Professional Documents
Culture Documents
A Conversation With Leslie Kish: Martin Frankel and Benjamin King
A Conversation With Leslie Kish: Martin Frankel and Benjamin King
EARLY YEARS gin with some information about your early years?
Tell us about your childhood, your education, how
King: By the way, happy birthday. I know you
you came to the U.S.?
have one coming up on the 27th. Leslie, could we be-
Kish: I was born in Poprad, Hungary. My father
was an engineer, who worked for an electric com-
Martin Frankel is a Professor of Statistics at CUNY- pany that moved him to different plants every few
Baruch College. Benjamin King is a Professor in the years. So we lived in about five different towns be-
Department of Decision and Information Systems, fore coming to America, always in what was then
Florida Atlantic University, Boca Raton, Florida. Hungary, but which became parts of eight coun-
65
66 M. FRANKEL AND B. KING
Kish: Right. I went to night high school from mains a good idea. Eventually, I quit the Rockefeller
1927 to 1930, the last two months while working Institute to go to Spain. Today, of course, Rockefeller
at the Rockefeller Institute. Much to my surprise I University has excellent statisticians.
was given the gold medal for best grades in the Bay
Ridge Evening High School 1930 graduating class. SPAIN 1937–1939
It came as a complete surprise. In fact, all of my
honors have come as surprises, including this in- Frankel: You graduated from City College in
terview. I got the medal and then started in City 1939? Before that, in the middle of your course
College, uptown, and we moved up there. My fam- work you left the Rockefeller Institute and went to
ily was willing to do that so I could go home from Spain?
work, eat and then go to college at 7 p.m. When I Kish: Correct. In January 1937 I went to Spain.
went to high school, I didn’t have college in mind. I was there for two years.
I just needed the high school diploma. When I fin- King: Wasn’t your decision to leave mainly for
ished, I said well, that’s not enough. So I went on ideological reasons?
to college, and it was like that with all of my higher Kish: I went there because Hitler announced his
degrees. plan to conquer Europe and the world, and I just felt
Frankel: Was it difficult to get into City College something had to be done about it. I told a friend
in the thirties? that I wished I could do something, but I don’t know
Kish: No. I could even have had a “Regents’ schol- anything about weapons, I never shot anything in
arship” if I didn’t have a family, because I did very my life, never held a rifle. She said, “You don’t have
well on the New York Regents’ Exam, but I helped to, they teach it to you, if you really want to go.” I
to support three younger children and my mother. said, “I do.” And she said, “Well, you have to wait
My mother and one of my sisters also worked. At
City College I was interested first in engineering,
and I liked math and physics. Remember, this was
1930–1931, the Depression. The guys who gradu-
ated in physics had no job of any kind, so I would
try one thing after another—physics, then math-
ematics, also some chemistry. At that time I was
not very interested in biology because it wasn’t ex-
act enough, and the Rockefeller Institute didn’t of-
fer any inducement, as they should have. Let me
say one thing that is revealing: Here I was making
statistical computations for these very smart young
doctors so I wrote a memo to the Rockefeller Insti-
tute that said: Look, you have Mr. Hoff, the glass-
blower, Mr. Darling, the machinist, Ms. Mendelson,
the medical illustrator, none of them medical doc-
tors, and each has a shop. You could set me up as
a statistical consultant and I could do it for you
cheaper and better than the doctors. I think it was
a very good proposal because I was earning less than
$100 per month. I don’t know if anybody ever read
my memo, but nothing came of it. I didn’t even have
a college degree. I was still at least two years away
from that. Yet, it still looks like a good idea, even
now.
King: You were about 25 years old?
Kish: Yes. I am relating this as a lesson, because
this notion of using consultants in statistics and
in sampling reappears throughout my career. I just
wrote a letter for Science (Kish, 1994b) saying that
this is what you need for better clinical trials. You
need specialists because it’s not enough to give every
doctor a course in statistics. So my early notion re- Fig. 2. Kish in Spain, spring 1938.
A CONVERSATION WITH LESLIE KISH 69
at least three weeks to think it over,” which I did Brigade and the International Brigades. I was with
and then I went. It had to do with the advance of a Spanish division down south so I was in the very
Hitler and fascism. Mussolini had already won his last unit to return on the S.S. President Harding.
war against Ethiopia. So I was an idealistic fighter King: What was the political climate in the
against fascism—or farsighted. The FBI called us United States at that time? Did you have difficulty
“premature antifascists.” getting back into the United States?
Frankel: That’s when you learned to speak Span- Kish: No, the government let its citizens come
ish, isn’t it? home from Spain. I was a citizen for only six months
Kish: Yes, I learned Spanish and French at the when I went to Spain in 1937, and my heart was in
same time. Spanish better. The official language in my throat about volunteering because it was against
the International Brigades was French, so I learned the announced policy of the United States. Remem-
the two together. ber, the U.S. was officially against intervention, but
King: Didn’t you tell me that you were in a Hun- we knew that many prominent persons—Eleanor
garian brigade? Roosevelt, for example—were on our side. We now
Kish: Well, I joined them for romantic reasons. know from reading the autobiography of Ambas-
I met some Hungarians in a bar who told me, “You sador Paul Bowers (1954) that President Roosevelt
don’t have to go through basic training. You go right eventually had the same sentiments. Bowers quotes
to the front, they train you with the rifles and you Roosevelt, himself, as having said “It’s the only mis-
start shooting. And also we have the best cooks.” take I know I made.” So the country was deeply
Actually, I had been assigned to work in a hospi- split, as was the New York Times, which had two
tal because I had worked for the Rockefeller In- correspondents covering Spain at the same time—
stitute. I was 26 years old and I wanted to fight, Herbert Matthews, who was pro-republic, and an-
so I joined the Hungarians—that’s the way things other one, who was pro-fascist.
were then. I was with them for six months until I
was shot on June 12, 1936 (the day after I met Dr.
THE U.S. BUREAU OF THE CENSUS AND THE
Norman Bethune). I was in the hospital for a short
DEPARTMENT OF AGRICULTURE 1940–1942
while and then transferred to an Anglo-Canadian-
American artillery unit called The John Brown Bat- King: Leslie, how did it come about that you went
tery. I was with them for more than a year until the to work at the Bureau of the Census in 1940?
Spanish Republic retired us. Kish: When I returned from Spain in January
King: Tell us a little about Bethune. 1939, I went to City College immediately and asked
Kish: He was a Canadian there with his blood if I could finish the degree requirements by June.
transfusion unit. He invented the idea that you They looked at my record and it showed that I had
could bring blood in cans right to the front, on the more than enough credits, but just needed some spe-
battlefield. Before that, half of those who were shot cific classes. I finished in June and even was elected
would bleed to death before they could get to a hos- to Phi Beta Kappa—a rare honor at night school.
pital where they could lie next to a donor. Bethune I also took two statistician exams. One for a fed-
invented the canned blood idea. He was there with eral statistical position for the 1940 Census and the
his driver–photographer and saw me playing with other for New York City, which was a little harder
some village kids. They liked it and took pictures of and better paying.
me for a movie that I never saw. If you ever see the King: Did those exams involve statistics as we
movie called “Bethune,” you’ll see this driver. The know it today or were they primarily just tests of
next day there was a battle. I could go through all mathematical reasoning?
the details but I won’t. I can play the whole thing Kish: The best preparation for most statistical
back in my mind like a documentary film. It was a exams was to read Herbert Arkin’s (1938) statis-
very colorful day. tics outline. He taught at City College and was a
King: So after you recovered from your wound, good teacher, but by the time I took his course I re-
you were transferred to another unit. When did you ally knew the material because I had already read
return to the U.S.? his book. That was my preparation, plus a proba-
Kish: In January 1939. bility book by Arne Fisher (1915), not R. A. Fisher.
King: Had the Loyalists collapsed by then? I took those two exams while holding various jobs,
Kish: They finally collapsed in April, but the In- such as a lifeguard at a summer camp, but no real
ternational Brigades were retired in 1938. I was in job. This was still 1939, right? Meanwhile the world
the very last shipment because I was in an out- was getting into the big war: Germany had invaded
fit that was cut off from France, from the Lincoln Poland and Hitler was marching on. I passed both
70 M. FRANKEL AND B. KING
exams with high scores and got both offers. I de- for selecting counties. Remember there was no sur-
cided to take the one in Washington and went there vey sampling at the Census at that time—not until
on a train, on April 1, 1940. On that train were Joe 1943, when Lester Frankel brought the sampling
Waksberg, Joe Steinberg, Sam Greenhouse, Mar- design for the Unemployment Survey over to the
vin Schneiderman—all of whom became very good Bureau in his briefcase.
statisticians. Frankel: You just mentioned that the Depart-
King: You were all on the same train? ment of Labor was really the place where sampling
Kish: Yes, because we had all passed the exam started in the United States for survey work. The
with top marks, and got the same offer: to start a Census had done some samples, but why do you
couple of weeks before the other hundreds of new think sampling for surveys started outside the Cen-
recruits. The group I just mentioned had been day sus Bureau?
students at City College and knew each other; I was Kish: No, the unemployment surveys were not
the only night student. We all went down to the at the Labor Department. They were at the Federal
Census Bureau together and became friends. That Works Progress Administration, the WPA. I was the
same summer we talked Bill Madow into giving us first sampling statistician hired by the U.S. gov-
a course so we wouldn’t “waste” the whole summer ernment because Stock, Frankel, Frederick Stephan
without taking courses. I was always taking courses. and Ross Eckler were working at the WPA. It was
King: Who were the leading lights at the Census separate, not part of the Federal Government. These
then? statisticians and some very good other people were
Kish: Philip Hauser was the senior person, and working for the WPA on this vast sample of the
number two was Ed Deming. Number three, Hansen United States. The Census Bureau had only sam-
and Hurwitz, almost one word: Morris Hansen and pled the census schedules in 1940—you know, tak-
Bill Hurwitz. We soon recognized that the natural ing every fifth household. They didn’t really have a
leader of this group in sampling was Hansen. Al- survey sample in the proper sense.
though he was not the senior statistician, he stood King: So let’s get this straight, this WPA survey
out from the rest. I was assigned to the Census of was the first large-scale sample survey in the world?
Agriculture and worked there for a year. We started Kish: There had been surveys in India, England,
at $1440 a year, but since we were at the top of the the U.S. and elsewhere, but the Unemployment
civil service list, we were raised to $1620 by the end Survey was the first national probability sample of
of the first month. It was $1620 for the whole year, households in the United States. At the Division
not per day. So I worked as Chief of Section Two, of Program Surveys, under Likert, we did surveys
and then, one day in the spring of 1941, somebody that were stimulated and supported by Elmo Wilson
told me about a job that would be a big advance- and Henry Wallace, the Secretary of Agriculture.
ment to Statistician, Grade One. It was a profes- Wallace said that if we have all these agricultural
sional and permanent job with the Division of Pro- programs, we ought to have an agency independent
gram Surveys in the Department of Agriculture at of any of the programs to survey those programs.
$2000 a year. I had an interview with Rensis Likert The idea of an independent survey agency was a vi-
(after whom the Likert scale is named). That was a tal new concept for evaluations, so our division took
fateful day in my life. Likert asked me “How would samples to survey the ongoing work and reported
you like to be our sampler.” I said “Well, I don’t directly to Wilson and Wallace. At first I selected
know anything about sampling.” He said “Would you quota samples of farmers and I could entertain
like to learn”? I answered “Yes.” He said “All right, you for an hour with what’s wrong with quota
more power to you.” So I started reading and took samples—I learned that in the first few months.
a course that fall from Steve Stock, Lester Frankel Then came Pearl Harbor. I was in Greenville,
and Willie Cobb in the U.S. Department of Agricul- North Carolina and heard about it on my car radio
ture Graduate School. I learned later that it was the tuned to the New York Philharmonic. When I got
second course in sampling in the world; the first one back to Washington my division was expanded from
was given in the spring of 1939 by Cochran at Iowa agricultural surveys to population surveys. I was at
State. Cochran was the torch bearer from Yates at grade P1 and there were also jobs for a P2 and for
Rothamsted. a P4 in sampling. I knew I could go from P1 to P2
The basis in that USDA course was studying but not to the P4 grade, and I said “I know the guy
Neyman’s paper on sampling (Neyman, 1934) and you want for P4—my teacher, Steve Stock.” Within
his Lectures (1939). There were other good things— a week, Likert took my advice and then Stock and
studying the unemployment surveys and Frankel I worked together. So I hired my own boss. Again,
and Stock’s (1942) paper on a Latin square design I am working with somebody who is good, learning
A CONVERSATION WITH LESLIE KISH 71
about Latin square designs, learning about how to phy. I learned some quality control by reading
sample properly from frames and listings. We went Shewhart (1939) on my own. I also must mention
out and listed cities, blocks, dwellings and even peo- Morris Hansen as an important influence. I took
ple. That’s how I got into sampling, from the time of two courses with Hansen and Hurwitz, first in 1942
Pearl Harbor until I fought my way into the Army before I went in the Army, and another after I came
in June, 1942. How I managed to get myself reclas- out in 1945. They were using dittoed notes that ul-
sified from 1B to 1A to join the Army is a funny, timately went into their famous textbook, Hansen,
but too long story. I was still fighting Hitler. I was Hurwitz, and Madow (1953). And, oh yes, I must
in the Army for three and a half years, mostly as a not forget Ben Tepping. He already had his doctor-
meteorologist, which I got into because I knew some ate from Ohio State before he entered the Census
physics and did well on the Army exams. I was at- in 1940 and he was a very good teacher.
tached to various Air Force stations in the U.S. and
finally in Hawaii. They kept me from going further
BACK AT THE DIVISION OF
overseas, I suspect, because they pegged me as a
PROGRAM SURVEYS
“premature antifascist.”
King: Did you make any use of your statistical Kish: When I came out of the Army in October
knowledge while you were in the military? 1945 I went back to the Division of Program Sur-
Kish: No, but I made use of my physics. I had veys. Somebody had my job—Beth Morrell—but she
a Yule and Kendall (1937) in my knapsack all the graciously gave it up to go to the Census Bureau,
time, however, and I read that over and over. without my using my veteran’s rights. During the
King: You must have recognized, though, some war, at the Division of Program Surveys, Ray Jessen
interesting statistical issues? had succeeded Steve Stock, and now Earl House-
Kish: Oh yes. I was a little bashful about working man was in charge of sampling. He came from Iowa
in the social sciences, but I found that when it comes State. My work with Earl was pleasant and fruitful,
to difficult problems, meteorology was behind the and I learned much from him also. He was already
social sciences. Meteorology has only to deal with involved in policy and let me have a lot of freedom to
4 or 5 dimensions—3 for space, plus temperature practice sampling. During those months from Octo-
and humidity—while in the social sciences we begin ber 1945 until I started at Michigan in March 1947
with about 12 and go on from there. So I say that I had three new ideas—you’ll recognize all three
the big difference between physics and the social of them. First, although we had a good sample of
sciences is the number of dimensions in multivari- households, adults were selected within the house-
ate problems in the social sciences. I thought about holds by quota sampling, so I worked up a method
statistics sometimes, predicting the weather, doing for selecting a single adult with equal probability.
risk analysis. In addition to the Yule and Kendall King: This is what is now known as the Kish
in my knapsack, I was probably reading Fisher table?
(1925) once more. I neglected to mention his Design Kish: Yes, the “Kish method” or “Kish table.”
of Experiments (Fisher, 1935), a very important King: Which many people think is some kind of
book. delicatessen food (laughter).
Kish: It was just a memo. A couple of years later,
Angus Campbell urged me that it was worth a pa-
OTHER TEACHERS AND MENTORS
per, my first (Kish, 1949). Afterwards I decided that
Frankel: Who were your most impressive teach- if you don’t want your own name attached to a dis-
ers or mentors? ease or to a table, give it a good technical name. Ev-
Kish: As I said, I learned mostly from books on ery invention I’ve had since then I’ve given a good
my own, but in statistics my best experiences were name like “balanced repeated replication” or “design
at the USDA Graduate School. I particularly re- effect.” Now, just writing that memo about within-
member the courses and contacts I had with Ed household selection wasn’t the end of it. I had to
Deming. I learned a great deal from him. convince the field section that quota sampling of re-
Frankel: What kinds of things did you learn from spondents was not good enough and that they had to
Deming? use this new table. The field people were not used to
Kish: A great deal of scientific philosophy. Dem- it and I had to get the backing of Likert and Camp-
ing had an unusual ability to get hold of somebody’s bell to get it adopted.
important idea and develop it. He invited Ney- My second idea was, believe or not, counting non-
man to this country to give his famous lectures response. If you get a nonresponse for a dwelling,
at the USDA and Deming adopted his philoso- you have to pose and answer the question, “Is this
72 M. FRANKEL AND B. KING
just a vacant house or a refusal or what”? In other Kish: We were doing the Surveys of Consumer
words, you need additional identifications and a Finances for the Federal Reserve Board and a few
classification of the various types of nonresponse. smaller surveys for the State Department on atti-
Now I was fighting with the field people, with Char- tudes toward the nuclear tests at Bikini Atoll and
lie Cannell and with George Katona. I had to run the like. The nuclear test surveys began in Octo-
again to Campbell and Likert and say “If you want ber 1946, and for these we took national samples of
to have a probability sample, you have to do this.” only 600. I am very proud of that, perhaps the small-
Nobody was reporting nonresponse properly on a est national probability samples of households any-
regular basis—not the Census Bureau—nobody. body ever selected. One of those samples afterwards
The argument against it was that if we did it and became the famous 1948 sample that happened to
the competition didn’t, we would look bad because predict Truman’s election victory over Dewey. I said
we couldn’t get past 90% response, whereas the “happened” because, out of the total sample of 600
competition didn’t have any nonresponse. You know adults, only about 400 were voters.
how that sounds. But virtue and full reporting won King: Was this a full probability sample down to
in the end. the level of the selection of the respondents?
My third idea was that I noticed that the sub- Kish: Yes. We already had moved to Michigan and
urbs of the 12 largest metropolitan areas in the U.S. had carried with us some sampling materials that
were growing fast. They already accounted for 10% the USDA allowed us to take. We brought maps, list-
of the population and I expected them to grow; they ings and other items. So in 1948, for example, the
are now about 40-something percent of our popula- election study was based on the same sample that
tion. The suburbs were so diverse in economic, racial had been used at USDA. We never could have done
and ethnic composition that I developed the idea for an election study in a government agency. That’s
a balanced selection of suburbs, representing size, just one example, and there are other examples,
economics and distance from the city. which is why we moved to a university. The Uni-
King: Was this before you met Roe Goodman? versity of Michigan gave us permission to use its
Kish: Roe Goodman, who came to Michigan later name and gave us about five rooms in a basement,
on in 1947, said “Look, if we’re going to do balancing, which we painted in as light a color as possible. Lik-
we have to figure out a way of doing it with probabil- ert and Campbell received joint appointments, and
ity sampling.” This was his idea and also the name Michigan gave us one more important thing: they
controlled selection. We worked and worked on it for allowed us to keep our overhead, and from that de-
a couple of months. I had done the balancing before, cision came our great growth. We took a big risk,
but it was not with strict probability sampling. [See but also began the most interesting part of the ad-
Goodman and Kish, 1950.] venture. The Survey Research Center later became
Frankel: These ideas were at the Division of Pro- our Institute of Social Research.
gram Surveys before you came to Michigan? King: When you were doing these surveys for gov-
Kish: Yes, all three of them. ernment agencies, were you competing with other
social research organizations in the U.S.? We’re talk-
ing about 1948 or 1950?
THE UNIVERSITY OF MICHIGAN
Kish: I would say that when we were part of the
Frankel: Why did the move to Michigan happen? government we had little competition. It was more
Kish: Because the kind of surveys that Rensis a question of competing for attention to see if the
Likert and the group wanted to do—population survey could be done. Nobody else was bidding for
surveys—did not conform with what was going on those surveys. They would come and ask us “Would
in Washington. The Truman administration was you do this for us”? Or else Likert would approach
closing down anything beginning with the letter P: them and say “This is something we could do.”
planning, programs and policy were out. Likert said Frankel: Let’s talk a bit more about 1948. That
that we ought to go to a university environment study wasn’t really planned to predict the election.
and persuaded the U of M to take us in. Campbell, It just happened to include a question about that.
Likert and Katona had Ph.D.’s. Charlie Cannell, I Was the response tabulated before the election? I
and others did not when we all moved to Michi- recall hearing that after all the other polls failed, it
gan. We were soon joined by some others, including was only then discovered that the study had been
Roe Goodman as my Chief, to establish the Survey done.
Research Center (SRC) in Ann Arbor. Kish: True. It didn’t appear in the papers as a
King: Tell us about some of the surveys that SRC prediction, and most of us tried to play it down be-
was doing in those days? cause with a sample of only 400 voters, even if you
A CONVERSATION WITH LESLIE KISH 73
tomatically produced standard errors, especially if Two things happened, however, that caused me to
they’ve had a course in survey sampling, but they leave mathematics. I knew I wanted to be a sampler
still may not be sure of what to do, so they leave and I knew what that involved. First, I was being
them alone. taught useless things about estimation theory—like
Kish: I lectured on that again last week, but best linear unbiasedness. After I had enough of that
my listeners were a self-selected group who came and similar optimality results that have little to do
because they wanted to learn about these things. with statistics as it is practiced, I said “What am
For the most part, the situation is only changing I doing in these courses? This is useless for me.”
slowly over the years. I have some simple advice The second thing is that I tried to combine sociol-
that will be published soon (Kish, Frankel, Verma, ogy and mathematics, but the Mathematics Depart-
and Kaciroté, 1995). ment would only permit this if I did the full math-
Frankel: Let’s finish up. You told us about your ematics program. I decided this was not for me. I
master’s. What about getting a Ph.D.? had those four jobs and I wanted to finish my de-
Kish: I decided, with reluctance, that a master’s gree in a couple of years, so I went into sociology.
is not enough. I was already 38 years old and al- I think that these requirements by the Mathemat-
though I liked going to school, I had three other jobs. ics Department were wrong. The same thing hap-
In 1948, my chief was Roe Goodman. Within a year pened with Marty Frankel and several other excel-
or two he started a graduate course in sampling. lent students. Even today this is true with many or
We also started the Summer Institute in Survey most statistics departments. So if students want to
Research. Goodman then decided to leave and that be practical samplers they go to a biostatistics de-
made me, simultaneously, number one, the designer partment instead of a statistics department.
of samples for the Survey Research Center—that How could I manage four jobs—sampling consul-
was my main job; number two, a researcher, and tant, researcher, teacher and student? The answer
I had just started to write articles; number three, is with wonderful co-workers. First, there was Jane
a graduate student; number four, I was a graduate Williams, who left and became Dr. Jane Bergsten.
teacher—four jobs, all at the same time. And a fifth Then Irene Hess came from the Census Bureau in
one, I became the father of Carla and a reasonably 1954 and we became collaborators for 30 years. She
good husband. But I worked at the four jobs simul- worked with superefficiency for about 27 hours ev-
taneously for four years. How I did it, I have no ery day and on hundreds of survey samples. Irene
idea. and I wrote several papers together. We also had
King: What was your rank at the University, did some wonderful graduate students working part
you have a position like instructor or assistant pro- time who became researchers with M.A.’s and a few
fessor? with Ph.D.’s who became professors—some of them
Kish: I was a Lecturer in the Department of Soci- famous. I learned a great deal from working with
ology when I got my Ph.D., in 1952. They offered me them.
an assistant professorship, but I said that at the age In the Department of Sociology, Ronald Freedman
of 42 I was not going to start as an assistant profes- and Amos Hawley were both great teachers and
sor, I’d rather just remain a lecturer. So they made great friends. From Freedman I learned population
me an associate professor; Sociology was generous and demography and from Hawley, the chair of my
and far-sighted. doctorate, ecology and social philosophy. Ted New-
comb and Dan Katz taught me social psychology,
and at the Survey Research Center I was working
THE STATUS OF SAMPLING IN STATISTICS
with Ren Likert, Angus Campbell, George Katona,
Frankel: Your Ph.D. was in sociology, not in John Lansing, Jim Morgan, Bob Kahn and others.
mathematics. Why was that? Was I sad to leave mathematics? Oh, yes. Math-
Kish: I continued in mathematics after my M.A. ematics is the most noble creation of the human
for a year or two. During that time, and while still mind. She is so seductive: The more math you have,
working on my master’s, I learned from some great the more you crave, (Kish’s law), but I felt that I
statistics books. Cramér’s book (1946), for exam- would not be a great pure mathematician—applied
ple, was very important for me, and also there was statistics is more interesting to me than mathemati-
Snedecor (1937). I studied the two big volumes of cal statistics—and sample designs pose new puzzles
Kendall’s Advanced Theory (1945), but most influ- for me every week.
ential were the journals JASA, from cover to cover Frankel: Let’s talk about your teaching. When
for more than 10 years, some of the Annals and was the first time you taught sampling at the Uni-
articles in Biometrics: versity of Michigan?
A CONVERSATION WITH LESLIE KISH 75
Kish: Yes. As Tukey says, “An expert works with you design them ahead of time for the various na-
other people’s brains.” Somebody raised the ques- tional efforts to be comparable. It basically means
tion “What about people living below 10,000 and that you must make the measurements similar, but
above 10,000 feet,” and I, as an American or Euro- the samples can be suited to the local circumstances,
pean, replied “Nobody lives above 10,000 feet.” In provided they are all probability samples.
Peru, however, more than half the people live in the Frankel: What languages has your book been
Altiplano above 10,000 feet and this is an impor- translated into—in addition to the bootleg copies in
tant stratification variable. The same thing is true Taiwan and elsewhere?
in Ecuador. We established a sample there in the Kish: I have a copy in Spanish. I know it exists
Peruvian Labor Department which is still going on in Chinese but I haven’t yet gotten a copy of that.
as a national survey. Indeed, some of the people I There were parts in Serbo-Croatian and some notes
worked with are still there. in Russian, but I have never seen them.
Frankel: I want to ask you now about your book, King: How did you learn about linear models?
Survey Sampling (1965). Kish: I had a linear algebra course at the USDA
Kish: Let me begin by saying that I was one of in 1946 and linear models were covered later in my
the first people to teach from Yates, (1949), Dem- Ph.D. program.
ing (1950), Cochran (1953), Hansen, Hurwitz and King: I mention this because I think that some
Madow (1953) and the first P. V. Sukhatme (1954). people—nonstatisticians—don’t fully understand
In fact, I taught from the galley proofs for Cochran the relationship between concepts like stratification
and Hansen, Hurwitz and Madow. I know these and linear regression.
books well because there’s nothing like teaching Kish: I feel strongly that a graduate program
from a book to learn it. They all have different mer- ought to deal with that. I helped to develop a
its, and perhaps Yates (1949) is the best, but for program for Biostatistics that combined sampling
students it’s too tough, like Fisher. So I was teach- and experimental design because they belong to-
ing from all those books right after they came out. gether.
I also used Deming’s later book, Sample Design I regret the fact that my course in sampling was
for Business Research (1960), and M. N. Murthy never in the Statistics Department. Survey sam-
(1967). As I was teaching I kept putting out my pling is seldom found in statistics departments.
own dittoed notes because some things were not ad- You may have a course on the theory of sampling
equately covered. I remember, in Puerto Rico in the and on “fundamentals,” but that is different from
1950s, writing some notes on stratification. Even- survey sampling. By the way, here is a bit of my phi-
tually, somebody from Wiley came and asked me to losophy: fundamental is the wrong word. I would
do a book with them. At first, I said “I haven’t got say that the right word for a discipline is roots,
time,” but he talked me into it. It took me about 10 because a discipline needs an organic basis that
years from the time I started in 1955 to the time grows down into its foundation at the same time
it came out in 1965. It is now available as a Wiley that it grows upward into applications. Roots are
Classic, in paperback, which means that the price different from the solid foundation that you lay
will be half and my royalties one-fourth of what down like concrete before you can build an edifice.
they were per book, but I am happy and flattered Real disciplines—statistics, physics, biology—grow
about all this. like organic things. They keep on growing down
While working on the book I was teaching gradu- into the theory and at the same time, they de-
ate courses at Michigan in sampling—two courses: velop branches and leaves grow up toward the
one in methods and one in advanced methods and light—toward applications. This is a personal view
theory—and also writing articles. I would like to add of mine.
that whenever I developed an innovation, I gave it Should survey sampling belong to statistics? My
a name. For example, deff for design effect, BRR answer is definitely yes, because it doesn’t belong
for balanced repeated replication and JRR, for jack- to any other subject and because statistics is incom-
knife repeated replication, the latter suggested by plete without sampling. Sampling needs statistics
Tukey at a meeting. Also there is SPREE, for small and statistics needs sampling. As I have said time
area estimation, non-coverage and now, lately, I am and time again, even in my ASA Presidential Ad-
pushing four things: rolling samples, multinational dress (Kish, 1978), survey sampling involves statis-
survey design, multipurpose sampling and SPD for tical issues that are applicable to every area of sci-
split-panel design. I will lead a session on multina- ence. Thus statistical design, sampling design, ex-
tional survey design in Beijing in 1995. Like for the perimental design—these topics belong to statistics.
World Fertility Surveys, which were multinational, They belong nowhere else.
A CONVERSATION WITH LESLIE KISH 77
Fig. 5. President of the American Statistical Association, Chicago, 1977, with wife Rhea and daughters Andrea and Carla.
King: To be fair though, don’t you think there are ognize that sample design should be an integral part
a number of universities where courses are taught of the curriculum. I worry, however, about the treat-
with names that imply something to do with surveys ment being too mechanical, especially if the teacher
and sampling, but which focus almost exclusively on does not have much real sampling experience.
questionnaires and interviewing techniques? These Kish: I am very much for teaching theory and
courses really don’t have enough statistical theory methods, but I believe that theory and methods and
in them and thereby may lead to bad statistical philosophy and mathematics are all different things.
methodology. Mathematics is one of the most beautiful creations
Kish: Yes, I agree. I like and favor courses on of the human mind and it is necessary for prob-
survey methods, especially on questionnaires and ability. Probability is necessary for teaching statis-
interviewing methods, but I believe that they be- tics, but it’s not sufficient—you need something else.
long to social science departments. I believe, how- The main problem is that whereas statistical anal-
ever, that statistical design, as in the title of my ysis can be made mathematical, it is very difficult
book published by Wiley, Statistical Design for Re- to make statistical design, experimental design or
search (Kish, 1987), belongs in the statistics depart- survey sample design mathematical. I don’t know
ments. It should be there, and a few universities how much of it could be made more mathematical,
teach it. But survey design is not the same as sam- but that’s a real challenge, and current books don’t
ple design. The design of samples is a topic that meet that challenge. They teach formulas without
is “portable” to any discipline, to any country and really teaching design.
any field. Survey design—how to ask questions, how
to make measurements—belongs to a specific disci-
IMPORTANT SURVEYS IN KISH’S CAREER
pline because measurements are different in chem-
istry, for example, than in social research, health, King: Please talk about some of the important
physics or geology, and they are different in the surveys you’ve been involved with and their impact
United States than they are in China. So measure- on research and decision making.
ment issues belong somewhere else, not in statis- Kish: Because we were early in the survey
tics departments, but sample design does belong business—five years earlier than others at that
there. time—we got into all kinds of interesting things,
King: I think that things have changed in recent and we were often the first to do them. I already
years and now many departments of statistics rec- talked about very small national samples of at-
78 M. FRANKEL AND B. KING
contributions. Frankel and I are working now on an- multipurpose—that’s a different idea and I am try-
other related paper. There are several papers writ- ing to promote it—to design a multipurpose sam-
ten on the proper computation of sampling errors, ple in the first place. I actually wrote such a pa-
and this current work continues along that line. In per for the first time in Econometrica (Kish, 1961),
general, for decades I have been promoting meth- one on multipurpose stratification in JASA (Kish
ods for proper computations of sampling errors and and Anderson, 1978) and another in the Interna-
design effects for complex (analytical) statistics and tional Statistical Review (Kish, 1988) on multipur-
for complex (clustered) survey samples. I was care- pose allocation—so there is yet another name for
ful to invent the neologism “design effect” so that it you.
wouldn’t end up as the “Kish effect.” I am also pushing the idea of multipopulation
King: I hope you don’t go as far as the factor sampling, and I have a paper on multipopulation
analysts, however—Varimax, Oblimax, Oblimin and survey design (Kish, 1994a). By this I mean some-
the like. thing more general than the sampling of many na-
Kish: I tried to think of descriptive, not just tions that we were talking about before. Here I am
catchy, names. Design effect is the effect of a sam- referring to the problem that when you survey a
ple design. It tells you what it does. The same for country like the U.S., for example, you are also in-
balanced repeated replication. That is exactly what terested in many different populations. The U.S. is
it is. It repeats, that is, resamples the replicates, composed of various domains and cross-classes that
and it is balanced—hence, it is BRR. you must take into account when you design the
King: Tukey must have coined the word jack- sample. This is an important and practical philo-
knife? sophical issue.
Kish: Here is what happened. When I presented King: You know, that reminds me of some of
the paper (Kish and Frankel, 1970), Tukey was a the things that decision theorists talk about, such
discussant and one of the things he suggested was as utility functions of multiple argument. Have
“Instead of using the complicated ‘balanced repeti- you ever discussed these things with your friend
tion,’ wouldn’t it be enough just to leave out one Howard Raiffa? Didn’t you know him at Michigan?
member of the pair of PSU’s from one stratum at Kish: Yes, we discussed that, and I know Howard
each repetition and call it a jackknife.” So there well. We were students together at Michigan and
came jackknife repeated replication or JRR, first in- got to know and like each other in 1948. We were
vestigated in Frankel’s thesis. Now, let me go on to both working for our master’s and we were both dis-
the method I am pushing now, the rolling sample. I satisfied with what was being done in the teaching
want to call it rolling sample or rolling census be- of statistics. He went into mathematics and then
cause instead of taking the sample or census all at into decision theory. I went into sociology and sam-
once, as you go through successive periods, you roll pling, and we remain close friends to this day. I
the samples gradually over the whole population. could talk about my arguments with the Bayesians
The name gives the idea. I first used the word ro- like Howard Raiffa and Jimmy Savage. I pick very
tating, but there was a conflict of terminology with good people to have arguments with.
rotation design.
King: When I first heard that term, a dozen or
MODEL-BASED SAMPLING
so years ago, it immediately connoted rolling stock.
The truck coming down the highway accumulating Frankel: Do you want to talk a little bit about
mileage, I think that’s an apt metaphor. model-based sampling versus what’s being called
Kish: Yes, thank you. It may take two words or design-based sampling?
three, but it gives you an idea of what makes this Kish: I don’t have much to say that is new, but
method different from the others. Controlled selec- I discussed this in the first chapter of my Statis-
tion was Roe Goodman’s name, and I would pre- tical Design for Research (Kish, 1987). Models can
fer myself multiple stratification, which is what I play strong roles in some problems in genetics and
call it in my sampling book (Kish, 1965), because in some physical problems, but most often lesser
controlled selection is a broader term. There are roles in the social sciences. One cannot live entirely
many ways of controlling samples besides stratifi- without models, however, because of nonresponse,
cation balancing. frame problems and because one must always in-
Let’s see, what are some of the other papers? Mul- fer beyond the frame population. I tried to say this
tipurpose design. I have three papers with that ti- in that book and here I repeat a specific statement:
tle. You see, every sample is multipurpose. All sam- Models should tell you what variables to put into
ples get multiple use, but to design a sample to be the regression and, possibly, the functional forms
80 M. FRANKEL AND B. KING
of the equations. Models will not tell you what the well-mixed urn. The second point is that because
numerical values of the regression coefficients are. we are dealing with these complex universes in a
You have to compute those. My biggest arguments complex way, we must select complex samples from
on these issues were with some great econometri- these complex universes. Because we have design
cians. effects, we must have large samples. We live and die
Let me also give a simple example from physics, by the central limit theorem because of this com-
the distance travelled by falling bodies: d = 21 gt2 : plexity and because we must have roughly normal
The 12 and the t2 come from a model. The g comes distributions for inferences based on statistics from
from measurements that vary over the surface of complex samples. On the first page of the typical
the Earth. You cannot get g from any model; it must statistics textbook you read “Given n random vari-
come from measurements. The same thing applies ables drawn from a population, independently and
to the coefficients in a linear regression. What the identically distributed, to estimate ȳ, etc.” Every
dependent variable y and the x’s are should come word in that sentence is misleading. Samples are
from a model, but not the betas. Those coefficients not given. They must be selected, assigned or cap-
will vary depending on where you take the mea- tured, and the sample size is not fixed. In surveys,
surements. The betas will be different in the U.S. in sample size is almost always a random variable,
1994 than they were in 1993 and they’re different in and the data are not i.i.d. And usually, you are not
the U.S. than they are in England or Russia in 1994. sampling from a single population, but from a com-
Furthermore, the estimates of the betas are subject posite of different subpopulations. Furthermore, we
to sampling variations and design effects. To mea- don’t produce a single estimate; we produce a whole
sure them, you have to have the proper probability host of estimates, so that whole story is wrong.
sample designs. Now, I am not asking the statistics profession to
King: Well, let me just understand this. Are you throw out all those books, but I am asking them to
saying, then, that it is not a good idea to think of make much more room for the teaching of statistical
“true betas” being generated themselves by some sample design and experimental design. By exper-
underlying superdistribution? imental design—I am quoting Nelder now (Nelder,
Kish: You can think of models, but don’t embrace 1994)—we don’t mean just analysis of variance on
them. As Tukey says, “Embrace your data, not your orthogonal, symmetrical data, but the design of ex-
models.” There is no “universal beta” you can use periments. He complained about that recently, and
now that generates betas for 1993 and 1994 and for this is coming from Rothamsted, where the design
the U.S. and the U.K. It would, however, be good of both experiments and surveys originated.
econometrics to speculate about them and then test Frankel: It seems to me that if you really push
the hypotheses with empirical data. I know that the idea of model-based sampling, it may just be
what I am saying is controversial, but it is impor- an apology for quota sampling or a rationalization,
tant. I am taking on the whole econometric and psy- because if you could really model things properly,
chometric establishments in denying a universe in randomization within groups doesn’t enter into a
which parameters that must be estimated empiri- model-based design. Would you like to comment on
cally are, themselves, independently and identically this?
distributed. Kish: There’s no doubt that, although the model-
King: Isn’t this intimately related to the problem based idea has been advanced by some very re-
of the extent to which you can take any finite set of spectable theoretical statisticians, it can also be a
data and treat it as a sample from some universe? cloak for some serious misuses by others. Let’s take
As you know, we often apply the traditional ways quota sampling. The model is that if you balance
of talking about random samples to data that are samples by age and sex, then you can afford to dis-
complete censuses or just “chunks of opportunity.” regard how you got people into those classes. Now
we know enough about what influence age and sex
have on many variables, and it is very little. Their
STATISTICAL DESIGN VERSUS
alleged effects have been disproven in the Public
STATISTICAL ANALYSIS
Opinion Quarterly by Roger Jowell (Jowell, Hedges,
Kish: Now we are at a very important point. Lynn, Farrant, and Heath, 1993), who mocked the
How does statistical design differ from statistical quota sampling in the British election polling. I’d
analysis? The reason you need courses in statistical like to see more such studies. What age/sex controls
design is because the universe is not indepen- assume is that within age and sex the people that
dently, identically distributed (i.i.d.), but complex. you pick are as good as if they were from a proba-
All universes—physical, chemical, social—none is a bility sample.
A CONVERSATION WITH LESLIE KISH 81
Fig. 7. With the Basque President, October 10, 1986. Lectures in Vitoria, Spain.
King: Aren’t we just saying though that the model quota samples. There aren’t any. There are cases
is underspecified? We know that there are many in which people have shown that there is not much
other factors that should be in the model, but with difference in results between quota sampling and
quota sampling you get to the point where it’s logis- probability sampling—Sudman (1967), for example,
tically infeasible for the field personnel to admin- and the early investigations by Moser and Stuart
ister any more quotas. That’s precisely the reason (1953). I am prepared to believe that in many cases
you’re getting into trouble. quota sampling and probability sampling will pro-
Frankel: Would it be possible to specify practi- duce similar results, but when they don’t, they can
cal models that you actually could use? How many cause a lot of trouble. I still stand by my Section
quota controls do you have to use? Do you have to 13.7 in Survey Sampling (Kish, 1965).
use 10? Do you have to use 20?
Kish: “Underspecification” is an emperor’s cloak,
because it implies that if we only knew enough,
if : : : if my aunt had wheels she would be a bicy- THE TEACHING OF STATISTICS
cle : : : : We have two questions here. One is how King: I wanted to ask whether you were ready
many variables could you do and, second, which to throw away all of the traditional way of talk-
ones would you pick? Let me give you two answers. ing about statistics that most students encounter
The vice-president of one advertising agency told in their first course. I’ve asked myself whether all
me during an expensive lunch about a plan to start that was necessary. I think you have to have it as a
using probability sampling, and he asked me what point of reference in understanding what is wrong
I thought. I had to admit that it would be more with it. The implication is that one course in statis-
costly and difficult than quota sampling and this tics is really not enough for anybody—even the in-
vice-president said, “You think quota sampling is frequent user—because if they go out with only that
easy? You think it’s easy to find in New Hampshire one course, they are going to be doing some rather
a black man, college educated, over 65, who is a improper things.
widower? You’d be amazed how difficult this is.” So Kish: Now, is a course in statistics necessary?
that’s one answer to the question about multiple I think yes. H. G. Wells said “Statistical thinking
controls. will one day be as necessary for efficient citizen-
My other answer is this. So far, I have not seen ship as the ability to read and write.” I believe
a single case of a quota sample that is supported it’s necessary, and as I said in the letter to Sci-
by a good model-based theory. People have asked ence (Kish, 1994b) about medical research that I
me whether there are any good and acceptable mentioned earlier, such a course would be very im-
82 M. FRANKEL AND B. KING
portant for doctors, but one course is not enough to students in health, business or education? A course
design experiments or clinical trials. For any sci- or two of statistics is necessary for all sciences. I
ence education—medical, social, physical—a course think the courses have improved a great deal, and
in statistics would be useful so these people could some use better books. We have already mentioned
understand something when they read their news- three good books that caution about complex sam-
papers or their journals, and they should know ples. More of these books ought to have at least a
enough statistical language to be able to consult ex- caution about the assumption of independence, be-
perts for help in designing a study. They shouldn’t, cause in real life, this will be violated with serious
however, design it themselves, anymore than they consequences.
should perform surgery after a single course. King: Now, we’re saying that better textbooks are
King: Don’t you think that sometimes they come starting to appear, but how much they are being
out of that first course knowing a lot of the termi- used is another question. We don’t know how many
nology, but not fully understanding what it means adoptions there are, and my personal view is that
and, therefore, doing more harm than good? many places still teach very, very irrelevant and
Kish: If you’re saying that it would be better to mundane statistical stuff.
teach them nothing, I don’t go along with that. For Kish: It’s not enough to have a good book avail-
example, is knowing something about i.i.d. samples able. The person teaching from it should have had
worthwhile? Yes. It’s a simple basis and that’s why more than one course in statistics—at least a Mas-
we use it in defining design effects. Models are also ter’s degree in statistics—and that person should
useful. You couldn’t do anything without models like recognize the deficiencies in many of the textbooks.
d = 21 gt2 : It’s good to know even if you don’t know Again, take my example of medical doctors taking
what g is. It’s good to know these ideas provided a single course in statistics. They should be made
you’re humble about it and know that the real world aware of its inadequacy for dealing with the kind
is different. Now the i.i.d. world is not too bad for of samples they will need and they should under-
some things; for example, for small samples. If you stand that they will have to seek expert assistance.
only have 16 cases, you can afford to disregard de- If this message were widely disseminated, it would
sign effects. You do something else. So I am in fa- be a big improvement.
vor of teaching from good books, provided the au- I am only dealing with problems of sampling, not
thor says somewhere that when you are dealing with all the improvements that could be made in
with data from complex national samples, this is teaching other areas of statistics. One of them, how-
not enough. In telephone sampling, using the sim- ever, would be to go back to the old idea of separat-
ple random sampling formula doesn’t throw you too ing large samples from small samples, which was
far off. There are problems with weighting, but it’s in Yule and Kendall (1937) in the old days. An in-
not too bad. teresting question is whether statistics for student
King: You know, of course, that the book by Freed- scientists is best taught by a fairly good statisti-
man, Pisani and Purves (1978) was one of the first cian in a science department or by a mathematical
elementary statistical textbooks to contain caution- statistician in a statistics department or by whom?
ary material about exactly this thing. It has an ex- Each approach has led to good examples and, unfor-
cellent chapter on the Current Population Survey. tunately, also to many bad examples.
Kish: It’s a very good textbook. Ted Anderson’s Frankel: Let’s now switch to the teaching of
new book (Anderson and Finn, 1996), Snedecor and statistics for people who are going to become aca-
Cochran (1989) and some others also have good demic or professional statisticians—those who are
chapters on sampling. going to get a Master’s or Ph.D. in statistics. What
King: Freedman’s book is great, but it’s not do you think about the way they are being taught
widely used—at least not as widely as it should be. nowadays?
In my opinion, it takes quite a bit of understanding Kish: I am glad that you separated professional
of statistics to teach from it, and we all know that from academic, because the majority of statisticians,
the general market for beginning statistics wants a say, in the ASA, are not academics. They work for
book that will teach itself. market research, pharmaceutical companies or in
What is your overall opinion, Leslie, of the way other industries. There may be more statisticians
statistics is taught today, especially, in the one or in pharmaceuticals than in academics, so I think
two courses that most college students take? that Master’s level courses, particularly, should be
Kish: I don’t really know. Are you referring to the aimed at the professional statistician, not the aca-
one or two courses taken, not by people who become demics. Clearly, the Ph.D. should be directed toward
professionals, but by physical or social scientists, or academics and research. It would also be very good
A CONVERSATION WITH LESLIE KISH 83
for academic statisticians to go through a Master’s THE CENSUS AND OTHER SURVEYS
program that is professionally oriented, which al- IN THE 21ST CENTURY
though primarily serving people for whom this is
a final degree, would also well serve as a training King: Leslie, I want to bring you back to a discus-
ground in real-world applications for academics. sion of surveys, especially, large scale government
Frankel: What kind of job do you think people surveys and even the decennial census and its as-
are doing teaching these degrees? We should con- sociated survey operations. What kinds of changes
centrate first on the professional degrees, but, per- should we expect, as we enter the next century, in
haps, we should go to the academic Ph.D. the ways that these surveys are conducted and the
Kish: More people should be teaching in Master’s methodology that will be used?
programs instead of focussing only on doctoral stu- Kish: I am concerned with these matters, as
dents. They must have the appropriate training. If a you know. I believe that having censuses for local
course in the Master’s program is taught by mathe- data once every 10 years is just not good enough
matical Ph.D.’s and all their training has been only anymore, and it hasn’t been for some time. Philip
in statistical theory, they cannot teach, for example, Hauser, for example, said this many years ago in
sampling or experimental design. They can teach JASA (Hauser, 1942). He was proposing an annual
ANOVA, but cannot really teach experimental de- Census. Nobody, however, is pushing the idea of an
sign. annual census now because even an annual cen-
King: You’re saying that he or she doesn’t have sus as small as 10% in scope could cost as much as
real-world experience? 50% of a decennial census, so it is not practical. I
Kish: Many or most have never had that kind of have, however, written seven different papers, over
orientation and experience, so the best thing that the past 15 years, under the title “Rolling Samples
could happen to the academic Ph.D. is to first go and Censuses” (Kish, 1990). In the U.S. Census
through a Master’s program where they deal with Bureau, Charles Alexander (1993) calls it a “con-
real problems and real data. tinuous census”—almost the same thing. The idea
Frankel: What about the kinds of research that is that you collect data weekly, say, at a rate of 1 in
academic statisticians do? The coverage given to 520, 52 weeks a year, and then you roll it up into
real-world problems versus theoretical problems. Do what would be roughly a 10% census for the year.
you have any comments about that? Consider this: Suppose today in 1995, you have a
Kish: When I speak about academic departments, choice of using either (1) the 1990 Census, (2) a
research and publications, I speak as a concerned 1994 sample—let’s say a 10% annual sample—or (3)
citizen, not as an expert. Today the great majority the latest Current Population Survey (CPS) sam-
of ASA members cannot read JASA. I think that’s ple. For hardly any purpose would you use the 1990
outrageous. They cannot read more than zero, one Census. For small domains, you might use the 10%
or two articles in any issue of JASA. For about two sample from 1994. For larger domains you would
decades, I read and underlined every paper in JASA use the Current Population Survey.
and many in the Annals of Mathematical Statistics. King: But for small areas you’re stuck with the
I think the present situation should be changed. 1990 Census?
King: Let’s give a plug here for Statistical Science. Kish: For the very small areas there are some
Kish: That’s how Statistical Science was started. needs where, as you say, we are “stuck.” These would
I hope it continues to flourish, but there are other be block-level data. For tracts or wards, I think you
new English-language journals that are mainly the- might prefer the last accumulated year of the an-
oretical, some in other parts of the world. Now, I nual 10% rolling sample. For many things, you can
am not opposed to theoretical papers, but I am talk- get along without small area statistics. For exam-
ing about papers that are not chiefly mathematical. ple, suppose you are involved with something about
I want to separate theoretical from mathematical transportation or about pollution. Pollution doesn’t
and methodological. I strongly believe in theory, but come block by block. It comes by some units bigger
I also believe that some journals should have more than census tracts. It comes in neighborhoods. So for
applied papers, more of the not-too-mathematical most purposes, for transportation say, you don’t pro-
kind. Everybody agrees to this proposition. We just vide statistics for every block. Only for very few situ-
don’t know what to do about it. I know I can’t solve ations do you really need block data. In those cases,
it here and now. I expressed many of the same com- by the way, you could use the annual rolled samples
ments in my ASA Presidential Address (Kish, 1978) and impute the block-level statistics with iterative
and after me, George Box (1979) said much the same methods like SPREE (Purcell and Kish, 1980). That
thing. would be better than using the last census. Just
84 M. FRANKEL AND B. KING
Fig. 8. Receiving an honorary Doctorate in Statistics from the President of the University of Bologna, Italy, on its 900th birthday
celebration (1988).
think of how long it takes now. The monographs required constitutionally, but it is not good statisti-
based on the 1990 long form are just going to be fin- cally.
ished in 1995. That is all that will be available from
1995 to possibly as late as 2005.
CURRENT PROBLEMS FACING
King: It seems that the waiting period gets longer
SURVEY RESEARCH
and longer each decade.
Kish: I believe that our decennial census was a Frankel: I have another question. What would
great invention by either Jefferson or Franklin, or you say are the biggest unsolved methodological
Madison. It was great for its time, but not for today. problems facing survey research today?
King: I don’t think you could abandon a decen- Kish: Are we talking to the American audience
nial census altogether because it is required by the only or to a worldwide audience? In America, tele-
Constitution. There would have to be Congressional phone surveys predominate, because we’re past 90%
action to change the rules or to go from that to a coverage of households and Canada is up to 98%.
rolling census. Our biggest problem is refusals.
Kish: I am not a lawyer and I don’t know whether Frankel: Let’s talk about the increase in the non-
a 100% census every 10 years is required or if a sam- response rate, which is a combination of refusals
ple will do. I have heard that it is mandatory, but and not-at-homes. What do you think is going to be
I am not going to go into that issue. It might be done about that?
A CONVERSATION WITH LESLIE KISH 85
the last three years we have had at Michigan an Kish: I think that was a usual question, but you
annual Nickerson, Markert, and Davis Lecture on see, having been in the Army, I had gone through
Academic Freedom presented by some prominent two or three security investigations and also for the
professor. We are trying to make amends for the U.S. Civil Service.
events of that evil period. At that time somebody King: The atmosphere must have been chilling.
from the FBI came to my office for a long interview. Kish: Oh, it was terrible!
He started asking me questions, first about Spain, King: How many academic years did this go on
and then other things. By the way, this is the way at this intensity?
the game was played: When you got before the Com- Kish: The book by Schrecker talks about that.
mittee, if you were defiant, your name was splashed It came to an end when President Eisenhower, af-
in the papers. If you cooperated, your name was in ter he had listened to McCarthy maligning General
the papers, but as a cooperator. Marshall—one of the greatest men this country ever
King: You did not go before the Committee, did produced, greater than most of our presidents—just
you? couldn’t take it anymore. Eventually, Eisenhower
Kish: I didn’t. When the FBI agent came to my said it was too much and he publicly denounced
office, I took the following stand: I said “If you want Senator McCarthy. McCarthy was finally censured
to ask me about me, I’ll tell you anything about my- by his own colleagues in the Senate.
self, but I will not talk to you about anybody else.” King: Was there any resurgence of this sort of
Now, this was a nonfeasible attitude. It was illegal thing during the John Birch period in the sixties?
to do this—to talk about myself and then refuse to Kish: Oh, yes. Through the Freedom of Informa-
talk about anybody else was against the rules of the tion Act, I eventually obtained the file on myself
Committee. You couldn’t do that because once you from the State of Michigan. I also got one from
started cooperating you had to cooperate further to the Federal Government. It is mostly blacked-out,
show your “sincerity” by giving names. Those were blank pages. So it was nothing really interesting.
the rules that they laid down. I said “Yes, I know, They both go through the same thing, mostly about
but that’s what I am going to do, because I believe Spain.
it is wrong to name others.” Frankel: What words were blacked-out?
King: In this initial interview you weren’t under Kish: How do I know? It was classified, because
oath? it would have revealed their sources. I remember
Kish: No. Maybe he had a tape recorder like you one comical thing in the file: There was a meeting
have now. in the Ann Arbor Public Library about the construc-
King: Was it sort of a screening interview? tion of air raid shelters. It was an advertised pub-
Kish: Yes. He wanted to feel out whether I would lic debate, and somebody—a local John Bircher—
make a defiant witness or a cooperative witness, but took a position in favor of building air raid shel-
I took a stand, with a risk, and refused to play their ters, and I took the opposite side, saying that they
game. He said that I couldn’t do it, but I did it any- would be useless. This went into my record. Now,
way. He went away. I went home and told my wife, of course, the agents got their information from the
“I don’t know if I have a job. I may have lost it be- Ann Arbor News because this was a piece of news.
cause I took a stand which I think is honorable, but So it was in my record that I spoke against air raid
they tell me it’s not a feasible stand according to shelters in the Ann Arbor Public Library under the
their rules.” But you see, I didn’t make a good head- auspices of—I don’t know—probably the Democratic
line. I was neither defiant—because I was willing to Party.
talk about myself—but neither was I cooperative by King: You were undermining the vigilance of the
giving other names. So it turned out to be the right American people.
answer for me. Kish: That’s right. I was in favor of being annihi-
Frankel: What did he want to know? He knew lated by Russian bombs!
you were in the Spanish Brigade. Frankel: Hopefully, that period of American his-
Kish: Oh yes. He knew a lot about me. You know, tory is now over for good.
the Spanish Civil War was the biggest thing back King: I regret that the time we have for this con-
then. How did I get to Spain and so on and so on. versation is also over. Thank you, Les, for all of your
I was willing to talk about that, but then he asks, wonderful stories.
you know, “Who sent you to Spain?” I said “Nobody, Frankel: And for your insights into the history
and I am not going to talk about anybody else.” and future of statistical surveys.
King: Did he ask you directly about membership Kish: Thank you both. I very much enjoyed our
in certain political parties? conversation.
A CONVERSATION WITH LESLIE KISH 87