KIM DOVEY AND SCOTT DICKSON
University of Melbourne
Architecture and Freedom?
Programmatic Innovation
in the Work of Koolhaas/OMA
The work of Rem Koolhaas/OMA has long been identified with the attempt to break with architec-
tural ideologies embodied in spatial programs. Programmatic innovations include the production of
fields of social encounter, new functional juxtapositions, and forms of spatial segmentation. These
are designed to resist the role of architecture in reproducing social roles and structures — to enable
certain freedoms. This paper is a spatial analysis of two recent projects that reveal both achievements
and limits to this project. Koolhaas’s work succeeds through a certain magic; and some of the free-
doms are illusory.
Introduction
Koolhaas’ designs ae blatantly straightfor-
ward... [O]ne and only one cultural aim
ives the work... to discover what real,
between orchtecture and freedom.
Kins!
‘The success ofthe work of Koolhaas/OMA in
professional discourse rests strongly onthe claim to
be an architecture of emancipation. This paper is
an examination of this claim and a critique of two
of his buildings through the lens of an adapted
method of spatial syntax analysis. This may seem an
odd coupling because spatial syntax analysis, as,
developed by Hilie and Hanson, isa stucturalst
critique of buldings and urban structures that
would surely be anathema to Koolhaas.’ Yet our
adaptation of such methods isnot intended to be
reductionist. Rather, i is an interagation and exca-
vation of the spatial program and a ctque of the
‘ways in which architectural ideologies may have
been deconstructed, reconstructed, o* reproduced
Todo this, we wil fist set aside any formal citque
of Koolhaas’s work except as it informs this task,
ot because such formal expression is any less inter-
esting oF innovative, but because it is better
theorized, Indeed, its all that many erties see of
his wrk
Buildings as Spatial “Fields”
The works of OMA have been termed the “social
‘condensers of our time.“* This reflects a return to
the early moderist imperative toward an architec
ture that would remake the habitat and habits of
everyday if. However, this is not a return to the
socal engineering reflected in ideas like the “socal
condense” Rather, it sa vision fueled by the
formal and social multiplicities of urban life, a vision
reflected in the name of the Office for Metropolitan
Architecture, which we ead as both an architecture
of the metropolis and an insertion of the metropolis
into the architecture. Koolhaas's work is strongly
ordered by trajectories of movement through the
builing. The role of vertical movement via escala~
tors, stairs, ramps, and lifts isa key to the order
that is st up, as they become the modes of access
to fields of encounter or “event-filds” Koalhaas is
inspired by the notion of an architecture of libera-
tion in terms ofthe multiple “freedoms” for new
forms of action that architecture is seen to make
possible. Space is programmed for indefinite func
tion and chance encounter. Koolhaas seeks an
architecture that can resist the imperative to
become a diagram of social and institutional struc
ture, which he tems soci mimesis. For Kipns,
Koolhaas’s version of “freedom’ isnot an overt
resistance to authority but rather a fm of
programmatic sabotage:
Self Acc Eduction
More ikea sadist than a surgeon, he has
begun to knife the brie, hacking away its at
even its flesh, until he has exposed its
nerve... The focus on these reductions is
always on dlsestablishment, that, aways on
excising the residues inthe project oF un
‘warranted authority, unnecessary governance
{and tired convention. Reductive dsestabish-
‘ment provides the crucial stratagem in each of
Koolhaas recent projects, the intellectual
‘modus operandi by which the architect begins
to transform the design into an instrument of
freedom,
Koolhaas seeks an architecture that encourages an
iruption of events, social encounters, and opportu
rites for action. Rather than designing with a
particular hierarchy of spaces and narratives of
spatial movement in mind, he generally works
towards a spatial structure that allows a multiplicity
‘of choices for pedestrian flow and encounter. Koo
hhaas wants to “liquefy rigid programming into
non-specific flows and events... to weave together
exterior, Interior, vestigial ané primary spaces into a
frank ciferentil matrix that rds the bulding of the
hackneyed bourgeois niceties of cosmetic hierar
his."
Koolhaas often designs interiors af they were
exteriors, importing lessons from exterior urban1 Soe ra Une Fos a ets
space into interior space. These interiors ae often
designed as fields of play or atifcal landscapes
that dissolve boundaries between inside and
‘outside, between architecture and metropolis. Such
spaces ae often functionally open and visually
transparent to maximize social encounter. Jameson
situates Koolhaas’s workin the context of the
prevaling socal dalectcs of publiity/privacy and
freedom/ contol in what he terms the post-cil
society, He suggests that Koolhaas’s work enables
patterns of free play within a rigid spatial order
the originality of Koolhaas is that his work
oes not simply glory differentiation in the
conventional plurals ideological way: rather
he insists on the relationship between this
randomness and freedom and the presence of
some rigid, inhuman, non-diferentiated form
that enables the differentiation of what goes
(on around it?
Thar is an intersting connection herewith what
Aen suggest is sh in architectural thinking
from a focus onthe architectural obec to 2 fous
on field relation, paralleling the development of
field theory in mathematics & field consists of
contingent relations forces, trajectories, and
patterns of movernent such as those that gover a
flock of bids. Alen describes eld conditions as
“any formal spatial atx capable of unyng
diverse elements while respecting the identity of
each... Fieldcondtions ae btton-up
phenomena: defined nat by overarching geometrical
Schema butbyintiate local connections” The
fields a material condtion rather than a dscutsive
practic. Allen draws analogies between fied theory
and architectural attempts to encourage a sporta=
nelty of action. He suggests tat systems with
“permeable Boundaries, lexbleintrralrelaton-
ships, mile pathways and uid hierarchies are
capable of responding to emerging completes of
new urban contexts.” A major innovaion in Koo
haa’ wok les inthe extent to which he has
a
Cy
Linear Pian. Fanned or Branching Plan Permeable Network
‘or Ringy Plan
Linear Fanned or Networkor
Syntax Branching Syntax Ringy Syntax
utilized such strategies inthe interiors of buildings
‘where they contibute towards the emergence of
new kinds of social space. The promise here is that
the fild-like nature of Koolhaass work opens up
the work to multiplicities of experience and action
This idea of the building as 2 “field” rather than an
architectural object entails a shit in critique from
forr to spatial analysis. To what extent do these
designs restructure socal space or reproduce
familiar spatial structures?
Spatial Syntax
Methods of spatal syntax analysis, ist developed
by Hiller and Hanson represent an attempt to
reveal a deep social structuring of architectural
space. From tis view buldings operate to consi
tute socal organizations as spatial disposition;
architecture mediates socal reproduction though
spatal “genotypes.” These are not forma types or
archetypes but custrs of spatial segments struc
{ured in certain formations with ytactic ules of
sequence and adjacency. Genotypes ae seen as
institutionally nd epstemolagcally embeded. The
foams of schools, offices and houses are reproduced
from a limited number of spatial genotypes. Each of
thes linked to spec soci institutions (school
corporation, fais) embodying forms of knowiedge
produation, and reproduction. The work of Hler
dane Hanson i widely perceived wth the Rel of
architecture as positivist and reductionist. though
we share some ofthese concerns, Koolhaas
programmatic imevtions demand analysis and
critique in terms of the link between spatial struc-
‘ure and institutional authority. Syntactic analysis is
the most sophisticated available,
Not enough space is availabe here for mare
than a cursory account of spatial syntax, and there
area range of analysis techniques. Our analysis i 2
loose adaptation of syntactic analysis that translates
the building plan into a diagram of how life anc
social encounter is framed within i Figure 1
shows haw similar plans with different access points
yield quite different syntactic structures and ilus-
trates tee primary cluster relations: the string (or
‘enfilade) with no choice of pathway, the fan (or
branching) structure with access controled from a
single segment, and the rnay network or permeable
structure with multiple choices of pathway. Archi-
tecture inevitably involves combinations ofthese
the, The linear syntax is an enflade of spaces with
controlled movement, which is common in tradi-
tional centers of power (such as Versailles) and in
some mader retail bulings (with an entry at one
tend and an exit atthe other)” The network syntax
is fined by a choice of pathways and is often
called permeability. The fan is characteristic of
‘bureaucratic organizations with large numbers of
cells controlled by a hallway. When a linear syntax is
combined with 2 Fan, the result tree a linear
seties of fans. key dimension of syntactic analysis
's the degree of network connectivity or “inginess”
versus a tee-Ike hierarchy of spatial contol. The
network structure is defined by its multiple and
lateral connections, many possible pathways
edb idiliabrnemettaaae.through it, and dispersed control. Tree-tikestruc~
tures conti} cieulation and social interaction in
certain key access spaces. Thus, a hallway of foyer
thats the only access to a cluster of rooms has @
high evel of control over the fon of everyday life.
‘The permeable network or rngy structure offers,
‘many possible pathways and diverse encounters; the
flow of life through space is only loosely controlled
‘Another key characteristic is the depth or shal~
lonness of any segment from the nearest extemal
entry paints and the overall depth of the structure.
A deep structure requires the traversing of many
segments with many boundaries and points of
contro. The diagrammatic method shows the spatial
segments ofthe building layered int levels of
depth so thatthe level ofa space indicates the
shortest route from the exterior. Depth s an impor-
tant mediator of social relations both between
Inhabitants (kinship relations or organizational hiet-
archies) and between inhabitants and vistors.
Domestic space is often structured along age
(adult/eid) and gender divisions ints deeper
Segments, wile mediating contact between insiders
and visitors in shallower space. The syntax of dsc
plinary institutions (prison, hospital, asyium, school,
and factory) locates subjects under surveillance
deep within the structure."
Many contemporary buildings, those of Kool-
haas among them, are designed with flowing and
Fragmented spaces, pursuing deliberate ambiguities
of enclosure, visibility, and permeability. What
happens to spatial genotypes when they are
subjected to such tactics, and does syntactic anal-
ysis make sense when space is nt clearly
‘segmented? It sour view thatthe analysis s worth
the effort so long as it is coupled with a serous
\waming about the status ofthe diagrams. The
siagrams are not plans they are designed to reveal
‘the modes of access and canal through the spatial
structure. The diagrams have a mimetic relationship
to the plan but are not mechanically derive from it
foxes on the diagrams include both separate rooms
and semi-separatd spatial fields. They are neces:
sarly interpretive, but they have an empirical basis
In the lows of movement through the buildings
For our purposes here, the diagrams should not be
read mechanically but s fields of sociospatial
encounter.
‘The spatial structure f a “structuring structure”
of what Bourdieu terms the habitus, the embodied
divisions and hierarchies between things, persons,
and practices that construct the social wor. Our
“positions” within buildings lend us our “disposi
tions” in social ife; the spatial “dhision” of our
world becomes a “Vision” of our word. The build-
ings we inhabit, our habitat, our spatial habits, all
reproduce our social word. Syntactic analysis opens
‘up many questions. What kinds of agency are
‘enabled and constrained by the particular building
(genotype within which it structured and whose
interests are served? How is everyday fe bracketed
and punctuated into sociospatially framed situations
and locales? How does achitectute frame the socal
gaze through structured realms of visiblity? What
regimes of normalization are enforced and in whose
interest?
Hiller distinguishes between “long” and
“short” (or deep and shallow) models of interior
space: the lang model conserves and reproduces
status and hierarchy, whereas the short model
generates new possibilities for social relations:
A ritual i along model social event, since al
that happens is governed by rules, and a tual
typically generates a precse system of spatial
telationships and movements through time.
‘A party isa short model event, since its object
Isto generate new relationships by shufing
them in space, and this means tat rules must
be minimized by using a spatial “short model.”
In short mode! situation, space evolves to
stuetute, and often to maximise, encounter
density.
‘A permeable network of spaces and the open
plan have long been inked to practices oF social
freedom, yet any confiation of physical enclosure
with social constraint, or of open space with bert,
is. dangerous one. Buildings ae increasingly called
‘upon to produce anilsion of freedom coupled
with the realty of control and survelance. Tans
parency may be used to couple a proiferting gaze
with diminishing access.” And freedom of associa
tion within a particular social group can build the
Socal capital of that group vs-B-vs other groups.
This is what Hiller and Hanson term the correspon-
dence mode! of urban space in which spatial zones
“correspond” to social groupings. High corespor-
ence is when all those who share a spatial zone
aso share 2 social label A high level of corespor=
dence is relatively deterministic of patterns of social
encounter: space operates to exclude random
encounter and to keep “difference” at distance. A
non-correspondence system will mix people of
Giferet social identity; is a spatial model that
breeds encounter with difference, There isa social
logic to the boundary between exterior and interior
space in that interior space is mote strongly struc-
tured and segmented: the carrespandence mode!
prevalls with a primary function inthe reproduction
oF social relations. Ths Is countered by the non
correspondence model more common in exterior
space. Each of these i in contradiction: random
encounter would undermine the socal repeaduetive
function of interior space, and the determinism of
Interior structures would kill urban diversity. Ths i
precisely what happens in urban space when tree-
like genotypes (such as the housing enclave) invade
public space. Koolhaas is attempting the apposite,
Playing with this tension between inside and
outside, using the encounter structures of urban
Space to effect innovations in interior space
This attempt at 2 forced fit between spatial
fields and spatial syritax is surely a contentious issue
‘and one which we cannot deal with at ary length
here. The concept of space is very slippery and
changes meaning between disciplines and between
different ideologies within architectural theory. in
general terms, Hiller’ definition is more empiricaland materialist, whereas Koolhaas appears to adopt
@ Deleurian epistemology incorporating ideals of
smooth space"® Yet the wotk ofboth rests upon
shared claims about the importance of social
encaunter and shared concems for architecture as
“machine.” We now move toa spatial analysis of
two of Koolhaas’s recently completed projects
Factory of Learning:
‘The Educatorium at Utrecht
‘The Educatorium for the University of Utrecht was
completed in 1997; it houses a cafeteria, two large
lecture theaters, and a custer of examination
rooms, (See Figure 2.) According to the project
architect's statement, it was conceived asthe hub of
' campus servicing Fourteen Facuities and research
facilis, a “rendezvous and exchange point,
creating 4 new canter of gravity” which sto
“embody the university “experience the socal
encounters of the cafeteria space, the leaning
and exchange in the auditria/classrooms, and the
Individual tes of passage played out in the exami-
ation hal." There was a deliberate attempt to
‘generate diverse fooms of sacal encounter in
the bulding: “seeking potential overap between
the programs and encouraging exchange between
the users of its diverse functions, whist allowing a
pragmatic and nearly autonomous use of individual
spaces. This architec’ statement introduces
a series of key phrases and metaphors that have
become the primary frameworks of citique in other
Journals The characteristic blurting of inside and
Dutsde in OMA projects i described through the
‘metaphor of the “synthetic landscape.” The entry to
the building is described as a ted ground plane
and urban plaza thet then continues as an interior
sloping “field” upon which the two auditora are
placed lke Figues ina landscape. This rising floor
plate, which folds upwards and back to become the
Pinwrmnentictormsintise Stat shihedinnaRIA.wall and thea roof of the building, deseribed by
Koolhaas as @“sacal magic carpet.” an urban land
scape of play and socal encounter imported into
the architecture. (See Figure 3.) The floor that folds
into @ wall has become the icanic image of the
building: one of the photographs provided for
jublication shows a skateboarder “surfing” the
Curved surface ofthe interior landscape, One of the
auditoria has an entire wall pen tothe view and is
dserbed as an amphitheater set in the landscape
Examination rooms are aso described as interior
landscapes that are able tobe flexibly subdivided
for different functions. & permeable spatial struc~
ture is deliberately designed “to act as a network in
which students and users are free to eicover their
‘own alternative shortcuts and to ‘rt’ through
(the) building. Rather than attempting to ectate
‘any particular pattern of use, the design of the
educator seeks to create a synthetic landscape
‘open to inclvidual choice" Circulation areas are
designed as a series of “pause spaces” for
impromptu hanging out between exams or lectures.
The spatial analysis diagram (Figure 4) shows 2
building that is accessible, shallow, and highly
permeable, The bulding is accessed publicly
hrough eleven entry points From the exterior and
other buildings. Fora building ofthis size and
complexity this is avery shallow structure indeed:
all major spaces are accessible within sx levels of
depth. With the exceptian of service spaces (which
have been omitted for clarity, there are no dead-
lends whatsoever. The building has tee major
functional “attractors”: the auditors, examination
rooms, and the cafteria— each of which is coupled
vith a major socal circulation space. These three
zones are organized vertically withthe cafeteria on
the ground flac, auditoria above, and the exam
rooms occupying the upper levels. The major cicu-
lation spaces and routes between them are
Lunenclosed. (Spaces enclosed by doors are marked
by datk frames on the diagram.) Four major fayers
(oF “pause spaces” form a series from the ramped
plaza on the exterior to the main foyer, which leads
‘Upwards tothe flded fayer and then back to a
balcony foyer outside the examination rooms
‘Although the plan has a high evel of permeability
with a multiplicity of pathways, the main foyer aso
‘operates asa contol space through which all of the
‘open circulation systems witin the building pass.
(Gee Figure 4)
The Educatorium is repeatedly described in the
iterature as a “factory of earring,” a phrase that
resonates with Koolhaas’ aesthetic, his machine
metaphors, and the role of the university a5 2
knowledge factory While knowledge is produced in
the research centers and staf offices deeper in the
university (inthe spokes of the “hub”), fragments
ofthis knowledge are revealed inthe spectacle of
the lecture theaters, discussed in the foyers and
cafeteria spaces, and then examined in the enclosed
rooms above. Markus has shown how the spatial
structure of the lecture theater surounded by a
field of highly permeable socal space dates fram
the enlightenment: here knowledge i brought into
the light from a deeper source and discussed in
Socal space." Knowledge is legitimated in part by
locating its sources in deep spatial programs The
communication from lecturer to student is reversed
in the examination roams, in which students
perform for lecturers and knowledge is tested under
ritual conditions of surveillance, This fs what Hiller
describes asthe long model of spatial planning
derived from the reversed spatial syntax of discipl
nat institutions of the enlightenment that place
subjects uncer survellance deep within the spatial
structure. Inthe sense that this bulding is seen as
the “hub of the university, one would expect to
find staff offices and laboratories (the production of
knowledge) on the branches ofthe tree-ke struc:
ture. The spaces where student pesformance is
legitimated are found deep within the hub. Here,
the Educatorium becomes partly reverse,
inductng its subjects into regimes of normalization
and surveillance in relatively deep space. The exam
nation zone is five to sx levels deep within the
building: it does nat receive the level of architec:
{ural attention of the shallow zones and does nat
figure in the published photographs in magazines.
Here the Field of play stops and work begins.
Although all examination rooms have mute
points of entry, they are each end points to spatial
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to these levels are not through the open foyers
but via the enclosed stair andthe elevator. (See
Figure 4)
‘One can read the Educatorium as a radically
Innovative building tits shallow levels with a
conservative depth. The socialization of students,
contact between students and staff, and the
delivery and sharing of ideas all take place in the
relatively shallow network of social spaces, Yet the
Grading of student performance, the leitimation of
institutional knowledge, remains deeply embedded
in the spatial structure. The two key metaphors of
“synthetic landscape" and “factory of learning”
reflect the ways thatthe field relations ofthe land-
scape have been imported into the factary to
urbanize the building. Yer the synthetic landscape
ofthe folded loor/wallroof does not encompass
the examination rooms wherein the building more
closely resembles the instrumentals of the Factory.
Graafland has suggested that Koolhaas’s work is &
somewhat Faustian practice that embodies »
dialectic between the freedoms he seeks and the
‘wee-lke institutional structures in which such prac~
tices are embedded Ths enals 2 certain
acceptance of prevaling social and economic forces,
the rejection of an architecture that simply resists
authority in favor of a reojpaltk wherein the desire
forthe new is harnessed to make what one can in a