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  • DRFT Model Audit Manual On Internal & Concurrent Audit Systems in Public Sector Banks Index

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    Vijay Kumar
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    The document provides an index for a draft model audit manual on internal and concurrent audit systems in public sector banks. The index lists 46 sections that will be included in the manual, covering topics such as internal audit policies, concurrent audit policies, fraud risk management policies, checklists for auditing various bank operations and risks, control scoring sheets, formats for audit reports, guidelines for audit committees, and dos and don'ts for internal and concurrent auditors.

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    The document provides an index for a draft model audit manual on internal and concurrent audit systems in public sector banks. The index lists 46 sections that will be included in the manual, covering topics such as internal audit policies, concurrent audit policies, fraud risk management policies, checklists for auditing various bank operations and risks, control scoring sheets, formats for audit reports, guidelines for audit committees, and dos and don'ts for internal and concurrent auditors.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as DOC, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as doc, pdf, or txt
    5 views2 pages

    DRFT Model Audit Manual On Internal & Concurrent Audit Systems in Public Sector Banks Index

    Uploaded by

    Vijay Kumar
    The document provides an index for a draft model audit manual on internal and concurrent audit systems in public sector banks. The index lists 46 sections that will be included in the manual, covering topics such as internal audit policies, concurrent audit policies, fraud risk management policies, checklists for auditing various bank operations and risks, control scoring sheets, formats for audit reports, guidelines for audit committees, and dos and don'ts for internal and concurrent auditors.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as DOC, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as doc, pdf, or txt
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    DRFT MODEL AUDIT MANUAL ON INTERNAL & CONCURRENT AUDIT SYSTEMS IN PUBLIC SECTOR BANKS INDEX

    S.N. 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Particular Internal Audit Policy Model Concurrent Audit Policy Model IS Audit Policy Model Fraud Risk Management Policy Document Handling and Retention Policy System Generated Reports for Offsite Surveillance and for Concurrent Auditor Report on Branch Profile, Data Sheet & Executive Summary Checklist for Credit / Advances Checklist for NPA Management Checklist for Deposits Checklist for Cash Management Checklist for Remittance Checklist for Cheque Collection / Purchase / Clearing Checklist for Bills for Collection Checklist for Government Business Checklist for Para Banking Checklist for Foreign Exchange Checklist for Statutory Compliance Checklist for Security / Administration Checklist for Controls & Audits Checklist for Information Security and BCP Checklist for Customer Service Checklist for IS Audit Checklist for Other Areas Checklist for IT Procedure Control Scoring Sheet for Credit / Advances Control Scoring Sheet for NPA Management Control Scoring Sheet for Deposits Control Scoring Sheet for Cash Management Control Scoring Sheet for Remittance Control Scoring Sheet for Cheque / Bills Collection / Purchase / Clearing Control Scoring Sheet for Government Business Control Scoring Sheet for Para Banking Control Scoring Sheet for Foreign Exchange Page No. 1-48 49-56 57-82 83-103 104-122 123-125 126-136 137-149 150-153 154-159 160-161 162-163 164-165 166 167 168-170 171-189 190 191-194 195-196 197-199 200 201-211 212-216 217-233 234-237 238-239 240-241 242 243 244 245 246-247 248-266

    S.N. 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46.

    Particular Control Scoring Sheet for Statutory Compliance Control Scoring Sheet for Security / Administration Control Scoring Sheet for Controls & Audits Control Scoring Sheet for Information Security and BCP Control Scoring Sheet for Customer Service Summery Scoring Sheet for Control Scores Scoring Sheet for Business Risk Formats of Internal Audit Report Formats of Concurrent Audit Report Report on Audit Committee of Executive Dos & Donts for Internal Auditors Dos & Donts for Concurrent Auditors

    Page No. 267 268-269 270 271-272 273 274-275 276-279 280-281 282-284 285 286-287 288-289

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