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Saunders OFT 2011a
Saunders OFT 2011a
Invited Papers
a r t i c l e
i n f o
Article history:
Available online 7 September 2011
Keywords:
DWDM
Coherent
Optical
DSP
QPSK
QAM
a b s t r a c t
The introduction of coherent digital optical transmission enables a new generation of high speed optical
data transport and ber impairment mitigation. An initial implementation of 40 Gb/s coherent systems
using Dual Polarization Quadrature Phase Shift Keying (DP-QPSK) is already being installed in carrier
networks. New systems running at 100 Gb/s DP-QPSK data rate are in development and early technology
lab and eld trial phase. Signicant investment in the 100 Gb/s ecosystem (optical components, ASICs,
transponders and systems) bodes well for commercial application in 2012 and beyond. Following in
the footsteps of other telecommunications elds such as wireless and DSL, we can expect coherent optical
transmission to evolve from QPSK to higher order modulations schemes such as Mary PSK and/or QAM.
This will be an interesting area of research in coming years and poses signicant challenges in terms of
electro-optic, DSP, ADC/DAC design and ber nonlinearity mitigation to reach practical implementation
ready for real network deployments.
2011 Published by Elsevier Inc.
1. Introduction
To keep pace with the rapidly growing volumes of data network
trafc driven by the growth of the internet, service providers are always looking to increase the ber capacity and wavelength spectral
efciency in their networks [1]. Typical Dense Wavelength Division
Multiplexing (DWDM) networks of today employ a 50 GHz channel
spacing, as per the international standard [2]. At 10 Gb/s data rate
spectral efciency was not a major concern and simple On Off
Keying (OOK) modulation format was adequate for operation on
the 50 GHz DWDM grid. At 40 Gb/s, the spectral width of the signal
is 4x larger for OOK, yielding a signal spectral width that iss too wide
to t through 50 GHz channel spacing optical lters without inducing excessive penalties. So at 40 Gb/s data rate system and transponder developers investigated alternate modulations schemes
to enable 40 Gb/s propagation over the same 50 GHz DWDM grid,
such as Phase Shaped Binary Transmission, PSBT [1], Differential
Phase Shift Keying (DPSK) [3] and DP-QPSK [4]. PSBT and DPSK
offered increased spectral efciency over OOK, whilst still coding
1 bit per symbol. DP-QPSK, on the other hand, codes 4 bits per symbol (in-phase and quadrature phase components of each polarization tributary). Coding more bits/symbol, enabled by the advent of
digital coherent transmission [5], reduces the spectral width of
the signal (to 1st order proportional to the baud rate). In fact,
DP-QPSK is so spectrally efcient that it can propagate a higher data
rate of 127 Gb/s through many cascaded 50 GHz optical lters, such
as Recongurable Optical Add/Drop Multiplexers (ROADMs) [6].
This higher 127 Gb/s data rate not only allows payload transport
of 100GE trafc [7], but also OTU4 link management overhead [8]
and 20% overhead, Soft Decision Forward Error Correction
(SD-FEC) [911] for high performance applications. Therefore,
100 Gb/s transmission using DP-QPSK offers the promise of a good
modulation format t for DWDM networks operating on a 50 GHz
grid [12]. This was observed several years ago and was the reason
why this format was adopted by the Optical Internetworking Forum
(OIF) as a recommended modulation format for 100 Gb/s line
systems [13]. This industry forum has helped to focus investment
and multi-source agreements at the optical component and module
level to help foster an ecosystem that should accelerate network
adoption of 100G DP-QPSK transmission.
Looking to the future, as the internet growth continues with
expanding services such as High Denition (HD) video, mobile
broadband and telecommuting, the question is how will optical
transmission technology keep pace? Learning from other telecommunications elds such as wireless, satellite, radio and Digital Subscriber Line (DSL) broadband access, we can say that all these
mediums utilize coherent transmission and all increase transmission rates and spectral efciency by coding more bits per symbol.
For optical ber technology development we should surely follow
the lead from these other telecommunications industries but we
have some fundamental and unique challenges that makes our life
difcult. Challenges such as: (i) operation at the bleeding edge highest electronics speed of >100 Gb/s for the key technologies such as
ADC/DAC/DSP/FEC/RF electronics/electro-optics; (ii) optical signalto-noise ratio (OSNR) requirements become tough as Shannons
Limit dictates that as we increase spectral efciency via higher-order modulation we need more OSNR and (iii) ber nonlinearity
poses a major obstacle as high density signal constellations such
446
Tx Block Diagram
4x32Gb/s
[32Gbaud]
inputs
Gray
MZII
/2
TE
PBS
Gray
MZIQ
Gray
MZII
Iout
CW laser
TM
Gray
/2
MZIQ
Rx Block Diagram
90 hybrid
(phase/polarization
diversity)
Iin
Local
Oscillator
Balanced
Photodiode
Balanced
Photodiode
Balanced
Photodiode
Balanced
Photodiode
ADC/DSP
4x32Gb/s
[32Gbaud]
outputs
447
Adaptive
Algorithm
Error signal
+
I TE
Input
distorted
data
Q TE
Decision
Circuit
I TM
Q TM
Recovered
output
data
Adaptive Equalizer
(n tap Digital FIR filter)
A>D converters
14.0
soft
decision
12
11.0
10.0
9.0
6 bits
4 bits
3 bits
2 bits
1 bit
hard
decision
Current gen EFEC
7.0
10.0%
20.0%
30.0%
40.0%
10
Min Q
w/ margin
9
8
8.0
6.0
0.0%
11
3 to 4dB gain
NECG (dB)
12.0
Q (dB)
13.0
13
50.0%
60.0%
FEC Overhead
Fig. 3. LDPC soft decision FEC performance.
LDPC
FEC cliff
6
-4
-3
-2
-1
carriers. The challenge is that this is a much more complex modulation scheme than previous generations of optical transport
equipment. Both the electronic and photonic complexity has been
increased substantially. This creates a design challenge in terms of
cost, manufacturability, reliability and footprint. The industry
approach to tackling this signicant challenge has been to develop
components with a high level of electronic and photonic integration. On the electronic side, SiGe MUX and CMOS modem chips
with large gate count and integrated system functionality. On the
Looking to the future it can be envisaged that future optical networks will utilize some level of all-optical switching to facilitate
fast restoration and protection of optical circuits. One limitation
of early 40 Gb/s systems is that Chromatic Dispersion (CD) tuning
can take a relatively long time, on the order of seconds or even
minutes. This is true for both direct detection systems that typically use a thermally tuned optical tunable dispersion compensator
and for 1st generation coherent systems where the CD equalizer
hunts for the optimum CD value of the link.
By designing coherent transmission systems with in-built training sequences, it is possible for the CD equalizer to know virtually
instantaneously the optimum tap weight coefcients in the equalizer to compensate for an unknown link CD, without requiring this
hunting algorithm. This enables very fast (ms) timeframe CD
acquisition and equalization. The Jones matrix equalizer inside
the MODEM can also rapidly adapt to the optimum State of
Polarization (SOP) and DGD compensation of the link. This rapid
448
Drive = 2V
BW > R
I
MUX
XI
ADC
XI
XQ
ADC
XQ
YI
ADC
YI
YQ
ADC
YQ
PBS
QPSK MODULATOR
SIGNAL
RZ PULSE CARVER
(OPTIONAL)
PS
90 deg
Hybrid
Mixer
Q
PBC
DSP
SIGNAL
LASER
QPSK MODULATOR
~
PS
CLOCK
LOCAL
OSCILLATOR
90 deg
Hybrid
Mixer
Q
MUX
Q
Fig. 6. A 128 Gb/s DP-QPSK photonic and electronic integration. (a) Transmit. (b) Receive.
MODEM equalization of CD and PMD enables fast optical path restoration/protection, a key requirement for dynamic optical networking architectures of the future.
Another advantage of coherent transmission is that the MODEM
itself provides real-time link parameter performance monitoring.
This allows in-skin monitoring of CD, PMD, SOP and SNR for link
troubleshooting and link quality metrics (e.g. could be used for
pre-emptive switching criteria) without the use of intrusive external test equipment.
As next-generation DWDM line systems often advocate colorless, directionless ROADMs to allow versatile optical wavelength
routing, another advantage of coherent is that a colorless receiver
can be used, such as optical splitters. The correct DWDM wavelength is then selected by tuning the laser Local Oscillator (LO)
in the receive transponder. This eliminates the use of colored
DWDM demultiplexers (xed single wavelength per ber output)
and allows more exible dynamic optical networking
architectures.
Tx Block Diagram
In-phase
NRZ data
Baud rate, bn
/2
MZI I
DSP/DAC
CW laser
Iout
MZI Q
Quad-phase
NRZ data
Baud rate, bn
Rx Block Diagram
N.B. Needs Iin
polarization
diversity or
Local
tracking for Iin
Oscillator
and LO mixing
90 hybrid
(phase diversity)
Balanced
Photodiode
ADC/DSP
Balanced
Photodiode
449
450
2. Trellis/Block Coded Modulation (TCM/BCM). With coded modulation additional coded bits can be used to provide redundancy
rather than send extra symbols (e.g. mapping raw 16-QAM into
Trellis-coded 32-QAM, 1 extra bit coding redundancy). This
effectively expands the signal constellation and increases the
minimum Euclidean distance between adjacent symbols, relaxing the OSNR sensitivity requirements [16].
3. Optimized constellation geometry. Rectangular QAM constellations as shown in Fig. 8 are not the most efcient but are easier
to realize. A more optimized M-QAM constellation, such as circular, increases the minimum Euclidean distance and OSNR
sensitivity. In addition, nonlinear phase noise is intensity
dependent and should be considered in the constellation
design. This optimization of the M-QAM constellation will come
at the expense of added complexity, likely higher DAC resolution and RF drive chain linearity/S-parameter performance.
4. Optimized symbol mapping. The M-QAM symbol mapping should
be carefully designed and optimized holistically combined with
the SD-FEC and TCM/BCM code designs. Symbol mapping diversity minimizes bit errors and optimum combinations of M-QAM
symbol mapping with SD-FEC/TCM design should be sought.
5. Nonlinear compensation/mitigation. Coherent MODEMs can be
designed with some level of nonlinear compensation using
techniques such as digital backpropagation [17]. In addition
the carrier phase estimation lter shape and bandwidth prole
can be optimized to mitigate against effects such as XPM, possibly in a dynamic or programmable manner. These techniques
should allow increased optical launch power and hence higher
received OSNR but once again at the expense of increased electronic DSP complexity.
6. Use of multiple carrier Orthogonal Frequency Division Multiplexing
(OFDM). It has been claimed that the use of OFDM can reduce
nonlinearity vs single carrier transmission, at least in certain
applications such as highly periodic dispersion managed systems [18]. This needs further study to weigh-up the pros and
cons. Whether single carrier or multiple carriers are used in
coherent systems, if spectral efciency is to increase then
higher-order modulation such as M-QAM is needed in either
case.
4. Conclusions
The advent of coherent DWDM technology is enabling 100GE
optical transport over backbone optical networks with link engineering rules similar to 10 Gb/s OOK channels. This enables a
10 scaling of network/ber capacity and is possible without any
change in DWDM channel spacing or DWDM common equipment
design. The formation of a 100G DWDM ecosystem in the OIF in the
infancy of this technology has helped focus R&D capital investment
and should act as a catalyst driving early technology adoption by
system vendors and service providers. Standardization by the IEEE
on 100GE and ITU on OTU4 encapsulation has also been critical in
laying the foundation for this technology. Moreover, the collaboration between IEEE and ITU on 100GE encapsulation into OTU4
frame format and commonality in such things as the electrical
interface PMD has really helped to focus engineers and minimize
time wasted reinventing the wheel. The stage is now set for
service providers to start certication testing and initial eld applications of 100 Gb/s DWDM wavelengths. As always for new technology introduction there will be a period of frantic bug-xing,
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