Professional Documents
Culture Documents
Stimulus Research - 3
Stimulus Research - 3
Stimulus Research - 3
Act of 2009 (ARRA)
VPRT‐EFR
VPIT.2009 Up‐dated March 20, 2009
Purpose
Present up
Present up‐dated
dated information
information
Answer questions
Share experiences
h
Identify needs
Identify needs
VPIT.2009
AGENDA
ARRA Overview
A AO i
Timetable
Funding Initiatives
NIH
NSF
Other agencies
p
Special Recommendations
VPIT.2009
The purpose of the ARRA is to:
• preserve and create jobs and promote economic recovery.
• assist those most impacted by the recession.
• provide investments to increase economic efficiency by spurring
id i t t t i i ffi i b i
technological advances in science and health.
• invest in transportation, environmental protection, and other
infrastructure that will provide long‐term economic benefits.
• stabilize state and local government budgets, in order to minimize
and avoid reductions in essential services and counterproductive state
and local tax increases
and local tax increases.
VPIT.2009
Th Ob
The Obama Ad i i t ti
Administration
•Promoting a bottom up strategy to
problem‐solving and economic recovery
bl l i d i
•Implementing transparency at all levels of
g
government operation
p
VPIT.2009
Unique Opportunity for Higher
q pp y g
Education
University is home to the greatest source of
economic hope – the marketable idea
economic hope the marketable idea
Build campus capacity
Know community interests/resources/needs
Think globally, act locally
globally, act locally
VPIT.2009
Funding Priorities
Funding Priorities
Health Care
Health Care
Community Service
Access
STEM
Internationalization
Sustainability
Jobs
E
Energy Energy
E E
Energy
VPIT.2009
Where is the money going?
*
*
VPIT.2009
Time Table
13‐Feb‐2009 HR 1 passed by the House of Representatives
HR1 passed by the Senate
17‐Feb‐2009 HR1 signed into law, and website (recovery.com) goes live
19‐Feb‐2009 Federal Agencies to begin reporting their formula block grants awards
3‐Mar‐2009 Federal agencies to begin reporting use of funds
15‐May‐2009 Detailed agency financial reports to become available
20‐May‐2009 Federal agencies to begin reporting their competitive grants and contracts
15‐Jul‐2009 Recipients of federal funding to begin reporting on their use of funds
VPIT.2009
VPIT.2009
MORE ON THE STIMULUS
Four major R&D priorities receive funds:
iinnovation & competitiveness‐related basic research, biomedical research,
i & ii l db i h bi di l h
energy R&D, and climate change.
Energy and climate also high priorities:
$3.5B for DOE energy R&D, $400 M for NASA climate programs, $830
$3 5B for DOE energy R&D $400 M for NASA climate programs $830
million for NOAA.
50 states and territories, through more than 3,000 institutions
VPIT.2009
National Institutes of Health Budget by Institute, 1998-2009
(budget authority in billions of constant FY 2008 dollars)
40
ARRA (stimulus)
35
30 NIAID
25
Heart Lung Blood
20
15 Cancer
10
Buildings and Facils.
5
0 All Other
1998 2000 2002 2004 2006 2008
Source: AAAS R&D reports from NIH budget documents 1996-2008. * 2009
figures are AAAS estimates of 2009 omnibus appropriations,
appropriations including stimulus
appropriations in HR 1. Adjusted for inflation using OMB's GDP deflators. FEB. 09
© 2009 AAAS
VPIT.2009
Support of Scientific Research Priorities
pp
$8 2 billion
$8.2 billion
•$7.4 billion is transferred to the Institutes and Centers and
$7 4 billion is transferred to the Institutes and Centers and
Common Fund (CF)/ Roadmap based on a percentage‐based
formula
•$800 million to the Office of the Director (OD) (not including CF)
(For example, support for Challenge Grants, a program designed
to focus on health and science problems where progress can be
expected in two years)
•To support additional scientific research‐related activities that
T ddi i l i ifi h l d i ii h
also align with the overall purposes of the Act
VPIT.2009
NIH Institute Allocations
FY09 Budget % of FY09 Budget % of $7.4B FY09 Budget % of FY09 Budget % of $7.4B
NCI $4,809,819,000
$ , , , 16.324% 1,207,952,977
, , , NIAMS , ,
509,080,000 1.728% 127,851,942
, ,
VPIT.2009
Extramural Construction, Repairs, and
Alterations
l
$1 billion
Allocated to the National Center for Research
All t d t th N ti lC t f R h
Resources (NCRR) in support of all NIH funded
research institutions (construction and
research institutions (construction and
renovation of extramural research facilities). NO
institutional matching required; timeline 5 years
not 2 years.
VPIT.2009
Request for Applications (RFAs)
Request for Applications (RFAs)
• Two
Two related Request for Applications (RFAs)
related Request for Applications (RFAs)
have been released in response to the
Recovery Act
Recovery Act
– RFA‐RR‐09‐007 (supports core facilities
improvement projects; G20 mechanism)
improvement projects; G20 mechanism)
– RFA‐RR‐09‐008 (supports construction, renovation
a d epa
and repair improvement projects; C06
p o e e p ojec s; 06
mechanism)
VPIT.2009
Comparison of G20 and C06 RFAs
Comparison of G20 and C06 RFAs
Item RFA‐RR‐09‐007 RFA‐RR‐09‐008
(Core facilities)
(Core facilities) (Construction etc )
(Construction etc.)
Mechanism G20 C06
g / pp
Budget/application $1 ‐ 10 Million
$ $2 ‐ 15 Million
$
(direct cost only)
Number of applica‐
pp
tions/per institution* no more than 2 no more than 3
yp q p
Type of equipment g
general purpose & fixed
p p fixed equipment only
q p y
allowed equipment
Equipment maximum
q p up to $100K for specialized
p p Not Applicable
pp
equipment
*An institution is defined as an organization with a separate IPF code identifier.
VPIT.2009
Comparison of G20 and C06 RFAs (cont’d)
Item RFA‐RR‐09‐007 RFA‐RR‐09‐008
(Core facilities) (Construction, etc.)
New construction, and No Yes
completion of shell
space
p
$300 million
Allocated to NCRR to support all NIH
activities (shared instrumentation and
activities (shared instrumentation and
other capital equipment); probably
additional RFA, relax request for matching
RFA relax request for matching
VPIT.2009
Comparative Effectiveness Research
(
(CER))
$400 million
For comparative effectiveness research (CER)
/Outcome Research following transfer of these
/Outcome Research, following transfer of these
funds form the Agency for Healthcare
Research and Quality (AHRQ)
Research and Quality (AHRQ)
VPIT.2009
NIH will focus scientific activities in
several areas:
l
• Recently peer reviewed, highly meritorious R01 and
similar mechanisms capable of making significant advances in
2 years.
• New
New R01 applications
R01 applications that have a reasonable expectation
that have a reasonable expectation
of making progress in two years.
• Accelerate the tempo of ongoing science through targeted
supplements to current grants.
VPIT.2009
NIH will focus scientific activities in
several areas:
l
• Support a reasonable number of awards to jump start the
new NIH Challenge Grant program. This program
is designed to focus on health and science problems where
progress can be expected in two years. No cap of
challenge grants from an institution; multiple
h ll f i i i li l
PIs allowed.
VPIT.2009
“Buckets”
Buckets of NIH stimulus funds
of NIH stimulus funds
• RO1s and related mechanisms: 14,000 proposals already
reviewed and considered fundable that can be conducted in 2
reviewed and considered fundable that can be conducted in 2
years
• SSupplement to existing grants: Some will be competitive with
l tt i ti t S ill b titi ith
new or existing solicitations, other based on internal NIH
administrative decisions, after grants are reviewed by the Is&Cs.
(training and equipment)‐ RO1 Must have at least 2 years
remaining on funding, up to $500,000 direct costs; within scope
original peer review grant
original peer review grant
• New NIH Challenge Program: Is&Cs will identify cross cutting
scientific challenges scientists will apply to receive $500 000 a
scientific challenges; scientists will apply to receive $500,000 a
year for 2 years; potentially $200 M for this program
VPIT.2009
Challenge Grants
Challenge Grants
• Mechanism:
Mechanism: RC1
RC1 ‐ RFA OD
RFA OD‐09‐003
09 003
• Focus on a broad array of more than one hundred topics, from
behavioral sciences and genomics to stem cells and translational
science.
• 200 or more projects expected to be funded over the next two
years.
years
• SF424 (R&R) application forms
• Submissions are due by April 27, 2009 (accepted from March 27,
y p p
2009)
• More information at:
http://grants.nih.gov/grants/funding/challenge_award/
// / / / /
VPIT.2009
Highest Priority Challenges Areas
g y g
Behavior, Behavioral Change, and Prevention;
•Behavior, Behavioral Change, and Prevention;
•Bioethics;
•Biomarker Discovery and Validation;
•Clinical Research;
•Comparative Effectiveness Research;
•Enabling Technologies;
•Enhancing Clinical Trials;
•Genomics;
•Health Disparities;
•Information Tech for Processing Health Care Data;
R ti M di i
•Regenerative Medicine;
•Science, Tech, Engineering & Mathematics Ed (STEM);
•Smart Biomaterials ‐ Theranostics;
•Stem Cells
•Stem Cells
•Translational Science
VPIT.2009
© AASCU/GRC, 2009
Competitive and Administrative
Supplements
COMPETITIVE REVISION APPLICATIONS April 21, 2009
p
http://grants.nih.gov/grants/guide/notice‐files/NOT‐OD‐09‐
058.html
ADMINISTRATIVE SUPPLEMENTS OPEN
http://grants.nih.gov/grants/guide/notice‐files/NOT‐OD‐09‐
056 ht l
056.html
Administrative Supplements Providing Summer Research
pp g
Experiences for Students and Science Educators OPEN
http://grants.nih.gov/grants/guide/notice‐files/NOT‐OD‐09‐
060.html
VPIT.2009
Competitive and Administrative
Supplements
l
VPIT.2009
Recommendations for Supplements
Recommendations for Supplements
• Contact Program Directors as soon as possible
• Inquire about supplement cap since it may vary among
institutes and centers
• Ask about administrative vs. competitive supplements
• Emphasize impact on employment (recruitment of new
people, retention of laboratory personnel, etc.
• Link equipment to the hiring and retention of
manufacturing employees
VPIT.2009
Recommendations for Applications
close to Payline
l l (10‐15%)
( )
• Contact Program Office as soon as possible
• Work on a strong justification for receiving 2 year funding
k f f f d
• Inquire about allowed annual budget (could be up to
q g ( p
$500,000)
• Explain how these funds will allow you to conduct the
Explain how these funds will allow you to conduct the
project much faster and achieve the proposed goals in 2
years
VPIT.2009
Additional Points on Process
Additional Points on Process
• Funding process would keep in mind fair geographical
distribution, provided merit is shown
• A new peer review process already underway at NIH
should provide more flexibility and help expedite the
should provide more flexibility and help expedite the
process of these new funds
VPIT.2009
Scoring
• Reviewers
Reviewers will use the new NIH scoring scale
will use the new NIH scoring scale
for all applications.
• This scale will apply to the overall
This scale will apply to the overall
impact/priority score and individual review
criteria.
criteria
• The scoring range is 1 – 9, not 1 – 5.
• Applications will be scored using whole
numbers only, no decimals.
VPIT.2009
1 – 9 Scoring Scale
1 9 Scoring Scale
Impact Score Descriptor Strengths/Weaknesses
1 Exceptional
3 Excellent Strengths
4 Very Good
Moderate
5 Good
Impact
6 Satisfactory
7 Fair Weaknesses
Low
8 Marginal
Impact
9 Poor
VPIT.2009
Impact/Priority Score
Impact/Priority Score
• Final
Final score for the application
score for the application
• Assessment for the project to exert a sustained,
powerful influence on the institution
powerful influence on the institution
• Application score range will be 10 – 90,
calculated as an average of all reviewer scores
l l d f ll i
multiplied by 10
• The impact/priority score is not an average of the
individual criterion scores
VPIT.2009
Face Page of Summary Statement:
Terminology Change
l h
New Term: IMPACT/PRIORITY SCORE
VPIT.2009
Additional Points on Process
Additional Points on Process
• Read the announcements carefully
Read the announcements carefully
– Eligibility of institution and PI/PD
– If multiple PIs allowed
– Grants.gov submission requirements
• Deadline for receipt of application is 5:00 p.m. local time of the
institution
• Note various receipt dates based on costs!
Note various receipt dates based on costs!
– Proposed Timetable
• Note accelerated design milestones (i.e., 14 months instead of 24
g ( ,
months)
VPIT.2009
Other Recommendations
Other Recommendations
• R
Remember: 2009 offers a unique
b 2009 ff i
opportunity for those submitting
proposals
• RO1
• UO1
• PO1 etc.
VPIT.2009
NATIONAL SCIENCE FOUNDATION $3.0
$3 0 B
Academic Research Infrastructure (Title
( II)
)
Public Law 100‐570 200
Major Research Instrumentation (MRI)
j ( ) 300
Other Res. & Related Activities 2,000
Education and Human Resources 3/ 100
VPIT.2009
NSF Priority Programs
• Cyber‐enabled Discovery and Innovation
• Science and Technology Centers
• CAREER awards (funded for full five years)
• Graduate Research Fellowships
• Rapid Response Research (RAPID) and
Early‐concept Grants for Exploratory Research (EAGER) replace ‘small,
rapid‐response’
• OS O
OISE Opportunities (international)
i i (i i l)
• Major Research Instrumentation
• HSI set‐aside
• Professional Science Master’s ($15m in ARRA)
$
• Academic research infrastructure (for outfitting and rehabilitating
research space, not for new construction),
VPIT.2009
© AASCU/GRC, 2008
National Science Foundation
NSF is planning to use the majority of the $2
NSF is planning to use the majority of the $2
Billion available for Research and Related
Activities for proposals already in house and will
Activities for proposals already in house and will
be reviewed or awarded prior to September 30,
2009.
2009
VPIT.2009
National Science Foundation
Awards Funds as Specified in the Recovery Act
p y
Math and Science Partnership program $25 M
Robert Noyce Teacher Scholarship Program $60 M
Major Research Equipment and Facilities Construction $400M
Academic Research Infrastructure (ARI)
( ) $
$200M
Science Master program $15 M
NO OTHER SOLICITATIONS WILL BE POSTED THAT ARE SOLRELY THE RESPONSE OF THE RECOVERY ACT
VPIT.2009
National Science Foundation
• All grants issued with Recovery Act funds will
be standard grants with a duration of up to 5
years.
• Funding of new Principal Investigators and
high‐risk,
high risk, high
high‐return
return research will be top
research will be top
priorities
• NSF will also consider proposals declined on
NSF will also consider proposals declined on
or after October 1, 2008
• No supplements / verify cost sharing
N l t / if t h i
VPIT.2009
© AASCU/GRC, 2009
• Grant Proposal Guide
updated October 2008
effective January 5, 2009
Several Noteworthy
y
Changes
•Mentoring Plan (post‐docs)
•Cost Sharing
•Faculty Salary (summer)
•Co‐PIs
VPIT.2009
© AASCU/GRC, 2009
National Science Foundation Budget, FY 2000-2009 (as of 2/09)*
(budget authority in billions of constant FY 2008 dollars)
10
6 ARRA ((stimulus))
4 NSF budget
2
NSF R&D
0
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009
VPIT.2009
Other Funding
Other Funding
NASA $1.0 B
Science 400
A
Aeronautics
ti 150
Cross-Agency
Cross Agency Support Programs 3/ 50
Exploration 400
VPIT.2009
Other Funding
Other Funding
DEPARTMENT OF ENERGY $
$5.5 B
ARPA-E
ARPA E (Adv.
(Adv Research Projects Agency - Energy)
Collaborations with industry and universities 400
•$1.5 billion for grants for construction, renovation, equipment, and
acquisition of health IT systems
acquisition of health IT systems for health centers and health center
for health centers and health center
controlled networks
•$500 million for scholarships, loan repayments, and grants for
training program equipment to address health professions workforce
shortages
h
VPIT.2009
© AASCU/GRC 2009
U S Department of Agriculture (USDA)
U.S. Department of Agriculture (USDA)
– Received $28B in ARRA funding
Received $28B in ARRA funding
– $50M for the Aquaculture Assistance Grants Program
– $20M for Rural Business Development Grants
– Distance Learning, Telemedicine, & Broadband
Loan Program received $2.5M to expand
b db d
broadband access.
VPIT.2009
National Endowment for the Arts
National Endowment for the Arts
•$
$50 million in emergency funding included
g y g
in the federal stimulus bill. The money is
p j p
intended to preserve jobs in the nonprofit arts
sector, an industry hit by declines in
p
philanthropic and government support.
p g pp
VPIT.2009
National Endowment for the Arts
National Endowment for the Arts
• Sixty percent ‐‐ or $30 million ‐‐ will be awarded
directly to institutions, while $20 million will be given
to the NEA's network of state, regional and local
p
partners.
• Organizations that have received a grant from the NEA
in the last four years are eligible to apply for awards of
$25 000 or $50 000 The deadline is April 2.
$25,000 or $50,000. The deadline is April 2
• See guidelines for mandatory electronic filing of
g y g
applications at:
http://www.nea.gov/grants/apply/recovery/index.html
VPIT.2009
Other Funding
Other Funding
VPIT.2009
Reporting Requirements
•Unprecedented level of reporting
• Increased reporting both in amount of
information as well as frequency
information as well as frequency
Shorter grantee reporting (i.e. annually to
•Shorter grantee reporting (i e annually to
quarterly), due 10 days after end of calendar
quarter
All reporting requirements from OMB
•All reporting requirements from OMB
VPIT.2009
Reporting Requirements
R t ill i l d
•Reports will include economic i
reporting, i.e. jobs created and
retained; sub‐recipient reporting;
separate reporting of ARRA funds;
separate reporting of ARRA funds;
grant by grant breakdown.
VPIT.2009
Other Considerations
• Cost‐sharingg
• Direct charge for Research
Ad i i
Administrative Specialists
i S i li
• Buy American provision
Buy American provision –
construction materials
• Award period (spend vs. obligate)
• Grants.gov problems
Grants gov problems
VPIT.2009
Other Considerations
• Employ Americans provision –
p y p
should not impact foreign student
hires on grants
hi
•Just‐in‐time flexibility on IRB, IACUC
Disclosure of fraud and misconduct
•Disclosure of fraud and misconduct
VPIT.2009
Department of Justice Issues report titled
Department of Justice Issues report titled
"Improving the Grant Management Process"
Wednesday March 18 2009
Wednesday, March 18, 2009
Grant Oversight and Fraud Prevention: The Department of Justice Office
of Inspector General recently issued a report Improving the Grant
Management Process that includes ideas and practices that grant
Management Process that includes ideas and practices that grant
agencies should consider adopting to minimize opportunities for
waste, fraud and abuse in awarding and overseeing grants.
The report contains practices for the short term (within 30 days), the
Th i i f h h ( i hi 30 d ) h
medium term (within 1 year) and the long term (over 1 year). Topics
covered include the award process, monitoring, and training. A copy of
the February 2009 report is available at
the February 2009 report is available at
http://www.usdoj.gov/oig/new.htm
Next Steps
• Identify areas of interest and
reso rces ith the req ired e pertise
resources with the required expertise
• Create working groups
• Monitor Agency websites
• Start writing!
g
VPIT.2009
Web sites of Interest
Web‐sites of Interest
Appropriations: http://appropriations.house.gov/
USA Government: http://www.recovery.gov/
Chronicle of Higher Education): http://chronicle.com/
American Council on Education (ACE ‐has economic stimulus resource center):
http://www.acenet.edu//AM/Template.cfm?Section=Home
Links to Agencies: http://www.recovery.gov/?q=content/agencies
Summaryy
•Recovery Act accountability and
Transparency Board
•Extreme sensitivity to waste, fraud
and abuse
d b
•Unprecedented opportunity and
challenge VPIT.2009
UPR ARRA‐Funded
UPR ARRA Funded Grants
1R01MH083516 ‐ 01 NIH
R
Research Project
hP j
PI Name: MELENDEZ, LOYDA M
Medical Sciences Campus
NOAA
PI Name: MAYER ROBERT J
UPR‐Aguadilla
CONTACT INFORMATION
CONTACT INFORMATION
EDDIE CRUET
ECRUET@UPR.EDU
@
EMMA FERNANDEZ REPOLLET
E FERNANDEZ@UPR EDU
E.FERNANDEZ@UPR.EDU
VPIT.2009