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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization US DISTRICT COURT!EDPA 5a. Report Type (check appropriate type) [] Nominatleri, Date [] A ..... I [] Final

Report Rvqt,ired by the Ethics

in Government Act oi"1978

~s u.s., app. L~ tot4H)

3. Date of Report 05/1312010 6. Reporting Period 0 I;01/2009 to 12i31 !2009

|. Person Reporting (last name. firsl, middle initial) Stengel. Lawrence F. 4. Title (Article III judges indicate active of senior status: magistrate judges indicate full- or pazl-time} ARTICLE III, ACTIVE

[] Initial

~b. ~ Amended Report 7. Chambers or Office Addres,t Room 3809, U.S. Courthouse 601 Market Street Philadelphia. PA 19106 8. On the basis of the infl/rmation cuulaincd in this Report and an., modifications pertaining therelo, it is, in my opinion ilt compliance with applicable la~ and regularizing. Re,,it,~,,ing O flicer Dale

IMPORTANT NOTES: Tire instructions accompanying this form must be fidlowe,L Complete atl parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

i. P OS1TIO N S. m<~o,a,x individual only; see pp. 9-13 of filing in.,tructions.)

~

NONE

(~ reportable positions.)

POSITION
I. 2.

NAME OF ORGANIZATION/ENTITY

l I. AGREEMENTS. m,,,,,,i,x individual ,,hi ,; seepp, t4-t6 ,fiting i

~ NONE (No reportable agreements.) DATE
I. 2004

PARTIES AND TERMS

Pennsyk.ania State Erupt%cos Retirement System - Monlhl~ annuity from vested retirement plan

Stegel, Lawrence F.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

N ....

f P ......R,:por~ing

Date of Report ]

[ st~ng~, L ......e r. ~. 17-24 of fiting in ...... ions3

IIl. NON-INVESTMENT INCOME. CReeor,~.g in~i,~du~ a.Z ~ ........

A. Fliers Non-lnvestment Income
[~ NONE
reportable non-investmem income.) DATE
I. 2009

SOURCE AND TYPF

Pennsylvania Slate Employee Retirement System - Fixed benefit from vested retirement plan Franklin and Marshall College -leaching

INCOM E
[yours, not spouses) $~5,347.00

2. 2009 3. 4.

$7,454.00

B. Spouses Non-lnvestment Income - if you were married during any porrion of the repor~ing year, complete this [~ NONE (No reportable non-investment income.) DATE
1. 2009 2. 3. 4.

SOURCE AND TYPE

Lancaster County Career & Technology Center - Nursing Instructor

(hwlu,lcs those to spouse and dependent children; sce pp. 25-27 o filling i~tructio~.)

NONE ~Vo reportable reimbtt~ements.) ~

1.

DATE~

LOCATION

PURPOSE

ITEMS PAID OR PROVIDE[)

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

,~

....
05/13/2010

S~engl, Lawrence F.

W. ~ 1 ~S. (Includes d, oxe to spouse and dependent children: see pp. 28.31 of fili,g inxtrucrions.)

NON~ (A% reportable g~s.) SOURCE

1.

DFSCRIPTION

VALU~

3. 4.

5.

V I . L I A B I L IT! E S. a,,,~l~de, ,h,,~e ,,i.,r~ ........ d dependent children; see pp. 32-3.t of filing i ....... tions,)
NONE (No reportable liabilities.) CREDITOR
t. 2. 3.
4.

DESCRIPTION

VALUE CODE

5.

 FINANCIAL DISCLOSURE REPORT

Name ofPerson R~porting Stcngel, Lawcence F.

Date of Report 05/13/2010

Page 4 of 7
VII. INVESTMENTS and TRUSTS - i .........

~,, , .......

tion, (lnclude-, those of ~p ........ d dependent children; see pp. 34~0 of filing instruction~)

NONE (No reportable income, assels, or transactions.) Description ofAssets (including t~st assets) Place "(X)" utter each ~s~1 exempt from pfior disclosure Income during ~cponing ~ri~ Amount T~Te (c.g, Code 1 div.. rcn~ ~ {A-H) ~ orir, c~ ~ ....... ....... E Dividet~d Gross valuu al end of reporting period Value C~c 2 (J-P) Value Meth(~ C~e3 (Q_~q Type (e.g., bu~ sell redemption) [ Date ~ Value [Gain ~ mn~d~yy C~e 2 ~ Code 1 ~ [ (J-P} (A-H~ :: ~~ ...... ~ ....... Idcnfily of buyer;seller (if private transaclior,~

.. _

1. 2. 3, 4. 5. 6. 7. 8. 9. 10. I I. 12.
13.

IRA --Fidelity Prime Fund (money market) closed Fidelity Treasut3 Fund opened with same funds -- GMAC Srnartnote --Air Products & Chemicals, INc. --North American Palladium --Nuance Communications --Liberty Media 1 lolding Corp Cap Corn See B --Mcdtronic Inc. --Torchmark Corp --Moodys Corp --Nisource Inc.
--E.I. DuPont DeMours

M Closed 01/01/09 0 I/01/09 K K

None A lmeres~

K J

T T

Open

Sold

09/24:09

Dividcml

14. 15. 16. 17.

--Grecnbrier Companies --Sirius Satellite Radio, Inc. --Triuity IADS Inc. --Zohek Cos Inc. Sold 02/26/09 J A

P3 =$25.000,001 - $50.(XF,).OO0

p4 -Mote thaa $~0 ~().000

FINANCIAL DISCLOS URE REPORT

N,me nf Per,on Reporting [

D,te of Repor,

Page 5 of 7
VI I. INVESTMENTS an d TRU STS - i ........

Stengel, I,awrence F. ]

05/13/2010

~,. t .......fions (Includes tho.~e of sp ......d dependent children: see pp 34-60 of filing in~ruaions.)

N ONE (No reportable income, assets, or transactions.)

Description of AS~IS (including Ims~ assets) PlaCe "(X)" after each a~t Gross value at ~d ofrcpoming perio~ l ~ alue : (J-P) [ Transactions during rep~ming period

L ~poding ~ri~ Amounl (A-II) T}~e (e.g., or i~t.}

l) ~

(2)
Value ~ C(~e 3 T)~ (e.g,, redemption) Date Value ~ (J-P) Gain (A-H) Identity of (ifprlvate transaction)

[
I g. --Fideiib Convertible Securities A Dividend J

(Q-W)
T

19. 20.

-Sirius Satellite Radio Proctor & Gamble A Dividend J T

P3 ~$25.0(~,LLq - $50,000,~J0

P4 -More than $50.000,0~J

FINANCIAL DISCLOSURE REPORT Page 6 of 7 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (In,tica,epartofRep,,rt)

FINANCIAL DISCLOSURE REPORT Page 7 of 7

IX. CERTIFICATION.

N .... fP ..... Reporting Stengel, l,a~rencc F.

Date of Report 05/I 3/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~shich have been reported are iu compliance with the provisions of 5 I.!.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatu[ NOTE: ANY INDIVIDUAL WilO KNOVINGLY AND WII,FULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signcd original and 3 additional copies to: Committee on I-inancial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544