figure 3.1.
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Fig 3.1 A framework of proposed methodology for ranking road safety hazardous locations
Based on the framework presented, four stages are identified for methodology of ranking
of road safety hazardous locations. Stage I is identification of safety factors, it discusses about
factors affecting road safety. At stage II relative importance of safety factors are determined
using analytical hierarchy processes. Stage III discusses determination of rating of safety factor
condition and stage IV presents development of safety hazardous index for ranking of road safety
hazardous locations. Details of each of these stages are presented in the following sub sections:
3.3.1.1 Stage I: Identification of safety factors
In stage I, a hierarchical structure is developed to identify safety factors. The proposed
hierarchical structure is presented in Figure 3.2. Road safety hazardous conditions are
decomposed into safety hazardous condition at straight sections, safety hazardous condition at
curve sections and safety hazardous condition at intersections
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Fig 3.2 The Hierarchical structure of the Road safety Hazardous Conditions
Figure identifies the safety factors affecting road safety. Eight safety factors are identified
for each section (straight sections, curve sections, and intersections) with help of hierarchical
structure of road safety. These factors are as hazardous geometrical condition, hazardous surface
condition, hazardous shoulder condition, hazardous drainage condition, hazardous street light
condition, hazardous road marking condition, hazardous island condition and hazardous traffic
sign and signal condition.
3.3.1.2 Stage II: Determination of relative importance (weights) of safety factors
The road sections and safety factors discussed in the previous section, may not equally
affect the safety of a road. A system of weights therefore needs to be introduced to reflect the
contribution to safety of each section and factor. The relative weights of the above sections and
subsequent factors are determined using analytical hierarchy process (AHP). AHP can find the
contribution of each safety factors in each section. Moreover, if there is a hierarchy of items, as
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is the case in this study, where there are Sections and then safety factors. Mathematically, AHP
uses pair-wise comparisons to systematically scale the items. It calculates the Eigen values of the
Relative Weight Matrix (RWM), and determines the relative weights by determining the
eigenvector (Agarwal, 2006). The analytical hierarchy process is as follows:
Define the problem and determine the kind of knowledge sought.
Structure the decision hierarchy from the top with the goal of the decision, then the
objectives from a broad perspective, through the intermediate levels (criteria on which
subsequent Sections depend) to the lowest level (which usually is a set of the alternatives).
Construct a set of pair wise comparison matrices. Each section in an upper level is used to
compare the sections in the level immediately below with respect to it.
Use the priorities obtained from the comparisons to weigh the priorities in the level
immediately below.
Do this for every Section. Then for each Section in the level below add its weighed values
and obtain its overall or global priority. Continue this process of weighing and adding until
the final priorities of the alternatives in the bottom most level are obtained. To make
comparisons, we need a scale of numbers that indicates how many times more important or
dominant one Section is over another Section with respect to the criterion or property with
respect to which they are compared. (Saaty, 2008)
Table below presents relative importance of safety factors for straight section, curve section
and intersections. Analysis details for determination of these weights are presented elsewhere
(Patil, 2013).
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Table
3.2 Relative importance (weight) of safety factors at straight section, curve section and intersections
*SOURCE: Niels Agerhlom and Harry Lahrmann (2012) Identification of Hazardous Road Locations
in Denmark on the basis of Floating Car Data - Method and First results , Traffic Research Group,
Aalborg University.
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in distance/time2, here m/s2). The size of a jerk indicates how fast any acceleration changes (jerks
are measured in m/s3). Acceleration is basically the difference between two speeds, and a jerk is
the difference between two accelerations.
Fig 3.4 Theoretical connections between jerks (m/s3), decelerations (m/s2), and speed (m/s)
these data loggers. These accelerometers often calculate accelerations on the basis of highfrequency registrations of accelerations. Consequently, this theoretical connection between speed
and accelerations often cannot be seen for each separate acceleration observation. See figure for
an example.
Fig 3.5 Speed, accelerations and jerks and their interconnections in practice
According to prior small-scale studies it is assumed that jerks give the clearest indication
of an involuntary deceleration and maybe a HRL. However, Nygard (1999) and Bagdadi &
Varhelyi have found that it is possible to distinguish between intentional and unintentional
braking manoeuvres. Nygard found a much higher correlation between serious jerks and serious
conflicts than between conflicts and serious decelerations. Bagdadi & Varhelyi recognized the
same, but also found that the positive jerk following deceleration should be taken into account.
Focus should therefore be on peak-to-peak jerks during an incident.
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CHAPTER 4
CASE STUDY
4.1 Data Acquisition
FCD from the research-and-development project ITS Platform (ITS Platform 2011)
including reliable acceleration data have been recorded since May 2012. An average driver has
to drive significant distances before a conflict or serious conflict appears. Hence few serious
jerks per driver can be expected, unless FCD have been collected over a longer period of time.
To test if a unique threshold for an individual driver exists; a driving period of minimum 6
months and preferably longer is required. When the current analyses were carried out, much
shorter periods of driving were available. These FCD are therefore used to illustrate typical jerks
and a number of types of false-positive observations. FCD included a number of attributes
collected at 1 Hz frequency and acceleration data collected at 10 Hz frequency. The most central
attributes are the position, speed, direction, and quality of each observation. FCD consist of
driving data from 6 privately owned vehicles over a period of 3 months collected by installed On
Board Units (OBU). That comes to 2 million positions with 10 accelerations each, and a distance
driven of 37,551 km. An overview of the FCD included in the analyses appears in table 4.1.
Table 4.1 Central information on FCD included in the study
Within three months the drivers drove 3,400 11,500 km. There seems to be no clear
difference between the driving styles of the 6 drivers except that the drivers covering the longest
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distances driven have a much higher mean speed. That is probably because they drove more
often on motorways (speed limit 110 and 130 km/h) than the others.
4.2 First results and experiences
4.2.1 Selected incidents and characteristics Introduction
The FCD were sorted on the basis of various attributes: 1: change in speed, measured
deceleration, jerks, and peak-to-peak jerks. The 100 most significant of each of these were
compared with each other. However, only a few reflected significant results regarding all
variables. Some showed significant reduction in speed without any effect on decelerations or
jerks. Others showed significant jerks but the speed remained unchanged. An overview of the
most typical observations included is elaborated on below.
Fig 4.1 A reduced speed followed by a significant deceleration with abrupt ending. X-axis is
sequential time (sec.). The Y-axis is m/s., m/s2, and m/s3
Figure 4.1 shows a clearly reduced speed followed by a significant deceleration, which
ended abruptly. The peak-to-peak jerk is significant (17.5 m/sec3) and a clear deceleration a few
sec. before the jerk found indicates that there is a real connection between the change in speed
and the jerk. It is also notable that the peak jerk is marked. The most significant jerk resulting
from changes in speed in this case was 1.26 m/sec3 only. Noteworthy is also the apparently
delayed reaction when speed decreased. It is found in many test measurements and is probably
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caused by a Kalman filter or something working on a similar principle, which the OBU has
integrated. Despite this, it still fulfils the requirements for a relevant jerk.
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during which the car was at a standstill after which acceleration was resumed. This is probably a
relevant jerk.
4.3 Examples of fictitious incidents caused by rough surfaces
Two examples of apparently significant jerks or decelerations, but with no effects on
speed are shown in figure 4.4.
Fig 4.4 Two examples of significant decelerations and jerks with no connection to change in
speed
Above, the location is across a village entrance with a speed bump built for a 50 km/h
speed limit (built-up areas to the left). Speed increases gradually although slowly on the way out
of the village. Despite an expected upward acceleration across the bump, it results in a
significant jerk in the driving direction. The figure below shows the passage of a speed bump
displaying clear jerks. Despite a small change in speed around the passage of the bump, the
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reduction in speed to 0 in the right part of the figure is more significant, but does not result in
any noteworthy jerks.
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Fig 4.7 Two examples of significant changes in speed without significant effect on the
acceleration pattern due to poor GPS connection in densely built-up areas.
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Figure 4.7 shows two incidents where significant speed variations are associated with
insignificant decelerations and jerks. Both incidents took place on roads surrounded by 4-6storey houses such locations often result in poor GPS connections and hence unreliable speeds.
That applies to both cases.
4.5 Main findings
Above figures show a number of jerks, which can reasonably be seen as reliable
indicators while other incidents have characteristics, which indicate that they cant. The curve
made up of jerks should have a specific shape. The jerks must have a clear initiation of the
deceleration (i.e. a clear negative jerk) and likewise a clear completion of the deceleration (a
clear positive jerk). However, significant jerks must also be related to a change in GPS speed
because otherwise it may be caused by rough surfaces, kerbs, or speed bumps. Moreover, marked
reductions in speed do not necessarily imply jerking, as even sudden, forceful braking can
remain checked thus leaving only minor variation on acceleration and especially jerking
pattern. Moreover, poor GPS connections, which often occur in high-rise areas, can result in
marked variations in speed without any noteworthy effect on decelerations.
The above results indicate that Nygards approach with particular focus on jerks is
reliable, while the lack of connection between jerks and the change in speed indicates that
Svendsens approach of using only the speed in low-frequent FCD as the basis of jerk
calculations is subject to some uncertainties. The result may be some false negative jerks as clear
jerks of duration of one or a few tenths of seconds might disappear in FCD registered at 1 Hz
Frequency. On the other hand this approach may likewise cause false positive results as bad GPS
connection can indicate significant decelerations due to fictitious speed variation. The above
results, which are admittedly based on few FCD and possibly biased results from a few
significant jerks, lead to the following three provisional requirements when using FCD to
identify HRLs.
1. The incidents, which can be used for HRL identification, have to include both a clear initiation
point of deceleration and a similar clear end of deceleration. I.e. the measurement of peak-topeak jerks is probably a reasonable method to identify the right jerks.
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CHAPTER 5
SUMMARY
5.1 Conclusion
The methods that require the accident data for the analysis in finding the black spots on
highway locations are easy even though they need data to be collected. Also, these methods may
find spots that are not actually prone to accidents and were reported as accident locations due to
the successive faults of drivers of different vehicles at that location. On the other hand, the
methods that dont require accident data are reliable and also accidents need not happen at these
locations before analysis. The method Analytical Hierarchy Process is a comprehensive study
for finding these locations that involves various experts, but some people may tend to give more
weightage for some factors. The floating car data method is a method that can be an answer to
these drawbacks, but the methodology itself is still to be finalized as many researchers who
worked on this gave different theories for finding black spots. These all theories suggested by
different researchers should be put into one study and the best theory can be found out based on
the comparison between other methods and floating car data (FCD) method.
In our country, there is no standard method for identifying black spots. As we all know,
most of the accidents occur due to both the fault of driver as well as the faulty geometric design.
In India, the speeds at which we travel are very less when compared to other countries, but we
see lot of accidents happening everyday in our country everyday at such lower speeds. This is
more due to the poor geometric design. When the geometric design is improved then it itself,
removes lot of hazardous road accidents and hence the method need to be standardized. The
method involving combination of Analytical Hierarchy process and Floating car data method can
give better and accurate results. Further more research should be done in this area.
Much more FCD must be included before a reliable approach to identifying HRLs can be
established. It has to be clarified whether the proposed method of using peak-to-peak jerks as
indicators is the right solution or a single jerk or even decelerations alone are the most suitable
approach. Also, it has to be clarified if the level of jerks unique to each vehicle included should
be established or a common threshold will cover all/the majority of vehicles delivering FCD to
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this study. By the end of 2012 analyses of FCD from 200 vehicles with >6 months of driving
were carried out, but the results were not yet out. It is expected that these analyses will clarify if
the method proposed is the right one and give a first perspective on identification of HRLs. In the
second half of 2013 a similar study was started on the basis of FCD from 400 cars in > 1 year.
In India, the study should be done and methodology to be finalized for usage all over the
country as the conditions of roads, vehicles and other transport infrastructure of India were quite
different from other countries.
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