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CE-632

CE
632
Foundation Analysis and
Design

Ultimate Bearing Capacity


The load per unit area of the foundation at which shear failure in soil
occurs is
i called
ll d the
th ultimate
lti t bearing
b i capacity.
it
1

Foundation Analysis and Design: Dr. Amit Prashant

Principal Modes of Failure:


General Shear Failure:

Settlement

Load / Area
q

qu

Sudden or catastrophic failure


Well defined failure surface
Bulging on the ground surface adjacent to foundation
Common failure mode in dense sand

Foundation Analysis and Design: Dr. Amit Prashant

Principal Modes of Failure:


Load / Area
q

Local Shear Failure:

Setttlement

qu1

qu

Common in sand or clay with medium compaction


Significant settlement upon loading
Failure surface first develops
p right
g below the foundation and then
slowly extends outwards with load increments
Foundation movement shows sudden jerks first (at qu1) and then
after a considerable amount of movement the slip surface may
reach
h th
the ground.
d
A small amount of bulging may occur next to the foundation.
3

Foundation Analysis and Design: Dr. Amit Prashant

Principal Modes of Failure:


Load / Area
q

Punching Failure:

Setttlement

qu1

qu

Common in fairly loose sand or soft clay


Failure surface does not extends beyond the zone right beneath the
foundation
Extensive settlement with a wedge shaped soil zone in elastic
equilibrium beneath the foundation. Vertical shear occurs around the
edges of foundation.
Aft reaching
After
hi ffailure
il
lload-settlement
d ttl
t curve continues
ti
att some slope
l
and mostly linearly.
4

Foundation Analysis and Design: Dr. Amit Prashant

Rela
ative dep
pth of fou
undation
n, Df/B*

Principal Modes of Failure:


0

Relative density of sand, Dr


0.5
05
Local
shear

Vesic (1973)
1.0
10

General
shear

2BL
B =
B+L
*

Circular
Foundation

Punching
shear

Long
Rectangular
Foundation

10
5

Foundation Analysis and Design: Dr. Amit Prashant

g
g Capacity
p
y Theory
y
Terzaghis
Bearing
B
Rough Foundation
Surface

Strip Footing
k

j
Effective
Eff
ti overburden
b d
q = .Df

qu

neglected
Df
a
g

45/2

III
Shear
Planes

II

II
e

45/2
i
III
c-
c
soil
f

Assumption
L/B ratio is large plain strain problem
Df B
Shear resistance of soil for Df depth is neglected
General shear failure
Shear strength is governed by Mohr-Coulomb Criterion

Foundation Analysis and Design: Dr. Amit Prashant

Terzaghi
s Bearing Capacity Theory
Terzaghis
B

1
qu .B = 2.Pp + 2.Ca .sin B 2 tan
4
qu

Ca= B/2
cos

Pp

1
qu .B = 2.Pp + B.c.sin B 2 tan
4

Ca B.tan
d

Pp

Pp = Pp + Ppc + Ppq
Pp = due to only self weight of soil
in shear zone
Ppc = due to soil cohesion only
(soil is weightless)
Ppq = due to surcharge only
7

Foundation Analysis and Design: Dr. Amit Prashant

Terzaghi
s Bearing Capacity Theory
Terzaghis
Weight term

Cohesion term

qu .B = 2.Pp B 2 tan + ( 2.Ppc + B.c.sin ) + 2.Ppq


4

B. ( 0.5 B.N )

Surcharge term

B.c.N c

qu = c.N c + q.N q + 0.5 B.N

B.q.N q
Terzaghis bearing
capacity equation

Terzaghis bearing capacity factors

K P

1
N = tan 2 1
2
cos

N c = ( N q 1) cot

e2a
Nq =

2
2 cos 45 +
2

3 in rad.

a=
tan
2
4

Foundation Analysis and Design: Dr. Amit Prashant

Foundation Analysis and Design: Dr. Amit Prashant

Terzaghi
s Bearing Capacity Theory
Terzaghis
Local Shear Failure:
Modify the strength parameters such as:

2
cm = c
3

m = tan 1 tan
3

2
qu = c.N c + q.N q + 0.5 B.N
3

Square and circular footing:


qu = 1.3c.N c + q.N q + 0.4 B.N

For square

qu = 1.3c.N c + q.N q + 0.3 B.N

For circular

10

Foundation Analysis and Design: Dr. Amit Prashant

Terzaghi
s Bearing Capacity Theory
Terzaghis
Effect of water table:
Case I: Dw Df

Surcharge, q = .Dw + ( D f Dw )

Case II: Df Dw (Df + B)

Dw
Df

Surcharge, q = .DF
In bearing capacity equation
replace by-

Dw D f
( )
B

Case III: Dw > (Df + B)

=+

B
Li it off iinfluence
Limit
fl

No influence of water table.

Another recommendation for Case II:


= ( 2H + dw )

dw

2 sat
H

2
+ 2 ( H dw )
H

d w = Dw D f

Rupture depth: H = 0.5 B tan ( 45 + 2 )

11

Foundation Analysis and Design: Dr. Amit Prashant

p
g Capacity
p
y Analysis
y
Skemptons
Bearing
for
cohesive Soils
~ For saturated cohesive soil, = 0
N q = 1, and N = 0
Df

For strip footing:


N c = 5 1 + 0.2
with limit of N c 7.5
B

Df

N c = 6 1 + 0.2
with limit of N c 9.0
B

For square/circular
footing:
g
For rectangular footing:

Df

B
+
N c = 5 1 + 0.2
1
0.2

for D f 2.5
B
L

N c = 7.5 1 + 0.2 for D f > 2.5


L

qu = c.N c + q
Net ultimate bearing capacity,

qnu = qu .D f

qu = c.N c
12

Foundation Analysis and Design: Dr. Amit Prashant

Effective Area Method for Eccentric Loading


In case of Moment loading
Df

B
B=B-2ey

AF=BL

L=L-2ey
ex

ey

ex =

My

ey =

Mx
FV

FV

IIn case off Horizontal


H i
t l Force
F
att
some height but the column is
centered on the foundation

M y = FHx .d FH

M x = FHy .d FH
13

Foundation Analysis and Design: Dr. Amit Prashant

General Bearing Capacity Equation:


(Meyerhof, 1963)

qu = c.N c .sc .dc .ic + q.N q .sq .d q .iq + 0.5


0 5 .B.N .s .d .i
Shape
f t
factor

Depth
factor

N q = tan 2 45 + .e .tan
2

inclination
f t
factor

Empirical
p
correction
factors

N c = ( N q 1) cot

N = ( N q 1) tan (11.4
4 )

[[Byy Hansen(1970):
(
)

N = 1.5 ( N q 1) tan ( )

[By Vesic(1973):

N = 2 ( N q + 1) tan ( )

qu = c.N c .sc .dc .ic .gc .bc + q.N q .sq .d q .iq .g q .bq + 0.5 .B.N .s .d .i .g .b
Ground factor

Base factor

14

Foundation Analysis and Design: Dr. Amit Prashant

15

Foundation Analysis and Design: Dr. Amit Prashant

M
Meyerhofs
h f Correction
C
i
Factors:
F
Shape
Factors

sc = 1 + 0.2 tan 2 45 +
2
L

for 10o

B

2
sq = s = 1 + 0.1 tan 45 +
L
2

for lower value

sq = s = 1
Depth
Factors

d c = 1 + 0.2
tan 45 +
L
2

Df

for 10o

d q = d = 1 + 0.1

tan 45 +
L
2

Df

for lower value

d q = d = 1
Inclination
Factors

o
ic = iq = 1

90


i = 1

16

Foundation Analysis and Design: Dr. Amit Prashant

Hansens Correction Factors:


Inclination
Factors

Depth
Factors

FH
for = 0
ic = 1
2 BL.c
5

0 5F
0.5
FH
iq = 1

F
BL
.
c
.cot
+
V

For = 0

For > 0

Df

for D f B
d c = 0.4
B

Df

1
d
=
0.4
tan
for D f > B
c
B

Df

for D f B
d c = 1 + 0.4
B

Df

1
=
1
+
0.4
tan
for D f > B
d
c
B

For D f < B

2 Df
d q = 1 + 2 tan . (1 sin )

Shape
Factors

1 (1 FH )
ic = 1 +
for > 0
BL.su
2
5

0 7F
0.7
FH
i = 1

+
F
BL
.
c
.cot

1/2

sc = 0.2ic .

B
L

for = 0

sq = 1 + iq . ( B L ) sin
i

For D f > B
Df
2
1

d q = 1 + 2 tan . (1 sin ) tan

d = 1

B
for > 0
L
s = 1 0.4
0 4i . ( B L )
sc = 0.2 (1 2ic ) .

Hansens Recommendation for cohesive saturated soil, '=0

qu = c.N c . (1 + sc + d c + ic ) + q

Foundation Analysis and Design: Dr. Amit Prashant

Notes:
1. Notice use of effective
base dimensions B, L by
H
Hansen
b
butt nott by
b Vesic.
V i
2. The values are consistent
with a vertical load or a
vertical load accompanied by
a horizontal load HB.
3. With a vertical load and a
load HL (and either HB=0 or
HB>0) you may have to
compute two sets of shape
and depth factors si,B, si,L
and di,B, di,L. For i,L
subscripts use ratio L/B or
D/L.
4. Compute qu independently
by using (siB, diB) and (siL,
diL) and use min value for
design.
18

Foundation Analysis and Design: Dr. Amit Prashant

Notes:
1. Use Hi as either HB or HL,
or both if HL>0.
2. Hansen (1970) did not give
an ic for >0. The value given
here is from Hansen (1961)
and also used by Vesic.
3. Variable ca = base
adhesion, on the order of 0.6
to 1.0 x base cohesion.
4. Refer to sketch on next
slide for identification of
angles and , footing depth
D, location of Hi (parallel and
at top of base slab; usually
also produces eccentricity)
eccentricity).
Especially notice V = force
normal to base and is not the
resultant R from combining V
and Hi..
19

Foundation Analysis and Design: Dr. Amit Prashant

20

Foundation Analysis and Design: Dr. Amit Prashant

N t
Note:
1. When =0 (and 0) use
N = -2sin(
( ) in N term.
2. Compute m = mB when
Hi = HB (H parallel to B) and
m = mL when Hi = HL (H
parallel to L). If you have
both HB and HL use
m = (mB2 + mL2)1/2. Note use
of B and L
L, not B
B,L
L.
3. Hi term 1.0 for
computing iq, i (always).

21

Foundation Analysis and Design: Dr. Amit Prashant

Suitability of Methods

22

Foundation Analysis and Design: Dr. Amit Prashant

IS:6403-1981 Recommendations
Net Ultimate Bearing capacity:
For cohesive soils

qnu = c.Nc .sc .dc .ic + q. ( N q 1) .sq .d q .iq + 0.5 .B.N .s .d .i

qnu = cu .N c .sc .d c .ic


N c , N q , N

Shape
Factors

For rectangle,

sc = 1 + 0.2

Inclination
Factors

B
L

sq = 1 + 0.2

B
L

s = 1 0.4

B
L

12
sc = 1.3
1 3 sq = 1.2
s = 0.8 for square, s = 0.6 for circle

tan 45 +
L
2

Df

d q = d = 1 + 0.1
tan 45 +
L
2

d q = d = 1 for < 10o

d c = 1 + 0.2

N c = 5.14
5 14

as per Vesic(1973) recommendations

For square and circle,

Depth
Factors

where
where,

Df

The same as Meyerhof (1963)

for

10o

23

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity
Correlations with
S
SPT-value
a ue
Peck, Hansen, and
Thornburn (1974)
&
IS:6403-1981
Recommendation

24

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity Correlations with SPT-value


SPT value
Teng (1962):

For Strip Footing:

1
qnu = 3 N 2 .B.Rw + 5 100 + N 2 .D f .Rw
6

For Square
F
S
and
d
Circular Footing:

1 2
qnu = N .B.Rw + 3 100 + N 2 .D f .Rw
3
For Df > B,
B take Df = B

Dw

Water Table Corrections:

Dw
Rw = 0.5 1 +
D f

Dw D f
Rw = 0.5 1 +

Df

[ Rw 1

Df
B

[ Rw 1

B
Limit of influence

25

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity Correlations with CPT-value


0. 2500

IS:6403-1981 Recommendation:
Cohesionless Soil

qnu
qc

0.1250

Df

B
1.5B
to
2.0B

0.1675

qc value is
taken as
average for
this zone

0.0625

=1

0
0

100

200

300

400

B (cm)

Schmertmann (1975):

N N q

0.5

qc
0.8

in

kg
cm 2

26

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity Correlations with CPT-value


IS:6403-1981 Recommendation:
Cohesive Soil

qnu = cu .N c .sc .dc .ic


Soil Type

Point Resistance Values


( qc ) kgf/cm2

Range of Undrained
Cohesion (kgf/cm2)

Normally consolidated
clays

qc < 20

qc/18 to qc/15

Over consolidated clays

qc > 20

qc/26 to qc/22

27

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of Footing on Layered Soil


Depth of rupture zone =

tan 45 + or approximately taken as B


2
2

Case I: Layer-1 is weaker than Layer-2


Design using parameters of Layer -1

Case II: Layer-1 is stronger than Layer-2


1

B
Layer-1
B

L
Layer-2
2

Distribute the stresses to Layer-2 by 2:1 method


and check the bearing capacity at this level for
limit state.
Also check the bearing capacity for original
foundation level using parameters of Layer-1
Layer 1
Choose minimum value for design

Another approximate method for c- soil: For effective depth

tan 45
4 + B
2
2

Find average c and and use them for ultimate bearing capacity calculation

cav =

c1 H1 + c2 H 2 + c3 H 3 + ....
H1 + H 2 + H 3 + ....

tan av =

tan 1 H1 + tan 2 H 2 + tan 3 H 3 + ....


H1 + H 2 + H 3 + ....

28

Foundation Analysis and Design: Dr. Amit Prashant

g Capacity
p
y of Stratified Cohesive Soil
Bearing
IS:6403-1981 Recommendation:

29

Foundation Analysis and Design: Dr. Amit Prashant

g Capacity
y of Footing
g on Layered
y
Bearing
Soil:
Stronger Soil Underlying Weaker Soil

Depth H is relatively small


Punching shear failure in top layer
General shear failure in bottom
layer

Depth H is relatively large


Full failure surface develops in top
layer
y itself

30

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of
Footing
on Layered
F ti
L
d Soil:
S il
Stronger Soil Underlying
Weaker
ea e So
Soil

31

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of Footing on Layered Soil:


Stronger
Soil
Weaker
St
S
il Underlying
U d l i
W k Soil
S il

Bearing capacities of continuous footing of with B


under vertical load on the surface of homogeneous
thick bed of upper and lower soil

32

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of Footing on Layered Soil:


Stronger Soil Underlying Weaker Soil
For Strip Footing:

2 D f K s tan 1
2ca H
2
qu = qb +
+ 1H 1 +
1 H qt

B
H
B

Where, qt is the bearing capacity for foundation considering


only the top layer to infinite depth

For Rectangular Footing:

B 2c H
qu = qb + 1 + a
L B

B 2 D f K s tan 1

2
1 H qt
+ 1H 1 + L 1 + H
B

Special
p
Cases:
1. Top layer is strong sand and bottom layer is saturated soft clay

c1 = 0 2 = 0
2. Top layer is strong sand and bottom layer is weaker sand

c1 = 0

c2 = 0

2 Top layer is strong saturated clay and bottom layer is weaker saturated clay
2.

1 = 0

2 = 0

33

Foundation Analysis and Design: Dr. Amit Prashant

y Loaded Foundations
Eccentrically
Q
M

e=
qmax =

Q 6M
+
BL B 2 L

qmax =

Q 6e
1 +
BL
B

qmin =

Q 6M

BL B 2 L

qmin =

Q 6e
1
BL
B

M
Q

For

e 1
There will be separation
>
B 6

of foundation from the soil beneath


and stresses will be redistributed.
Use

B = B 2e
L = L

Qu = qu . A

for

sc , sq , s , and B, L for d c , d q , d

to obtain qu

The effective area method for two way eccentricity becomes


a little more complex than what is suggested above.
It is discussed in the subsequent slides

34

Foundation Analysis and Design: Dr. Amit Prashant

Determination of Effective Dimensions for Eccentrically


Loaded
(Highter
1985)
L d d foundations
f
d ti
(Hi ht and
d Anders,
A d
C
Case
II:

eL 1
e
1

and B
L 6
B 6

3 3e
B1 = B B
2 B

B1
eB
L

eL

L1

3 3eL
L1 = L

2
L

A =

1
L1 B1
2

B =

L = max ( B1 , L1 )
A
L

35

Foundation Analysis and Design: Dr. Amit Prashant

Determination of Effective Dimensions for Eccentrically Loaded


foundations (Highter and Anders,
Anders 1985)
Case II:

L2

eL
e
1
< 0.5 and 0 < B <
L
B 6
eB
eL

L1

L
B

1
( L1 + L2 ) B
2
L = max ( B1 , L1 )
A =

A
B =
L
36

Foundation Analysis and Design: Dr. Amit Prashant

Determination of Effective Dimensions for Eccentrically Loaded


foundations (Highter and Anders,
Anders 1985)
Case III: eL < 1 and 0 < eB < 0.5

B1

eB
eL
L
B
B2

1
L ( B1 + B2 )
A
2

B =
L
L = L

A =

37

Foundation Analysis and Design: Dr. Amit Prashant

Determination of Effective Dimensions for Eccentrically Loaded


foundations (Highter and Anders,
Anders 1985)
Case IV:

eL 1
eB 1
<
<
and
L 6
B 6
B1

eB
eL
L
B
B2

A = L2 B +
L = L

1
( B1 + B2 )( L + L2 )
2
A
B =
L

38

Foundation Analysis and Design: Dr. Amit Prashant

Determination of Effective Dimensions for Eccentrically Loaded


foundations (Highter and Anders,
Anders 1985)

Case V: Circular foundation

eR

L =

A
B

39

Foundation Analysis and Design: Dr. Amit Prashant

Meyerhofs (1953) area correction based on empirical


correlations:
(American
Petroleum
Institute,
l ti
(A
i
P t l
I tit t 1987)

40

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of
Footings
on Slopes
F ti
Sl
Meyerhofs (1957)
Solution

qu = cN cq + 0.5
0 5 BN q

Granular Soil

c = 0
qu = 0.5 BN q

41

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of
Footings
on Slopes
F ti
Sl
Meyerhofs (1957)
Solution
Cohesive Soil

= 0

qu = cN cq

Ns =

H
c

42

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of
Footings on Slopes
Graham et al. (1988),
Based on method of
characteristics
1000

For

Df
100

10

10

20

30

40

=0

43

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of
Footings on Slopes
Graham et al. (1988),
Based on method of
characteristics
1000

For

Df
100

10

10

20

30

40

=0

44

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of Footings on Slopes


G h
Graham
ett al.
l (1988),
(1988) Based
B
d on method
th d off characteristics
h
t i ti

For

Df
B

= 0.5

45

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of Footings on Slopes


G h
Graham
ett al.
l (1988),
(1988) Based
B
d on method
th d off characteristics
h
t i ti

For

Df
B

= 1.0

46

Foundation Analysis and Design: Dr. Amit Prashant

Bearing Capacity of Footings on Slopes


B l (1997):
Bowles
(1997) A simplified
i lifi d approach
h
B
f

= 45+/2
/2

g''

f'

qu

qu
Df

45/2

a'

e'

45/2

cc'

ro
b'
b

d'
B

g'
qu

N c = N c .

f'
a'
e'

45/2
b'
d'

Compute the reduced factor Nc as:

c'

Labd e
Labde

Compute the reduced factor Nq as:

N q = N q .

Aaef g
Aaefg

47

Foundation Analysis and Design: Dr. Amit Prashant

Soil Compressibility Effects on Bearing Capacity


Vesics (1973) Approach

Use of soil compressibility factors in general bearing capacity equation.


These correction factors are function of the rigidity of soil

Rigidity Index of Soil, Ir:

Ir =

Gs
tan
c + vo

Critical Rigidity Index of Soil, Icr:

I rc = 0.5.e

3.30 0.45 L

tan 45

B
B/2

vo = . ( D f + B / 2 )

Compressibility Correction Factors, cc, cg, and cq


For

For

I r I rc

I r < I rc

cc = cq = c = 1
cq = c = e

3.07.sin .log10 ( 2. I r )
B

0.6 4.4 .tan +

L
1+ sin

For = 0 cc = 0.32 + 0.12


For > 0 cc = cq

1 cq

B
+ 0.60.log I r
L

N q tan

48

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