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  • Order: (WWW - Sebi.gov - In)

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    SEBI issued an order against Mr. Avinash Krishnaji Dixit, proprietor of Max Investments and Financial Services, for activities such as accepting cash from clients, misusing client demand drafts, and unauthorized trading while serving as a sub-broker. The order restrains Mr. Dixit from accessing the capital market or dealing in securities for 5 years. The full text of the SEBI order is available on their website.

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    PR - Order in the matter of dealings by Mr. Avinash Krishnaji Dixit (PAN: AEXPD8128H), Proprietor, Max Investments and Financial Services,sub broker with SEBI Registration Nos. INS233470710 (from April 03, 2007 to March 23, 2009 at NSE) and INS013073916 (November 06, 2006 to November 11, 2008 at BSE)

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    SEBI issued an order against Mr. Avinash Krishnaji Dixit, proprietor of Max Investments and Financial Services, for activities such as accepting cash from clients, misusing client demand drafts, and unauthorized trading while serving as a sub-broker. The order restrains Mr. Dixit from accessing the capital market or dealing in securities for 5 years. The full text of the SEBI order is available on their website.

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    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
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    6 views1 page

    Order: (WWW - Sebi.gov - In)

    Uploaded by

    Shyam Sunder
    SEBI issued an order against Mr. Avinash Krishnaji Dixit, proprietor of Max Investments and Financial Services, for activities such as accepting cash from clients, misusing client demand drafts, and unauthorized trading while serving as a sub-broker. The order restrains Mr. Dixit from accessing the capital market or dealing in securities for 5 years. The full text of the SEBI order is available on their website.

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    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Flag for inappropriate content
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    of 1

    PR No.

    4/2016

    Order in the matter of dealings by Mr. Avinash Krishnaji Dixit (PAN: AEXPD8128H), Proprietor, Max
    Investments and Financial Services,sub broker with SEBI Registration Nos. INS233470710 (from April
    03, 2007 to March 23, 2009 at NSE) and INS013073916 (November 06, 2006 to November 11, 2008 at
    BSE)

    1. Shri S. Raman, Whole Time Member, SEBI, passed an Order dated December 31, 2015, against Mr. Avinash
    Krishnaji Dixit, Proprietor, Max Investments and Financial Services, sub broker with SEBI Registration Nos.
    INS233470710 (from April 03, 2007 to March 23, 2009 at NSE) and INS013073916 (November 06, 2006 to
    November 11, 2008 at BSE) affiliated to the Stock Broker, India Infoline Limited. In the said order, SEBI has
    restrained Mr. Avinash Dixit, from accessing the capital market and also prohibited him from buying, selling or
    otherwise dealing in the securities market, directly or indirectly for a period of 5 (Five) years for indulging in
    activities such as acceptance of cash from its clients, mis utilization of demand drafts of clients and
    unauthorized trades, etc.
    2. The full text of the order is available on the website: www.sebi.gov.in

    Mumbai
    January 07, 2016

    page: 1

    [ www.sebi.gov.in ]

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