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Patient-Centredness: A Conceptual Framework and Review of The Empirical Literature
Patient-Centredness: A Conceptual Framework and Review of The Empirical Literature
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Abstract
A `patient-centred' approach is increasingly regarded as crucial for the delivery of high quality care by doctors.
However, there is considerable ambiguity concerning the exact meaning of the term and the optimum method of
measuring the process and outcomes of patient-centred care. This paper reviews the conceptual and empirical
literature in order to develop a model of the various aspects of the doctor±patient relationship encompassed by the
concept of `patient-centredness' and to assess the advantages and disadvantages of alternative methods of
measurement. Five conceptual dimensions are identi®ed: biopsychosocial perspective; `patient-as-person'; sharing
power and responsibility; therapeutic alliance; and `doctor-as-person'. Two main approaches to measurement are
evaluated: self-report instruments and external observation methods. A number of recommendations concerning the
measurement of patient-centredness are made. 7 2000 Elsevier Science Ltd. All rights reserved.
Keywords: Patient-centred care; Process assessment; Literature review; Physician±patient relations; Quality of health care;
Communication
0277-9536/00/$ - see front matter 7 2000 Elsevier Science Ltd. All rights reserved.
PII: S 0 2 7 7 - 9 5 3 6 ( 0 0 ) 0 0 0 9 8 - 8
1088 N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110
ating prevention and health promotion; (5) enhancing wrong may compound rather than relieve a patient's
the doctor±patient relationship; (6) `being realistic' suering. Conversely, people who do not feel ill may
about personal limitations and issues such as the avail- nonetheless have some classi®able disorder deemed
ability of time and resources. worthy of medical treatment (e.g. hypertension). Fur-
Lack of a universally agreed de®nition of patient- thermore, feeling ill and seeking help in response to ill-
centredness has hampered conceptual and empirical ness appear to bear little relation to the type of
developments. This paper elucidates the key dimen- condition or its clinical `severity' (Rogers, Hassell &
sions underlying published descriptions of patient-cent- Nicolaas, 1999). Such ®ndings challenge a key assump-
redness, and critically reviews the empirical literature tion of the `biomedical model': that illness and disease
in order to explore relationships between the concept are coterminous. This limitation has, in part, encour-
and its measurement. In `taking stock' of the existing aged adoption of a wider explanatory framework by
literature, the paper attempts to provide a clearer doctors, particularly in general practice. A combined
framework for future theoretical and empirical devel- biological, psychological and social perspective is
opments. regarded necessary to account for the full range of
problems presented in primary care. For example, the
UK Royal College of General Practitioners advocate
Key dimensions of patient-centredness composing `triaxial diagnoses' of patients' problems
(Royal College of General Practitioners, 1972). The
Development of the concept of patient-centredness is concept is further developed in Engel's `biopsychoso-
intimately linked to perceived limitations in the con- cial model' (Engel, 1977, 1980) where disorders are
ventional way of doing medicine, often labelled the conceptualised as existing at a number of interacting,
`biomedical model'. Although inaccurate to view the hierarchical levels (from biological through to psycho-
`biomedical model' as a single, monolithic approach logical and social levels).
(Friedson, 1970), it is generally associated with a num- Broadening the explanatory perspective on illness to
ber of broad concepts that determine the way in which include social and psychological factors has expanded
medicine is practised (e.g. Siegler & Osmond, 1974; the remit of medicine into the realm of ostensibly
Engel, 1977; Cassell, 1982; McWhinney, 1989). These `healthy' bodies. Again, this has been particularly evi-
concepts exert particular in¯uence on the content and dent in general practice. For Stott and Davis (1979)
style of the relationship between doctor and patient, the `exceptional potential' of the primary care consul-
where relationship is de®ned as ``an abstraction tation is not con®ned to managing acute and chronic
embodying the activities of two interacting systems (physical and psychosocial) disorders, but also includes
(persons)'' (Szasz & Hollender, 1956). possibilities for health promotion and the modi®cation
In the `biomedical model', patients' reports of illness of help-seeking behaviour.
are taken to indicate the existence of disease processes. The biopsychosocial perspective is a key theme of
This dictates a clinical method focused on identifying many published accounts of `patient-centredness'.
and treating standard disease entities. To this end, the Stewart et al. (1995a) assert that the patient-centred
patient's illness is reduced to a set of signs and symp- method requires a ``willingness to become involved in
toms which are investigated and interpreted within a the full range of diculties patients bring to their
positivist biomedical framework. Accurate diagnosis of doctors, and not just their biomedical problems''. Fur-
the pathology permits selection of appropriate therapy thermore, these authors regard health promotion as an
which restores the diseased processes to (or near to) essential component. Lipkin et al. (1984) emphasise the
`normal', thus curing (or improving) the patient's ill- importance of being open to the patient's `hidden
ness (Neighbour, 1987). agenda', re¯ecting the psychoanalytical in¯uence of
This paper proposes that `patient-centred' medicine earlier work by Michael Balint (1964). According to
diers from the `biomedical model' in terms of ®ve key Grol et al. (1990), the patient-centred doctor ``feels re-
dimensions (described below), each representing a par- sponsible for non-medical aspects of problems''. In
ticular aspect of the relationship between doctor and short, the concept of patient-centredness can be seen
patient. as associated with a broadening of the scope of medi-
cine from organic disease to a far wider range of `dys-
Biopsychosocial perspective functional' states (Silverman, 1987).
phy' (Armstrong, 1979). A compound leg fracture will framework. This second dimension, however, is con-
not be experienced in the same way by two dierent cerned with understanding the individual's experience
patients; it may cause far less distress to the oce of illness. Patients cannot wholly be characterised by a
worker than the professional athlete, for whom the diagnostic label, whether that label is physical, psycho-
injury potentially signi®es the end of a career. Simi- logical or social in nature (Balint, 1964). To develop
larly, the medical treatment (even cure) of disease does full understanding of the patient's presentation and
not necessarily alleviate suering for all patients. Cas- provide eective management the doctor should strive
sell (1982) describes how one young woman's cancer to understand the patient as an idiosyncratic personal-
treatment threatened her sense of self and perception ity within his or her unique context (Bower, 1998).
of the future. The implication is that in order to under-
stand illness and alleviate suering, medicine must ®rst Sharing power and responsibility
understand the personal meaning of illness for the
patient. Patient-centred medicine promotes the ideal of an
Clearly, personal meaning can have many dimen- egalitarian doctor±patient relationship, diering funda-
sions. The social and behavioural sciences have con- mentally from the conventional `paternalistic' relation-
tributed signi®cantly to our understanding of how ship envisaged by Parsons (1951). Parsons regards
individuals interpret illness, and what signi®cance it patient deference to medical authority is an important
may hold for them. One cannot, for example, discount part of the social function of medicine, serving the
the impact of the particular rights and responsibilities interests of both parties. The asymmetrical relationship
which society attributes to those who occupy the `sick between doctor and patient (whereby authority and
role' (Parsons, 1951). Economic insecurity may make control lie with the former) is seen as an inevitable
an individual reluctant to interpret symptoms as illness consequence of the `competence gap' between medical
for fear of being labelled un®t to work. Similarly, cul- expert and lay patient. However, Parsons' model of
turally-determined norms and beliefs in¯uence `expla- social relations has been much criticised for its
natory models'; that is, the conceptual and verbal tools assumptions of mutuality and reciprocity between the
used by lay people to describe, explain and predict ill- two parties. For example, Friedson (1960, 1970) argues
ness (Helman, 1985; Croyle & Barger, 1993). While that con¯ict between medical authority and patient
these models may sometimes be at odds with conven- autonomy is fundamental to the doctor±patient re-
tional medical explanations, they can predict how indi- lationship.
viduals act in response to illness. From the Issues of power and control in the doctor±patient re-
psychodynamic perspective, Balint stressed sensitivity lationship were central to the socio-political critiques
to the patient's psychological world as crucial for of medicine (particularly feminist critiques of medical
insight into whatever unconscious motivations the patriarchy) that reached their zenith in the 1970s (e.g.
patient may have for presenting, and for understanding Illich, 1976; Doyal, 1979; Ehrenreich & English, 1979).
``the patient's attitude towards his illness [which] is of These critiques were translated into calls for greater
paramount importance for any therapy'' (Balint, 1964, medical recognition of the legitimacy of lay knowledge
p. 242). and experience, and greater respect for patient auton-
Thus, patient-centred medicine conceives of the omy. Increasingly, physician behaviour came under
patient as an experiencing individual rather than the scrutiny as a potential `problem' in the consultation
object of some disease entity. Attending to `the (May & Mead, 1999). Patient non-compliance and dis-
patient's story of illness' (Smith & Hoppe, 1991) satisfaction with care were attributable to some failure
involves exploring both the presenting symptoms and on the part of doctors; for example, failure to regard
the broader life setting in which they occur (Lipkin et patients as experts in their own illnesses (Tuckett,
al., 1984; Stewart et al., 1995a). Levenstein, Boulton, Olson & Williams, 1985), to provide adequate
McCracken, McWhinney, Stewart and Brown (1986) information and explanation (Korsch, Gozzi & Fran-
stress the importance of eliciting each patient's expec- cis, 1968) or to reach consensus through negotiation
tations, feelings and fears about the illness. The goal, (Stimson & Webb, 1975). For Mishler (1984), the pro-
according to Balint, is to ``understand the complaints blem is one of an imbalance in the discourse of the
oered by the patient, and the symptoms and signs consultation. By interrupting the patient's `voice of the
found by the doctor, not only in terms of illnesses, but lifeworld' with response-constraining questions, the
also as expressions of the patient's unique individual- doctor's `voice of medicine' eectively strips away the
ity, his con¯icts and problems'' (quoted in Henbest & personal meaning of the illness.
Stewart, 1989). What these and other authors advocate is a shift in
To summarise, the ®rst dimension of patient-cent- doctor±patient relations from the `co-operation±gui-
redness is concerned with understanding patients' ill- dance' model (analogous to a parent±child relation-
nesses in general within a broader biopsychosocial ship) to `mutual participation' (analogous to a
1090 N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110
relationship between adults Ð Szasz & Hollender, friendly and sympathetic manner may increase the like-
1956), where power and responsibility are shared with lihood of patient adherence to treatment. Conversely,
the patient. Related notions like `user involvement', negative emotional responses by either party (e.g.
`negotiation', `concordance' and `patient empower- anger, resentment) may serve to complicate medical
ment' have been particularly evident within the sphere judgement (causing diagnostic error) or cause patients
of health policy in the 1980s and 90s (e.g. Department to default from treatment. Thus the impact of aect
of Health, 1991; NHS Executive, 1996). Once passive on outcome is indirect, mediated through medical
recipients of medical care, patients are increasingly management. Even in the absence of `active' treatment,
regarded as active `consumers' (and potential critics) positive emotional responses may eect improvement
with the right to certain standards of service, including in the patient's condition (the so-called `placebo eect';
the right to full information, to be treated with respect Crow, Gage, Hampson, Hart, Kimber & Thomas,
and to be actively involved in decision-making about 1999).
treatment. Aside from political and moral arguments, Patient-centred medicine aords far greater priority
clinical justi®cations for sharing power and involving to the personal relationship between doctor and
patients in care have been advanced. Kaplan, Green- patient, based on psychotherapeutic developments
®eld and Ware (1989) report positive associations with around the concept of the `therapeutic alliance'.
health outcomes, while Grol et al. (1990) suggest that Rogers (1967) proposed that the core therapist atti-
information enables patients to take greater responsi- tudes of empathy, congruence and unconditional posi-
bility for their health. tive regard are both necessary and sucient for
This particular dimension was ®rst introduced to the eecting therapeutic change in clients. More recent
concept of patient-centredness by Byrne and Long developments (Roth & Fonagy, 1996) emphasise the
(1976), although the theme of sharing medical power importance of aspects of the professional±patient re-
and involving patients is an almost universal element lationship, including (a) the patient's perception of the
of published descriptions since then (e.g. Lipkin et al., relevance and potency of interventions oered, (b)
1984; deMonchy, Richardson, Brown & Harden, 1988; agreement over the goals of treatment, and (c) cogni-
Stewart et al., 1995a; Wine®eld et al., 1996; Laine & tive and aective components, such as the personal
Davido, 1996; Kinmonth, Woodcock, Grin, Spie- bond between doctor and patient and perception of
gal, Campbell & Diabetes Care from Diagnosis Team, the doctor as caring, sensitive and sympathetic (Bor-
1998). From analyses of audiotaped consultations, din, 1979; Squier, 1990).
Byrne and Long describe a continuum of general prac- Although the practise of conventional biomedicine
titioner (GP) consulting styles ranging from `doctor-' can involve signi®cant aspects of the therapeutic alli-
to `patient-centred'. In doctor-centred consultations ance, this is not regarded necessary. Moreover, eects
the doctor's medical skills and knowledge predominate, of medical treatment are theoretically distinguishable
re¯ected in behaviours such as direct and closed ques- from relationship eects: the former are `real' while the
tioning of the patient and giving directions. These latter a mysterious but potentially bene®cial side-eect.
behaviours serve the doctor's control needs. Conver- In patient-centred care however, developing a thera-
sely, patient-centred consultations re¯ect recognition of peutic alliance is a fundamental requirement rather
patients' needs and preferences, characterised by beha- than a useful addition. A common understanding of
viours such as encouraging the patient to voice ideas, the goals and requirements of treatment [what Balint
listening, re¯ecting and oering collaboration (Byrne (1964) termed the ``mutual investment company''] is
& Long, 1976). While it is unclear to what degree the crucial to any therapy, whether physical or psychologi-
doctor±patient relationship can, in practice, become cal. Furthermore, the alliance has potential therapeutic
genuinely symmetrical, patient-centred medicine is con- bene®t in and of itself (hence Balint's famous aphorism
cerned to encourage signi®cantly greater patient invol- ``the drug, doctor'').
vement in care than is generally associated with the Although the therapeutic alliance is a function of
`biomedical model'. the relationship between doctor and patient, the
patient-centredness literature focuses mainly on the
The therapeutic alliance doctor's role, particularly the skills required in order
to achieve and develop the desired emotional `context'
In the `biomedical model' the perceived value of the in consultations (Lipkin et al., 1984; Smith & Hoppe,
relationship between doctor and patient is somewhat 1991; Stewart et al., 1995a).
ambiguous since diagnosis and treatment are essen-
tially decision-making and procedural issues. Where The `doctor-as-person'
the quality of the relationship is regarded as having
value, this is largely in terms of mediating positive out- The ®nal dimension concerns the in¯uence of the
comes from management decisions. For example, a personal qualities of the doctor. In the `biomedical
N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110 1091
model', the application of diagnostic and therapeutic interpersonal aspects of care are key determinants of
techniques is a fundamentally objective issue: although patient satisfaction. Patients report valuing highly such
lack of skill or unreliable instrumentation may cause attributes as doctors' `humaneness' (e.g. warmth,
error, there is no theoretical reason why well-trained respect and empathy), being given sucient infor-
doctors should not be essentially interchangeable since mation and time, being treated as individuals and
doctor subjectivity does not impact on diagnosis and involved in decision-making and aspects of the re-
treatment (Friedson, 1970). Where subjectivity (includ- lationship with the doctor such as mutual trust (Hall
ing the in¯uence of the doctor's uncertainty) is appar- & Dornan, 1988; Baker, 1990; Williams & Calnan,
ent, it is regarded remediable through education and 1991; Wensing, Jung, Mainz, Olesen & Grol, 1998).
better instrumentation. Increasingly, patient-centredness is regarded as a proxy
Balint, Courtenay, Elder, Hull & Julian (1993) for the quality of such interpersonal aspects of care.
describe the biomedical model as `one person medicine'
in that a satisfactory clinical description does not
require consideration of the doctor. By contrast,
patient-centred medicine is `two-person medicine'
Measuring patient-centredness
whereby the doctor is an integral aspect of any such
description: ``the doctor and patient are in¯uencing
Concerns about variation in standards of medical
each other all the time and cannot be considered separ-
care, coupled with increasing managerialism through-
ately'' (Balint et al., 1993, p. 13). Doctor subjectivity is
out the public sector have served to encourage quanti-
therefore regarded inherent in the doctor±patient re-
®cation of all aspects of quality of care (Roland,
lationship, though it is not necessarily benign. The in-
1999). However, gaps can occur between the concepts
¯uence of the doctor may serve to constrain patient
put forward by theorists and measures of those con-
behaviour or provoke negative responses such as
cepts in empirical work (Meehl, 1978). This is particu-
aggression. Nevertheless, sensitivity and insight into
larly likely in the case of `patient-centredness' where
the reactions of both parties can be used for thera-
development of valid and reliable measures is con-
peutic purposes. Balint et al. (1993) describe how
strained by lack of theoretical clarity and the inevitable
emotions engendered in the doctor by particular
diculties of measuring complex relationship pro-
patient presentations may be used as an aid to further
cesses. The focus of the paper will now turn to a
management (what is termed `counter-transference' in
review of the empirical literature to examine how, and
the psychodynamic literature).
to what degree, the ®ve proposed dimensions of
Wine®eld et al. (1996) describe this dimension of
patient-centredness have been measured, and assess the
patient-centredness as ``attention by the doctor to cues
current and potential utility of such measures for qual-
of the aective relationship as it develops between the
ity assurance and medical education.
parties, including self-awareness of emotional re-
sponses''. However, they acknowledge that few eorts
have been made to measure this aspect of patient-cent-
redness. Reasons why the `doctor-as-person' dimension
may not be readily amenable to current measurement Methods
technologies are discussed later.
While many of the ideas that have shaped these ®ve Relevant empirical literature was identi®ed from
dimensions have origins in the social and behavioural searches of computerised databases (Medline and Psy-
sciences, most development of the patient-centredness chlit) using both UK and US spellings of the term
concept has occurred within general practice. This is as `patient-centred(ness)'. Searches were restricted to Eng-
much linked to professional concerns to dierentiate lish language (non-nursing) journals published within a
general practice from specialist medicine (and sub- 30-year period (1969±1998 inclusive). Studies were
sequently, to establish a framework for GP vocational included in the review if they (1) utilised a quantitative
training) as with perceived limitations of the `biomedi- measure of patient-centredness (however de®ned) and
cal model' (May & Mead, 1999). However, interest in (2) provided sucient detail concerning the measure-
patient-centred medicine is rapidly emerging in other ment method to permit categorisation. Studies that
medical disciplines, notably oncology and paediatrics measured hypothesised outcomes of patient-centred
(e.g. Street, 1992; Ford, Fallow®eld & Lewis, 1996; care but which did not attempt to measure the con-
Fallow®eld, Lipkin & Hall, 1998; Wissow et al., 1998). struct per se were not included in the review. A list of
This may be a response to evidence suggesting that excluded studies is available from the authors.
1092 N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110
Table 1
Scales measuring doctors' patient-centred attitudes/values
Patient-centred 7 Taking patients seriously; 1, 3 a=0.65 (n = 112 GPs) Correlations with interview
attitudes (Grol et al., patient involvement in behaviour such as
1990) decisions; giving prescribing, medical and
information to patients; psychosocial performance,
responsibility for non- openness to patient ideas
medical aspects of care and information-giving (r's
from 0.29 to 0.46, n = 57
Dutch GPs). Sensitive to
dierences between doctors
from dierent countries: UK
(n = 371 GPs Ð 79% of all
Avon GPs), Belgium (n = 90
volunteer GPs), Netherlands
(n = 75 GPs Ð 71% of a
regional sample)
Doctor±patient 48 Medical versus humanistic 1, 3, 4 a=0.62 (n = 92 second GPs scored highest on
rating (deMonchy et role; scienti®c interests; year medical students), patient-centredness,
al., 1988) status of doctor; equality in a=0.65 (n = 54 ®nal registrars scored lowest; ®nal
doctor±patient relationship; year students), a=0.64 year medical students scored
information-giving and (n = 39 GP trainees), higher than second year
sharing decisions; health a=0.81 (n = 29 students; female doctors
care delivery registrars) scored higher than males.
No demonstrated
associations with clinical
behaviour. No clear
sampling information
Attitudes towards 21 Psychological orientation; 1, 3, 4 a=0.48±0.67; n = 387 Three subscales de®ned as
medical care responsibility for decisions; GPs (74% of a `patient-centred' by Howie
(Cockburn et al., appropriateness of randomly-selected et al. (i.e. psychological
1987) consultations; preventive sample; Cockburn et orientation, responsibility
medicine; mutuality; al., 1987) for decisions and
communication; appropriateness of
government role consultations) were
associated with consultation
length, `process of care' and
doctor stress (r's from 0.19
to 0.29, n = 80 Ð 19% of
Lothian GPs; Howie et al.,
1992)
a
Dimensions (column 4) refers to those aspects of patient-centredness addressed by each instrument (in the opinion of the
reviewers). See main text for full description of the ®ve dimensions of patient-centredness.
addresses (in the opinion of the reviewers). While all lity of self-report measures may be unclear. Only the
three scales contain items that map onto dimension 1 Grol and Cockburn scales report behavioural associ-
(`biopsychosocial perspective') and dimension 3 (`shar- ations. The former was correlated with independent
ing power and responsibility'), the deMonchy et al. assessments of GPs' interview behaviour. Although the
(1988) and Cockburn, Killer, Campbell and Sanson- Cockburn scale was also associated with several pro-
Fisher (1987) scales also cover aspects of dimension 4 cess indicators of patient-centredness (Howie, Hopton,
(`the therapeutic alliance'). Heaney & Porter, 1992), some of these data relied on
With respect to the utility of self-report inventories, GPs' own subjective ratings (for example, of whether
there are a number of important reliability issues to psychosocial problems were dealt with in the consul-
consider. Measures should exhibit satisfactory internal tation) which may be less reliable than independent
consistency (usually measured by Cronbach's alpha). assessments.
However, to the extent that patient-centred attitudes A key problem with self-report scales concerns social
are conceptualised as multi-dimensional, it is important desirability bias. As the characteristics of good inter-
that high alpha coecients are not sought through personal care are increasingly de®ned and disseminated
excessive narrowing of item content (Cattell, 1978). A by professional and patient groups and in government
very short scale may have high internal reliability if its policy (e.g. patient involvement, negotiation, etc.),
constituent items are similar in content, but relatively social desirability may mask real dierences between
poor validity due to the restricted range of qualities doctors by encouraging particular responses from all
measured. Although reported reliability is similar for doctors (Linn, DiMatteo, Cope & Robbins, 1987;
the three scales in Table 1, the alpha quoted for the Bucks, Williams, Whit®eld & Routh, 1990). However,
Grol et al. (1990) scale relates to a single overall con- a key advantage of self-report scales is their feasibility.
struct, whereas those quoted for Cockburn et al. Instruments are relatively easy to administer. Thus
(1987) relate to the reliability of constituent subscales large, representative samples of GPs can be surveyed,
(which may be used as distinct variables). The deMon- which may be more important than sensitivity in some
chy et al. (1988) scale has a similar alpha to the Grol contexts.
scale despite a much higher number of items. This
re¯ects the broad range of issues that are aggregated External observation methods
when scoring the scale (and which might bene®t from
some dierentiation). Most of the empirical literature conceptualises
A further reliability issue centres on the implicit patient-centredness as a clinical method, re¯ected in
assumption that the psychological factors determining the predominance of measures which involve obser-
doctors' patient-centredness are relatively stable, at vation of consultation behaviours. Two main
least in the absence of interventions. This requires in- approaches (or their combination) have been
formation on the reliability of self-report scales over employed. Rating scales are concerned with how much
time. However, few would suggest that such attitudes or how well a speci®c behaviour was performed. Ver-
are completely ®xed. Sensitivity to change is therefore bal behaviour coding systems involve categorising
another relevant issue if scales are to have utility in units of doctor and patient speech. Combined methods
evaluating educational interventions designed to use elements of both approaches.
enhance doctors' patient-centredness. None of the
scales reviewed in Table 1 has published information Rating scales
on reliability over time or sensitivity to change.
Demonstrating the construct validity of self-report Table 2 presents details of the content, reliability
measures is crucial since there is no `gold standard' cri- and validity of six dierent scales. All the scales
terion for patient-centredness. The relationship involve simple global ratings of behaviours de®ned as
between self-report scores and a wide variety of exter- `patient-centred', though they vary somewhat in focus
nal variables may have bearing on construct validity. and content. For example, the Verhaak (1988) scale is
For example, the deMonchy scale demonstrated associ- the only one not to focus explicitly on doctor beha-
ations with physician gender which may be interpret- viour. Rather it measures patient participation in the
able with reference to theories of gender socialisation. consultation (although this is likely to depend, to some
The Grol scale dierentiated between doctors from degree, on facilitating behaviours of the doctor). The
dierent countries which may re¯ect the in¯uence of scales all tend to focus on evaluating `instrumental'
cultural dierences in medical education or the social (i.e. task-oriented) behaviours rather than the emotion-
context of health care. al tone of the consultation.
However, it is the link between doctors' self-reported Scale content was examined to judge which of the
attitudes and their actual clinical behaviour that is ®ve proposed dimensions of patient-centredness each
often of greatest interest. Without such a link, the uti- covers (see column 3). There was ambiguity regarding
1094 N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110
Table 2
Rating scales measuring patient-centred behaviour in consultations
Farmer scale Five behavioural dimensions: 2, 3, (4) Inter-rater: kappa=0.84; Low correlations with another
(unpublished) soliciting patient views; internal: a=0.61 (n = 67; measure of patient-centredness
Ð cited in responding to patient views; Wine®eld et al., 1996) based on verbal behaviour coding
Wine®eld et al. relating information to (r's of 0.17 and 0.21).
(1996) patient views; involving Associations with consultation
patient; checking length and patient satisfaction.
understanding. 5-point scale Distinguished dierent
(-best performance rated consultation types: psychosocial
across each dimension) or complex consultations were
most patient-centred (n = 210
consultations with 21 volunteer
GPs Ð 41% of invited random
sample)
Verhaak (1988) Two behavioural dimensions: 3 Inter-rater: r = 0.45 (sample Patient-centredness in both
patient participation in size not reported) `phases' of consultation
diagnostic decision-making; correlated with psychosocial
patient participation in content of discussion. High
therapy decision-making. correlations with other aspects of
Five-point scale (ratings communication including: use of
made across each dimension clari®cation, aective behaviour,
for each complaint) use of `purposive probing' (n =
1866±1884 somatic complaints;
406±496 psychosocial complaints
presented to a sample of 30 self-
selecting GPs)
Langewitz, Doctor's patient-centred 2, 3 Mean inter-rater agreement Signi®cant increase in ratings
Phillipp, Kiss communication style (i.e. where dierence between following training in patient-
and Wossmer operationalised as: eliciting two raters does not exceed 1 centred communication skills (n
(1998) patient's explanatory model; scale point)=88.5% (3 raters; = 19 volunteer residents in
eliciting patient's assumptions number of consultations not internal medicine assessed across
about diagnosis/treatment; reported) two pre- and two post-
following patient's ideas; intervention consultations with
checking patient's simulated patients); signi®cant
understanding. One rating (6- improvement in patient-centred
point scale) for entire communication compared with
consultation control group (n = 19 vs n = 23).
Patient-centred style correlated
with patient satisfaction
Ockene et al. Rating scale for evaluating a 2, 3, 4 Inter-rater: statistically Signi®cant pre- to post-training
(1988) patient-centred `Stop signi®cant correlations between improvement in two skill areas:
smoking' counselling three raters (Kendall's eliciting information and eliciting
intervention. Three skills coecient (W ) Ð skill 1, p < and responding to patient's
rated on a 4-point scale (for 0.01 ; skill 2, p < 0.02; skill 3, feelings (n = 23 family medicine
each of six speci®c p < 0.05 ). Number of and 54 general medicine residents
counselling `content areas'): consultations not reported each assessed on one pre- and
(1) eliciting information in one post-training audiotaped
exploratory sequences; (2) consultation with a simulated
providing information patient). No dierences between
pertinent to patient's physician specialty
concerns/requests/status; (3)
eliciting patient's feelings and
responding appropriately
with empathy and assurance
N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110 1095
Table 2 (continued )
`Euro- Five behavioural dimensions: 1, 2, 3, (4) Inter-rater: intraclass Poor concurrent validity with two
communication' involving patient in problem correlation coecient=0.34 other measures of patient-
scale Ð cited in de®nition, involving patient (intraclass=0.51 when average centredness (i.e. adaptation of
Mead and in decision-making, picking of two scores is used) Ð based Roter Interaction Analysis
Bower (2000) up patient `cues', exploring on four observers rating 20 System r = 0.37; Henbest &
patient ambivalence, overall consultations Stewart, 1989 r = 0.35).
`responsiveness'. Doctor's Signi®cant positive associations
performance on each with: GP acquaintance with
dimension rated on 5-point patient, GP age, consultation
scale. Summated score (as % length, proportion of eye-contact
of maximum achievable) used and the degree to which
in analyses psychological factors were judged
important by the GP (r's between
0.27 and 0.51; n = 55 videotaped
consultations from 24 volunteer
GPs)
Utrecht Four dimensions of patient- 2, 3 Reliability not reported Performance ratings for
Consultation centred behaviour: clarifying suciently clearly simulated patient encounters were
Assessment patient's reasons for higher than for matched `real'
Method attendance, making reasons encounters from GPs' everyday
(UCAM) Ð explicit, ®nding common practice (n = 20 trainee Dutch
cited by Pieters, ground during problem GPs each assessed over one
Touw-Otten formulation; ®nding common simulated patient consultation
and Melker ground during management and three real patient
(1994) planning. Each item rated consultations)
from 1 (=`very inadequate')
to 3 (=`very adequate')
classi®cation of some instruments due to lack of clarity Bower, 2000) since the latter take into account the
about the exact processes being rated and their func- degree to which observers concur on the absolute
tion (as perceived by the scale developers). For `level' of ratings, as well as their association. This is es-
example, `relating information to patient views' (Wine- pecially important where cut-os of the `adequacy' or
®eld et al., 1996) might be viewed as attempting to `quality' of behaviours are used: a high statistical cor-
take account of the `patient-as-person' (dimension 2) relation between two observers could mask the fact
or as a means of enhancing the `therapeutic alliance' that one consistently rates a greater proportion of con-
(dimension 4). Pragmatically, it may relate to both sultations as meeting a particular criterion.
dimensions. Thus, the dimensions assigned to each The low inter-rater reliabilities reported for the Ver-
measure are judgements of the reviewers only and haak scale (1988) and the Euro-communication scale
should be regarded as preliminary. It is also important (Mead & Bower, 2000) may re¯ect the diculty of rat-
to note that coverage of multiple dimensions by a ing relatively broadly de®ned behaviours. Generally,
single measure does not imply that all are measured the reliability of a measure is inversely related to the
adequately or with proven validity. amount of subjective judgement required on the part
Reliable rating by observers is crucial. Although in- of observers. While it may be possible for observers to
ternal reliability is sometimes reported (e.g. Wine®eld agree criteria for recognising a particular target beha-
et al., 1996), this re¯ects how constituent subscales or viour (e.g. `exploring patient ambivalence'), it may be
dimensions of an instrument inter-correlate, rather more dicult to agree thresholds for scoring diering
than the consistency of raters. In terms of inter-rater amounts or `appropriateness' of that behaviour. To
reliability, Table 2 shows the six measures generally counter such problems, both the Farmer scale (used by
report low to moderate levels, although a range of Wine®eld et al., 1996) and the scale developed by Ock-
methods has been used. Measures of association such ene et al. (1988) give relatively detailed criteria for
as Pearson's r (e.g. Verhaak, 1988) are less acceptable scoring each behaviour. None of the scales has been
than measures of agreement such as kappa or intra- assessed in terms of intra-rater reliability (i.e. the con-
class correlations (e.g. Wine®eld et al., 1996; Mead & sistency of ratings by the same observer over time).
1096 N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110
Table 3
Schemes for coding patient-centred verbal behaviour in consultations
Stewart Doctor behaviour: shows 3, 4 Inter-rater: agreement for 90.3 Doctor behaviour (especially
(1983, 1984) solidarity; shows tension of 100 utterances (two raters; `agreeing') associated with
release; agrees; asks for number of transcripts not patient-reported compliance.
opinion; asks for suggestion; reported) Doctor behaviour had more
shows tension. Patient impact on patient satisfaction
behaviour: gives opinion; and compliance than patient
disagrees; shows tension; behaviour. Doctors more likely
shows antagonism; gives to express tension release, ask
suggestion; gives orientation about feelings/opinions with
(adapted from Bales' IPA) female patients. Female
patients expressed more
feelings/requests for help. Male
patients expressed more facts.
(n = 140 consultations, 24
volunteer family physicians)
Roter et al. Doctor behaviour: gives 1, 3 Inter-rater: r = 0.81 (14 Positive relationships with
(1987) information/orientation/ transcripts by second coder Ð role-playing patients'
opinion related to procedures, median over 17 individual satisfaction, impressions of
medical condition, therapy or items) aect and recall (r's from 0.27
prevention; counsels/persuades to 0.62 for frequency-based
about prevention, lifestyle or measures; 0.11±0.58 for
therapy (adapted from Roter's proportions; n = 86
RIAS) consultations with 43
volunteer male primary care
physicians)
Wine®eld et Doctor behaviour: (1), 2, 3, 4 Inter-rater: Cohen's Low correlations with Farmer
al. (1996) `receptiveness'=re¯ections; kappa=0.84 for `doctor scale (r's 0.17 and 0.21 Ð see
open-questions; receptiveness' 0.90 for `patient Table 3). Moderate
acknowledgements. Patient involvement' (number of raters correlations between `doctor
behaviour: and transcripts not reported). receptiveness' and `patient
`involvement'=questions; Internal consistency: a=0.70 involvement' (r = 0.44).
positive/negative attitudes to (`doctor receptiveness') and Doctor receptiveness related to
treatment; private a=0.58 (`patient involvement') patient age (older) and doctor
(unobservable) symptoms; knowledge of patient. Patient
accounts of action/experience; involvement related to age of
opinions (adapted from Stiles' patient (older), type of
VRM) consultation (psychosocial or
complex), longer consultations,
and greater doctor
dissatisfaction (n = 210
consultations with 21
volunteer GPs)
Ford et al. Patient-centredness=sum of: 1, 2, 3, 4 Inter-rater: mean r for Low ratios of patient-
(1996) doctor's psychosocial/lifestyle clinician utterance centred:doctor-centred
discussion+doctor's categories=0.77 (range: 0.60± behaviour reported for `bad
partnership-building 0.92); mean r for patient news' oncology outpatient
statements+patient's categories=0.80 (range: 0.46± consultations (mean ratio for
questions+patient's 0.92) (two coders, r = 20 ®rst consultation=0.33, rising
psychosocial/lifestyle consultations) to 0.41 at consultation 4 weeks
discussion divided by sum of: later but remaining
doctor's closed biomedically focused). No
questions+doctor's biomedical reported associations with
information-giving+patient's consultation outcomes
biomedical information-giving (n = 113 ®rst and 95 second
(adapted from Roter's RIAS) consultations, ®ve volunteer
clinicians)
N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110 1097
Table 3 (continued )
Street (1992) Doctor behaviour: statements 2, 3, 4 Inter-rater: Cohen's kappa of Doctor behaviour positively
of reassurance, support, 0.69 (two raters over ®ve associated with parents'
empathy, inter-personal transcripts) satisfaction and perceptions of
sensitivity; soliciting/ `partnership-building' and
encouraging questions, `inter-personal sensitivity' (r's
opinions, expression of feelings from 0.22 to 0.36, n = 115
(adapted from Stiles' VRM) paediatric consultations with
seven self-selected doctors)
Cecil and Relational Communication 3 Inter-rater: Cohen's kappa of Greater physician control
Killeen Control Coding System Ð 0.85 (based on two raters associated with less patient
(1997) grammatical form and coding 1024 doctor and self-reported compliance and
pragmatic function of each patient statements) satisfaction (n = 50 patients
speaker's statements coded in and 15 volunteer family
terms of controlling/accepting/ practice residents)
neutral behaviour. Paired
statements (i.e. speaker-
respondent) also coded in
terms of control `symmetry'
Wissow et al. Healthcare provider behaviour: 3, 4 Inter-rater: mean r for all Healthcare providers exhibited
(1998) partnership; interpersonal provider talk=0.74 and for `patient-centred' style with
sensitivity; information-giving. provider's medical task-related parent(s) in 33% of sampled
Scores above 50th percentile talk=0.84; mean r for parent visits and with the child
on these three combined socio-emotional talk=0.81 and patient in 36%. `Patient-
categories of talk de®ned as for parent's medical task- centred' style with parent(s)
`patient-centred' (-adapted related talk=0.78 (n =15 associated with: (i) more
from Roter's RIAS) audiotaped visits; number of parent talk; (ii) higher parent
raters not recorded) ratings of provider
informativeness and
partnership. `Patient-centred'
style with child associated
with: (i) more child talk with
the provider; (ii) higher parent
satisfaction with how good a
job was done. (Total n = 104
emergency room visits for
childhood asthma with
volunteer healthcare providers
sampled across seven US
cities).
Mead and Patient-centredness=sum of: 1, 2, 3, 4 Inter-rater: intraclass Poor concurrent validity with
Bower (2000) doctor's psychosocial/lifestyle correlation coecient=0.71 two other measures of patient-
discussion+doctor's verbal (based on three raters coding centredness: r = 0.37 (Euro-
attentiveness+doctor's 20 consultations) communication rating scale;
clarifying+patient's Mead & Bower, 2000) and
biomedical r = 0.21 (Henbest & Stewart,
questions+patient's 1989). Signi®cant positive
psychosocial/lifestyle associations with: GP
discussion divided by sum of: acquaintance with patient,
doctor's biomedical questions patient emotional distress;
and information- consultation length,
giving+doctor's directive/ proportion of eye-contact and
orienting statements+patient's the degree to which
biomedical information-giving psychological factors were
(adapted from Roter's RIAS) judged important by the GP
(r's between 0.31 and 0.53;
n = 55 videotaped
consultations from 24
volunteer GPs)
(continued on next page)
1098 N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110
Table 3 (continued )
Badger et al. Interaction Analysis System 1, 3, 4 Reported inter-rater: mean r's No relationship with attitudes
(1994) for Interview Evaluation 0.72±0.82 (-number of raters to psychosocial issues
(ISIE-81). Doctor behaviour: and interviews not noted); (measured using Physician
narrow and broad intra-rater: mean r = 0.84 (all Belief Scale). Aective
psychosocial questions; all ®gures from original ISIE-81 interview behaviours, greater
statements with aective focus. development work) proportion of physician talk
Patient behaviour: patient talk and broad psychosocial
as proportion of total questioning were best
interview talk predictors of depression
diagnosis (r = 47 community
physicians interviewing four
patients standardised with
symptoms of major
depression)
Butow et al. CN-LOGIT computer-based 1, 3, (4) Inter-rater: 66% agreement in Better psychological
(1995) interaction analysis system for number of identi®ed speech adjustment among patients
cancer consultations. Patient- units; 78±85% agreement on whose questions were
centred behaviour: ratio of codes for matching speech answered. No relationships
total patient to total doctor units (two raters and 14 between other verbal
input (time); ratio of patient consultations). Intra-rater: behaviour measures and
questions to doctor responses; 79% no. of speech units; 90± patient satisfaction, recall or
all doctor talk about non- 94% for matched units (14 psychological adjustment.
medical matters. Also rated consultations coded one year Global rating of consultation
global patient-centred style apart). Reliability of global style associated with greater
using visual analogue scale (0± scale not reported patient anxiety and female
100) patient gender. No
associations with patient age
or preference for involvement
in decision-making (r = 142
®rst in- or out-patient
consultations with one medical
oncologist)
In terms of validity, the rating scales in Table 2 (1998) scales both report positive associations with
report various associations with consultation inputs patient satisfaction.
and process such as type and length of consultation
(Wine®eld et al., 1996; Mead & Bower, 2000), psycho- Verbal behaviour coding
social content of communication (Verhaak, 1988), eye
contact, acquaintance with the patient and GP age Many schemes for coding verbal behaviour have
(Mead & Bower, 2000). One scale did not dierentiate been developed. The best known include Bales' (1950)
between doctors from dierent medical specialities Interaction Process Analysis (IPA), Stiles' (1978) Ver-
(Ockene et al., 1988). Two scales were found to be sen- bal Response Modes (VRM) and Roter's (1977) Inter-
sitive to changes associated with training (Ockene et action Analysis System (RIAS). A useful comparison
al., 1988; Langewitz et al., 1998) and one distinguished of these three techniques is provided by Inui, Carter,
between consultations with real and simulated patients Kukull and Haigh (1982).
(Pieters et al., 1994). However, two of the scales have All coding schemes share the same broad function
demonstrated low concurrent validity with other obser- of sorting speech acts into mutually exclusive cat-
vation-based measures of patient-centredness (Wine- egories. While some categories deal implicitly with the
®eld et al., 1996; Mead & Bower, 2000). content of talk (e.g. RIAS: shows disagreement/criti-
Of most interest is the degree to which patient-cent- cism) the main focus is on the instrumental intent and
redness is associated with consultation outcomes like eect of speech rather than what is actually said. Gen-
participant satisfaction, patient compliance or health erally used to code from literal transcripts, some
status. The Wine®eld et al. (1996) and Langewitz et al. schemes (e.g. RIAS) use audio- or videotapes, thus
N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110 1099
improving feasibility. Measurement is in terms of fre- patient-centredness (which cannot be assumed to have
quencies and proportions of speech units assigned to equivalent reliability). However, generally speaking,
the dierent categories; that is, categories are not verbal coding schemes are more reliable than rating
weighted in such a way that one type of verbal beha- scales since they reduce consultation behaviour to fre-
viour is valued as more or less important than quencies of speci®cally de®ned units, the categorisation
another. of which usually requires less subjective judgement on
Various modi®cations of verbal coding schemes have the part of the observer.
been used to study patient-centredness in consultations Although the best known verbal coding schemes
(Table 3). In these studies, the verbal content of the have been used many times in dierent studies of
consultation is ®rst coded, then various combinations medical consultations, the precise methods by which
of categories de®ned by the authors as `patient-centred' each was modi®ed speci®cally to study `patient-cent-
are used in analyses. The method employed by Cecil redness' (detailed in Table 3) have not been reproduced
and Killeen (1997) diers in that all pre-coded verbal in other research. On a practical note, these methods
statements were subsequently categorised in terms of can be rather time-consuming, especially since the
patient and physician `controlling' behaviour. whole consultation has to be coded ®rst before
Again, the content of instruments was examined in `patient-centredness' can be measured.
order to judge which of the ®ve proposed dimensions In terms of the validity of measures, greater levels of
of patient-centredness were measured by each (see col- patient-centredness have been reported for consul-
umn 3). The diculties with such judgements, high- tations with patients who are female (Stewart, 1983,
lighted in the previous section, are compounded in 1984; Butow et al., 1995), older (Wine®eld et al.,
relation to verbal coding methods because micro-pro- 1996), more anxious or emotionally distressed (Butow
cesses such as `open questions' (Wine®eld et al., 1996) et al., 1995; Mead & Bower, 2000) and better known
are relatively unspeci®c and may relate to a number of to the doctor (Wine®eld et al., 1996; Mead & Bower,
dimensions, depending on the interpretative framework 2000). Associations are also reported with eye contact
used. For example, doctors' `talk about non-medical (Mead & Bower, 2000), type of consultation (Wine®eld
matters' (Butow, Dunn, Tattersall & Jones, 1995) may et al., 1996) and consultation length (Wine®eld et al.,
relate to the `biopsychosocial perspective' (dimension 1996; Mead & Bower, 2000). In terms of outcomes, as-
1) or function as a means of enhancing the `therapeutic sociations have been found with patient compliance
alliance' (dimension 4). (Stewart, 1983, 1984; Cecil & Killeen, 1997), satisfac-
Although there is some consensus as to what types tion (Stewart, 1983, 1984; Roter et al., 1987; Street,
of behaviours re¯ect patient-centredness, there is also 1992; Cecil & Killeen, 1997; Wissow et al., 1998) and
signi®cant disagreement on the inclusion of particular recall (Roter et al., 1987). Patient-centredness has also
behaviours and the role of the patient. Common to been associated with a greater likelihood of diagnosing
most systems are doctor behaviours that encourage depression (Badger et al., 1994) and with doctor dissa-
patient talk (including question-asking), general tisfaction (Wine®eld et al., 1996).
empathic statements, non-medical discussion and aec-
tive statements. However, there is notable disagreement Combined assessment methods
about doctors' information-giving. Street (1992) dis-
tinguishes patient-centredness from doctors' infor- Four combined assessment methods have been
mation-giving behaviour while Roter, Hall and Katz developed (Table 4), possibly as a response to criti-
(1987) consider information-giving as a patient-centred cisms that, used in isolation, no singular approach ade-
skill. For Ford et al. (1996) and Mead and Bower quately captures the complexity of doctor±patient
(2000) the exchange of psychosocial information (by consultations (e.g. Wasserman & Inui, 1983; Waitzkin,
either party) is treated as patient-centred whereas bio- 1990; Roter & Frankel, 1992). Because these methods
medical information-exchange is not. Also, while some have been speci®cally designed to measure patient-cent-
measures take account only of the doctor's verbal redness, identifying the dimensions addressed by each
behaviour (e.g. Roter et al., 1987; Street, 1992; Wissow is generally easier than for measures based on verbal
et al., 1998), others also take patient behaviour into coding schemes.
consideration when calculating patient-centredness. In Byrne and Long's (1976) method, individual
Inter-rater reliabilities reported for measures in doctor behaviours are categorised as either `doctor-
Table 3 are generally acceptable, although (as with the centred', `patient-centred' or `neutral'. An examination
rating scales discussed previously) assessments vary of the conceptual basis and content of the measure
from percentage agreement to kappa calculations. It con®rms that it examines dimension 3 (`sharing power
should be noted that many reported ®gures relate to and responsibility'). The frequency of dierent cat-
the reliability of the initial verbal coding procedure egories of behaviour are noted using separate checklists
rather than the method for subsequently scoring for the `diagnostic' and `prescriptive' phases of the
1100 N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110
Table 4
Combination methods for measuring patient-centred behaviour in consultations
Byrne and Long 3 Inter-rater (36 consultations rated by Scoring procedure for categorising
(1976) two independent observers): consulting styles on a `doctor-' to
`diagnostic' phase (frequently `patient-centred' continuum failed to
occurring categories only): r's=0.43± discriminate between dierent doctors
0.87 (for 9 out of 11 categories, and consultation types (n = 36 consultations
r > =0.70); `prescriptive' phase by six GPs; Buijs et al., 1984)
(frequently occurring categories only):
r's=0.40±0.81 (for 5 out of 11 Detected improvements in GP interview
categories r > =0.70) Ð reported by style (signi®cant for `empathic behaviour')
Buijs et al. (1984)Inter-rater: 90% following Rogerian training aimed at
agreement for three observers based encouraging patient expression of
on 20 consultations Ð reported by psychosocial problems (n = 106 pre- and 81
Long (1985) post-training consultations with six
volunteer GPs; Bensing & Sluijs, 1985)
Association between GP patient-centredness
and (i) length of consultation, (ii) `¯exibility'
of GP consulting style (de®ned by the
author, n = 53 volunteer GPs supplying
recordings of two complete surgeries six
months apart; Long, 1985)
No associations found between patient-
centredness of consultations and (i) patients'
own ratings of `ease of communication' or
`doctor's degree of understanding', or (ii)
length of consultation (n = 88 consultations
with nine self-selected GPs; Cape, 1996)
Henbest and 2, 3 Inter-rater reliability: patient oers Ð Moderate to high concurrent validity with
Stewart (1989) 85% agreement; physician response Brown et al. (1986) measure (r's =0.51 and
scores: r = 0.91 (Henbest & Stewart, 0.89) and empathy scale (r = 0.89 );
1989); r = 0.90 (Law & Britten, dierentiated between doctors with respect
1995); intraclass correlation to overall patient-centredness scores and in
coecient=0.58 rising to 0.73 using responses to dierent categories of patient
average of two raters' scores (Mead oers (n = 73 taped consultations with six
& Bower, 2000) doctors; Henbest & Stewart, 1989)
Intra-rater reliability: r = 0.88 (after Patient-centredness correlated with doctors'
2 weeks); r = 0.63 (after 6 weeks); ascertainment of patients' reasons for
correlation between scoring in ®rst attending (r's from 0.3 to 0.42, n = 73);
two min and score for entire signi®cant association between degree of
interview: r = 0.81 (Henbest & patient-centredness in response to main
Stewart, 1989); r = 0.57 (Law & symptom and resolution of patients'
Britten, 1995) concerns; no associations with (i) doctor±
patient agreement about the problem or (ii)
patient satisfaction (Henbest & Stewart,
1990)
N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110 1101
Table 4 (continued )
consultation. Category weightings are used to score the the consultation, the instrument could also be said to
consultation style for patient-centredness. However, tap into aspects of dimension 3 (`sharing power and
Buijs, Sluijs and Verhaak (1984) are critical of this responsibility'). Aside from the initial validation work,
scoring procedure, rejecting the possibility that this measure has not been used in other published
doctors' styles may be classi®ed on a patient-centred research.
continuum. Only two published studies have used this Henbest and Stewart (1989) modi®ed the Brown et
instrument, neither using the original scoring system: al. (1986) measure to enable coding direct from video-
instead, ratios of doctor- to patient-centred behaviour or audiotape. They also added two more categories of
were determined (Long, 1985; Cape, 1996). patient `oers' (symptoms and thoughts) and distin-
The next three methods represent successive develop- guished closed- from open-ended doctor responses.
ments of one instrument. Brown, Stewart, McCracken, However, neither this nor the original Brown et al.
McWhinney and Levenstein (1986) focused on eliciting (1986) instrument assesses the success (or otherwise) by
and understanding the patient's experience of illness, which participants' respective `agendas' are negotiated
thus tapping into dimension 2 (`patient-as-person'). and integrated in the consultation.
The method involves categorising patients' verbal The most recent version (Brown et al., 1995) now
`oers' into four mutually exclusive types: expectations, also includes patient `oers' relating to impact on func-
feelings, fears and prompts. The doctor's response to tioning/roles. A modi®ed scoring method allows for
each oer is then scored as either an acknowledgement the possibility that patients may not oer any symp-
or a cut-o (i.e. block to further expression). A ®fth toms or prompts during a consultation. This makes
dimension, physician facilitating behaviours, records the measure applicable to a wider range of consul-
any doctor comment encouraging further patient ex- tation types (e.g. doctor-initiated encounters). As well
pression. To the degree that focusing on doctors' re- as measuring the degree to which the doctor elicits the
sponses to patient `oers' may be interpreted as patient's illness experience, the method now also con-
measuring the amount of `space' given to patients in tains two new sections. The ®rst scores the doctor's
1102 N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110
posed ®ve-dimension framework provides conceptual each represent distinct aspects of clinical work having
clarity concerning the exact issues addressed by par- their own determinants, correlates and outcomes.
ticular interventions or research tools. This should fa-
cilitate communication between dierent research On being `patient-centred'
groups, and between researchers and clinicians.
The framework has a number of strengths. Dimen- As be®ts such a complex construct, a large number
sions 3 and 4 (`sharing power and responsibility' and of variables potentially in¯uence a doctor's propensity
`therapeutic alliance') have parallels in psychological to be patient-centred, both within the context of indi-
theories of interpersonal relationships and in psy- vidual consultations and over the course of the pro-
chotherapy (Leary, 1957; Birtchnell, 1993; Roth & fessional career. Fig. 1 indicates some hypothesised
Fonagy, 1996), suggesting that aspects of patient-cent- in¯uences.
redness re¯ect ways of relating not limited to the medi- At the centre of the model is the doctor±patient re-
cal context. A wider literature may therefore be of lationship expressed in the form of a behavioural inter-
relevance to further developments in this area. action between the two parties. As proposed, these
In psychological theories of personality a distinction behaviours may be interpreted as more or less `patient-
is often made between `nomothetic' systems of under- centred' across ®ve dimensions. Potential in¯uences on
standing (i.e. those that apply to groups of people) and these dimensions are hypothesised at a number of
`idiographic' systems (i.e. those concerned with under- dierent levels. At the most remote level, `shapers'
standing an individual). Dimension 1 of the proposed (such as cultural norms or clinical experience) may
framework may be considered nomothetic in that it impact on more speci®c determinants (like gender or
concerns the degree to which doctors use a biopsycho- attitudes). In Western culture, for example, norms
social perspective to understand patients in general. relating to gender mean that it is more socially `accep-
Dimension 2 diers in that it is idiographic, relating to table' for females to discuss feelings and emotions than
the doctor's understanding of the individual patient. males. Similarly, a doctor's attitude towards develop-
Similarly, dimension 4 (nomothetic) concerns the car- ing and maintaining a therapeutic alliance with drug
ing, aliative quality of the doctor±patient relation- misusers may become coloured by past negative experi-
ship in terms that can be applied to all patients, ences.
whereas dimension 5 (idiographic) is concerned with The speci®c context of medical practice may also
aspects of the relationship particular to the individual impact on doctors' patient-centredness (Howie, 1996).
doctor±patient dyad. For example, the introduction of videotaped consul-
tation assessments into the membership examination
Inter-relationships between the dimensions for the UK Royal College of General Practitioners
may encourage more systematic attention to interper-
Aside from the nomothetic/idiographic complemen- sonal aspects of care by GPs. Recent policy initiatives
tarity of dimensions 1 and 2, and dimensions 4 and 5, to promote greater teamworking and role substitution
inter-relationships within individual doctors also among primary care professionals (e.g. Sibbald, 1996)
requires consideration. If, as some authors suggest, may reduce possibilities for sustained personal contact
patient- and doctor-centred approaches represent two with individual patients, in turn impacting on doctors'
qualitatively dierent types of practitioner (e.g. ability to attend to the more `idiographic' aspects of
McWhinney, 1985), then all ®ve dimensions might be patient-centred care. Increasing emphasis on `evidence-
expected to be highly correlated within individual based' clinical care may present problems for ensuring
doctors. Equally, inter-correlations might be expected that patients have full information when deciding
to the degree that particular verbal behaviours may about treatment. As Toop (1998) points out, ``concepts
relate to more than one dimension (discussed below). such as relative and absolute risk, number needed to
Although in part this is an empirical issue, there is no treat, cost-eectiveness and resource allocation may
theoretical reason why practitioners should not demon- not always be explainable to patients''.
strate behaviours indicative of one dimension but not Finally, consultation-level in¯uences have the most
another. Using a biopsychosocial perspective to immediate impact on the propensity of doctors to be
account for problems presented by all patients (dimen- patient-centred. The mechanism for this may be direct
sion 1) may be less complex a task than fully under- or mediated via demographic and psychological
standing each patient's subjective experience of illness characteristics of the patient or doctor. For example,
(dimension 2). Thus with relatively simple training, ethnic dierences may create barriers to eective com-
doctors' skills may improve in some areas without sig- munication. Time or workload pressures may limit
ni®cant progress in others. Although medical education possibilities for full negotiation and resolution of con-
may aim to create fully patient-centred practitioners, it ¯ict between doctor and patient `agendas'. Alterna-
is implicit in the current model that the ®ve dimensions tively, such pressures may increase the value placed
1104 N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110
by a doctor on such aspects of clinical work, points of view may relate to the relationship between
encouraging adoption of speci®c mechanisms (e.g. training and the dierent dimensions: teaching tech-
oering longer appointment slots) to facilitate niques for improving the `therapeutic alliance' may be
patient-centred care. simpler than teaching doctors to be insightful and
The time dimension detailed in Fig. 1 explicitly re¯ective with individual patients.
recognises that the propensity of a doctor to be Secondly, as in most models in the social sciences,
patient-centred will vary over time, and that some many of the causal `arrows' may function in both
dimensions (especially 2 and 5) require signi®cant time directions. Although full speci®cation of relationships
to develop between the doctor and individual patient. requires further theoretical and empirical work, a num-
As currently presented, the model is not fully speci- ber of relationships have begun to be examined. For
®ed in a number of respects. First, it only indicates hy- example, Howie et al. (1992) explored relationships
pothesised sources of in¯uence on the broad construct between the context of care (i.e. consultation length
of patient-centredness, without considering more in- and booking intervals), doctor attitudes and proxies of
depth relationships between speci®c elements of the patient-centred behaviour.
model and each dimension. For example, dimension 3 Finally, the model concerns doctors' propensity to
(`sharing power and responsibility') may be relatively be patient-centred and does not consider outcomes.
amenable to external in¯uences such as policies that Nevertheless, proving the utility of patient-centred care
set standards for patient involvement in care. However, requires consideration of its impact on a variety of
dimension 5 (`doctor-as-person') is far less amenable to outcomes. Howie (1996) suggests that patient outcomes
such external in¯uences since it requires a re¯ective such as health status, satisfaction and enablement and
approach on the part of the doctor which cannot be doctor outcomes such as stress and morale are both
enforced from outside. Balint (1964) suggested that important.
some aspects of patient-centredness require a ``limited
though considerable change in personality'' (p. 121), Relationships between dimensions and measures
whereas others suggest that patient-centred skills can
be learned without such profound psychological It is evident that the proposed conceptual frame-
change (Gask & McGrath, 1989). These con¯icting work does not map neatly onto some of the measures
N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110 1105
reviewed. This re¯ects the fact that non-speci®c verbal Another cause of inconsistency concerns dierences
behaviours have no inherent relation to higher-order in samples of clinicians and consultations studied. An
concepts such as `sharing power and responsibility'. association between patient-centredness and longer
Such behaviours may be interpreted as relating to consultations (e.g. Long, 1985; Howie et al., 1992;
more than one dimension. Information-giving, for Wine®eld et al., 1996) was not con®rmed by Cape
example, could imply `sharing power and responsibil- (1996), despite the fact that the latter used the same
ity', in that information may provide patients with measure as Long (1985). However, it should be noted
the resources to challenge or make decisions about that Long's study of 53 GPs included all types of
their care. Alternatively it may relate to the `thera- patient consultation, whereas Cape focused speci®cally
peutic alliance', by enhancing the sense of partnership on consultations for psychological problems submitted
and increasing patient perception of the relevance or by a sample of nine GPs who all had particular inter-
potency of an intervention. Greater speci®city requires ests in psychological care. It is therefore important
information about the context and motivations that apparent inconsistencies are interpreted with
behind particular verbal processes, but it is unlikely sampling issues in mind.
that quantitative systems applied by external obser- A limitation of the all observer-based methods
vers can ever adequately capture such complexity. reviewed in this paper (at least as far as research in
This underscores the importance of validation with general practice is concerned) is the focus on single
reference to appropriate variables that are `external' consultations. Balint (1964) and others in the ®eld of
to the consultation (e.g. measures of patient recall or general practice emphasise the importance of the long-
adherence to treatment) as well as the triangulation term relationship between doctor and patient which
of observer ratings of patient-centredness with doctor develops over successive consultations. As mentioned
and patient reports. above, some proposed dimensions of patient-centred-
None of the measures reviewed covers dimension ness (e.g. 2 and 5) relate speci®cally to processes that
5 (`doctor-as-person'), re¯ecting the diculty of cannot be expected to develop fully in a single encoun-
operationalising such a complex and context-speci®c ter. Thus, observation measures applied to individual
variable. On the other hand, dimension 1 (`biopsy- consultations are unlikely to be sensitive to aspects of
chosocial perspective') may be relatively straight- the relationship not explicitly verbalised or which
forward to measure, despite the fact that some develop over time (e.g. mutual trust). Although practi-
authors argue that extending the `clinical gaze' to cal problems have restricted exploration of this issue, it
patients' social and psychological worlds is tanta- deserves serious attention if research in this area is not
mount to increasing the social power and authority to ignore a key feature of general practice medicine in
of doctors (e.g. Mishler, 1984). It is a common fact favour of logistical simplicity.
that complex theoretical concepts cannot be ade-
quately translated into practical measures, but it is Utility of measures of patient-centredness
important to be clear about what is lost in trans-
lation and how this aects the interpretation of The utility of any measure depends on its validity,
®ndings. The Henbest and Stewart (1989) measure, reliability, sensitivity and feasibility, and a trade-o
for example, focuses on eliciting the patient's ill- between these criteria is often necessary (Mead &
ness experience, corresponding to dimension 2 Bower, 2000). It is important to be clear about the
(`patient-as-person'). However, dimension 2 concerns context in which a measure is being used. For example,
the doctor's understanding of the individual patient, if patient-centredness scores were to in¯uence decisions
an aspect which is lost to the degree that the about individual doctors (e.g. for professional accredi-
Henbest and Stewart measure scores doctors' re- tation), then observer-based ratings need to be highly
sponse modes to patients' `oers' in general. More reliable so that individuals are not unfairly disadvan-
individualised (idiographic) methods are considered taged. Reliability can be lower in research contexts
later. where individuals are not directly aected by scores.
As highlighted in the results section, even where ob- Nevertheless, while generally more reliable, methods
servation-based measures appear to tap into the same based on verbal behaviour coding (including combined
dimension, they may dier in their focus on doctor or methods Ð see Tables 3 and 4) are less likely to be
patient behaviour, and often include quite dierent used for measuring individual doctors' performance
combinations of variables. Such discrepancies in con- than rating scales which evaluate more `global' consul-
tent and focus may go some way towards explaining tation skills (Table 2). Not only are rating scales less
inconsistent patterns of results in the literature. Identi- time-consuming and more feasible for quality assur-
fying the particular conceptual dimensions addressed ance and professional accreditation, they lend them-
by each measure may assist in elucidating consistent selves more readily to benchmarking and the
relationships. prescription of quality standards.
1106 N. Mead, P. Bower / Social Science & Medicine 51 (2000) 1087±1110
While all the measures reviewed in this paper are Observer and patient report: the problem of the `drug
relatively insensitive to the complexities of medical in- metaphor'
teractions, the importance attached to the issue of sen-
sitivity depends, in part, on the intended function of a Observer measures of patient-centredness have
measure. Even a relatively insensitive instrument may yielded some inconsistent results in relation to patient
have utility for professional monitoring if the focus is satisfaction. While positive associations were found
on very poorly performing doctors at the extreme of by Wine®eld et al. (1996), Street (1992) and Roter et
the distribution (providing that the measure is reliable). al. (1987), Henbest and Stewart (1990) found none
However, insensitive measures have much less utility using their measure. To the degree that patients may
when attempting to dierentiate doctors closer to the be considered the ®nal arbiters in evaluations of
mean. doctors' personal qualities, such disagreements throw
doubt on the validity of these systems. However,
patients' assessments cannot be used uncritically as a
`gold-standard'. Patient-centredness is, after all, gener-
Idiographic measurement methods ally perceived as a clinical method, and performance
assessment is as much the responsibility of the medi-
cal profession as the healthcare `consumer'. It may be
The idiographic/nomothetic distinction was dis- that patient satisfaction is not an appropriate out-
cussed above. Conventional measurement in psychol- come for all dimensions of patient-centredness. Roter
ogy and health services research prioritises the (1977) found that patients who were coached to ask
nomothetic perspective, but this cannot provide a full more questions in their consultations reported lower
empirical account of patient-centredness as it is satisfaction than a comparison group. Kaplan et al.
described in the conceptual literature. However, idio- (1989) also question the suitability of satisfaction as
graphic measurement methods do exist. Helman an outcome of patient involvement in care, suggesting
(1985) used a methodology which directly addressed that other measures (e.g. of health status and patient
the ability of the doctor to ``see the illness through understanding) may be more appropriate. Further-
the patient's eyes'' (McWhinney, 1985, p. 34). He more, the measurement of patients' perceptions of
explored the overlap between `explanatory models' care (including satisfaction) is not without its concep-
held by primary care physicians and patients suer- tual and methodological problems (e.g. Locker &
ing with gastrointestinal and respiratory problems. Dunt, 1978; Fitzpatrick & Hopkins, 1983; Williams,
Qualitative interviews were used to elicit the clini- 1994).
cian's model, the patient's model and the clinician's Discrepancies between measures of patient-centred-
view of the patient's model. Helman then coded the ness and patients' own perceptions may, however,
degree of agreement between the two. Cohen, Tripp- re¯ect a deeper methodological issue. There is an im-
Reimer, Smith, Sorofman and Lively (1994) under- plicit assumption in the literature that patient-centred
took a similar study with diabetic patients. Such behaviour and outcomes such as satisfaction and
methods are time-consuming and require accurate adherence to therapy will be associated in a simple lin-
coding of qualitative information about illness, but ear fashion. This re¯ects the so-called `drug metaphor'
they do provide a direct estimate of the degree to (Stiles & Shapiro, 1989), originally described in psy-
which the doctor understands the patient's construc- chotherapy research (Stiles, Shapiro, Harper & Morri-
tion of the illness and are therefore face-valid son, 1995), which conceives of consultation processes
measures of dimension 2. as analysable on the basis of their strength, integrity
The repertory grid (Fransella & Bannister, 1977; and eectiveness. Associations between process vari-
Bower & Tylee, 1997) is a quantitative method for ables and outcomes are expected to elucidate the
examining idiographic characteristics such as doctors' `active' therapeutic ingredients in doctor±patient inter-
psychological constructions of individual patients. actions. However, the drug metaphor is insensitive to
Brooke and Sheldon (1985) report a grid study which the appropriateness of interventions, the particular
seems to measure a `doctor-' and `patient-centred' dis- requirements of individual patients and to the respon-
tinction (although few details were provided), and a siveness of the two parties to one another in the con-
particular form of the grid (the dyad grid Ð Ryle & sultation.
Lunghi, 1970) explicitly measures relationships. Schuf- It is known, for example, that patient preferences
fel, Egle, Schairer and Schneider (1977) used this form for clinical style vary widely. Studies show that only a
of grid to measure changes in medical students' percep- proportion of patients consider the GP a suitable per-
tions of their relationships with patients, and such son to talk to about personal problems, and that such
measures could provide a way of tackling the complex- attitudes are related to patient age, gender and social
ities of dimension 5. class (Cartwright, 1967; Fitton & Acheson, 1979; Cart-
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