Professional Documents
Culture Documents
Self-Government Bodies and The Decentralization Process
Self-Government Bodies and The Decentralization Process
Self-Government Bodies and The Decentralization Process
MAY 2016
The report was prepared by the Civil Development Agency (CiDA) and the International Society for Fair Elections and Democracy, in cooperation with the Regional Civil Society Network (R-CSN) and national civil organizations.
The report was compiled with the support of the Open Society Georgia Foundation, the East-West Management Institutes
ACCESS programme, funded by USAID, and the National Endowment for Democracy (NED).
The views, opinions and statements expressed by the authors and those providing comments are theirs only and do not neces
sarily reflect the position of Open Society Georgia Foundation. Therefore, the Open Society Georgia Foundation is not responsible
for the content of the information material.
The report is made possible by the support of the American people through the United States Agency for International Development (USAID) within the East-West Management Institutes (EWMI) ACCESS Project. The contents of this report is the
sole responsibility of Civil Development Agency (CiDA) and do not necessarily reflect the views of USAID, the United States
Government, or EWMI.
TABLE OF CONTENTS
Introduction................................................................................................................................................................6
Main Findings............................................................................................................................................................7
1. Transparency and Publicity of the Local Self-Government Bodies
1.2 Webpages................................................................................................................................................9
1.3 Sessions of Sakrebulo.............................................................................................................................10
2. Finances of the Self Government and the Budgetary Process...............................................................................12
3. State Procurement..................................................................................................................................................14
4. Competence and Authority of the Self-Government Bodies.................................................................................15
5. Evaluation of the Decentralization Process...........................................................................................................17
6. Societys Involvement and Control
INTRODUCTION
Civil society organizations (CSOs) play an important role in Georgia in the process of the self-government concept
elaboration, refinement of legislation, development of self-governance practices, promotion of citizen participation,
and monitoring and evaluation of self-governments performance.
In recent years, a number of reports were prepared by civic organizations with the main purpose of analysing and
evaluating the decentralization process in Georgia.
This report is mainly based on the CSOs meeting on 12-13 December 2015, in Gudauri, with the participation of
NGOs working throughout the country and regional NGOs, which are the members of the Regional Civil Society Network. The discussion was devoted to the reform of self-government and in general, the evaluation of the decentraliza
tion. Recent reports of civil society organizations and various assessments are also used in this report.
This report aims to bring together civil societys recent assessment of self-governance reform and work performed,
based on which it presents a vision which might be effective solution for the identified problems. Self-government is
the authority that has the closest contact with society. Therefore, the implementation of positive reform is impossible
without the engagement of the civil society. The activities, experiences and expertise of the latter will be essential for
the development of reform. Additionally, cooperation of the central, as well as municipal authorities and representatives
of communities is important for overcoming challenges and achieving a true decentralized local government.
This report was prepared by the Civil Development Agency (CiDA) and the International Society for Fair Elections
and Democracy, in cooperation with the Regional Civil Society Network (R-CSN) and national civil organizations.
The report was compiled with the support of the Open Society Georgia Foundation, the East-West Management
Institutes ACCESS programme funded by USAID, and the National Endowment for Democracy (NED).
MAIN FINDINGS
Since reclaiming independence, development of self-government and the decentralization of governance have per
sisted as the main challenges in Georgia. Despite using various models at different times, the state does not have clear
vision or solution on the issue of decentralization that is based on the consensus among society.
Following the 2012 elections, the newly elected government has put decentralization forward as one of its main prioriti
es. Implementation of the self-government reform and real decentralization is immensely important for achieving democ
ratic governance. Accordingly, implementation of changes in this regard by the government is a step forward. However,
it is noteworthy that the government proposed an ambitious decentralization reform concept. Unfortunately, in February
2014, the adopted organic law - the Code of Local Self-Government only reflected a small portion of this concept.
In line with the new Code, a number of issues must be resolved on the next phase of the reform. Despite the creati
on of seven new self-governing cities based on the Code, full-scale decentralization and optimization of municipalities
remains among the issues to be resolved in the future. The authors of the reform linked this to a number of reasons, in
cluding the absence of the general population census, which began in 2013-2014, the results of which should determine
the implementation of the key part of the reform. An additional reason for the postponement of the reform is hugely
related to income and power distribution, which should be carried out gradually.
Despite a number of pending issues, which were put forward for the future, after the 2012 Parliamentary Elections
and the entry into force of the reform (from the date of the announcement of 2014 local election results), a couple of
significant changes and interesting trends were observed.
The 2014 reform led to important achievements, such as the direct elections of Mayors and Gamgebelis, through the
creation of seven new municipalities the roles of cities and villages were strengthened in these self-governing entities.
Because of the political processes, the quality of transp arency has significantly incr eas ed and municipal authorities ex
press increased readiness for civic involvement as well as cooperation with society.
Despite the achiev ed results, specific aspects of access to information remain problematic; proactive publishing of
information presents a challenge, as well as financial independence of municipalities, citizens real engagement in the
decision making process, effective and corruption free state procurement. Nepotism still is a standing issue especially
in the process of human resources management.
Within the framework of the self-government reform, territorial optimization should be handled in a timely manner.
Municipalities should become active in the process of attr acting finances; public servants must undergo train ings in
order to ensure that they hold the necessary knowledge and skills to guarantee public access to information, timely and
proper planning of the budget, as well as progress on other issues are necessary in guar anteeing an efficient functioning
of self-governance. Meanwhile, attr acting qualified personnel, objective evaluations of potential candidates and trans
parency of vacancy announcements in human resources hiring process is very important.
7
Access to Public Information in Georgia - Report Summarizing 2010 2015 Institute for Development of Freedom of Information (IDFI), December 11,
2015. Available at: https://idfi.ge/ge/access-to-public-information-in-georgia-report-summarizing-2010%E2%80%932015 [Last checked on 20 February 2016].
2
The General Administrative Code of Georgia, Article 40, Paragraph one: information must be provided no later than 10 days if the following public information is requested: a) Obtaining and processing of information from the structural units located at other settlements or other public institutions; b) Obtaining and
processing considerable number of individual and unrelated documents; c) Consultations with its structural units in other settlements or other public institution.
1.2 Webpages
The internet is one of the most effective means of receiving information. Therefore, it is important for self-gover
nment bodies to have web-pages through which they can provide updated and interesting information to the society.
It should be noted that according to the General Administrative Code of Georgia, Article 28, paragraph 2, Public in
stitutions are obliged to proactively disclose public information in accordance with the terms and conditions of bylaw
normative act. The changes intr oduced in the Code of Local Self-Government on July 22, 2015 also set the minimal
standards of proactive disclosure of information.
The code of the Self-Governance1 also specifies the types of information that should be disclosed by a municipality
in a proactive manner. Some municipalities have adopted normative acts that determine specific issues with regard to
the placement of information on webpages. However, not all the municipalities have adopted such an act. Meanwhile,
the adopted acts do not regulate all aspects of information disclosure and request rules. In addition, the list of the infor
mation to be proactively disclosed to public is not uniform for all municipalities and in some cases, very low standards
are imposed. Herewith, the model resolution that was jointly adopted by the Management System Development Cen
ter (MSDC) and Vano Khukhunaishvili Center for Effective Governance System and Territorial Arrangement Reform
with the support of the Open Society Foundation Georgia should be mentioned. In this model resolution, the stan
dards are much higher than the standards set in the resolutions of any municipality on the proactive disclosure of public
information. The above-mentioned model resolution has been sent to the Sakrebulos of all municipalities throughout
Georgia but it is unknown if the recommendations were taken into consideration.
According to the monitoring carried out by civil society organizations, some of the self-governing bodies do not
have webpages at all. In some cases, though there are websites, they are not updated, making it impossible to obtain in
formation on current issues.2 It should be noted that the majority of the Sakrebulos have orders posted on the websites,
which is certainly a positive fact, but only a third of self-government bodies have their budget placed on the website.3
Unfortunately, the webpages are not used for two-way communication between the population and local self-gover
nments. This is caused by the fact that in number of cases websites do not have email function or event when the email
communication is possible self-government bodies do not reply to letters received electronically.
1
Organic Law of Georgia The Code of Local Self-Government , Article 851, Paragraph 3.
Detailed information on the usage of webpages and social networks can be obtained through the Report of Monitoring Websites of Local Self-Government
Bodies, International Society for Fair Elections and Democracy (ISFED), June 30, 2015. Available at: http://www.isfed.ge/main/916/eng/
Also please read the following blog: How Do the Official Webpages in Imereti Municipality Work. Transparency International Georgia February 5, 2016.
http://www.transparency.ge/blog/ramdenad-gamartulad-mushaobs-imeretis-munitsipalitetebis-opitsialuri-vebgverdebi
3
It should be noted that the budget is a legal act and its placement on the official website (matsne.gov.ge) is mandatory. However, municipal budget is not as
readily available on the official webpage (matsne.gov.ge) in comparison to its publication on the self-governances official webpage.
2
As for the positive aspects, it should be noted that the use of social networks and the informing of population through
this tool is a commonly accepted practice for the self-government bodies.
Improper usage of the webpage or its absence on the one hand represents disregard of the obligations imposed by
the law, and on the other hand is a hindrance to the active communication between the population and self-government.
As mentioned above, the obligation imposed by law on the proactive disclosure of information by the self-government
bodies depends on the adoption of normative act from their side. In this regard, there is a very positive example of Tchi
atura, where a resolution on the disclosure of information was adopted in reaction to the initiative from society and is
still in force today. These types of cases reveal the importance of engagement of civil society in the process of guaran
teeing proactive disclosure of information by the self-government bodies.1
Union of Tchiatura Residents has mobilized the population in 2012 and addressed the municipality Sakrebulo with 1000 signatures. Based on the request
the Sakrebulo has adopted the Rules on Provision of Information according to which information should be continuously obtained and disclosed through
the available tools.
2
Organic Law Code of Local Self Government. Article 87.
3
Ibid.
10
Telavi Community, City of Mtskheta) One can detect only the changes in the days of the week (in some cases Wed
nesday, Monday or any other day is chosen in this regard). Although in some municipalities (for example in Kobuleti,
Rustavi) the text is only partially copied. It is specified that the session is held at least once a month, but there are no
details with regard to the day. Here, the texts contains the following specifications: as per need or according to the
decision of the head of the session.
In the cases when the days of the week are not specified in the text of the resolution, people who follow self-govern
ment issues closely have an access to information about the details but same information might not be accessible to the
public. It is problematic to obtain the information about the day of the session when it is not specified in the resolution.
Additionally, it is problematic to inform public on the extraordinary sessions.
Information on the sessions is spread through social networks, websites and media. The most widespread ways of
informing public are the stands that are placed at the self-government buildings. Although there exist several problems:
The village population does not have a possibility to get acquainted with information placed on the stands;
There are cases when stands are located beyond the area of citizens reach, where it is impossible to enter without
special permission.
There are positive precedents of session livestreaming in some cases. Although, it should be noted that in certain
cases, the agendas of the sessions are not disclosed in advance and this fact represents the violation of the law.1
It important to highlight that the Gori municipality is a good example where civil organizations are provided with
the information about the sessions through emails in advance and simultaneously spread through the social networks.
People with special needs face difficulty attending the session due to the infrastr ucture that is not adapted to their
needs. Only a few municipalities, for example Rustavi, have the special infrastr ucture which makes the ground floor
of the building accessible to all.
In many cases, regulations of the representative bodies of self-government are similar. This is partially caused by
the copying of documents from these bodies from each other and also by utilization of the templates provided to them
through the handbook on self-government.2 The purpose of the handbook was to ease the burden of organizational as
pects under a firm schedule for the newly created municipalities, alth ough the massive usage of the template without
consideration of local contexts is not an accepted practice.
1
The General Administrative Code of Georgia. Article 34. Sakrebulo, which is a collegial public institution, is obliged to publicly announce a week before
the information on the next meeting, the venue, time and agenda of the meeting; also in case of the corresponding decision on the closure of the session.
2
Handbook for Newly Established Municipalities. 2014. Available at:: http://www.lsg.gov.ge/contentimage/2014.pdf [Last checked on February 20, 2016].
11
regional projects and the municipal development fund. Besides state funds, the self-government is usually given a pos
sibility to receiv e funding from international organizations; alth ough due to the lack of proper knowledge and skills,
they are unable to utilize this possibility.
It should be noted that the regulations do not define the powers delegated to the municipality for the implementation
of the rules for calculating the targeted transfer and they are reflected only in the form of digits in the law on the State
Budget, which in practice leads to certain difficulties.
For the participation of the sides interested in the budgetary processes, it is problematic that legislation does not de
fine precisely what is meant under the public discussion and how it should be convened. For example, who exactly and
how they should be invited to these types of discussions, how information should be disseminated among the public and
so on; all of the above-mentioned issues create difficulty in making a clear interpretation of the term. In many cases, the
public discussion on the budget is convened at the period when in real terms it is impossible to introduce corresponding
changes into it and the feedback received during the discussion process is senseless.
The process of budget discussion usually carries only formal nature and it does not reflect the priorities defined by
the population; this fact causes their passive engagement in self-governance issues.
the public discussion of the budgetary issues should be specified in the Sakrebulos regulations, as the current law does
not provide necessary details on the issue.
3. STATE PROCUREMENT
According to the civil organizations, tenders in self-government are announced publicly, by means of internet and
information available for all individuals. At the same time, a current trend of simplified procurement, which entails the
possibility of spending quite large sums while bypassing transparency and publicity of the process, should be assessed
negatively.1
When it comes to tenders, the main problem is prioritizing certain companies and factors of nepotism, which entails
drafting terms of reference in a way that is adapted to a specific person or company. It should be noted that civil society
organizations have identified that municipalities do not take adequate meas ures in cases of violations of deadlines or
provision of improper work by companies.
At the same time, some civil society organizations think that it is not right to put a focus on the price and not the
quality provided by the companies participating in the tendering process as this fact is reflected on the work performed.
Big companies refrain from participation in the tender, competition is decreased and accordingly, the quality of the
product/service received is poor. The risk of corruption is considerably lowered due to the current electronic system,
although quality continues to pose challenges. In this regard, it is possible to avoid the issue in several ways, however,
this mainly depends on the purchaser organization (requests of proper tender documentation, preliminary conclusions
of experts, requests of proper expertise or audit before accepting the product or service and so on). Moreover, there is
the pricing mechanism in action, which has been incorporated into the legislation to more or less solve the issue.2 Despite this, it is not used actively in practice. According to the civil organizations, this fact may be explained by the lack
of competence of the public servants concerned.
Effective utilization of the black list is also a problem as those individuals or companies who are in the list register
new companies in order to participate in the public tender.
1
Please see: State Procurement in 2013-2014: How is the budget spent? Transparency International Georgia. July 2015. Available at: http://www.transparency.ge/sites/default/files/post_attachments/saxelmcipo_shesqidvebi_2013-2014_clebshi.pdf [Last checked on February 20, 2016].
2
In case of decrease of the price quoted in the tender document with 20% or more the side should present the corresponding documents that confirm that it is
possible to perform the work for the last price provided. Decree N9 of the head of the State Procurement Agency, of April 7, 2011, Approval of the Simplified
Electronic Tender and Holding of the Electronic Tender , paragraph 11.21.
14
Competences of the self-government bodies is problematic. Many competences that should be implemented by the
local government face intervention from the centr al government (through directives, normative acts); at the same time,
self-government bodies might be implementing competences, which in turn, fall under the central or autonomous re
publics government. (Unfortunately, nowadays there is no relevant grounded research on the separation of powers on
the competences on the activities of municipal bodies.)
The issue of cooperation among municipalities has been put forward as a result of local self-government reform.
The law has defined the right to unified action for the purpose of effective implementation of certain competences.1
Although, observation has revealed that in a number of issues, municipalities do not cooperate on the specific topics
and communication serves to be ineffective.
The mechanism defined in the legislation according to which the Sakrebulo can dismiss a Mayor/Gamgebeli was
assessed negatively by the civil society organizations. This regulation comes in conflict with the aspiration of novelty
in the legislation on directly elected Mayors and Gamgebelis.
One of the major problems is that the properties of municipalities are not fully documented. The documentation
that lists the properties under possession of the municipalities, exists, but because full-scale studies were not perfor
med in each municipality, the list may not properly reflect the realities of the documentation of the municipalities
properties. It should be noted that throughout the years, recently created or rearranged self-governance units were
inheriting the property owned by their predecessors according to the documentation in line with the reform. In real
terms, the existence of the property and its state were not checked in most cases, caused by the fear of subsequent
responsibility.
It is necessary to encourage cooperation among municipalities, as this will increase effectiveness in certain is
16
sues. The role of the Local Self-government Association and the Regional Advisory Council is very important in this
process;
There is a necessity to conduct an audit of the property that is on the balance of self-government bodies and to
reflect a real situation in this regard.
19
Facts of nepotism and the incr eas e of the number of positions in the regions are definitely problematic.1 It should
be noted that one of the novelties of the Code on Local Self-government was the definition of the maximum number
of staff at the self-government bodies.2 According to the formula specified by the law, in most of the cases there was a
need for reducing posts, however, this point only concerns the number of public servants at the local self-government.
According to the observations of the civic organizations, the number of staff has increased at the Non-commercial
Non-Profit Legal Entities and there was no trend of the improvement of public services, thus, this rise can be regarded
as artificial.3 At the same time, staff of the Non-commercial Non-Profit Legal Entities is not selected based on compe
tition; this fact significantly incr eas es the possibility of nepotism.
During the competition and certification process, the phase of test exams has been obligatory since 2014. This
phase was taken out of the municipality competences that created more trust towards the objectivity of the process.
At the same time, according to the new law on Public Service, entering into force on January 1, 2017, the holding
of a special certificate will be necessary for embarking in public service at the local self-government. It is important
that the new regulation not make the recruitment process at the municipalities that have ethnic minorities even more
difficult.
20
21
The practice of using administrative resources should be eradicated. Staff members of the self-government bodi
es should not get involved in the electoral campaigns. Furthermore, it is desirable to plan the implementation of projects
with budgetary funds which will result in the exclusion of the possibility of doubts misuse of administr ative resources;
The possibility of the Mayor and Gamgebelis impeachment should be revised to ensure that democratic proces
ses are not violated at the local level.
22