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ROCK MASS CLASSIFICATIONS

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Classification


Why?
How does this help us in tunnel design?

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Classification


WHY?

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Ground interaction

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Summary of rock mass characteristics, testing


methods and theoretical considerations

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Types of failure which occur in rock masses


under low and high in-situ stress levels

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Engineering Rock Mass Classification Schemes


Developed for estimation of tunnel support
Used at project feasibility and preliminary design stages
Simple check lists or detailed schemes
Used to develop a picture of the rock mass and its
variability
Used to provide initial empirical estimates of tunnel
support requirements
Are practical engineering tools which force the user to
examine the properties of the rock mass
Do Not replace detailed design methods
Project specific
Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Terzaghis Rock Mass Classification (1946)


Rock Mass Descriptions
Intact
Stratified
Moderately jointed
Blocky and Seamy
Crushed
Squeezing
Swelling

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Terzaghis Rock Mass Classification (1946)


Intact rock contains neither joints nor hair cracks. Hence, if
it breaks, it breaks across sound rock. On account of the
injury to the rock due to blasting, spalls may drop off the
roof several hours or days after blasting. This is known as
a spalling condition. Hard, intact rock may also be
encountered in the popping condition involving the
spontaneous and violent detachment of rock slabs from
the sides or roof.
Stratified rock consists of individual strata with little or no
resistance against separation along the boundaries
between the strata. The strata may or may not be
weakened by transverse joints. In such rock the spalling
condition is quite common.
Moderately jointed rock contains joints and hair cracks, but
the blocks between joints are locally grown together or so
intimately interlocked that vertical walls do not require
lateral
support. In rocks of this type, both spalling and
Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics
popping conditions may be encountered.

Terzaghis Rock Mass Classification (1946)


Blocky and seamy rock consists of chemically intact or almost
intact rock fragments which are entirely separated from each
other and imperfectly interlocked. In such rock, vertical walls
may require lateral support.
Crushed but chemically intact rock has the character of crusher
run. If most or all of the fragments are as small as fine sand
grains and no recementation has taken place, crushed rock
below the water table exhibits the properties of a water-bearing
sand.
Squeezing rock slowly advances into the tunnel without
perceptible volume increase. A prerequisite for squeeze is a
high percentage of microscopic and sub-microscopic particles of
micaceous minerals or clay minerals with a low swelling
capacity.
Swelling rock advances into the tunnel chiefly on account of
expansion. The capacity to swell seems to be limited to those
rocks that contain clay minerals such as montmorillonite, with a
Marek
Caa capacity.
Dept. of Geomechanics, Civil Engineering & Geotechnics
high
swelling

Rock Quality Designation Index (RQD)


(Deere et al. 1967)
Aim : to provide a quantitative estimate of rock mass
quality from drill logs
Equal to the percentage of intact core pieces longer than
100mm in the total length of core

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

RQD
Directionally dependant parameter
Intended to indicate rock mass quality in-situ
Adapted for surface exposures as Jv number of
discontinuities per unit volume
Used as a component in the RMR and Q systems
Palmstrom (1982)

RQD = 115 3.3 J v

0.1
(
)
RQD
=
100
1
+
0
.
1

e
Priesta i Hudsona (1976)

- number of joints per unit length

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Procedure for Measurement and Calculation of RQD

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Weathering of Basalt with depth

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Multi parameter Rock Mass Classification


Schemes
Rock Mass Structure Rating (RSR)
Rock Mass Rating (RMR)
Rock Tunnelling Quality Index (Q)
Geological Strength Index (GSI)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Structure Rating (RSR) (1972)


Introduced the concept of rating components to arrive at
a numerical value
Demonstrates the logic in a quasi-quantitative rock mass
classification
Has limitations as based on small tunnels supported by
steel sets only
RSR = A + B + C

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Structure Rating


Parameter A: General area geology

Considers

(a) rock type origin


(b) rock hardness
(c) geotechnical structure

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Structure Rating


Parameter B: Geometry : Effect of discontinuity pattern

Considers

(a) joint spacing


(b) joint orientation (strike and dip)
(c) direction of tunnel drive

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Structure Rating


Parameter C: Groundwater, joint condition

Considers

(a) overall rock mass quality (on the basis of A + B)


(b) joint condition
(c) water inflow

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

RSR support estimates for a 7.3m diameter


circular tunnel
Examples
RSR = 62
2 shotcrete
1 rockbolts @
5ft centres
RSR = 30
5 shotcrete
1 rockbolts @
2.5ft centres
OR 8WF31 steel
sets @ 3ft centres

(After Wickham et al. 1972)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Geomechanics Classification or
Rock Mass Rating System (RMR) (Bieniawski 1976)
Based upon
uniaxial compressive strength of rock material
rock quality designation (RQD)
spacing of discontinuities
condition of discontinuities
groundwater conditions
orientation of discontinuities

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Rating System

Rock mass divided into structural regions


Each region is classified separately
Boundaries can be rock type or structural, eg: fault
Can be sub divided based on significant changes, eg:
discontinuity spacing

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Rating System

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Rating System

BUT: 1976 to 1989 Bieniawski


System refined by greater data
Ratings for parameters changed
Adapted by other workers for different situations
PROJECT SPECIFIC SYSTEMS

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Development of Rock Mass Rating System

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Rating System

(After Bieniawski 1989)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Rating System

Rating

Class

Description

81-100

Very Good Rock

61-80

II

Good Rock

41-60

III

Fair Rock

12-40

IV

Poor Rock

Less than 20

Very Poor Rock

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Rating System

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Guidelines for excavation and support of 10m


span rock tunnels in accordance with the RMR system

(After Bieniawski 1989)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Prediction of in-situ deformation modulus Em


from rock mass classifications

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Rating System


Nicholson & Bieniawski (1990)

E rm
= 0.0028RMR 2 + 0.9e ( RMR / 22.82)
Es

Bieniawski (1978) and Serafim & Pereira (1983)

E m = 2 RMR 100 for RMR > 50 (GPa)


E m = 10 ( RMR 10 ) / 40 for RMR < 50 (GPa )
Hoek i Brown (1997)
Em =

Verman (1993

Rc
10

10 ( RMR 10) / 40

E m = 0.3H 10 ( RMR 20 ) / 38 (GPa )

H depth, = 0.16-0.3 (decreases with rock strength)


Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Prediction of in-situ deformation modulus Em from rock mass classifications

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Estimates of support capacity for tunnels


of different sizes

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Rating System


Support pressure - Unal (1983)
s - tunnel width
Hoek (1994):

m = mi e

100 RMR
pv =
s
100

RMR 100
28

s=e

RMR 100
9

mi - constant from 4 (weak shales) to 32 (granite).

Rcrm = sRc

Rrrm

Aydan & Kawamoto (2000)

Rc
=
m m2 + 4 s
2

Rcrm = 0.0016 RMR 2.5

Kalamaras & Bieniawski (1995) Rcrm

Rc RMR 15
=
2
85

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Rating System

Rcrm

Aydan & Kawamoto (2000)


Lets assume: RMR = 60

RMR
= Rc
RMR + 6(100 RMR )

Rc = 80 MPa

Hoek:

Rc = 8.67 MPa

Aydan:

Rc = 44.62 MPa

Kalamaras & Bieniawski:

Rc = 21.18 MPa

Aydan & Kawamoto (2000)

rm = 22 + 0.05RMR
Rcrm 1 sin rm
crm =
2 cos rm

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Tunnelling Quality Index Q Barton, Lien, Lunde

Based on case histories in Scandinavia


Numerical values on a log scale
Range 0.001 to 1000

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Q Classification System

(After Barton et al. 1974)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Q Classification System

represents the structure of the rockmass


crude measure of block or particle size

(After Barton et al. 1974)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Q Classification System

represents roughness and frictional


characteristics of joint walls or infill material

(After Barton et al. 1974)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Q Classification System

consists of two stress parameters


SRF can be regarded as a total stress parameter
measure of
loosening load as excavated through shear zones
rock stress in competent rock
squeezing loads in plastic incompetent rock
JW is a measure of water pressure
(After Barton et al. 1974)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Classification of individual parameters used in


the Tunnelling Quality Index Q

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Classification of individual parameters used in


the Tunnelling Quality Index Q (contd)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Classification of individual parameters used in


the Tunnelling Quality Index Q (contd)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Q Classification System SRF update

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Q Classification Scheme

Resolves to three parameters


Block size

( RQD / Jn )

Interblock shear strength

( Jr / Ja )

Active stress

( Jw / SRF )

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Q Classification Scheme

Resolves to three parameters


Block size

( RQD / Jn )

Interblock shear strength

( Jr / Ja )

Active stress

( Jw / SRF )

Does NOT include joint orientation

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Equivalent Dimension De

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Estimated support categories based on the


tunnelling quality index Q

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Q Classification Scheme

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Q Classification Scheme
Roof pressure:

p roof

J n 1
Q 3
=
Jr

Length of the bolts: L =

1
Q 3

2 + 0 .15 H
2 + 0.15s
(roof) L =
(walls)
ESR
ESR

Bhasin & Grimstad (1996):


Youngs modulus:

p roof

0.2 J n
=
3 Jr

p roof

40s 13
Q
=
Jr

E = 103 3 Q

Rc
[MPa]
3

Seismic wave velocity: V p = 3.5 + log Q

Rc
[km / s ]
100

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

RMR Q - Correlations

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Classification System

RMR and Q system or variants are the most widely used


both incorporate geological, geometric and
design/engineering parameters to obtain a value of
rock mass quality
empirical and require subjective assessment

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Rock Mass Classification System

Approach:
accurately characterise the rockmass ie: full and
complete description of the rockmass
assign parameters for classification later
always use two systems for comparison

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Geological Strength Index (GSI)

Method to link the constants m and s of Hoek-Brown


failure criterion to observations in the field
ie: a possible solution to the problem of estimating
strength of jointed rockmass
A system for estimating the reduction in rockmass
strength for different geological conditions
Overcomes deficiencies of RMR for poor quality rock

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Estimate of Geological Strength


Index GSI
based on geological descriptions

Estimation of constants based upon rock


mass structure and discontinuity surface
conditions

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Geological Strength Index (GSI)

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Geological Strength Index


(GSI)

Estimate of Geological
Strength Index GSI
based on geological
descriptions.

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Plots of cohesive strength and friction angles


for different GSI and mi values

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

Klasyfikacja KF

Marek Caa Dept. of Geomechanics, Civil Engineering & Geotechnics

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