Professional Documents
Culture Documents
Single License
Single License
(Single License)
1.
A B
2. KBANK Broker
Secondary Market
3.
.
.
. Reinvestment
.
4.
.
.
.
5.
6.
7.
8.
9. American Auction
10.
11. BIBF
12. BIBF
.
. Off Shore
. On Shore
13. Gray Market
..
Page
14.
. NYSET
. SET
. MSCI
.
15.
16.
17.
.
. ISSCO SIBV
.
. 15
18. Miracel E Porter 5 Force
. 5 -
-
- New
Comer
- New
Comer
- -
- -
- -
=
=
19. Junk Bond
BBB
20. Marketing
21.
22. 30 Marketing
.
. 3
.
. ..
Page
23.
24.
25.
A
B
40%
10%
50%
75%
10%
15%
A , B
250 2
( ,
Duration
, Duration )
(, , ,
, . )
200
100
Price & Time Piority
..
MP
26.
27.
28.
29.
30.
31.
32.
33.
Page
34.
. AOM
. Main Board AOM
. Big Lot AOM Put Through
.
35.
( = ., = )
36.
65 NAV
37.
38.
39. Zero Coupon
(Discount)
40.
65 NAV
41. Butterfly Shift
..
42. Bull Ship Stock
43.
44.
45.
46.
. .
. .
.
Page
47. .
48.
.
. / .
.
49. NVDR
. ( )
50.
51. Callable Bond
53.
54.
Duration ( )
55. Convexity
Duration
56.
.
.
.
.
57. Junk Bond
(
Default Liquidity )
58.
, .
59.
Page
60. A 10 5 50 1,000
2,000 , 25
61. A = 4, B = 1 = 2
0.5,
62.
63.
64.
65.
66.
. 100 80
.
. . Internet
67.
. 5
.
.
.
68. .
.
.
.
69. Premium Warrant
. Leverage
. Warrant
. Gearing
.
70. Rating
71.
.
. Corporate Bond
. Convertible Bond
Page
72. NAV
/ +
73.
Spread 0.02
10 25
0.10
25 50
0.25
50 100
0.50
74. 2 5
75. .
SP
76. XR
..
77.
78.
, , Warrant
79. Intermediate Financial
, ., , ,
80.
Defensive Stock
81.
+ + +
82.
. . (. , . + +
)
83.
( /, , /
)
84.
4 (, , , )
Page
85.
86. /
.
87.
Floating Rate
88.
Inflation Target
89. , ,
(Capital Protection)
90.
91.
. PP
. PO
. RO
.
92.
. SET
. MAI
. BEX
.
93. MAI
( . /, ,
(Venture Capital), )
94. ATO ATC
Last Priority
95.
,
96.
.
97.
98.
+ +
Page
99.
A = 50, B = -100
-25 [ (50-100)/2, =0]
100.
101.
.
4% + 2% + 1.5% = 7.5%
105.
A
B
12%
3%
100
50
= 0.5
= {(100/150) * 12} + {(50/150) * 3} = 9
106. A , B
(A) = +1, 0 < (B) < +1
107.
.
.
( > )
.
108.
Page
109.
.
(Peak)
(Contraction)
(Recession)
(Expansion)
110. ( )
GDP, , , , /,
//
111.
. . . . .
112.
113.
114.
.
. ROA
. ROE
.
115.
(, , . )
116.
.
.
.
.
117.
. ,
.
.
.
118. = 10%, = 12%, = 1.2
= 12
119.
.
. = 0
File Name: Single License
Page
10
.
=
.
120. ..
DEFGH A B
121. = 20
122. (Market Theory)
. . ( CAPM )
123.
124.
125. (Active Investor)
126. . 1:2 60 15
= 30 ( [(1 * 60) + (2 * 15) / 3 = 30])
127. 10,000 8% 30
10,000
128. Warrant
Warrant
129.
130. ( )
(Bearer Bond, , )
131. Bearer Bond
132.
4 (, ,...,...)
Page
11
133.
Cap
134.
135.
136.
137.
138.
139.
140.
141.
142.
143.
144.
145.
146.
147.
Floor
(Convertible Bond)
..
(Asset Back Security)
(, ,
)
, , , , , ,
..
/
( 517 517)
(AIMC)
..
Investment Grade /
BBB
/
( 523)
NAV (,..,..)
1
Page
12
148. .
( .,
, )
149. .
. Marketing
. .
Page
13
159.
1 2 (1. 2. 3.
)
160.
( 18)
161.
162.
( , ,
Small Claim Court)
163.
. .
.
. 1
.
164.
165.
. ..
. ..
166.
. .
. . Broker
.
. .
167.
.
168.
( , ,...,...)
169. .
170. Compliance
..
Page
14
171. 15
50
. 50 1
.
172.
173.
. . NVDR
.
. ..
174.
,
175. Marketing 100 1 20
30
..
Page
15