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    Deal Error

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    api-3702278
    The document is a reporting form for dealing errors at BRICS Securities Limited. It requests details about the exchange, date of error, dealer information, script code and name, quantity, client IDs, position type, profit/loss, reason for error, and signatures of the dealer and head of department approving or disapproving the report. The form collects key information needed to document and investigate any dealing errors that occur.

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    Deal Error

    Uploaded by

    api-3702278
    8 views1 page
    The document is a reporting form for dealing errors at BRICS Securities Limited. It requests details about the exchange, date of error, dealer information, script code and name, quantity, client IDs, position type, profit/loss, reason for error, and signatures of the dealer and head of department approving or disapproving the report. The form collects key information needed to document and investigate any dealing errors that occur.

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    The document is a reporting form for dealing errors at BRICS Securities Limited. It requests details about the exchange, date of error, dealer information, script code and name, quantity, client IDs, position type, profit/loss, reason for error, and signatures of the dealer and head of department approving or disapproving the report. The form collects key information needed to document and investigate any dealing errors that occur.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as DOC, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as doc, pdf, or txt
    8 views1 page

    Deal Error

    Uploaded by

    api-3702278
    The document is a reporting form for dealing errors at BRICS Securities Limited. It requests details about the exchange, date of error, dealer information, script code and name, quantity, client IDs, position type, profit/loss, reason for error, and signatures of the dealer and head of department approving or disapproving the report. The form collects key information needed to document and investigate any dealing errors that occur.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as DOC, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as doc, pdf, or txt
    of 1

    BRICS SECURITIES LIMITED

    REPORTING OF DEALING ERROR

    Sr.No Particulars Detail Required


    1. Exchange

    2. Date Of Error

    3. Dealer Name & TWS No.

    4. Script Code & Name.

    5. Qty. +/-

    6. Client ID (Initial Transaction)

    7. Client ID (Subsequent
    Transaction)

    8. Position (Open/Sq.off)

    9. Profit (+) / Loss (-) in Rs.

    10. Reason for Dealing Error

    11. Signature of the Dealer with Date

    12. Signature of the H.O.D. with Approved / Disapproved


    Remark, if any

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