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    CREW: CFTC: Regarding Efforts To Influence Financial Regulatory Reform: 3/18/11 - CFTC-CREW-0102

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    CREW
    On March 22, 2010, Citizens for Responsibility and Ethics in Washington (CREW) filed Freedom of Information Act requests with several agencies for records related to their efforts to influence financial regulatory reform currently being considered by Congress. Several agencies likely to be impacted by reform legislation have waged an intense turf battle to try to preserve their roles and power. CREW’s request specifically seeks all correspondence between eight agencies – Department of the Treasury, Federal Reserve Board, Federal Deposit Insurance Corporation, Office of Comptroller of the Currency, Office of Thrift Supervision, National Credit Union Administration, Security and Exchange Commission, and Commodities Futures Trading Commission – and Congress related to the key financial regulatory proposals and suggestions. These records will help the public understand how these agencies have tried to influence Congress and whether these efforts were proper.; CREW: Commodity Futures Trading Commission (CFTC): Regarding Efforts to Influence Financial Regulatory Reform; Holder of Document: CREW; Producing Agency: Commodity Futures Trading Commission (CFTC); Date Received: 3/18/11;

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    CREW: CFTC: Regarding Efforts To Influence Financial Regulatory Reform: 3/18/11 - CFTC-CREW-0102

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    CREW
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    On March 22, 2010, Citizens for Responsibility and Ethics in Washington (CREW) filed Freedom of Information Act requests with several agencies for records related to their efforts to influence financial regulatory reform currently being considered by Congress. Several agencies likely to be impacted by reform legislation have waged an intense turf battle to try to preserve their roles and power. CREW’s request specifically seeks all correspondence between eight agencies – Department of the Treasury, Federal Reserve Board, Federal Deposit Insurance Corporation, Office of Comptroller of the Currency, Office of Thrift Supervision, National Credit Union Administration, Security and Exchange Commission, and Commodities Futures Trading Commission – and Congress related to the key financial regulatory proposals and suggestions. These records will help the public understand how these agencies have tried to influence Congress and whether these efforts were proper.; CREW: Commodity Futures Trading Commission (CFTC): Regarding Efforts to Influence Financial Regulatory Reform; Holder of Document: CREW; Producing Agency: Commodity Futures Trading Commission (CFTC); Date Received: 3/18/11;

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    CREW: CFTC: Regarding Efforts to Influence Financial Regulatory Reform: 3/18/11 – CFTC-CREW-0102

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    On March 22, 2010, Citizens for Responsibility and Ethics in Washington (CREW) filed Freedom of Information Act requests with several agencies for records related to their efforts to influence financial regulatory reform currently being considered by Congress. Several agencies likely to be impacted by reform legislation have waged an intense turf battle to try to preserve their roles and power. CREW’s request specifically seeks all correspondence between eight agencies – Department of the Treasury, Federal Reserve Board, Federal Deposit Insurance Corporation, Office of Comptroller of the Currency, Office of Thrift Supervision, National Credit Union Administration, Security and Exchange Commission, and Commodities Futures Trading Commission – and Congress related to the key financial regulatory proposals and suggestions. These records will help the public understand how these agencies have tried to influence Congress and whether these efforts were proper.; CREW: Commodity Futures Trading Commission (CFTC): Regarding Efforts to Influence Financial Regulatory Reform; Holder of Document: CREW; Producing Agency: Commodity Futures Trading Commission (CFTC); Date Received: 3/18/11;

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    14 views1 page

    CREW: CFTC: Regarding Efforts To Influence Financial Regulatory Reform: 3/18/11 - CFTC-CREW-0102

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    CREW
    On March 22, 2010, Citizens for Responsibility and Ethics in Washington (CREW) filed Freedom of Information Act requests with several agencies for records related to their efforts to influence financial regulatory reform currently being considered by Congress. Several agencies likely to be impacted by reform legislation have waged an intense turf battle to try to preserve their roles and power. CREW’s request specifically seeks all correspondence between eight agencies – Department of the Treasury, Federal Reserve Board, Federal Deposit Insurance Corporation, Office of Comptroller of the Currency, Office of Thrift Supervision, National Credit Union Administration, Security and Exchange Commission, and Commodities Futures Trading Commission – and Congress related to the key financial regulatory proposals and suggestions. These records will help the public understand how these agencies have tried to influence Congress and whether these efforts were proper.; CREW: Commodity Futures Trading Commission (CFTC): Regarding Efforts to Influence Financial Regulatory Reform; Holder of Document: CREW; Producing Agency: Commodity Futures Trading Commission (CFTC); Date Received: 3/18/11;

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    From: Riley, John <JRiley@CFTC.

    gov>
    Sent: Sunday, June 6,20109:30 AM
    To: Clark. Ogilvie@mail.house.gov; aleta. botts@mail.house.gov;
    rebekah.solem@mai1.house.gov; Baker, Andy <Andy.Baker@mai1.house.gov>
    Cc: Leslie, Douglass <dleslie@CFTC.gov>; Berkovitz, Dan M
    <DBerkovitz@CFTC.gov>; Arbit, Terry <tarbit@CFTC.gov>
    Subject: CFTC Staff Technical Assistance -- Clarifying amendments
    Attach: CFTC staff technical assistance-clarifying amendments for transmittal 6.5.10. docx

    All--
    The attached document is provided as CFTC Staff Technical Assistance. The document addresses four
    areas of the bill and includes language meant to clarify intent in a number of areas where some confusion has
    ansen:

    --Definition of Swap Dealer


    --Definition of "Associated Person of a Swap Dealer or Major Swap Participant"
    --Definition of Swap
    --Treatment of intercompany trades between wholly-owned affiliates

    The amendments are drafted to the Senate-passed version of the bill.

    Explanations are included in the document, but if you have any questions, please let me know.

    Riley

    John P. Riley
    Director of Legis1ative Affairs
    Office ofthe Chairman
    u.s. Connnodity Futures Trading Connnission
    115521 51 St., NW
    Washington, DC 20581
    (202) 418-5383
    .JRil~Y@~fT_~_,gQ_Y

    CFTC-CREW-0102

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