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  • CREW: CFTC: Regarding Efforts To Influence Financial Regulatory Reform: 3/18/11 - CFTC-CREW-0001

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    On March 22, 2010, Citizens for Responsibility and Ethics in Washington (CREW) filed Freedom of Information Act requests with several agencies for records related to their efforts to influence financial regulatory reform currently being considered by Congress. Several agencies likely to be impacted by reform legislation have waged an intense turf battle to try to preserve their roles and power. CREW’s request specifically seeks all correspondence between eight agencies – Department of the Treasury, Federal Reserve Board, Federal Deposit Insurance Corporation, Office of Comptroller of the Currency, Office of Thrift Supervision, National Credit Union Administration, Security and Exchange Commission, and Commodities Futures Trading Commission – and Congress related to the key financial regulatory proposals and suggestions. These records will help the public understand how these agencies have tried to influence Congress and whether these efforts were proper.; CREW: Commodity Futures Trading Commission (CFTC): Regarding Efforts to Influence Financial Regulatory Reform; Holder of Document: CREW; Producing Agency: Commodity Futures Trading Commission (CFTC); Date Received: 3/18/11;

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    On March 22, 2010, Citizens for Responsibility and Ethics in Washington (CREW) filed Freedom of Information Act requests with several agencies for records related to their efforts to influence financial regulatory reform currently being considered by Congress. Several agencies likely to be impacted by reform legislation have waged an intense turf battle to try to preserve their roles and power. CREW’s request specifically seeks all correspondence between eight agencies – Department of the Treasury, Federal Reserve Board, Federal Deposit Insurance Corporation, Office of Comptroller of the Currency, Office of Thrift Supervision, National Credit Union Administration, Security and Exchange Commission, and Commodities Futures Trading Commission – and Congress related to the key financial regulatory proposals and suggestions. These records will help the public understand how these agencies have tried to influence Congress and whether these efforts were proper.; CREW: Commodity Futures Trading Commission (CFTC): Regarding Efforts to Influence Financial Regulatory Reform; Holder of Document: CREW; Producing Agency: Commodity Futures Trading Commission (CFTC); Date Received: 3/18/11;

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    CREW: CFTC: Regarding Efforts To Influence Financial Regulatory Reform: 3/18/11 - CFTC-CREW-0001

    Uploaded by

    CREW
    On March 22, 2010, Citizens for Responsibility and Ethics in Washington (CREW) filed Freedom of Information Act requests with several agencies for records related to their efforts to influence financial regulatory reform currently being considered by Congress. Several agencies likely to be impacted by reform legislation have waged an intense turf battle to try to preserve their roles and power. CREW’s request specifically seeks all correspondence between eight agencies – Department of the Treasury, Federal Reserve Board, Federal Deposit Insurance Corporation, Office of Comptroller of the Currency, Office of Thrift Supervision, National Credit Union Administration, Security and Exchange Commission, and Commodities Futures Trading Commission – and Congress related to the key financial regulatory proposals and suggestions. These records will help the public understand how these agencies have tried to influence Congress and whether these efforts were proper.; CREW: Commodity Futures Trading Commission (CFTC): Regarding Efforts to Influence Financial Regulatory Reform; Holder of Document: CREW; Producing Agency: Commodity Futures Trading Commission (CFTC); Date Received: 3/18/11;

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    From: Leslie, Douglass <dleslie@CFTC.

    gov>
    Sent: Wednesday, August 25,20104:26 PM
    To: Leslie, Douglass <dleslie@CFTC.gov>
    Subject: FW: CFTC Staff Technical Assistance--Execution of Transaction core principle for
    SEFS
    Attach: Technical Assistance for Sen Harkin Execution of Transaction core principle
    5 10 10.docx

    From: Riley, John


    Sent: Monday, May 10, 2010 3:22 PM
    To: Mark_Halverson@harkin.senate.gov
    Cc: Leslie, Douglass; Arbit, Terry; Berkovitz, Dan M; Juzenas, Eric
    Subject: CFTC Staff Technical Assistance--Execution of Transaction core principle for SEFS

    Mark-

    The attached is provided as CFTC Staff Technical Assistance. Modeled on DCM core principle 9, it
    directs each SEF to provide an efficient market and an open and efficient mechanism for entering orders and
    executing transactions. A parallel provision is included for security-based SEFs.

    If you have any questions, please let me know.

    John

    John P. Riley
    Director of Legislative Affairs
    Office ofthe Chairman
    u.s. Connnodity Futures Trading Connnission
    115521 51 St., NW
    Washington, DC 20581
    (202) 418-5383
    JRi1ey@CFTC.gov

    CFTC-CREW-OOOl

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