Case:12-13815-ABC Doc#:3 Filed:03/02/12 Entered:03/02/12 16:12:34 Paget of 11 UNITED STATES BANKRUPTCY COURT. FOR THE DISTRICT OF COLORADO Inte: ) ) 1D WESTERN BANCORP, INC. ) Case No. 12- 13815 ABC ) Chapter 11 Debtor.) ) ) Ine: ) ) MATRIX BANCORP TRADING, INC. ) Case No. 12- 13822 SBB } Chapter 11 Debtor. ) ) ) Inte: ) ) MATRIX FUNDING CORP. } Case No, 12- 13824 ABC ) Chapter 11 Debtor.) ) JOINT LIST OF EQUITY SECURITY HOLDERS In a Chapter 11 reorganization case, the following information is required pursuant to Fep. R. BANKR. P. 1007(a)G) and L,B.R, 1007-4, ‘The following are the respective Debtors? equity security holders: me gnd Address of. Holder in United Western Bancorp, Ine, Yo Interest See Attached Exhibit 1. Name and Address of Equity Holder in Matrix Bancorp Trading, Inc. % Interest United Westem Bancorp, Inc. 100% 12301 Grant Street, Suite 110 ‘Thornton, Colorado 80241Case:12-13815-ABC Doc#:3 Filed:03/02/12 Entered:03/02/12 16:12:34 Page2 of 11 % Interest Matrix Bancorp Trading, Ine 12301 Grant Street, Suite 150 ‘Thorton, Colorado 80241 100%. Dated: March 2, 2012, Dated: March 2, 2012. THEODORE J, AB: CHIEF RESTRUCTURING OFFICER ‘United Western Bancorp, Inc., Matrix Bancorp ‘Trading, Inc., and Matrix Funding, Corp. SENDER & WASSERMAN, P.C. vey Sender, #7546 David V. Wadsworth, #32066 David J. Warner, #38708 1660 Lineoln Street, Suite 2200 Denver, Colorado 80264 (803) 296-1999; (303) 296-7600 (fax) sender(@sendwass.com dvw@sendwass.com djw(@sendwass.com Counsel for the Debtors-in-PossessionCase:12-13815-ABC Doc#:3 Filed:03/02/12 Entered:03/02/12 16:12:34 Page3 of 11 bas wee i sono i Hs MSE ear gcc sane RASTINS HS vemusiweveoes « cnr sr nova us rom ‘wnwiicse sneer sore tonmnoana ecru ne veoconwas et wo ome poe aps unis rani ones 70 SE soma om o rv eeusenanes users vemromnvocd 1 a mares seo moxian vogue snvonniss HONDA! = wo once 250° qr20e CO WaNEG WESYATONE — paso ° soir z's wana masse Semicon ws xr cuacorusnnunu consort CeGe sae Site re nersrs Seo ene canemminr “WRoTaN IA Li0eOHED = oxo snore orotate esas smcomonrwnod we conor qr un a ss. 50200 7 wwoenen 1 worse swous mrss est risen se IO wensemrs vee cen ror uno ee e e vessoseniaues 6 v0 cree sovais nu inisssir misanuna veo ete vearememor 8 co warn sau to inn ino senosawis wre meres 000 Nee ness oD OH coons warn 9 cars rt as oO ee eons usance $ wo omnes arm 0 rE ross ¥ir9 wee tomes sro "coro M0 0509 MeN GE 9 aeninonn + ™ concen raven mse TEAS a LL voxmvnn 7 serovars ns ate pres 4 a more — ee