Professional Documents
Culture Documents
Reliance Mutual Fund Equity 042008
Reliance Mutual Fund Equity 042008
of the Act.
Payable by
Both purchaser
as well as seller
Rate of Tax
0.125%
Seller
0.025%
Seller
0.017%
Seller
0.25%
Dividend Stripping
All Unit holders : As per Section 94(7) of the Act, loss arising on sale of
Units, which are bought within 3 months prior to the record date (i.e. the
date fixed by the Mutual Fund for the purposes of entitlement of the Unit
holders to receive the income) and sold within 9 months after the record
date, shall be ignored for the purpose of computing income chargeable to
tax to the extent of exempt income received or receivable on such Units.
Bonus stripping
All Unit holders : As per section 94 (8) of the Act wherein in case of units
purchased within a period of three months prior to the record date for
entitlement of bonus and sold within nine months after the record date,
the loss arising on transfer of original units shall be ignored for the
purpose of computing the income chargeable to tax. The amount of loss
so ignored shall be deemed to be the cost of acquisition/purchase of such
bonus units as are held by it/him on the date of such sale/transfer.
Tax Deduction at Source on Capital Gains
Domestic Unit holders: No income tax is deductible at source from
income by way of capital gains under the provisions of the Act. Foreign
Institutional Investors : Under Section 196D of the Act, no deduction shall
be made from any income by way of capital gains, in respect of transfer of
units referred to in Section 115AD of the Act.
Specified overseas financial organizations : As per section 196B of the
Act, income tax is deductible on long-term capital gains (other than longterm capital gain on units of equity oriented mutual funds on which
exemption under Sec. 10(38) is applicable) arising on repurchase of units
purchased in foreign currency, at the rate of 10 per cent. The said tax rate
would be increased by applicable surcharge of 2.5% per cent in case of
corporate Unit holders irrespective of the amount of taxable income.
Further, an additional surcharge of 2 per cent by way of education cess
would be charged on amount of tax inclusive of surcharge.
Income tax is deductible on short-term capital gains arising on sale /
repurchase of units at the rate of 40 per cent plus applicable surcharge at
the rate of 2.5 per cent in case of foreign companies. Further, an additional
surcharge of 2 per cent by way of education cess would be deducted on
amount of tax inclusive of surcharge
The Finance Bill, 2007 proposes to levy an additional surcharge, called the
"Secondary and Higher Education Cess", at the rate of one per cent of
income-tax and surcharge (not including the education Cess on incometax). This amendment will take effect from the 1st day of April, 2007.
Other Non-resident Unit holders : In the case of a non-resident other than
a company: No income tax is deductible on long-term capital gains arising
on sale/repurchase on units of equity oriented mutual funds as defined
under Sec. 10(38)).
Income tax is deductible on short-term capital gains arising on sale /
repurchase of units of equity oriented mutual funds (as defined under
Sec. 10(38) at the rate of 10 per cent. The above tax rate would be
increased by a surcharge of 10 per cent, where the total income exceeds Rs.
10,00,000. Further, an additional surcharge of 2 per cent by way of
education cess would be charged on amount of tax inclusive of surcharge.
The Finance Bill, 2007 proposes to levy an additional surcharge, called the
"Secondary and Higher Education Cess", at the rate of one per cent of
income-tax and surcharge (not including the education Cess on incometax). This amendment will take effect from the 1st day of April, 2007.
In the case of a foreign company: Income tax is deductible on long-term
capital gains (other than long-term capital gain on units of equity
oriented mutual funds on which exemption under Sec. 10(38) is
applicable) arising on repurchase of units at the rate of 20 per cent.
Income tax is deductible on short-term capital gains arising on sale /
repurchase of units (other than those of equity oriented mutual funds) at
the rate of 40 per cent. The above tax rates would be increased by a
surcharge of 2.5 per cent. Further, an additional surcharge of 2 per cent by
way of education cess would be charged on amount of tax inclusive
of surcharge.
The Finance Bill, 2007 proposes to levy an additional surcharge, called the
"Secondary and Higher Education Cess", at the rate of one percent of
Investment Objective :
The primary investment objective of the Scheme is to
achieve long term growth of capital by investment in equity
and equity related securities through a research based
investment approach.
Entry Load
Allocation
(% of Net Assets)
Upto 35%
Growth Plan
Dividend Plan
Dividend Payout &
Re-investment Options
Benchmark Index
: BSE 100
Rs. 5,000
Non-Resident Indians
Rs. 5,000
Benchmark
Returns %
Last 1 Year
14.11
11.70
Last 3 Years
51.81
30.91
Last 5 years
60.72
30.81
Returns Since
Inception
32.79
12.88
51.81
Percentage
0.00
Marketing Expenses
1.00%
2.50%
Dividend Policy
Unitholders Information
32.79
12.88
11.70
1 Year
l
3 Years
Period
5 Years
l
14.11
1.25%
0.25%
Total
60.72
30.81
2.00%
1.75%
30.91
40.00
2.50%
2.25%
AMC Fees
10.00
Nil
Operational Expenses
20.00
Exit Load
Resident Indians
30.00
Nil
50.00
60.00
1.25%
70.00
65 - 100 %
Period
2.25%
Since Inception
BSE100
Investment Objective :
The primary investment objective of the Scheme is to
achieve long term growth of capital by investment in equity
and equity related securities through a research based
investment approach.
Asset Allocation Pattern of the Scheme :
Types of
Instruments
Normal Allocation
(% of Net Assets)
2.25%
1.25%
Nil
Exit Load
Nil
Atleast 60%
Debt
Upto 30%
Upto 10%
Dividend Plan
Benchmark Index
: BSE 100
2.50%
2.25%
2.00%
Balance
1.75%
AMC Fees
1.25%
Resident Indians
Rs. 5,000
Operational Expenses
0.25%
Non-Resident Indians
Rs. 5,000
Marketing Expenses
1.00%
Total
2.50%
Period
Last 1 Year
10.04
11.70
Last 3 Years
39.49
30.91
Last 5 years
54.35
30.81
12.88
Returns Since
Inception
27.97
l
l
54.35
Percentage
50.00
39.49
40.00
30.91
30.00
30.81
20.00
10.00
0.00
10.04
1 Year
l
3 Years
Period
5 Years
12.88
11.70
Dividend Policy
Applicable NAV (after the scheme opens for
repurchase and sale)
l
l
27.97
Since Inception
BSE100
Investment Objective :
The primary investment objective of the Scheme is to seek to
generate continuous returns by actively investing in
equity/equity related or fixed Income securities of banks.
Entry Load
Nil
Types of
Instruments
Exit Load
Nil
1.25%
0 - 100 %
2.25%
Normal Allocation
(% of Net Assets)
0 - 100 %
2.25%
2.00%
Balance
1.75%
Growth Plan
Growth & Bonus Options
2.50%
Benchmark Index
AMC Fees
Rs. 5,000
Operational Expenses
0.25%
Rs. 5,000
Marketing Expenses
0.75%
Total
2.25%
Benchmark
Returns %
Last 1 Year
14.60
15.20
Last 3 Years
26.17
23.98
Returns Since
Inception
39.23
37.64
Period
Percentage
39.23
26.17
37.64
23.98
14.60 15.20
1 Year
Dividend Policy
3 Years
Unitholders Information
1.25%
Since Inception
Investment Objective :
The primary investment objective of the Scheme is to seek
to generate continuous return by actively investing in
equity/equity related or fixed income securities of Power and
other associated companies.
Asset Allocation Pattern of the Scheme :
Types of
Entry Load
Asset Allocation
Instruments
(% of Net Assets)
Minimum
Most Likely
Maximum
0%
80%
100%
Equity and
Equity related
Securities
Debt & Money
Market
Instruments
with average
Maturity of
5 to 10 years.
0%
20%
Non-Resident Indians
Rs. 5,000
Benchmark
Returns %
16.06
1.36
53.16
28.71
2.25%
2.00%
Balance
1.75%
0.25%
Marketing Expenses
0.75%
Total
2.25%
Dividend Policy
60.00
53.16
50.00
40.00
28.71
30.00
20.00
0.00
Unitholders Information
1.36
1 Year
Reliance Diversified Power Fund - Growth
16.06
10.00
1.25%
Operational Expenses
Last 1 Year
AMC Fees
2.50%
Period
Nil
Exit Load
Nil
100%
Benchmark Index
Dividend Plan
2.25%
1.25%
Since Inception
Indian Power Index
Reliance
Pharma Fund
SUMMARY OF THE SCHEME
Type of the Scheme :
Open-ended Pharma Sector Scheme
Investment Objective :
The primary investment objective of the Scheme is to
generate consistent returns by investing in equity / equity
related or fixed income securities of pharma and other
associated companies.
Entry Load
Nil
Types of
Instruments
Exit Load
Nil
Asset Allocation
(% of Net Assets)
Equity and
Equity related
Securities
Minimum
Most Likely
Maximum
0%
80%
100%
2.25%
1.25%
0%
20%
100%
Dividend Plan
2.50%
2.25%
2.00%
Balance
1.75%
1.25%
Operational Expenses
0.25%
Resident Indians
Rs. 5,000
Marketing Expenses
0.75%
Non-Resident Indians
Rs. 5,000
Total
2.25%
Scheme
Returns %
Benchmark
Returns %
1.47
-5.04
27.33
18.90
Dividend Policy
27.33
25.00
18.90
20.00
15.00
Unitholders Information
10.00
5.00
0.00
-5.00
1.47
1Year
Since Inception
-5.04
-10.00
Reliance Pharma Fund - Growth
BSE-HC
Investment Objective :
The primary investment objective of the Scheme is to
generate consistent returns by investing in equity / equity
related or fixed income securities of media & entertainment
and other associated companies.
Entry Load
Nil
Types of
Instruments
Exit Load
Nil
Asset Allocation
(% of Net Assets)
Equity and
Equity related
Securities
Minimum
Most Likely
Maximum
0%
80%
100%
0%
20%
100%
Dividend Plan
2.25%
1.25%
2.25%
2.00%
Balance
1.75%
Entertainment Index
Name of the Fund Manager
2.50%
AMC Fees
1.25%
Operational Expenses
0.75%
Marketing Expenses
0.25%
Resident Indians
Rs. 5,000
Total
2.25%
Non-Resident Indians
Rs. 5,000
Scheme
Returns %
Benchmark
Returns %
Last 1 Year
29.02
42.68
43.28
43.07
Dividend Policy
Period
50.00
42.68
43.28
43.07
Percentage
40.00
30.00
29.02
Unitholders Information
20.00
10.00
0.00
l
1 Year
Reliance Media & Enter Fund - Growth
Since Inception
S&P CNX Media & Enter tainment Index
Investment Objective :
The Primary investment objective of the scheme is to
generate optimal returns by investing in equity or equity
related instruments primarily drawn from the Companies in
the BSE 200 Index.
Entry Load
Normal Allocation
(% of Net Assets)
3.00%
2.00%
Nil
Exit Load
Nil
65 - 100 %
0 - 35 %
Dividend Plan
Benchmark Index
2.50%
2.25%
2.00%
Balance
1.75%
Period
Benchmark
Returns %
1.25%
Operational Expenses
0.75%
Marketing Expenses
0.50%
Total
2.50%
Last 1 Year
25.11
10.58
42.92
33.59
Dividend Policy
50.00
40.00
30.00
33.59
25.11
0.00
Unitholders Information
10.58
l
1 Year
Reliance NRI Equity Fund - Growth
Since Inception
BSE 200 Index
20.00
10.00
10
Investment Objective :
The primary investment objective of the scheme is to seek to
generate capital appreciation & provide long-term growth
opportunities by investing in a portfolio constituted of equity
securities & equity related securities and the secondary
objective is to generate consistent returns by investing in debt
and money market securities.
Entry Load
1.25%
Nil
Exit Load
Nil
75 - 100 %
Upto 25%
Dividend Plan
2.25%
2.00%
Balance
1.75%
Operational Expenses
0.25%
Marketing Expenses
1.00%
Total
2.50%
Scheme
Returns %
Benchmark
Returns %
11.51
11.70
37.61
42.71
42.71
45.00
40.00
37.61
35.00
30.00
10.00
11.51
Dividend Policy
Applicable NAV (after the scheme opens for
repurchase and sale)
Despatch of Repurchase (Redemption) Request
20.00
l
l
25.00
15.00
1.25%
Last 1 Year
2.50%
Benchmark Index
Period
Normal Allocation
(% of Net Assets)
2.25%
11.70
5.00
0.00
1 Year
Reliance Equity Opportunities Fund - Growth
Since Inception
BSE100
11
95 - 100 %
0-5%
95 - 100 %
0-5%
2.50%
2.25%
2.00%
Balance
1.75%
1.25%
Operational Expenses
0.75%
Marketing Expenses
0.50%
Total
2.50%
40.00
Entry Load - 1%
35.00
30.00
36.13
38.23
25.00
22.51
20.00
15.00
12.47
10.00
15.61
5.00
0.00
1 Year
11.78
6.85
BSE Sensex
1 Year
Reliance Index Fund - Nifty Plan - Growth
Since Inception
Since Inception
S&P CNX Nifty
Investment Objective :
The primary objective of the scheme is to generate long-term
capital appreciation from a portfolio that is invested
predominantly in equity and equity related instruments.
Normal Allocation
(% of Net Assets)
2.25%
1.25%
Nil
Exit Load
Nil
80 - 100 %
Upto 20%
Dividend Plan
Growth Options
Benchmark Index
: BSE 100
Last 1 Year
Returns Since Inception
Benchmark
Returns %
0.53
11.70
21.01
31.42
2.00%
Balance
1.75%
1.25%
Operational Expenses
0.25%
Marketing Expenses
1.00%
Total
2.50%
2.50%
2.25%
Period
Dividend Policy
31.42
30.00
25.00
21.01
20.00
15.00
Unitholders Information
l
l
11.70
10.00
5.00
0.00
0.53
1 Year
Since Inception
BSE100
13
Investment Objective :
The primary investment objective of the scheme is to seek to
generate capital appreciation & provide long-term growth
opportunities by investing in a portfolio constituted of equity
& equity related securities of top 100 companies by market
capitalization & of companies which are available in the
derivatives segment from time to time and the secondary
objective is to generate consistent returns by investing in debt
and money market securities.
Entry Load
Dividend Plan
Dividend Payout &
Re-investment Options
Benchmark Index
8.66
12.31
8.74
12.31
11.78
8.66
8.74
8.00
6.00
4.00
1 Year
Reliance Equity - Growth
1.25%
Operational Expenses
0.25%
Marketing Expenses
1.00%
Total
2.50%
2.00
0.00
1.75%
10.00
Balance
11.78
12.00
2.00%
14.00
Benchmark
Returns %
2.50%
2.25%
Scheme
Returns %
Nil
Nil
Upto 20%
Growth Plan
1.25%
Exit Load
75 - 100 %
Normal Allocation
(% of Net Assets)
2.25%
Since Inception
Reliance Long
Term Equity Fund
SUMMARY OF THE SCHEME
Type of the Scheme :
A 36-months close ended diversified equity fund with an
automatic conversion into an open ended scheme on expiry of
36-months from the date of allotment.
Investment Objective :
The primary investment objective of the scheme is to seek to
generate long term capital appreciation & provide long-term
growth opportunities by investing in a portfolio constituted of
equity & equity related securities and Derivatives and the
secondary objective is to generate consistent returns by
investing in debt and money market securities.
Normal Allocation
(% of Net Assets)
Dividend Payout
Options
: BSE 200
-1.27
-5.95
2.25%
1.25%
Nil
Nil
2.25%
2.00%
Balance
1.75%
1.25%
Operational Expenses
0.25%
Marketing Expenses
1.00%
Total
2.50%
Since
Inception
2%
Dividend Plan
Benchmark Index
Period
Exit Load
Growth Options
3%
0%-30%
Growth Plan
Entry Load
70 - 100 %
4%
Registrar
address, telephone number, fax number, e-mail id
of Reliance Mutual Fund. l Daily NAV Publication
l Name,
Reliance Regular
Savings Fund
An open ended Scheme
Investment Objective :
Debt Option: The primary investment objective of this Option is
to generate optimal returns consistent with moderate level of
risk. This income may be complemented by capital appreciation
of the portfolio. Accordingly investments shall predominantly be
made in Debt and Money Market Instruments.
Equity Option: The primary investment objective of this Option
is to seek capital appreciation and/or to generate consistent
returns by actively investing in equity / equity related securities.
Allocation
(% of Net Assets)
Debt Option
Debt instruments (including securitised
debt) with maturity of more than 1 year
Money Market instruments (including call money
& Reverse Repo) and debentures with maturity of
less than 1 year. (Securitised Debts will be a part
of the debt securities, upto 25% of corpus)
Equity Option
Equity and Equity related Securities
Debt and Money Market Instruments with an
average maturity of 5-10 yrs. (Securitised Debts
will be a part of the debt securities, upto 20%
of corpus.)
NIL
65-100%
0-35%
80-100%
0-20%
AMC Fees
Marketing Expenses
Operational & Other Expenses
Total
0.60%
0.70%
0.45%
1.75%
1.00%
1.05%
0.45%
2.50%
45
1 Year
Equity
2.50%
2.25%
2.00%
1.75%
Benchmark Index :
Debt Option: Crisil Composite Bond Fund Index
Equity Option: BSE 100 Index
Name of the Fund Manager :
Mr. Prashant Pimple & Ashwani Kumar
3.08
Equity
2.25%
2.00%
1.75%
1.50%
Debt
Growth Plan
3.07
Debt
3.8
3.7
3.6
3.5
3.4
3.3
3.2
3.1
3
2.9
2.8
2.7
NIL
Exit Load
40
35
3.19
30
25
20
15
Since Inception
10
5
38.24
22.43
22.43
11.7
1 Year
Since Inception
16
BSE100 Index
Reliance Regular
Savings Fund
An open ended Scheme
Balanced Option
Allocation
(% of Net Assets)
Balanced Option
Equity & Equity related instruments
Debt & money market instruments
Exit Load
NIL
50% - 75%
25% - 50%
Balanced
Balanced Option.
First Rs. 100 crores
Next Rs. 300 crores
Next Rs. 300 crores
Balance
Benchmark Index :
Balanced Option: Crisil Balanced Fund Index
Name of the Fund Manager :
Mr. Prashant Pimple & Ashwani Kumar
Minimum Application Amount/Number of Units:
Rs 500/- and in multiples of Re.1/- thereafter.
2.50%
2.25%
2.00%
1.50%
AMC Fees
Marketing Expenses
Operational & Other Expenses
Total
Absolute Returns
Scheme *Benchmark
Period
Returns % Returns %
Returns Since Inception
-0.44
0.24
Absolute Returns
Scheme
*Benchmark
Period
Returns % Returns %
Returns Since Inception
-3.00
-4.48
Inception date: 13/01/2007
*Crisil MIP Blended Index
*Due to change in portfolio structure & asset allocation pattern,
Compounded Annualised Returns for Balanced Option are not
disclosed & only absolute returns since inception date of
Balanced Option are disclosed.
For more details on the features of Reliance Regular Savings
Fund-balanced Option please refer addendum to the Offer
Document dated December 12, 2006
16
14
12
10
8
6
4
2
0
9.14
1 Year
9.57
10.20
Since Inception
0.3
0.2
0.1
0
-0.1
-0.2
-0.3
-0.4
-0.5
1.25%
1.00%
0.25%
2.50%
0.24
0.00
-1.00
-2.00
-3.00
-3.00
-4.00
-0.44
-5.00
Since Inception
17
-4.48
Since Inception
Reliance Regular Savings Fund-Balanced Option-Growth Plan Crisil Balanced Fund Index
D
WE00061833
ARN- 15545
2. EXISTING UNIT HOLDER INFORMATION
For existing investors please fill in your Folio number, name & proceed to Investment & Payment Details.
Name of Sole/
1st applicant
FOLIO NO.
Single
Joint
OCCUPATION
Business
Professional
Service
Retired
Student
House wife
Others _________________
STATUS
Individual
FIIs
Society
AOP/BOI
Banks
Fls
Company/Body Corporate
Partnership firm
HUF
Minor
NRI Repatriable
Mr.
NRI Non-Repatriable
Date of Birth*
Enclosed
PAN Proof
PAN Proof
Mr.
Ms.
PAN Proof
Mr.
Ms.
Date of Birth*
Form 60/61
Form 49A
Form 49A
Enclosed
NRI
Form 49A
Form 60/61
Enclosed
NRI
Ms.
Mr.
Enclosed
Guardians PAN
a
Form 49A
Form 60/61
Name of Guardian (In case of Minor)/Contact Person-Designation (In case of non-individual Investors)
Others _________________
M/s.
Ms.
Trust
PAN Proof
Date of Birth*
Form 60/61
Mailing Address of Sole / First Applicant (P.O. Box Address may not be sufficient)
Add 1
Add 2
District
City
State
PIN*
City
ZIP
Bank
Branch
Address
Branch
City
Current
SB
A/c. Type
NRO
NRE
FCNR
Account No. M
Branch
PIN
Rs.
Bonus Option
Rs.
Dividend Payout
APP No.:
D
WE00061833
Rs.
5. INVESTMENT & PAYMENT DETAILS (Separate cheque/Demand Draft is required for investment in each scheme/plan. (Mandatory)
Scheme
Plan
Option
Growth Plan
Growth Option
Bonus Option
Dividend Plan
Reinvestment
Payout
Cheque / DD No.
& Date
Bank / Branch
Frequen cy (Please )
Enrolment Period :
From :
Quar terly
(MM/YY)
SIP Date:
To :
10
18
28
(MM/YY)
PAYMENT TYPES
Cheque
Number From
Number of
Cheques
Cheque
Number To
Branch
Name
Bank
Name
OPTION II. Debi t Through ECS (You only need to tick this box & fill SIP Auto Debi t (ECS ) Mandate Form)
OPTION III. Auto Debi t Instruction (You only need to tick this box & fill Auto Debi t Form)
) (MANDATORY)
8. NOMINATION
Nominee's Name
Mr.
Ms.
Mr.
Date of Birth*
D D M M Y Y Y Y
Relation with Minor / Designation
Ms.
City
PIN
Specimen Signature of
Nominee/Minor Nominee's Guardian
Please read the instructions carefully
10. DECLARATION
I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad
through normal banking channels or from funds in my/our Non-Resident External / Ordinary Account/FCNR Account. I/We undertake that all additional purchases
made under this folio will also be from funds received from abroad through approved banking channels or from funds in my/ our NRE/FCNR Account.
2nd applicant /
Authorised Signatory
3rd applicant
Authorised Signatory
D
WE00061834
ARN- 15545
2. EXISTING UNIT HOLDER INFORMATION
For existing investors please fill in your Folio number, name & proceed to Investment & Payment Details.
Name of Sole/
1st applicant
FOLIO NO.
Single
Joint
OCCUPATION
Business
Professional
Service
Retired
Student
House wife
Others _________________
STATUS
Individual
FIIs
Society
AOP/BOI
Banks
Fls
Company/Body Corporate
Partnership firm
HUF
Minor
NRI Repatriable
Mr.
NRI Non-Repatriable
Date of Birth*
Enclosed
PAN Proof
PAN Proof
Mr.
Ms.
PAN Proof
Mr.
Ms.
Date of Birth*
Form 60/61
Form 49A
Form 49A
Enclosed
NRI
Form 49A
Form 60/61
Enclosed
NRI
Ms.
Mr.
Enclosed
Guardians PAN
a
Form 49A
Form 60/61
Name of Guardian (In case of Minor)/Contact Person-Designation (In case of non-individual Investors)
Others _________________
M/s.
Ms.
Trust
PAN Proof
Date of Birth*
Form 60/61
Mailing Address of Sole / First Applicant (P.O. Box Address may not be sufficient)
Add 1
Add 2
District
City
State
PIN*
City
ZIP
Bank
Branch
Address
Branch
City
Current
SB
A/c. Type
NRO
NRE
FCNR
Account No. M
Branch
PIN
Rs.
Bonus Option
Rs.
Dividend Payout
APP No.:
WE00061834
D
Rs.
5. INVESTMENT & PAYMENT DETAILS (Separate cheque/Demand Draft is required for investment in each scheme/plan. (Mandatory)
Scheme
Plan
Option
Growth Plan
Growth Option
Bonus Option
Dividend Plan
Reinvestment
Payout
Cheque / DD No.
& Date
Bank / Branch
Frequen cy (Please )
Enrolment Period :
From :
Quar terly
(MM/YY)
SIP Date:
To :
10
18
28
(MM/YY)
PAYMENT TYPES
Cheque
Number From
Number of
Cheques
Cheque
Number To
Branch
Name
Bank
Name
OPTION II. Debi t Through ECS (You only need to tick this box & fill SIP Auto Debi t (ECS ) Mandate Form)
OPTION III. Auto Debi t Instruction (You only need to tick this box & fill Auto Debi t Form)
) (MANDATORY)
8. NOMINATION
Nominee's Name
Mr.
Ms.
Mr.
Date of Birth*
D D M M Y Y Y Y
Relation with Minor / Designation
Ms.
City
PIN
Specimen Signature of
Nominee/Minor Nominee's Guardian
Please read the instructions carefully
10. DECLARATION
I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad
through normal banking channels or from funds in my/our Non-Resident External / Ordinary Account/FCNR Account. I/We undertake that all additional purchases
made under this folio will also be from funds received from abroad through approved banking channels or from funds in my/ our NRE/FCNR Account.
2nd applicant /
Authorised Signatory
3rd applicant
Authorised Signatory
D
WE00061835
ARN- 15545
2. EXISTING UNIT HOLDER INFORMATION
For existing investors please fill in your Folio number, name & proceed to Investment & Payment Details.
Name of Sole/
1st applicant
FOLIO NO.
Single
Joint
OCCUPATION
Business
Professional
Service
Retired
Student
House wife
Others _________________
STATUS
Individual
FIIs
Society
AOP/BOI
Banks
Fls
Company/Body Corporate
Partnership firm
HUF
Minor
NRI Repatriable
Mr.
NRI Non-Repatriable
Date of Birth*
Enclosed
PAN Proof
PAN Proof
Mr.
Ms.
PAN Proof
Mr.
Ms.
Date of Birth*
Form 60/61
Form 49A
Form 49A
Enclosed
NRI
Form 49A
Form 60/61
Enclosed
NRI
Ms.
Mr.
Enclosed
Guardians PAN
a
Form 49A
Form 60/61
Name of Guardian (In case of Minor)/Contact Person-Designation (In case of non-individual Investors)
Others _________________
M/s.
Ms.
Trust
PAN Proof
Date of Birth*
Form 60/61
Mailing Address of Sole / First Applicant (P.O. Box Address may not be sufficient)
Add 1
Add 2
District
City
State
PIN*
City
ZIP
Bank
Branch
Address
Branch
City
Current
SB
A/c. Type
NRO
NRE
FCNR
Account No. M
Branch
PIN
Rs.
Bonus Option
Rs.
Dividend Payout
APP No.:
D
WE00061835
Rs.
5. INVESTMENT & PAYMENT DETAILS (Separate cheque/Demand Draft is required for investment in each scheme/plan. (Mandatory)
Scheme
Plan
Option
Growth Plan
Growth Option
Bonus Option
Dividend Plan
Reinvestment
Payout
Cheque / DD No.
& Date
Bank / Branch
Frequen cy (Please )
Enrolment Period :
From :
Quar terly
(MM/YY)
SIP Date:
To :
10
18
28
(MM/YY)
PAYMENT TYPES
Cheque
Number From
Number of
Cheques
Cheque
Number To
Branch
Name
Bank
Name
OPTION II. Debi t Through ECS (You only need to tick this box & fill SIP Auto Debi t (ECS ) Mandate Form)
OPTION III. Auto Debi t Instruction (You only need to tick this box & fill Auto Debi t Form)
) (MANDATORY)
8. NOMINATION
Nominee's Name
Mr.
Ms.
Mr.
Date of Birth*
D D M M Y Y Y Y
Relation with Minor / Designation
Ms.
City
PIN
Specimen Signature of
Nominee/Minor Nominee's Guardian
Please read the instructions carefully
10. DECLARATION
I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad
through normal banking channels or from funds in my/our Non-Resident External / Ordinary Account/FCNR Account. I/We undertake that all additional purchases
made under this folio will also be from funds received from abroad through approved banking channels or from funds in my/ our NRE/FCNR Account.
2nd applicant /
Authorised Signatory
3rd applicant
Authorised Signatory
must ensure that the issuer of the PoA and the holder of the PoA must be KYC
compliant at the time of investment above the threshold. PoA holders are not
permitted to apply for KYC compliance on behalf of the issuer of the PoA. Separate
procedures are prescribed for change in name, address and other KYC related details,
should the applicant desire to change such information. POS will extend the services of
effecting such changes.
10. Unique Identification Number (UIN) under Mapin database:
SEBI has suspended all fresh registrations for obtaining UIN and the requirement to
obtain/quote UIN under the MAPIN Regulations with effect from July 1, 2005 till
further orders. UIN needs to be quoted as and when required under SEBI Regulations.
11. In case of NRI/FII investors the Account Statements / Redemption Cheques / Other
correspondence will be sent to the mailing address mentioned.
12. All applications are accepted subject to detailed scrutiny and verification. Applications
which are not complete in all respects are liable for rejection, either at the collection
point itself or subsequently after details scrutiny/verification at the back office of
the registrars.
III. BANK DETAILS :
13. As per the SEBI guidelines, it is mandatory for investors to mention their bank account
details in the application form. In the absence of the bank details the application form
will be rejected. Wherever possible / availability of electronic credit service, RMF will
give instruction to the investors Bank for direct / electronic credit for dividend /
redemption payments and such instructions will be adequate discharge of RMF
towards the said payment. In case the credit is not affected by the unitholders banker
for any reason RMF reserves the right to make the payment by a cheque / DD, in case
it is not possible to make the payment through electronic credit. If the electronic
credit is delayed or not affected or credited to a wrong account, on account of
incomplete or incorrect information, RMF will not be held responsible.
*Direct credit of redemption/dividend proceeds will be available in Centurion Bank of
Punjab only for 3 schemes viz, Reliance Vision Fund, Reliance Growth Fund & Reliance
Equity Opportunities Fund.
IV. INVESTMENT DETAILS :
14. Payment should be made by Cheques/DDs payable locally, in the city where the
Designated Investor Service Centre of RMF is located and where the application is
submitted. The Cheque/DD should be crossed, marked Account payee and drawn in
favour of Scheme Name : Reliance Growth Fund OR Reliance Vision Fund OR
Reliance Equity Opportunities Fund OR Reliance Index Fund OR Reliance NRI
Equity Fund OR Reliance Banking Fund OR Reliance Pharma FundOR Reliance
Media and Entertainment Fund OR Reliance Diversified Power Sector Fund OR
Reliance Tax Saver (ELSS) Fund OR Reliance Equity Fund Out station cheques or
post-dated cheques or cash will not be accepted.
Investors from such centers, who do not have a facility to pay by local cheque, as
there are no Collection Centres of RMF, will be permitted to deduct the actual DD
commissions charges. Documentary proof, thereof is to be attached, if not attached
the AMC reserves the right to call for the same at a later date. The amount of the DD
commission charges will be limited to the actual charges paid or DD charges of State
Bank of India, whichever is lower. (Separate Cheque / Demand Draft is required for
investment in each scheme / plan.)
V. MODE OF PAYMENT :
15. Please mention the application serial no. on the reverse of the cheque/demand draft
tendered with the application.
16. In case the payment is made through Indian Rupee draft purchased abroad or from
FCNR or NRE A/c, an Account Debit Certificate from the Bank issuing the draft,
confirming the debit should be submitted. For subscription made by NRE / FCNR
Account cheques, the application forms must be accompanied with a photocopy of
the cheque or Account Debit Letter / Certificate from the bankers.
17. Separate cheque/Demand Draft is required for investment in each scheme/plan.
VI. NOMINATION :
18. The nomination can be made only by individuals applying for/holding units on their own
behalf singly or jointly. Non-individuals including society, trust, body corporate,
partnership firm, karta of Hindu undivided family, holder of Power of Attorney cannot
nominate. If the units are held jointly, all joint holders will sign the nomination form.
Space is provided as a specimen, if there are more joint holders more sheets can be
added for signatures of holders of units and witnesses.
19. A minor can be nominated and in that event, the name and address of the guardian of
the minor nominee shall be provided by the unitholder. [Nomination can also be in
favour of the Central Government, State Government, a local authority, any person
designated by virtue of his office or a religious or charitable trust.]
20. The Nominee shall not be a trust, [other than a religious or charitable trust,] society,
body corporate, partnership firm, karta of Hindu undivided family or a Power of
Attorney holder. A non-resident Indian can be a Nominee subject to the exchange
controls in force, from time to time.
21. Nomination in respect of the units stands rescinded upon the transfer of units.
22. Transfer of units in favour of a Nominee shall be valid discharge by the asset
management company against the legal heir.
23. The cancellation of nomination can be made only by those individuals who hold units
on their own behalf singly or jointly and who made the original nomination.
24. On cancellation of the nomination, the nomination shall stand rescinded and the asset
management company shall not be under any obligation to transfer the units in favour
of the Nominee.]
VII. E-MAIL COMMUNICATION :
25. Investors desirous of receiving documents through email need to indicate such option
by ticking the relevant box provided in the application form.
26. Please contact the nearest Investor Service Centre or write to the Registrars, Ms. Karvy
Computershare Pvt. Ltd., Karvy Plaza, 21, Road No. 4, Street No.1, Banjara Hills,
Hyderabad - 500 034 or send an email to customer_care@reliancemutual.com, in
case of non-receipt of account statement within 30 days from the date of submission
of the application.
10
statutory compliance
11
of cheque.
3
Only one card can be issued to one folio/ account. This shall
be issued only to the 1st holder where the mode of holding
back of the card. We will hot list your card (no transactions
Please ensure that while using the card outside India, you are
doing so strictly in accordance with RBIs Exchange Control
you receive your card. In case you do not receive the same
customer_care@reliancemutual.com.
7
Fund. Investor can opt for any mode of redemption as per his
Your Personal Identification Number (PIN) shall be mailed to
16
17
CHECKLIST
Documents
Investments through
Partnership
Flls Constituted Atorney
Firms
All documents above should be originals / true copies certified by the Director / trustee /
Company Secretary / Authorised Signatory / Notary Public.
D
WSI00030223
Name of Sole/
1st applicant
FOLIO NO.
(for existing Investor)
SIP SUBSCRIPTION DETAILS (Separate Mandate Form is Required for Investment in each Scheme / Plan)
Growth Option
SCHEME NAME
Bonus Option
Rs.
Rs.
Dividend Payout
Dividend Reinvestment
Rs.
Rs.
Enrolment Period :
Monthly (default)
Quarterly
th
SIP Date :
th
10
nd
th
18
28
To _______________________ (MM-YYYY)
Dated
(Note: Cheque should be drawn on the same bank, as per details provided below.
I/We hereby, authorise Reliance Mutual fund and their authorised service providers, to debit my/our following bank account by ECS (Debit Clearing) to
account for collection of SIP payments.
D
Account Type
Bank Name
Branch
Branch
City
Current
NRE
Date of Birth*
M M Y Y Y
NRO
FCNR
Account No.
Mandatory Enclosures:
PIN
9 Digit MICR Code * M a n d a t o r y
( * Mandatory : Please enter the 9 digit number that appears after your cheque number)
MICR code starting and / or ending with 000 are not valid for ECS.
DECLARATION
I/We hereby, declare that the particulars given above are correct and express
my willingness to make payments referred above through participation in ECS.
If the transaction is delayed or not effected at all for reasons of incomplete or
incorrect information. I/We would not hold the user institution responsible.
I/We will also inform Reliance Mutual Fund about any changes in my bank
account. I/We have read and agreed to the terms and conditions mentioned
overleaf.
Place :
SB
Date: D
Copy of cheque
SIGNATURE/S
Sole/ 1 st applicant/
Guardian
Authorised Signatory
2 nd applicant /
Authorised Signatory
3 rd applicant
Authorised Signatory
Scheme Code
Recorded by
Authorisation of the Bank Account Hoder (to be signed by the Account Holder)
SIGNATURE/S (As in Bank Records)
Sole/ 1 st applicant/
Guardian
Authorised Signatory
2 nd applicant /
Authorised Signatory
3 rd applicant
Authorised Signatory
This is inform you that I/We have registered with Reliance Mutual Fund
through their authorised Service Provider TechProcess Solutions Ltd. for the
RBIs Electronic Clearing Service (Debit Clearing) Facility and that my
payment towards my investment in Reliance Mutual Fund shall be made
from my/our below mentioned bank account with your bank. I/We
authorised the representative carrying this ECS to account mandate form
to get it verified & executed.
Existing Investors
* The first SIP cheque should be issued from the same bank account
which is to be debited under ECS for subsequent installments. i.e The
first cheque should be drawn on the same bank account which is to be
registered for ECS (Debit).
In case the first cheque is issued from an account which is different
from ECS Debit Account, then a specimen cancelled cheque from ECS
Debit Account (as mentioned on the application form should be
submitted along with other requirements.
3. The bank account provided for ECS (Debit) should participate in local
MICR clearing.
4. The cities in the list may be modified/updated/changed/removed at
any time in future entirely at the discretion of Reliance Mutual Fund
/ Reliance Capital Asset Management Limited without assigning any
reasons or prior notice. If any city is removed, SIP instructions for
investors in such cities via ECS (Debit) route will be discontinued
without prior notice. In such a case, the AMC at its sole discretion
may accept post dated cheques (PDC's) form the investors for the
balance period.
5. MICR code starting and / or ending with 000 are not valid for ECS.
6. SIP auto debit facility is available only on specific dates of the month
i.e. 2 nd or 10 th or 18 th or 28 th
7. The investor agrees to abide by the terms and conditions of ECS
facility of Reserve Bank of India (RBI).
8. Investor will not hold Reliance Mutual Fund / Reliance Capital Asset
Management Limited, its registrars and other service providers
responsible if the transaction is delayed or not effected or the
investor bank account is debited in advance or after the specific SIP
date due to various clearing cycles of ECS / local holidays.
9. Reliance Mutual Fund / Reliance Capital Asset Management Limited,
its registrars and other service providers shall not be responsible nor
liable for any damages/compensation for any loss, damage etc.
incurred by the investor. The investor assumes the entire risk of using
this facility and takes full responsibility.
10. Reliance Mutual Fund / Reliance Capital Asset Management Limited
reserves the right to reject any application without assigning any
reason thereof.
11. Please read the Key Information Memorandum and Offer Document
of respective Scheme(s) for Applicable NAV, Risk Factors, Load and
other information.
12. You can choose to change your bank account or discontinue this
facility by giving fifteen days written notice to any of our Investor
Service Centres.
13. Allotment of units would be subject to realisation of credit.
14. SIP is available to investors in the following Scheme(s) of Reliance
Mutual Fund:
Equity/Sectoral Schemes: Reliance Growth Fund OR Reliance Vision
Fund OR Reliance Equity Opportunities Fund OR Reliance Index Fund
OR Reliance NRI Equity Fund OR Reliance Banking Fund OR
Reliance Pharma FundOR Reliance Media and Entertainment Fund OR
Reliance Diversified Power Sector Fund OR Reliance Tax Saver (ELSS)
Fund OR Reliance Equity Fund OR Reliance Regular Savings Fund.
Debt Funds : Reliance Income Fund OR Reliance Medium Term Fund
OR Reliance Liquid Fund-Treasury Plan-Retail Option OR Reliance
Floating Rate FundOR Reliance NRI Income Fund OR Reliance Monthly
Income Plan.
The above list is subject to change from time to time. Please contact the
nearest Designated Investor Service Centre (DISC) of Reliance Mutual
Fund or Karvy Computershare Pvt. Ltd for updated list.
nd
th
Investors can choose any one of the following four SIP dates: 2 , 10 ,
18th or 28th
15. An investor can opt for Monthly or Quarterly frequency.
16. (a) The provision for Minimum Application Amount as specified in
the respective scheme offer document will not be applicable for
SIP Investments.
For e.g. the minimum application amount for 1st investment in Reliance
Growth Fund Growth Option is Rs. 5,000/-. However, in case of SIP,
an investor can enter the Scheme with minimum instalment amount of
Rs. 1,000 or Rs. 500 or Rs. 100 under Monthly option and Rs. 1500 or
Rs. 500 under Quarterly option.
17. Minimum investment amount - Monthly SIP Option - 60 instalments of
Rs. 100/- each (except Reliance Tax Saver (ELSS) Fund) or 12 instalments
of Rs. 500/- each or 6 instalments of Rs. 1,000/- each and in multiples of
Re. 1/- thereafter.
Quarterly SIP Option - 12 instalments of Rs. 500/- each or 4 instalments
of Rs.1,500/- each and in multiples of Re. 1/- thereafter.
The first SIP instalment could be submitted on any working day.
However, the subsequent instalments can be dated 2nd, 10th, 18th
or 28th of every month/quarter. You can choose a day convenient for you.
However, only one SIP transaction per month/quarter per folio is permitted.
Minimum Investment amount for starting SIP in Reliance Tax Saver
(ELSS) Fund is Rs. 500/- and in multiples of Rs. 500/- thereafter.
18. Only one SIP per month or per quarter is permitted per Folio / Account.
st
st
19. The applicable NAV for the 1 installment (in respect of the 1 cheque) will
be as per the date & time at which the same has been received at DISC of
RCAM / Karvy. If the date of the subsequent SIP cheque / installment is a
non-transaction day for the scheme, then the units shall be allotted on the
next / following transaction day.
20. All SIP cheque except the 1st cheque must be dated 2nd or 10th or 18th or 28th
of a month.
21. All SIP cheques including the 1st cheque under Monthly and Quarterly SIP
should be of the same amount.
22. The first SIP cheque could be submitted on any working day. However the
subsequent cheques should be dated 2nd or 10th or 18th or 28th. For example
if an investor wishes to have a monthly SIP of Rs 5000/- each for 6
months, starting from July to December, then he will have to submit:
(a) First cheque for Rs 5000 on any date in July.
(b) 5 post dated cheques of equal amount i.e, Rs 5000. All these cheque
should bear the same date of different months ( to be chosen by an investor
from the following available dates- 2nd, 10th, 18th or 28th
of a month) .
23. The gap between the 1st cheque / installment & the 2nd cheque / installment
should be atleast 21 working days. However subsequent cheques should
have a gap of atleast a month or a quarter depending upon the frequency
chosen.
24. The cheque should be drawn in the favour of the scheme/plan chosen
(e.g. Reliance Growth Fund) and crossed A/C Payee Only and payable
locally and drawn on any bank, which is situated at and is a member of the
Bankers Clearing House located at the place where the SIP application is
submitted. Outstation cheque will not be accepted.
25. Please write the SIP Form number / the first applicant's name on the reverse
of the cheque accompanying the SIP Form.
26. Returned / Dishonored cheque will not be presented again for collection.
27. Payments may also be accepted by direct debit to applicant's bank account
by ECS or Auto Debit (with whom Reliance Mutual Fund has a tie up for this
facility). For this purpose, the applicant are required to give a standing
instructions in the prescribed form to the bankers to debit their bank
accounts at periodic intervals and credit the subscription proceeds to
Reliance Mutual Fund's bank account. Please contact the nearest DISC for
details of banks offering this facility.
Investors choosing Direct Debit Facility / ECS are required to fill up the
prescribed SIP Auto Debit Application Form in addition to this form.
28. The Unit holders can choose to opt out from the SIP at any point of time by
submitting a written request to the nearest DISC. Such request for
discontinuation should be received at least 15 days prior to the next due
date of the SIP. On receipt of such a request, the SIP will be discontinued for
the folio and balance post-dated cheques( if applicable) will be returned to
the unit holder.
D
WSI00030224
Name of Sole/
1st applicant
FOLIO NO.
(for existing Investor)
SIP SUBSCRIPTION DETAILS (Separate Mandate Form is Required for Investment in each Scheme / Plan)
Growth Option
SCHEME NAME
Bonus Option
Rs.
Rs.
Dividend Payout
Dividend Reinvestment
Rs.
Rs.
Enrolment Period :
Monthly (default)
Quarterly
th
SIP Date :
th
10
nd
th
18
28
To _______________________ (MM-YYYY)
Dated
(Note: Cheque should be drawn on the same bank, as per details provided below.
I/We hereby, authorise Reliance Mutual fund and their authorised service providers, to debit my/our following bank account by ECS (Debit Clearing) to
account for collection of SIP payments.
D
Account Type
Bank Name
Branch
Branch
City
Current
NRE
Date of Birth*
M M Y Y Y
NRO
FCNR
Account No.
Mandatory Enclosures:
PIN
9 Digit MICR Code * M a n d a t o r y
( * Mandatory : Please enter the 9 digit number that appears after your cheque number)
MICR code starting and / or ending with 000 are not valid for ECS.
DECLARATION
I/We hereby, declare that the particulars given above are correct and express
my willingness to make payments referred above through participation in ECS.
If the transaction is delayed or not effected at all for reasons of incomplete or
incorrect information. I/We would not hold the user institution responsible.
I/We will also inform Reliance Mutual Fund about any changes in my bank
account. I/We have read and agreed to the terms and conditions mentioned
overleaf.
Place :
SB
Date: D
Copy of cheque
SIGNATURE/S
Sole/ 1 st applicant/
Guardian
Authorised Signatory
2 nd applicant /
Authorised Signatory
3 rd applicant
Authorised Signatory
Scheme Code
Recorded by
Authorisation of the Bank Account Hoder (to be signed by the Account Holder)
SIGNATURE/S (As in Bank Records)
Sole/ 1 st applicant/
Guardian
Authorised Signatory
2 nd applicant /
Authorised Signatory
3 rd applicant
Authorised Signatory
This is inform you that I/We have registered with Reliance Mutual Fund
through their authorised Service Provider TechProcess Solutions Ltd. for the
RBIs Electronic Clearing Service (Debit Clearing) Facility and that my
payment towards my investment in Reliance Mutual Fund shall be made
from my/our below mentioned bank account with your bank. I/We
authorised the representative carrying this ECS to account mandate form
to get it verified & executed.
Existing Investors
* The first SIP cheque should be issued from the same bank account
which is to be debited under ECS for subsequent installments. i.e The
first cheque should be drawn on the same bank account which is to be
registered for ECS (Debit).
In case the first cheque is issued from an account which is different
from ECS Debit Account, then a specimen cancelled cheque from ECS
Debit Account (as mentioned on the application form should be
submitted along with other requirements.
3. The bank account provided for ECS (Debit) should participate in local
MICR clearing.
4. The cities in the list may be modified/updated/changed/removed at
any time in future entirely at the discretion of Reliance Mutual Fund
/ Reliance Capital Asset Management Limited without assigning any
reasons or prior notice. If any city is removed, SIP instructions for
investors in such cities via ECS (Debit) route will be discontinued
without prior notice. In such a case, the AMC at its sole discretion
may accept post dated cheques (PDC's) form the investors for the
balance period.
5. MICR code starting and / or ending with 000 are not valid for ECS.
6. SIP auto debit facility is available only on specific dates of the month
i.e. 2 nd or 10 th or 18 th or 28 th
7. The investor agrees to abide by the terms and conditions of ECS
facility of Reserve Bank of India (RBI).
8. Investor will not hold Reliance Mutual Fund / Reliance Capital Asset
Management Limited, its registrars and other service providers
responsible if the transaction is delayed or not effected or the
investor bank account is debited in advance or after the specific SIP
date due to various clearing cycles of ECS / local holidays.
9. Reliance Mutual Fund / Reliance Capital Asset Management Limited,
its registrars and other service providers shall not be responsible nor
liable for any damages/compensation for any loss, damage etc.
incurred by the investor. The investor assumes the entire risk of using
this facility and takes full responsibility.
10. Reliance Mutual Fund / Reliance Capital Asset Management Limited
reserves the right to reject any application without assigning any
reason thereof.
11. Please read the Key Information Memorandum and Offer Document
of respective Scheme(s) for Applicable NAV, Risk Factors, Load and
other information.
12. You can choose to change your bank account or discontinue this
facility by giving fifteen days written notice to any of our Investor
Service Centres.
13. Allotment of units would be subject to realisation of credit.
14. SIP is available to investors in the following Scheme(s) of Reliance
Mutual Fund:
Equity/Sectoral Schemes: Reliance Growth Fund OR Reliance Vision
Fund OR Reliance Equity Opportunities Fund OR Reliance Index Fund
OR Reliance NRI Equity Fund OR Reliance Banking Fund OR
Reliance Pharma FundOR Reliance Media and Entertainment Fund OR
Reliance Diversified Power Sector Fund OR Reliance Tax Saver (ELSS)
Fund OR Reliance Equity Fund OR Reliance Regular Savings Fund.
Debt Funds : Reliance Income Fund OR Reliance Medium Term Fund
OR Reliance Liquid Fund-Treasury Plan-Retail Option OR Reliance
Floating Rate FundOR Reliance NRI Income Fund OR Reliance Monthly
Income Plan.
The above list is subject to change from time to time. Please contact the
nearest Designated Investor Service Centre (DISC) of Reliance Mutual
Fund or Karvy Computershare Pvt. Ltd for updated list.
nd
th
Investors can choose any one of the following four SIP dates: 2 , 10 ,
18th or 28th
15. An investor can opt for Monthly or Quarterly frequency.
16. (a) The provision for Minimum Application Amount as specified in
the respective scheme offer document will not be applicable for
SIP Investments.
For e.g. the minimum application amount for 1st investment in Reliance
Growth Fund Growth Option is Rs. 5,000/-. However, in case of SIP,
an investor can enter the Scheme with minimum instalment amount of
Rs. 1,000 or Rs. 500 or Rs. 100 under Monthly option and Rs. 1500 or
Rs. 500 under Quarterly option.
17. Minimum investment amount - Monthly SIP Option - 60 instalments of
Rs. 100/- each (except Reliance Tax Saver (ELSS) Fund) or 12 instalments
of Rs. 500/- each or 6 instalments of Rs. 1,000/- each and in multiples of
Re. 1/- thereafter.
Quarterly SIP Option - 12 instalments of Rs. 500/- each or 4 instalments
of Rs.1,500/- each and in multiples of Re. 1/- thereafter.
The first SIP instalment could be submitted on any working day.
However, the subsequent instalments can be dated 2nd, 10th, 18th
or 28th of every month/quarter. You can choose a day convenient for you.
However, only one SIP transaction per month/quarter per folio is permitted.
Minimum Investment amount for starting SIP in Reliance Tax Saver
(ELSS) Fund is Rs. 500/- and in multiples of Rs. 500/- thereafter.
18. Only one SIP per month or per quarter is permitted per Folio / Account.
st
st
19. The applicable NAV for the 1 installment (in respect of the 1 cheque) will
be as per the date & time at which the same has been received at DISC of
RCAM / Karvy. If the date of the subsequent SIP cheque / installment is a
non-transaction day for the scheme, then the units shall be allotted on the
next / following transaction day.
20. All SIP cheque except the 1st cheque must be dated 2nd or 10th or 18th or 28th
of a month.
21. All SIP cheques including the 1st cheque under Monthly and Quarterly SIP
should be of the same amount.
22. The first SIP cheque could be submitted on any working day. However the
subsequent cheques should be dated 2nd or 10th or 18th or 28th. For example
if an investor wishes to have a monthly SIP of Rs 5000/- each for 6
months, starting from July to December, then he will have to submit:
(a) First cheque for Rs 5000 on any date in July.
(b) 5 post dated cheques of equal amount i.e, Rs 5000. All these cheque
should bear the same date of different months ( to be chosen by an investor
from the following available dates- 2nd, 10th, 18th or 28th
of a month) .
23. The gap between the 1st cheque / installment & the 2nd cheque / installment
should be atleast 21 working days. However subsequent cheques should
have a gap of atleast a month or a quarter depending upon the frequency
chosen.
24. The cheque should be drawn in the favour of the scheme/plan chosen
(e.g. Reliance Growth Fund) and crossed A/C Payee Only and payable
locally and drawn on any bank, which is situated at and is a member of the
Bankers Clearing House located at the place where the SIP application is
submitted. Outstation cheque will not be accepted.
25. Please write the SIP Form number / the first applicant's name on the reverse
of the cheque accompanying the SIP Form.
26. Returned / Dishonored cheque will not be presented again for collection.
27. Payments may also be accepted by direct debit to applicant's bank account
by ECS or Auto Debit (with whom Reliance Mutual Fund has a tie up for this
facility). For this purpose, the applicant are required to give a standing
instructions in the prescribed form to the bankers to debit their bank
accounts at periodic intervals and credit the subscription proceeds to
Reliance Mutual Fund's bank account. Please contact the nearest DISC for
details of banks offering this facility.
Investors choosing Direct Debit Facility / ECS are required to fill up the
prescribed SIP Auto Debit Application Form in addition to this form.
28. The Unit holders can choose to opt out from the SIP at any point of time by
submitting a written request to the nearest DISC. Such request for
discontinuation should be received at least 15 days prior to the next due
date of the SIP. On receipt of such a request, the SIP will be discontinued for
the folio and balance post-dated cheques( if applicable) will be returned to
the unit holder.
D
WST00016086
APP No.:
ARN- 15545
The Trustee, Reliance Mutual Fund,
I/We have read and understood the contents of the offer document & the instructions printed overleaf for the Systematic withdrawal Plan (RWP), I / We hereby
apply for the same and agree to abide by the terms, conditions rules & regulations of the plan.
FOLIO NO.
3. PARTICULARS OF APPLICANT
Name of First / Sole applicant
Name of Guardian
Mr.
Mr.
Ms.
M/s.
Ms.
M/s.
(in case of First / Sole Applicant is a Minor) / Contact Person - Designation (in case of non-individual Investors)
Mr.
Ms.
Mr.
Ms.
Fortnightly
1 st & 15 th
of every month
of every month
Monthly
Quarterly
Monthly
Quarterly
1 st of every Month
of every month
of the starting
month of
every Quarter
Enrolment Period
From :
Month
To :
Year
Month
Year
Scheme Name
Scheme Name
Plan/Option
Acknowledgement Receipt of STP/DTP Application Form (To be filled in by the Unit holder)
FOLIO NO.
Received from
Amount of Transfer per Instalm ent Rs.
APP No.:
D
WST00016086
STP/DTP application
& Signature
As
Nil
Applicable
Nil
As applicable
For New Investors : (a) Application Form of Transferor Scheme (b) STP Form.
D
WSW00016089
ARN- 15545
The Trustee, Reliance Mutual Fund,
I/We have read and understood the contents of the offer document & the instructions printed overleaf for the Systematic withdrawal Plan (RWP), I / We hereby
apply for the same and agree to abide by the terms, conditions rules & regulations of the plan.
FOLIO NO.
3. APPLICANT INFORMATION
Name of First / Sole applicant
Name of Guardian
Mr.
Mr.
Ms.
Ms.
M/s.
M/s. (in case of First / Sole Applicant is a Minor) / Contact Person - Designation (in case of non-individual Investors)
Mr.
Ms.
Mr.
Ms.
Amount_______________________________________
Frequency
_____________________________________________
Monthly
Quarterly
To
2nd applicant /
Authorised Signatory
3rd applicant
Authorised Signatory
WT00015148
D
ARN- 15545
The Trustee, Reliance Mutual Fund,
I/We have read and understood the contents of the offer document & the instructions printed overleaf for the Trigger Plan. I / We hereby apply for the same and
agree to abide by the terms, conditions rules & regulations of the plan.
FOLIO NO.
3. APPLICANT INFORMATION
Name of First / Sole applicant
Name of Guardian
Mr.
Mr.
Ms.
Ms.
M/s.
M/s. (in case of First / Sole Applicant is a Minor) / Contact Person - Designation (in case of non-individual Investors)
Mr.
Ms.
Mr.
Ms.
4. OPTION - A
Please tick any one of the following situation
which will activate the Trigger.
NAV reaches or crosses Rs.__________________
NAV appreciates or depreciates by ____________%
NAV depreciates by _______________ %
NAV appreciates by _______________ %
OPTION - B
Please tick any one of the following actions to be initiated
on encountering the situation applied in section A
Redemption to the extent of capital appreciation only
Switch-out of only the capital appreciation portion to
(Scheme, Plan and Option)______________________ or folio No. ____________________
Full switch-out of units to (Scheme, Plan and Option)
____________________________________________or folio No._____________________
2nd applicant /
Authorised Signatory
3rd applicant
Authorised Signatory
2.
3.
4.
5.
6.
7.
The Unit holder needs to specify the start date and the end date in the
SWP from. In cases where the start date and end date has not been
specified, the SWP will commence from the first transaction date of
the subsequent month in which such request is received and will
continue till the balance in the account becomes nill or below the
required amount specified by the investor for SWP.
8.
10. Investors who have made investments under Sec 54EB of the Income
Tax Act, 1961 should note that SWP is not available to them during
the stipulated lock-in period.
11. SWP request in any other form beside the specified format will be
treated as invalid and is liable to be rejected.
12. The SWP form duly completed may be submitted at the nearest
Investor Service Centre or mailed to the Registrar :
A Unit holder who has opted for SWP under a specified account can
also redeem or switch his units to any other eligible scheme or any
other plans of the same scheme provided he has sufficient balance in
his account on the date of such request. SWP will automatically cease
in case the balance becomes nil subsequent to such redemption /
switch transaction or falls below the required amount specified by the
investor for SWP.
Please use separate forms for each transaction under each folio.
2.
5.
deemed to be cancelled.
3.
6.
7.
Registrars, Ms. Karvy Computershare Pvt. Ltd., Karvy Plaza, 21, Road
NAVs of the schemes are declared at the close of the business day and
hence Value of the unit holders unit holdings based on the end of day
NAV will be considered as a base for activating the triggers.
Accordingly, all the redemptions/switches etc will be done on the
following transaction day on which the event occurs.
APP No.:
To
Reliance Mutual Fund,
Mumbai.
FOLIO NO.
Dear Sir,
Nominee Name
Mr.
(Please
Ms.
Nominee Address
Add1
Add2
City
PIN*
State
District
Relationship :
Add1
Add2
City
PIN*
State
District
I hereby nominate the above nominee to receive all the amounts to my credit in the event of my death.
Furnishing of the death certificate by way of proof of my death, signature of the nominee furnishing
proof of guardianship in case the nominee is a minor, acknowledging receipt of amounts to my credit,
execution of indemnity Bond of or such other documents are may be required from the nominee in
favour of and to the satisfaction of Reliance Mutual Fund (RMF), will constitute full discharge of
liabilities of towards my estate, legal heirs, Executors, administrators and successors. If Reliance Mutual
Fund were to incur, suffers or any claim, demand, liabilities, proceeding or actions are filed or made or
initiated against any of them in respect of or in connection with the nomination, they shall be entitled to
be indemnified absolutely for any loss, expenses, costs, and charges that any of them may suffer or incur
absolutely my estate.
Date:
We have read the rules and instuctions overleaf on nomination specified herein and I/We hereby confirm to comply and adhere to such rules or any amendments
that may be made from time to time.
Yours faithfully,
Name
Signature
Sole / First
Holder
Second Holder
Third Holder
Date:
Instructions:
1.
The nomination can be made only by individuals applying for / holding units on their own behalf singly or jointly. Non-individuals including society, trust,
body corporate, partnership firm. Karta of Hindu Undivided Family, holder of Power of Attorney cannot nominate. If the units are held jointly, all joint
holders will sign the nomination form.
2.
A minor can be nominated and in that event, the name and address of the guardian of the minor nominee shall be provided by the unit holder.
3.
The Nominee shall not be a trust, society, body corporate, partnership firm, Karta of Hindu Undivided Family or a Power of Attorney holder. A non-resident
Indian can be a Nominee subject to the exchange controls in force, from time to time.
4.
Nomination in respect of the units stands rescinded upon the transfer of units.
5.
Transfer of units in favour of a Nominee shall be valid discharge by the asset management company against the legal heir.
6.
The cancellation of nomination can be made only by those individuals who hold units on their own behalf singly or jointly and who made the original
nomination.
7.
On cancellation of the nomination, the nomination shall stand rescinded and the Asset Management Company shall not be under any obligation to transfer
the units in favour of the Nomineee.
Th
a
is p
i
e is
ti
n
te
lly
a
n
p
ke
n
b la
FORM NO. 60
Form of declaration to be filed by a person who does not have a permanent account number
and who enters into any transaction specified in rule 114B
1. Full name and
of the Declarant
address
2. Particulars of transaction
3. Amount of the transaction
4. Are you assessed to tax
Yes
No
5. If yes,
(i)
Details of Ward/ Circle/ Range where the last return of income was filed?
(ii)
Verification
I, ________________________________________ do hereby declare that what is stated above is true to the best of my knowledge and
belief. verified today, the _________________________________ day of ________________
Date : ________________
Place : ________________
Instructions :
Documents which can be produced in support of the address are :(a)
(b)
(c)
(d)
(e)
(F)
(g)
Ration Card
Passport
Driving licence
Identity Card issued by any institution
Copy of the electricity bill or telephone bill showing residential address
Any document or communication issued by any authority of the Central Government, State Government or
local bodies showing residential address
Any other documentary evidence in support of his address given in the declaration.
FORM NO. 61
Form of declaration to be filed by a person who has agricultural income and is not in receipt of any
other income chargeable to income-tax in respect of transactions specified rule 114B
1.
2.
Particulars of transaction
3.
Yes
No
I hereby declare that my source of income is from agriculture and I am not required to pay income-tax on any other income if any.
Date : D
Place : _____________________
Verification
I, ______________________________________________________ do hereby declare that what is stated above is true to the best of my knowledge and belief.
Verified today, the _________________________________ day of ________________
Place : ________________
Instructions :
Documents which can be produced in support of the address are :(a)
Ration Card
(b)
Passport
(c)
Driving licence
(d)
(e)
(f)
Any document or communication issued by any authority of the Central Government, State Government or
local bodies showing residential address
(g)
Any other documentary evidence in support of his address given in the declaration.
Marcom/KIMEQ/Ver1.3/09/07/07