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    How To Be A Stockbroker

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    dilimandiary
    The document outlines the steps to become a part-time stockbroker, including obtaining the necessary qualifications and licenses. It discusses the roles and responsibilities of a licensed stock trader, the basic licensing and certification process through the SEC workshop and examination, how to sell stocks and build a clientele, and additional training and career options within the industry.

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    How To Be A Stockbroker

    Uploaded by

    dilimandiary
    63 views1 page
    The document outlines the steps to become a part-time stockbroker, including obtaining the necessary qualifications and licenses. It discusses the roles and responsibilities of a licensed stock trader, the basic licensing and certification process through the SEC workshop and examination, how to sell stocks and build a clientele, and additional training and career options within the industry.

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    Original Title

    How to Be a Stockbroker

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    The document outlines the steps to become a part-time stockbroker, including obtaining the necessary qualifications and licenses. It discusses the roles and responsibilities of a licensed stock trader, the basic licensing and certification process through the SEC workshop and examination, how to sell stocks and build a clientele, and additional training and career options within the industry.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as pdf or txt
    63 views1 page

    How To Be A Stockbroker

    Uploaded by

    dilimandiary
    The document outlines the steps to become a part-time stockbroker, including obtaining the necessary qualifications and licenses. It discusses the roles and responsibilities of a licensed stock trader, the basic licensing and certification process through the SEC workshop and examination, how to sell stocks and build a clientele, and additional training and career options within the industry.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as pdf or txt
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    “How to Become a Part-Time Stockbroker”

    Course Outline

    I. The Licensed Stock Trader


    a. Basic Functions and Responsibilities
    b. Qualifications and Competencies
    c. Salary and Compensation
    i. Compensation Range
    ii. Commission & Commission Structure
    d. Responsibilities and Accountabilities
    II. Basic Licensing and Certification
    a. The SEC Certified Securities Representative Workshop and Examination
    i. Requirements and Qualifications
    ii. Topics
    iii. How to Apply or sign up to the CSR workshop and examination
    iv. Licensing Fees
    III. Selling Stocks/Clientele
    IV. The PSE Certified Securities Specialist Course
    V. Other Career Options within the Stock Market Industry

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