Davison v. Governement of PR, 471 F.3d 220, 1st Cir. (2006)

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471 F.

3d 220

James W. DAVISON, M.D., Ana Victoria Davison, and The


Conjugal Partnership formed by their Marriage, Plaintiffs,
Appellants,
v.
The GOVERNMENT OF PUERTO RICO-PUERTO RICO
FIREFIGHTERS CORPS; Germn Ocasio-Morales, in his
individual capacity and as the Fire Chief of the Puerto Rico
Firefighters Corps; Fulana De Tal, his wife; and The Conjugal
Partnership Formed by the Marriage of Germn Ocasio and
Fulana De Tal; The Homeowners Association (Junta de
Titulares) of the Beln Condominium; The Board of Directors
of the Beln Condominium, and Vctor Rodrguez, in his
individual capacity and as the Administrator for the Board of
Directors of the Beln Condominium, Defendants, Appellees.
No. 06-1613.

United States Court of Appeals, First Circuit.


Heard November 2, 2006.
Decided December 12, 2006.

Stuart A. Weinstein-Bacal, with whom Peter W. Miller, Jos A. CabiyaMorales and Weinstein-Bacal & Miller, P.S.C. were on brief, for
appellants.
Leticia Casalduc-Rabell, Assistant Solicitor General, Department of
Justice, with whom Salvador J. Antonetti-Stutts, Solicitor General,
Mariana Negrn-Vargas, Deputy Solicitor General, Maite D. OronozRodrguez were on brief, for appellees The Commonwealth of Puerto
Rico, Puerto Rico Firefighters Corps and Germn Ocasio-Morales, in his
official and individual capacity.
Saulo Abad Vlez-Ros, with whom Saulo A. Vlez-Ros Law Office was
on brief, for appellees The Homeowners Association of the Beln
Condominium, The Board of Directors of the Beln Condominium, and
Vctor Rodrguez, in his individual capacity and as the Administrator for

the Board of Directors of the Beln Condominium.


Before TORRUELLA, Circuit Judge, BALDOCK,* Senior Circuit Judge,
and HOWARD, Circuit Judge.
TORRUELLA, Circuit Judge.

Plaintiffs-appellants James W. Davison, his wife, Ana Victoria Davison, and


the conjugal partnership formed by their marriage (collectively "Plaintiffs")
appeal the district court's dismissal of their due process and equal protection
claims against the various defendants for lack of subject matter jurisdiction. We
affirm the district court's decision that the Rooker-Feldman doctrine deprives
the lower federal courts of subject matter jurisdiction over this case.

I. The Saga of the Terrace


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The district court's opinion below lays out the excruciating details of the tenyear battle over a terrace now owned by Plaintiffs.1 Davison v. Puerto Rico
Firefighters Corps, 415 F.Supp.2d 33, 35-38 (D.P.R. 2006). We will not repeat
the entire story. Suffice it to say that the parties have long been embroiled in a
nasty dispute over the existence, location, and characteristics of a common fire
corridor across Plaintiffs' allegedly private terrace.

The relevant chapters of the epic story for our purposes concern the Plaintiffs'
trips to state court. On May 3, 2001, Plaintiffs appealed the Puerto Rico
Firefighters Corps' ("PRFC") reinstatement of a May 10, 2000 order requiring a
five-foot corridor around the perimeter of the terrace, to be blocked off by a
nine-foot Plycem wall. On September 21, 2001, the Puerto Rico Court of
Appeals ruled that Plaintiffs' appeal was untimely and upheld the order. The
same court affirmed its decision on October 25, 2001, after the Plaintiffs asked
the court to reconsider.

A year later, Plaintiffs having taken no steps to comply with the PRFC order,
the Solicitor General of Puerto Rico asked a local trial court to force Plaintiffs
to comply. In response, Plaintiffs challenged the Court of Appeals' affirmation
of the order. The trial court refused to hear Plaintiffs' challenge on the grounds
that it was foreclosed by res judicata. Plaintiffs appealed this decision all the
way to the Puerto Rico Supreme Court, which on December 10, 2004 denied
their petition and on January 28, 2005 denied their request for reconsideration.
Plaintiffs were eventually held in contempt of court for not complying with the
order, although as of the time of this appeal, the required work was well

underway, as evidenced by the photographic exhibits accompanying Plaintiffs'


counsel at oral argument.
II. Discussion
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Plaintiffs appeal the district court's decision to dismiss their equal protection
and due process claims on the basis of the Rooker-Feldman doctrine. They also
claim that the district court erred in dismissing the case without addressing
whether the defendants politically discriminated against Plaintiffs. We review a
dismissal for lack of subject matter jurisdiction de novo, "accepting the
plaintiffs' well-pleaded facts as true and indulging all reasonable inferences to
their behoof." McCloskey v. Mueller, 446 F.3d 262, 266 (1st Cir.2006).
A. Rooker-Feldman Doctrine

What has become known as the Rooker-Feldman doctrine arose from the
Supreme Court's decisions in two cases, Rooker v. Fidelity Trust Co., 263 U.S.
413, 44 S.Ct. 149, 68 L.Ed. 362 (1923), and District of Columbia Court of
Appeals v. Feldman, 460 U.S. 462, 103 S.Ct. 1303, 75 L.Ed.2d 206 (1983). In
both of these cases, state-court losers instituted federal suits complaining of
injuries caused by the state-court judgments rendered against them and asking
the federal courts to review and reject those judgments. The Supreme Court
held that district courts did not have the authority to review final judgments of
state courts; only the Supreme Court has that power. Feldman, 460 U.S. at 482,
103 S.Ct. 1303.

In Exxon Mobil Corp. v. Saudi Basic Industries Corp., the Supreme Court
reined in the lower courts' application of Rooker-Feldman, limiting the doctrine
to the those kinds of cases from which the doctrine derived. 544 U.S. 280, 284,
125 S.Ct. 1517, 161 L.Ed.2d 454 (2005). Post-Exxon, the lower courts cannot
rely on Rooker-Feldman to dismiss a case unless, inter alia, the federal plaintiff
seeks redress of an injury caused by an allegedly erroneous state court decision;
if the plaintiff alleges a constitutional violation by an adverse party independent
of the injury caused by the state court judgment, the doctrine does not bar
jurisdiction. Id.; Todd v. Weltman, Weinberg & Reis Co., 434 F.3d 432, 437
(6th Cir.2006) (reiterating that Rooker-Feldman does not apply when the
Plaintiff complains of a wrong independent of injuries caused by a related state
court judgment); Washington v. Wilmore, 407 F.3d 274, 280 (4th Cir.2005)
(holding that Rooker-Feldman does not apply when the plaintiff's "injury rests
not on the state court judgment itself but rather on the alleged violation of his
constitutional rights by [the defendant]").

Plaintiffs first assert that Rooker-Feldman should not apply because they have
never had their day in court and thus have never been allowed to present any
evidence or argue the merits of their case. Plaintiffs may not have actually
argued the merits of their claims in state court, but to rule that Plaintiffs must be
allowed a "day in court" would be to say that the Puerto Rico Court of Appeals
was wrong in holding that Plaintiffs' initial appeal of the PRFC order was
untimely and that the highest court in Puerto Rico was wrong in denying
Plaintiffs' challenge to the same order on the grounds of res judicata. RookerFeldman squarely applies when a plaintiff insists that we must review and
reject a final state court judgment.

Plaintiffs next directly challenge the conduct of the PRFC and the courts of
Puerto Rico, which, they claim, the federal courts may examine under the
rubric of substantive due process. Their theory appears to be that RookerFeldman does not apply because their "truly horrendous" situation "peaked"
well after Plaintiffs' initial appeal of the PRFC order during the enforcement
battles over the order and therefore that their complaint is with the
defendants' and the state courts' behavior after the 2001 Court of Appeals'
judgment. Plaintiffs focus their challenge on the PRFC's vacillating orders
beginning in 2001 and the state courts' refusal to hear Plaintiffs' challenge to the
final order in 2004 and 2005. Plaintiffs' reasoning fails, however, because the
only real injury to Plaintiffs is ultimately still caused by a state court judgment.
Plaintiffs sought to challenge the PRFC's conduct and resultant order, but the
highest state court in Puerto Rico refused to hear the challenge on the grounds
of res judicata. The order was thus upheld, and this is the injury of which the
Plaintiffs complain. To find for Plaintiffs now would require us to declare that
the state court wrongly decided Plaintiffs' claim. The Rooker-Feldman doctrine
prevents us from doing this. As the district court noted, the proper forum for
challenging an unlawful state court ruling is the United States Supreme Court,
on appeal of the highest state court's final judgment. Davison, 415 F.Supp.2d at
40 n. 3.
B. Political Discrimination Claim

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Plaintiffs' other argument on appeal is that the district court erred in dismissing
the case in its entirety before ruling on their political discrimination claim. This
argument fails at the onset because Plaintiffs' Complaint did not include any
First Amendment claims on which to premise the error. Rather, the first
mention of a potential political discrimination issue occurred in a footnote of
the district court's opinion, when it "surmise[d] that Plaintiffs' equal protection
claim [was] meant as a charge of political discrimination." Id. at 38 n. 2. The

district court did not decide the issue because it was never raised.
III. Conclusion
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For the reasons stated above, we affirm the district court's dismissal of
Plaintiffs' equal protection and due process claims. Plaintiffs never asserted a
First Amendment political discrimination challenge, and therefore the district
court did not err in failing to rule on the issue. We hope our ruling finally brings
to an end the ten-year saga of the unwitting terrace.

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Affirmed.

Notes:
*

Of the Tenth Circuit, sitting by designation

Plaintiffs initially played the role of lessee in the dispute, but eventually chose
to purchase the condominium unit despite the controversy

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