Professional Documents
Culture Documents
Parlia vs. Democracy
Parlia vs. Democracy
List and explain Richard Joseph's eight phases of transition to democracy that were outlined in class. Explain with examples how a country can experience these phases sequentially (i.e., one after the other), or simultaneously (one or more phases at the same time). 2. According to Robert Dahl, what is polyarchy, and what are the seven most important procedural minimums that are required in order to make democracy possible? If these procedures are required, describe and explain some (minimally three) things about which there can be great variation in democratic structure (e.g., the types of institutions that are established). 3. Samuel P. Huntington lists five major factors that have contributed to the occurrence and timing of the most recent wave of transitions to democracy. Two of these factors are changes in the role of external actors (such as United States and the Soviet Union) and snowballing. Explain these things. When a nation reverts to authoritarian rule (as in the case of Nigeria), Huntington argues that certain factors are responsible. List at least four of these factors and explain them. 4. What are the three paradoxes of democracy that are identified by Larry Diamond? Explain them. How is federalism sometimes used to manage democratic systems that govern societies with deep ethnic cleavages (i.e., divisions)? 5. Using Nigeria as your primary example, discuss the problem of corruption in states wanting to experiment with democracy. What are various strategies that have been suggested in our text for reforming corruption. Would they work in Nigeria? Why or why not? Include in your discussion insights involving corruption that you have gained from Ali Mazrui's video presentation, "New Conflicts." 6. Why has it been so difficult for newly independent African states to develop stable democratic institutions that parallel the governments of their European and American counterparts? Ali Mazrui's insights on this matter (from his Search for Stability" presentation) would be useful to blend into your answer. But also, what is prebendalism and why has it developed into a African governmental form? Connect this to the first part of your answer. 7. What is Down's economic theory of democracy? Explain it using both words and pictures. Then, clearly explain how this theory applies to problems of democratization in developing nations. Give examples to illustrate your points. 8. Describe the complexities of the problems of national debt and foreign aid with regard to new democracies in Africa. Why is the U.S. and other Western powers giving little attention to
African democracies? Where is the attention going and why? Why are South American democracies apparently working while African democracies are having real troubles. There are lots of political consequences and intricacies related to these things. Talk about all of them. 9. Describe a single detailed but general (i.e., applicable to many countries) model of the sources and consequences of the scarcity of renewable resources that includes ideas such as unequal resource access and weakened states. Draw a diagram of the model and explain it with words. Then relate this model to the idea of developmental democracy. How do these ideas relate to an authoritarian government that may be in a transition to democracy, and visa versa? Give examples that address the concept of carrying capacity. 10. Give three models of the role that the scarcity of renewable resources plays in the emergence of violent conflict within a country. Describe also how these three models typically happen sequentially (i.e., over time, one after the other). Draw a diagram of each model, and explain them with words. Then carefully describe how a developing country may be helped or hindered in its movement toward a democratic transition due to these environmental problems. Examples are wonderful, and needed. 11. Describe a model that explains the eruption of internal violence, both urban and rural, in the Philippines that has environmental degradation as one of its primary causes. Give a pictorial representation of the model as well as a verbal description. Tell how democracy and the environment in the Philippines interact and are interdependent. 12. Following Sprague, how does voter institutionalization relate to electoral system bias? Why is this important for developing countries who have just initiated democratic government? How does winner take all vs. proportional representation systems relate to this? 13. What is political corruption? How is it relative to a society? Give examples of corruption that can destabilize a democratic regime and other examples that may not hurt. Explain the "why" for each. What is a form of governance in which corruption is an integral and useful aspect? What should the trend of political corruption look like with regard to political decay and democratic transition? What warning signs need to be heeded in this regard? 14. What are the some of the potential problems with proportional representation systems with regard to democracy in developing countries? Give examples. Be specific. 15. Describe the role that culture plays in democratic development. Give examples from across the globe to illustrate your points. 16. What are the arguments in favor of a parliamentary system of government in a setting in which a nation has a developing democracy? What problems could a presidential system bring to
the situation? Under what social conditions within a country could a presidential system help rather than hurt the stabilization of the country's democratic political future? Again, give some examples. 17. Describe Ali Mazrui's ideas (from his video "In Search of Stability") of how developing countries may successfully conduct democratic elections in Africa, only to have the military execute a coup that destroys the democratic process. What was wrong with the democratic situation such that this is such a common occurrence? How does this relate to traditional sources of authority and governance in Africa? 18. What are the factors that can cause a newly formed democracy to collapse into authoritarianism, i.e., to experience a retreat from democracy? Explain the factors, with examples. With this in mind, explain why India is still democratic. 19. Speaking on the subject of democracy and federalism in Africa, consider the following words of Leopold S. Senghor, the former president of Senegal. Our Democracy will be federal. Local differences, being complementary to each other, will enrich the Federation and, conversely, the Federation will preserve the differences. Let us take the idea a little further. The federal structure . . . within the framework of the Federal State itself, to regional and communal collectivities even in social and economic matters. The Yugoslav structures adapted to our own situation can be used at this juncture as models. Use your own understanding of federalism to explain, justify, or critique Senghor's views. What does federalism do specifically to which Senghor may be referring? Explain why his analogy to Yugoslavia ultimately failed. Does this mean federalism in African will fail? Explain. 20. Put developmental democracy into a "macro" or wide-angle perspective. From a Western perspective, why is the development of democracy within a society an "natural" occurrence? In particular, describe the attributes of social and political evolution relating to change that have been identified by Nisbet. List and describe four dichotomous schemes for looking at political modernization. What do these schemes have to do how we conceptualize political modernization? 21. List and describe four crises of development that all societies may go through while they evolve in the direction of developmental democracy. Explain these crises. How are they related to Nisbet's uniform causes of social change? 22. Explain Adam Przeworski's theory of de-institutionalization as the source of political instability.
23. Discuss Angola's difficult transition to democracy, as presented by Marina Ottoway in Kumar's book. What went wrong, and what lessons have we learned from this case? 24. List and explain Lucian Pye's five crises of political development. How does Huntington's desire to insure political order and stability relate to Pye's ideas. Be sure to explain Huntington's ideas regarding this as well. 25. What are "easy" and "hard" issues, and what relevance do they have for developmental democracy? How does this relate to concepts of governmental structures, such as federalism? How do these two types of issues relate to governmental stability in a developing society? 26. What is Down's economic theory of democracy? Explain it using both words and pictures. Then, clearly explain how this theory applies to problems of democratization in developing nations. How does environmental decay enter into the problem of creating democratic stability given the ideas of Down's macro perspective? Give examples to illustrate your points. 27. Explain Adam Przeworski's theory of de-institutionalization as the source of political instability. How do Przeworski's ideas compare with those of Huntington? 28. From Kumar, what are postconflict elections? What are the objectives of postconflict elections? What are the impediments to postconflict elections? Identify and describe three roles that the international community can play in post conflict elections. 29. From Dahl, identify and explain the three possible paths that can lead to the development of a democratic culture. Also, how does this relate to the development of democracy in China? Which path is most relevant to China and why? 30. List and explain Lucian Pye's five crises of political development. What are Organskis stages of political growth? How do Pyes crises relate to Organskis stages of political growth? Finally, describe how Huntington's desire to insure political order and stability relate to Pye's ideas. Be sure to explain Huntington's ideas regarding this as well. 31. Describe Liberias experience with democracy, from the prelude to the 1997 elections to the current time. How does the Liberian situation relate to Richard Josephs ideas regarding the steps needed for a democratic transition? Is prebendalism relevant here, and if so, how? Explain. 32. What is the very general description of democracy that is offered by Phillip C. Schmitter and Terry Lynn Karl? With regard to this definition, define and explain the relevancy of (a) the public realm, (b) citizens, (c) competition and cooperation, (d) majority rule, and (e) representatives.
33. From the perspective of Ali Mazrui as portrayed in his video presentation In Search of Stability, why has it been so difficult for newly independent African states to develop stable democratic institutions that parallel the governments of their European and American counterparts? How does this connect with Dahls concept of polyarchy? Be complete in your answer, and give examples. 34. What is a mixed electoral system? Explain how this system differs from a strict proportional representational system and a single member plurality system. Describe Germanys use of this system, as well as some of the variations from Germanys usage that have been applied in other countries. 35. What is a single member plurality electoral system? Identify some countries that use such a system. What are some of the advantages of this type of electoral system? What are some of the disadvantages of this type of system? Why might such a system be useful or harmful to a new democratic state? Be specific, and give examples. 36. List and explain Lucian Pye's five crises of political development. Relate this to the stages of economic growth as described by W.W. Rustow as well as the stages of political growth as described by A.F.K. Organski. 37. How does Samuel Huntington's argument regarding the balance between political order and stability relate to the ideas regarding institutionalization made by Adam Przeworski?. Be sure to include a graph in your discussion of Huntington's ideas. 38. What are the five types of plurality-majority voting systems? What are semi-proportional electoral systems? What are proportional representation systems? What is preferential voting? Be sure to explain the variations in these voting systems, and offer examples of countries using these systems. 39. Why are deep ethnic cleavages difficult to manage in a new democracy? Describe various ways to address the problem of significant ethnic cleavages when setting up a new democracy. Give examples of countries in conflict in which these ideas are fully illustrated. Explain these examples.
I shall focus on some institutional variables that can be influenced by constitutional choices. No doubt many non- institutional forces, both domestic and external -- including economic development, cultural norms, geographic resources, and historical experiences are also fundamental and affect the prospects for democracy (Przeworski). However, it may be easier to change policies, laws, and even constitutional practices than to make fundamental changes in the non-institutional parameters. At least, we certainly need to add analysis of institutional variables to the information about non-institutional factors that has already received a good deal of attention. Because the basic design of any constitutional system of governance affects how many other institutional variables work, I shall focus on the pro's and con's of parliamentarism and presidentialism as they affect the capacity of any regime to cope with the fundamental problems generated by modernity, and what I see as its most important aspects: industrialism, nationalism and democracy. Let us first try to clarify the basic structural features of all modern organizations, including states, and then consider the triad of modernity. This foundation will enable us, subsequently, to look at the way different institutional patterns affect the capacity of contemporary states to deal with their most important modern problems.
Democratic (polyarchic) forms of governance also existed in pre- modern societies, but normally only on a small scale and, we may assume, all food-gathering (primitive) societies were organized polyarchically for many millennia before states were born. They still survive in contemporary stateless societies on the fringes of the modern world -- especially among some "indigenous" peoples. Although various intermediate stages that linked the polyarchic and hierarchic principles of organization can be found in pre-modern societies, the elaboration and formal institutionalization of the compound format (constitutive system plus bureaucracy) is modern and, today, almost ubiquitous both in states and non-governmental associations. In some of these states one side or the other of this compound format is compromised and exists on paper only -- frequently they take the form of authoritarian regimes in which a ruling group promulgates a formalistic "charter" that is not implemented. My point is that the formal requisites of democratic organization -- public and private -- are widely known and often, though not always, practiced. States (and other organizations) may be considered modern democracies to the degree that they understand and implement this compound institutional structure. Clearly many contemporary states are not modern democracies -- or they may give lip-service to the principles without practicing them.
is accountable to the elected assembly and can be discharged by a vote of no-confidence -deadlock between the two branches can be avoided. Moreover, control over the bureaucracy is enhanced by the fusion of powers -- officials are not held responsible to a multiplicity of centers of authority. This means that they can administer more effectively and also that they can be controlled more effectively. Without claiming that parliamentarism is more or less democratic than presidentialism or that it is a "better" system in any sense, it seems to be apparent that parliamentarism is more likely to survive than presidentialism as a democratic form of governance. On the basis of a statistical analysis of 135 countries observed annually between 1950 and 1990, Prezorski and his associates concluded that "Parliamentary regimes last longer, much longer, than presidential ones..." (Przeworski et al, 1996, p.47)2 This finding reinforces my own earlier conclusions (Riggs 1993). The long-term survival of presidentialism in the U.S. can be explained, I think, by many practices that differ from those found in other presidential regimes (see Riggs 1988, 1994a). I shall not try to describe them here, but they provide a basis for suggesting some of the constitutional practices that could be adopted by presidential regimes wishing to enhance their own prospects for survival and, accordingly, to deal more effectively with the major problems of modernity discussed below.
My conclusion is that all modern democracies are trapped by the basic form (whether presidentialist or parliamentary) that they first adopted (with a few possible exceptions). Two different sets of historical forces determine this choice: first the rise of modernity in the West, and second its subsequent globalization through the contemporary processes of modernization. No sharp lines can be drawn, chronologically, between these stages, but the first accompanied the emergence of modern states, especially during the nineteenth century, and the second occurred in the successor states that arose following the collapse of all the modern empires in the 20th century. To summarize, the states that were created by revolutionary secession from pre-modern empires, as did the United States and most of Latin America, chose presidentialism as a way to replace kings who, in those days, served concurrently as heads of state and heads of government. By contrast (to simplify the process), regimes that evolved out of a long-term struggle between royal authority and growing bourgeois power were able to compel kings to surrender the right to rule while keeping the right to reign -- and from this evolutionary process parliamentarism emerged throughout Europe. During the contemporary process of modernization, by contrast, successor states tended to adopt the constitutional design of their imperial masters -- except for those that came to power after a prolonged revolutionary struggle where, under Communist Party influence, single-party regimes were established. Where independence was negotiated, however, the agents of imperial power were normally able to "advise" their successors to follow their example. When, as often happened, these embryonic democracies collapsed and military/bureaucratic rule prevailed, one might suppose that more experienced local leaders would have been able to persuade their autocratic elites to surrender power to a more locally appropriate type of democratic government. Usually, however (Nigeria is a striking exception) the military rulers who eventually surrendered power did so in a way that restored the constitutional status quo ante. My point is that, after the basic constitutional choice had been made, regardless of the evident advantages of parliamentarism over presidentialism for the survival of democratic governance, countries that had started out presidentialist have almost never made a successful transition to parliamentarism. Bearing this point in mind, I shall not offer any recommendations to support a shift from presidentialism to parliamentarism. Rather, I think, we need to consider how any constitutional democracy, taking its established form as a given, can select among the institutional options which can be changed those that will most likely enable democracy to survive in their specific situations. In order to make any such changes or reforms, however, we need to understand the basic problems confronting all modern states as contrasted with those that faced pre-modern regimes. Each of these problems confronts modern governments with a new set of challenges that parliamentary regimes, I suspect, are able to meet more easily than presidentialist governments can. To test this claim, we need to have clear notions about what the basic features of modernity are and the challenges they present to any contemporary government.
we walk, talk, dance, worship, make love, have children and bury our dead, we engage in practices that have survived from ancient times and continue to shape our lives, in the metropoles as everywhere else -- modernity is a kind of frosting over a cake which obscures but does not fundamentally change what remains underneath. Sad to say, this kind of frosting often sweetens the cake, but sometimes it can also pollute it: we need to recognize the diverse consequences of modernity which have always been both desirable and undesirable, positive and negative. We have celebrated the achievements and benefits of modernity so loudly that must of us have not listened to the complaints of those who bitterly experienced its costs. Surely, however, all the proudest accomplishments of modernity have also had tragic consequences -- the two aspects cannot be divorced from each other. Recent airplane disasters symbolize this linkage: without the technological and scientific achievements of the industrial revolution we could not, today, fly so quickly from place to place around the world. Yet, every time we board a plane, we must also face the possibility that everyone on board may die suddenly because of an engine failure or a terrorist's bomb. When we consider the positive and negative aspects of modernity, it may help us to distinguish between its desirable ortho-modern aspects and its negative para-modern consequences. Much of the contemporary debate about modernity seems to assume that we can avoid or transcend it -- I think this is wishful thinking. Modernity is here to stay and we must learn to live with it and do the best we can to understand and cope with its harmful consequences: retrospectively, we focus on the positive aspects of ortho-modernity, but today we have become much more aware of its para-modern aspects. That does not mean that modernity was only a myth, or that it has come to an end. Instead, I think, we need to confront the para-modern beast and do what we can to "slay this dragon." Among other things, we must construct governmental institutions capable of helping us understand and cope with para- modernity using ortho-modern knowledge and technology to help us. Finally, we often use modernism to talk about the mental images or philosophical notions that both contributed to and resulted from modernity and modernization. This includes our conceptual framework of basic values or norms: secularism, individualism, communitarianism, etc. The subject is relevant and fascinating but I cannot deal with it here.4 Instead, let me now turn to each of these major facets of modernity, the IND triad, and consider the challenges they offer to constitutional democracy and, comparatively, to the capacity of presidentialist and parliamentary regimes to deal with them.
filibuster, or the right to prolong speeches to delay legislative action. Parliamentary systems will call for cloture, or an end to debate so voting can begin. Most European nations follow the parliamentary system of government. Britain is the most well known parliamentary system. Because Great Britain was once a pure monarchy, the function of the head of state was given to the royal family, while the role of chief executive was established with Parliament. Some parliaments, however, do not have a history of monarchy. Israel is a parliamentary system with a president. The president, however, does not hold the same power as a president in a presidential system, but functions as the head of state. In both presidential and parliamentary systems, the chief executive can be removed from office by the legislature. Parliamentary systems use a vote of no confidence where a majority of parliament members vote to remove the Prime Minister from office. A new election is then called. In presidential systems, a similar process is used where legislators vote to impeach the President from office. Since the fall of the Soviet Union, democracy has begun to flourish around the world. As emerging nations struggle to identify themselves, they are also debating which form of democracy is best for them. Depending on the nation and its citizens, they may choose the more classic parliamentary system or the less rigid presidential system. They could also blend to two popular systems together to create the hybrid government that works best for them.