Professional Documents
Culture Documents
Harrison v. Sears, Roebuck, 1st Cir. (1992)
Harrison v. Sears, Roebuck, 1st Cir. (1992)
December 9, 1992
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
____________________
No. 92-1055
BENJAMIN HARRISON AND ROSALIND HARRISON,
Plaintiffs, Appellants,
v.
SEARS, ROEBUCK AND COMPANY
and EMERSON ELECTRIC COMPANY,
Defendants, Appellees.
____________________
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Bailey Aldrich,* Senior Circuit Judge]
____________________
____________________
Before
Torruella and Boudin, Circuit Judges,
______________
and Brody,** District Judge.
______________
____________________
Leonard Glazer with whom
______________
Frank E. Glazer
_______________
and
Rosalind
after a
personal injury
Emerson
jury on
Harrison, appeal
verdict
suit against
Electric
evidentiary
admission
jury
Company.
rulings
of an x-ray
Plaintiffs,
of
the
denying
Plaintiffs
trial
of the
court
in
Company and
appeal
several
including:
an instruction
x-ray,
judgment
them relief
as evidence,
the significance
from
the
to the
the exclusion
of
certain expert
injury in
question.
judge did
of evidence of
Because we
are satisfied
discretion in
the
BACKGROUND
BACKGROUND
__________
Appellants'
allegedly sustained
Craftsman 6-1/8
decedent,
injuries to
Benjamin
was
Harrison,
on kitchen
purchased
from
Benjamin
the jointer to
using a
Roebuck
home.
&
The
Company
by
Appellants,
Appellee,
Benjamin
Sears.
and
Rosalind
The complaint
Harrison,
alleged
against
negligence
and
injuries
to
Benjamin
consortium to Rosalind.
March
27,
1986.
Harrisons
filed
Emerson as
the
An
Harrison
Subsequently,
an
and
amendment
on
to
June
the
loss
of
by Sears
on
1987,
the
21,
complaint,
adding
design
development, testing,
manufacturing, marketing
Benjamin's
son,
was
appointed
Frederick Harrison,
executor
of
his father's
25,
defendants.
trial began
1991
the
Plaintiffs'
on November
jury returned
theory
18, 1991.
verdict
at trial
was
On
for the
that
the
special interrogatory
result
posed, "Was
of unintentionally
inserting his
-33
came into
injured as
fingers
into the
aperture?," the
did not
jury responded
"no".
Therefore,
the jury
and breach
27, 1991.
of warranty.
Plaintiffs
on November
December 9,
This
appeal followed.
The
occurred
precise
was heavily
testimony
of
the
disputed
in the
entered
into
an
fingers
to
make
in
which
at trial.
Appellants' decedent
way
process of
opening
allowing his
contact
with
moving
the
accident
The
deposition
stated
that while
shutting off
the
and
cutter
fifth
blades.
injury to
testified
unreasonably
industry
that
hazardous
standards
engineering
and
the
design
resulted
opening
that
in the
expert,
Bradford
represented
violated
an
accepted
accident.
Mr.
Schofield
testified
that
the
opening
could
have
been
-44
Appellants'
Meagher,
testified with
suffered by Benjamin
medical
regard
to
sought to introduce
Meagher as
they
case-in-chief
Appellees'
hand.
have
to
expert,
Stephen
permanent
injury
of the incident.
the opening.
entry of
Appellants
a liability
sought to
Dr.
as a result of the
Mr. Harrison's
the
Harrison as a result
Benjamin
expert,
rebut
_____
Jack
the
admitted during
anticipated
Hyde,
discovery,
with
their
testimony
regard
to
of
the
significance of the
accident.
x-ray in determining
Appellants argued
would be
Meagher
not
accident occurred
had
never
on.
offer
The
an
trial judge
opinion
prior
to trial
that the
ruled
regarding
on direct examination
disclosed
the
relied
could
the cause of
how
that
the
because Appellants
that
Meagher
would
testify as to causation.
Appellees
then
presented their
engineering
expert, Jack Hyde, who testified that the accident could not
have occurred as
-55
addition,
Hyde
into
opined
the
opening
that
the
could
not
In
have
were
cut.
conjunction
Hyde
was
with his
permitted
testimony over
use
the
x-ray
in
Appellants' objection
Appellees
failed to
Hyde's anticipated
[they]
give
testimony
Appellants' further
the jurors
with respect
objected to the
notice regarding
the
x-ray.
court's instruction to
conclude, to
to
some extent,
Trial Tr.
what
at 61, reprinted
_________
never
been
similar complaint
Finally,
court's denial of
to
Emerson
despite
Appellants
their motion
-66
contend that
for a new
the trial
trial should
be
reversed
because the
court sustained
have
been permitted
direct examination
left
exposed
next
to
the
at
249.
testified during
hazardous area
where
in question.
the opening in
this cross-examination
because Hyde
that there
the jointer.
should
Appellees' objection
you
[could]
he contributed
Appellants
argue
that
this
cross-
an expert
which
included his
work
on the
design
of
jointers.
II. DISCUSSION
II. DISCUSSION
__________
A. Use of the x-ray as evidence
A. Use of the x-ray as evidence
____________________________
The
engineering
district
expert,
Harrison's hand
while
Harrison's injuries.
Jack
court
Hyde,
allowed
to utilize
testifying regarding
Appellees'
an
x-ray
of
the
cause
of
medical expert
to interpret x-rays.
was an abuse
that
of discretion.
Appellees
argue in
x-ray is equivalent
response
to a picture
to
Appellees
Appellants'
determine
further
the angle
contend
position
reconstructionist,
Hyde
of
that
the
break
there
is
because,
had extensive
as
in a
no
bone.
merit
an
to
accident
experience
with x-
rays.
The admission of
for an
abuse of discretion.
Navarro de
___________
Cosme v. Hospital Pavia, 922 F.2d 926, 931 (1st Cir. 1991).
________________________
whether
regarding
Hyde
was
the x-ray
sufficiently
of
qualified
Harrison's hand,
to testify
and (2)
whether
the evidence or
to determine
938 F.2d
a fact
1518,
in issue.
1526 (1st
Cir.
1991).
There
formal
education
engineering
in
and
demonstrates
was evidence
safety
product
that Hyde
that Hyde
engineering,
safety.
had
had extensive
human
factors
the
record
Also,
over ten
years of
experience
-88
reconstructing
injuries.
parts
accidents involving
Moreover, Hyde
involved
consulted with
in
power
tools
accidents on
numerous
and
hand
and body
occasions,
had
of x-
rays, and
he testified
often interpreted
well within
possessed
sufficient
discretion in
knowledge,
determining that
skill,
experience
Hyde
and
The
a medical diagnosis.
all the
Allowing
of discretion.
Hyde's
x-ray of Harrison's
testimony.
In
-99
addition,
the
trial
judge
all
to allow
involved
Broderick v. Gibbs,
__________________
(1973).
law exists
in which
the jury to
complex
1 Mass.
courts have
see x-rays,
medical issues.
App. Ct. 822,
as a photograph would
and
angle
of
laypersons are
the cuts
be used, to
to
capable of
See,
____
296 N.E.2d
ray
these
e.g.
____
708
use the x-
Harrison's
fingers.
Because
understanding x-rays
insofar as
a bone, it
was not improper for the district court to allow the jury to
view the x-rays for this purpose.
Further, the challenged jury
not
tell
the
jurors
they
could
use
instruction did
their
unbridled
Rather,
the instruction
indicated
conclude
whether they
believed the
that
the jurors
x-ray showed
could
what the
we find
-1010
that
the
admission
of
the
x-ray
with
the
challenged
statement
Defendants'
they learned
expert,
Jack
Hyde
will testify
description
of how
the
first time
would use
the
x-ray
that
to
in the
Interrogatories.
Hyde,
for
Defendants'
These
Supplemental Answers
interrogatories stated
that the
plaintiff Benjamin
the accident
occurred is
to
that, "Mr.
Harrison's
inconsistent
with the nature and location of his injury and the design of
the product."
in Appellants'
__
App. at
expressly state
52-53.
opening statement
reprinted
_________
Because Appellees
would be
did not
used until
their
examination
of
Meagher, that
expressed
his
intention to
regarding
the significance
ask
of
Appellants'
Meagher
the
x-ray
for his
in
counsel
opinion
determining
-1111
objected
to
this
testimony
Specifically,
as
of Harrison.
to causation
liability
physical examination
testify to
issues because
expert
in
he was
never listed
Plaintiffs' Supplemental
Answers
as a
to
Interrogatories.
The
scope
Dr.
as
Answers to
diagnosis and
based on
his
Appellants'
prognosis
post-injury
counsel
in the
Meagher's
testimony,
his
described
of
of the
conceded
at a
to the precise
Supplemental
was limited to
Plaintiff's
examination
Plaintiffs'
of
the
bench
expected
injuries
Plaintiff.
conference that
1989
the accident
him testify
Nevertheless, Appellants
question Dr.
contend that
of the
they had a
-1212
accident.
right to
and to solicit
to "rebut"
the
cause
of
the
offer an opinion
Appellant's
injury
The district
whether this
the
in
discussed below,
testify
not
question.
Dr.
Ultimately,
to
testify
however,
as
Dr. Meagher to
Meagher
of
when he excluded
to some extent
allow
testify prior
testimony
because
that
x-ray
was
judge to
standard
error
in
that it was
harmless if it
suit requires
is highly
we find
that
See, e.g.
____ ____
such error
error did
not
United States v.
________________
vacated on
__________
112
L. Ed.
2d 391 (1990).
Meagher unequivocally
The record
testified a number of
-1313
accident
Harrison described.1
the
x-ray
Harrison's
showed
allegations
evidence
before
prevented
from
in any way
the
injury
which
was
would
have
added
jury.
testifying
Although
directly
other than as
to testify that
consistent
little
Dr.
about
with
to
the
Meagher
was
his
opinion
that
cumulative
harmless.
the failure
evidence,
of the
as
only have
rebuttal
court to
or
We
admit such
otherwise,
was
F.2d
19,
24-25
(1st
Cir.
1986)
(harmless
error
where
On
this appeal,
Appellants seem
to suggest
x-ray to show
in specific terms
why Hyde's interpretation of the x-ray was wrong and why the
x-ray in fact supported Appellants' theory of causation.
If
so, it is at
could have
It is impossible to
testimony
merely going
of this
to state
nature
-- or
whether
he was
was consistent
with
Dr.
103(a)(2)
Meagher's
testimony.
places the
proponent of
burden
the excluded
Federal
of making
Rule
a
the
Because
appellate court
Appellants
failed
can
to
evaluate
make
ray testimony.
-1515
the
order to
the matter
such
Evidence
proffer on
evidence, precisely in
of
fully.
proffer,
we
Dr. Meagher
of Hyde's x-
D.
evidence
evidence
________
Hyde
Appellants'
was
objection
permitted
that,
other
it
foundation
was
and
to
testify
than
Harrison's,
misleading
no
irrelevant,
over
not
supported
because
only
the
was improper
by
proper
name
Sears
negative
no authority to
has been
that the
admitted
past
cases.
and such
See,
____
e.g.,
____
would
foundational requirements
for
remaining
objection
to
the
testimony
is based
upon
customer
complaints
may
their contention
that, in
have
to
been
made
fact,
Sears,
the
-1616
concerning Emerson
Because Appellants
his
knowledge of
was misleading to
were free to
similar
the
cross-examine Hyde
complaints
(or the
lack
this
is
evidence
knowledge
as misleading
of similar
foundational
an
complaints made
prerequisite
complaints to Emerson.
not
to
his
persuasive.
to Sears
testimony
Hyde's
was
not a
regarding
testimony.
E.
E.
remedial
remedial
________
qualifications and to
qualifications and to
______________________
testimony
testimony
_________
The
question
that this
Hyde's
Court
Appellees'
remedial measures
____________________________________
impeach Hyde's
impeach Hyde's
______________
did
expert,
not
permit
Hyde,
regarding
qualifications
they
by allowing
examination
should have
that one
subsequent removal of
been able
of
to
subsequent
Appellants contend
Appellants
to
to
state that
Appellants assert
bring out
Hyde's contributions
the opening
he
on crossled to
which allegedly
the
injured
Appellant.
-1717
impeach
Hyde's
testimony
qualifications.
"there
as
well
Hyde testified
[was] no
as
to
diminish
hazardous area
left exposed
next to
reprinted in
_____________
Appellants' claim
new
Appellant's
App.
arose, Hyde
jointer without
the
his
Trial
at 249.
opening
your hand
Tr. at 40,
However,
participated
the
after
in designing a
which allegedly
injured
Harrison.
In rejecting
measure evidence, it
is not clear
subsequent remedial
-- in substance Appellants
that
both
uses were
In light
whether
that
court.
the use of
wanted to argue
witness" -- and
adequately
raised
we will assume
before the
trial
these two
of evidence of subsequent
-1818
evidence
is
purposes.2
remedial
being
offered
Reversible error
evidence
impeachment
has
purposes.
exclusively
for
impeachment
been
See,
____
excluded
when
offered
for
However, cases
statement
sought
to
be impeached
case at bar.
and
For example,
the
remedial
in Anderson v.
___________
statements that
prior to
to make it
defendants
700
had
checked the
(8th Cir.
____________________
2
area
1983)
(emphasis
added).
subsequent
remedial
more
direct
measure
impeachment
evidence
would
use
of
exist
if
the alleged
attention.
71 N.E.
must
See, e.g.
____ ____
culpability.
evidence
used as
his employer's
Rule
407's impeachment
a subterfuge
to prove
540,
exception
negligence or
(5th Cir.
of
brought to
2d 799 (1947).
not be
1010-12
accident was
1989)
subsequent
(trial
rewiring
court
properly
proffered
to
excluded
impeach
defendant's testimony
not caused
associated
exception to
Rule 407.
leading
commentators
with
have
applying
noted
the
Professor Wright
the
impeachment
voices a
strong
as a
-2020
of
Evidence
4033
to exclude
the
use
of such
evidence.
In this case
_____
the trial
testimony
concerning the
jointer.
power to exclude
subsequent design
change to
to impeach
this statement
admitted to
have
were not
would in effect
enable them
to
negligent.
If
the evidence
paralleled
an
argument
____________________
3
impeach
To allow Appellants
admission
Appellant.
As
could
the
was
to the jury
that
the
subsequent
measure could
be seen
as proof
that Appellees
were negligent.
It
was within
the trial
judge's discretion
Service Co. v. Bath Iron Works Corp., 773 F.2d 783, 792 (7th
____________________________________
Cir.
1985).
Because Hyde's
measure evidence
evidence
was highly
his
qualifications
remedial
abuse
statement and
and
because the
prejudicial, the
considerable
discretion
nature of
trial judge
in
the
did not
excluding
such
evidence.
For
these
reasons,
the
judgment
of
the
-2222