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CONTRACT NOTE (Pursuant to Regulation 3.6) (FUTURES AND OPTIONS SEGMENT)

CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR CONSTITUENTS AS BROKERS & AGENTS

Dealing Office: 2-1-338/A/7, SECOND FLOOR, H K APARTMENTS, NALLAKUNTA, HYDERABAD, AP 500044C

RELIGARE SECURITIES LIMITED

Regd Office: D3, P3B, DISTRICT CENTRE, SAKET NEW DELHI - 110017, TEL. 1860-25-88888 EMAIL: WECARE@RELIGAREONLINE.COM Web Site : http://www.religaresecurities.com/ For any queries/complaints write to us at igreligare@religare.in; Corp Office: D3, P3B, DISTRICT CENTRE, SAKET NEW DELHI - 110017 AUTHORISED SIGNATORY : SANDEEP JUNEJA Tel : Compliance Officer : VIKAS SETHI Email : compliance@religare.in Telephone : 0120-3391000 MEMBER: NATIONAL STOCK EXCHANGE OF INDIA LTD. SEBI REGN.NO.INF230653732 TRADING & CLEARING MEMBER NO.06537 To,

SESHACHALA VISWANATH KETAVARAP CODE :KV5240

FLAT 208 405 LV TOWERS NEW MARUTHINAGAR DILSUKHNAGAR HYDERABAD 500060 INDIA Pan # ADQPK2339B Dear Sir / Madam, I/We have this day done by your order and on your account the following transactions: Order No Order Time Trade No. Trade Time Security Contract Description

Contract Note - Form A No : N/D/0205/1035389 TRADE DATE : 05/02/2013

To be Stamped as per the provisions applicable under the relevant Stamp Act Bought Gross Sold Qty Qty Rate Per Security (Rs.) Gross Total Brokerage Net Rate Total (Rs.) Service STT Amount Rs Tax Amount (Rs.) (Rs.) 12271.50 12271.50 12271.50 12397.75 12423.00 12423.00 7474.00 7474.00 22422.00 7474.00 7474.00 11880.00 11880.00 11880.00 6.12 2000 2000 4000 2000 2000 4.5500 4.6000 4.6000 5.6000 5.6000 9100.00 9200.00 18400.00 11200.00 11200.00 91.00 92.00 184.00 112.00 112.00 4.5955 4.6460 4.6460 5.5440 5.5440 9191.00 9292.00 18584.00 11088.00 11088.00

(Rs.) 12150.00 12150.00 12150.00 12275.00 12300.00 12300.00 7400.00 7400.00 22200.00 7400.00 7400.00 12000.00 12000.00 12000.00

(Rs.)

26613521 26613521 26613521 26613521 26613521 26613521 26941573 26941573 26941573 26941573 26941573 25735965 25735965 25735965

11:30:14 25108643 11:30:14 25108651 11:30:14 25108654 11:31:01 25108860 11:31:01 25108861 11:31:01 25108862 12:03:13 25126697 12:03:13 25126704 12:03:13 25126705 12:03:13 25126719 12:03:13 25126725 10:06:07 25058269 10:06:07 25058481 10:06:07 25058556

11:30:14 BANKBARODA 800.00 CE 28/02/13 OPTSTK 11:30:16 BANKBARODA 800.00 CE 28/02/13 OPTSTK 11:30:17 BANKBARODA 800.00 CE 28/02/13 OPTSTK 11:31:01 BANKBARODA 800.00 CE 28/02/13 OPTSTK 11:31:01 BANKBARODA 800.00 CE 28/02/13 OPTSTK 11:31:01 BANKBARODA 800.00 CE 28/02/13 OPTSTK 12:03:13 BHEL 210.00 CE 28/02/13 OPTSTK 12:03:15 BHEL 210.00 CE 28/02/13 OPTSTK 12:03:15 BHEL 210.00 CE 28/02/13 OPTSTK 12:03:17 BHEL 210.00 CE 28/02/13 OPTSTK 12:03:18 BHEL 210.00 CE 28/02/13 OPTSTK 10:06:07 DLF 270.00 PE 28/02/13 OPTSTK 10:06:16 DLF 270.00 PE 28/02/13 OPTSTK 10:06:20 DLF 270.00 PE 28/02/13 OPTSTK * STT FUTURES *

500 500 500 500 500 500 1000 1000 3000 1000 1000

24.3000 24.3000 24.3000 24.5500 24.6000 24.6000 7.4000 7.4000 7.4000 7.4000 7.4000 1000 12.0000 1000 12.0000 1000 12.0000

121.50 24.5430 121.50 24.5430 121.50 24.5430 122.75 24.7955 123.00 24.8460 123.00 24.8460 74.00 74.00 222.00 74.00 74.00 7.4740 7.4740 7.4740 7.4740 7.4740

120.00 11.8800 120.00 11.8800 120.00 11.8800

78143478 78143478 78143478 78537659 78537659

12:29:54 75098752 12:29:54 75098753 12:29:54 75098754 15:16:46 75187426 15:16:46 75187840

12:29:54 IDFC 160.00 CE 28/02/13 OPTSTK 12:29:54 IDFC 160.00 CE 28/02/13 OPTSTK 12:29:54 IDFC 160.00 CE 28/02/13 OPTSTK 15:19:54 IDFC 160.00 CE 28/02/13 OPTSTK 15:20:20 IDFC 160.00 CE 28/02/13 OPTSTK

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78537659 78537659

15:16:46 75187875 15:16:46 75187917

15:20:23 IDFC 160.00 CE 28/02/13 OPTSTK 15:20:26 IDFC 160.00 CE 28/02/13 OPTSTK * STT FUTURES *

2000 2000

5.6000 5.6000

11200.00 11200.00

112.00 112.00

5.5440 5.5440 7.62

11088.00 11088.00

00043131 00043131 00043131 00043131 00043131 00043131 00043131 00043131

09:45:30 00066491 09:45:30 00066495 09:45:30 00066496 09:45:30 00066497 09:45:30 00066501 09:45:30 00066502 09:45:30 00066505 09:45:30 00066506

09:45:58 NIFTY 6000.00 PE 28/02/13 OPTIDX 09:45:58 NIFTY 6000.00 PE 28/02/13 OPTIDX 09:45:58 NIFTY 6000.00 PE 28/02/13 OPTIDX 09:45:58 NIFTY 6000.00 PE 28/02/13 OPTIDX 09:45:58 NIFTY 6000.00 PE 28/02/13 OPTIDX 09:45:58 NIFTY 6000.00 PE 28/02/13 OPTIDX 09:45:58 NIFTY 6000.00 PE 28/02/13 OPTIDX 09:45:58 NIFTY 6000.00 PE 28/02/13 OPTIDX * STT FUTURES * [SERVICE TAX] [OTH CHGS OPTIONS] [~STT FUT CHG.~] Debit Total CreditTotal NET CR

150 91.0000 150 91.0000 650 91.0000 50 91.0000 200 91.0000 100 91.0000 750 91.0000 450 91.0000

13650.00 13650.00 59150.00 4550.00 18200.00 9100.00 68250.00 40950.00

150.00 90.0000 150.00 90.0000 650.00 90.0000 50.00 90.0000 200.00 90.0000 100.00 90.0000 750.00 90.0000 450.00 90.0000 38.68

13500.00 13500.00 58500.00 4500.00 18000.00 9000.00 67500.00 40500.00

608.88 245.41 52.00 164349.54 304992.00 140642.46

OTHER LEVIES, IF ANY: PLACE : DELHI. DATE : 05/02/2013

Brokerage has been charged as stated and has been at rates not exceeding the official scale of brokerage and indicated Yours faithfully, separately. This contract is subject to the Rules, Bye-laws and Regulations and usages of National Stock Exchange of For RELIGARE SECURITIES LIMITED India Limited. In matters where the Exchange is a party to the dispute, the Civil Courts at Mumbai shall have exclusive jurisdiction and in all other matters, proper courts within the area covered under the Regional Arbitration Centre shall have Directors/Authorised Signatory jurisdiction in respect of the arbitration proceedings falling under or conducted in that Regional Arbitration Centre. This contract constitutes and shall be deemed to constitute as provided overleaf an agreement between you and/me/us and in the event of any claim (whether admitted or not), differences or disputes in respect of any dealings and contracts of a date prior or subsequent to the date of this contract (including any question whether such dealings, transactions or contracts have been entered into or not) shall be referred to arbitration as provided in the rules, Bye-laws and Regulations of National Stock Exchange of India Ltd. The provisions printed overleaf form a part of the contract. Member of The NATIONAL STOCK EXCHANGE OF INDIA LTD PAN/GIR NO. AAACF1952D S.Tax Regn # : AAACF1952D003

EXTRACTS FROM THE BYELAWS & REGULATIONS PERTAINING TO ARBITRATION

(1)

All claims, differences or disputes between the Trading Members inter se and between Trading Members and Constituents arising out of or in relation to dealings, contracts and transactions made subject to the Bye-Laws, Rules and Regulations of the Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity, construction, interpretation, fulfillment or the rights, obligations and liabilities of the parties thereto and including any question of whether such dealings, transactions and contracts have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Bye-laws and Regulations. In all dealings, contracts and transactions, which are made or deemed to be made subject to the Bye-laws, Rules and Regulations of the Exchange, the provisions relating to arbitration as provided in these Bye-laws and Regulations shall form and shall be deemed to form part of the dealings, contracts and transactions and the parties shall be deemed to have entered into an arbitration agreement in writing by which all claims, differences or disputes of the nature referred to in clause (1) above shall be submitted to arbitration as per the provisions of these Bye-laws and Regulations. All claims, differences or disputes referred to in clause (1) above shall be submitted to arbitration within six months from the date on which the claim, difference or dispute arouse or shall be deemed to have arisen. The time taken in conciliation proceedings, if any, initiated and conducted as per the provisions of the Act and the time taken by the relevant authority to administratively resolve the claim, differences or disputes shall be excluded for the purpose of determining the period of six months. Save as otherwise specified by the Relevant Authority the seat of arbitration for different regions shall be as follows : STATES AND UNION TERRITORIES COVERED BY THE RAC DELHI, HARYANA, UTTAR PRADESH, UTTARANCHAL, HIMACHAL PRADESH, PUNJAB, JAMMU & KASHMIR, CHANDIGARH, RAJASTHAN. WEST BENGAL, BIHAR, JHARKHAND, ORISSA, ASSAM, ARUNACHAL PRADESH, MIZORAM, MANIPUR, SIKKIM, MEGHALAYA, NAGALAND, TRIPURA, CHATTISGARH.

(2)

(3)

(4)

Seats of Arbitration REGIONAL ARBITRATION CENTRE (RAC) DELHI KOLKATA

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CHENNAI MUMBAI

ANDHRA PRADESH, KARNATAKA, KERALA, TAMILNADU, ANDAMAN & NICOBAR, LAKSHADWEEP, PONDICHERRY MAHARASHTRA, GUJARAT, GOA, DAMAN, DIU, DADRA & NAGAR HAVELI, MADHYA PRADESH

(5)

Save as otherwisespecified by the Relevant Authority, the criteria for selection of seat of arbitration for a particular matter is as follows : Place of filling the Application for Arbitration PlaceofHearing

Parties to Dispute TM * V/s TM

a) If the dealing offices of both trading Members from where the dealings was carried out is situated The Hearing shall be held at the RAC where the Applicant - Trading in any one of the states covered by a particular RAC, then the Application for Arbitration shall be Member has filed the Application for Arbitration and the Respondent filed by the Applicant-Trading Member in that RAC. Trading Member shall attend the hearing in that particular RAC b) If the dealings offices of both Trading Members from where the dealings was carried out are situated in states covered by different RAC then the Application for Arbitration shall be filed in the RAC covering the State in which the Respondent-Trading Members dealings office is situated. The Hearing shall be held in that RAC where the Applicant has filed the Application for Arbitration and the Respondent shall attend the hearing in that particular RAC

TM V/s C * The Application for Arbitration shall be filed by the Applicant at the RAC covering the state in & C V/s TM which the constituent ordinarily resides. (6)

Unless otherwise specificially agreed in writing between the Trading Member and the Constituent, in respect of any claims,disputes and differences arising out of the Internet trading between the Constituent and the Trading Member, the seat of arbitration shall be the Regional Arbitration Centre within the area in which the Constituent ordinarily resided at the time of relevant trading, provided however in respect of a Non-Resident Indian Constituent, the seat of arbitration shall be the RAC in the area of which the correspondence office of the Trading Member is situated. "TM" stands for "Trading Member" and "C" stands for "Constituent" For more details, please refer to chapter XI of the Bye-laws and Chapter 5 of Future & Options Trading Regulations of National Stock Exchange of India Limited. Please Verify your trades on the National Stock Exchange Web Site at www.nseindia.com

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