Designated Market Makers (DMM) Firms

Primary Contact Profile

Banc of America Merrill Lynch brings over 90 years of experience to the NYSE. Our seasoned designated
market makers (formerly known as specialists) trade 20% of NYSE dollar share volume. We have the
Main Line:
industry's strongest balance sheet, as well as deep cash reserves dedicated solely to our market making
+1 (212) 589-0444 business. But our best asset is our ability to understand and act upon your best interests. Always keeping your
www.bankofamerica.com
goals and preferences at the center of everything we do. The result? Superior performance. And even more
important, total peace of mind.
Barclays Capital is the investment banking division of Barclays Bank PLC. With a distinctive business model,
provides large corporate, government and institutional clients with a full of solutions to their strategic advisory,
Carmen Barone financing and risk management spectrum needs Bonds, Commodities ,Convertible Bonds , Credit Products ,
+1 (212) 266-0666 Electronic Trading , Emerging Markets, Equity Cash, Equity Derivatives , Equity Origination, FX, Fund-Linked
www.barcap.com Derivatives, Fund Solutions, Index Products, Inflation-Linked Products, Interest Rate Products, Leveraged
Finance, Loans, Market Makers, Multi-Asset Program Trading, Prime Services, Securitization, Structured
Products.
Kellogg Group is a privately-held, financial services organization whose core principles are centered in
building lasting partnerships with our clients. These partnerships are based on a foundation of integrity,
James Stack fairness, diligence and service. Our tradition of excellence and market knowledge anchors us through
+1 (212)607-5076 economic cycles and the ever changing global marketplace. As a leading market maker in the world’s capital
www.psgllc.com markets, we draw on decades of experience of our personnel to provide superior service and insight to our
customers. As Kellogg adapts to the evolving dynamics of future markets we continue to invest in intelligence
and innovative technology. It is this cutting edge technology that sets us apart from our peers and helps us
grow our business.
Spear, Leeds & Kellogg Specialists LLC proudly serves as specialist on the NYSE. Our portfolio is comprised
of the most domestic and international companies, built one relationship at a time. SLKS clients benefit from
Thomas Baumann
our high standard of trading excellence, our significant capital position and our unique relationship with our
+1 (212)433-7060
parent, Goldman Sachs Group. At SLKS, we are committed to building meaningful relations based upon
www.slk.com
mutual respect and trust, to providing our clients with comprehensive, relevant, useful information, and to
making fair, orderly and liquid markets.
GETCO is a global electronic trading and technology firm focused on helping investors efficiently transfer risk.
The firm’s primary business, electronic market-making and liquidity provision, involves both buying and selling
Nancy Kominsky
securities to provide two-sided markets on exchanges around the world. The electronic liquidity GETCO
+1 (212) 820-0415 supplies allows individual and institutional investors to immediately transfer the risk often associated with
www.getcollc.com securities while saving money on trading costs. In the U.S. , GETCO provides customers with dedicated
liquidity through an Alternative Trading System, GETCO Execution Services (GES).