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Securities & Exchange Board of India (Sebi) : Presented By:-Rashi Aggarwal MBA (307) 2020070099
Securities & Exchange Board of India (Sebi) : Presented By:-Rashi Aggarwal MBA (307) 2020070099
OF INDIA (SEBI)
Presented by:-
Rashi Aggarwal
MBA (307)
2020070099
HISTORY
Chairman
MD
Joint Secretary, Ministry of Finance
Deputy Governer, RBI
Whole Time Member, SEBI
Secretary, Ministry of Corporate Affairs
Director, National Judicial Academy
FUNCTIONS & RESPONSIBILITIES
PRIMARY MARKET
SECONDARY MARKET
MUTUAL FUNDS
FOREIGN INSTITUTIONAL INVESTMENTS
SEBI ROLE IN PRIMARY MARKET
Entry norms
Disclosure
Book Building
Allocation of shares
SECONDARY MARKET & SEBI
Governing Board
Infrastructure
Price stabilization
Delisting
Brokers
MUTUAL FUNDS & SEBI
Discloser norms
Investment
Accountability
Management
SEBI and FIIS
LARGE CAP
Issue size Rs.10 crore
Market Capitalization Rs.25 crore
Post issue paid up capital Rs.3 crore
SMALL CAP
Issue size Rs. 3 crore
Market Capitalization Rs.5 crore
Post issue paid up capital Rs.3 crore
Minimum income Rs.3 crore in 3 preceding years
Minimum number of public shareholders 1000
GUIDELINES FOR EXISTING COS.