SSO Annual Report

SOA - California Public Utilities Commission Agency Information

Agency Address
California Public Utilities Commission 505 Van Ness Avenue San Francisco, CA 94102 (415) 703-2782

Agency Head
Mr. Jonathan Schmidt CPUC Agency Head jonathan.a.schidt@cpuc.org Office: (213) 922-6888Ext. 917 Mobile: (213) 930-1482

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RII FT0430 TSSec FT00432 New RSS FT00543 EMTE FT00456 Certificate Awarded

ISM FT00457

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Agency Authority
Conduct Unannounced Inspections Est. Higher Standards than Part 659 Conduct Inspections Issue Emergency Orders Fine an RFG Shut Down Service New Authority Secured Since 2008 If Yes, Provide Detail Yes Yes Yes Yes Yes Yes Yes We were authorized to assign and conduct further investigations into crashes or suspected human error.

Agency Contacts
SOA Primary Contact
Mr. Gary Gilbert Program Supervisor gar@cpuc.org Office: (213) 922-6888 Ext. 917 Mobile: (213) 930-1482 11372 115th Avenue Sacramento, CA 97173
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RII FT0430 TSSec FT00432 New RSS FT00543 EMTE FT00456 Certificate Awarded

ISM FT00457

SAM FT00465

ADDRESS IF DIFFERENT FROM AGENCY

SOA Secondary Contact

Mrs. Jennifer Sheeds Program Manager jsheeds@cpuc.org Office: (213) 922-6888 Ext. 917 Mobile: (213) 930-1482 112666 Iowa Plaza Suite 500 Los Angeles, CA 97013

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RII FT0430 TSSec FT00432 New RSS FT00543 EMTE FT00456 Certificate Awarded

ISM FT00457

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ADDRESS IF DIFFERENT FROM AGENCY

Agency Contacts Cont'd.

SOA Secondary Contact
Ms. Male'a Andersen Program Support malea.andersen@cpuc.org Office: (213) 922-6888 Ext. 917 Mobile: (213) 930-1482
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California Public Utilities Commission TIER III TRAINING

RII FT0430 TSSec FT00432 New RSS FT00543 EMTE FT00456 Certificate Awarded

ISM FT00457

SAM FT00465

Program Documents
Program Standard

Program Standards 2013.doc Uploaded Jan-15-2013

Program Procedures

Program Standards 2013.doc Uploaded Jan-15-2013

Incident Investigation Procedures

Program Investigations and Forensic Techniques.doc Uploaded Jan-15-2013

Use of Contractors
Program Standards Review and Recommendation

California State Standards Board 59 Hours - Same Budget

Other - Incident Investigation for Local Derailment Accid...

JEfferson Forensics and Analysis 172 Hours - Increased Budget

Internal Coordination
SOA Program Manager Briefed Supervisor SOA Program Manager Briefed Executive Leadership Weekly Monthly

SSO Annual Report

RFG - Los Angeles County Municipal Transit Agency (LACMTA) Agency Information
Agency Address
1 Gateway Plaza Los Angeles, CA 90012 (323) 466-3876

FRA Waivers
2002-11809 Mar-15-2013 2001-11871 Mar-01-2013

Agency SOA Participation

How many meetings did SOA personnel attend? 7 How many other field visits did SOA personnel conduct? 15 How many times did SOA personnel meet with RFG executive leadership? 13

Agency Contacts
CEO/General Manager
Mr. Arthur Leahy CEO leahy@metro.net Office: (213) 922-6888 Mobile: (213) 930-1482

Primary Safety
Mrs. Jennifer Sheeds Director of Safety jsheeds@metro.net Office: (213) 922-6888 Ext. 917 Mobile: (213) 930-1482
ADDRESS IF DIFFERENT FROM AGENCY

11266 Iowa Plaza Suite 500 Los Angeles, CA 97013

Secondary Safety
Mrs. Andrea Starns Assistant Director of Safety andrea.starns@metro.net Office: (213) 922-6888 Ext. 917 Mobile: (213) 930-1482

Agency Contacts Cont'd.

Primary Security
Mr. Mark Atkins Director of Security marcus.atkins@metro.net Office: (213) 922-6888 Ext. 917 Mobile: (213) 930-1482

Los Angeles County Municipal Transit Agency

ADDRESS IF DIFFERENT FROM AGENCY

11266 Iowa Plaza Suite 500 Los Angeles, CA 97013

Secondary Security
Miss Maria Sanchez Assistant Director of Security maria.a.sanchez@metro.net Office: (213) 922-6888 Ext. 917 Mobile: (213) 930-1482
ADDRESS IF DIFFERENT FROM AGENCY

11266 Iowa Plaza Suite 500 Los Angeles, CA 97013

Program Documents
System Safety Program Plan

Program Safety and Security 2013.doc Uploaded Jan-15-2013

Security Plan

Security Planning-LACMTA.doc Uploaded Jan-15-2013

Accident Investigation Procedures

Program Investigations and Forensic Techniques.doc Uploaded Jan-15-2013

Three-Year Safety Review

Date safety review was completed Total days spent onsite during review(s) Use of contractors Final report date of upload Number of findings Number of findings open as of Mar-15-2013 Is an SSPP update necessary? Projected SSPP revision date Next scheduled review date Feb-13-2013 7 No Mar-15-2013 12 8 Yes Apr-05-2013 Oct-17-2013

Incident Report
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Hazard Report
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17 Hazards Recorded

Corrective Action Plans

Corrective Action Plan One.doc Lorem Ipsum is simply dummy text of the printing and typesetting industry. Lorem Ipsum has been the industry's standard dummy text ever since the 1500s, when an unknown printer took a galley of type and scrambled it to make a type specimen book. Corrective Action Plan Two.doc Lorem Ipsum is simply dummy text of the printing and typesetting industry. Lorem Ipsum has been the industry's standard dummy text ever since the 1500s, when an unknown printer took a galley of type and scrambled it to make a type specimen book. Corrective Action Plan Three.doc Lorem Ipsum is simply dummy text of the printing and typesetting industry. Lorem Ipsum has been the industry's standard dummy text ever since the 1500s, when an unknown printer took a galley of type and scrambled it to make a type specimen book.