Download as pdf or txt
Download as pdf or txt
You are on page 1of 74

International Petroleum Industry

Environmental Conservation Association

Oil and Gas Industry Guidance on


Voluntary Sustainability Reporting

Using Environmental, Health & Safety, Social


and Economic Performance Indicators
Initiative
endorsed by:

April 2005
5IF *OUFSOBUJPOBM 1FUSPMFVN *OEVTUSZ &OWJSPONFOUBM $POTFSWBUJPO "TTPDJBUJPO *1*&$"
 JT
DPNQSJTFE PG PJM BOE HBT DPNQBOJFT BOE BTTPDJBUJPOT GSPN BSPVOE UIF XPSME 'PVOEFE JO
 GPMMPXJOH UIF FTUBCMJTINFOU PG UIF 6OJUFE /BUJPOT &OWJSPONFOU 1SPHSBNNF 6/&1

*1*&$" QSPWJEFT POF PG UIF JOEVTUSZT QSJODJQBM DIBOOFMT PG DPNNVOJDBUJPO XJUI UIF 6OJUFE
/BUJPOT

*1*&$"JTUIFTJOHMFHMPCBMBTTPDJBUJPOSFQSFTFOUJOHCPUIUIFVQTUSFBNBOEEPXOTUSFBNPJMBOE
HBTJOEVTUSZPOLFZHMPCBMFOWJSPONFOUBMBOETPDJBMJTTVFTJODMVEJOHPJMTQJMMQSFQBSFEOFTTBOE
SFTQPOTFHMPCBMDMJNBUFDIBOHFIFBMUIGVFMRVBMJUZCJPEJWFSTJUZBOETPDJBMSFTQPOTJCJMJUZ

UI'MPPS #MBDLGSJBST3PBE -POEPO 4&/- 6OJUFE,JOHEPN


5FM  
t'BY  

&NBJMJOGP!JQJFDBPSHt*OUFSOFUXXXJQJFDBPSH

5IF"NFSJDBO1FUSPMFVN*OTUJUVUFJTUIFQSJNBSZUSBEFBTTPDJBUJPOJOUIF6OJUFE4UBUFTSFQSFTFOUJOH
UIFPJMBOEOBUVSBMHBTJOEVTUSZ BOEUIFPOMZPOFSFQSFTFOUJOHBMMTFHNFOUTPGUIFJOEVTUSZ

3FQSFTFOUJOH POF PG UIF NPTU UFDIOPMPHJDBMMZ BEWBODFE JOEVTUSJFT JO UIF XPSME  "1*T
NFNCFSTIJQJODMVEFTNPSFUIBODPSQPSBUJPOTJOWPMWFEJOBMMBTQFDUTPGUIFPJMBOEHBT
JOEVTUSZ JODMVEJOHFYQMPSBUJPOBOEQSPEVDUJPO SFmOJOHBOENBSLFUJOH NBSJOFBOEQJQFMJOF
USBOTQPSUBUJPO BOE TFSWJDF BOE TVQQMZ DPNQBOJFT UP UIF PJM BOE OBUVSBM HBT JOEVTUSZ  "1*
JTIFBERVBSUFSFEJO8BTIJOHUPO %$BOEIBTPGmDFTJOTUBUFDBQJUBMTBOEQSPWJEFTJUT
NFNCFSTXJUISFQSFTFOUBUJPOPOTUBUFJTTVFTJOTUBUFT"1*QSPWJEFTBGPSVNGPSBMMTFHNFOUT
PGUIFPJMBOEOBUVSBMHBTJOEVTUSZUPQVSTVFQVCMJDQPMJDZPCKFDUJWFTBOEBEWBODFUIFJOUFSFTUT
PGUIFJOEVTUSZ"1*VOEFSUBLFTJOEFQUITDJFOUJmD UFDIOJDBMBOEFDPOPNJDSFTFBSDIUPBTTJTUJO
UIFEFWFMPQNFOUPGJUTQPTJUJPOT BOEEFWFMPQTTUBOEBSETBOERVBMJUZDFSUJmDBUJPOQSPHSBNT
VTFE UISPVHIPVU UIF XPSME "T B NBKPS SFTFBSDI JOTUJUVUF  "1* TVQQPSUT UIFTF QVCMJD QPMJDZ
QPTJUJPOTXJUITDJFOUJmD UFDIOJDBMBOEFDPOPNJDSFTFBSDI

-4USFFU/8 8BTIJOHUPO%$  64"


5FM t*OUFSOFUXXXBQJPSH

&OEPSTFECZ

5IF*OUFSOBUJPOBM"TTPDJBUJPOPG0JM(BT1SPEVDFST 0(1
SFQSFTFOUTUIFVQTUSFBNPJMBOEHBTJOEVTUSZCFGPSF
JOUFSOBUJPOBM PSHBOJ[BUJPOT JODMVEJOH UIF *OUFSOBUJPOBM .BSJUJNF 0SHBOJ[BUJPO  UIF 6OJUFE /BUJPOT &OWJSPONFOU
1SPHSBNNF 6/&1
3FHJPOBM4FBT$POWFOUJPOTBOEPUIFSHSPVQTVOEFSUIF6/VNCSFMMB"UUIFSFHJPOBMMFWFM 
0(1JTUIFJOEVTUSZSFQSFTFOUBUJWFUPUIF&VSPQFBO$PNNJTTJPOBOE1BSMJBNFOUBOEUIF041"3$PNNJTTJPOGPS
UIF/PSUI&BTU"UMBOUJD&RVBMMZJNQPSUBOUJT0(1TSPMFJOQSPNVMHBUJOHCFTUQSBDUJDFT QBSUJDVMBSMZJOUIFBSFBTPG
IFBMUI TBGFUZ UIFFOWJSPONFOUBOETPDJBMSFTQPOTJCJMJUZ

UI'MPPS#MBDLGSJBST3PBE -POEPO 4&/- 6OJUFE,JOHEPN


5FM  
t'BY  

&NBJMSFDFQUJPO!PHQPSHVLt*OUFSOFUXXXPHQPSHVL

"QSPDFTTGPSPCUBJOJOHBEEJUJPOBMPJMBOEHBTJOEVTUSZBTTPDJBUJPOTFOEPSTFNFOUTJTVOEFSXBZ

"QSJM
Oil and Gas Industry Guidance on Voluntary
Sustainability Reporting

Table of Contents
Foreword 1
Acknowledgements 2
Section 1 Purpose and Key Considerations 5
 1VSQPTF 
 $POUFYU 
 3FWJFXPG$VSSFOU3FQPSUJOH1SBDUJDFT 
 #VTJOFTT%SJWFSTGPS*NQSPWFE3FQPSUJOH 
 $POTJEFSBUJPOT8IFO6TJOHUIJT(VJEBODF 
Section 2 Principles and General Guidance 9
 (FOFSBM3FQPSUJOH1SJODJQMFT 
 (FOFSBM3FQPSUJOH1SBDUJDFT 
 (FOFSBM3FQPSUJOH$POUFOU 
 1FSGPSNBODF*OEJDBUPS'SBNFXPSL 
 &TUBCMJTIJOH#PVOEBSJFT 
 4UBLFIPMEFS&OHBHFNFOU 
 .BOBHFNFOU4ZTUFNT 
 5SFOETJO3FQPSUJOH 
Section 3 Environmental Performance Indicators 19
 4QJMMTBOE%JTDIBSHFT 
 8BTUFTBOE3FTJEVBM.BUFSJBMT 
 &NJTTJPOT 
 3FTPVSDF6TF 
 0UIFS&OWJSPONFOUBM*OEJDBUPST 
Section 4 Health and Safety Performance Indicators 35
 )FBMUIBOE4BGFUZ 
Section 5 Social Responsibility Performance Indicators 41
 )VNBO3JHIUT 
 #VTJOFTT&UIJDT 
 &NQMPZNFOU1SBDUJDFT 
 $PNNVOJUZBOE4PDJFUZ 
Section 6 Economic Performance Indicators 54
 &DPOPNJD*OUFSBDUJPOXJUI(PWFSONFOUT 
 &DPOPNJD*OUFSBDUJPOXJUI4IBSFIPMEFST 
 &DPOPNJD*OUFSBDUJPOXJUI&NQMPZFFT 
 &DPOPNJD*OUFSBDUJPOXJUI4VQQMJFSTBOE$POUSBDUPST 
 &DPOPNJD*OUFSBDUJPOXJUI-FOEFSTBOE)PMEFSTPG%FCU4FDVSJUJFT 
Section 7 Normalization Factors 60
Section 8 Glossary 62
Section 9 References and Additional Source Materials 67
ª*1*&$""1*"MMSJHIUTSFTFSWFE/PQBSUPGUIJTQVCMJDBUJPONBZCFSFQSPEVDFE TUPSFEJOBSFUSJFWBMTZTUFN PSUSBOTNJUUFEJOBOZ
GPSNPSCZBOZNFBOT FMFDUSPOJD NFDIBOJDBM QIPUPDPQZJOH SFDPSEJOH PSPUIFSXJTF XJUIPVUQSJPSDPOTFOUPGUIFDPQZSJHIUIPMEFST
'PSFXPSE

5IF *OUFSOBUJPOBM 1FUSPMFVN *OEVTUSZ &OWJSPONFOUBM $POTFSWBUJPO "TTPDJBUJPO *1*&$"



BOE"NFSJDBO1FUSPMFVN*OTUJUVUF "1*
BSFQMFBTFEUPJOUSPEVDFUIF0JMBOE(BT*OEVTUSZ
(VJEBODF PO 7PMVOUBSZ 4VTUBJOBCJMJUZ 3FQPSUJOH *U JT JOUFOEFE BT B WPMVOUBSZ SFGFSFODF
EFTJHOFE UP BTTJTU PJM BOE HBT DPNQBOJFT UIBU BSF JOUFSFTUFE JO SFQPSUJOH PO UIFJS
FOWJSPONFOUBM IFBMUIBOETBGFUZ TPDJBM BOEFDPOPNJDQFSGPSNBODF

*1*&$"BOE"1*BSFXPSLJOHUPHFUIFSUPDSFBUFBDPNNPOGSBNFXPSLGPSTVTUBJOBCJMJUZPS
OPOmOBODJBMSFQPSUJOHUIBUXJMMFOBCMFJOUFSFTUFEBVEJFODFTBOEDPNQBOZTUBLFIPMEFSTUP
CFUUFSVOEFSTUBOEQFSGPSNBODFPGPJMBOEHBTDPNQBOJFTUIBUPQFSBUFBOZXIFSFJOUIFXPSME
POBOBUJPOBM SFHJPOBMPSJOUFSOBUJPOBMMFWFM5IFEFWFMPQNFOUPGUIJTHVJEBODFEPDVNFOU
JTQBSUPGBMBSHFSJOJUJBUJWFBJNFEBUIFMQJOHDPNQBOJFTBOEJOEVTUSZBTTPDJBUJPOTJNQSPWF
VQPOUIFRVBMJUZ TDPQF DPNQMFUFOFTTBOEDPOTJTUFODZPGSFQPSUJOHPOJTTVFTDPNNPOMZ
JODMVEFEVOEFSUFSNTTVDIBTTVTUBJOBCMFEFWFMPQNFOU TPDJBMSFTQPOTJCJMJUZPSDPSQPSBUF
DJUJ[FOTIJQ


5IFJOUFSFTUJOJNQSPWFEiTVTUBJOBCJMJUZwPSiOPOmOBODJBMwJOEJDBUPSSFQPSUJOHJTIJHIMJHIUFE
CZ UIF FNFSHFODF PG UIF (MPCBM 3FQPSUJOH *OJUJBUJWF (3*
 4VTUBJOBCJMJUZ 3FQPSUJOH
(VJEFMJOFT 5IF PJM BOE HBT JOEVTUSZ BDLOPXMFEHFT UIF WBMVF PG UIF (3* (VJEFMJOFT BT
BOJNQPSUBOUHFOFSJDWPMVOUBSZSFQPSUJOHGSBNFXPSL*1*&$"BOE"1*BMTPSFDPHOJ[FEBO
PQQPSUVOJUZUPSFTQPOEUPNFNCFSDPNQBOZSFRVFTUTGPSHVJEBODFPOTVTUBJOBCJMJUZPSOPO
mOBODJBMSFQPSUJOHQSBDUJDFTUIBUBEESFTTUIFEJWFSTJUZPGPQFSBUJPOTBOEVOJRVFBDUJWJUJFT
PGUIFPJMBOEHBTJOEVTUSZ

5IFJOEJDBUPSTBOEJOGPSNBUJPOSFGFSFODFEJOUIJTEPDVNFOUSFnFDUTUIFXPSLPGBO*1*&$"
BOE"1*+PJOU$PSQPSBUF3FQPSUJOH5BTL'PSDFBOEEPFTOPUFTUBCMJTIBOJOEVTUSZTUBOEBSE
5IFZBSFPOMZQSFTFOUFEBTTVHHFTUJPOTGPSDPNQBOJFTJOUFSFTUFEJOWPMVOUBSJMZSFQPSUJOH
TVTUBJOBCJMJUZ PS OPOmOBODJBM QFSGPSNBODF JOGPSNBUJPO *U JT OPU JOUFOEFE UP SFQMBDF
USBEJUJPOBM mOBODJBM SFQPSUJOH PS PUIFS JOGPSNBUJPO EJTDMPTVSF TQFDJmDBMMZ NBUFSJBM UP
JOWFTUPST


*OUIJTEPDVNFOU UIFUFSNTiTVTUBJOBCJMJUZwBOEiOPO‰mOBODJBMQFSGPSNBODFJOEJDBUPSTwBSFEFmOFEBTUIF
SBOHFPGFOWJSPONFOUBM IFBMUIBOETBGFUZ TPDJBM BOEFDPOPNJDJTTVFTBOEJNQBDUTUIBUSFMBUFUPPJMBOEHBT
DPNQBOZPQFSBUJPOTBOEQSPEVDUT$PNQBOJFTNBZDIPPTFUPVTFBWBSJFUZPGUFSNTUPSFGFSUPUIJTDPODFQU 
TVDIBTDPSQPSBUFSFTQPOTJCJMJUZ DPSQPSBUFDJUJ[FOTIJQ PSDPOUSJCVUJPOTUPTVTUBJOBCMFEFWFMPQNFOU

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
"DLOPXMFEHFNFOUT

5IF JOGPSNBUJPO DPOUBJOFE JO UIJT EPDVNFOU XBT EFWFMPQFE KPJOUMZ VOEFS UIF BVTQJDFT PG UIF *OUFSOBUJPOBM
1FUSPMFVN *OEVTUSZ &OWJSPONFOUBM $POTFSWBUJPO "TTPDJBUJPO *1*&$"
 BOE 5IF "NFSJDBO 1FUSPMFVN *OTUJUVUF
"1*
 BOE SFQSFTFOUT UIF XPSL QSPEVDU PG UIF *1*&$""1* +PJOU $PSQPSBUF 3FQPSUJOH 5BTL 'PSDF UIBU XBT
DPNQPTFEPGSFQSFTFOUBUJWFTGSPNPJMBOEHBTDPNQBOJFTUIBUBSFNFNCFSTPG*1*&$"BOE"1*

%VSJOHUIFQMBOOJOHBOEQSFQBSBUJPOPGUIJTXPSL #JMM#PZMFPG#1DIBJSFEUIF5BTL'PSDF XJUI"OJUB3JEEMF


PG &YYPO.PCJM BT DPDIBJS EVSJOH UIF QMBOOJOH QIBTF 8BMU 3FU[TDI PG "1* QSPWJEFE BDUJWF EJSFDUJPO  DP
PSEJOBUJPOBOESFWJFX BOETFSWFEBTUIF5BTL'PSDF4FDSFUBSJBU$ISJT.PSSJTBOE4PQIJF%FQSB[ TVQQPSUFE
CZ5FTTB.BDOBJS QSPWJEFEEJSFDUJPOBOEJOQVUGPS*1*&$"+PIO4UFQIFOTQSPWJEFEPWFSBMMDPOTVMUBOUTVQQPSU
GPSUIFQSPKFDU BMPOHXJUI+VMJB"EBNTPOPOTPDJBMBOEFDPOPNJDJTTVFT

5IFGPMMPXJOHJOEJWJEVBMTMFEUIFTVCHSPVQTPGUIF5BTL'PSDF

t $PSQPSBUF3FQPSUJOH4UFFSJOH(SPVQ#JMM#PZMF #1

t &OWJSPONFOUBM1FSGPSNBODF4UFWF.FSSJUU $IFWSPO5FYBDP
BOE"MFOB+POBT $POPDP1IJMMJQT

t )FBMUI4BGFUZ1FSGPSNBODF.ZSPO)BSSJTPO &YYPO.PCJM

t 4PDJBM3FTQPOTJCJMJUZ7BMFSJF$SJTTFZ-FF $IFWSPO5FYBDP

t &DPOPNJD1FSGPSNBODF%PNJOJRVF$IBVWJO 5PUBM

,FZSFGFSFODFTPVSDFTVTFEJOUIFEFWFMPQNFOUPGUIJTEPDVNFOUJODMVEF

t *1*&$""1* $PNQFOEJVNPG4VTUBJOBCJMJUZ3FQPSUJOH1SBDUJDFTBOE5SFOETGPSUIF0JMBOE(BT
*OEVTUSZ 
XXXPJMBOEHBTSFQPSUJOHDPN

t *1*&$"0(1"1*  1FUSPMFVN *OEVTUSZ (VJEFMJOFT GPS 3FQPSUJOH (SFFOIPVTF (BT &NJTTJPOT



XXXJQJFDBPSHDMJNBUFHIHIUNM

t (3* 4VTUBJOBCJMJUZ3FQPSUJOH(VJEFMJOFT (MPCBM3FQPSUJOH*OJUJBUJWF 



XXXHMPCBMSFQPSUJOHPSH

t 4USBUPT*OD  4UFQQJOH'PSXBSEo$PSQPSBUF4VTUBJOBCJMJUZ3FQPSUJOHJO$BOBEB 4USBUPT*OD 





t "1*  &OWJSPONFOUBM  )FBMUI BOE 4BGFUZ #FODINBSLJOH 4VSWFZ o %FmOJUJPOT  *OTUSVDUJPOT BOE
2VFTUJPOOBJSF  
XXXBQJPSHFITCFODI

"EEJUJPOBMSFGFSFODFTBSFJODMVEFEJO4FDUJPO

 t *1*&$""1*
.FNCFSTPGUIF+PJOU$PSQPSBUF3FQPSUJOH5BTL'PSDF

JCRTF Representative Company/Institution Additional Subgroup Participation

)B[FN"SBGB "1*
8BMU3FU[TDI "1* 4UFFSJOHBOE&OWJSPONFOUBM
)FOHBNFI"NJSZ$PSSJHBO #)1#JMMJUPO 4PDJBM&DPOPNJD
#JMM#PZMF #1 4UFFSJOHBOE&OWJSPONFOUBM
$ISJT3PZUIPSOF #1 )FBMUI4BGFUZ
&JCIMJT)PPE #1 4PDJBM&DPOPNJD
7BMFSJF$SJTTFZ-FF $IFWSPO5FYBDP 4UFFSJOH4PDJBM
4UFWF.FSSJUU $IFWSPO5FYBDP 4UFFSJOHBOE&OWJSPONFOUBM
"OOF0/FBM $IFWSPO5FYBDP 4UFFSJOH &OWJSPONFOUBMBOE&DPOPNJD
"MFOB+POBT $POPDP1IJMMJQT &OWJSPONFOUBM
$SBJH'SJFENBOO $POPDP1IJMMJQT )FBMUI4BGFUZ
+JN5IPNQTPO $POPDP1IJMMJQT
-FF;BSOJLBV $POPDP1IJMMJQT 4PDJBM
"OESF.BEFD &YYPO.PCJM 4PDJBM
.ZSPO)BSSJTPO &YYPO.PCJM 4UFFSJOHBOE)FBMUI4BGFUZ
5JN(P &YYPO.PCJM &OWJSPONFOUBM
4PQIJF%FQSB[ *1*&$" 4UFFSJOHBOE4PDJBM
5FTTB.BDOBJS *1*&$" )FBMUI4BGFUZ
4UVBSU8JUUFOCBDI ,FSS.D(FF 4PDJBM&DPOPNJD
+FOOZ:BOH .BSBUIPO &OWJSPONFOUBM
$IBSMJF$VSMFF .BSBUIPO )FBMUI4BGFUZ
$POOJF"ULJOTPO /FYFO &OWJSPONFOUBM
(BSSZ.BOO /FYFO )FBMUI4BGFUZ
-BVSBEF+POHF /FYFO 4PDJBM&DPOPNJD
%BQP0HVOUPZJOCP 1%0 )FBMUI4BGFUZ
"BSU(BBTCFFL 4IFMM )FBMUI4BGFUZ
+PQQF$SBNXJODLFM 4IFMM 4UFFSJOHBOE4PDJBM
+BOF/JMTFO"BMIVT 4UBUPJM &OWJSPONFOUBM
$IBSMFT#PXFO 5PUBM 4UFFSJOHBOE&OWJSPONFOUBM
%PNJOJRVF$IBVWJO 5PUBM 4UFFSJOHBOE&DPOPNJD
+BDRVFT#FVDLFMBFST 5PUBM )FBMUI4BGFUZ
&NNBOVFM(BSMBOE 5PUBM0(1 &OWJSPONFOUBM
1JFSSF.JDIFMJFS 5PUBM &OWJSPONFOUBM
%FCCJF1VSDFMM 6OPDBM


0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
 t *1*&$""1*
4FDUJPOo1VSQPTFBOE,FZ$POTJEFSBUJPOT

1VSQPTF

5IFQVSQPTFPGUIF 0JMBOE(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZi4VTUBJOBCJMJUZw3FQPSUJOHJTUPBTTJTUDVSSFOU
BOEGVUVSFPJMBOEHBTDPNQBOJFTJOJNQSPWJOHUIFRVBMJUZBOEDPOTJTUFODZPGWPMVOUBSZSFQPSUJOHPOUIFJS
FOWJSPONFOUBM  IFBMUI BOE TBGFUZ  TPDJBM BOE FDPOPNJD QFSGPSNBODF 5IJT HVJEBODF EPDVNFOU JT EFTJHOFE
UPCFBWPMVOUBSZSFGFSFODFUPPMUPIFMQDPNQBOJFTJOUFSFTUFEJOEFWFMPQJOHPSFOIBODJOHUIFJSSFQPSUJOHPO
UIFTFJTTVFT

(JWFOUIFFWPMWJOHOBUVSFPGTVTUBJOBCJMJUZPSOPOmOBODJBMQFSGPSNBODFSFQPSUJOH UIFJOUFOUPGUIJTEPDVNFOU
JTUPIFMQSFQPSUJOHDPNQBOJFT

t 6OEFSTUBOEIPXUPQSFQBSFBOEXIBUUPDPOTJEFSJODMVEJOHJOBSFQPSU

t *NQSPWFEBUBDPOTJTUFODZBOERVBMJUZ

t 'PTUFSJNQSPWFEQSPDFTTFTGPSFGmDJFOUEBUBDPMMFDUJPO

t $SFBUFOFXPQQPSUVOJUJFTGPSJOUFSOBMBOEFYUFSOBMCFODINBSLJOH

t %FNPOTUSBUFJOEVTUSZDPNNJUNFOUGPSDPOTJTUFOUBOEUSBOTQBSFOUQFSGPSNBODFSFQPSUJOH

t &ODPVSBHFBOEGBDJMJUBUFTUBLFIPMEFSGFFECBDL FOHBHFNFOUBOEEJBMPHVFQSPDFTTFT

t 6TFUIJTJOGPSNBUJPOUPJNQSPWFCVTJOFTTQSPDFTTFT TUSBUFHJFTBOEBDUJPOT

$POUFYU

5ISPVHIUIFQSPEVDUTJUQSPWJEFT UIFPJMBOEHBTJOEVTUSZIFMQTGVFMFDPOPNJDEFWFMPQNFOUBOETPDJBMQSPHSFTT
1FUSPMFVNQSPEVDUTBSFFTTFOUJBMCVJMEJOHCMPDLTGPSEFWFMPQNFOU GSPNBTQIBMUGPSSPBET GVFMTGPSUSBOTQPSU 
FMFDUSJDJUZHFOFSBUJPO IFBUJOHBOEDPPLJOH BOEUIFSBXNBUFSJBMGPSQMBTUJDT

5IFPJMBOEHBTJOEVTUSZSFDPHOJ[FTUIFJNQPSUBOUSPMFJUQMBZTBSPVOEUIFHMPCFBOEUIFOFFEUPCFSFTQPOTJWF
UPJOUFSFTUFEBVEJFODFTBOEDPNQBOZTUBLFIPMEFST$JUJ[FOTHMPCBMMZIBWFBOBUVSBMEFTJSFUPVOEFSTUBOEPVS
JOEVTUSZBOEUPQBSUJDJQBUFJOPQFOEJBMPHVFDPODFSOJOHSJTLTBOECFOFmUTJOIFSFOUUPPVSJOEVTUSZ0OFSFTVMU
PGUIJTJTHSPXJOHJOUFSFTUGPSOPOmOBODJBMQFSGPSNBODFSFQPSUTUPDPNQMFNFOUUIFmOBODJBMSFQPSUTJOUFOEFE
GPSJOWFTUPST

5IFPJMBOEHBTJOEVTUSZBMTPSFDPHOJ[FTUIBUSFQPSUJOHPOTVTUBJOBCJMJUZPSOPOmOBODJBMJOEJDBUPSTUPUIPTF
XIPBSFBGGFDUFECZPSDBOCFOFmUGSPNPJMBOEHBTPQFSBUJPOTBOEQSPEVDUTJTBWBMVBCMFUPPMJONBOBHJOH
BOENFBTVSJOHQSPHSFTT3FQPSUJOHJTBMTPPOFJNQPSUBOUBQQSPBDI BNPOHPUIFST GPSEFWFMPQJOHDPOTUSVDUJWF
TUBLFIPMEFSEJBMPHVFBOEUIFSFCZGPTUFSJOHBCFUUFSVOEFSTUBOEJOHPGTUBLFIPMEFSTDPODFSOT

*OEJDBUPSTGFBUVSFEJOUIJTEPDVNFOUBSFHFSNBOFUPUIFPJMBOEHBTJOEVTUSZBOEBSFNPTUVTFGVMXIFOUIFZ
DBO CF VTFE JOUFSOBMMZ CZ DPNQBOJFT UIFNTFMWFT  BT XFMM BT FYUFSOBMMZ CZ JOUFSFTUFE QBSUJFT 0GUFO  UIFTF
UZQFTPGJOEJDBUPSTBSFVTFEBTQSPYJFTGPSUIFiUSJQMFCPUUPNMJOFwPSUIFUISFFMFHT JF FOWJSPONFOU TPDJBM 
FDPOPNJD
UIBUGPSNUIFCBTJTPGUIFDPODFQULOPXOBTTVTUBJOBCMFEFWFMPQNFOUPSTVTUBJOBCJMJUZ TFFmHVSF
POGPMMPXJOHQBHFGSPNUIF$PNQFOEJVN


0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
3FWJFXPG$VSSFOU3FQPSUJOH1SBDUJDFT

5IFEFWFMPQNFOUPGUIJTHVJEBODFEPDVNFOUJTUIFTFDPOEQIBTFPGBMBSHFS*1*&$""1*JOJUJBUJWFBJNFEBU
IFMQJOHDPNQBOJFTJNQSPWFSFQPSUJOHPOFOWJSPONFOU IFBMUIBOETBGFUZ TPDJBM BOEFDPOPNJDJTTVFT

&OHBHFNFOU
#VTJOFTT7BMVF

(VJEBODF

"TTFTTNFOU

5SBOTQBSFODZ

*O 'FCSVBSZ   "1* BOE *1*&$" DPNQMFUFE UIF BTTFTTNFOU QIBTF CZ QVCMJTIJOH UIF $PNQFOEJVN PG
4VTUBJOBCJMJUZ 3FQPSUJOH 1SBDUJDFT BOE 5SFOET GPS UIF 0JM BOE (BT *OEVTUSZ  XIJDI QSPWJEFT BO PWFSWJFX PG
UIFDVSSFOUTUBUFPGTVTUBJOBCJMJUZPSOPOmOBODJBMJOEJDBUPSSFQPSUJOHBNPOHNBOZPJMBOEHBTDPNQBOJFT
5IF $PNQFOEJVN FTUBCMJTIFT B CBTFMJOF UIBU EPDVNFOUT XIBU  XIZ BOE IPX DPNQBOJFT BSF SFQPSUJOH
TVTUBJOBCJMJUZ QFSGPSNBODF 5IF SFQPSU JT BWBJMBCMF PO B EFEJDBUFE XFCTJUF XXXPJMBOEHBTSFQPSUJOHDPN

XIFSFQBSUJDJQBUJOHDPNQBOJFTDBOVQEBUFUIFJOGPSNBUJPOUPNBJOUBJOBOiFWFSHSFFOwEPDVNFOUPGDVSSFOU
SFQPSUJOHQSBDUJDFT

"TDPODMVEFEJOUIF $PNQFOEJVN i5IFHSFBUFTUDIBMMFOHFTGBDFECZUIFJOEVTUSZSFHBSEJOHTVTUBJOBCJMJUZ


QFSGPSNBODFSFQPSUJOHBSFEFUFSNJOJOHIPXUPNFBTVSF EFmOFBOETFMFDUBQQSPQSJBUFJOEJDBUPST.FNCFS
DPNQBOJFTXPVMEMJLFJOEVTUSZBTTPDJBUJPOTUPQSPWJEFTVQQPSUNPTUMZJOUIFBSFBPGFTUBCMJTIJOHBOENBJOUBJOJOH
DPOTJTUFOUNFUSJDEFmOJUJPOTBOENFBTVSFNFOUNFUIPET CVUOPUJOWFSJmDBUJPOPGQFSGPSNBODFSFTVMUTw

 t *1*&$""1*
5IFHVJEBODFEPDVNFOUTFFLTUPBEESFTTUIFTFDIBMMFOHFT*OTPEPJOH UIFPJMBOEHBTJOEVTUSZXJMMDPOUJOVF
JUTKPVSOFZUPXBSECFDPNJOHNPSFFGGFDUJWFJOFOHBHJOHLFZTUBLFIPMEFSTJOEJBMPHVFBOETFFLJOHGFFECBDL
POIPXUPGVSUIFSJNQSPWFJOEVTUSZQFSGPSNBODFBOEDSFEJCJMJUZ

#VTJOFTT%SJWFSTGPS*NQSPWFE3FQPSUJOH

5IFSFQPSUJOHPGTVTUBJOBCJMJUZPSOPOmOBODJBMJOEJDBUPSTJTQBSUPGBOFWPMWJOHQSPDFTTUIBUIBTJUTSPPUTJO
DPSQPSBUFFOWJSPONFOUBMSFQPSUJOHUIBUCFHBOBCPVUUXPEFDBEFTBHP0WFSUJNF FOWJSPONFOUBMSFQPSUJOH
IBTHSBEVBMMZFYQBOEFEUPJODMVEFIFBMUIBOETBGFUZJTTVFT.PSFSFDFOUMZ NBOZDPNQBOJFTJOUIFPJMBOEHBT
JOEVTUSZIBWFFYUFOEFEUIFJSSFQPSUJOHTUJMMGVSUIFSUPJODMVEFTPDJBMBOECSPBEFSFDPOPNJDJTTVFT

4VTUBJOBCJMJUZ PS OPOmOBODJBM JOEJDBUPS SFQPSUJOH IBT CFDPNF BO JODSFBTJOHMZ JNQPSUBOU NFBOT GPS
DPNNVOJDBUJOHDPNQBOZQFSGPSNBODFBOEQSPHSFTT"DDPSEJOHUPBQVCMJDBUJPOo4UFQQJOH'PSXBSE
$PSQPSBUF4VTUBJOBCJMJUZ3FQPSUJOHJO$BOBEBoCZ4USBUPT*OD TVDISFQPSUJOHDBO

t &OIBODF CVTJOFTT WBMVF o CZ CVJMEJOH JOWFTUPS DPOmEFODF BOE EFNPOTUSBUJOH UIBU UIF
DPNQBOZJTNBOBHJOHSJTLTBOEQPTJUJPOJOHJUTFMGUPBEESFTTFNFSHJOHPQQPSUVOJUJFT

t *NQSPWF JOUFSOBM PQFSBUJPOT o CZ EFFQFOJOH UIF MFWFM PG VOEFSTUBOEJOH PG IPX UIF
DPNQBOZ JT QFSGPSNJOH BNPOH FNQMPZFFT  BOE JOUFSOBMMZ VTJOH UIBU JOGPSNBUJPO UP JNQSPWF
DPNQBOZPQFSBUJPOTBOEEFDJTJPONBLJOHQSPDFTTFT

t 4USFOHUIFO SFMBUJPOTIJQToCZEFNPOTUSBUJOHUPMPDBMDPNNVOJUJFTBOESFHVMBUPSTUIBUB
DPNQBOZJTPQFSBUJOHJOBOFOWJSPONFOUBMMZBOETPDJBMMZSFTQPOTJCMFNBOOFSUIBUXJMMCFOFmU
UIFDPNNVOJUZJOUIFTIPSUBOEMPOHUFSN

t #FBOJNQPSUBOUBDDPVOUBCJMJUZNFDIBOJTNoCZFTUBCMJTIJOHDPNNJUNFOUTBOESFQPSUJOH
POUIFDIBMMFOHFTBOEQSPHSFTTCFJOHNBEF

$POTJEFSBUJPOT8IFO6TJOHUIJT(VJEBODF

6TFPGJOEJDBUPSTBOETVQQPSUJOHJOGPSNBUJPODPOUBJOFEJOUIJTEPDVNFOUJTWPMVOUBSZ XJUIUIFHPBMPGQSPWJEJOH
BTTJTUBODFUPPJMBOEHBTDPNQBOJFTUIBUEFTJSFUPJNQSPWFUIFRVBMJUZBOEDPOTJTUFODZPGTVTUBJOBCJMJUZPS
OPOmOBODJBM JOEJDBUPS SFQPSUJOH *U JT EFTJHOFE UP DPWFS UIF FOUJSF WBMVF DIBJO  GSPN VQTUSFBN PQFSBUJPOT
UISPVHIEPXOTUSFBNBDUJWJUJFT JODMVEJOHQFUSPDIFNJDBMT5IJTHVJEBODFSFQSFTFOUTBmSTUTUFQUBLFOCZUIF
PJMBOEHBTJOEVTUSZUPJEFOUJGZBOEEFmOFQFSGPSNBODFJOEJDBUPSTUIBUNPTUDMPTFMZSFnFDUUIFPQFSBUJPOBM
QFSGPSNBODFQBSBNFUFSTUIBUBSFCFMJFWFEUPCFPGJOUFSFTUUPNPTUBVEJFODFTBOETUBLFIPMEFST5IJTHVJEBODF
XBTEFWFMPQFEGPSUIFVTFPGBOZPJMBOEHBTDPNQBOZ XIBUFWFSUIFJSDPVOUSZPGPSJHJO BOEXIFUIFSUIFZ
XPSLOBUJPOBMMZ SFHJPOBMMZPSJOUFSOBUJPOBMMZ

#Z QSPWJEJOH B DPOTJTUFOU TFU PG JOEJDBUPST  UIJT EPDVNFOU GBDJMJUBUFT QVCMJDBUJPO PG SFQPSUT UIBU MFBE UP B
NPSFJOGPSNFEEJBMPHVFCFUXFFODPNQBOJFT UIFJSTUBLFIPMEFSTBOEBVEJFODFT"UUIFTBNFUJNF HJWFOUIF
EJWFSTJUZ PG JOEVTUSZ NFNCFST PQFSBUJPOT BOE TUBLFIPMEFST JOUFSFTUT  JOGPSNBUJPO SFQPSUFE XJMM OFDFTTBSJMZ
WBSZUPTPNFEFHSFFBDSPTTDPNQBOJFT4JNJMBSMZ EFQFOEJOHPOUIFJSPQFSBUJPOT DPNQBOJFTNBZDIPPTFUP
SFQPSUPOTPNFPSBMMBTQFDUTPGTVTUBJOBCJMJUZPSOPOmOBODJBMJOEJDBUPST XIFSFBTPUIFSTNBZDIPPTFOPUUP
QVCMJTITVDISFQPSUT

5ISPVHIPVUUIJTEPDVNFOU TFWFSBMUFSNTBSFVTFEUPEFTDSJCFDPNQBOZSFQPSUTUIBUJODMVEFFOWJSPONFOUBM 
IFBMUI BOE TBGFUZ  TPDJBM  BOE FDPOPNJD QFSGPSNBODF SFQPSUJOH 5IF UFSNJOPMPHZ VTFE UP JEFOUJGZ TVDI
DPNQBOZSFQPSUTJTDPOTUBOUMZFWPMWJOHPWFSUJNFJUWBSJFTBNPOHDPNQBOJFT TUBLFIPMEFSTBOEBVEJFODFT
VTJOH UIF SFQPSUT BOE BU UJNFT  JU BMTP SFnFDUT SFHJPOBM JOUFSQSFUBUJPOT "T B SFTVMU  JO UIJT HVJEBODF UIF
UFSNTiTVTUBJOBCJMJUZPSTVTUBJOBCMFEFWFMPQNFOUSFQPSUJOHw iOPOmOBODJBMJOEJDBUPSSFQPSUJOHw iDPSQPSBUF
SFTQPOTJCJMJUZw iDPSQPSBUFTPDJBMSFTQPOTJCJMJUZwPSiTPDJBMSFTQPOTJCJMJUZSFQPSUJOHw BOEiDJUJ[FOTIJQSFQPSUJOHw
DBOCFVTFEJOUFSDIBOHFBCMZBTHFOFSJDUFSNTUPEFTDSJCFWPMVOUBSZEJTDMPTVSFPOQFSGPSNBODFJOUIFTFBSFBT
5IJTMJTUJTOPUJOUFOEFEUPFYDMVEFPUIFSTJNJMBSUFSNJOPMPHZUIBUDPNQBOJFTNBZDIPPTFUPVTFUPJEFOUJGZUIFJS
SFQPSUT

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
Legal Note:

This voluntary guidance document is designed to serve as a resource for interested companies;
the indicators and information referenced in this work do not establish an industry standard as to
the nature of a company’s public reporting practice.

The terms and definitions used in this document are not necessarily the same as terms and
definitions used in various statutes, rules, codes or other authoritative legal documents. Users
and readers of this document should refer to relevant legal sources or consult their own legal
counsel for explanations as to how the terms and definitions used in this document may differ
from the legal terms and definitions (e.g., spills and hazardous wastes) used in their particular
areas of operation. Anything in this document regarding voluntary reporting of indicators is not
intended to imply that any of the indicators are required to be reported under any national, local
or other law. Furthermore, it is not intended to serve as a substitute for existing public reporting
requirements and regulations. Any company reporter that has a question as to whether or not
reports that follow the information contained herein will meet any specific reporting requirements
applicable to their particular operations should consult with the reporter’s own legal counsel.

 t *1*&$""1*
4FDUJPOo1SJODJQMFTBOE(FOFSBM(VJEBODF

(FOFSBM3FQPSUJOH1SJODJQMFT

3FQPSUJOH QSJODJQMFT BSF CSPBE DPODFQUT UIBU GPSN UIF CBTJT VQPO XIJDI TVTUBJOBCJMJUZ PS OPOmOBODJBM
SFQPSUJOHDBOEFWFMPQBOEJNQSPWFPWFSUJNF5IFWPMVOUBSZSFQPSUJOHQSJODJQMFTPVUMJOFECFMPXBSFCBTFE
PO B HFOFSBM TFU PG QSJODJQMFT UIBU XFSF EFWFMPQFE GPS UIF PJM BOE HBT JOEVTUSZ JO WPMVOUBSJMZ SFQPSUJOH
HSFFOIPVTF HBT FNJTTJPOT TFF UIF  *1*&$"0(1"1* QVCMJDBUJPO 1FUSPMFVN *OEVTUSZ (VJEFMJOFT GPS
3FQPSUJOH(SFFOIPVTF(BT&NJTTJPOT
3FQPSUJOHDPNQBOJFTBSFFODPVSBHFEUPPGGFSTPNFEJTDVTTJPOPGIPX
UIFJSSFQPSUJOHQSJODJQMFTBSFBQQMJFEBOEJOUFHSBUFEJOUPUIFJSSFQPSUJOH

3FMFWBODF o *U JT JNQPSUBOU UIBU SFQPSUFE JOGPSNBUJPO JT DPOTJEFSFE CZ SFQPSU VTFST o CPUI
JOUFSOBMBOEFYUFSOBMUPUIFDPNQBOZoUPCFNFBOJOHGVMBOEWBMVBCMFUPUIFVTFSGPSJOGPSNBUJPO
QVSQPTFT

5SBOTQBSFODZo*OGPSNBUJPOTIPVMECFSFQPSUFEJOBDMFBS VOEFSTUBOEBCMF GBDUVBMBOEDPIFSFOU


NBOOFS BOEGBDJMJUBUFJOEFQFOEFOUSFWJFX5SBOTQBSFODZSFMBUFTUPUIFEFHSFFUPXIJDIJOGPSNBUJPO
POUIFQSPDFTTFT QSPDFEVSFT BTTVNQUJPOTBOEMJNJUBUJPOTJOSFQPSUQSFQBSBUJPOBSFEJTDMPTFE

$POTJTUFODZ o 5IF DPOTJTUFOU BQQMJDBUJPO PG JOGPSNBUJPO HBUIFSJOH QSPDFTTFT BOE CPVOEBSZ
EFmOJUJPOTJTFTTFOUJBMUPUIFEFWFMPQNFOUPGDSFEJCMFSFQPSUT$POTJTUFODZJOXIBUJTSFQPSUFEBOE
IPX JU JT SFQPSUFE FOBCMFT NFBOJOHGVM DPNQBSJTPOT PG B DPNQBOZT QFSGPSNBODF PWFS UJNF BOE
GBDJMJUBUFT TIBSFE VOEFSTUBOEJOH  FTQFDJBMMZ JOUFSOBMMZ XJUIJO DPNQBOJFT  BT XFMM BT DPNQBSJTPOT
XJUIQFFSDPNQBOJFT

$PNQMFUFOFTTo*OGPSNBUJPOUIBUJTSFMFWBOUUPJOUFSOBMBOEFYUFSOBMVTFSTTIPVMECFJODMVEFEJO
BNBOOFSUIBUJTDPOTJTUFOUXJUIUIFTUBUFEQVSQPTF TDPQFBOECPVOEBSJFTPGUIFSFQPSU3FQPSUFE
JOGPSNBUJPOTIPVMECFDPNQMFUFXJUISFTQFDUUPBQQSPQSJBUFPQFSBUJPOBMCPVOEBSJFTBOETDPQFPG
JOGPSNBUJPO

"DDVSBDZo*OGPSNBUJPOTIPVMECFTVGmDJFOUMZBDDVSBUFBOEQSFDJTFUPFOBCMFJOUFOEFEVTFSTUP
VOEFSTUBOE UIF SFMFWBODF PG JOGPSNBUJPO XJUI B SFBTPOBCMF MFWFM PG DPOmEFODF "DDVSBDZ SFGFST
UP UIF MFWFMT PG DFSUBJOUZ BOE VODFSUBJOUZ PG SFQPSUFE JOGPSNBUJPO TVDI UIBU VTFST DBO BTTFTT JUT
VTFGVMOFTT SFMJBCJMJUZBOEMJNJUBUJPOT

(FOFSBM3FQPSUJOH1SBDUJDFT

5IFSFQPSUJOHQSJODJQMFTEFTDSJCFEBCPWFQSPWJEFBGPVOEBUJPOGPSEFWFMPQJOHTVTUBJOBCJMJUZPSOPOmOBODJBM
JOEJDBUPS SFQPSUT .PSF TQFDJmDT BCPVU HFOFSBM SFQPSUJOH QSBDUJDFT  XIJDI NBOZ PJM BOE HBT DPNQBOJFT
DPNNPOMZVTFJOUIFJSSFQPSUT BSFOPUFECFMPX

4DPQF *U JT JNQPSUBOU UIBU SFQPSUJOH DPNQBOJFT CF DMFBS BOE FYQMJDJU JO EFTDSJCJOH XIBU JTTVFT
BOEBTQFDUTPGUIFJSPQFSBUJPOBSFDPWFSFEJOUIFJSTVTUBJOBCJMJUZPSOPOmOBODJBMSFQPSUT JF XIBU
PQFSBUJPOTBSFPSBSFOPUJODMVEFEJOUIFSFQPSU BOEXIZ
'PSFYBNQMF DPNQBOJFTNBZDIPPTF
UP SFTUSJDU TDPQF UP IFBMUI  TBGFUZ BOE FOWJSPONFOU JTTVFT JOJUJBMMZ  BOE HSBEVBMMZ EFWFMPQ UIFJS
SFQPSUJOHPOTPDJBMBOEFDPOPNJDJTTVFT

*OEJDBUPST 5P UIF FYUFOU GFBTJCMF  JOGPSNBUJPO TIPVME CF SFQPSUFE JO UFSNT UIBU DBO CF
RVBOUJUBUJWFMZ NFBTVSFE 3FQPSUJOH DPNQBOJFT BSF FODPVSBHFE UP QSFTFOU EBUB VTJOH HFOFSBMMZ
BDDFQUFEJOUFSOBUJPOBMVOJUTBOEQSPWJEFTUBOEBSEDPOWFSTJPOGBDUPSTUPFOBCMFDPOWFSTJPOTUPPUIFS

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
DPNNPOMZVTFENFBTVSFNFOUVOJUT)PXFWFS OPUBMMJOEJDBUPSTDBOCFRVBOUJmFE JOXIJDIDBTF
UIFVTFPGRVBMJUBUJWFJOEJDBUPST FH DBTFTUVEJFT QSPDFTTPSNBOBHFNFOUTZTUFNEFTDSJQUJPOT
JT
BMTPFODPVSBHFE

*OGPSNBUJPO2VBMJUZ3FQPSUJOHDPNQBOJFTBSFFODPVSBHFEUPEFTDSJCFIPXRVBOUJUBUJWFEBUB
PS RVBMJUBUJWF JOGPSNBUJPO XFSF QSPEVDFE BOE NBOBHFE SFMBUJWF UP NFBTVSFNFOU QSPUPDPMT BOE
NFUIPEPMPHJFTGPSDPMMFDUJPOBOEDPNQJMBUJPOPGJOGPSNBUJPO5PUIFFYUFOUGFBTJCMF UIFRVBMJUZPG
RVBOUJUBUJWFEBUBTIPVMECFEJTDVTTFEJOUFSNTPGJUTTPVSDF IPXJUXBTBTTFTTFEBOEUIFEFHSFF
PGDFSUBJOUZ

5JNFMJOFTT3FQPSUJOHDPNQBOJFTBSFFODPVSBHFEUPQVCMJTISFQPSUTPOBSFHVMBSTDIFEVMF

%JTTFNJOBUJPO.FUIPET3FQPSUJOHDPNQBOJFTBSFFODPVSBHFEUPEJTTFNJOBUFJOGPSNBUJPOJO
B DPOTJTUFOU NBOOFS UISPVHI B WBSJFUZ PG NFEJB  TVDI BT QSJOUFE SFQPSUT  BT XFMM BT DPSQPSBUF
XFCTJUFT

#BTFMJOFT .BOZ DPNQBOJFT FTUBCMJTI CBTFMJOFT UP NBJOUBJO EBUB DPOTJTUFODZ BOE USBDL
QFSGPSNBODFPWFSUJNF5IJTGBDJMJUBUFTJOUFSOBMQFSGPSNBODFNPOJUPSJOHBOEEFDJTJPONBLJOH BOE
IFMQT EFNPOTUSBUF QSPHSFTT UPXBSE TUBUFE HPBMT GSPN B EFTJHOBUFE TUBSUJOH QPJOU PS CBTF ZFBS
4FMFDUJPOPGBSFGFSFODFZFBSTIPVMEUBLFJOUPBDDPVOUUIFRVBMJUZPGIJTUPSJDBMEBUBBOEGSFRVFODZ
BOEPSTJHOJmDBODFPGOPOSFDVSSJOHFWFOUT

1FSGPSNBODF 5SFOET 8IFSFWFS QPTTJCMF  SFQPSUJOH DPNQBOJFT TIPVME QSFTFOU QFSGPSNBODF


JOEJDBUPSTJOBNBOOFSUIBUFOBCMFTVTFSTUPVOEFSTUBOEUSFOET$PNQBSJTPOTXJUIJOEVTUSZBWFSBHFT
BOE USFOET  XIFSF BWBJMBCMF  DBO BMTP QSPWJEF B VTFGVM DPOUFYU 1FSGPSNBODF JOGPSNBUJPO PGUFO
JODMVEFT RVBOUJUBUJWF PS RVBMJUBUJWF PCKFDUJWFT PS UBSHFUT XIFUIFS WPMVOUBSZ PS QSFTDSJCFE
 B
EFTDSJQUJPOPGQMBOTGPSBDIJFWJOHQSPHSFTT BOEFYQMBOBUJPOTGPSWBSJBODFTJOQFSGPSNBODF4FUUJOH
PCKFDUJWFTPSUBSHFUTJTPOFNFDIBOJTNUIBUDBOCFVTFGVMJOSFQPSUJOHQSPHSFTTBOEDBOEFNPOTUSBUF
BDDPVOUBCJMJUZ

*NQBDUT3FQPSUJOHPSHBOJ[BUJPOTNBZXBOUUPEFTDSJCFUIFJSPQFSBUJPOTJOUFSNTPGFOWJSPONFOUBM 
TPDJBM BOE FDPOPNJD JNQBDUT 8IFSFWFS QPTTJCMF  RVBOUJUBUJWF JOGPSNBUJPO TIPVME JODMVEF B
EJTDVTTJPO PG JUT NFBOJOH BOE QPTJUJWF PS OFHBUJWF JNQBDUT  UIVT QSPWJEJOH B DPOUFYU GPS SFQPSU
VTFSTUPBTTFTTEBUBBOEJOGPSNBUJPO2VBMJUBUJWFJOGPSNBUJPODBOJODMVEFDBTFTUVEZJMMVTUSBUJPOTPG
CFOFmUT MFTTPOTMFBSOFEBOEDIBMMFOHFT"HPPEVOEFSTUBOEJOHPGBDPNQBOZTJNQBDUTDBOCF
CFOFmDJBMJOJNQSPWJOHPOHPJOHEFDJTJPONBLJOHQSPDFTTFT BOEJOJEFOUJGZJOHJOJUJBUJWFTUPNFFU
PCKFDUJWFTBOEHPBMT

(FOFSBM3FQPSUJOH$POUFOU

"MUIPVHISFQPSUJOHDPNQBOJFTVTFBXJEFWBSJFUZPGGPSNBUTBOEQSFTFOUBUJPOTUSVDUVSFT TVTUBJOBCJMJUZPSOPO
mOBODJBMSFQPSUTUZQJDBMMZDPOTJTUPGBOFYFDVUJWFTVNNBSZ DPNQBOZQSPmMF SFQPSUJOHCPVOEBSJFT DPNQBOZ
QPMJDJFT NBKPSQSPHSBNNFJOJUJBUJWFT BOEQFSGPSNBODFJOEJDBUPST4PNFDPNQBOJFTJODMVEFUPQJDTTVDIBT
SFQPSU WFSJmDBUJPO  UIF JOUFHSBUJPO PG NBOBHFNFOU TZTUFNT JOUP PQFSBUJPOT  PQFSBUJPOBM TFDVSJUZ  mOFT BOE
QFOBMUJFT BOENBKPSNFEJBFWFOUT

8IFOEFUFSNJOJOHUIFEBUBBOEJOGPSNBUJPODPOUFOUUPCFEJTDMPTFE SFQPSUJOHDPNQBOJFTOFFEUPDPOTJEFS
UIFTUBLFIPMEFSTXIPBSFUIFJOUFOEFESFBEFSTPGUIFSFQPSU JF UIFSFQPSUBVEJFODFT
,FZBVEJFODFHSPVQT
GPSUIFTFSFQPSUTDPNNPOMZJODMVEFFNQMPZFFT JOWFTUPST MPDBMDPNNVOJUJFTBOEPQJOJPOMFBEFST"EEJUJPOBM
BVEJFODFHSPVQTNBZJODMVEFHPWFSONFOUBMBOEOPOHPWFSONFOUBMPSHBOJ[BUJPOT SFHVMBUPST BDBEFNJDBOE
NFEJBSFTFBSDI TDIPPMTBOEDPMMFHFT DVTUPNFSTBOETVQQMJFST BOEUIFHFOFSBMQVCMJD

 t *1*&$""1*
5IFUBCMFCFMPXMJTUTFYBNQMFTPGTFDUJPOTBOEUPQJDTUIBUNBOZPJMBOEHBTDPNQBOJFTDPNNPOMZJODMVEFJO
TVTUBJOBCJMJUZPSOPOmOBODJBMSFQPSUT

1FSGPSNBODF*OEJDBUPS'SBNFXPSL

$PSFBOE"EEJUJPOBM1FSGPSNBODF*OEJDBUPST

5IF QFSGPSNBODF JOEJDBUPST DPOUBJOFE JO UIJT HVJEBODF EPDVNFOU BSF JOUFOEFE GPS PJM BOE HBT DPNQBOJFT
XPSLJOH BOZXIFSF JO UIF XPSME 5IFZ BSF PSHBOJ[FE VOEFS UXP DBUFHPSJFT o DPSF BOE BEEJUJPOBM o UP
EJGGFSFOUJBUF CFUXFFO JOEJDBUPST UIBU BSF DPNNPOMZ BEPQUFE BDSPTT DPNQBOJFT JO UIF PJM BOE HBT JOEVTUSZ
WFSTVTJOEJDBUPSTUIBUNBZOPUIBWFHFOFSBMBQQMJDBCJMJUZUPBMMPJMBOEHBTJOEVTUSZDPNQBOJFTBOEPSNBZ
OPUCFTVGmDJFOUMZXFMMEFmOFEGPSDPNNPOBEPQUJPO"MUIPVHIUIFUFSNTi$PSFwBOEi"EEJUJPOBMwBSFVTFE
JOUIF(3* 4VTUBJOBCJMJUZ3FQPSUJOH(VJEFMJOF UIFEFmOJUJPOTVTFECFMPXBSFTQFDJmDUPUIJTHVJEBODF
EPDVNFOUBOEUIFPJMBOEHBTJOEVTUSZ

$PSFJOEJDBUPSTBSFUZQJDBMMZ

t $POTJEFSFESFMFWBOUUPBMNPTUBMMPJMBOEHBTJOEVTUSZDPNQBOJFT

t *OIFSFOUUPBDUJWJUJFTJOUIFPJMBOEHBTJOEVTUSZ FH VQTUSFBNBOEEPXOTUSFBN

t 0GDPNNPOJOUFSFTUUPBXJEFSBOHFPGMPDBMBOEHMPCBMTUBLFIPMEFST

t (FOFSBMMZSFMBUFEUPBTQFDUTPSJTTVFTPGOBUJPOBMPSHMPCBMTJHOJmDBODF

t 4VGmDJFOUMZNBUVSFJOUFSNTPGDPOTJTUFOUVTBHFBOESFQSPEVDJCJMJUZCZUIPTFJOUIFPJMBOEHBT
JOEVTUSZ

0OUIJTCBTJT UIFDPSFJOEJDBUPSTIBWFCFFOEFmOFEUPFOBCMFHFOFSBMMZDPOTJTUFOUSFQPSUJOHPSBHHSFHBUJPO
POBHMPCBMCBTJT5IFSFDBOCFWBMVFBOECFOFmUJOVTJOHDPSFJOEJDBUPSTUPQSPNPUFDPOTJTUFOUQFSGPSNBODF
SFQPSUJOH BNPOH DPNQBOJFT  FODPVSBHF CFTU QSBDUJDF TIBSJOH BOE FOBCMF JOEVTUSZ BTTPDJBUJPOT BOE
PSHBOJ[BUJPOTUPHFOFSBUFSFBTPOBCMFPWFSWJFXTPGTFDUPSQFSGPSNBODF

"EEJUJPOBMJOEJDBUPSTDBOCFPGFRVBMPSFWFOHSFBUFSJNQPSUBODFUPJOEJWJEVBMDPNQBOJFTUIBODPSFJOEJDBUPST
JOTQFDJmDDPOUFYUTPGMPDBUJPO BDUJWJUZPSTUBLFIPMEFSHSPVQ

"EEJUJPOBMJOEJDBUPSTBSFUZQJDBMMZ

t "TTFTTFEBTSFMFWBOUCZUIFSFQPSUJOHDPNQBOZBOEJUTTUBLFIPMEFST

t "TTPDJBUFEXJUIPOMZBTVCTFUPGUIFJOEVTUSZ

t 3FnFDUJWFPGMPDBMSFHVMBUJPOTPSMFHJTMBUJPO

t (FOFSBMMZSFMBUFEUPJTTVFTPGMPDBMPSSFHJPOBMTJHOJmDBODF

t &WPMWJOHBOEVOEFSEFWFMPQNFOU

"EEJUJPOBM JOEJDBUPST NBZ PGUFO SFQSFTFOU B MFBEJOH QSBDUJDF JO TVTUBJOBCJMJUZ PS OPOmOBODJBM SFQPSUJOH
'VSUIFSNPSF  TPNF RVBMJUBUJWF BEEJUJPOBM JOEJDBUPST NBZ QFSUBJO UP JTTVFT GPS XIJDI UIFSF BSF DVSSFOUMZ OP
HFOFSBMMZBDDFQUFEEFmOJUJPOTPSQFSGPSNBODFNFBTVSFNFOUQSBDUJDFT

"EEJUJPOBMJOEJDBUPSTBSFUZQJDBMMZMPDBMMZEFmOFEBOEPSSFMBUFUPMPDBMPSSFHJPOBMJTTVFT4JODFJOEJDBUPS
EFmOJUJPOTNBZOPUQSPWJEFDPNQBSBCMFPSNFBOJOHGVMEFTDSJQUPSTPGPWFSBMMDPNQBOZQFSGPSNBODF SFQPSUFST
TIPVME FYFSDJTF DBVUJPO XIFO JOUFSQSFUJOH BEEJUJPOBM JOEJDBUPST PO B HMPCBM CBTJT CZ FJUIFS DPOTPMJEBUJOH
JOGPSNBUJPOPSBHHSFHBUJOHEBUB5IFSFGPSF SFQPSUJOHBUUIFMPDBM PQFSBUJOHVOJUPSDPVOUSZ
MFWFMJTCFDPNJOH
NPSFQSFWBMFOUGPSPJMBOEHBTJOEVTUSZDPNQBOJFT FTQFDJBMMZUPEFTDSJCFQFSGPSNBODFJOMPDBUJPOTXIFSFB
QBSUJDVMBSJTTVFIBTIJHITJHOJmDBODFPSTFOTJUJWJUZ

1SFTFOUBUJPOPGPOMZDPOTPMJEBUFERVBMJUBUJWFJOGPSNBUJPOPSBHHSFHBUFERVBOUJUBUJWFEBUBXJUIUIFTFJOEJDBUPST
NBZ OPU CF BT NFBOJOHGVM PS VTFGVM VOMFTT MPDBM DPOUFYU  EJTBHHSFHBUFE EBUB PS PUIFS FYQMBOBUJPOT BSF

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
QSPWJEFECZUIFSFQPSUJOHDPNQBOZ"DPNQBOZNBZOPUSFQPSUBMMJOEJDBUPSTBEESFTTFEJOUIJTEPDVNFOUJG
JUIBTBTTFTTFEUIBUUIFJOEJDBUPSPSJTTVFJTOPUSFMFWBOUBDSPTTBMMPGJUTBDUJWJUJFTPSCFDBVTFPGJOTVGmDJFOU
JOGPSNBUJPOTZTUFNT RVBMJUZ BWBJMBCJMJUZPSSFTPVSDFT

2VBMJUBUJWFWT2VBOUJUBUJWF*OGPSNBUJPO

$PSFBOEBEEJUJPOBMJOEJDBUPSTDBOCFEFmOFEFJUIFSRVBOUJUBUJWFMZPSRVBMJUBUJWFMZ2VBOUJUBUJWFJOEJDBUPST
BSFSFQPSUFEBTBOVNCFSXJUIBEJNFOTJPOBMVOJUPSTPNFGPSNPGBOVNFSJDBMJOEFY$FSUBJOJOEJDBUPST 
IPXFWFS  EP OPU SFBEJMZ MFOE UIFNTFMWFT UP RVBOUJmDBUJPO .BOZ TPDJBM JTTVFT  JO QBSUJDVMBS  BSF QSJNBSJMZ
SFQPSUFEJORVBMJUBUJWFUFSNTBTUIFSFJTOPUZFUDPNNPOVOEFSTUBOEJOHPGBQQSPQSJBUFRVBOUJUBUJWFNFBTVSFT
8IFORVBMJUBUJWFJOEJDBUPSTBSFBQQSPQSJBUF SFQPSUJOHDPNQBOJFTBSFFODPVSBHFEUPDPOTPMJEBUFJOGPSNBUJPO
BOESFQPSUUIFJSQFSGPSNBODFJOUFSNTPGVOEFSMZJOHQPMJDJFT DPNNJUNFOUT QSPHSBNNFJOJUJBUJWFT TUBLFIPMEFS
QBSUOFSTIJQT JOEVTUSZBMMJBODFTBOEDBTFTUVEZFYBNQMFTUIBUEFTDSJCFSFTVMUT CFOFmUTBOEMFTTPOTMFBSOFE
GSPNWBSJPVTJOJUJBUJWFT

0WFSUJNF RVBMJUBUJWFJOEJDBUPSTNBZFWPMWFJOUPNPSFRVBOUJUBUJWFNFBTVSFT$PNQBOJFTNBZTUBSUPVUCZ
EFTDSJCJOHQFSGPSNBODFSFMBUFEUPPQFSBUJPOBMQSBDUJDFTBOECZVTJOHBOFDEPUBMFYBNQMFTBOEMPDBMDBTF
TUVEJFT *O UJNF  UIFTF BOFDEPUBM EFTDSJQUJPOT NBZ DPOWFSHF JOUP B NPSF PCKFDUJWF BQQSPBDI GPS SFQPSUJOH
QFSGPSNBODFXJUIJOBOPSHBOJ[BUJPOBMTFHNFOUPSPQFSBUJOHSFHJPOPGBDPNQBOZ'JOBMMZ UIFTFQSBDUJDFTNBZ
FNFSHFBTBRVBOUJUBUJWFJOEFYGPSNFBTVSJOHQFSGPSNBODFPSBTTFTTJOHJNQBDUT

%BUB"HHSFHBUJPO

$PNQBOJFT SFQPSU QFSGPSNBODF EBUB BU WBSZJOH MFWFMT PG BHHSFHBUJPO SBOHJOH GSPN JOEJWJEVBM GBDJMJUJFT UP
OBUJPOBMSFHJPOBM MPDBUJPOT BOE UP HMPCBM DPWFSBHF GPS UIF FOUJSF DPSQPSBUJPO "HHSFHBUF SFQPSUJOH BU UIF
DPSQPSBUFMFWFMJTNPTUDPNNPOMZPCTFSWFEGPSSFQPSUJOHPDDVQBUJPOBMJOKVSJFT FOWJSPONFOUBMFNJTTJPOTBOE
JODJEFOU EBUB BT QBSU PG CPUI SFHVMBUFE BOE WPMVOUBSZ QVCMJD SFQPSUJOH 5IJT HVJEBODF NBLFT OP TQFDJmD
SFDPNNFOEBUJPOTBCPVUXIJDIPGUIFTFMFWFMTPGBHHSFHBUJPODPNQBOJFTTIPVMESFQPSU3FQPSUJOHDPNQBOJFT
BSF FODPVSBHFE UP EFUFSNJOF UIF MFWFM PG BHHSFHBUJPO UIBU JT BQQSPQSJBUF BOE QSPWJEFT B NFBOJOHGVM
SFQSFTFOUBUJPOPGUIFEBUBCFJOHQSFTFOUFE

/PSNBMJ[BUJPO'BDUPST

5IFSFBSFUXPQSJODJQBMBTQFDUTPGQFSGPSNBODFJOEJDBUPSTUIBUBSFPGJOUFSFTUUPJOUFSOBMBOEFYUFSOBMVTFST
PGTVTUBJOBCJMJUZPSOPOmOBODJBMJOEJDBUPSQFSGPSNBODFEBUBUIFBCTPMVUFRVBOUJUZPGUIFJOEJDBUPSBOEUIF
OPSNBMJ[FERVBOUJUZSFMBUJWFUPTPNFPUIFSNFBTVSFEJOQVUPSPVUQVU

3FQPSUJOHDPNQBOJFTPGUFOQSFTFOUSBXQFSGPSNBODFEBUBJOUFSNTPGBCTPMVUFRVBOUJUJFTUIBUDBOCFFYQSFTTFE
JOBQIZTJDBMVOJUPGNFBTVSFNFOUSFMBUFEUPXFJHIU WPMVNF FOFSHZPSmOBODJBMWBMVF*OHFOFSBM BCTPMVUF
EBUBDBOCFFYQSFTTFEJOVOJUTPGNFBTVSFNFOUUIBUBSFSFBEJMZDPOWFSUJCMF"CTPMVUFRVBOUJUJFTNBZQSPWJEF
JOGPSNBUJPOBCPVUUIFNBHOJUVEFPSTJ[FPGBOPVUQVU JOQVU WBMVF PSSFTVMU

/PSNBMJ[FERVBOUJUJFTBSFSFMBUJWFmHVSFTSFQSFTFOUJOHSBUJPTCFUXFFOUXPBCTPMVUFRVBOUJUJFTPGUIFTBNF
PS EJGGFSFOU LJOE 3BUJPT BMMPX DPNQBSJTPOT BNPOH PQFSBUJPOT PG EJGGFSFOU TJ[F BOE GBDJMJUBUF DPNQBSJTPOT
PGTJNJMBSQSPEVDUTPSQSPDFTTFT5IFZBMTPIFMQSFMBUFUIFQFSGPSNBODFBOEBDIJFWFNFOUTPGPOFDPNQBOZ 
CVTJOFTTVOJU PSPSHBOJ[BUJPOUPUIPTFPGBOPUIFS3BUJPJOEJDBUPSTDBOQSPWJEFJOGPSNBUJPOPOUIFFGmDJFODZ
PGBOBDUJWJUZ POUIFSFMBUJWFJOUFOTJUZPGBOPVUQVU FH FOFSHZJOUFOTJUZ
PSPOUIFSFMBUJWFRVBMJUZPGBWBMVF
PSBDIJFWFNFOU

0GUFO  DPNQBOJFT NFBTVSF BOE SFQPSU QFSGPSNBODF CBTFE PO CPUI BCTPMVUF BOE OPSNBMJ[FE RVBOUJUJFT
UP QSPWJEF B NPSF DPNQMFUF BOE CBMBODFE SFQSFTFOUBUJPO PG TVTUBJOBCJMJUZ PS OPOmOBODJBM QFSGPSNBODF
"EEJUJPOBMJOGPSNBUJPOPOUIFVTFPGOPSNBMJ[BUJPOGBDUPSTJTQSPWJEFEJO4FDUJPOPGUIJTEPDVNFOU

 t *1*&$""1*
5ZQJDBM3FQPSU4FDUJPOT &YBNQMFTPG5PQJDT

3FQPSUPWFSWJFXBOEPSHBOJ[BUJPOTWJTJPOBOE
TUSBUFHZSFHBSEJOHTVDINBUUFSTBTUIFCFOFmUT
&YFDVUJWF1FSGPSNBODF4VNNBSZ
QSPWJEFECZJUTQSPEVDUTTFSWJDFT QPUFOUJBMJNQBDUT
BOE$&04UBUFNFOU
PGQSPEVDUTBOEPQFSBUJPOTBOEBEJTDVTTJPOPG
TVTUBJOBCMFEFWFMPQNFOU

.BKPSQSPEVDUTBOETFSWJDFT
0QFSBUJPOBMTUSVDUVSF EJWJTJPOT TVCTJEJBSJFT KPJOU
WFOUVSFT
$PVOUSJFTPGPQFSBUJPO
4J[FPGSFQPSUJOHPSHBOJ[BUJPO FNQMPZFFT 
RVBOUJUJFTPGQSPEVDUT OFUTBMFT

$PNQBOZ$PSQPSBUJPO0SHBOJ[BUJPO ,FZTUBLFIPMEFST
1SPmMFBOE#PVOEBSJFT (PWFSOBODFTUSVDUVSF
4JHOJmDBOUDIBOHFTJOPSHBOJ[BUJPOTJ[F TUSVDUVSF 
PXOFSTIJQTJODFMBTUSFQPSU
#BTJTGPSSFQPSUJOHKPJOUWFOUVSFT TVCTJEJBSJFT 
QBSUOFSTIJQT FUD
3FTUBUFNFOUPGBOZLFZJOGPSNBUJPOTUBUFEJO
QSFWJPVTSFQPSU

&OWJSPONFOUBM )FBMUIBOE4BGFUZ &)4

4PDJBM FH FNQMPZNFOU DPNNVOJUZFOHBHFNFOU

1SJODJQMFT 1PMJDJFT .JTTJPO 7BMVF IVNBOSJHIUT FH MBCPS FRVBMPQQPSUVOJUZ 


4UBUFNFOU $PEFTPG$POEVDU TFDVSJUZ TVQQMJFSTDPOUSBDUPST

&DPOPNJD FH BOUJ‰DPSSVQUJPO DPOUSBDUJOH

*OEVTUSZBTTPDJBUJPOQBSUJDJQBUJPO

5ZQFPSTDPQF *40PSPUIFS

0CKFDUJWFTBOEUBSHFUT
*NQMFNFOUBUJPOBOEDFSUJmDBUJPOTUBUVT
.BOBHFNFOU4ZTUFNT
"TTFTTNFOUT
$POUSBDUPS4VQQMJFS &)4
QFSGPSNBODF
NBOBHFNFOUTZTUFNT

.BKPSQFSGPSNBODFJNQSPWFNFOUQSPHSBNNFT
*OUFSOBMDPNNVOJDBUJPOBOEUSBJOJOH
1FSGPSNBODF
1FSGPSNBODFJOEJDBUPST
*OUFSOBMBOEFYUFSOBMBVEJUJOH

&TUBCMJTIJOH#PVOEBSJFT

'PS NBOZ PJM BOE HBT DPNQBOJFT  EFTDSJCJOH UIF CPVOEBSJFT PG SFQPSUFE JOGPSNBUJPO PS JOEJDBUPST JT BO
JNQPSUBOUDPOTJEFSBUJPOCFDBVTFUIFZPGUFODVUBDSPTTBOBSSBZPGDPNQMFYPQFSBUJPOBMBOEPSHBOJ[BUJPOBM
SFMBUJPOTIJQT  BT XFMM BT EJSFDU BOE JOEJSFDU JNQBDUT TFF 7BMVF $IBJO JO 4FDUJPO 
 *O UIF PJM BOE HBT
JOEVTUSZ UXPPSNPSFQBSUJFTBSFPGUFOJOWPMWFEJOBOBTTFU TVDIBTJOBKPJOUWFOUVSF BOEXPSLUPHFUIFS
VOEFSBWBSJFUZPGMFHBMGPSNT*OTPNFCVUOPUBMMTJUVBUJPOT QFSGPSNBODFJOEJDBUPSTDBOCFBHHSFHBUFEBOE
OPSNBMJ[FEBDSPTTBSBOHFPGEJNFOTJPOTUIBUDPOTJEFSPXOFSTIJQ NBOBHFNFOUBDDPVOUBCJMJUZ HFPHSBQIJD
BOEOBUJPOBMMPDBUJPOT JOEVTUSJBMTFDUPST DPNQBOZEJWJTJPOT CVTJOFTTVOJUT GBDJMJUJFTBOETPVSDFUZQFT

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
0SHBOJ[BUJPOBM#PVOEBSJFT

0SHBOJ[BUJPOBMCPVOEBSJFTBSFVTFEUPEFmOFBDPNQBOZGPSUIFQVSQPTFPGSFQPSUJOHBOEHFOFSBMMZTIPVME
DPOUBJO BMM PG UIF MFHBMMZ PXOFE  PS QBSUMZ PXOFE  BTTFUT PG UIF DPNQBOZ 5IJT CPVOEBSZ NBZ BMSFBEZ CF
EFmOFE GPS mOBODJBM BDDPVOUJOH *OGPSNBUJPO PS EBUB GSPN UIF BTTFUT XJUIJO UIJT PSHBOJ[BUJPOBM CPVOEBSZ
BSFPGUFODPOTPMJEBUFEUPEFTDSJCFUIFPWFSBMMQFSGPSNBODFPGUIFDPNQBOZ5IFSFBSFUXPQSJNBSZNFUIPET
PGDPOTPMJEBUJPOUIF 0QFSBUFE PSPQFSBUJPOBMDPOUSPM
NFUIPEBOEUIF &RVJUZ PSFRVJUZTIBSF
NFUIPE
5IFTFUXPNFUIPETFOBCMFUIFDPNQBOZUPFJUIFSTFQBSBUFMZSFQPSUQFSGPSNBODFGPSPOMZUIPTFBTTFUTVOEFS
JUT NBOBHFNFOU SFTQPOTJCJMJUZ PS SFQPSU QFSGPSNBODF JO QSPQPSUJPO UP UIF DPNQBOZT TIBSF PG PXOFSTIJQ
PGBMMBTTFUT%FQFOEJOHPOUIFQVSQPTFPGUIFEBUB SFQPSUJOHPSHBOJ[BUJPOTNBZDIPPTFFJUIFSCPVOEBSZ
DPOTPMJEBUJPONFUIPE

6OEFSUIF0QFSBUFECPVOEBSZ BDPNQBOZSFQPSUTQFSGPSNBODFCZDPOTPMJEBUJOHQFSDFOU
PGUIFJOEJDBUPSEBUBPSJOGPSNBUJPOGSPNPQFSBUJPOTPWFSXIJDIJUIBTNBOBHFNFOUDPOUSPMBOEOP
EBUBGSPNPQFSBUJPOTJUEPFTOPUNBOBHF(FOFSBMMZ GPSSFQPSUJOHQVSQPTFT PJMBOEHBTDPNQBOJFT
NBZ EFmOF UIF PQFSBUFE CPVOEBSZ BT BMM PG UIPTF GBDJMJUJFT XIFSF UIF DPNQBOZT NBOBHFNFOU
IBTBDDPVOUBCJMJUZBOEBVUIPSJUZGPSJNQMFNFOUJOHJUTQPMJDJFTBOETZTUFNTDPWFSJOHIFBMUI TBGFUZ 
FOWJSPONFOUBM  TPDJBM BOEPS FDPOPNJD QFSGPSNBODF BTTPDJBUFE XJUI UIF GBDJMJUZ 5IJT CPVOEBSZ
NBZ CF PG JNQPSUBODF UP B OVNCFS PG TUBLFIPMEFS HSPVQT  TVDI BT SFHVMBUPST  FNQMPZFFT BOE
DPNNVOJUJFT5ZQJDBMFYBNQMFTPGJTTVFTUIBUNBZCFSFQPSUFEVOEFSUIJTCPVOEBSZJODMVEFMBCPS
TUBOEBSET TBGFUZPGPQFSBUJPOTPSQMBOUFNJTTJPOT

6OEFS UIF &RVJUZ CPVOEBSZ  B DPNQBOZ SFQPSUT QFSGPSNBODF CZ DPOTPMJEBUJOH JOEJDBUPS EBUB
PS JOGPSNBUJPO JO QSPQPSUJPO UP JUT QFSDFOUBHF TIBSF PG FRVJUZ JO PS CFOFmUT GSPN
 JUT WBSJPVT
TVCTJEJBSJFT BTTPDJBUFTBOEKPJOUWFOUVSFT5IJTCPVOEBSZNBZIFMQJEFOUJGZUIFQPUFOUJBMFYQPTVSF
PGBDPNQBOZUPSJTLTBTTPDJBUFEXJUIBOJTTVF

"MUIPVHIPJMBOEHBTDPNQBOJFTNBZDIPPTFUPSFQPSUUIFJSQFSGPSNBODFVTJOHFJUIFSUIFPQFSBUFEPSFRVJUZ
CPVOEBSZNFUIPE UIFSFNBZCFWBMVFJOSFQPSUJOHCZCPUINFUIPET$PNQBOJFTTIPVMEDMFBSMZTUBUFUIFCBTJT
POXIJDIUIFZBSFSFQPSUJOH 3FGFSUP7BMVF$IBJOJO4FDUJPO

0SHBOJ[BUJPO"DUJWJUJFT

0ODF PSHBOJ[BUJPOBM CPVOEBSJFT IBWF CFFO EFmOFE  JU JT UIFO HPPE QSBDUJDF UP BMTP DMBSJGZ UIF SBOHF PG
BDUJWJUJFTUIBUBSFDPWFSFECZDPNQBOZTVTUBJOBCJMJUZPSOPOmOBODJBMQFSGPSNBODFSFQPSUT5IFPJMBOEHBT
JOEVTUSZFODPNQBTTFTBXJEFWBSJFUZPGPQFSBUJPOT SBOHJOHGSPNUIFEJTDPWFSZBOEQSPEVDUJPOPGPJMBOE
HBTUPUIFEFMJWFSZPGQFUSPMFVNQSPEVDUTUPDPOTVNFST0JMDPNQBOJFTUZQJDBMMZEJWJEFUIFTFPQFSBUJPOTJOUP
EJGGFSFOUCVTJOFTTFT NPTUDPNNPOMZ

t 6QTUSFBN0QFSBUJPOT‰UIFFYQMPSBUJPO EFWFMPQNFOU BOEQSPEVDUJPOPGPJMBOEHBT

t %PXOTUSFBN 0QFSBUJPOT ‰ UIF SFmOJOH  QSPDFTTJOH  EJTUSJCVUJPO  BOE NBSLFUJOH PG QSPEVDUT
EFSJWFEGSPNPJMBOEHBT

t $IFNJDBMT‰UIFNBOVGBDUVSF EJTUSJCVUJPO BOENBSLFUJOHPGDIFNJDBMQSPEVDUTEFSJWFEGSPN


PJMBOEHBT QFUSPDIFNJDBMT

'PSDMBSJUZ GVSUIFSEFUBJMDBOCFJODMVEFEPOBDUJWJUJFTGBMMJOHXJUIJOUIFCPVOEBSZ TVDIBTTIJQQJOHPSSPBE


UBOLFST PGmDFBOEMBCPSBUPSZGBDJMJUJFTPSDPOTUSVDUJPOQSPKFDUT

 t *1*&$""1*
"MUIPVHIMBSHF JOUFHSBUFEPJMBOEHBTDPNQBOJFTQBSUJDJQBUFJOBMMPGUIFTFCVTJOFTTFT TNBMMFSDPNQBOJFT
NBZ IBWF PQFSBUJPOT JO POMZ POF  PS QBSU PG POF  PG UIFN *O BEEJUJPO  CPUI MBSHF BOE TNBMM PJM BOE HBT
DPNQBOJFTNBZFOHBHFJOPOFPSNPSFTFDPOEBSZBDUJWJUJFTUIBUBSFOPUUZQJDBMMZBTTPDJBUFEXJUIUIFPJMBOE
HBTJOEVTUSZ JODMVEJOH

t $PBMNJOJOH

t 1PXFSHFOFSBUJPO

t /BUVSBMHBTUSBOTNJTTJPO

t 3FOFXBCMFFOFSHZTZTUFNT

t 4QFDJBMUZDIFNJDBMQSPEVDUJPO

t .FUBMTQSPEVDUJPO

5IFXBZJOXIJDIPJMBOEHBTDPNQBOJFTEJWJEFUIFJSBDUJWJUJFTJOUPEJGGFSFOUCVTJOFTTFTWBSJFTGSPNmSNUPmSN
"TXFMMBTSFQPSUJOHDPOTPMJEBUFEDPNQBOZQFSGPSNBODF DPNQBOJFTPGUFOTFQBSBUFMZSFQPSUEBUBGPSEJGGFSFOU
BDUJWJUJFT QBSUJDVMBSMZXIFSFUIFSFBSFJNQPSUBOUEJGGFSFODFTCFUXFFOUIFBDUJWJUJFTGPSUIFJOEJDBUPS

4UBLFIPMEFS&OHBHFNFOU

&GGFDUJWF SFQPSUJOH DBO QSPWJEF BO JNQPSUBOU GPVOEBUJPO VQPO XIJDI B DPNQBOZ DBO FOIBODF PS JNQSPWF
TUBLFIPMEFSEJBMPHVF&GGFDUJWFTUBLFIPMEFSFOHBHFNFOUDBOMFBEUPDPPQFSBUJWFSFMBUJPOTIJQT XJUIUIFQPUFOUJBM
UPQSPEVDFTPMVUJPOTUPTIBSFEQSPCMFNT"TOPUFEJO4FDUJPOJUJTJNQPSUBOUUPJEFOUJGZXIJDITUBLFIPMEFS
HSPVQTBSFUIFQSJNBSZBVEJFODFTGPSUIFDPNQBOZTSFQPSU5IFQSPDFTTPGTUBLFIPMEFSFOHBHFNFOUDBOCF
WFSZIFMQGVMJOEFUFSNJOJOHUIFSFMFWBODFPGDFSUBJOJTTVFTDPWFSFEJOUIFSFQPSU TFF4FDUJPO


*O SFQPSUJOH PO TUBLFIPMEFS FOHBHFNFOU  DPNQBOJFT UZQJDBMMZ JEFOUJGZ UIF NBKPS TUBLFIPMEFS HSPVQT PS
BVEJFODFT GPS UIFJS SFQPSU  HFOFSBMMZ EFTDSJCF IPX UIFZ DPOTVMU XJUI UIFN  JEFOUJGZ UIF SFMFWBOU JTTVFT GPS
SFQPSUJOH BOESFTQPOEUPGFFECBDLPOUIFSFQPSUFEJTTVFT"EEJUJPOBMMZ UIFSFQPSUJOHDPNQBOZNBZDPOTJEFS
VTJOHRVBOUJUBUJWFJOEJDBUPSTUPJMMVTUSBUFUIFBQQMJDBUJPOPGJUTQPMJDZBOEBQQSPBDIUPTUBLFIPMEFSDPOTVMUBUJPO
FH UIFGSFRVFODZPGDPOTVMUBUJPOTCZUZQFPGDPOTVMUBUJPOBOECZTUBLFIPMEFSHSPVQ


.BOBHFNFOU4ZTUFNT

.BOZDPNQBOJFTJOUIFPJMBOEHBTJOEVTUSZFNQMPZNBOBHFNFOUTZTUFNTBTBQSJODJQBMNFBOTUPDPOUJOVBMMZ
JNQSPWFCVTJOFTTQFSGPSNBODF5IFFGmDBDZPGTVDITZTUFNTJTPGUFOEJTDVTTFEJOTVTUBJOBCJMJUZPSOPOmOBODJBM
JOEJDBUPSSFQPSUT6TVBMMZ NBOBHFNFOUTZTUFNTBQQMZBRVBMJUZTZTUFNTBQQSPBDIUPDPNQSFIFOTJWFMZBOE
NFUIPEJDBMMZNBOBHFWBSJPVTPQFSBUJPOBMBOECVTJOFTTBDUJWJUJFT"NBOBHFNFOUTZTUFNUZQJDBMMZDPOTJTUTPG
BDZDMJDiQMBO JNQMFNFOU BTTFTTBOEBEKVTUwQSPDFTTUIBUUBLFTMFBSOJOHBOEFYQFSJFODFTGSPNPOFDZDMF
BOEVTFTUIFNUPJNQSPWFBOEBEKVTUFYQFDUBUJPOTEVSJOHUIFOFYUDZDMF5PEBZ DPNQBOJFTBSFJODSFBTJOHMZ
JOUFHSBUJOHBTQFDUTPGUIFTVTUBJOBCMFEFWFMPQNFOUDPODFQUJOUPUIFJSNBOBHFNFOUTZTUFNT

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
3FQPSUJOH DPNQBOJFT PGUFO EFTDSJCF BOE HJWF FWJEFODF PG IPX UIFZ BSF VTJOH B TZTUFNBUJD BQQSPBDI JO
NBOBHJOHIFBMUI FOWJSPONFOU TBGFUZBOETPDJBMJTTVFT*OEPJOHTP DPNQBOJFTNBZDIPPTFUPSFQPSUPO
WBSJPVTBTQFDUTPGNBOBHFNFOUTZTUFNT4PNFFYBNQMFTJODMVEF

t ,FZFMFNFOUTPGUIFTZTUFN

t "DDPVOUBCJMJUZXJUIJOUIFPSHBOJ[BUJPOGPSEFMJWFSZPGUIFTZTUFN

t "EFTDSJQUJPOPGLFZJTTVFTDPWFSFECZUIFQPMJDZ

t *GBOEIPXJNQSPWFNFOUPCKFDUJWFTBSFTFU NPOJUPSFE BOEBDIJFWFE

t .POJUPSJOH NFBTVSFNFOUBOESFWJFXPGQFSGPSNBODF

t 3JTLBTTFTTNFOUBOESJTLNBOBHFNFOU

t 3FWJFXPGQFSGPSNBODFDPNQMJBODF

t 6TFPGFYUFSOBMHVJEFMJOFT OPSNT QSJODJQMFT DPOWFOUJPOT TUBOEBSET FUD XIJDIUIFDPNQBOZ


IBTTVQQPSUFE BEPQUFEPSJNQMFNFOUFEBTQBSUPGJUTNBOBHFNFOUBQQSPBDI

*OUIJTEPDVNFOU NBOBHFNFOUTZTUFNTBSFJEFOUJmFEBTDPSFJOEJDBUPSTJOUIFTFDUJPOTDPWFSJOH&OWJSPONFOUBM
BOE)FBMUI4BGFUZQFSGPSNBODFJOEJDBUPST &/7‰BOE)4‰ SFTQFDUJWFMZ
*ONBOZDPNQBOJFTUIFTF
NBZCFDPNCJOFEJOUPBOJOUFHSBUFE&)4NBOBHFNFOUTZTUFN4PNFDPNQBOJFTBSFBMTPCFHJOOJOHUPVTF
NBOBHFNFOUTZTUFNTPOBCSPBEFSTDBMFCZJOUFHSBUJOHTPDJBMBTQFDUTJOUPUIFJSPWFSBMM&)4NBOBHFNFOU
TZTUFNPSJOUFHSBUJOHPUIFSBQQSPBDIFTGPSTZTUFNBUJDBMMZNBOBHJOHTPDJPFDPOPNJDJTTVFT5IVT BMUIPVHI
UIFSFBSFOPDPNNPOMZBDDFQUFEJOEJDBUPSTGPSTPDJPFDPOPNJDNBOBHFNFOUTZTUFNT DPNQBOJFTSFQPSUJOHPO
TPDJBMJTTVFTNBZEFTDSJCFIPXUIFJSNBOBHFNFOUBQQSPBDIJTFWPMWJOHBOEEFWFMPQJOH 4FF4FDUJPOGPS
HFOFSBMSFGFSFODFTUPNBOBHFNFOUTZTUFNT

5SFOETJO3FQPSUJOH

"TTVSBODF1SPDFTTFT

*ODSFBTJOHMZ  DPNQBOJFT BSF VTJOH JOUFSOBM BOEPS FYUFSOBM BTTVSBODF QSPDFTTFT UP FOIBODF UIF DSFEJCJMJUZ
BOERVBMJUZPGUIFJSTVTUBJOBCJMJUZPSOPOmOBODJBMJOEJDBUPSSFQPSUT"MUIPVHIUIJTEPDVNFOUNBLFTOPTQFDJmD
SFDPNNFOEBUJPOTBCPVUBTTVSBODFQSPDFTTFTUPVTF FWJEFODFJTFNFSHJOHSFHBSEJOHDPNQBOJFTUIBUFNQMPZ
JOUFSOBM TZTUFNT BOE QSPDFTTFT UIBU QSPWJEF NBOBHFNFOU XJUI DPOmEFODF JO UIF RVBMJUZ PG UIF SFQPSUFE
JOGPSNBUJPO &YUFSOBM WFSJmDBUJPO JT BOPUIFS BQQSPBDI VTFE CZ TPNF DPNQBOJFT UP QSPWJEF JOEFQFOEFOU
BTTVSBODFSFHBSEJOHUIFDSFEJCJMJUZPGDPOUFOUBOEQSPDFTTFTVTFEJOQSPEVDJOHTVTUBJOBCJMJUZPSOPOmOBODJBM
SFQPSUT

.BUFSJBMJUZ

5IFDPODFQUPGNBUFSJBMJUZJOTVTUBJOBCJMJUZSFQPSUJOHSFGFSTUPUIFPVUDPNFPGBQSPDFTTUIBUEFUFSNJOFTXIBU
JOGPSNBUJPO JT UP CF EJTDMPTFE CZ BTTFTTJOH JUT MFWFM PG JNQPSUBODF BOE SFMFWBODF UP UIF DPNQBOZ BOE JUT
TUBLFIPMEFST

'PS UIJT EPDVNFOU  UIF UFSN iNBUFSJBMJUZw IBT OPU CFFO VTFE UP BWPJE DPOGVTJPO XJUI mOBODJBM BDDPVOUJOH
EFmOJUJPOTPGNBUFSJBMJUZ*OTUFBEUIFXPSEiSFMFWBODFwJTVTFE TFF4FDUJPO
XIFOSFGFSSJOHUPJOGPSNBUJPO
UIBUJTPGTVGmDJFOUJNQPSUBODFPSTJHOJmDBODFUPBOZVTFSPGBDPNQBOZTSFQPSU

 t *1*&$""1*
7BMVF$IBJO

4PNFDPNQBOJFTBSFCFHJOOJOHUPDPOTJEFSSFQPSUJOHPOXJEFSJNQBDUTPGUIFJSBDUJWJUJFTJOUIFDPOUFYUPGBWBMVF
DIBJOUIBUFYUFOETCFZPOEUIFOPSNBMBDUJWJUJFTXJUIJOJUTPSHBOJ[BUJPOBMCPVOEBSJFT'PSFYBNQMF DPNQBOJFT
NBZ DIPPTF UP SFQPSU PO IPX UIFZ BSF JOnVFODJOH FNJTTJPO SFEVDUJPOT PS JNQSPWFE TPDJBM SFTQPOTJCJMJUZ
XJUIJOUIFJSTVQQMZDIBJO PSPOUIFDVTUPNFSTJEF DPNQBOJFTNBZDIPPTFUPSFQPSUPOQSPHSBNNFTBJNFEBU
JOGPSNJOHDPOTVNFSTBCPVUUIFFGmDJFOUVTFPGPJMBOEHBTQSPEVDUT

"O JNQBDU NBZ CF EFTDSJCFE BT iEJSFDUw XIFO BO BDUJWJUZ JT VOEFS UIF DPNQBOZT DPOUSPM BT PXOFS PS
PQFSBUPS
8IFOBOBDUJWJUZJTVOEFSBOPUIFSTDPOUSPM CVUUIFDPNQBOZIBTTPNFEFHSFFPGJOnVFODFPWFS
UIJTBDUJWJUZ UIFSFTVMUJOHJNQBDUNBZCFEFTDSJCFEBTiJOEJSFDUw#ZTFQBSBUFMZBEESFTTJOHSFMFWBOUJOEJSFDU
JNQBDUT UIFDPNQBOZJTFYUFOEJOHUIFTDPQFPGJUTSFQPSUJOHXJUIJOJUTWBMVFDIBJO

1FSGPSNBODF#FODINBSLJOH

.BOZPJMBOEHBTDPNQBOJFTBDUJWFMZFOHBHFJO&)4CFODINBSLJOHJOJUJBUJWFTBOEBSFJODSFBTJOHMZJOWPMWFE
JOTVTUBJOBCJMJUZBOEPUIFSOPOmOBODJBMJOEJDBUPSCFODINBSLJOH#FODINBSLJOHQSPWJEFTBOFGGFDUJWFUPPMUP
JNQSPWFQFSGPSNBODF CFDBVTFJUDBOQSPWJEFBTZTUFNBUJDBQQSPBDIUPJEFOUJGZBOEMFBSOGSPNPUIFSTBCPVU
HPPEQSBDUJDFTBOEJOOPWBUJWFTPMVUJPOT*UPGGFSTBOFYUFSOBMWJFXPGBDPNQBOZTQFSGPSNBODFBOEDBOIFMQ
JEFOUJGZXIBUJTOFFEFEGPSDPOUJOVBMJNQSPWFNFOU

0JMBOEHBTDPNQBOJFTPGUFOSFMZPOJOEVTUSZHSPVQTUPGBDJMJUBUFCFODINBSLJOHQSPDFTTFTCZEFWFMPQJOHLFZ
QFSGPSNBODFJOEJDBUPST BOECZDPMMFDUJOHBOEBOBMZ[JOHQFSGPSNBODFJOGPSNBUJPO5IJTEPDVNFOUQSPWJEFTB
DPNNPOQPJOUPGSFGFSFODFUIBUDBOIFMQTVQQPSUCSPBEFSFOHBHFNFOUJOCFODINBSLJOHTUVEJFTPGTVTUBJOBCJMJUZ
PSOPOmOBODJBMJOEJDBUPSTBNPOHPJMBOEHBTDPNQBOJFT BOEUIFSFCZFODPVSBHFHPPEQSBDUJDFTIBSJOHUP
FOIBODFJOEJWJEVBMDPNQBOZQFSGPSNBODF

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
 t *1*&$""1*
4FDUJPOo&OWJSPONFOUBM1FSGPSNBODF*OEJDBUPST

*OUSPEVDUJPO

5IFPJMBOEHBTJOEVTUSZSFDPHOJ[FTUIBUJUTPQFSBUJPOTIBWFQPUFOUJBMJNQBDUTPOUIFFOWJSPONFOU4PNFPGUIF
FOWJSPONFOUBMJNQBDUTNBZIBWFTPDJBMBOEPSFDPOPNJDJNQMJDBUJPOT$PNQBOJFTJOUIFJOEVTUSZIBWFNBEF
NBOZDPNNJUNFOUTUPNBOBHFBOENJOJNJ[FOFHBUJWFFOWJSPONFOUBMJNQBDUT0GUFO UIFTFDPNNJUNFOUTHP
CFZPOESFHVMBUPSZPCMJHBUJPOT5IFFOWJSPONFOUBMQFSGPSNBODFJOEJDBUPSTEFTDSJCFEJOUIJTTFDUJPONBZCF
VTFGVMJOEFTDSJCJOHUIFQFSGPSNBODFPGDPNQBOZPQFSBUJPOT

$BUFHPSZ $PSF"EEJUJPOBM *OEJDBUPS

$PSF &/7‰)ZESPDBSCPO4QJMMTUPUIF&OWJSPONFOU

$PSF &/7‰$POUSPMMFE%JTDIBSHFTUP8BUFS
4QJMMTBOE%JTDIBSHFT
"EEJUJPOBM &/7‰"0UIFS4QJMMTBOE"DDJEFOUBM3FMFBTFT

"EEJUJPOBM &/7‰"0UIFS&GnVFOU%JTDIBSHFT

"EEJUJPOBM &/7‰")B[BSEPVT8BTUF
8BTUFTBOE
"EEJUJPOBM &/7‰"/PO)B[BSEPVT8BTUF
3FTJEVBM.BUFSJBMT
"EEJUJPOBM &/7‰"3FDZDMFE 3FVTFEPS3FDMBJNFE.BUFSJBMT

$PSF &/7‰(SFFOIPVTF(BT&NJTTJPOT

&NJTTJPOT $PSF &/7‰'MBSFEBOE7FOUFE(BT

"EEJUJPOBM &/7‰"0UIFS0QFSBUJPOBM"JS&NJTTJPOT

$PSF &/7‰&OFSHZ6TF

3FTPVSDF6TF "EEJUJPOBM &/7‰"'SFTIXBUFS6TF

"EEJUJPOBM &/7‰"/FX3FOFXBCMF&OFSHZ3FTPVSDFT

0UIFS $PSF &/7‰&OWJSPONFOUBM.BOBHFNFOU4ZTUFNT


&OWJSPONFOUBM
*OEJDBUPST "EEJUJPOBM &/7‰"#JPEJWFSTJUZ

"DPNQBOZTIPVMEDPOTJEFSUIFBQQMJDBCJMJUZPGUIFDPSFFOWJSPONFOUBMJOEJDBUPSTUPJUTCVTJOFTTBOEEFUFSNJOF
XIFUIFSBVEJFODFTGPSJUTQVCMJDSFQPSU T
XPVMEmOEEJTDMPTVSFPGUIFJOGPSNBUJPOSFMFWBOUBOEVTFGVM0GUFO JU
JTIFMQGVMUPEFTDSJCFFOWJSPONFOUBMQFSGPSNBODFJOUFSNTPGRVBOUJUBUJWFNFBTVSFTBTXFMMBTJOBRVBMJUBUJWF
DPOUFYUUIBUTJHOJmFTUIFSFMBUJWFJNQPSUBODFPGUIFJOEJDBUPS3FQPSUJOHDPNQBOJFTNBZBMTPDIPPTFUPSFQPSU
POUIFBEEJUJPOBMJOEJDBUPSTJGSFMFWBOUUPUIFJSCVTJOFTT

*OEJDBUPSTTVDIBTTQJMMT FNJTTJPOT XBTUFTBOEFOFSHZVTF XIFOFYQSFTTFEBTBCTPMVUFRVBOUJUJFTQSPWJEFB


TFOTFPGNBHOJUVEFPSTDBMF/PSNBMJ[BUJPOPGUIFTFRVBOUJUJFTGBDJMJUBUFTDPNQBSJTPOTBNPOHPSHBOJ[BUJPOT
PG EJGGFSFOU TJ[FT  BOE DBO IFMQ FYQSFTT FOWJSPONFOUBM QFSGPSNBODF JO FDPOPNJD UFSNT /PSNBMJ[BUJPO JT
EFTDSJCFEJONPSFEFUBJMJO4FDUJPO

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
'PSUIFJOEJDBUPSTMJTUFEBCPWF DPNQBOJFTNBZDIPPTFUPSFQPSUQFSGPSNBODFGPSBMMBDUJWJUJFTUIBUMJFXJUIJO
UIFJS PQFSBUJPOBM DPOUSPM CPVOEBSZ JF UZQJDBMMZ UIPTF BDUJWJUJFT XIFSF UIF DPNQBOZ IBT SFTQPOTJCJMJUZ GPS
FOWJSPONFOUBM NBOBHFNFOU
 XJUI UIF FYDFQUJPO CFJOH HSFFOIPVTF HBT FNJTTJPOT  XIFSF CPUI PQFSBUJPOBM
DPOUSPMBOEFRVJUZCPVOEBSZSFQPSUJOHDBOCFBQQSPQSJBUF

$BUFHPSZ4QJMMTBOE%JTDIBSHFT

$PSF*OEJDBUPS

ENV—1: Hydrocarbon Spills to the Environment


%FmOJUJPO
/VNCFS BOE WPMVNF PG IZESPDBSCPO MJRVJE TQJMMT HSFBUFS UIBO  CBSSFM  MJUFST
 UIBU SFBDI UIF
FOWJSPONFOU
4DPQF
)ZESPDBSCPOMJRVJETJODMVEFDSVEFPJM DPOEFOTBUF BOEQFUSPMFVNSFMBUFEQSPEVDUTDPOUBJOJOHIZESPDBSCPOT
UIBUBSFVTFEPSNBOVGBDUVSFE TVDIBTHBTPMJOF SFTJEVBMT EJTUJMMBUFT BTQIBMU KFUGVFM MVCSJDBOUT OBQIUIBT 
MJHIU FOET  CJMHF PJM  LFSPTFOF  BSPNBUJDT  BOE SFmOFSZ QFUSPMFVNEFSJWBUJWFT 3FQPSUJOH DPNQBOJFT NBZ
DIPPTF UP FTUJNBUF UIF IZESPDBSCPO DPOUFOU PG TQJMMT PG PJMXBUFS NJYUVSFT FH  PJMXBUFS FNVMTJPOT  UBOL
CPUUPNT
8IFOBQQSPQSJBUF UIFTDPQFPSCBTJTPGUIFFTUJNBUFTIPVMECFTUBUFE

'PSUIFQVSQPTFPGUIJTHVJEBODFEPDVNFOU TQJMMTJODMVEFBMMSFMFBTFTGSPNDPNQBOZPQFSBUFEGBDJMJUJFT TVDI


BTGSPN

t 1SJNBSZPSTFDPOEBSZDPOUBJONFOUJOUPUIFiFOWJSPONFOUw JODMVEJOHMBOE QFSNFBCMFNBUFSJBMT


MJLFTPJM TBOE TJMUT TIFMMT HSBWFM FUD
JDFPSXBUFS&BSUIFOCFSNTEPOPUDPVOUBTTFDPOEBSZ
DPOUBJONFOUVOMFTTUIFZBSFFOHJOFFSFEUPCFTVGmDJFOUMZJNQFSWJPVTUPQSFWFOUTQJMMFEPJMGSPN
DPOUBNJOBUJOHVOEFSMZJOHTPJMBOEPSHSPVOEXBUFS

t 4BCPUBHF  FBSUIRVBLFT PS PUIFS BDDJEFOUBM SFMFBTF BT B SFTVMU PG FWFOUT PVUTJEF PQFSBUJPOBM
DPOUSPM

t $PNQBOZPXOFEBOEPQFSBUFEUSBOTQPSU

t 0OHPJOH BCPWFHSPVOE PS VOEFSHSPVOE MFBLBHF PWFS UJNF  DPVOUFE PODF BU UIF UJNF JU JT
JEFOUJmFE

'PSUIFQVSQPTFPGUIJTJOEJDBUPS TQJMMTEPOPUJODMVEF

t 4QJMMT UP TFDPOEBSZ DPOUBJONFOU PS PUIFS JNQFSNFBCMF TVSGBDFT UIBU EP OPU SFBDI UIF
FOWJSPONFOU

t 8PSLPWFSnVJETBOETZOUIFUJD PJM PSNJOFSBMCBTFEESJMMJOHnVJET SFQPSUVOEFS&/7‰"

t $IFNJDBMTQJMMT SFQPSUVOEFS&/7‰"

t )JTUPSJDBM PS QBTU MFBLBHF UIBU SFBDIFE UIF OBUVSBM FOWJSPONFOU GSPN UBOLT  QJQFT PS PUIFS
WFTTFMT CVUJTOPUBTTPDJBUFEXJUIBDVSSFOUSFMFBTF
1VSQPTF
5IJT JT B DPSF JOEJDBUPS CFDBVTF IZESPDBSCPO TQJMMT DBO IBWF OFHBUJWF FOWJSPONFOUBM  SFQVUBUJPOBM BOE
mOBODJBMJNQBDUT
3FQPSUJOH6OJUT
 /VNCFSPGIZESPDBSCPOTQJMMTHSFBUFSUIBOPOFCBSSFM

 #BSSFMTPGIZESPDBSCPOTQJMMFE $POWFSTJPOCBSSFMMJUFST

 t *1*&$""1*
&TUJNBUJPO$BMDVMBUJPO4VHHFTUJPOT
5IFWPMVNFSFQPSUFETIPVMESFQSFTFOUUIFUPUBMFTUJNBUFEBNPVOUTQJMMFEUIBUSFBDIFEUIFFOWJSPONFOUBOE
TIPVMEOPUCFSFEVDFECZUIFBNPVOUPGTVDIIZESPDBSCPOTVCTFRVFOUMZSFDPWFSFE FWBQPSBUFEPSPUIFSXJTF
MPTU
0UIFS$POTJEFSBUJPOT
t 5PUBMOVNCFSBOEWPMVNFPGIZESPDBSCPOTQJMMT‰*OBEEJUJPOUPSFQPSUJOHTQJMMTUIBU
SFBDI UIF FOWJSPONFOU  DPNQBOJFT NBZ BMTP DIPPTF UP SFQPSU TFQBSBUFMZ UIF iUPUBMw OVNCFS
BOE WPMVNF PG BMM IZESPDBSCPO TQJMMT  XIFUIFS UIF TQJMM SFBDIFE UIF FOWJSPONFOU PS XBT
DPOUBJOFE JF EJEOPUSFBDIUIFFOWJSPONFOU
5IVT UPUBMTQJMMTNBZJODMVEFBMMIZESPDBSCPO
SFMFBTFTGSPNQSJNBSZDPOUBJONFOU JODMVEJOHTQJMMTUIBUSFBDIUIFFOWJSPONFOU BTXFMMBTTQJMMT
UIBU BSF DPOUBJOFE XJUIJO BO JNQFSNFBCMF TVSGBDF PS TFDPOEBSZ DPOUBJONFOU 5IJT JOEJDBUPS
QSPWJEFTJODSFBTFEUSBOTQBSFODZSFHBSEJOHQFSGPSNBODFBOEJTBMTPBNFBTVSFPGPQFSBUJPOBM
SFMJBCJMJUZ

t 3FDPWFSFEIZESPDBSCPOT‰3FQPSUJOHDPNQBOJFTNBZBMTPSFQPSUUIFBNPVOUPGTQJMMFE
IZESPDBSCPOT SFDPWFSFE XIJDI JODMVEFT UIF BNPVOU UIBU JT SFNPWFE GSPN UIF FOWJSPONFOU
UISPVHITIPSUUFSNTQJMMSFTQPOTFBDUJWJUJFT*UEPFTOPUJODMVEFMPOHFSUFSNSFNFEJBUJPOPGUIF
TQJMM TJUF 0JM XIJDI FWBQPSBUFT PS CVSOT TIPVME OPU CF JODMVEFE JO SFDPWFSFE WPMVNF 5IJT
QSPWJEFTBOJOEJDBUPSPGUIFFGGFDUJWFOFTTPGJNNFEJBUFPJMTQJMMSFTQPOTFNFBTVSFT

t -BOE BOE XBUFS TQJMM EBUB ‰ $PNQBOJFT NBZ DPOTJEFS TFQBSBUFMZ SFQPSUJOH MBOE BOE
XBUFSTQJMMEBUBGPSTQJMMTUIBUSFBDIUIFFOWJSPONFOU

t -PXFSTQJMMUISFTIPMET‰*OBEEJUJPOUPSFQPSUJOHTQJMMTHSFBUFSUIBOCBSSFM DPNQBOJFT
NBZDPOTJEFSSFQPSUJOHXJUIMPXFSTQJMMUISFTIPMETGPSEJGGFSFOUTFDUPSTPSMPDBUJPOTJGTNBMMFS
TQJMMTBSFTJHOJmDBOUJOUIFJSPQFSBUJPOT'PSFYBNQMF NBSLFUJOHBOEUSBOTQPSUBUJPONBZIBWF
NPSFTNBMMTQJMMTUIBOPUIFSTFDUPST

t 2VBMJUBUJWFJNQBDUTUPUIFFOWJSPONFOU‰$PNQBOJFTNBZBMTPSFQPSUPOTJHOJmDBOU
JNQBDUT PO UIF FOWJSPONFOU BT B SFTVMU PG TQJMMT JO RVBMJUBUJWF UFSNT  QBSUJDVMBSMZ GSPN MBSHFS
SFMFBTFT FH PWFSCBSSFMT
PSGSPNBTNBMMSFMFBTFJOUPBTFOTJUJWFFOWJSPONFOU

t 1PMJDJFT  QSPHSBNNFT BOE JOJUJBUJWFT ‰ 0SHBOJ[BUJPOT NBZ BMTP EFTDSJCF QPMJDJFT 


QSPHSBNNFT BOE JOJUJBUJWFT VOEFSUBLFO UP QSFWFOU BDDJEFOUBM SFMFBTFT PG PJM  DIFNJDBMT BOE
PUIFS QSPDFTTSFMBUFE MJRVJET UP UIF FOWJSPONFOU *O BEEJUJPO UP TQJMM QSFWFOUJPO NFBTVSFT 
SFQPSUJOH PSHBOJ[BUJPOT BSF BMTP FODPVSBHFE UP SFQPSU PO FNFSHFODZ QSFQBSFEOFTT BOE
SFTQPOTFQSPHSBNNFT QMBOT PSHBOJ[BUJPOBMTUSVDUVSFTBOEBGmMJBUJPOTUPFGGFDUJWFMZSFTQPOEUP
TQJMMTBOEPUIFSFNFSHFODJFT

t 5IJSEQBSUZ DBSSJFST ‰ $PNQBOJFT NBZ BMTP DIPPTF UP TFQBSBUFMZ SFQPSU TJHOJmDBOU
IZESPDBSCPOTQJMMTGSPNUIJSEQBSUZDBSSJFST

$PSF*OEJDBUPS

ENV—2: Controlled Discharges to Water


%FmOJUJPO
2VBOUJUJFTPGIZESPDBSCPOTQSFTFOUJODPOUSPMMFEPSSFHVMBUFEEJTDIBSHFTUPBXBUFSFOWJSPONFOU CPUIJOMBOE
XBUFSXBZTPSUPUIFTFB

4DPQF
5IJTJOEJDBUPSJODMVEFTUIFRVBOUJUZPGIZESPDBSCPOTEJTDIBSHFEUPXBUFSUISPVHIQSPEVDFEXBUFSEJTDIBSHFT
BOEUIFRVBOUJUZPGIZESPDBSCPOTEJTDIBSHFEBTQSPDFTTFGnVFOUGSPNGBDJMJUJFT%JTDIBSHFTGSPNBSFmOFSZPS
PUIFSPJMBOEHBTQSPDFTTJOHGBDJMJUZBOEJOMBOEEJTDIBSHFTUPESBJOBHFTUSVDUVSFTUIBUDPOOFDUUPXBUFSXBZT
BSFJODMVEFE

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
5IJTJOEJDBUPSEPFTOPUJODMVEF

t 4QJMMT VQTFUTPSBDDJEFOUBMEJTDIBSHFT JODMVEFEVOEFS&/7‰

t 4QJMMTPGPJMCBTFEESJMMJOHnVJETBOEDVUUJOHT JODMVEFEVOEFS&/7‰"

t 4QJMMTPGESJMMJOHBOEQSPEVDUJPODIFNJDBMT JODMVEFEVOEFS&/7‰"

t 2VBOUJUJFTEJTDIBSHFEUPUIJSEQBSUZUSFBUNFOUGBDJMJUJFT

t %JTDIBSHFTPGESJMMJOHnVJETPSESJMMJOHNVE JODMVEFEVOEFS&/7‰"

1VSQPTF
5IJTJTBDPSFJOEJDBUPSCFDBVTFDPOUSPMMJOHEJTDIBSHFTUPXBUFSJTVTFEJOEVTUSZXJEFUPSFEVDFFOWJSPONFOUBM
JNQBDUT

3FQPSUJOH6OJU
.FUSJD5POT

&TUJNBUJPO$BMDVMBUJPO4VHHFTUJPOT
.FBTVSFEVTJOHUFTUNFUIPETSFRVJSFEPSBQQSPWFECZMPDBMSFHVMBUPSZBVUIPSJUJFT PSFRVJWBMFOUBQQMJDBCMF
TUBOEBSET
'PSQSPDFTTFGnVFOU UPUBMIZESPDBSCPOTEJTDIBSHFENBZHFOFSBMMZCFFTUJNBUFECZNVMUJQMZJOHUIF
EJTDIBSHFWPMVNFCZUIFDPODFOUSBUJPOPGIZESPDBSCPOT PJMBOEHSFBTF


"EEJUJPOBM*OEJDBUPS

ENV—A1: Other Spills and Accidental Releases

%FmOJUJPO

4JHOJmDBOUOPOIZESPDBSCPOTQJMMTBOEBDDJEFOUBMSFMFBTFTGSPNPQFSBUJPOBMVQTFUT

4DPQF

4QJMMTBOESFMFBTFTJODMVEFBDDJEFOUBMOPOIZESPDBSCPOSFMFBTFTTVDIBTDIFNJDBMT ESJMMJOHnVJET QSPEVDFE


XBUFSBOEPUIFSQSPDFTTSFMBUFEOPOIZESPDBSCPOTQJMMTSFTVMUJOHJOTJHOJmDBOUPQFSBUJPOBM FOWJSPONFOUBMPS
DPNNVOJUZJNQBDU

1VSQPTF

5PSFQPSUSFMFBTFTPUIFSUIBOMJRVJEIZESPDBSCPOSFMFBTFTBOEEJTDIBSHFTXIJDINBZCFWJFXFEBTTJHOJmDBOU
CZBDPNQBOZPSPQFSBUJOHBTTFU5IJTEFUFSNJOBUJPOJTUZQJDBMMZNBEFPOBDBTFCZDBTFCBTJTCZUIFSFQPSUJOH
FOUJUZ

3FQPSUJOH6OJU
2VBMJUBUJWFBOEPS2VBOUJUBUJWF JF #BSSFMT .FUSJD5POT
.FBTVSFT

"EEJUJPOBM*OEJDBUPS

ENV—A2: Other Effluent Discharges

%FmOJUJPO

5IFRVBOUJUJFTPGQFSNJUUFEPSDPOUSPMMFEEJTDIBSHFTPGDIFNJDBMTPSNBUFSJBMTPUIFSUIBOIZESPDBSCPOT

 t *1*&$""1*
4DPQF

(FOFSBMMZ UIJTJOEJDBUPSJODMVEFTQFSNJUUFEPSDPOUSPMMFEEJTDIBSHFTPUIFSUIBOUIPTFDPWFSFECZ&/7‰ 
TVDIBTDIFNJDBMPYZHFOEFNBOE $0%
TVMmEFT BNNPOJB QIFOPMT UPUBMTVTQFOEFETPMJET 544
BOEOPO
BRVFPVTESJMMJOHnVJET /"'
EJTDIBSHFEXJUIESJMMJOHNVEBOEESJMMDVUUJOHT

1VSQPTF

5IJTJTBOBEEJUJPOBMJOEJDBUPSCFDBVTFJUUFOETUPCFPGBMPDBMTJHOJmDBODFBOEWBSJFTBDSPTTUIFJOEVTUSZ
5IFFOWJSPONFOUBMJNQBDUTDBOWBSZHSFBUMZBOEBSFUIFSFGPSFEJGmDVMUUPDPOTJTUFOUMZEFmOFBOEBHHSFHBUF
$PNQBOJFTBSFFODPVSBHFEUPSFQPSUTPNFNFBTVSFEQBSBNFUFSTGSPNUIFJSEJTDIBSHFTUSFBNTUPUIFFYUFOU
UIBUUIFTFBSFWJFXFEBTTJHOJmDBOUCZUIFDPNQBOZPSBSFJNQPSUBOUUPLFZTUBLFIPMEFST

3FQPSUJOH6OJU

.FUSJD5POT

$BUFHPSZ8BTUFTBOE3FTJEVBM.BUFSJBMT

"EEJUJPOBM*OEJDBUPS

ENV—A3: Hazardous Waste

%FmOJUJPO

2VBOUJUZPGSFHVMBUFEIB[BSEPVTXBTUFTEJTQPTFE

4DPQF

'PSUIFQVSQPTFPGUIJTHVJEBODF IB[BSEPVTXBTUFJODMVEFTBMMXBTUFUIBUJTEFmOFEBTIB[BSEPVT UPYJD 


EBOHFSPVT MJTUFE QSJPSJUZ TQFDJBM PSTPNFPUIFSTJNJMBSUFSNBTEFmOFECZBOBQQSPQSJBUFDPVOUSZ SFHVMBUPSZ
BHFODZPSBVUIPSJUZ5IFSFQPSUJOHFOUJUZTIPVMEDMFBSMZTUBUFUIFCBTJTGPSXIBUJTJODMVEFEJOUIJTJOEJDBUPS5IJT
JOEJDBUPSJODMVEFTCPUIPOTJUFBOEPGGTJUFEJTQPTBM

)B[BSEPVTXBTUFEPFTOPUJODMVEF

t )B[BSEPVTXBTUFTUSFBUFEPOTJUFBOESFOEFSFEOPOIB[BSEPVT

t /POIB[BSEPVTXBTUF MJTUVOEFS&/7‰"

t )B[BSEPVTXBTUFTUIBUCZSFVTF SFDMBNBUJPO PSSFDZDMJOHDFBTFUPCFSFHVMBUFEBTIB[BSEPVT


XBTUFT MJTUVOEFS&/7‰"

'PSUIFQVSQPTFTPGUIJTHVJEBODF iEJTQPTBMwJTDPOTJEFSFEBTBOZXBTUFNBOBHFNFOUPQUJPODMBTTJmFEBT
iEJTQPTBMwCZBOBQQSPQSJBUFSFHVMBUPSZBHFODZPSBVUIPSJUZ5IJTDPVMEJODMVEFMBOEmMMJOHPSCVSOJOHXJUIPVU
FOFSHZSFDPWFSZPGXBTUFBOEPSNBOBHFNFOUPGXBTUFPUIFSUIBOSFVTF SFDZDMJOH SFDMBNBUJPOPSPUIFS
CFOFmDJBMVTF

1VSQPTF

&GGFDUJWF XBTUF NBOBHFNFOU JT BO JOEJDBUPS PG PQFSBUJPOBM FGmDJFODZ 4PNF IB[BSEPVT XBTUFT  XIFO OPU
QSPQFSMZNBOBHFE DBOIBWFTJHOJmDBOUFOWJSPONFOUBM TPDJBMBOEFDPOPNJDJNQBDUT*UJTBOJOEVTUSZXJEF
JTTVFUIPVHIJUJTOPUNBOBHFEPSEFmOFEDPOTJTUFOUMZXPSMEXJEFBOEJTPGUFOBOJTTVFPGBMPDBMOBUVSF

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
3FQPSUJOH6OJU

.FUSJD5POT

&TUJNBUJPO$BMDVMBUJPO4VHHFTUJPOTBOE3FGFSFODFT

2VBOUJUJFTPGIB[BSEPVTXBTUFTBSFNFBTVSFEVTJOHNFUIPETSFRVJSFEPSSFDPNNFOEFECZSFHVMBUPSZBHFODJFT
PS BVUIPSJUJFT 5IF IJFSBSDIZ CFMPX HJWFT HVJEBODF PO TPNF SFDPNNFOEFE NFUIPET PG NFBTVSFNFOU BOE
FTUJNBUJPO5IFNFUIPEGPSEFUFSNJOJOHNBTTTIPVMECFDMFBSMZTUBUFE

t %JSFDUNFBTVSFNFOUPGNBTTPOTJUF

t %JSFDUNFBTVSFNFOUCZUSBOTQPSUFSTBUUIFQPJOUPGTIJQQJOHPSMPBEJOH DPOTJTUFOUXJUITIJQQJOH
QBQFST


t %JSFDUNFBTVSFNFOUPGNBTTCZXBTUFEJTQPTBMDPOUSBDUPSBUUIFQPJOUPGXBTUFEJTQPTBMPSCZ
USBOTQPSUFST BUUIFQPJOUPGTIJQQJOHPSMPBEJOH

5IF#BTFM$POWFOUJPOPOUIF$POUSPMPG5SBOTCPVOEBSZ.PWFNFOUTPG)B[BSEPVT8BTUFTBOEUIFJS%JTQPTBM
JTBOJOUFSOBUJPOBMBHSFFNFOUUIBUQSPWJEFTGPSDPPQFSBUJWFBOEDPOUSPMMFENBOBHFNFOUPGIB[BSEPVTXBTUFT
BEPQUFEJOBOEFOUFSFEJOUPGPSDFPO.BZ 
5IJTBHSFFNFOUQSPWJEFTBOJOUFSOBUJPOBMEFmOJUJPO
PGIB[BSEPVTXBTUFT "SUJDMFT BOE
BOEDBOCFVTFEBTBSFTPVSDFGPSUIFQVSQPTFPGJEFOUJGZJOHBOE
SFQPSUJOHUIJTJOEJDBUPS TFFXXXCBTFMJOU

0UIFS$POTJEFSBUJPOT

t 4FDUPS%JGGFSFODFT‰0QFSBUJOHTFDUPSTXJMMIBWFTJHOJmDBOUMZEJGGFSFOUSFHVMBUFEIB[BSEPVT
XBTUF TUSFBNT XJUI EJGGFSFOU USFBUNFOU BOE NBOBHFNFOU PQUJPOT BWBJMBCMF *O EPXOTUSFBN
PQFSBUJPOT  NBKPS TIVUEPXOT BOE QFSJPEJD NBJOUFOBODF BDUJWJUJFT DBO SFTVMU JO TIPSU UFSN
JODSFBTFT JO IB[BSEPVT XBTUF HFOFSBUFE -BSHF  POFUJNF DPOTUSVDUJPO QSPKFDUT  SFNFEJBUJPO
BDUJWJUJFT  BOE IJHIWPMVNF BRVFPVT XBTUFT TIPVME CF USBDLFE TFQBSBUFMZ 'PS VQTUSFBN
PQFSBUJPOT  ESJMMJOH PQFSBUJPOT  MBSHF POFUJNF DPOTUSVDUJPO QSPKFDUT  SFNFEJBUJPO BDUJWJUJFT 
BOEIJHIWPMVNFBRVFPVTXBTUFTDBOSFTVMUJOMBSHFWBSJBUJPOTJOIB[BSEPVTXBTUFHFOFSBUFE
3FQPSUJOH UIFTF XBTUF TUSFBNT TFQBSBUFMZ NBZ FOBCMF DPNQBOJFT UP CFUUFS VOEFSTUBOE BOE
FYQMBJO ZFBSUPZFBS nVDUVBUJPOT PG BHHSFHBUFE IB[BSEPVT XBTUF EBUB 5IF TDPQF PG XBTUF
TUSFBNTJODMVEFETIPVMECFDMFBSMZTUBUFE

t )B[BSEPVT 8BTUF .BOBHFNFOU 1SPHSBNNFT ‰ $PNQBOJFT NBZ DIPPTF UP SFQPSU


PO UIFJS FGGPSUT UP NJOJNJ[F UIF HFOFSBUJPO PG IB[BSEPVT XBTUFT BOE PO QSPDFTTFT VTFE UP
FOTVSFUIBUDPNQBOZIB[BSEPVTXBTUFNBOBHFNFOUQSBDUJDFTBEIFSFUPSFHVMBUJPOTBOEBSF
DPOEVDUFEJOBTBGFNBOOFS

"EEJUJPOBM*OEJDBUPST

ENV—A4: Non-Hazardous Waste

%FmOJUJPO

2VBOUJUZPGOPOIB[BSEPVTXBTUFEJTQPTFE

4DPQF

/POIB[BSEPVTXBTUFJODMVEFTJOEVTUSJBMXBTUFTSFTVMUJOHGSPNDPNQBOZPQFSBUJPOTUIBUBSFOPUEFTJHOBUFEPS
MJTUFEBTiIB[BSEPVTwCZBDPVOUSZPSSFHVMBUPSZBHFODZ5IJTDBUFHPSZDPOTJTUTPGNBUFSJBMTEJTQPTFEPGCPUI
POTJUFBOEPGGTJUF JODMVEJOHUSBTIBOEPUIFSPGmDF DPNNFSDJBMPSQBDLBHJOHSFMBUFEXBTUFT

 t *1*&$""1*
'PSUIFQVSQPTFTPGUIJTHVJEBODFEPDVNFOU iEJTQPTBMwJTDPOTJEFSFEBOZXBTUFNBOBHFNFOUPQUJPODMBTTJmFE
BTAEJTQPTBMCZUIFBQQSPQSJBUFSFHVMBUJOHBVUIPSJUZ5IJTDPVMEJODMVEFMBOEmMMJOHPSCVSOJOHXJUIPVUFOFSHZ
SFDPWFSZPGXBTUFBOEPSNBOBHFNFOUPGXBTUFPUIFSUIBOSFVTF SFDZDMJOH SFDMBNBUJPOPSPUIFSCFOFmDJBM
VTF

1VSQPTF

&GGFDUJWF XBTUF NBOBHFNFOU JT BO JOEJDBUPS PG PQFSBUJPOBM FGmDJFODZ 4PNF XBTUFT  XIFO OPU QSPQFSMZ
NBOBHFE  DBO IBWF TJHOJmDBOU FOWJSPONFOUBM  TPDJBM BOE FDPOPNJD JNQBDUT *U JT BO JOEVTUSZXJEF JTTVF
UIPVHIJUJTOPUNBOBHFEPSEFmOFEDPOTJTUFOUMZXPSMEXJEFBOEJTPGUFOBOJTTVFPGBMPDBMOBUVSF

3FQPSUJOH6OJU

.FUSJD5POT

0UIFS$POTJEFSBUJPOT

t 4FDUPS%JGGFSFODFT‰0QFSBUJOHTFDUPSTXJMMUZQJDBMMZHFOFSBUFEJGGFSFOUOPOIB[BSEPVTXBTUF
TUSFBNT*OEPXOTUSFBNPQFSBUJPOT NBKPSTIVUEPXOTBOEQFSJPEJDNBJOUFOBODFBDUJWJUJFTDBO
SFTVMUJOTIPSUUFSNJODSFBTFTJOXBTUFHFOFSBUFE'PSVQTUSFBNPQFSBUJPOT JUJTSFDPNNFOEFE
UIBUESJMMJOHXBTUFTBOEXBTUFTEJTQPTFECZEFFQXFMMEJTQPTBMBOEPOFUJNFXBTUFTOPUSFMBUFEUP
QSPEVDUJPOPQFSBUJPOTBSFSFQPSUFETFQBSBUFMZ-BSHFPOFUJNFDPOTUSVDUJPOQSPKFDUT SFNFEJBUJPO
BDUJWJUJFT BOEIJHIWPMVNFBRVFPVTXBTUFTDBOBMTPCFSFQPSUFETFQBSBUFMZ3FQPSUJOHUIFTF
XBTUFTUSFBNTTFQBSBUFMZXJMMFOBCMFUIFSFQPSUFSUPCFUUFSVOEFSTUBOEBOEFYQMBJOZFBSUPZFBS
nVDUVBUJPOTPGUPUBMXBTUFHFOFSBUFE5IFTDPQFPGXBTUFTUSFBNTJODMVEFETIPVMECFDMFBSMZ
TUBUFE

"EEJUJPOBM*OEJDBUPS

ENV—A5: Recycled, Reused or Reclaimed Materials

%FmOJUJPO

5PUBM RVBOUJUZ PG NBUFSJBMT SFDZDMFE  SFVTFE PS SFDMBJNFE  UIBU XPVME PUIFSXJTF IBWF CFFO DPOTJEFSFE
IB[BSEPVTPSOPOIB[BSEPVTXBTUFT

4DPQF

'PSQVSQPTFTPGUIJTHVJEBODFEPDVNFOU SFDZDMFENBUFSJBMTBSFBMMNBUFSJBMTGSPNBOJOEVTUSJBMPSDPNNFSDJBM
QSPDFTTUIBUBSFOPUTPMEBTQSPEVDUTPSEJTQPTFEPGBTXBTUFT CVUBSFSFVTFE FH VTFEBTBSBXNBUFSJBM
GPS BOPUIFS QSPDFTT
 SFDMBJNFE PS PUIFSXJTF SFDPWFSFE GPS CFOFmDJBM VTF &YBNQMFT PG SFDZDMFE  SFVTFE 
SFDPWFSFE NBUFSJBMT NBZ JODMVEF DBUBMZTUT TFOU GPS SFDMBNBUJPO TMVEHF VTFE GPS GVFM SFVTFE DPOTUSVDUJPO
NBUFSJBMT SFDMBJNFE VTFE PJM BOE TPMWFOUT SFDZDMFE TDSBQ NFUBM ESVNT BOE QBMMFUT UIBU BSF SFUVSOFE PS
SFVTFEQMBTUJD HMBTT PSQBQFSUIBUJTSFVTFEPSSFQSPDFTTFE

1VSQPTF

3FDZDMJOH PG NBUFSJBMT JT POF XBZ PG NJOJNJ[JOH XBTUFT BOE SFEVDJOH JNQBDUT PO UIF FOWJSPONFOU 3FVTF
BOESFDZDMJOHJTBNFBTVSFPGSFTPVSDFVTFFGmDJFODZBOEQSPWJEFTPQQPSUVOJUJFTGPSDPOTFSWBUJPOBTXFMMBT
PQFSBUJOHFGmDJFODZ5IJTJTSFDPNNFOEFEBTBOBEEJUJPOBMSBUIFSUIBOBDPSFQFSGPSNBODFJOEJDBUPSCFDBVTF
SFDZDMJOHBOESFVTFBSFPGUFOEFQFOEFOUPOMPDBMBVUIPSJUZ JOGSBTUSVDUVSFBOESFHVMBUJPOT

3FQPSUJOH6OJU

.FUSJD5POT

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
$BUFHPSZ&NJTTJPOT

$PSF*OEJDBUPS

ENV—3: Greenhouse Gas Emissions

%FmOJUJPO

"OOVBMFNJTTJPOTPGHSFFOIPVTFHBTFT ()(
SFQPSUFEBTUPUBM$0FRVJWBMFOU HMPCBMXBSNJOHQPUFOUJBM

BOEBTJOEJWJEVBMTQFDJFT GSPNGBDJMJUJFTNBOBHFEBOEPSPXOFECZUIFDPNQBOZ

*UJTSFDPNNFOEFEUIBUUIFQVCMJDBUJPO *1*&$""1*0(1 1FUSPMFVN*OEVTUSZ(VJEFMJOFTGPS3FQPSUJOH


(SFFOIPVTF(BT&NJTTJPOT CFVTFEBTUIFQSJNBSZSFGFSFODFGPSWPMVOUBSZSFQPSUJOHPG()(FNJTTJPOT5IF
GPMMPXJOHTVNNBSJ[FTLFZBTQFDUTPGUIFSFGFSFODFE()(SFQPSUJOHHVJEFMJOFT

4DPQF

*OEJWJEVBMRVBOUJUJFTPGTJYHSFFOIPVTFHBTFT ()(
DPWFSFEVOEFSUIF,ZPUP1SPUPDPMFNJUUFEUPUIFBUNPTQIFSF
GSPNPJMBOEHBTPQFSBUJPOT

t $BSCPO%JPYJEF $0

t .FUIBOF $)

t /JUSPVT0YJEF /0

t )ZESPnVPSPDBSCPOT )'$T

t 1FSnVPSPDBSCPOT 1'$T

t 4VMGVS)FYBnVPSJEF 4'

(SFFOIPVTFHBTFNJTTJPOTGSPNUIFPJMBOEHBTJOEVTUSZBSJTFGSPNBWBSJFUZPGEJGGFSFOUUZQFTPGTPVSDFT

t $PNCVTUJPOFNJTTJPOToJODMVEJOHTUBUJPOBSZBOENPCJMFDPNCVTUJPOTPVSDFT

t 1SPDFTTFNJTTJPOT

t 'VHJUJWFNFUIBOFFNJTTJPOT

t ()(BTTPDJBUFEXJUIJNQPSUTPGTUFBNBOEFMFDUSJDJUZ

'PSPJMBOEOBUVSBMHBTPQFSBUJPOT DBSCPOEJPYJEF $0


BOENFUIBOF $)
BSFVTVBMMZUIFNPTUTJHOJmDBOU
DPNQPOFOUTPG()(FNJTTJPOT/JUSPVTPYJEF /0
JTFNJUUFEJOWFSZTNBMMRVBOUJUJFTGSPNUIFDPNCVTUJPO
PGGPTTJMGVFMTBOENBZCFJOTJHOJmDBOUDPNQBSFEUP$05IFPUIFSHSFFOIPVTFHBTFT )'$TBOE1'$T BSF
VTFEJOSFGSJHFSBUJPOBOE4'JTVTFEJOFMFDUSJDBMFRVJQNFOU*UJTSFDPNNFOEFEUIBUPJMBOEHBTDPNQBOJFT
BDDPVOUGPSBOESFQPSUBMMTJHOJmDBOUFNJTTJPOTPGFBDIPGUIFTJYHSFFOIPVTFHBTFTMJTUFEBCPWFUIBUGBMMXJUIJO
UIFJSFTUBCMJTIFEPSHBOJ[BUJPOBMBOEPQFSBUJPOBMCPVOEBSJFT

"MUIPVHIDPNQBOJFTNBZDIPPTFUPSFQPSUUIFJSDPSQPSBUF()(FNJTTJPOTFJUIFSPOBOPQFSBUFEPSFRVJUZ
CBTJT BTEFmOFEJOUIFSFGFSFODFEPDVNFOUBUJPOBCPWF
UIFZBSFFODPVSBHFEUPFNQMPZCPUIPQFSBUJPOBM
DPOUSPMBOEFRVJUZTIBSFNFUIPET$PNQBOJFTTIPVMEDMFBSMZTUBUFVOEFSXIJDICBTJTUIFZBSFSFQPSUJOH

%JSFDUFNJTTJPOTTPVSDFTBSFUIPTFPXOFEPSDPOUSPMMFECZUIFSFQPSUJOHFOUJUZ%JSFDUFNJTTJPOTTIPVMEJODMVEF
BOZFNJTTJPOTBTTPDJBUFEXJUIUIFQSPEVDUJPOPGFOFSHZCZUIFFOUJUZ TVDIBTTUFBNPSFMFDUSJDJUZVTFECZUIF
FOUJUZTGBDJMJUZPSFYQPSUFE

 t *1*&$""1*
()(FNJTTJPOTEPOPUJODMVEF

t 1SPEVDUVTFFNJTTJPOTGSPNGVFMTTPME USBDLFETFQBSBUFMZJGSFQPSUFE

t 0[POFEFQMFUJOHHBTFTDIMPSPnVSPDBSCPOT $'$T
BOEIZESPDIMPSPnVSPDBSCPOT )$'$T

t ()( BTTPDJBUFE XJUI JNQPSUT PG GFFETUPDLT PUIFS UIBO TUFBN  IFBU BOE FMFDUSJDJUZ FH 
IZESPHFO

t $0TPMEBTQSPEVDU

1VSQPTF

5IJTJTBDPSFJOEJDBUPSCFDBVTFUIFPJMBOEHBTJOEVTUSZFNJUT()(TXIJDINBZDPOUSJCVUFUPTPNFEFHSFFUP
HMPCBMXBSNJOH.BOZDPNQBOJFTIBWFNVMUJQMFPCKFDUJWFTGPS()(SFQPSUJOH JODMVEJOHPGmDJBMHPWFSONFOU
SFQPSUJOH FNJTTJPOTUSBEJOHBOEQVCMJDSFQPSUJOH

3FQPSUJOH6OJU

.FUSJD5POT$0&RVJWBMFOU

$PNQBOJFTBSFFODPVSBHFEUPSFQPSUBOOVBMFNJTTJPOTGPSFBDIMJTUFE()(EFUFSNJOFEUPCFBTJHOJmDBOU
DPOUSJCVUPSUPPWFSBMM()(FNJTTJPOTJONFUSJDUPOT BTXFMMBTUIF$0&RVJWBMFOUPGFBDI()( JOBDDPSEBODF
XJUIQVCMJTIFE(MPCBM8BSNJOH1PUFOUJBM (81
GBDUPST

&TUJNBUJPO$BMDVMBUJPO4VHHFTUJPOTBOE3FGFSFODFT

 *1*&$"0(1"1*  1FUSPMFVN *OEVTUSZ (VJEFMJOFT GPS 3FQPSUJOH (SFFOIPVTF (BT &NJTTJPOT

XXXJQJFDBPSHDMJNBUFHIHIUNM

 "1* $PNQFOEJVNPG(SFFOIPVTF(BT&NJTTJPO&TUJNBUJPO.FUIPEPMPHJFTGPSUIF0JMBOE(BT


*OEVTUSZ 'FCSVBSZ
BQJFDBQJPSHmMFMJCSBSZ$PNQFOEJVN8PSE[JQ

 83*8#$4% 5IF(SFFOIPVTF(BT1SPUPDPMB$PSQPSBUF"DDPVOUJOHBOE3FQPSUJOH4UBOEBSE


3FWJTFE%SBGU$IBQUFST &NJTTJPO*OWFOUPSZ*NQSPWFNFOU1SPHSBNNF<&**1> 8PSME3FTPVSDFT
*OTUJUVUF BOE8PSME#VTJOFTT$PVODJMGPS4VTUBJOBCMF%FWFMPQNFOU 
XXXXSJPSH

0UIFS$POTJEFSBUJPOT

t &NJTTJPOT GSPN 1SPEVDU 4BMFT ‰ &NJTTJPOT UIBU PDDVS BT UIF SFTVMU PG UIF VTF PG QFUSPMFVN
QSPEVDUTBSFVOEFSUIFDPOUSPMPGUIFQSPEVDUTVTFST BOEBSFNPTUBQQSPQSJBUFMZSFQPSUFECZ
UIFN

t *OEJSFDU&NJTTJPOT‰0JMBOEHBTDPNQBOJFTNBZXJTIUPSFQPSUJOEJSFDUFNJTTJPOTUIBUSFTVMU
GSPNFMFDUSJDJUZ IFBUPSTUFBNUIBUJTJNQPSUFE JF QVSDIBTFE
CZUIFSFQPSUJOHFOUJUZGPSPOTJUF
QPXFSBOEIFBU*OEJSFDU()(FNJTTJPOTTIPVMECFSFQPSUFETFQBSBUFMZ

$PSF*OEJDBUPS

ENV—4: Flared and Vented Gas

%FmOJUJPO

5PUBMNBTTPSWPMVNFPGIZESPDBSCPOHBTCPUIWFOUFEBOEnBSFEUPUIFBUNPTQIFSFGSPNPQFSBUJPOT BOE
SFQPSUFETFQBSBUFMZ

4DPQF

3FQPSUFSTTIPVMEFTUJNBUFUIFUPUBMMPTTPGIZESPDBSCPOHBTGSPNBGBDJMJUZ JF HBTXIJDIJTOPUQSPDFTTFE


JOUPQSPEVDUGPSFYQPSUPSVTFEBTGVFMCZUIFGBDJMJUZGPSCFOFmDJBMVTF UZQJDBMMZIFBUPSQPXFSHFOFSBUJPO


0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
5IJTIZESPDBSCPOMPTTTIPVMECFDBUFHPSJ[FEGPSSFQPSUJOHQVSQPTFTBTFJUIFSnBSFEPSWFOUFEHBT EFQFOEJOH
SFTQFDUJWFMZPOXIFUIFSUIFHBTXBTDPNCVTUFECFGPSFCFJOHFNJUUFEPSXBTFNJUUFEUPUIFBUNPTQIFSFBT
VODPNCVTUFEIZESPDBSCPO$POTJEFSBUJPOTIPVMECFHJWFOUPUIFNBHOJUVEFTPGUIFTFFNJTTJPOT TVDIUIBU
JOTJHOJmDBOUMZTNBMMRVBOUJUJFTPGIZESPDBSCPOHBTFTBSFOPUHFOFSBMMZSFQPSUFE

'MBSFE(BT$PNQBOJFTNBZSFQPSUUIFRVBOUJUZPGIZESPDBSCPOHBTUIBUJTDPNCVTUFEQSJPSUP
BUNPTQIFSJDSFMFBTFFJUIFSGSPNSPVUJOFnBSJOHPQFSBUJPOT BOOVBMEBUBCBTFEPOEBJMZBWFSBHF
WPMVNFT
PSBOZOPOSPVUJOFnBSJOHFWFOUT5IFGPMMPXJOHMJTUQSPWJEFTFYBNQMFTPGTPVSDFTPG
nBSFEHBTJODMVEFEVOEFSUIJTEFmOJUJPO

t 0QFSBUJPOTBUXFMMTJUFT QSPEVDUJPOTJUFT DPNQSFTTPSTUBUJPOT UFSNJOBMT BOEOBUVSBMHBT 


SFmOFEQSPEVDUBOEQFUSPDIFNJDBMQMBOUT

t "MMHBTnBSFEBUPQFSBUFEXFMMTPSGBDJMJUJFTBTTPDJBUFEXJUI

P XFMMUFTUJOHQSPHSBNNFT

P TPMVUJPOHBTGSPNDSVEFPJMCBUUFSJFT

P PWFSIFBEWBQPSTGSPNMJRVJETTUPSBHFTZTUFNTBOEHMZDPMEFIZESBUPST

t #MPXEPXOBOEQJHHJOHPQFSBUJPOTPOHBTHBUIFSJOHTZTUFNT

t &NFSHFODZEFQSFTTVSJOHGPSTBGFQMBOUNBOBHFNFOU

t 0QFSBUJPOTEVSJOHTUBSUVQTBOETIVUEPXOT

t 3FmOFSZnBSJOH

7FOUFE(BT$PNQBOJFTNBZSFQPSUUIFRVBOUJUZPGIZESPDBSCPOHBTWFOUFEUPUIFBUNPTQIFSF
EVSJOHSPVUJOFBOEOPOSPVUJOFPQFSBUJPOT5IFGPMMPXJOHMJTUQSPWJEFTFYBNQMFTPGTPVSDFTPG
WFOUFEHBTJODMVEFEVOEFSUIJTEFmOJUJPO

t 3PVUJOF PQFSBUJPOBM WFOUJOH BU XFMM TJUFT  DPNQSFTTPS TUBUJPOT  HBT QMBOUT  SFmOFSJFT BOE
PUIFSGBDJMJUJFT

t 4FQBSBUPST

t 5BOLnBTIJOH

t 1SFTTVSJ[FEMJOFTPSWFTTFMT

t 8FMMUFTUJOHQSPHSBNNFT

t 4PMVUJPOHBTGSPNDSVEFPJMCBUUFSJFT

t 0WFSIFBEWBQPSTGSPNMJRVJETTUPSBHFTZTUFNTBOEHMZDPMEFIZESBUPST

t 'VHJUJWFFNJTTJPOT

t #MPXEPXOBOEQJHHJOHPQFSBUJPOTPOHBTHBUIFSJOHTZTUFNTBOEPUIFSQJQFMJOFTZTUFNT

t 4UBSUVQTBOETIVUEPXOT

t 5BOLPSWFTTFMEFHBTTJOH

3FQPSUJOH6OJU

.FUSJD5POT PS$VCJD.FUFST


3FQPSUJOHJONFUSJDUPOTJTFODPVSBHFECFDBVTFUIJTQSPWJEFTBNPSFQSFDJTFJOEJDBUPSPGFOWJSPONFOUBMJNQBDU
BOE QSPEVDU MPTT 4UBOEBSE DVCJD NFUFST JT BMTP BDDFQUBCMF BT UIJT WPMVNF JT DPNNPOMZ VTFE CZ JOEVTUSZ
PQFSBUJPOT

 t *1*&$""1*
1VSQPTF

'MBSFEBOEWFOUFEHBTJTBDPSFJOEJDBUPSCFDBVTFJUSFQSFTFOUTMPTTPGIZESPDBSCPOSFTPVSDFBOECFDBVTFUIF
MPTTSFTVMUTJOFNJTTJPOTPG()(TBOEPUIFSHBTFTUIBUNBZJNQBDUUIFFOWJSPONFOU8IJMFJUJTSFDPHOJ[FE
UIBUTPNFnBSJOHBOEWFOUJOHPGIZESPDBSCPOHBTJTBTTPDJBUFEXJUISFRVJSFEFNFSHFODZSFMJFGBOETBGFUZ
NBOBHFNFOUTZTUFNT SFEVDJOHPUIFSnBSJOHBOEWFOUJOHJTSFDPHOJ[FEBTBNFBTVSFPGJNQSPWFEPQFSBUJPOBM
FGmDJFODZBOEFOWJSPONFOUBMQFSGPSNBODF

&TUJNBUJPO$BMDVMBUJPO4VHHFTUJPOTBOE3FGFSFODFT

 *1*&$"0(1"1*  1FUSPMFVN *OEVTUSZ (VJEFMJOFT GPS 3FQPSUJOH (SFFOIPVTF (BT &NJTTJPOT

XXXJQJFDBPSHDMJNBUFHIHIUNM

 "1* $PNQFOEJVNPG(SFFOIPVTF(BT&NJTTJPO&TUJNBUJPO.FUIPEPMPHJFTGPSUIF0JMBOE(BT


*OEVTUSZ 'FCSVBSZ
BQJFDBQJPSHmMFMJCSBSZ$PNQFOEJVN8PSE[JQ

 64&1" $PNQJMBUJPOPG"JS1PMMVUBOU&NJTTJPO'BDUPST 7PMVNF*4UBUJPOBSZ1PJOUBOE"SFBT


4PVSDFT  "1 (10 
 64 &1" 0GmDF PG "JS 2VBMJUZ 1MBOOJOH BOE
4UBOEBSET 'JGUI&EJUJPO +BOVBSZ XJUI4VQQMFNFOUT" # BOE$ 0DUPCFS BOE
4VQQMFNFOU% XXXFQBHPWUUODIJFGBQBQTVQQIUNM

"EEJUJPOBM*OEJDBUPS

ENV—A6: Other Operational Air Emissions

%FmOJUJPO

*OEJWJEVBM RVBOUJUJFT PG FNJTTJPOT CZ UZQF SFMFBTFE UP UIF BUNPTQIFSF GSPN PJM BOE OBUVSBM HBT PQFSBUJPOT
EVSJOHSPVUJOFBOEOPOSPVUJOFQSPDFTTJOH

4DPQF

&NJTTJPOTTIPVMECFSFQPSUFEJOEJWJEVBMMZ$BSFTIPVMECFUBLFOUPBDDVSBUFMZEFTDSJCFUIFDIFNJDBMTQFDJFT
UIBUDPNQSJTFUIFTFSFQPSUFEFNJTTJPOT$PNNPODBUFHPSJFTPGDIFNJDBMTQFDJFTDPVMEJODMVEF

t .FUIBOF

t 7PMBUJMF0SHBOJD$PNQPVOET 70$‰TQFDJGZXIBUTQFDJFTBSFJODMVEFE

t 0YJEFTPG4VMGVS 40Y

t 0YJEFTPG/JUSPHFO /0Y

t 1BSUJDVMBUFNBUUFS 1.‰TQFDJGZNFBTVSFNFOUQSPUPDPMPSSBOHF FH 1.PS1.PSUPUBM


TVTQFOEFEQBSUJDVMBUFT

$PNQBOJFTNBZBMTPXJTIUPSFQPSUPUIFSDIFNJDBMTQFDJFTTVDIBTDBSCPONPOPYJEF BJSUPYJDT NFUBMT FUD 


XIFSFFNJTTJPOTGSPNTVDITQFDJFTBSFSFMFWBOUBOETJHOJmDBOU

8IJMFQFSGPSNBODFEBUBUPTVQQPSUUIJTJOEJDBUPSNBZCFBHHSFHBUFEGPSSFQPSUJOHBUUIFHMPCBMMFWFM JNQBDUT
GSPNBJSFNJTTJPOTNBZCFQSJNBSJMZNBOBHFECZDPNQBOJFTBUBMPDBMMFWFM5IFSFGPSF JUNBZCFBQQSPQSJBUF
UPSFQPSUDBTFTUVEJFTPSEBUBXIJDIBEESFTTTJHOJmDBOUJNQBDUTBUSFHJPOBM OBUJPOBMBOEPSMPDBMMFWFMT

1VSQPTF

"JS FNJTTJPOT DBO CF UIF NPTU TJHOJmDBOU BTQFDUT PG PJM BOE OBUVSBM HBT PQFSBUJPOT UIBU NBZ DPOUSJCVUF UP
MPDBMPSSFHJPOBMJNQBDUTUPIVNBOIFBMUI nPSBBOEGBVOBPSCVJMEJOHT"JSFNJTTJPOTBSFNPTUDPNNPOMZ
SFQPSUFEUPMPDBMSFHVMBUPSZBHFODJFT5IFTFBSFBEEJUJPOBMJOEJDBUPSTCFDBVTFUIFZBSFUZQJDBMMZJNQPSUBOU
JTTVFT PG MPDBM PS SFHJPOBM DPODFSO XIFSF JNQBDUT GSPN FNJTTJPOT XJMM WBSZ EFQFOEJOH PO GBDUPST TVDI BT

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
TPVSDFMPDBUJPO IFJHIU DPODFOUSBUJPOBOEUFNQFSBUVSF BTXFMMBTMPDBMHFPHSBQIZ DMJNBUFBOEUIFTUBUFPG
UIFSFDFJWJOHBJSRVBMJUZ

3FQPSUJOH6OJU

.FUSJD5POT

$BUFHPSZ3FTPVSDF6TF

$PSF*OEJDBUPS

ENV—5: Energy Use

%FmOJUJPO

5IFRVBOUJUZPGQSJNBSZFOFSHZDPOTVNFEJOPJMBOEOBUVSBMHBTPQFSBUJPOTJODMVEJOHUIFQSJNBSZFOFSHZUIBU
JTHFOFSBUFEPOTJUFPSJNQPSUFE

4DPQF

3FQPSUFSTTIPVMETUBUFUIFUPUBMQSJNBSZFOFSHZDPOTVNFECZUIFDPNQBOZTPQFSBUJPOTUPQSPEVDFJUTPJM HBT
BOEPUIFSNBOVGBDUVSFEQSPEVDUT1SJNBSZFOFSHZVTFJTBOJOEJDBUPSPGSFTPVSDFDPOTVNQUJPOFYQSFTTFEJO
VOJUTFRVJWBMFOUUPUIFFOFSHZDPOUFOUPGUIFGVFM DBMPSJmDWBMVF
DPNCVTUFEUPQSPEVDFUIFQPXFSPSIFBU
DPNCVTUFECZUIFGBDJMJUZ5IJTTDPQFFYDMVEFTFMFDUSJDJUZBTBOFYQPSUFEQSPEVDUGSPNQPXFSTUBUJPOTBOEOPU
VTFEBTBQSJNBSZTPVSDFPGFOFSHZGPSPOTJUFPQFSBUJPOT

1SJNBSZ FOFSHZ DPOTVNQUJPO SFTVMUT GSPN VTJOH TFMG HFOFSBUFE FMFDUSJDJUZ  IFBU PS TUFBN POTJUF &YBNQMFT
PG FOFSHZ TPVSDFT JODMVEF CPJMFST  mSFE IFBUFST  XBTUF JODJOFSBUPST  HBT UVSCJOFT  HBT FOHJOFT BOE EJFTFM
FOHJOFT'VFMFOFSHZDPOTVNFEDBOCFEFUFSNJOFEGSPNUIFGVFMFOFSHZDPOUFOUPGUIFGVFMTVTFEUPHFOFSBUF
UIFFOFSHZPSGSPNiOBNFQMBUFSBUJOHwJOGPSNBUJPOBTTPDJBUFEXJUIWBSJPVTQSPDFTTJOHFRVJQNFOU

&OFSHZVTFJODMVEFTUIFGVFMTDPOTVNFEUPHFOFSBUFUIFFOFSHZUIBUJTQVSDIBTFE PSJNQPSUFE
GSPNPUIFS
FOFSHZ TPVSDFT 1VSDIBTFE FOFSHZ TIPVME CF SFQPSUFE JO UFSNT PG UIF FOFSHZ DPOUFOU PG UIF GVFM UIBU UIF
TVQQMJFSIBTVTFEUPQSPEVDFUIFFMFDUSJDJUZPSTUFBNDPOTVNFECZUIFSFQPSUFSTGBDJMJUJFT

5PUBMFOFSHZVTFTIPVMECFSFEVDFECZUIFRVBOUJUZPGFOFSHZUIBUJTHFOFSBUFEPOTJUFBOEFYQPSUFEPSTPMEUP
BOPUIFSVTFS BOEDBOCFSFQPSUFETFQBSBUFMZ

%POPUJODMVEF

t &OFSHZDPOUFOUPGnBSFEPSWFOUFEHBT

3FQPSUJOH6OJU

(JHB+PVMFT POF#SJUJTI5IFSNBM6OJU+PVMFT

1VSQPTF

&OFSHZVTFJTBDPSFJOEJDBUPS CFDBVTFJUJTBOJOEVTUSZXJEFBOEHMPCBMGVOEBNFOUBMJOEJDBUPSPGSFTPVSDF
DPOTVNQUJPOJOUIFPJMBOEHBTJOEVTUSZBOEJTBTTPDJBUFEXJUIUIFHFOFSBUJPOPGHSFFOIPVTFHBTFT ()(T


/PSNBMJ[BUJPOPGQSJNBSZFOFSHZVTFEQFSVOJUPGIZESPDBSCPOTQSPEVDFEPSSFmOFEJTBNFBTVSFPGFOFSHZ
JOUFOTJUZ*UJTUIFUPUBMRVBOUJUZPGFOFSHZDPOTVNFEQFSVOJUPGQSPDFTTFEQSPEVDU

 t *1*&$""1*
&TUJNBUJPO$BMDVMBUJPO4VHHFTUJPOTBOE3FGFSFODFT

 /PSUI"NFSJDBO.BOVGBDUVSJOH/PSUI"NFSJDBO$PNCVTUJPO)BOECPPL 7PMVNF*$PNCVTUJPO 


'VFMT 4UPJDIJPNFUSZ )FBU5SBOTGFS 'MVJE'MPX *4#/ 5IJSE&EJUJPO $MFWFMBOE 
0IJP 

 *1*&$""1*0(1  1FUSPMFVN *OEVTUSZ (VJEFMJOFT GPS 3FQPSUJOH (SFFOIPVTF (BT &NJTTJPOT

XXXJQJFDBPSHDMJNBUFHIHIUNM

 "1* $PNQFOEJVNPG(SFFOIPVTF(BT&NJTTJPO&TUJNBUJPO.FUIPEPMPHJFTGPSUIF0JMBOE(BT


*OEVTUSZ 'FCSVBSZ
BQJFDBQJPSHmMFMJCSBSZ$PNQFOEJVN8PSE[JQ

0UIFS$POTJEFSBUJPOT

t &OFSHZ &GmDJFODZ ‰ $PNQBOJFT NBZ BMTP SFQPSU JOJUJBUJWFT BOE QSPHSFTT UPXBSE JNQSPWJOH
FOFSHZ FGmDJFODZ BOE DPOTVNJOH MFTT FOFSHZ 'PS FYBNQMF  NBOZ QFUSPMFVN DPNQBOJFT BSF
QSPEVDJOHFOFSHZPOTJUFBOEVTJOHDPNCJOFEIFBUBOEQPXFS $)1
QMBOUTUPJNQSPWFFOFSHZ
FGmDJFODZ 4VDI JOJUJBUJWFT SFEVDF FOFSHZ EFNBOE PO SFTPVSDFT BOE SFEVDF ()( BOE PUIFS
FNJTTJPOTBTTPDJBUFEXJUIUIFDPNCVTUJPOPGGVFMT'PSSFmOFSJFT JOEFYFTBSFHFOFSBMMZVTFEUP
QSPWJEFCFUUFSDPNQBSBCJMJUZPGFOFSHZFGmDJFODZQFSGPSNBODFBOEDPNQBOJFTNBZBEEJUJPOBMMZ
SFQPSUUIFTFJOEFYFTUPQSPWJEFHSFBUFSDPOTJTUFODZXJUIUIFJSFOFSHZNBOBHFNFOUTZTUFNT

"EEJUJPOBM*OEJDBUPS

ENV—A7: Fresh Water Use

%FmOJUJPO

3FQPSUGSFTIXBUFSVTFPSDPOTVNQUJPOJOPJMBOEOBUVSBMHBTPQFSBUJPOTXIFSFBWBJMBCJMJUZJTBTJHOJmDBOU
JTTVF

4DPQF

5IJTJOEJDBUPSJODMVEFTBMMGSFTIXBUFSVTFEGSPNQVCMJDVUJMJUJFT XBUFSXFMMT MBLFT QPOET TUSFBNTBOESJWFST


XIFSFGSFTIXBUFSTVQQMJFTBSFBOJNQPSUBOUMPDBMPSSFHJPOBMJTTVF5IFEFmOJUJPOPGiGSFTIXBUFSwWBSJFT
JOBDDPSEBODFXJUIMPDBMTUBUVUFTBOESFHVMBUJPOT*ODMVEFTGSFTIXBUFSQVSDIBTFEPSGSFFJTTVFUPTJUFGSPN
B UPXOT PS NVOJDJQBMJUZT XBUFS TVQQMZ XIFUIFS TVSGBDF PS HSPVOEXBUFS "EEJUJPOBMMZ XIFSF BQQMJDBCMF 
DPNQBOJFTBSFFODPVSBHFEUPSFQPSUPOXBUFSSFVTFJOMJFVPGGSFTIXBUFSTUPDLT

1VSQPTF

'SFTIXBUFSBWBJMBCJMJUZNBZIBWFTJHOJmDBOUMPDBMJNQMJDBUJPOTXIFSFGSFTIXBUFSSFTPVSDFTBSFDPOTUSBJOFE
EVFUPMJNJUFETVQQMJFTPSPWFSVTF5IJTJTBOBEEJUJPOBMJOEJDBUPSCFDBVTFPGJUTQPUFOUJBMJNQPSUBODFUPMPDBM
DPNNVOJUJFTXIFSFBDDFTTUPBEFRVBUFXBUFSTVQQMJFTJTBDSJUJDBMJTTVF

3FQPSUJOH6OJU

2VBMJUBUJWFJNQBDUTPSRVBOUJUBUJWFBNPVOUTPGGSFTIXBUFSDPOTVNFEJONJMMJPOTPGCBSSFMT .CCMT


"EEJUJPOBM*OEJDBUPS

ENV—A8: New and Renewable Energy Resources

%FmOJUJPO

*OJUJBUJWFTUPEFWFMPQ QSPEVDFPSVTFBMUFSOBUJWFPSSFOFXBCMFFOFSHZTPVSDFT

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
4DPQF

*EFOUJGZ DPNQBOZ SFOFXBCMF FOFSHZ HPBMT  DPNNJUNFOUT  QMBOT BOE QSPKFDUT UIBU ESJWF SFOFXBCMF FOFSHZ
EFWFMPQNFOU QSPEVDUJPOBOEVTF3FOFXBCMFFOFSHZJTEFmOFEBTFOFSHZUBLFOGSPNFOFSHZTPVSDFTUIBUBSF
JOFYIBVTUJCMF FH XJOE TPMBS HFPUIFSNBMFOFSHZ"MUFSOBUJWFFOFSHZTPVSDFTNBZPSNBZOPUCFEFQMFUBCMF
BOEJODMVEFGVFMT TVDIBTIZESPHFO CJPGVFMTBOECJPNBTT
GPSXIJDIUIFSFJTBMJNJUFEJOGSBTUSVDUVSFGPSNBTT
EFMJWFSZ

3FQPSUFSTTIPVMEJOEJDBUFUIFTJ[FPGUIFCVTJOFTTXJUISFHBSEUPOFXPSSFOFXBCMFFOFSHZSFQSFTFOUFEBT
QSPEVDUJPO TBMFT JOWFTUNFOUPSPUIFS BTNPTUBQQSPQSJBUF

1VSQPTF

5IJTJTBOBEEJUJPOBMJOEJDBUPSCFDBVTFJUTTJHOJmDBODFBOEBQQMJDBUJPOTDBOWBSZBDSPTTJOEVTUSZBOEJOEJWJEVBM
DPNQBOJFT 5IJT JOEJDBUPS FODPVSBHFT VTF BOE EFWFMPQNFOU PG JOOPWBUJWF UFDIOPMPHJFT UP DPOTFSWF OPO
SFOFXBCMFFOFSHZTPVSDFTBOEUPEFWFMPQBOENBSLFUFOFSHZUIBUJTMFTTDBSCPOJOUFOTJWF

$BUFHPSZ0UIFS&OWJSPONFOUBM*OEJDBUPST

$PSF*OEJDBUPS

ENV—6: Environmental Management Systems

%FmOJUJPO

*NQMFNFOUBUJPOBOEDPWFSBHFPGBO&OWJSPONFOUBM.BOBHFNFOU4ZTUFN

4DPQF

3FQPSUFST TIPVME EFTDSJCF UIF DPNQBOZT TUBUVT JO UFSNT PG JNQMFNFOUJOH BO FOWJSPONFOUBM NBOBHFNFOU
TZTUFN JGBQQMJDBCMF JODMVEJOHUIFFYUFOUUPXIJDIUIFTZTUFNJTBQQMJFEBDSPTTUIFDPNQBOZTPQFSBUJPOT

"O FOWJSPONFOUBM NBOBHFNFOU TZTUFN JT POF XBZ PG BQQMZJOH B EJTDJQMJOFE BOE TZTUFNBUJD BQQSPBDI UP
NBOBHJOH FOWJSPONFOUBM BOE PQFSBUJPOBM BDUJWJUJFT 5IJT BQQSPBDI VTFT B DZDMJDBM QSPDFTT UIBU UBLFT
FYQFSJFODF BOE MFBSOJOH GSPN POF DZDMF BOEVTFTUIJTUPJNQSPWFBOEBEKVTUFYQFDUBUJPOTEVSJOHUIFOFYU
DZDMF.BOBHFNFOUTZTUFNTQSPWJEFBQSPDFTTUPIFMQJEFOUJGZTJHOJmDBOUBTQFDUTPGBDPNQBOZTBDUJWJUJFT
XIJDINBZJNQBDUUIFFOWJSPONFOUBOEUPNBOBHFUIFBTQFDUTCZFTUBCMJTIJOHJOWFTUJHBUJWFBOEJNQSPWFNFOU
PCKFDUJWFTPSPQFSBUJPOBMDPOUSPMNFBTVSFT"OFOWJSPONFOUBMNBOBHFNFOUTZTUFNNBZCFJOUFHSBUFEJOUPBO
PWFSBMMFOWJSPONFOUBM IFBMUIBOETBGFUZNBOBHFNFOUTZTUFNPSNBZTUBOEBMPOF3FGFSUP4FDUJPOGPS
GVSUIFSEFUBJMT

1VSQPTF

&OWJSPONFOUBMNBOBHFNFOUTZTUFNTEFNPOTUSBUFIPXDPNQBOJFTBQQMZBTZTUFNBUJDBOEDPOTJTUFOUBQQSPBDI
UP NBOBHF WBSJPVT PQFSBUJPOBM BOE CVTJOFTT BDUJWJUJFT XIJDI JNQBDU  PS IBWF UIF QPUFOUJBM UP JNQBDU  UIF
FOWJSPONFOU.BOZDPNQBOJFTXJUIJOUIFPJMBOEHBTJOEVTUSZDBOBMTPTIPXIPXUIFZFNQMPZNBOBHFNFOU
TZTUFNTBTBQSJODJQBMNFBOTUPDPOUJOVBMMZJNQSPWFUIFFOWJSPONFOUBMQFSGPSNBODFPGUIFJSCVTJOFTTPQFSBUJPOT
1FSGPSNBODFNFBTVSFNFOUBOESFQPSUJOHJTUZQJDBMMZBOFMFNFOUPGBNBOBHFNFOUTZTUFN

3FGFSFODFTBOE4VQQPSUJOH%PDVNFOUT

 "1* "1*1VCMJDBUJPO .PEFM&OWJSPONFOUBM )FBMUI4BGFUZ &)4


.BOBHFNFOU4ZTUFNT
BOE(VJEBODF%PDVNFOU 0SEFS/P34 8BTIJOHUPO %$"NFSJDBO1FUSPMFVN*OTUJUVUF 
0DUPCFS
XXXBQJPSH

 t *1*&$""1*
 0(1  (VJEFMJOFT GPS UIF %FWFMPQNFOU BOE "QQMJDBUJPO PG )FBMUI  4BGFUZ BOE &OWJSPONFOUBM
.BOBHFNFOU4ZTUFNT 3FQPSU/P 6OJUFE,JOHEPN*OUFSOBUJPOBM"TTPDJBUJPOPG0JM
(BT1SPEVDFST +VMZ
XXXPHQPSHVL1VCMJDBUJPOTJOEFYBTQ

 *40  &OWJSPONFOUBM .BOBHFNFOU 4ZTUFN4QFDJmDBUJPO XJUI (VJEBODF GPS 6TF


*40  (FOFWB *OUFSOBUJPOBM 0SHBOJ[BUJPO GPS 4UBOEBSEJ[BUJPO  
 
XXXJTPDIJTPFOJTPJTPJTPJOEFYIUNM

"EEJUJPOBM*OEJDBUPS
ENV—A9: Biodiversity

%FmOJUJPO

%FTDSJQUJPO PG UIF DPNQBOZT BQQSPBDI BOE QSPHSFTT PO NBOBHJOH CJPEJWFSTJUZ JNQBDUT BTTPDJBUFE XJUI
BDUJWJUJFTJOUFSSFTUSJBM GSFTIXBUFSBOENBSJOFFOWJSPONFOUT

4DPQF

3FQPSUFSTTIPVMEJEFOUJGZBOZDPNQBOZQPMJDJFTPSEJSFDUJWFTUIBUQSPWJEFGPSCJPEJWFSTJUZQSPUFDUJPO JODMVEJOH
CJPEJWFSTJUZ QSPUFDUJPO HPBMT PS DPNNJUNFOUT TFU CZ UIF DPNQBOZ PS NBKPS CVTJOFTT TFHNFOUT %FTDSJCF
NBOBHFNFOUTUSBUFHJFT QSPHSBNNFT DBNQBJHOT QSPKFDUTBOEHPPEQSBDUJDFTUIBUBSFFNQMPZFEUPQSPUFDU
CJPEJWFSTJUZBOETFOTJUJWFFOWJSPONFOUT

1VSQPTF

5PEFNPOTUSBUF JORVBMJUBUJWFUFSNT DPNQBOZFGGPSUTUPNBOBHFQPUFOUJBMMZCFOFmDJBMBOEEFUSJNFOUBMJNQBDUT


POCJPEJWFSTJUZJOUFSSFTUSJBM GSFTIXBUFSBOENBSJOFFOWJSPONFOUTGSPNJOEVTUSZPQFSBUJPOT#JPEJWFSTJUZJTBO
BEEJUJPOBMJOEJDBUPSCFDBVTFJNQBDUTNBZJODMVEFDIBOHFTUPOBUVSBMIBCJUBUTSFTVMUJOHGSPNBDUJWJUJFTBOE
PQFSBUJPOT BOEUFOEUPCFMPDBMJ[FEJOOBUVSF QBSUJDVMBSMZJOBSFBTPGIJHIFOWJSPONFOUBMTFOTJUJWJUZPSXJUI
BOJNQPSUBOUCJPEJWFSTJUZ

3FQPSUJOH6OJU

2VBMJUBUJWF

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
 t *1*&$""1*
4FDUJPOo)FBMUI4BGFUZ1FSGPSNBODF*OEJDBUPST

*OUSPEVDUJPO

5IFPJMBOEHBTJOEVTUSZSFDPHOJ[FTUIBUTPNFIFBMUIBOETBGFUZIB[BSETBSFJOIFSFOUJOJUTPQFSBUJPOTBOE
QSPEVDUT$PNQBOJFTJOUIFJOEVTUSZIBWFNBEFNBOZDPNNJUNFOUTUPBDIJFWFFYDFMMFODFJONBOBHJOHUIFTF
SJTLT0GUFOUIFTFDPNNJUNFOUTHPXFMMCFZPOESFHVMBUPSZPCMJHBUJPOT5IFIFBMUIBOETBGFUZQFSGPSNBODF
JOEJDBUPSTEFTDSJCFEJOUIJTTFDUJPOBSFHFOFSBMMZSFDPHOJ[FEBTHPPEJOEJDBUPSTUIBUNBZIFMQDPNQBOJFT
NBOBHFPQFSBUJPOTBOEQSPNPUFJNQSPWFNFOUTJOIFBMUIBOETBGFUZQFSGPSNBODF

$BUFHPSZ $PSF"EEJUJPOBM *OEJDBUPS

$PSF )4‰)FBMUI4BGFUZ.BOBHFNFOU4ZTUFNT

$PSF )4‰&NQMPZFF1BSUJDJQBUJPO

)FBMUI4BGFUZ $PSF )4‰8PSLGPSDF)FBMUI

$PSF )4‰0DDVQBUJPOBM*OKVSZBOE*MMOFTT3BUFT

$PSF )4‰1SPEVDUSFMBUFE)FBMUI3JTLT

$BUFHPSZ)FBMUI4BGFUZ

$PSF*OEJDBUPS

H&S—1: Health and Safety Management Systems

%FmOJUJPO

*NQMFNFOUBUJPOBOEDPWFSBHFPGBO0DDVQBUJPOBM)FBMUIBOE4BGFUZ.BOBHFNFOU4ZTUFN

4DPQF

3FQPSUFSTTIPVMEEFTDSJCFUIFDPNQBOZTTUBUVTJOUFSNTPGJNQMFNFOUJOHBOPDDVQBUJPOBMIFBMUIBOETBGFUZ
NBOBHFNFOUTZTUFN

"OPDDVQBUJPOBMIFBMUIBOETBGFUZNBOBHFNFOUTZTUFNJTBQSPDFTTUIBUBQQMJFTBEJTDJQMJOFEBOETZTUFNBUJD
BQQSPBDI UP NBOBHJOH TBGFUZ BOE IFBMUI BDUJWJUJFT 5IJT BQQSPBDI VTFT B DZDMJDBM QSPDFTT UIBU UBLFT
FYQFSJFODFTBOEMFBSOJOHGSPNPOFDZDMFBOEVTFTUIFNUPJNQSPWFBOEBEKVTUFYQFDUBUJPOTEVSJOHUIFOFYU
DZDMF.BOBHFNFOUTZTUFNTTIPVMEDPOWFZBDPNQBOZTTUSVDUVSF SFTQPOTJCJMJUJFT QSBDUJDFT QSPDFEVSFT BOE
SFTPVSDFTGPSJNQMFNFOUJOHPDDVQBUJPOBMIFBMUIBOETBGFUZNBOBHFNFOU JODMVEJOHQSPDFTTFTUPJEFOUJGZSPPU
DBVTFTPGQPPSQFSGPSNBODF QSFWFOUSFDVSSFODFT BOEESJWFDPOUJOVPVTJNQSPWFNFOU"IFBMUIBOETBGFUZ
NBOBHFNFOUTZTUFNNBZCFJOUFHSBUFEJOUPBOFOWJSPONFOUBM IFBMUIBOETBGFUZNBOBHFNFOUTZTUFNPSNBZ
TUBOEBMPOF

1VSQPTF

.BOZ DPNQBOJFT XJUIJO UIF PJM BOE HBT JOEVTUSZ FNQMPZ NBOBHFNFOU TZTUFNT BT B QSJODJQBM NFBOT UP
BDIJFWFDPOUJOVPVTJNQSPWFNFOUPGCVTJOFTTQFSGPSNBODFJODMVEJOHQFSGPSNBODFBHBJOTUIFBMUIBOETBGFUZ
PCKFDUJWFT

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
$PNNFOU

5IF*OUFSOBUJPOBM-BCPVS0SHBOJ[BUJPO *-0
(VJEFMJOFTPGGFSHPPEHVJEBODFPOUIFFTUBCMJTINFOUPGB)FBMUI
BOE4BGFUZNBOBHFNFOUTZTUFN.BOZPUIFSBDDFQUFEBQQSPBDIFTBSFBWBJMBCMF FH0(1 #SJUJTI4UBOEBSET
*OTUJUVUFBOEJOEJWJEVBMDPNQBOZNBOBHFNFOUTZTUFNT
4PNFSFDPNNFOEFETPVSDFTBSFMJTUFECFMPX

3FGFSFODFTBOE4VQQPSUJOH%PDVNFOUT

 "1*  "1* 1VCMJDBUJPO   .PEFM &OWJSPONFOUBM  )FBMUI  4BGFUZ &)4
 .BOBHFNFOU
4ZTUFNTBOEHVJEBODF%PDVNFOU 0SEFS/P34 0DUPCFS
XXXBQJPSH

 0(1 (VJEFMJOFTGPSUIF%FWFMPQNFOUBOE"QQMJDBUJPOPG)FBMUI 4BGFUZBOE


&OWJSPONFOUBM.BOBHFNFOU4ZTUFNT 3FQPSU/P +VMZ

XXXPHQPSHVL1VCMJDBUJPOTJOEFYBTQ

$PSF*OEJDBUPS

H&S—2: Employee Participation

%FmOJUJPO

%FTDSJQUJPO PG KPJOU NBOBHFNFOU BOE FNQMPZFF TBGFUZ BOE IFBMUI QSPHSBNNFT BOE QSPDFEVSFT UP FOTVSF
QBSUJDJQBUJPOPGFNQMPZFFTBUBMMMFWFMTJOTBGFUZBOEIFBMUIEJBMPHVFT

4DPQF

%FTDSJCFUIFTUSVDUVSFPGKPJOUNBOBHFNFOUBOEFNQMPZFFTBGFUZBOEIFBMUINFDIBOJTNTTFUVQUPGBDJMJUBUF
BDUJWFFNQMPZFFJOWPMWFNFOUJOTBGFUZQSPDFTTJNQSPWFNFOUTBOEDPOTVMUBUJPOT*ODMVEFJOUIFEJTDVTTJPOIPX
UIFTFNFDIBOJTNTBSFGVODUJPOBMMZJOUFHSBUFEJOUPUIFPWFSBMMIFBMUIBOETBGFUZNBOBHFNFOUTZTUFNBOEPS
IPXQBSUJDJQBUJPOPGFNQMPZFFTUISPVHIBMMMFWFMTJOUIFDPNQBOZJTFODPVSBHFE%FTDSJCFUIFDVSSFOUTUBUVT
PGFNQMPZFFBDDFTTUPBOEPSQBSUJDJQBUJPOJOTBGFUZBOEIFBMUIDPOTVMUBUJPOTPSEJBMPHVFT JODMVEJOHQMBOTUP
BEESFTTBOZOFFEGPSJNQSPWFNFOU

$POUSBDUFNQMPZFFTPGUFOIBWFUIFJSPXOFNQMPZFFBOENBOBHFNFOUIFBMUIBOETBGFUZQSPHSBNNFTUIBUBSF
UIFSFTQPOTJCJMJUZPGUIFJSEJSFDUNBOBHFNFOU$POTJEFSBUJPOTIPVMECFHJWFOUPEFTDSJCJOHUIFJOUFSBDUJPOT
CFUXFFODPNQBOZFNQMPZFFQBSUJDJQBUJPONFDIBOJTNTXJUIUIPTFPGUIFDPOUSBDUPSTBOEQBSUOFSTXPSLJOHPO
DPNQBOZTJUFT

1VSQPTF

&NQMPZFFQBSUJDJQBUJPOQSPHSBNNFTUIBUBEESFTTXPSLTJUFIFBMUIBOETBGFUZJTTVFTBSFJNQPSUBOUJOBMMXPSL
FOWJSPONFOUT*UJTXJEFMZBDLOPXMFEHFEUIBUUIFBEWBOUBHFPGFNQMPZFFQBSUJDJQBUJPOJTUIFJOEFQUIQSBDUJDBM
LOPXMFEHFPGTQFDJmDUBTLTDPVQMFEXJUIUIFMBSHFSPWFSWJFXPGDPNQBOZQPMJDJFTBOEQSPDFEVSFT"OPUIFS
TJHOJmDBOU CFOFmU JT UIF FOIBODFNFOU PG B DPPQFSBUJWF BUUJUVEF BNPOH BMM QBSUT PG UIF XPSL GPSDF UPXBSE
TPMWJOHIFBMUIBOETBGFUZQSPCMFNT

5IJTJOEJDBUPSBDLOPXMFEHFTUIBUUIFSFBSFBWBSJFUZPGNFDIBOJTNTBWBJMBCMFUPQSPNPUFBDUJWFFNQMPZFF
QBSUJDJQBUJPO JO TBGFUZ BOE IFBMUI FGGPSUT $PNQBOJFT BSF FODPVSBHFE UP SFQPSU PO UIPTF NFDIBOJTNT UIBU
TVQQPSUGVMMJOWPMWFNFOUPGUIFXPSLGPSDFJOTVHHFTUJOHTBGFUZBOEIFBMUIJNQSPWFNFOUT

3FGFSFODFTBOE4VQQPSUJOH%PDVNFOUT

 *-03FQPSUPGUIF%JSFDUPS(FOFSBM%FDFOU8PSL 5IF*OUFSOBUJPOBM-BCPVS0SHBOJ[BUJPO UI


TFTTJPO (FOFWB +VOF


 *-05SJQBSUJUF.FFUJOHPOUIF1SPNPUJPOPG(PPE*OEVTUSJBM3FMBUJPOTJO0JMBOE(BT1SPEVDUJPO
BOE0JM3FmOJOH 5IF*OUFSOBUJPOBM-BCPVS0SHBOJ[BUJPO (FOFWB UI'FCSVBSZoSE.BSDI



 t *1*&$""1*
$PSF*OEJDBUPS

H&S—3: Workforce Health

%FmOJUJPO

&YJTUFODFPGQSPHSBNNFTBOEQSBDUJDFTUPVOEFSTUBOEUIFHFOFSBMIFBMUISJTLTBOEFYQFSJFODFTBGGFDUJOHUIF
MPDBMXPSLGPSDF

4DPQF

%FTDSJCF BOZ QSPDFTTFT BOE QSPHSBNNFT UIF DPNQBOZ IBT GPS JEFOUJGZJOH UIF HFOFSBM XPSLGPSDF IFBMUI
QSPCMFNTUIBUBSFNPTUTJHOJmDBOUJOFBDIMPDBUJPOBOEBQQSPBDIFTVTFEUPBEESFTTUIFTFIFBMUIQSPCMFNT
5IJTJOEJDBUPSBEESFTTFTIFBMUIQSPCMFNTJOUIFXPSLGPSDFUIBUBSFCPUIXPSLSFMBUFEBOEOPOXPSLSFMBUFE*U
DPVMEJODMVEFIFBMUIJTTVFTUIBUBSFQSFWBMFOUJOUIFDPNNVOJUJFTXIFSFCVTJOFTTFTBSFMPDBUFE

4PVSDFT PG JOGPSNBUJPO DBO JODMVEF MPDBM QVCMJD IFBMUI PGmDJBMT  NFEJDBM BCTFOUFFJTN EBUB  IFBMUI CFOFmUT
EBUB  JOGPSNBUJPO GSPN DPNQBOZ TQPOTPSFE NFEJDBM DMJOJDT  IFBMUI JNQBDU BTTFTTNFOU )*"
 JOGPSNBUJPO 
LOPXMFEHF PG XPSLSFMBUFE JODJEFOUT BOE TVNNBSZ EBUB GSPN FNQMPZFF QFSTPOBM IFBMUI SJTL BOE XFMMOFTT
EBUB 5IF QSPHSBNNF UP VOEFSTUBOE XPSL GPSDF IFBMUI JTTVFT XJMM WBSZ XJEFMZ CZ MPDBUJPO %JBMPHVF XJUI
FNQMPZFFTJTBOFGGFDUJWFNFUIPEPGPCUBJOJOHBHPPEVOEFSTUBOEJOHPGPQQPSUVOJUJFTGPSJNQSPWFNFOU

1VSQPTF

6OEFSTUBOEJOH UIF IFBMUI QSPmMF PG UIF MPDBM XPSLGPSDF FH  GSFRVFOU EJBHOPTFT  IFBMUI DPODFSOT BOE
MJGFTUZMFSJTLT
JTJNQPSUBOUUPJEFOUJGZPQQPSUVOJUJFTUPJNQSPWFFNQMPZFFIFBMUI FNQMPZFFQSPEVDUJWJUZBOEUIF
DPNQBOZTCVTJOFTTQFSGPSNBODF

$PNNFOU

$PNNVOJDBCMFEJTFBTFTQPTFBTFSJPVTUISFBUUPFNQMPZFFIFBMUIJONBOZBSFBTPGUIFXPSMEJOXIJDIUIFPJM
BOEHBTJOEVTUSJFTPQFSBUF)*7"*%4JTBHPPEFYBNQMFPGBXPSLGPSDFIFBMUIJTTVFUIBUSFRVJSFTTQFDJBMGPDVT
JOTPNFBSFBTPGUIFXPSME*OPUIFSMPDBUJPOTUIFQSJNBSZFNQMPZFFIFBMUIDPODFSOTNBZCFWFSZEJGGFSFOU
FH TVCTUBODFBCVTF DBSEJPWBTDVMBSEJTFBTFPSJOKVSJFTGSPNBVUPNPCJMFVTF
"MUIPVHIUIFSFJTOPVOJGPSN
BQQSPBDI FWBMVBUJPOTPGQPUFOUJBMEJTFBTFT XPSLGPSDFIFBMUIJTTVFT BOEDBVTFTPGMPTUXPSLEBZTDPVMEIFMQ
EFUFSNJOFUIFNPTUJNQPSUBOUJTTVFTBOEBQQSPQSJBUFQSFWFOUBUJWFNFBTVSFTJOFBDIMPDBUJPO/POFUIFMFTT
DPNQBOJFTTIPVMECFBCMFUPEFTDSJCFHFOFSBMBQQSPBDIFTBOEHJWFTQFDJmDFYBNQMFT3FGFSFODFTBSFNFBOU
UPTVHHFTUUIFCSFBEUIPGIFBMUIJTTVFTUIBUNBZCFDPOTJEFSFEEFQFOEJOHVQPOMPDBUJPO

3FGFSFODFTBOE4VQQPSUJOH%PDVNFOUT

 "1* 'JWFQPJOU"QQSPBDIUP"EESFTTJOH8PSLQMBDF&SHPOPNJDT "VHVTU 

 *OUFSOBUJPOBM-BCPVS0SHBOJ[BUJPO  "O*-0$PEFPG1SBDUJDFPO)*7"*%4BOEUIF8PSMEPG


8PSL 
XXXJMPPSHQVCMJDFOHMJTIQSPUFDUJPOUSBWBJETJOEFYIUN

 *1*&$" )*7"*%4.BOBHFNFOU5PPMTGPSUIF0JMBOE(BT*OEVTUSZ 




 0(1 4VCTUBODF"CVTF(VJEFMJOFTGPS.BOBHFNFOU +VOF




 $%$ (VJEBODFGPS1FSTPOT8IP.BZ)BWF#FFO&YQPTFEUP4FWFSF"DVUF3FTQJSBUPSZ


4ZOESPNF 4"34
 +BOVBSZ

$%$ (VJEFMJOFTBCPVU4"34GPS1FSTPOT5SBWFMMJOHUP"SFBT8IFSF4"34$BTFT)BWF#FFO
3FQPSUFE  "QSJM
XXXDEDHPWODJEPETBSTUSBWFM@BEWJDFIUN

 6OJUFE/BUJPOT1SPHSBNNFPO)*7"*%4(MPCBM#VTJOFTT$PVODJM1SJODFPG8BMFT#VTJOFTT
-FBEFST 'PSVN  5IF #VTJOFTT 3FTQPOTF UP )*7"*%4 *NQBDU BOE -FTTPOT -FBSOFE 

XXXCVTJOFTTmHIUTBJETPSH

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
 )FBMUIBOE4BGFUZ&YFDVUJWF %SBGU4VJUFPG.BOBHFNFOU4UBOEBSETPO8PSLSFMBUFE4USFTT
+BOVBSZ

)FBMUIBOE4BGFUZ&YFDVUJWF 3FBM4PMVUJPOT 3FBM1FPQMF".BOBHFST(VJEFUP5BDLMJOH
8PSLSFMBUFE4USFTTXXXITFHPWVLTUSFTTJOEFYIUN

$PSF*OEJDBUPS

H&S—4: Occupational Injury and Illness Rates

%FmOJUJPO

%FTDSJQUJPOPGBTZTUFNGPSSFDPSEJOHPDDVQBUJPOBMJOKVSJFTBOEJMMOFTTFT BOESFQPSUJOHUIFNBTUIFGPMMPXJOH
SBUFT

t 5PUBM*OKVSZ3BUF

t 5PUBM*MMOFTT3BUF 

t -PTU5JNF*OKVSZ3BUF

t 'BUBMJUZ3BUF

4DPQFBOE3FQPSUJOH6OJUT

(VJEBODF PO SFDPSEBCJMJUZ DSJUFSJB GPS PDDVQBUJPOBM JOKVSJFT BOE GBUBMJUJFT JT HJWFO JO UIF i3FGFSFODFT BOE
4VQQPSUJOH%PDVNFOUwTVNNBSZ CFMPX
8IJMFJUBQQFBSTUIBU04)"SFDPSELFFQJOHHVJEBODFJTGSFRVFOUMZ
FNQMPZFEBDSPTTUIFJOEVTUSZGPSHMPCBMDPSQPSBUFSFQPSUJOH UIFSFJTOPUBEFRVBUFDPOTFOTVTBUUIJTUJNFUP
SFDPNNFOEUIJTBTBTUBOEBSEQSBDUJDFUISPVHIPVUUIFPJMBOEHBTJOEVTUSZ

8PSLSFMBUFEJODJEFOUSBUFT GSFRVFODJFT
GPSUPUBMSFDPSEBCMFJOKVSJFT UPUBMSFDPSEBCMFJMMOFTTFTBOEMPTUUJNF
JOKVSJFT BSF DBMDVMBUFE PO B CBTJT PG OVNCFS PG JODJEFOUT QFS  NJMMJPO IPVST XPSLFE 5IF GBUBMJUZ SBUF JT
DBMDVMBUFEPOBCBTJTPGOVNCFSPGGBUBMJUJFTQFSNJMMJPOIPVSTXPSLFE

3FQPSUJOHPGUPUBMJOKVSZ MPTUUJNFJOKVSZBOEGBUBMJUZSBUFTTIPVMEJODMVEFTFQBSBUFBOEDPNCJOFESBUFTGPSCPUI
DPNQBOZFNQMPZFFTBOEDPOUSBDUFEXPSLFST5IFUPUBMJMMOFTTSBUFTIPVMECFSFQPSUFEGPSDPNQBOZFNQMPZFFT
POMZ

1VSQPTF

*OBEEJUJPOUPCFJOHBSFHVMBUFESFQPSUJOHSFRVJSFNFOUJONPTUDPVOUSJFT UIFVTFBOEFWBMVBUJPOPGJODJEFOU
SBUFTVOEFSQJOTDPOTJTUFOUTUBOEBSETPGIFBMUIBOETBGFUZNBOBHFNFOUGPSBDPNQBOZTPQFSBUJPOTHMPCBMMZ
BOE GBDJMJUBUFT QFSGPSNBODF CFODINBSLJOH BNPOH PJM BOE HBT DPNQBOJFT XJUI UIF BJN PG JEFOUJGZJOH BOE
TIBSJOHCFTUQSBDUJDFT

$PNNFOU

" SFWJFX PG 0(1  04)" BOE $&'*$ *ODJEFOU 3FQPSUJOH (VJEFMJOFT IBT SFWFBMFE UIFTF HVJEFMJOFT BSF
SFBTPOBCMZBMJHOFE"LFZEJGGFSFODFJT04)"TVTFPG FYQPTVSFIPVSTJODBMDVMBUJOHJODJEFOUSBUFT 
XIFSFBT0(1BOE$&'*$HVJEFMJOFTVTF  FYQPTVSFIPVSTUPDBMDVMBUFOPSNBMJ[FEJODJEFOUSBUFT
'PSDPOTJTUFODZ VTFPGNJMMJPOFYQPTVSFIPVSTJTSFDPNNFOEFEBTUIFEFGBVMUCBTJTGPSDBMDVMBUJOHPJMBOE
HBTJOEVTUSZSFDPSEBCMFJOKVSZ SFDPSEBCMFJMMOFTTBOEMPTUUJNFJODJEFOUSBUFT'PSDBMDVMBUJOHGBUBMJUZSBUFT 
NJMMJPOIPVSTJTSFDPNNFOEFE*GEJGGFSFOUHVJEFMJOFTPSSFQPSUJOHDSJUFSJBBSFNPSFBQQSPQSJBUFGPSB
DPNQBOZTPQFSBUJPOT UIFJSVTFTIPVMECFDMFBSMZTUBUFEJOUIFSFQPSU,FZEJGGFSFODFTCFUXFFOUIFHVJEFMJOFT
VTFEBOEUIFSFDPNNFOEFE0(104)"$&'*$DSJUFSJBTIPVMECFJEFOUJmFE

%VFUPJODPOTJTUFODJFTJODPOUSBDUPSEFmOJUJPOTPGJMMOFTT DPMMFDUJOHSFMJBCMFEBUBPODPOUSBDUFNQMPZFFJMMOFTTFT
JTOPUGFBTJCMF(MPCBMJMMOFTTSBUFTTIPVMECFSFQPSUFEPOMZGPSDPNQBOZFNQMPZFFT

 t *1*&$""1*
3FGFSFODFTBOE4VQQPSUJOH%PDVNFOUT

 0(1 )FBMUIBOE4BGFUZ*ODJEFOU3FQPSUJOH6TFST(VJEF 3FQPSU/P +BOVBSZ



5IJTi6TFST(VJEFwGPSSFQPSUJOHPDDVQBUJPOBMJOKVSJFTBOEJMMOFTTFTJTUZQJDBMMZVQEBUFEBOOVBMMZ 
VTVBMMZJOUIFmSTURVBSUFSPGFBDIZFBS6TFPGUIFNPTUSFDFOUHVJEFJTSFDPNNFOEFE

 64%FQUPG-BCPS 0DDVQBUJPOBM4BGFUZ)FBMUI"ENJOJTUSBUJPO 0DDVQBUJPOBM*OKVSZBOE


*MMOFTT3FDPSEJOHBOE3FQPSUJOH3FRVJSFNFOUT $'31BSU +BOVBSZ

XXXPTIBHPWSFDPSELFFQJOHJOEFYIUNM

 $&'*$  3FQPSUJOH PG 0DDVQBUJPOBM *MMOFTT 'SFRVFODZ &VSPQFBO $IFNJDBM *OEVTUSZ $PVODJM 
'FCSVBSZ

$PSF*OEJDBUPS

H&S—5: Product-Related Health Risks

%FmOJUJPO

&YJTUFODFPGBQSPDFTTUPJOWFTUJOBOEBDUPOQSPEVDUSFMBUFELOPXMFEHF BOEUPDPNNVOJDBUFSFTVMUTPGUIF
SJTLDIBSBDUFSJ[BUJPOBOENBOBHFNFOUQSPDFTTUPDVTUPNFSTBOEUIFQVCMJD

4DPQF

%FTDSJCFQSPDFTTFTBOEQSPHSBNNFTUIBUUIFDPNQBOZIBTJOQMBDFGPSDIBSBDUFSJ[JOHBOENBOBHJOHQSPEVDU
IFBMUISJTLT BOEUPNBLFUIFSFTVMUTBWBJMBCMFUPDVTUPNFSTBOEUIFQVCMJD5IJTQSPDFTTBQQMJFTUPBMMQSPEVDUT
TPMEUPDVTUPNFST

$PNNFOU

"GVMMEJTDVTTJPOPGBQSPDFTTUIBUNBZCFVTFEBTBOFYBNQMFJTJOUIF"NFSJDBO$IFNJTUSZ$PVODJM "$$

EPDVNFOU TFFSFGFSFODFCFMPX
5IJTJOEJDBUPSEPFTOPUSFRVJSFUIBUBDPNQBOZTEFUBJMFESJTLDIBSBDUFSJ[BUJPO
CFNBEFQVCMJD5IFJOEJDBUPSBOUJDJQBUFTUIBUFBDIDPNQBOZXJMMNBLFBEFDJTJPOBCPVUXIBUJOGPSNBUJPOJU
XJMMSFQPSU

3FGFSFODFTBOE4VQQPSUJOH%PDVNFOUT

 "$$ "NFSJDBO$IFNJTUSZ$PVODJM


(VJEFMJOFTGPS3JTL$IBSBDUFSJ[BUJPOBOE.BOBHFNFOU

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
 t *1*&$""1*
4FDUJPOo4PDJBM3FTQPOTJCJMJUZ1FSGPSNBODF
*OEJDBUPST

*OUSPEVDUJPO

"TJOPUIFSTFDUJPOT JOEJDBUPSTIBWFCFFOTQMJUJOUPDPSFBOEBEEJUJPOBM$PNQBOJFTBSFFODPVSBHFEUPSFQPSU
BMMDPSFJOEJDBUPST8IFSFUIFJOEJDBUPSJTOPUJNQPSUBOUPSSFMFWBOUUPJUTPQFSBUJPOT EFTDSJCFXIZUIJTJTUIF
DBTF

$BUFHPSZ $PSF"EEJUJPOBM *OEJDBUPS

)VNBO3JHIUT $PSF 40$‰)VNBO3JHIUT

$PSF 40$‰#SJCFSZBOE$PSSVQUJPO

#VTJOFTT&UIJDT $PSF 40$‰1PMJUJDBM$POUSJCVUJPOT

"EEJUJPOBM 40$‰"1PMJUJDBM-PCCZJOHBOE"EWPDBDZ

$PSF 40$‰/PO%JTDSJNJOBUJPOBOE&RVBM0QQPSUVOJUZ

"EEJUJPOBM 40$‰"&NQMPZFF4BUJTGBDUJPO

$PSF 40$‰5SBJOJOHBOE%FWFMPQNFOU
&NQMPZNFOU1SBDUJDFT
$PSF 40$‰/POSFUBMJBUJPOBOE(SJFWBODF4ZTUFN

"EEJUJPOBM 40$‰"-PDBM&NQMPZNFOU0QQPSUVOJUJFT

$PSF 40$‰-BCPS1SBDUJDFT

$PSF 40$‰$PNNVOJUZ3FMBUJPOTIJQT

"EEJUJPOBM 40$‰"4PDJBM*OWFTUNFOUT

"EEJUJPOBM 40$‰"&YUFSOBM$BQBDJUZ#VJMEJOH
$PNNVOJUZ4PDJFUZ
"EEJUJPOBM 40$‰"*OEJHFOPVT$PNNVOJUJFT

"EEJUJPOBM 40$‰"3FTFUUMFNFOUBOE-BOE3JHIUT

$PSF 40$‰4FDVSJUZ

3FQPSUJOHJOUIFBSFBPGTPDJBMSFTQPOTJCJMJUZJTTUJMMEFWFMPQJOH"TBSFTVMU UIFNBKPSJUZPGJOEJDBUPSTJOUIJT
TFDUJPO QSPQPTF UIBU UIF SFQPSUJOH DPNQBOZ EFTDSJCF JUT NBOBHFNFOU BQQSPBDI UP B TPDJBM SFTQPOTJCJMJUZ
JTTVF8IFSFUIJTNBZOPUCFGFBTJCMF UIFVTFPGDBTFTUVEZFYBNQMFTJTFODPVSBHFEBTBmSTUTUFQ8IFSFB
DPNQBOZTNBOBHFNFOUPGBOJTTVFJTNPSFBEWBODFE DPNQBOJFTBSFJOWJUFEUPSFQPSURVBOUJUBUJWFJOEJDBUPST
JGUIFZDPOTJEFSJUBQQSPQSJBUFBOEGFBTJCMF&YBNQMFTPGRVBOUJUBUJWFJOEJDBUPSTBSFHJWFOXJUIJOUIFTDPQFPG
TPNFJOEJDBUPSTCVUBDPNQBOZJTFODPVSBHFEUPEFUFSNJOFJUTPXONFBTVSFTPGBOJOEJDBUPS*UJTIPQFEUIBU
GSPNPQFOFYQFSJNFOUBUJPO UIFEFWFMPQNFOUPGRVBOUJUBUJWFJOEVTUSZJOEJDBUPSTJOUIJTBSFBXJMMCFDPNFNPSF
GFBTJCMFGPSGVUVSFWFSTJPOTPGUIJTHVJEBODFEPDVNFOU

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
0JMBOEHBTDPNQBOJFTDBOmOEUIFNTFMWFTPQFSBUJOHJODIBMMFOHJOHFOWJSPONFOUTCZOBUVSFPGUIFMPDBUJPO
PGPJMBOEHBTSFTFSWFT5IFDIBMMFOHFTUIBUXJMMCFGBDFEXJMMOPUCFDPOTJTUFOUBDSPTTBDPNQBOZTPQFSBUJOH
BSFBT$PNQBOJFTNBZUIFSFGPSFBDLOPXMFEHFBOESFTQPOEBTBQQSPQSJBUFUPUIFQBSUJDVMBSDIBMMFOHFTUIFZ
GBDFJOBOZHJWFOBSFB

*GBQQSPQSJBUF DPNQBOJFTNBZDIPPTFUPGVSUIFSEFWFMPQSFQPSUJOHQSBDUJDFTCZEFTDSJCJOHBOZNFDIBOJTNT
UPNPOJUPSJNQMFNFOUBUJPOPGUIFJSQPMJDJFTBOEPSQSPDFEVSFT BOEUIFPVUDPNFTPGUIJTNPOJUPSJOH

)VNBO3JHIUT

$PSF*OEJDBUPS

SOC–1: Human Rights

%FmOJUJPO

%FTDSJQUJPOPGQPMJDJFTBOEPSQSPDFEVSFTUPBEESFTTIVNBOSJHIUTCSPBEMZ BTSFMFWBOUUPPQFSBUJPOT JODMVEJOH


JNQMFNFOUBUJPOQSPHSFTT

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGJUTTZTUFNBUJDNBOBHFNFOUBQQSPBDI
UPIVNBOSJHIUT5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFEJO4FDUJPO

2VBMJUBUJWFDBTFTUVEZNBUFSJBMNBZBMTPCFQSFTFOUFEGPSJMMVTUSBUJOHUIFJNQMFNFOUBUJPOPGIVNBOSJHIUTQPMJDZ 
TVDI BT FNQMPZFF USBJOJOH DPOTJEFSBUJPO PGIVNBOSJHIUTJNQBDUTBTQBSUPGJOWFTUNFOUBOEQSPDVSFNFOU
EFDJTJPOT TFMFDUJPO PG TVQQMJFSTDPOUSBDUPST BOE JOUFSOBM PS FYUFSOBM NPOJUPSJOH 5IF JOEJDBUPS TIPVME CF
SFQPSUFEBUBHMPCBMMFWFMXJUIDBTFTUVEZNBUFSJBMMJLFMZUPCFQSFTFOUFEBUOBUJPOBMPSMPDBMMFWFMT

*GBQQSPQSJBUF DPNQBOJFTNBZDIPPTFUPGVSUIFSEFWFMPQSFQPSUJOHQSBDUJDFTCZEFTDSJCJOHBOZNFDIBOJTNT
UPNPOJUPSJNQMFNFOUBUJPOPGUIFJSQPMJDJFTBOEPSQSPDFEVSFT BOEUIFPVUDPNFTPGUIJTNPOJUPSJOH

1VSQPTF

)VNBOSJHIUTBSFHFOFSBMMZJOUFSQSFUFEBTUIFCBTJDMJCFSUJFTBMMPXJOHBQFSTPOGSFFEPNUPMJWFBEJHOJmFE
MJGF  GSFFEPN UP FYQSFTT JOEFQFOEFOU CFMJFGT  BOE GSFFEPN GSPN BCVTF BOE WJPMBUJPOT 'PS UIF QVSQPTFT PG
UIJT HVJEBODF  iIVNBO SJHIUTw BSF EFmOFE CZ UIF 6OJWFSTBM %FDMBSBUJPO PG )VNBO 3JHIUT 6%)3
 XIJDI
XBTBEPQUFECZUIF6/(FOFSBM"TTFNCMZPO%FDFNCFS 5IFTFJODMVEFGPSFYBNQMF GSFFEPNPG
PQJOJPOBOEFYQSFTTJPO BOEUIFSJHIUUPFRVBMQSPUFDUJPOCFGPSFUIFMBX

(PWFSONFOUTIBWFUIFQSJNBSZSFTQPOTJCJMJUZGPSQSPUFDUJOHBOEQSPNPUJOHIVNBOSJHIUT5IFZIBWFUIFBCJMJUZ
UPSBUJGZJOUFSOBUJPOBMDPOWFOUJPOTBOEBEPQUMFHJTMBUJPOJODPSQPSBUJOHUIFNJOUPEPNFTUJDMBXT)PXFWFS UIF
QSJWBUFTFDUPSBMTPIBTBSPMFJOSFTQFDUJOHIVNBOSJHIUT XJUIJOUIFMFHJUJNBUFSPMFPGCVTJOFTTBOESFHBSEMFTT
PGUIFQBSUJDVMBSMFHJTMBUJWFGSBNFXPSLTJOXIJDIJUPQFSBUFT5IFQVSQPTFPGUIJTJOEJDBUPSJTUPFODPVSBHF
DPNQBOJFTUPEFTDSJCFUIFQPMJDJFT QSBDUJDFTBOEPSQSPDFEVSFTUIFZVTFUPTVQQPSUIVNBOSJHIUT BOEJOTP
EPJOHDPOUSJCVUFUPBNPSFTUBCMFBOEQSPEVDUJWFCVTJOFTTFOWJSPONFOU

6TFGVMSFGFSFODFTGPSUIJTTFDUJPODBOCFGPVOEBU

 5IF6OJWFSTBM%FDMBSBUJPOPG)VNBO3JHIUT TFFXXXPIDISPSHFOHMJTIM

 *-0%FDMBSBUJPOPO'VOEBNFOUBM1SJODJQMFTBOE3JHIUTBUXPSL *OUFSOBUJPOBM-BCPVS0SHBOJ[BUJPO


TFFXXXJMPPSH

 7PMVOUBSZ 1SJODJQMFT PO 4FDVSJUZ BOE )VNBO 3JHIUT TFF UIF 64 %FQBSUNFOU PG 4UBUF 
TFFXXXTUBUFHPWHESMSMTIUN

 t *1*&$""1*
#VTJOFTT&UIJDT

$PSF*OEJDBUPS

SOC–2: Bribery and Corruption

%FmOJUJPO

%FTDSJQUJPOPGQPMJDJFTBOEPSQSPDFEVSFTGPSBEESFTTJOHCSJCFSZBOEDPSSVQUJPO

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGJUTTZTUFNBUJDNBOBHFNFOUBQQSPBDI
UPQSFWFOUJOHPSSFTQPOEJOHUPCSJCFSZBOEDPSSVQUJPO5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFE
JO4FDUJPO

5IFJOEJDBUPSJTUPCFSFQPSUFEBUUIFHMPCBMMFWFM&YBNQMFTPGQPMJDZBOETZTUFNJNQMFNFOUBUJPONBZCF
HJWFOBUSFHJPOBM OBUJPOBMBOEMPDBMMFWFMT

2VBMJUBUJWFDBTFTUVEZNBUFSJBMNBZBMTPQSPWFVTFGVMGPSEFTDSJCJOHIPXUIFTZTUFNTBSFJNQMFNFOUFE*O
BEEJUJPO UIFSFQPSUJOHDPNQBOZNBZQSPWJEFRVBOUJUBUJWFJOEJDBUJPOTUPJMMVTUSBUFUIFVTFPGUIFTZTUFNXJUIJO
UIFDPNQBOZ

*GBQQSPQSJBUF DPNQBOJFTNBZDIPPTFUPGVSUIFSEFWFMPQSFQPSUJOHQSBDUJDFTCZEFTDSJCJOHBOZNFDIBOJTNT
UPNPOJUPSJNQMFNFOUBUJPOPGUIFJSQPMJDJFTBOEPSQSPDFEVSFT BOEUIFPVUDPNFTPGUIJTNPOJUPSJOH

1VSQPTF

5IJT JOEJDBUPS BQQMJFT UP UIF DPNQBOZT BDUJPOT BOE BCJMJUJFT UP QSFWFOU JUT PXO FNQMPZFFT GSPN WJPMBUJOH
BQQMJDBCMF BOUJCSJCFSZBOUJoDPSSVQUJPO MBXT JO EFBMJOH XJUI UIJSE QBSUJFT XJUI XIPN UIF DPNQBOZ EPFT
CVTJOFTT %PNFTUJD MFHJTMBUJPO GPS mHIUJOH CSJCFSZ BOE DPSSVQUJPO FYJTUT JO NBOZ DPVOUSJFT BOE NBZ EJGGFS
CFUXFFODPVOUSJFT

5IFCSJCJOHPGDPSQPSBUFPSQVCMJDPGmDJBMTUPPCUBJOCVTJOFTTBEWBOUBHFDBOEJTUPSUJOUFSOBUJPOBMDPNQFUJUJWF
DPOEJUJPOT"EEJUJPOBMMZ CSJCFSZBOEDPSSVQUJPODBOIBWFBOFHBUJWFJOnVFODFPOUIFQSPUFDUJPOPGIVNBO
SJHIUT

6TFGVMSFGFSFODFGPSUIJTTFDUJPODBOCFGPVOEBU

 0&$%$POWFOUJPOPO$PNCBUJOH#SJCFSZ TFFXXXPFDEPSH

$PSF*OEJDBUPS

SOC–3: Political Contributions

%FmOJUJPO

%FTDSJQUJPOPGQPMJDJFTBOEPSQSPDFEVSFTGPSNBOBHJOHQPMJUJDBMDPOUSJCVUJPOT

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGJUTTZTUFNBUJDNBOBHFNFOUBQQSPBDIUP
JUTQPMJUJDBMDPOUSJCVUJPOT5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFEJO4FDUJPO

*OBEEJUJPO UIFSFQPSUJOHDPNQBOZNBZDPOTJEFSQSPWJEJOHRVBOUJUBUJWFJOEJDBUJPOTPGUIFBNPVOUPGNPOFZ
QBJEUPJOEJWJEVBMT PSHBOJ[BUJPOT QPMJUJDBMQBSUJFTBOEJOTUJUVUJPOTXIPTFQSJNFGVODUJPOJTUPGVOEQPMJUJDBM
QBSUJFTPSUIFJSDBOEJEBUFTPSQPMJUJDBMDBVTFTPSJOJUJBUJWFT2VBMJUBUJWF DBTFTUVEZNBUFSJBMNBZQSPWFVTFGVM
GPSEFTDSJCJOHIPXUIFTZTUFNTBSFJNQMFNFOUFE

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
5IFJOEJDBUPSTIPVMECFSFQPSUFEBUUIFHMPCBMMFWFMBDSPTTBMMPQFSBUJPOT*OBEEJUJPO FYBNQMFTPGQPMJDZBOE
TZTUFNJNQMFNFOUBUJPONBZCFHJWFOBUSFHJPOBM OBUJPOBMBOEMPDBMMFWFMT%FmOJUJPOTPGQPMJUJDBMDPOUSJCVUJPOT
WBSZCFUXFFODPVOUSJFT5IFSFGPSF JUXPVMECFIFMQGVMUPFYQMBJOXIJDIEFmOJUJPOTPSTUBOEBSETBSFBQQMJFE
JONBOBHJOHBDPNQBOZTDPOUSJCVUJPOT BOESFnFDUFEJOXIBUJTSFQPSUFE

*GBQQSPQSJBUF DPNQBOJFTNBZDIPPTFUPGVSUIFSEFWFMPQSFQPSUJOHQSBDUJDFTCZEFTDSJCJOHBOZNFDIBOJTNT
UPNPOJUPSJNQMFNFOUBUJPOPGUIFJSQPMJDJFTBOEPSQSPDFEVSFT BOEUIFPVUDPNFTPGUIJTNPOJUPSJOH

1VSQPTF

5IJTJOEJDBUPSBQQMJFTUPBDUJWJUJFTUIBUUIFDPNQBOZFOHBHFTJOUPDPOUSJCVUFUPQVCMJDQPMJDZEFCBUF

"XBSFOFTT PG QVCMJD QPMJDZ EFCBUF BOE MFHJTMBUJWF EFWFMPQNFOUT JT LFZ UP B DPNQBOZ NBJOUBJOJOH JUT
DPNQFUJUJWFOFTTBOEWJBCJMJUZ)PXFWFS UIFDPOUSJCVUJPOPGCVTJOFTTUPQVCMJDQPMJDZBOEMFHJTMBUJPOEFWFMPQNFOU
IBTUIFQPUFOUJBMUPJNQBDUTPDJFUZ5IFSFGPSF UIFUSBOTQBSFODZPGQPMJUJDBMFOHBHFNFOUCZBDPNQBOZJTLFZ
UPNBJOUBJOJOHUSVTUXJUIBWBSJFUZPGTUBLFIPMEFST

"EEJUJPOBM*OEJDBUPS

SOC–A1: Political Lobbying and Advocacy

%FmOJUJPO

%FTDSJQUJPO PG QPMJDZ  QSPDFEVSFT  BOEPS NBOBHFNFOU TZTUFNT GPS NBOBHJOH QPMJUJDBM MPCCZJOH BOE
BEWPDBDZ

4DPQF

%FmOJUJPOTPGMPCCZJOHBOEBEWPDBDZWBSZCFUXFFODPVOUSJFT5IFSFGPSF JUXPVMECFIFMQGVMUPFYQMBJOXIJDI
EFmOJUJPOTPSTUBOEBSETBSFBQQMJFEBOESFnFDUFEJOXIBUJTSFQPSUFE

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGJUTTZTUFNBUJDNBOBHFNFOUBQQSPBDIUP
QPMJUJDBMMPCCZJOHBOEBEWPDBDZ5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFEJO4FDUJPO

*OBEEJUJPO UIFSFQPSUJOHDPNQBOZNBZQSPWJEFRVBMJUBUJWFDBTFTUVEZNBUFSJBMXIJDINBZQSPWFVTFGVMGPS
EFTDSJCJOHIPXUIFTZTUFNTBSFJNQMFNFOUFE*OQBSUJDVMBS UIFSFQPSUJOHDPNQBOZNBZBMTPXJTIUPQSPWJEF
BEFTDSJQUJPOPGQSJPSJUZQVCMJDQPMJDZJTTVFTPOXIJDIJUJTDVSSFOUMZBEWPDBUJOH

5IFJOEJDBUPSTIPVMECFSFQPSUFEBUUIFHMPCBMMFWFMBDSPTTBMMPQFSBUJPOT*OBEEJUJPO FYBNQMFTPGQPMJDZBOE
TZTUFNJNQMFNFOUBUJPONBZCFHJWFOBUHMPCBM SFHJPOBM OBUJPOBMBOEMPDBMMFWFMT

*GBQQSPQSJBUF DPNQBOJFTNBZDIPPTFUPGVSUIFSEFWFMPQSFQPSUJOHQSBDUJDFTCZEFTDSJCJOHBOZNFDIBOJTNT
UPNPOJUPSJNQMFNFOUBUJPOPGUIFJSQPMJDJFTBOEPSQSPDFEVSFT BOEUIFPVUDPNFTPGUIJTNPOJUPSJOH

1VSQPTF

5IJTJOEJDBUPSBQQMJFTUPBDUJWJUJFTUIBUUIFDPNQBOZFOHBHFTJOUPDPOUSJCVUFUPQVCMJDQPMJDZEFCBUF

&NQMPZNFOU1SBDUJDFT

$PSF*OEJDBUPS

SOC—4: Non-Discrimination and Equal Opportunity

%FmOJUJPO

%FTDSJQUJPOPGHMPCBMQPMJDZBOEPSQSPDFEVSFTQSFWFOUJOHEJTDSJNJOBUJPOBNPOHFNQMPZFFTJOPQFSBUJPOT 
JODMVEJOHBEFTDSJQUJPOPGFRVBMPQQPSUVOJUZQSBDUJDFT

 t *1*&$""1*
4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGJUTTZTUFNBUJDNBOBHFNFOUBQQSPBDI
UPOPOEJTDSJNJOBUJPOBOEFRVBMPQQPSUVOJUZ5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFEJO4FDUJPO


2VBMJUBUJWF DBTF TUVEZ NBUFSJBM NBZ BMTP QSPWF VTFGVM GPS EFTDSJCJOH IPX UIF TZTUFNT BSF JNQMFNFOUFE 
PCKFDUJWFTBSFTFUBOEUBSHFUTBDIJFWFE*OBEEJUJPO UIFSFQPSUJOHDPNQBOZNBZQSPWJEFRVBOUJUBUJWFJOEJDBUJPO
UPJMMVTUSBUFUIFVTFPGUIFTZTUFNXJUIJOUIFDPNQBOZ

$PNQBOJFTBSFFODPVSBHFEUPQSPWJEFRVBOUJUBUJWFEBUBSFHBSEJOHXPSLGPSDFDPNQPTJUJPO

5IFSFQPSUFSNBZBMTPXJTIUPEFTDSJCFBOZQSPHSBNNFTEFTJHOFEUPQSPNPUFBOETVQQPSUXPSLGPSDFEJWFSTJUZ
BTDVMUVSBMMZBQQSPQSJBUFJOQBSUJDVMBSMPDBUJPOT*OUIJTJOTUBODFUIFSFQPSUFSTIPVMEJOEJDBUFXIBUJTNFBOUCZ
EJWFSTJUZXJUIJOUIFPSHBOJ[BUJPO

5IFSFQPSUFSJTFODPVSBHFEUPEFTDSJCFUIFDPNQBOZTHMPCBMQPMJDZJMMVTUSBUFECZFYBNQMFTPGJNQMFNFOUBUJPO
BUOBUJPOBMMFWFMT

*GBQQSPQSJBUF DPNQBOJFTNBZDIPPTFUPGVSUIFSEFWFMPQSFQPSUJOHQSBDUJDFTCZEFTDSJCJOHBOZNFDIBOJTNT
UPNPOJUPSJNQMFNFOUBUJPOPGUIFJSQPMJDJFTBOEPSQSPDFEVSFT BOEUIFPVUDPNFTPGUIJTNPOJUPSJOH

1VSQPTF

5IJT JOEJDBUPS BQQMJFT UP BDUJWJUJFT UIBU UIF DPNQBOZ FOHBHFT JO GPS QSPNPUJOH BOE JNQMFNFOUJOH OPO
EJTDSJNJOBUJPOBOEFRVBMFNQMPZNFOUPQQPSUVOJUZ

&GGFDUJWFQPMJDJFTPOOPOEJTDSJNJOBUJPOBOEFRVBMPQQPSUVOJUZDBOQSPNPUFXPSLGPSDFEJWFSTJUZBOEFOTVSF
BDDFTT GPS UIF DPNQBOZ UP UIF TLJMMT BOE DPOUSJCVUJPOT UIBU NBOZ QFPQMF DBO HJWF 3FQPSUJOH QSPWJEFT
USBOTQBSFODZPGUIFDPNQBOZTQFSGPSNBODFJOUIJTBSFB

"EEJUJPOBM*OEJDBUPS

SOC—A2: Employee Satisfaction

%FmOJUJPO

%FTDSJQUJPOPGQSPHSBNNFUPHBVHFFNQMPZFFTBUJTGBDUJPO JODMVEJOHUIFQFSDFOUPGXPSLGPSDFDPWFSFECZTVDI
QSPHSBNNFTBOEIPXGSFRVFOUMZFNQMPZFFTBSFFOHBHFE

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGUIFQSPHSBNNFTDBSSJFEPVUUPHBVHF
FNQMPZFFTBUJTGBDUJPO JODMVEJOHBOFYQMBOBUJPOPGIPXUIFDPNQBOZEFmOFTBOENFBTVSFTUIFBTQFDUTPG
FNQMPZFFTBUJTGBDUJPO*OBEEJUJPO EFTDSJCFUIFQSPDFTTUPGPMMPXUISPVHIPOFNQMPZFFJOQVU

8IFSFEBUBJTBWBJMBCMFBOEVTFEUPNFBTVSFFGGFDUJWFOFTT UIFSFQPSUJOHDPNQBOZNBZSFQPSUPOUIFSFTVMUT
PG TQFDJmD FNQMPZFF TBUJTGBDUJPO QSPHSBNNFT JOEJDBUJOH  XIFSF QPTTJCMF  USFOET JO FNQMPZFF TBUJTGBDUJPO
BDSPTTQSFWJPVTZFBST*OBEEJUJPO UIFSFQPSUJOHDPNQBOZNBZDPOTJEFSSFQPSUJOHPOBOZHBQTJOFNQMPZFF
TBUJTGBDUJPOJEFOUJmFEBOEIPXUIFTFXFSFBEESFTTFE

5IFJOEJDBUPSTIPVMECFSFQPSUFEHMPCBMMZBOECSPLFOEPXOSFHJPOBMMZBOEOBUJPOBMMZBTBQQSPQSJBUF

1VSQPTF

5IJTJOEJDBUPSBJNTUPSFQPSUPOUIFMFWFMPGFNQMPZFFTBUJTGBDUJPOXJUIUIFDPNQBOZTFNQMPZNFOUQSBDUJDFT 
HFOFSBMXPSLJOHDPOEJUJPOT BOEDPNQBOZDPNQMJBODFXJUIDPSFMBCPSTUBOEBSET

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
&NQMPZFFTBSFBLFZTUBLFIPMEFSHSPVQ5IFJSTBUJTGBDUJPOUSBOTMBUFTJOUPPSHBOJ[BUJPOBMFGmDJFODZBOEDBO
BGGFDUFYUFSOBMQFSDFQUJPO

$PSF*OEJDBUPS

SOC—5: Training and Development

%FmOJUJPO

%FTDSJQUJPOPGQPMJDJFTBOEPSQSPDFEVSFTGPSQSPWJEJOHFNQMPZFFUSBJOJOHBOEEFWFMPQNFOUPQQPSUVOJUJFTCZ
DBUFHPSZPGFNQMPZFFBOEUIFBQQSPYJNBUFQSPQPSUJPOPGFNQMPZFFTDPWFSFECZUIFTFQPMJDJFT HVJEFMJOFT
BOEQSPDFEVSFT

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGJUTTZTUFNBUJDNBOBHFNFOUBQQSPBDIUP
USBJOJOHBOEEFWFMPQNFOU5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFEJO4FDUJPO

*OBEEJUJPO UIFSFQPSUJOHDPNQBOZNBZQSPWJEFRVBOUJUBUJWFNFBTVSFTUPJMMVTUSBUFUIFJNQMFNFOUBUJPOPGUIF
TZTUFNXJUIJOUIFDPNQBOZTVDIBT

t "WFSBHFIPVSTPGUSBJOJOHQFSZFBSQFSFNQMPZFFBOECZDBUFHPSZPGFNQMPZFF

t "WFSBHFUSBJOJOHJOWFTUNFOUQFSZFBSQFSFNQMPZFFCZDBUFHPSZPGFNQMPZFF

t 1FSDFOUPGFNQMPZFFTSFDFJWJOHTPNFUSBJOJOHJOUIFSFQPSUJOHQFSJPE

2VBMJUBUJWF DBTF TUVEZ NBUFSJBM NBZ BMTP QSPWF VTFGVM GPS EFTDSJCJOH IPX UIF TZTUFNT BSF JNQMFNFOUFE
&YBNQMFT NBZ CF UIF QSPWJTJPO PG JOUFSOBUJPOBM XPSL FYQFSJFODF BOE UIF EFWFMPQNFOU PG JOUFSOBUJPOBM
FNQMPZFFT TVQQPSUUPUIFDPOUJOVFEEFWFMPQNFOUPGFNQMPZFFTBOENBOBHJOHDBSFFSFOEJOHT

5IFJOEJDBUPSJTBQQMJDBCMFHMPCBMMZ*OBEEJUJPO RVBOUJUBUJWFNFBTVSFTNBZCFQSFTFOUFEHMPCBMMZBOECSPLFO
EPXOCZSFHJPOPSDPVOUSZ$BTFTUVEZNBUFSJBMJTMJLFMZUPCFQSFTFOUFEBUUIFOBUJPOBMMFWFM

1VSQPTF

5IJTJOEJDBUPSBQQMJFTUPBDUJWJUJFTUIBUUIFDPNQBOZFOHBHFTJOUPJNQSPWFJUTIVNBODBQJUBMUISPVHIUSBJOJOH
BOE EFWFMPQNFOU PG JUT FNQMPZFFT UP FOIBODF DPNQFUFODF  KPC TLJMMT  FGmDJFODZ  LOPXMFEHF  NPCJMJUZ BOE
FYQFSJFODFGPSNFFUJOHKPCSFRVJSFNFOUTBOEDBSFFSHPBMTGPSBMMJOEJWJEVBMTJOUIFXPSLQMBDF

5IFEFWFMPQNFOUPGFNQMPZFFTJOBNBOOFSDPOTJTUFOUXJUIDPNQBOZQPMJDZBOEDVMUVSBMFYQFDUBUJPOTJTBLFZ
CFOFmUUIBUUIFDPNQBOZDBOPGGFSUPTPDJFUZJOUIFBSFBTJOXIJDIJUPQFSBUFT5SBJOJOHBOEEFWFMPQNFOUNBZ
CFQBSUPGBDPNQBOZTQSPHSBNNFUPFOTVSFEJWFSTJUZBOEJODMVTJWFOFTTJOUIFXPSLQMBDFBOEUPFODPVSBHF
QBSUJDJQBUJPOBUBMMMFWFMTPGUIFPSHBOJ[BUJPO

$PSF*OEJDBUPS

SOC—6: Non-retaliation & Grievance System

%FmOJUJPO

%FTDSJQUJPOPGOPOSFUBMJBUJPOQPMJDZBOEDPOmEFOUJBMFNQMPZFFHSJFWBODFTZTUFN

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGBOZTZTUFNBUJDNBOBHFNFOUBQQSPBDI
UPOPOSFUBMJBUJPOBOEHSJFWBODF5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFEJO4FDUJPO

 t *1*&$""1*
5IF SFQPSUFS JT BMTP FODPVSBHFE UP JOEJDBUF UIF BQQSPYJNBUF QSPQPSUJPO PG FNQMPZFFT DPWFSFE CZ UIFTF
QPMJDJFTBOETZTUFNT

*O BEEJUJPO  UIF SFQPSUJOH DPNQBOZ NBZ QSPWJEF RVBOUJUBUJWF JOEJDBUJPO UP JMMVTUSBUF UIF VTF PG UIF TZTUFN
XJUIJOUIFDPNQBOZ  GPSFYBNQMF UIFOVNCFSPGJTTVFTSBJTFEBOOVBMMZUISPVHIFNQMPZFFHSJFWBODFTZTUFN

"MUFSOBUJWFMZ RVBMJUBUJWFDBTFTUVEZNBUFSJBMNBZQSPWFVTFGVMGPSEFTDSJCJOHIPXUIFTZTUFNTBSFQSPNPUFE
BOEBDVMUVSFUPVTFBOEIBWFDPOmEFODFJOTVDITZTUFNTJTHFOFSBUFE

5IFBTTVSBODFPGOPOSFUBMJBUJPOBOEHSJFWBODFTZTUFNTPGTIPSUUFSNPSDPOUSBDUFNQMPZFFTNBZOFFEUPCF
BEESFTTFEJGUIJTJTSFMFWBOUUPUIFDPNQBOZTPQFSBUJPOTJOBOZQBSUJDVMBSBSFB

5IFOPOSFUBMJBUJPOBOEHSJFWBODFTZTUFNTIPVMECFEFTDSJCFESFMBUJWFUPHMPCBMPQFSBUJPOT*OBEEJUJPO BOZ
RVBMJUBUJWFFYBNQMFTBSFMJLFMZUPCFEFTDSJCFEBUUIFOBUJPOBMPSMPDBMMFWFMT

1VSQPTF

5IJT JOEJDBUPS BQQMJFT UP UIF DPNQBOZT BDUJWJUJFT UP QSPUFDU JUT FNQMPZFFT BCJMJUZ UP SBJTF UIFJS HSJFWBODFT
BCPVUXPSLQMBDFJTTVFT BOEPSUPJEFOUJGZOPODPNQMJBODFBOEFUIJDBMJODJEFOUTXJUIPVUGFBSPGSFQSJTBM

*TTVFTUIBUNBZCFDPWFSFECZBHSJFWBODFPSOPODPNQMJBODFTZTUFNDPVMEJODMVEFIVNBOSJHIUT FNQMPZFF
SJHIUT FUIJDT FOWJSPONFOUBM TBGFUZBOEIFBMUISFMBUFEJTTVFT BOEXIJTUMFCMPXJOH

/POSFUBMJBUJPOBOEHSJFWBODFTZTUFNTDBOIFMQUPQSPNPUFGBJSOFTTBOESFTQFDUGPSUIFEJHOJUZPGBMMFNQMPZFFT
BOEFGGFDUJWFFOHBHFNFOUCFUXFFONBOBHFNFOUBOEXPSLGPSDFSFHBSEJOHFNQMPZFFDPODFSOT

"EEJUJPOBM*OEJDBUPS

SOC—A3: Local Employment Opportunities

%FmOJUJPO

%FTDSJQUJPOPGQPMJDJFTBOEPSQSPDFEVSFTGPSIJSJOHBOEUSBJOJOHMPDBMFNQMPZFFTXJUIJOBDPVOUSZSFHJPO 
JODMVEJOHBUTFOJPSMFWFMT

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGBOZTZTUFNBUJDNBOBHFNFOUBQQSPBDI
UPQSPNPUFMPDBMFNQMPZNFOUPQQPSUVOJUJFT5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFEJO4FDUJPO


*O BEEJUJPO  UIF SFQPSUJOH DPNQBOZ NBZ QSPWJEF RVBOUJUBUJWF JOEJDBUJPO UP JMMVTUSBUF UIF VTF PG UIF TZTUFN
XJUIJOUIFDPNQBOZ"OFYBNQMFNBZCFMPDBMDPOUFOUPGUIFXPSLGPSDFTQMJUCZDBUFHPSZPGXPSLFS FH 
TFOJPSNBOBHFNFOU NBOBHFS QSPGFTTJPOBM BENJOJTUSBUJWF
POBOBUJPOBMCBTJTFYQSFTTFEBTBQFSDFOUBHF
8IFSFSFMFWBOUTVDIBOJOEJDBUPSTIPVMECFQSFTFOUFEBHBJOTUBOZMFHBMPSDPOUSBDUVBMSFRVJSFNFOUTGPSMPDBM
FNQMPZNFOUPQQPSUVOJUJFT

1PMJDZBOEQSPHSBNNFTTIPVMECFEFTDSJCFEBUBHMPCBMMFWFMXJUISFTQFDUUPBDPNQBOZTPXOFNQMPZFFT
XJUIDBTFTUVEZNBUFSJBMTQSFTFOUFEPOBMPDBMMFWFM

1VSQPTF

5IJT JOEJDBUPS BQQMJFT UP UIF DPNQBOZT BDUJPOT UP EFWFMPQ B EJWFSTF XPSLGPSDF SFnFDUJOH JUT HFPHSBQIJD
QSFTFODF JODMVEJOHEFWFMPQNFOUPGMPDBMSFDSVJUNFOUJOBSFBTPGPQFSBUJPOoTPNFDPNQBOJFTSFGFSUPUIJTBT
AOBUJPOBMJ[BUJPO

5IF EFWFMPQNFOU PG UIF HMPCBM XPSLGPSDF QSPNPUFT XPSLGPSDF EJWFSTJUZ BOE BDDFTT UP MPDBM LOPXMFEHF CZ
IFMQJOHUIFJOUFHSBUJPOPGUIFDPNQBOZJOUPJUTHFPHSBQIJDMPDBUJPOT*OTPNFDPVOUSJFT MFHBMPSDPOUSBDUVBM
SFRVJSFNFOUTNBZFYJTUGPSMPDBMXPSLGPSDFSFDSVJUNFOU

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
$PSF*OEJDBUPS

SOC—7: Labor Practices

%FmOJUJPO

%FTDSJQUJPO PG QPMJDJFT  QSPHSBNNFT BOEPS QSPDFEVSFT SFMBUJOH UP FNQMPZFF SFQSFTFOUBUJPO  GSFFEPN PG
BTTPDJBUJPO DIJMEMBCPSBOEGPSDFEMBCPSQSBDUJDFT

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGBOZTZTUFNBUJDNBOBHFNFOUBQQSPBDI
UPFOTVSJOHBQQSPQSJBUFMBCPSQSBDUJDFT5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFEJO4FDUJPO


2VBMJUBUJWFDBTFTUVEZNBUFSJBM JGBQQSPQSJBUF NBZBMTPQSPWFVTFGVMGPSEFTDSJCJOHFGGFDUJWFOFTTPGMBCPS


QSBDUJDF QPMJDJFT 2VBOUJUBUJWF EBUB NBZ BMTP CF QSFTFOUFE GSPN UIF DPNQBOZT TPVSDJOH QSBDUJDFT UIBU
EFNPOTUSBUFDPNQMJBODFPGUIFDPNQBOZXJUIJUTQPMJDJFT

*GBQQSPQSJBUF DPNQBOJFTNBZDIPPTFUPGVSUIFSEFWFMPQSFQPSUJOHQSBDUJDFTCZEFTDSJCJOHNFDIBOJTNTUP
NPOJUPSJNQMFNFOUBUJPOPGUIFJSQPMJDJFTBOEPSQSPDFEVSFT BOEUIFPVUDPNFTPGUIJTNPOJUPSJOH

1VSQPTF

5IJTJOEJDBUPSBQQMJFTUPUIFDPNQBOZTBDUJPOTJOLFFQJOHXJUIUIFGVOEBNFOUBMQSJODJQMFTBOESJHIUTBUXPSL
PGUIF*-0EFDMBSBUJPODPWFSJOHGSFFEPNPGBTTPDJBUJPO DIJMEMBCPSBOEGPSDFEMBCPS

$PNNVOJUZ4PDJFUZ

$PSF*OEJDBUPS

SOC—8: Community Relationships

%FmOJUJPO

%FTDSJQUJPO PG QSPDFTTFT UP BTTFTT BOE NBOBHF QPTJUJWF BOE OFHBUJWF JNQBDUT PO DPNNVOJUJFT JO BSFBT
BGGFDUFECZDPSFCVTJOFTTBDUJWJUJFT

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGBOZTZTUFNBUJDNBOBHFNFOUBQQSPBDI
UPNBOBHJOHQPTJUJWFBOEOFHBUJWFDPNNVOJUZJNQBDUT JODMVEJOHCPUIEJSFDUBOEJOEJSFDUJNQBDUT5IFVTFPG
NBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFEJO4FDUJPO

*OBEEJUJPO UIFSFQPSUFSNBZBMTPEFTDSJCFBOZQSPHSBNNFTDBSSJFEPVUUPBEESFTTDPNNVOJUZJNQBDUTPOB
DBTFTUVEZCBTJT4VDIDBTFTUVEJFTTIPVME XIFSFQPTTJCMF JMMVTUSBUFUIFEJNFOTJPOTPGDPNNVOJUZJNQBDUT
JOWPMWFE FH QSPHSBNNFTUPBEESFTTDPNNVOJUZIFBMUIJTTVFT JODMVEJOHFGGFDUTPGPQFSBUJPOTBOEQVCMJD
IFBMUIJTTVFT TVDIBT)*7"*%4BOENBMBSJB
3FMFWBOUDBTFTUVEJFTNBZBMTPPWFSMBQXJUIUIPTFQSFTFOUFE
XIFOSFQPSUJOHSFMBUFEJTTVFTTVDIBT4PDJBM*OWFTUNFOU &YUFSOBM$BQBDJUZ#VJMEJOH *OEJHFOPVT$PNNVOJUJFT 
3FTFUUMFNFOUBOE-BOE3JHIUT

5IFSFTVMUTPGBOZDPNNVOJUZTBUJTGBDUJPOQFSDFQUJPOTVSWFZTDPVMEBMTPCFQSFTFOUFE

5IFEFTDSJQUJPOPGQPMJDZBOENBOBHFNFOUPGDPNNVOJUZJNQBDUTTIPVMEDPWFSUIFHMPCBMCVTJOFTTBOEUIFMJGF
DZDMFPGBMMBDUJWJUJFT$BTFTUVEZNBUFSJBMJTMJLFMZUPCFQSFTFOUFEBUUIFMPDBMPSOBUJPOBMMFWFM

 t *1*&$""1*
1VSQPTF

5IJTJOEJDBUPSBQQMJFTUPUIFDPNQBOZTBDUJWJUJFTUPNJUJHBUFOFHBUJWFDPNNVOJUZJNQBDUT BOEQSPNPUFQPTJUJWF
POFT

"EESFTTJOHDPNNVOJUZJNQBDUTDBODPOUSJCVUFUPJODSFBTJOHUIFMJLFMJIPPEPGPQFSBUJPOBMTVDDFTT PCUBJOJOH
BOENBJOUBJOJOHBMJDFOTFUPPQFSBUF BOESFEVDJOHSJTLTBOEVODFSUBJOUJFT"EESFTTJOHDPNNVOJUZJNQBDUT
NBZEJSFDUMZPSJOEJSFDUMZHFOFSBUFCFOFmUTJOXIJDIDPNQBOJFTPQFSBUF

6TFGVMSFGFSFODFGPSUIJTTFDUJPO

'VSUIFSJOGPSNBUJPOPOQPTJUJWFBOEOFHBUJWFDPNNVOJUZJNQBDUTDBOCFGPVOEJOUIF*1*&$"0(1QVCMJDBUJPO 
,FZ2VFTUJPOTJO.BOBHJOH4PDJBM*TTVFTJO0JMBOE(BT1SPKFDUT TFFXXXJQJFDBPSHQVCMJDBUJPOTTPDJBM


"EEJUJPOBM*OEJDBUPS

SOC—A4: Social Investments

%FmOJUJPO

5IF BNPVOU PG TPDJBM JOWFTUNFOUT CZ HMPCBM UPUBM BOE  XIFSF GFBTJCMF  CZ HFPHSBQIJD SFHJPO *O BEEJUJPO 
EFTDSJCFUIFQPMJDJFT HVJEFMJOFTBOEQSPDFEVSFTGPSNBLJOHTPDJBMJOWFTUNFOUT

4DPQF

"MMJOWFTUNFOUTJOTPDJFUZTIPVMECFJODMVEFEIPXFWFS UIJTEPFTOPUJODMVEFQBZNFOUTTVDIBTUBYFT SPZBMUJFT


PSTJHOBUVSFQBZNFOUTUIBUNBZCFVTFEGPSTPDJBMEFWFMPQNFOUGPSXIJDIUIFVMUJNBUFVTFDBOOPUCFDPOUSPMMFE
PSJOnVFODFECZUIFDPNQBOZ)PXFWFS QBZNFOUTNBEFCZUIFDPNQBOZGPSXIJDIJUDBODPOUSPMPSJOnVFODF
JUTmOBMVTFTIPVMECFJODMVEFE

$PNQBOJFT NBZ XJTI UP EFTDSJCF IPX TPDJBM JOWFTUNFOUT BSF EJTUSJCVUFE BNPOH WBSJPVT DPNNVOJUJFT BOE
TPDJBMSFDJQJFOUTXIPCFOFmUGSPNUIFTFJOWFTUNFOUT

5IFNPOFUBSZVOJUVTFETIPVMECFTQFDJmFE

1VSQPTF

5IJTJOEJDBUPSBQQMJFTUPUIFDPNQBOZTNFBTVSBCMFJOWFTUNFOUJOTPDJFUZ5IJTJOWFTUNFOUNBZBSJTFUISPVHI
DIBSJUBCMFEPOBUJPOTPSJOWPMWFNFOUJODPNNVOJUZBOETPDJBMEFWFMPQNFOUQSPHSBNNFTJOUIFBSFBTJOXIJDI
JUPQFSBUFT4VDIJOWFTUNFOUTNBZCFWPMVOUBSZPSEJDUBUFECZDPOUSBDUVBMPSMFHBMPCMJHBUJPOT

3FQPSUJOHPOTPDJBMJOWFTUNFOUEFNPOTUSBUFTBDPNQBOZTDPOUSJCVUJPOUPUIFTPDJFUZJOXIJDIJUPQFSBUFT

"EEJUJPOBM*OEJDBUPS

SOC—A5: External Capacity Building

%FmOJUJPO

&YBNQMFT PG QSPHSBNNFT PS BDUJWJUJFT EFTJHOFE UP CVJME FYUFSOBM DBQBDJUZ JO UIF DPNNVOJUJFT PS DPVOUSJFT
XIFSFUIFDPNQBOZPQFSBUFT FH TVQQPSUJOHEFWFMPQNFOUPGMPDBMPSOBUJPOBMKVEJDJBMTZTUFNTPSNFEJB
TVQQPSUJOH PS QSPWJEJOH FEVDBUJPO PS USBJOJOH UP OPOFNQMPZFFT
 JODMVEJOH JOGPSNBUJPO PO QPTJUJWF BOE
OFHBUJWFJNQBDUT

4DPQF

&YUFSOBM$BQBDJUZ#VJMEJOHSFGFSTUPUIFQSPNPUJPOPGTLJMMT LOPXMFEHFBOEFYQFSJFODFUPUIPTFPVUTJEFPGUIF
DPNQBOZ MFBEJOHUPUIFJOEFQFOEFOUEFWFMPQNFOUPGUIFTPDJFUJFTJOXIJDIUIFDPNQBOJFTPQFSBUF

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPHJWFJOEJDBUJWFFYBNQMFTPGUIFUZQFTPGQSPHSBNNFTUIBUNBZCF
EFTDSJCFEBHBJOTUUIJTJOEJDBUPS TVDIBT

t 5IFPCKFDUJWFTPGUIFQSPHSBNNF

t )PXJUXBTEPOF

t 8IBU JU BDIJFWFE EFTDSJCF UIF BDIJFWFNFOU XJUI UIF VTF PG RVBOUJmFE EJNFOTJPOT XIFSF
QPTTJCMF

t 8IBUIBTCFFOMFBSOFEGSPNUIFQSPHSBNNF

&YBNQMFTDBOCFEFTDSJCFEBUHMPCBM SFHJPOBM OBUJPOBMPSMPDBMMFWFMT

1VSQPTF

5IJT JOEJDBUPS BQQMJFT UP UIF DPNQBOZT BDUJWJUJFT UP QSPNPUF FYUFSOBM DBQBDJUZ CVJMEJOH &YUFSOBM DBQBDJUZ
CVJMEJOHNBZCFBDPNQPOFOUPGBDPNQBOZTTPDJBMJOWFTUNFOUQSPHSBNNF

"EEJUJPOBM*OEJDBUPS

SOC—A6: Indigenous Communities

%FmOJUJPO

%FTDSJQUJPOPGQSPDFTTFTUPFOHBHFXJUIBOEBEESFTTUIFOFFETPGJOEJHFOPVTDPNNVOJUJFT

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGJUTTZTUFNBUJDNBOBHFNFOUBQQSPBDIUP
NBOBHJOHJUTJOUFSBDUJPOTXJUIJOEJHFOPVTDPNNVOJUJFT5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFE
JO4FDUJPO

" DPNQBOZ JT FODPVSBHFE UP JOEJDBUF UP XIBU FYUFOU JUT HMPCBM PQFSBUJPOT BSF JO DPOUBDU XJUI JOEJHFOPVT
DPNNVOJUJFT*OBEEJUJPO DBTFTUVEJFTNBZCFJODMVEFEUPEFTDSJCFUIFTDBMFPGJOUFSBDUJPOPGUIFDPNQBOZ
XJUIJOEJHFOPVTDPNNVOJUJFTBOEIPXUIFZBSFHJWFOUIFPQQPSUVOJUZUPQSPWJEFJOQVUUPDPNQBOZEFDJTJPOT
BOEQSBDUJDFT

"WBSJFUZPGEFmOJUJPOTGPSUIFUFSNJOEJHFOPVTFYJTU5IF6OJUFE/BUJPOT UIF8PSME#BOLBOEUIF*-0IBWF
TQFDJmDEFmOJUJPOT"EEJUJPOBMMZ JOEJHFOPVTJTPGUFOEFmOFECZMFHJTMBUJPOTQFDJmDUPBDPVOUSZ5IFSFQPSUJOH
DPNQBOZTIPVMEUBLFDBSFUPFYQMBJOUIFUFSNJOEJHFOPVTBTJUJTSFGFSSFEUPJOJUTSFQPSU

5IF 6/ EFmOJUJPO JT HJWFO JO UIF HMPTTBSZ PG 4FDUJPO   BOE 4FDUJPO  DPOUBJOT SFGFSFODFT UP PUIFS
EFmOJUJPOT

1PMJDZ PS QPTJUJPO NBZ CF SFQPSUFE BU UIF HMPCBM MFWFM *MMVTUSBUJWF DBTF TUVEZ SFQPSUT DBO CF EFTDSJCFE BU
HMPCBM SFHJPOBM OBUJPOBMPSMPDBMMFWFMT

1VSQPTF

5IJTJOEJDBUPSBQQMJFTUPUIFDPNQBOZTBDUJWJUJFTUPSFTQFDUUIFSJHIUTPGJOEJHFOPVTDPNNVOJUJFT

5IFSF JT TPNF PWFSMBZ PG UIF XPSMET PJM BOE HBT SFTFSWFT XJUI UIF UFSSJUPSJFT PG UIF XPSMET JOEJHFOPVT
DPNNVOJUJFT#ZWJSUVFPGUIFJSTFQBSBUJPOGSPNNBJOTPDJFUZ JOEJHFOPVTDPNNVOJUJFTDBOCFWVMOFSBCMFBOE
BSFUIFSFGPSFBGGPSEFETQFDJBMSJHIUT

 t *1*&$""1*
"EEJUJPOBM*OEJDBUPS

SOC—A7: Resettlement and Land Rights

%FmOJUJPO

%FTDSJQUJPOPGQPMJDJFTBOEPSQSPDFEVSFTUPBEESFTTSFTFUUMFNFOUBOEMBOESJHIUTPGJNQBDUFEDPNNVOJUJFT

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGJUTTZTUFNBUJDNBOBHFNFOUBQQSPBDIUP
NBOBHJOHSFTFUUMFNFOUBOEMBOESJHIUTPGBGGFDUFEDPNNVOJUJFT5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZ
EJTDVTTFEJO4FDUJPO

(PWFSONFOUTIBWFUIFSFTQPOTJCJMJUZUPEFUFSNJOFBOENBOBHFMBOESJHIUT$PNQBOJFTTIPVMESFQPSUIPXUIFZ
SFTQFDUBOEBEESFTTJNQBDUTPOMBOESJHIUTPGBGGFDUFEDPNNVOJUJFT

*O BEEJUJPO  UIF SFQPSUJOH DPNQBOZ NBZ QSPWJEF RVBOUJUBUJWF JOEJDBUJPOT PG JUT QFSGPSNBODF SFHBSEJOH JUT
SFTFUUMFNFOUBOEMBOESJHIUTQPMJDJFT'PSFYBNQMF UIJTNBZJODMVEF

t /VNCFSPGDBTFTPGSFTFUUMFNFOUTSFRVJSFECZUIFDPNQBOZTBDUJWJUJFTJOUIFSFQPSUJOHQFSJPE

t /VNCFSPGJOEJWJEVBMTJNQBDUFECZSFTFUUMFNFOUUISPVHIUIFDPNQBOZTBDUJWJUJFTJOUIFSFQPSUJOH
QFSJPE

2VBMJUBUJWFDBTFTUVEZNBUFSJBMNBZQSPWFVTFGVMGPSEFTDSJCJOHIPXUIFTZTUFNTIBWFCFFOJNQMFNFOUFEJO
TQFDJmDDBTFT'PSFYBNQMF

t 5IFTQFDJmDQSPDFTTJNQMFNFOUFE

t )PXGBJSDPNQFOTBUJPOXBTQSPWJEFE

t 8IZSFTFUUMFNFOUXBTVOBWPJEBCMF

t 5IFQSPWJTJPOTGPSBOZMBOESFUVSOFEBUBCBOEPONFOUDMPTVSF

5IFJOEJDBUPSJTBQQMJDBCMFUPBHMPCBMQPMJDZCVUJMMVTUSBUFECZDBTFTUVEZBUOBUJPOBMPSMPDBMMFWFM

1VSQPTF

5IFBJNPGUIJTJOEJDBUPSJTUPSFQPSUPOBDPNQBOZTBDUJWJUJFTUPSFTQFDUMBOESJHIUT NJOJNJ[FSFTFUUMFNFOUBOE
QSPWJEFGBJSBOEUSBOTQBSFOUDPNQFOTBUJPOUPMPDBMDPNNVOJUJFT

6TFGVMSFGFSFODFGPSUIJTTFDUJPO

'VSUIFSJOGPSNBUJPOPOMBOESJHIUTBOESFTFUUMFNFOUDBOCFGPVOEJOUIF*1*&$"0(1QVCMJDBUJPO ,FZ2VFTUJPOT
JO.BOBHJOH4PDJBM*TTVFTJO0JMBOE(BT1SPKFDUT TFFXXXJQJFDBPSHQVCMJDBUJPOTTPDJBM


$PSF*OEJDBUPS

SOC—9: Security

%FmOJUJPO

&WJEFODFPGJNQMFNFOUBUJPOPGUIFi7PMVOUBSZ1SJODJQMFTPO4FDVSJUZBOE)VNBO3JHIUTwPSFRVJWBMFOUQPMJDJFT
PSHVJEFMJOFTSFMBUFEUPTFDVSJUZBOEIVNBOSJHIUT

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPTUBUFXIFUIFSJUBTQJSFTUPJNQMFNFOUUIFi7PMVOUBSZ1SJODJQMFTPO
4FDVSJUZ BOE )VNBO 3JHIUTw PS FRVJWBMFOU QPMJDJFT PS HVJEFMJOFT BOE TUBUF UP XIBU FYUFOU UIFZ IBWF CFFO
BQQMJFE

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPEFTDSJCFUIFLFZFMFNFOUTPGBTZTUFNBUJDNBOBHFNFOUBQQSPBDIUP
TFDVSJUZBOEUIFQSPUFDUJPOPGIVNBOSJHIUT5IFVTFPGNBOBHFNFOUTZTUFNTJTHFOFSBMMZEJTDVTTFEJO4FDUJPO


2VBMJUBUJWF DBTF TUVEZ NBUFSJBM NBZ BMTP CF QSFTFOUFE GPS JMMVTUSBUJOH UIF JNQMFNFOUBUJPO PG TFDVSJUZ BOE
IVNBOSJHIUTQPMJDJFT JODMVEJOHIVNBOSJHIUTUSBJOJOHGPSTFDVSJUZQFSTPOOFM

5IFJOEJDBUPSTIPVMECFSFQPSUFEBUBHMPCBMMFWFMXJUIDBTFTUVEZNBUFSJBMMJLFMZUPCFQSFTFOUFEBUOBUJPOBM
PSMPDBMMFWFMT

*GBQQSPQSJBUF DPNQBOJFTNBZDIPPTFUPGVSUIFSEFWFMPQSFQPSUJOHQSBDUJDFTCZEFTDSJCJOHBOZNFDIBOJTNT
UPNPOJUPSJNQMFNFOUBUJPOPGUIFJSQPMJDJFTBOEPSQSPDFEVSFT BOEUIFPVUDPNFTPGUIJTNPOJUPSJOH

1VSQPTF

5IFBJNPGUIJTJOEJDBUPSJTUPSFQPSUPOBDPNQBOZTBDUJWJUJFTUPTBGFHVBSEUIFJOUFHSJUZPGDPNQBOZSFQVUBUJPO 
QFSTPOOFMBOEQSPQFSUZUISPVHIBQQSPQSJBUFTFDVSJUZBSSBOHFNFOUT$PNQBOJFTTIPVMESFQPSUBOZTUFQTUBLFO
UP FOTVSF UIBU TFDVSJUZ QFSTPOOFM BDUJOH PO JUT CFIBMG PS VOEFS JUT DPOUSPM  XIFUIFS TUBUF PS QSJWBUF  EP OPU
FOHBHFJOIBSNGVMBDUJPOTUIBUWJPMBUFUIFIVNBOSJHIUTPGUIPTFXJUIXIPNUIFZJOUFSBDU

 t *1*&$""1*
0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
4FDUJPOo&DPOPNJD1FSGPSNBODF*OEJDBUPST

*OUSPEVDUJPO

5IFQVSQPTFPGUIJTTFDUJPOJTUPTVHHFTUFDPOPNJDQFSGPSNBODFJOEJDBUPSTUIBUDPNQBOJFTNBZmOEVTFGVMGPS
TVTUBJOBCJMJUZSFQPSUJOH$PNQBOJFTBSFFODPVSBHFEUPVTFUIFTFFDPOPNJDJOEJDBUPST BOEUPDIPPTFPUIFS
mOBODJBMJOEJDBUPSTUIBUUIFZBMSFBEZVTFJOWBSJPVTQVCMJDmOBODJBMSFQPSUTUPHJWFBOPWFSBMMQJDUVSFPGUIFJS
TVTUBJOBCJMJUZQFSGPSNBODFJOHFOFSBMUFSNTPGJODPNFBOEFYQFOTFT PSFDPOPNJDJOnPXBOEPVUnPX


5IFFDPOPNJDEJNFOTJPOPGTVTUBJOBCJMJUZSFQPSUJOHNBZOPUPOMZBEESFTTUIFmOBODJBMQFSGPSNBODFPGUIF
SFQPSUJOH DPNQBOZ CVU BMTP UIF DPNQBOZT FGGFDUT PO UIF FDPOPNJD DJSDVNTUBODFT PG JUT TUBLFIPMEFST BOE
POUIFMPDBM OBUJPOBMBOEHMPCBMFDPOPNJDTZTUFNTJOXIJDIJUPQFSBUFT&DPOPNJDQFSGPSNBODF UIFSFGPSF 
DPWFSTBTQFDUTPGUIFDPNQBOZTFDPOPNJDJOUFSBDUJPOT

5IJT TFDUJPO JOUSPEVDFT UIF GPMMPXJOH &DPOPNJD 1FSGPSNBODF *OEJDBUPST UIBU EFTDSJCF LFZ FDPOPNJD
JOUFSBDUJPOT

,FZ*OUFSBDUJPOT $PSF"EEJUJPOBM *OEJDBUPS

$PSF &$0o5BY&YQFOTFT
(PWFSONFOUT
"EEJUJPOBM &$0o"5SBOTQBSFODZPG1BZNFOUT

4IBSFIPMEFST $PSF &$0o%JWJEFOET1BJE1MVT4IBSF3FQVSDIBTFT

&NQMPZFFT "EEJUJPOBM &$0o"1BZSPMMBOE#FOFmUT

4VQQMJFST
$PSF &$0o$BQJUBM&YQFOEJUVSFT
$POUSBDUPST

-FOEFST)PMEFST
"EEJUJPOBM &$0o"*OUFSFTU1BJE
PG%FCU4FDVSJUJFT

5IFJOUFOUPGUIFTFDPSFBOEBEEJUJPOBM&DPOPNJD1FSGPSNBODF*OEJDBUPSTJTUPBJEDPNQBOJFTJODIBSBDUFSJ[JOH
UIFSFMBUJWFNBHOJUVEFPGFDPOPNJDPVUnPXTBTUIFZSFMBUFUPNBKPSTUBLFIPMEFSHSPVQTXJUIXIPNUIFDPNQBOZ
JOUFSBDUT,FZTUBLFIPMEFSTBOEUIFJSJOUFSFTUTUIBUBSFSFMFWBOUUPUIFFDPOPNJDDPOUSJCVUJPOPGUIFPJMBOEHBT
JOEVTUSZJODMVEF

t (PWFSONFOUTBOEUIFFDPOPNJDJOUFSBDUJPOXJUIPJMBOEHBTDPNQBOJFTXJUISFTQFDUUPUBYFT 
SPZBMUJFTBOEPUIFSQBZNFOUT

t 4IBSFIPMEFSTBOEUIFFDPOPNJDJOUFSBDUJPOXJUISFTQFDUUPUIFQBZNFOUPGEJWJEFOET SFQVSDIBTF
PGPVUTUBOEJOHTIBSFTPGTUPDLBOETIBSFWBMVF

t &NQMPZFFT BOE UIF FDPOPNJD JOUFSBDUJPO XJUI SFTQFDU UP UIF QBZNFOU PG XBHFT  CFOFmUT 
QFOTJPOT FUD

t 4VQQMJFSTBOE$POUSBDUPSTBOEUIFFDPOPNJDJOUFSBDUJPOXJUISFTQFDUUPCVTJOFTTBOEEFWFMPQNFOU
HFOFSBUFEJOUIFTVQQMZPGHPPETBOETFSWJDFTUPUIFPJMBOEHBTJOEVTUSZ

t -FOEFSTBOE)PMEFSTPG%FCU4FDVSJUJFTBOEUIFQBZNFOUPGJOUFSFTUPOCPSSPXFEDBQJUBM

*OUFSBDUJPO XJUI MPDBM DPNNVOJUJFT JT BOPUIFS JNQPSUBOU DPOTJEFSBUJPO UIBU JT DPWFSFE VOEFS UIF BEEJUJPOBM
JOEJDBUPS40$‰"4PDJBM*OWFTUNFOUTJO4FDUJPO

 t *1*&$""1*
'PSSFGFSFODFQVSQPTFT NBOZPGUIFUSBEJUJPOBMmOBODJBMQFSGPSNBODFJOEJDBUPSTUZQJDBMMZSFQPSUFECZPJMBOE
HBTDPNQBOJFTBSFMJTUFEJOUIF5BCMFCFMPXBTFYBNQMFT$PNQBOJFTNBZDIPPTFUPVTFTPNFPGUIF
mOBODJBMJOEJDBUPSTMJTUFEJO5BCMFBTXFMMBTUIFDPSFBOEBEEJUJPOBMJOEJDBUPSTEFmOFEJOUIJTTFDUJPO
PGUIJTHVJEBODF5IFVTFPGTVDIUSBEJUJPOBMmOBODJBMJOEJDBUPSTDBOQSPWJEFIFMQGVMDPOUFYUSFHBSEJOHUIF
PQFSBUJPOBMBOEFDPOPNJDTDBMFPGBDPNQBOZTBDUJWJUJFTGPSUIFQVSQPTFPGTVTUBJOBCJMJUZSFQPSUJOH

This guidance document recognizes that companies and governments use different accounting practices and
conventions, as well as different definitions for some financial terms. As a result, some indicators presented
in this section may not be comparable to those in other company sustainability reports. For example, certain
financial measures defined under generally accepted accounting principles in the United States (U.S. GAAP) may
not be the same as those same measures as defined under international accounting standards (IAS). Likewise,
indicators that are not defined under any accounting standard (e.g., reserve life or reserve replacement rate)
and defined by each company may also be different and not comparable. Therefore, companies may choose
to footnote or otherwise highlight areas of data and information in their reports that may not be externally
comparable. It is also good practice in a sustainability report to provide brief explanations for the basis or
definitions of a company’s reported financial and economic indicators.

5SBEJUJPOBM'JOBODJBM*OEJDBUPST

$PNQBOJFT QVCMJTIJOH TVTUBJOBCJMJUZ SFQPSUT TIPVME DPOTVMU XJUI UIFJS mOBODJBM PSHBOJ[BUJPOT UIBU QSFQBSF
BOOVBMSFQPSUTBOEPUIFSQVCMJDmMJOHTXIFOTFMFDUJOHmOBODJBMQFSGPSNBODFJOEJDBUPSTUIBUCFTUEFTDSJCFUIF
FDPOPNJDBOEPQFSBUJPOBMTDBMFPGBDPNQBOZTBDUJWJUJFTGPSTVTUBJOBCJMJUZSFQPSUJOH5IFmOBODJBMJOEJDBUPST
QSPWJEFEJO5BCMFCFMPXBSFJOUFOEFEBTUZQJDBMFYBNQMFTPGUSBEJUJPOBMJOEJDBUPSTUIBUDPNQBOJFTNBZ
DIPPTFUPJODMVEFJOTVTUBJOBCJMJUZSFQPSUT"TOPUFEBCPWF QSFDJTFEFmOJUJPOTPGmOBODJBMJOEJDBUPSTNBZWBSZ 
GPSFYBNQMFJOEJGGFSFOUDPVOUSJFT BOETIPVMECFPCUBJOFEGSPNJOEJWJEVBMDPNQBOZmOBODJBMEFQBSUNFOUT

5BCMF &YBNQMFTPG5SBEJUJPOBM'JOBODJBM*OEJDBUPST

&DPOPNJD*OnPX /FUJODPNF JONJMMJPOTPG&VSPTBOEPS64

1SPEVDUJPO NCPFEBZ

PG1SPEVDUJPO"UUSJCVUBCMFUP(BT1SPEVDUJPO NCPFE

1SPWFO3FTFSWFT NCPF

&YQMPSBUJPO
1SPEVDUJPO
PG1SPWFE3FTFSWFT"UUSJCVUBCMFUP(BT1SPEVDUJPO NCPF

3FTFSWF-JGF ZFBST

3FTFSWF3FQMBDFNFOU3BUF 

.JETUSFBN (BT4BMFT NDNE

3FmOFSZ5ISPVHIQVU $SVEF0JM*OQVUPS%JTUJMMBUJPO$BQBDJUZ NCE

%PXOTUSFBN
5PUBM3FmOFE1SPEVDUT4BMFT NCE

$IFNJDBM 5PUBM$IFNJDBM4BMFT JONJMMJPOT&VSPTBOEPS64

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
&DPOPNJD*OUFSBDUJPOXJUI(PWFSONFOUT

$PSF*OEJDBUPS

ECO–1: Tax Expenses

%FmOJUJPO

(MPCBMMZBHHSFHBUFEBOOVBMBNPVOUPG*ODPNF5BY&YQFOTFT PSFRVJWBMFOU


4DPQF

3FQPSUUPUBM*ODPNF5BY&YQFOTFTBTSFQPSUFEJOQVCMJDMZBWBJMBCMFDPNQBOZJODPNFTUBUFNFOUT BOEJEFOUJGZ
UIFCBTJTPGUIFNFBTVSF FH 64(FOFSBMMZ"DDFQUFE"DDPVOUJOH1SBDUJDFTPSPUIFSDPOWFOUJPOT


5IJTJOEJDBUPSEPFTOPUSFRVJSFUPUBMUBYUPCFCSPLFOEPXOJOUPBNPVOUTPGJODPNFUBYFYQFOTFSFMBUFEUP
JOEJWJEVBM IPTU HPWFSONFOUT  XIJDI NBZ SFRVJSF FYQMJDJU BHSFFNFOU XJUI IPTU HPWFSONFOUT TFF &$0‰"
JOEJDBUPS


1VSQPTF

5IFJOUFOUPGUIJTJOEJDBUPSJTUPDIBSBDUFSJ[FUIFSFMBUJWFNBHOJUVEFPGNPOJFTUIBUBSFQBJEUPOBUJPOTBOE
HPWFSONFOUT3FQPSUJOH*ODPNF5BY&YQFOTF PSFRVJWBMFOU
SFQSFTFOUTBmSTUTUFQUIBUDPNQBOJFTDBOUBLFUP
DPOTJTUFOUMZEFTDSJCFUIFBNPVOUPGJODPNFUBYFTEVFUPIPTUHPWFSONFOUT*OHFOFSBM BDPNQBOZIBTMJUUMFPS
OPJOnVFODFPOUIFVMUJNBUFVTFPSEJTUSJCVUJPOPGUIFQBZNFOUTNBEFUPIPTUHPWFSONFOUT

0UIFS$POTJEFSBUJPOT

t "TBOBEEJUJPOBMPQUJPO DPNQBOJFTNBZDIPPTFUPSFQPSU JORVBOUJUBUJWFPSRVBMJUBUJWFUFSNT


POPUIFSUZQFTPGDPSQPSBUFUBYFT FH QSPQFSUZUBYFT QFUSPMFVNSFWFOVFUBY FYDJTFUBYFT 
FUD
 SPZBMUJFT BOE DPOUSBDUVBM QBZNFOUT QBJE UP HPWFSONFOUT BT B LFZ TUBLFIPMEFS HSPVQ
3FQPSUJOHUPUBMUBYQBJEQSPWJEFTBOPWFSBMMJOEJDBUJPOPGBDPNQBOZTFDPOPNJDDPOUSJCVUJPO
UPOBUJPOT JOSFTQPOTFUPmTDBMSFRVJSFNFOUTPGUIFJSHPWFSONFOUT

*GUIJTBQQSPBDIJTUBLFO EFEVDUJPOTNBZCFNBEFGPSTVCTJEJFTBOEPUIFSQBZNFOUTSFDFJWFE
5IFTF NBZ CF HSBOUT  UBY SFMJFG BOE PUIFS UZQFT PG mOBODJBM CFOFmUT UIBU EP OPU SFQSFTFOU
B USBOTBDUJPO PG HPPET PS TFSWJDFT 5IF UPUBM UBY SFQPSUFE TIPVME CF B HMPCBMMZ BHHSFHBUFE
BNPVOU BOENBZCFSFQPSUFEFMTFXIFSFJOBDPNQBOZTBOOVBMBDDPVOUT

"EEJUJPOBM*OEJDBUPS

ECO – A1: Transparency of Payments

%FmOJUJPO

%FTDSJQUJPOPGBOZQPMJDJFT JOJUJBUJWFTPSBEWPDBDZQSPHSBNNFTGPSUIFQSPNPUJPOPGUSBOTQBSFODZPGQBZNFOUT
UPIPTUHPWFSONFOUT

4DPQF

5IFSFQPSUJOHDPNQBOZJTFODPVSBHFEUPJOEJDBUFJUTQPMJDZBOETUFQTUBLFOUPQSPNPUFUSBOTQBSFODZPGUBY 
SPZBMUZBOEPUIFSQBZNFOUTNBEFUPIPTUHPWFSONFOUTSFMBUFEUPFYUSBDUJPOPGJUTOBUVSBMSFTPVSDFT UPQSPEVDF
PJMBOEHBT
5IFDPNQBOZNBZJOEJDBUFBDUJWFQBSUJDJQBUJPOJOUSBOTQBSFODZJOJUJBUJWFTPSJUTBEPQUJPOPGBOZ
TUBOEBSETPOUSBOTQBSFODZPGQBZNFOUT5IJTNBZCFSFQPSUFEBUUIFHMPCBM SFHJPOBMPSOBUJPOBMMFWFMT

 t *1*&$""1*
1VSQPTF

5PDPOUSJCVUFUPCFUUFSQVCMJDUSBOTQBSFODZJOUIFFDPOPNJDJOUFSBDUJPOCFUXFFOIPTUHPWFSONFOUTBOEPJMBOE
HBTDPNQBOJFT

&DPOPNJD*OUFSBDUJPOXJUI4IBSFIPMEFST

$PSF*OEJDBUPS

ECO–2: Dividends Paid Plus Share Repurchases

%FmOJUJPO

5PUBMBNPVOUPGEJWJEFOETQBJEUPDPNNPOTUPDLIPMEFSTBOETIBSFSFQVSDIBTFTQBJE JGBQQMJDBCMF EVSJOHUIF


SFQPSUJOHQFSJPE

4DPQF

5IFUPUBMBNPVOUPGEJWJEFOEQBJETIPVMESFGFSUPUIFBOOVBMBHHSFHBUFPGBMMEJWJEFOEQBZNFOUTQBJECZUIF
DPSQPSBUFDPNQBOZUPTIBSFIPMEFST FYDMVEJOHJOUFSDPNQBOZEJWJEFOET*GBDPNQBOZQSPWJEFTBEEJUJPOBM
CFOFmUUPJUTTIBSFIPMEFSTUISPVHISFQVSDIBTFPGDPNQBOZTIBSFT SFQPSUJOHDPNQBOJFTTIPVMEDMFBSMZTUBUF
XIFUIFSUIFBNPVOUPGDBTIFNQMPZFEGPSTIBSFSFQVSDIBTFJTJODMVEFEJOUIFUPUBM

1VSQPTF

0JMBOEHBTDPNQBOJFTJOUFSBDUXJUITIBSFIPMEFSTUISPVHIUIFQBZNFOUTPGEJWJEFOETBOEUIFWBSJBUJPOTJO
WBMVFPGUIFDPNQBOZTTIBSFT5ISPVHIJUTJOUFSBDUJPOTXJUITIBSFIPMEFST BDPNQBOZNBZEFTDSJCFBSFMFWBOU
BTQFDUPGJUTFDPOPNJDDPOUSJCVUJPOUPTPDJFUZ

&DPOPNJD*OUFSBDUJPOXJUI&NQMPZFFT

"EEJUJPOBM*OEJDBUPS

ECO–A2: Payroll and Benefits

%FmOJUJPO

5PUBMFNQMPZFFQBZSPMMBOECFOFmUTGPSUIFDVSSFOUSFQPSUJOHQFSJPE

4DPQF

$PNQBOZFNQMPZFFTOPSNBMMZJODMVEFBMMQFSNBOFOUGVMMUJNFTUBGGJOQFOTJPOBCMFTFSWJDFJODMVEJOHFYQBUSJBUFT
BOETFDPOEFFT#FDBVTFUIFEFmOJUJPOPGiFNQMPZFFwNBZEJGGFSTJHOJmDBOUMZGSPNDPNQBOZUPDPNQBOZ UIF
TDPQFBOECPVOEBSJFTGPSQBZSPMMBOECFOFmUTSFQPSUJOHTIPVMECFDMFBSMZTUBUFE

1VSQPTF

" DPNQBOZ NBLFT BO FDPOPNJD DPOUSJCVUJPO UP TPDJFUZ CZ QBZJOH XBHFT BOE CFOFmUT 5IF JOUFOU PG UIJT
JOEJDBUPS JT UP DIBSBDUFSJ[F  FJUIFS RVBOUJUBUJWFMZ PS RVBMJUBUJWFMZ  UIF SFMBUJWF NBHOJUVEF PG QBZNFOUT BOE
CFOFmUTUIBUBSFQBJEUPFNQMPZFFTBTBLFZTUBLFIPMEFSHSPVQ

5IJT JT DVSSFOUMZ SFDPNNFOEFE BT BO BEEJUJPOBM JOEJDBUPS CFDBVTF PG UIF EJGGFSFODFT BNPOH DPNQBOJFT JO
EJGGFSFOUDPVOUSJFTJOEFmOJOHXIPJTBOFNQMPZFFBOEUPFODPVSBHFDPNQBOJFTUPDPOTJEFSUIFVTFPGUIJT
NFBTVSFBTBQPUFOUJBMTVTUBJOBCJMJUZJOEJDBUPS

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
&DPOPNJD*OUFSBDUJPOXJUI4VQQMJFSTBOE$POUSBDUPST

$PSF*OEJDBUPS

ECO–3: Capital Expenditures

%FmOJUJPO

5PUBMDBQJUBMFYQFOEJUVSFT

4DPQF

$BQJUBMFYQFOEJUVSFTBSFSFDPNNFOEFEBTBNFBTVSFUIBUJTDPOTJTUFOUMZVTFEBOESFQPSUFECZNPTUDPNQBOJFT
BOEQVCMJTIFEJOUIFJSmOBODJBMTUBUFNFOU BOENBZJODMVEFUIFQVSDIBTFPGHPPET NBUFSJBMTBOETFSWJDFT5P
QSPWJEFBNPSFDPNQMFUFWJFXPGFYQFOEJUVSFXJUITVQQMJFST DPNQBOJFTNBZDIPPTFUPTFQBSBUFMZEJTDMPTF
PUIFSOPODBQJUBMFYQFOEJUVSFTGPSHPPET NBUFSJBMTBOETFSWJDFTIPXFWFSJUTIPVMECFOPUFEUIBUTVDIEBUBJT
MFTTMJLFMZUPCFDPNQBSBCMFCFUXFFODPNQBOJFT

*O BEEJUJPO  SFQPSUJOH DPNQBOJFT NBZ EFTDSJCF QPMJDJFT  HVJEFMJOFT  BOE QSPDFEVSFT UIBU BEESFTT MPDBM
TPVSDJOHPGHPPETBOETVQQMJFT5IFSFQPSUJOHDPNQBOZNBZDIPPTFUPQSPWJEFBRVBMJUBUJWFEFTDSJQUJPOPGJUT
QFSGPSNBODFXJUISFHBSEUPMPDBMTPVSDJOH

-PDBMTPVSDJOHSFGFSTUPUIFQSPDVSFNFOUPGHPPETBOETFSWJDFTGSPNTVQQMJFSTUIBUBSFTJHOJmDBOUMZPXOFECZ
OBUJPOBMTPGUIFDPVOUSZPGPQFSBUJPO-PDBMTPVSDJOHDBODPOUSJCVUFUPUIFCSPBEFSFDPOPNJDEFWFMPQNFOUPG
UIFDPVOUSZPSSFHJPOXIFSFPQFSBUJPOTBSFUBLJOHQMBDF-PDBMTPVSDJOHDBOBMTPCFSFRVJSFECZMFHJTMBUJPO
PSDPOUSBDUVBMBHSFFNFOU

1VSQPTF

"DPNQBOZNBLFTBOFDPOPNJDDPOUSJCVUJPOUPTPDJFUZCZQVSDIBTJOHHPPETBOETFSWJDFTGSPNPUIFSDPNQBOJFT
PQFSBUJOHJOUIFFDPOPNZ5IFJOUFOUPGUIJTJOEJDBUPSJTUPDIBSBDUFSJ[F FJUIFSRVBOUJUBUJWFMZPSRVBMJUBUJWFMZ UIF
SFMBUJWFNBHOJUVEFPGUIFTFFYQFOEJUVSFT3FQPSUJOHPOUIFFDPOPNJDJOUFSBDUJPOXJUITVQQMJFSTBOEDPOUSBDUPST
SFDPHOJ[FTUIBUUIFTFHSPVQT UIFJSFNQMPZFFTBOEUIFDPNNVOJUJFTJOXIJDIUIFTFCVTJOFTTFTPQFSBUFBSF
NBKPSTUBLFIPMEFST

&DPOPNJD*OUFSBDUJPOXJUI-FOEFSTBOE)PMEFSTPG%FCU4FDVSJUJFT

"EEJUJPOBM*OEJDBUPS

ECO–A3: Interest Paid

%FmOJUJPO

*OUFSFTUQBJEUPMFOEFSTBOEIPMEFSTPGUIFDPNQBOZTEFCUTFDVSJUJFTJOUIFSFQPSUJOHQFSJPE

4DPQF

5IFDPNQBOZJTFODPVSBHFEUPSFQPSUJOUFSFTUQBJEBTUIFDPTUPGEFCU5IFSFQPSUJOHDPNQBOZTIPVMEDMFBSMZ
TUBUFXIFUIFSUIF*OUFSFTU1BJEJODMVEFTPSFYDMVEFTDBQJUBMJ[FEJOUFSFTU

1VSQPTF

0JMBOEHBTDPNQBOJFTBDRVJSFDBQJUBMGSPNMFOEJOHJOTUJUVUJPOTBOEIPMEFSTPGEFCUTFDVSJUJFT3FQPSUJOHPO
JOUFSFTUQBJEQSPWJEFTBOJOEJDBUPSPGUIFPSEFSPGNBHOJUVEFPGUIJTFDPOPNJDJOUFSBDUJPOCFUXFFOPJMBOEHBT
DPNQBOJFTBOEUIFTFQSPWJEFSTPGDBQJUBM

 t *1*&$""1*
0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
4FDUJPOo/PSNBMJ[BUJPO'BDUPST
*UJTHFOFSBMMZBHPPEQSBDUJDFUPNFBTVSFBOESFQPSUQFSGPSNBODFCBTFEPOCPUIBCTPMVUFBOEOPSNBMJ[FE
RVBOUJUJFT UP QSPWJEF B NPSF DPNQMFUF BOE CBMBODFE SFQSFTFOUBUJPO PG QFSGPSNBODF BOE TVTUBJOBCMF
QSPHSFTT

$PNQBOJFTSFQPSUOPSNBMJ[FEQFSGPSNBODFJOEJDBUPSTGPSBOVNCFSPGSFBTPOT JODMVEJOH

t 5SBDLJOHQFSGPSNBODFPWFSUJNF

t $PNQBSJOHQFSGPSNBODFBNPOHTJNJMBSCVTJOFTTPQFSBUJPOTXJUIJOUIFDPNQBOZ

t 'BDJMJUBUJOHQFSGPSNBODFCFODINBSLJOHXJUIPUIFSDPNQBOJFT

)PXFWFS UIFWBSJBCJMJUZJOIPXDPNQBOJFTSFQPSUOPSNBMJ[FEEBUBQSFTFOUTBDIBMMFOHF CFDBVTFDPNQBOJFT


VTFEJGGFSFOUOPSNBMJ[BUJPOGBDUPSTGPSEJGGFSFOUBDUJWJUJFTBOEGPSEJGGFSFOUDPNQBSJTPOQVSQPTFT$PNQBOJFT
TIPVMEOPSNBMJ[FQFSGPSNBODFJOEJDBUPSTJOXBZTUIBUNBLFTFOTFGPSUIFJSCVTJOFTTBOETVQQPSUUIFJSEFDJTJPO
NBLJOH5IFZTIPVMETFMFDUSBUJPTGPSFYUFSOBMSFQPSUJOHUIBUBMMPXCFUUFSDPNNVOJDBUJPOPGQFSGPSNBODFUP
TUBLFIPMEFSTBOEIFMQTUBLFIPMEFSTNBLFCFUUFSVTFPGUIFJOGPSNBUJPO$PNQBOJFTTIPVMEDBSFGVMMZDPOTJEFS
XIBUSBUJPJOEJDBUPSTCFTUDIBSBDUFSJ[FUIFCFOFmUTBOEJNQBDUTPGUIFJSCVTJOFTT

/PSNBMJ[BUJPO GBDUPST XJMM WBSZ 'PS FYBNQMF  PDDVQBUJPOBM JOKVSZ BOE JMMOFTT EBUB BSF VTVBMMZ OPSNBMJ[FE
POUIFCBTJTPGUIFOVNCFSPGFNQMPZFFTPSOVNCFSPGIPVSTXPSLFE BOESFQPSUFEBTJOKVSZJMMOFTTSBUFT
(FOFSBMMZ FOWJSPONFOUBMQFSGPSNBODFJOEJDBUPSTDBOCFOPSNBMJ[FEPOUIFCBTJTPGQIZTJDBMRVBOUJUJFTSFMBUFE
UP PVUQVU PS JOQVU )PXFWFS  UIF SFMFWBODF PG FOWJSPONFOUBM QFSGPSNBODF EBUB TQJMMT  EJTDIBSHFT  XBTUFT
NBOBHFEBOEFNJTTJPOT
JOUIFPJMBOEHBTJOEVTUSZJTWFSZEFQFOEFOUPOUIFUZQFPGPQFSBUJPOBMBDUJWJUJFT
XJUIJOWBSJPVTTVCTFDUPSTPGUIFJOEVTUSZ

5IFUBCMFCFMPXMJTUTFYBNQMFTPGHFOFSJDOPSNBMJ[BUJPOGBDUPSTUIBUBSFPGUFOBTTPDJBUFEXJUIWBSJPVTTFDUPST
PGUIFPJMBOEHBTJOEVTUSZ

&YBNQMFTPG0JM(BT &YBNQMFTPG(FOFSBM
*OEVTUSZ4FDUPST /PSNBMJ[JOH'BDUPST

1SPEVDUJPOPGDSVEFPJM DPOEFOTBUFT OBUVSBM


&YQMPSBUJPOBOE1SPEVDUJPO
HBTMJRVJETBOEESZHBTJOCBSSFMTPGPJMFRVJWBMFOU

3FmOJOH 3FmOJOHUISPVHIQVU

5SBOTQPSUBUJPOBOE5FSNJOBMT 1SPEVDUEFMJWFSFEPSUFSNJOBMUISPVHIQVU

1JQFMJOF 1JQFMJOFUISPVHIQVU

.BSLFUJOH SFUBJM
.PUPSGVFMTBMFT

.BSJOF $BSHPUSBOTQPSUFE

.PSFEFUBJMFEFYBNQMFTPGOPSNBMJ[JOHGBDUPSTGPSTQFDJmDBQQMJDBUJPOTBQQFBSJOWBSJPVTQVCMJDBUJPOTTVDI
BTUIF1FUSPMFVN*OEVTUSZ(VJEFMJOFTGPS3FQPSUJOH(SFFOIPVTF(BT&NJTTJPOT *1*&$"0(1"1* 


 t *1*&$""1*
0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
4FDUJPOo(MPTTBSZ
"EEJUJPOBM*OEJDBUPS‰"OJOEJDBUPSPGQFSGPSNBODFUIBUJTHFOFSBMMZMPDBMMZEFmOFEBOESFMBUFTUPMPDBM
BDUJWJUJFT JNQBDUTPSTUBLFIPMEFSHSPVQT PSJTHFOFSBMMZOPUSFMFWBOUUPNPTUBDUJWJUJFTJOUIFPJMBOEHBT
JOEVTUSZ

"HHSFHBUJPO‰5IFQSPDFTTCZXIJDIEBUBGSPNJOEJWJEVBMTPVSDFTBOEPSPQFSBUJPOTBSFDPNCJOFEJOUP
BTJOHMFOVNCFSGPSBIJHIFSMFWFMFOUJUZ

#BSSFMPG0JM&RVJWBMFOU #0&
‰'PSMJRVJET POF#0&FRVBMTPOFCBSSFMPGPJMPSDPOEFOTBUF'PS
HBTFT POF#0&FRVBMTBQQSPYJNBUFMZ TUBOEBSEDVCJDGFFU .4$'
PGHBT0OF#0&PGHBTPSMJRVJE
FRVBMTBCPVUNJMMJPO#UV

#BTFM$POWFOUJPO‰5IF#BTFM$POWFOUJPOPOUIF$POUSPMPG5SBOTCPVOEBSZ.PWFNFOUTPG)B[BSEPVT
8BTUFT BOE 5IFJS %JTQPTBM XBT ESBGUFE BOE BEPQUFE JO   BOE FOUFSFE JOUP GPSDF JO  5IF
$POWFOUJPOJTBOJOUFSOBUJPOBMUSFBUZUIBUQSPWJEFTGPSDPPQFSBUJWFBOEDPOUSPMMFENBOBHFNFOUPGIB[BSEPVT
XBTUFT

#FODINBSLJOH‰5IFQSPDFTTPGBTTFTTJOHSFMBUJWFQFSGPSNBODFBHBJOTUBHSPVQPGQFFST

#JPEJWFSTJUZ ‰ #JPMPHJDBM EJWFSTJUZ  PS CJPEJWFSTJUZ  JT WFSZ CSPBEMZ UIF WBSJFUZ PG MJGF PO FBSUI BU UIF
HFOFUJD TQFDJFT BOEFDPTZTUFNMFWFMTPGCJPMPHJDBMPSHBOJ[BUJPO BOEJODMVEFTUIFQSPDFTTFTUIBUMJOLUIFTF
MFWFMTUPHFUIFSBOEFOBCMFUIFNUPGVODUJPO

#PVOEBSZ‰5IFEFTDSJQUJPOPGUIFTDPQFPGSFQPSUFEJOGPSNBUJPOJOUFSNTPGWBSJPVTEJNFOTJPOT TVDIBT
PSHBOJ[BUJPOBM PQFSBUJPOBM HFPHSBQIJD OBUJPOBM CVTJOFTTMJOF CVTJOFTTVOJU BOEPUIFSCPVOEBSJFT

#SJCFSZ ‰ 1BZJOH NPOFZ PS HJWJOH B GBWPS UP TPNFPOF JO CVTJOFTT PS HPWFSONFOU UP JOnVFODF UIBU
QFSTPOTKVEHNFOUPSDPOEVDUJOPSEFSUPHBJODPNNFSDJBMBEWBOUBHF 4FFBMTP$PSSVQUJPO

$BSCPO%JPYJEF‰"OBUVSBMMZPDDVSSJOHHSFFOIPVTFHBTUIBUBMTPJTBCZQSPEVDUPGCVSOJOHGPTTJMGVFMT
BOECJPNBTT*UJTUIFSFGFSFODFHBTBHBJOTUXIJDIPUIFSHSFFOIPVTFHBTFTBSFNFBTVSFEBOEIBTB(MPCBM
8BSNJOH1PUFOUJBMPGPOF

$IJME-BCPS‰5IJTSFGFSTUPUIFVTFPGDIJMESFOBTXPSLFSTVOEFSUIFNJOJNVNBHFTBUXIJDIDIJMESFO
DBOFOUFSJOUPEJGGFSFOULJOETPGXPSL5IFTFNJOJNVNBHFTTIPVMECFmYFEBOEFOGPSDFECZHPWFSONFOUT
8JUIJOMJNJUT UIFTFBHFTNBZWBSZBDDPSEJOHUPOBUJPOBMTPDJBMBOEFDPOPNJDDJSDVNTUBODFT1SPIJCJUJPOT
BHBJOTU DIJME MBCPS BSF DPOTJTUFOU XJUI UIF DIJMET IVNBO SJHIUT UP &EVDBUJPO BOE +VTU BOE 'BWPVSBCMF
$POEJUJPOTPG8PSL 6%)3"SUJDMFT  BOE


$PHFOFSBUJPO6OJU$PNCJOFE)FBUBOE1PXFS $)1
‰"GBDJMJUZQSPEVDJOHFMFDUSJDJUZBOETUFBN
PSIFBUTJNVMUBOFPVTMZVTJOHUIFTBNFGVFMTVQQMZ$PHFOFSBUJPOJTNPSFFOFSHZFGmDJFOUUIBOQSPEVDJOH
FMFDUSJDJUZBOETUFBNTFQBSBUFMZ

$0FRVJWBMFOU‰5IFNBTTPGBHSFFOIPVTFHBTNVMUJQMJFECZJUTHMPCBMXBSNJOHQPUFOUJBM (81
*UJT
VTFEUPFWBMVBUFFNJTTJPOTPGEJGGFSFOUHSFFOIPVTFHBTFTPOBDPNNPOCBTJT JF UIFNBTTPG$0FNJUUFE
UIBUXPVMEIBWFBOFRVJWBMFOUXBSNJOHFGGFDU


$PSF*OEJDBUPSo"OJOEJDBUPSPGQFSGPSNBODFUIBUJTHFOFSBMMZSFQSPEVDJCMFBOESFMFWBOUUPNPTUBDUJWJUJFT
JOUIFPJMBOEHBTJOEVTUSZBOEPGDPNNPOJOUFSFTUUPBXJEFSBOHFPGTUBLFIPMEFST

$PSSVQUJPO‰"OZEJTIPOFTUPSJMMFHBMQSBDUJDFUIBUVOEFSNJOFTCVTJOFTTJOUFHSJUZ 4FFBMTP#SJCFSZ


$VUUJOHT‰*OESJMMJOH QJFDFTPGESJMMFESPDLTCSPVHIUUPUIFTVSGBDFCZUIFSFUVSOJOHESJMMJOHNVETUSFBN

%JTDIBSHFT‰3FMFBTFTPGQSPEVDUT CZQSPEVDUTPSXBTUFTUSFBNTJOUPXBUFSPSMBOE

%JTDSJNJOBUJPO‰"QSFKVEJDJBMPVUMPPL BDUJPO PSUSFBUNFOUUPXBSETBHSPVQPGQFPQMF%JTDSJNJOBUJPOJT


PGUFOCBTFEPOSBDF DPMPS TFY SFMJHJPO QPMJUJDBMPQJOJPO OBUJPOBMJUZ TPDJBMPSJHJO TPDJBMTUBUVT JOEJHFOPVT
TUBUVT EJTBCJMJUZ BHF

%PXOTUSFBN‰0QFSBUJPOTJOWPMWJOHUIFSFmOJOH QSPDFTTJOH EJTUSJCVUJPO BOENBSLFUJOHPGQSPEVDUT


EFSJWFEGSPNPJMBOEHBT JODMVEJOHTFSWJDFTUBUJPOT

 t *1*&$""1*
%SJMMJOH.VE‰5IFnVJETVTFEJOESJMMJOHUPDPOUSPMQSFTTVSFBOETFSWFBTBMVCSJDBOU

&DPTZTUFN‰"OJOUFHSBUFETZTUFNPGMJWJOHTQFDJFT UIFJSIBCJUBUTBOEUIFQSPDFTTFTUIBUBGGFDUUIFN

&NJTTJPOT‰5IFSFMFBTFPGHBTFT WBQPST GVNFT NJTU BOEQBSUJDVMBUFNBUUFSJOUPUIFBUNPTQIFSF

&OFSHZ &GmDJFODZ‰5IFSBUJPPGFOFSHZPVUQVUSFMBUJWFUPFOFSHZJOQVU"MUFSOBUJWFMZ UIFRVBOUJUZPG


FOFSHZSFEVDFE PSJODSFBTFE
FYQSFTTFEBTBQFSDFOUBHFDIBOHFGSPNBEFTJHOBUFECBTFZFBSPSPUIFS
CFODINBSL

&OFSHZ *OUFOTJUZ ‰ 5IF UPUBM RVBOUJUZ PG FOFSHZ DPOTVNFE JO QSPDFTTJOH POF VOJU PG IZESPDBSCPO
QSPEVDU

&RVBMJUZBU8PSL‰5IFQSFNJTFUIBUBMMJOEJWJEVBMTTIPVMECFBDDPSEFEFRVBMPQQPSUVOJUJFTUPEFWFMPQ
GVMMZ UIF LOPXMFEHF  TLJMMT BOE DPNQFUFODJFT UIBU BSF SFMFWBOU UP UIF FDPOPNJD BDUJWJUJFT UIFZ XJTI UP
QVSTVF

&RVJUZ4IBSF‰5IFQFSDFOUBHFPGPXOFSTIJQPSFDPOPNJDJOUFSFTUJOBOPQFSBUJPO

&YQMPSBUJPOBOE1SPEVDUJPO &1
‰4FF6QTUSFBN0QFSBUJPOT

'MBSJOH‰5IFCVSOJOHPGHBTFTJOBUIFSNBMEFTUSVDUJPOEFWJDFBOEJODMVEFT&1nBSJOHPGBTTPDJBUFE
HBTGSPNPJMQSPEVDUJPO

'PSDFE-BCPS‰5IJTSFGFSTUPUIFi3JHIUUP'SFFEPNGSPN'PSDFE-BCPVSBOE4FSWJUVEFw TFUPVUBTB
CBTJDIVNBOSJHIUVOEFS6%)3"SUJDMF'PSDFEMBCPSPDDVSTXIFSFXPSLPSTFSWJDFJTFYBDUFECZUIF
TUBUFPSJOEJWJEVBMTXIPIBWFUIFXJMMBOEQPXFSUPUISFBUFOXPSLFSTXJUITFWFSFEFQSJWBUJPOT TVDIBT
XJUIIPMEJOHGPPEPSMBOEPSXBHFT QIZTJDBMWJPMFODFPSTFYVBMBCVTF SFTUSJDUJOHQFPQMFTNPWFNFOUTPS
JODBSDFSBUJPO$PVOUSJFTNBZIBWFEFmOJUJPOTPGGPSDFEMBCPSUIBUBSFNPSFDPNQSFIFOTJWFUIBOUIF*-0T
5IF*-0TFUTNJOJNVNTUBOEBSETCFMPXXIJDIJOEJWJEVBMDPVOUSJFTTIPVMEOPUGBMM

'SFFEPN PG "TTPDJBUJPO ‰ 5IF SJHIU PG FNQMPZFFT UP GPSN BOE KPJO HSPVQT GPS UIF QSPNPUJPO BOE
EFGFOTFPGUIFJSPDDVQBUJPOBMJOUFSFTUT

'VHJUJWF&NJTTJPOT‰-FBLTPSPUIFSFNJTTJPOT TVDIBTQBSUJDVMBUFT GSPNQSPDFTTPSPUIFSPQFSBUJOH


FRVJQNFOU TVDIBTWBMWFT nBOHFT QVNQBOEDPNQSFTTPSTFBMT BOEPQFOFOEFEMJOFT BTXFMMBTUBOLT
XIFSFIZESPDBSCPOTBSFFYQPTFEUPUIFBUNPTQIFSF

(""1‰(FOFSBMMZ"DDFQUFE"DDPVOUJOH1SJODJQMFT DQBDMBTTDPNHBBQHBBQVTBIUN

(MPCBM8BSNJOH‰5IFWJFXUIBUUIF&BSUITUFNQFSBUVSFJTCFJOHJODSFBTFE JOQBSU EVFUPFNJTTJPOT


PGHSFFOIPVTFHBTFTBTTPDJBUFEXJUIIVNBOBDUJWJUJFT

(MPCBM8BSNJOH1PUFOUJBM (81
‰"GBDUPSEFTDSJCJOHUIFXBSNJOHQPUFOUJBMPGBHJWFONBTTPGB
QBSUJDVMBS()(SFMBUJWFUPUIFTBNFNBTTPG$0

(SFFOIPVTF (BTFT ()(T


 ‰ 'PS UIF QVSQPTF PG UIFTF HVJEFMJOFT  ()(T BSF UIF TJY HBTFT PS
GBNJMJFTPGHBTFT
MJTUFEJOUIF,ZPUP1SPUPDPMDBSCPOEJPYJEF $0
NFUIBOF $)
OJUSPVTPYJEF /0

IZESPnVPSPDBSCPOT )'$T
QFSnVPSPDBSCPOT 1'$T
BOETVMGVSIFYBnVPSJEF 4'


)B[BSEPVT8BTUF‰8BTUFUIBUJTSFHVMBUFEBTIB[BSEPVT UPYJD EBOHFSPVT MJTUFE QSJPSJUZ TQFDJBM 


PS TPNF PUIFS TJNJMBS UFSN BT EFmOFE CZ BO BQQSPQSJBUF OBUJPOBM  SFHJPOBM  TUBUF  QSPWJODJBM PS MPDBM
SFHVMBUPSZBHFODZPSBVUIPSJUZ

)VNBO3JHIUT‰#BTJDTUBOEBSETPGUSFBUNFOUUPXIJDIBMMQFPQMFBSFFOUJUMFE SFHBSEMFTTPGOBUJPOBMJUZ 
HFOEFS SBDF FDPOPNJDTUBUVTPSSFMJHJPO)VNBOSJHIUTGBMMJOUPmWFHFOFSBMDBUFHPSJFTFDPOPNJD TPDJBM 
DVMUVSBM QPMJUJDBMBOEDJWJM

*#-'‰1SJODFPG8BMFT*OUFSOBUJPOBM#VTJOFTT-FBEFST'PSVN XXXJCMGPSH


*-0‰*OUFSOBUJPOBM-BCPVS0SHBOJ[BUJPO XXXJMPPSH


*ODJEFOU‰"OVOQMBOOFEFWFOUPSDIBJOPGFWFOUTUIBUIBTPSDPVMEIBWFDBVTFEJOKVSZ JMMOFTTPSQIZTJDBM
BOEPSFOWJSPONFOUBMEBNBHF

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
*OEJHFOPVT $PNNVOJUJFT  1FPQMFT BOE /BUJPOT‰5IFTFBSFEFmOFECZUIF6OJUFE/BUJPOTBT
i1FPQMFT BOE OBUJPOT BSF UIPTF XIJDI IBWJOH B IJTUPSJDBM DPOUJOVJUZ XJUI QSFJOWBTJPO BOE QSFDPMPOJBM
TPDJFUJFTUIBUEFWFMPQFEPOUIFJSUFSSJUPSJFT DPOTJEFSUIFNTFMWFTEJTUJODUGSPNPUIFSTFDUPSTPGTPDJFUJFTOPX
QSFWBJMJOHJOUIPTFUFSSJUPSJFT PSQBSUTPGUIFN5IFZGPSNBUQSFTFOUOPOEPNJOBOUTFDUPSTPGTPDJFUZBOEBSF
EFUFSNJOFEUPQSFTFSWF EFWFMPQ BOEUSBOTNJUUPGVUVSFHFOFSBUJPOTUIFJSBODFTUSBMUFSSJUPSJFT BOEUIFJSFUIOJD
JEFOUJUZ BTUIFCBTJTPGUIFJSDPOUJOVFEFYJTUFODFBTQFPQMFT JOBDDPSEBODFXJUIUIFJSPXODVMUVSBMQBUUFSOT 
TPDJBM JOTUJUVUJPOT BOE MFHBM TZTUFNTw 0UIFS PSHBOJ[BUJPOT TUBUF EFmOJUJPOT GPS JOEJHFOPVT DPNNVOJUJFT
BOEPSQFPQMFT&YBNQMFTBSFUIF*-0DPOWFOUJPOBOEUIF8PSME#BOL/BUJPOBMMFHJTMBUJPONBZBMTP
DPOUBJOMFHBMEFmOJUJPOPGJOEJHFOPVTTUBUVT

-BOE3JHIUT‰5IFSJHIUTPGJOEJWJEVBMTPSHSPVQTUPDPOTVMUBUJPOBOEDPNQFOTBUJPOXIFSFMBOEJTUPCF
BDRVJSFEGPSBOZPJMBOEHBTQSPKFDU4VDISJHIUTDBOCFSFDPHOJ[FEGPSNBMMZPSJOGPSNBMMZBOEFODPNQBTT
MFHBMBOEUSBEJUJPOBMSJHIUTUPMBOE

-PDBM$PNNVOJUZ&GGFDUT‰5IFSBOHFPGFGGFDUT CPUIQPTJUJWFBOEOFHBUJWF
UIBUBOPJMBOEHBTQSPKFDU
NBZIBWFPOBDPNNVOJUZBOEWJDFWFSTB4VDIFGGFDUTNBZJOWPMWFDIBOHFTUPOPSNT WBMVFT CFMJFGT 
DPNNVOJUZTUSVDUVSFTBOEDPNQPTJUJPO UIFMPDBMFOWJSPONFOUBOESFTPVSDFTBOEUIFMPDBMFDPOPNZ

.FUIBOF $)
‰"IZESPDBSCPODPNQPVOEUIBUJTUIFQSJNBSZDPNQPOFOUPGOBUVSBMHBTBOEEFTJHOBUFE
BHSFFOIPVTFHBT

/JUSPHFO0YJEFT /0Y
‰"HFOFSBMUFSNGPSOJUSPHFOPYJEFHBTFT5IFTFBSFQSPEVDFECZDPNCVTUJPO
BOEDPOUSJCVUFUPUIFGPSNBUJPOPGTNPHBOEBDJESBJO

/POmOBODJBM3FQPSUJOH‰%FmOFE GPSUIFQVSQPTFTPGUIJTEPDVNFOU BTSFQPSUJOHPOUIFSBOHFPG


FOWJSPONFOUBM IFBMUIBOETBGFUZ TPDJBM BOEFDPOPNJDJTTVFTBOEJNQBDUTUIBUSFMBUFUPPJMBOEHBTDPNQBOZ
PQFSBUJPOTBOEQSPEVDUT BOEJTTZOPOZNPVTXJUI4VTUBJOBCJMJUZ3FQPSUJOH$PNQBOJFTNBZDIPPTFUPVTF
BWBSJFUZPGPUIFSUFSNTUPSFGFSUPUIJTDPODFQU TVDIBTDPSQPSBUFSFTQPOTJCJMJUZ DPSQPSBUFDJUJ[FOTIJQ PS
DPOUSJCVUJPOTUPTVTUBJOBCMFEFWFMPQNFOU5IFUFSNAOPOmOBODJBMJTVTFECZTPNFDPNQBOJFTUPEJTUJOHVJTI
UIFTFSFQPSUTGSPNNPSFUSBEJUJPOBMDPNQBOZmOBODJBMSFQPSUT FWFOUIPVHICPUISFQPSUTJODMVEFFDPOPNJD
JOEJDBUPST

/PO(PWFSONFOUBM0SHBOJ[BUJPO /(0
‰"OPOQSPmUHSPVQPSHBOJ[FEPVUTJEFPGJOTUJUVUJPOBMJ[FE
QPMJUJDBMTUSVDUVSFTUPSFBMJ[FQBSUJDVMBSTPDJBMPCKFDUJWFTPSTFSWFQBSUJDVMBSDPOTUJUVFODJFT

/PSNBMJ[BUJPO‰5IFFYQSFTTJPOPGPOFPVUQVU FH FNJTTJPOT


SFMBUJWFUPTPNFBHHSFHBUFENFBTVSF
PGPVUQVU TFF4FDUJPO


0DDVQBUJPOBM *MMOFTT ‰ "OZ BCOPSNBM DPOEJUJPO PS EJTPSEFS  PUIFS UIBO POF SFTVMUJOH GSPN BO
PDDVQBUJPOBM JOKVSZ  DBVTFE CZ FYQPTVSF UP TVCTUBODFT PS FOWJSPONFOUBM GBDUPST BTTPDJBUFE XJUI UIF
XPSLQMBDF 0DDVQBUJPOBM JMMOFTTFT HFOFSBMMZ SFTVMU GSPN QSPMPOHFE PS SFQFBUFE FYQPTVSFT  BOE NBZ CF
DBVTFECZJOIBMBUJPO BCTPSQUJPO JOHFTUJPOPG PSEJSFDUDPOUBDUXJUIUIFIB[BSE&YBNQMFTJODMVEFOPJTF
JOEVDFEIFBSJOHMPTT SFTQJSBUPSZEJTFBTFTVDIBTBTCFTUPTJT BOETLJOEJTFBTFTVDIBTDPOUBDUEFSNBUJUJT

0DDVQBUJPOBM*OKVSZ‰"OZJOKVSZ TVDIBTBDVU GSBDUVSF TQSBJO BNQVUBUJPO FUD UIBUSFTVMUTGSPNB


XPSLSFMBUFEBDDJEFOUPSGSPNBTJOHMFJOTUBOUBOFPVTFYQPTVSFJOUIFXPSLFOWJSPONFOU'PSQVSQPTFTPG
SFQPSUJOHVOEFSUIFTFHVJEFMJOFT SFDPSEBCMFPDDVQBUJPOBMJOKVSJFTBSFUIPTFUIBUSFRVJSFNFEJDBMUSFBUNFOU
CFZPOEmSTUBJETVDIPDDVQBUJPOBMJOKVSJFTNBZCFTFWFSFFOPVHIUPSFTVMUJOXPSLSFTUSJDUJPOT EBZTBXBZ
GSPNXPSL MPTUUJNFJOKVSJFT
PSFWFOBGBUBMJUZ

0QFSBUJPO‰"HFOFSJDUFSNVTFEUPEFOPUFBOZLJOEPGCVTJOFTTBDUJWJUZ

0QJOJPO-FBEFST‰&YQFSUTJODFSUBJOTVCKFDUNBUUFSXIPTFPQJOJPOTBOESFDPNNFOEBUJPOTBSFIJHIMZ
SFHBSEFECZQFFSTBOETPVHIUPVUCZJOUFSFTUFEQVCMJDFOUJUJFT

1BSUJDVMBUF .BUUFS 1.
‰'JOFMZEJWJEFEMJRVJEBOETPMJENBUFSJBMJOFNJTTJPOTGSPNDPNCVTUJPOPS
QMBOUQSPDFTTFT

1FUSPDIFNJDBMT‰5IFNBOVGBDUVSF EJTUSJCVUJPO BOENBSLFUJOHPGDIFNJDBMQSPEVDUTEFSJWFEGSPNPJM


BOEHBT

1SPEVDFE8BUFS‰8BUFSUIBUJTCSPVHIUUPUIFTVSGBDFEVSJOHQSPEVDUJPOPGIZESPDBSCPOT

 t *1*&$""1*
1SPEVDU-JGF$ZDMF‰5IFWBSJPVTTUBHFTPGBQSPEVDUTFYJTUFODF‰GSPNQSPDVSJOHUIFSBXNBUFSJBMT 
UP NBOVGBDUVSF  EJTUSJCVUJPO BOE VTF PG UIF QSPEVDU  UP IPX JU JT EJTQPTFE PS SFDZDMFE BU UIF FOE PG JUT
VTFGVMOFTT

3FDZDMFE.BUFSJBMTBOE3FTJEVBM.BUFSJBMT ‰.BUFSJBMTGSPNBOJOEVTUSJBMPSDPNNFSDJBMQSPDFTT
UIBUBSFOPUTPMEBTQSJNBSZQSPEVDUTPSEJTQPTFEPGBTXBTUFT CVUBSFJOTUFBESFDPWFSFE SFDZDMFEPS
SFVTFE JOFJUIFSUIFTBNFQSPDFTTPSGPSBEJGGFSFOUVTF


3FOFXBCMFFOFSHZ‰&OFSHZEFSJWFEGSPNTPVSDFTUIBUBSFDPOTUBOUMZSFQMFOJTIFECZOBUVSBMQSPDFTTFT 
FH XJOE XBUFS TPMBS HFPUIFSNBM BOECJPGVFMT

3FQPSUJOH‰1SFTFOUJOHEBUBUPJOUFSOBMNBOBHFNFOUBOEFYUFSOBMVTFSTTVDIBTSFHVMBUPST TIBSFIPMEFST 
UIFHFOFSBMQVCMJDPSTQFDJmDTUBLFIPMEFSHSPVQT

3FTFUUMFNFOU ‰ 3FMPDBUJPO PG JOEJWJEVBMT PS DPNNVOJUJFT EVF UP DPOnJDUJOH PS JODPNQBUJCMF MBOE VTF
SFRVJSFNFOUTBTTPDJBUFEXJUIJOEVTUSZPQFSBUJPOT TVDIBTVTFPSBDDFTTGPSSJHIUPGXBZBOEVTFTUIBUEFQSJWF
BSFBTPGUIFJSUSBEJUJPOBMVTFGPSJODPNFHFOFSBUJPO FH QJQFMJOFSPVUFBDSPTTGBSNMBOE
3FTFUUMFNFOUDBO
CFWPMVOUBSZPSJOWPMVOUBSZ

4FDPOEFFT‰$PNQBOZPSNJMJUBSZPGmDJBMTUIBUBSFUSBOTGFSSFEUPBOPUIFSQPTUGPSUFNQPSBSZEVUZ

4QJMM‰"OVOQMBOOFEPSBDDJEFOUBMSFMFBTFPGQFUSPMFVNIZESPDBSCPOTPSPUIFSMJRVJETGSPNQSJNBSZPS
TFDPOEBSZDPOUBJONFOUUIBUHFUTJOUPUIFFOWJSPONFOU

4UBLFIPMEFST‰1FPQMFUIBUUIFSFQPSUJOHDPNQBOZEFDJEFTBGGFDUPSBSFBGGFDUFECZDPNQBOZPQFSBUJPOT
FH DVTUPNFST TIBSFIPMEFST NBOBHFNFOU FNQMPZFFT TVQQMJFST MPDBMDPNNVOJUJFT BEWPDBDZHSPVQT 
BOEHPWFSONFOU


4VMGVS%JPYJEF 40
‰"OFNJTTJPOUIBUSFTVMUTQSJNBSJMZGSPNUIFDPNCVTUJPOPGTVMGVSJOIZESPDBSCPOT
BOEDPOUSJCVUFTUPBDJESBJOBOEPUIFSBJSRVBMJUZQSPCMFNT

4VTUBJOBCJMJUZ 3FQPSUJOH ‰ %FmOFE  GPS UIF QVSQPTFT PG UIJT EPDVNFOU  BT SFQPSUJOH PO UIF SBOHF
PGFOWJSPONFOUBM IFBMUIBOETBGFUZ TPDJBM BOEFDPOPNJDJTTVFTBOEJNQBDUTUIBUSFMBUFUPPJMBOEHBT
DPNQBOZ PQFSBUJPOT BOE QSPEVDUT  BOE JT TZOPOZNPVT XJUI /POmOBODJBM 3FQPSUJOH $PNQBOJFT NBZ
DIPPTFUPVTFBWBSJFUZPGPUIFSUFSNTUPSFGFSUPUIJTDPODFQU TVDIBTDPSQPSBUFSFTQPOTJCJMJUZ DPSQPSBUF
DJUJ[FOTIJQ PSDPOUSJCVUJPOTUPTVTUBJOBCMFEFWFMPQNFOU

6%)3‰6OJWFSTBM%FDMBSBUJPOPG)VNBO3JHIUT XXXPIDISPSHFOHMJTI

6QTUSFBN‰0QFSBUJPOTJOWPMWJOHUIFFYQMPSBUJPO EFWFMPQNFOU BOEQSPEVDUJPOPGPJMBOEHBT

7FOUJOH‰5IFDPOUSPMMFESFMFBTFPGHBTFTJOUIFBUNPTQIFSF5IFHBTFTNJHIUCFOBUVSBMHBTPSPUIFS
IZESPDBSCPOWBQPST XBUFSWBQPSBOEPUIFSHBTFT TVDIBTDBSCPOEJPYJEF TFQBSBUFEJOUIFQSPDFTTJOH
PGPJMPSOBUVSBMHBT

7PMBUJMF 0SHBOJD $PNQPVOET‰0SHBOJDDPNQPVOET FYDMVEJOHNFUIBOFBOEFUIBOF UIBUDPOUBJO


NBOZIZESPDBSCPOT PYZHFOBUFEDPNQPVOETBOEDPNQPVOETDPOUBJOJOHTVMGVS70$TDPOUSJCVUFUPUIF
GPSNBUJPOPGHSPVOEMFWFMP[POF TNPH
UISPVHISFBDUJPOXJUIOJUSPHFOPYJEFTBOETVOMJHIU

8BTUF‰.BUFSJBMQSPEVDFEBTBCZQSPEVDUPGBOJOEVTUSJBMPQFSBUJPOGPSXIJDIUIFSFJTOPFDPOPNJD
EFNBOEBOEXIJDINVTUCFEJTQPTFE

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
 t *1*&$""1*
4FDUJPOo3FGFSFODFTBOE"EEJUJPOBM4PVSDF.BUFSJBMT

(FOFSBM3FQPSUJOH

"1* "1*1VCMJDBUJPO .PEFM&OWJSPONFOUBM )FBMUI4BGFUZ &)4


.BOBHFNFOU4ZTUFNTBOE(VJEBODF
%PDVNFOU 0SEFS/P34 8BTIJOHUPO %$"NFSJDBO1FUSPMFVN*OTUJUVUF 0DUPCFS

XXXBQJPSH

(&.* 5SBOTQBSFODZ"1BUIUP1VCMJD5SVTU (MPCBM&OWJSPONFOUBM.BOBHFNFOU*OJUJBUJWF 




(3* 4VTUBJOBCJMJUZ3FQPSUJOH(VJEFMJOFT 5IF/FUIFSMBOET(MPCBM3FQPSUJOH*OJUJBUJWF 



XXXHMPCBMSFQPSUJOHPSH

*1*&$""1* $PNQFOEJVNPG4VTUBJOBCJMJUZ3FQPSUJOH1SBDUJDFTBOE5SFOETGPSUIF0JMBOE(BT*OEVTUSZ
-POEPO 6OJUFE,JOHEPNBOE8BTIJOHUPO %$*OUFSOBUJPOBM1FUSPMFVN*OEVTUSZ&OWJSPONFOUBM
$POTFSWBUJPO"TTPDJBUJPOBOE"NFSJDBO1FUSPMFVN*OTUJUVUF 

XXXJQJFDBPSHXPSLJOH@HSPVQTTJBGDPNQFOEJVNIUNM

*40 &OWJSPONFOUBMNBOBHFNFOUTZTUFN4QFDJmDBUJPOXJUIHVJEBODFGPSVTF*40 (FOFWB


*OUFSOBUJPOBM0SHBOJ[BUJPOGPS4UBOEBSEJ[BUJPO 

XXXJTPDIJTPFOJTPJTPJTPJOEFYIUNM

0(1 (VJEFMJOFTGPSUIF%FWFMPQNFOUBOE"QQMJDBUJPOPG)FBMUI 4BGFUZBOE&OWJSPONFOUBM.BOBHFNFOU4ZTUFNT 


3FQPSU /P  6OJUFE ,JOHEPN *OUFSOBUJPOBM "TTPDJBUJPO PG 0JM  (BT 1SPEVDFST  +VMZ 

XXXPHQPSHVL1VCMJDBUJPOTJOEFYBTQ

4USBUPT  *OD  #VJMEJOH $POmEFODF  $PSQPSBUF 4VTUBJOBCJMJUZ 3FQPSUJOH JO $BOBEB 4USBUPT  *OD  

XXXTUSBUPTTUTDPNJOEFYIUN

4USBUPT*OD 4UFQQJOH'PSXBSE$PSQPSBUF4VTUBJOBCJMJUZ3FQPSUJOHJO$BOBEB 4USBUPT *OD 




&OWJSPONFOUBM1FSGPSNBODF*OEJDBUPST

"1* $PNQFOEJVNPG(SFFOIPVTF(BT&NJTTJPO&TUJNBUJPO.FUIPEPMPHJFTGPSUIF0JMBOE(BT*OEVTUSZ
8BTIJOHUPO %$"NFSJDBO1FUSPMFVN*OTUJUVUF 'FCSVBSZ

BQJFDBQJPSHmMFMJCSBSZ$PNQFOEJVN8PSE[JQ

"1* 1VCM 'VHJUJWF)ZESPDBSCPO&NJTTJPOTGSPN0JMBOE(BT1SPEVDUJPO0QFSBUJPOT 8BTIJOHUPO %$


"NFSJDBO1FUSPMFVN*OTUJUVUF %FDFNCFS


$"11 (VJEF4UFXBSETIJQ#FODINBSLJOH $BOBEJBO"TTPDJBUJPOPG1FUSPMFVN1SPEVDFST +BOVBSZ




*1*&$"0(1"1*  1FUSPMFVN *OEVTUSZ (VJEFMJOFT GPS 3FQPSUJOH (SFFOIPVTF (BT &NJTTJPOT  -POEPO 
6OJUFE ,JOHEPN BOE 8BTIJOHUPO  %$ *OUFSOBUJPOBM 1FUSPMFVN *OEVTUSZ &OWJSPONFOUBM $POTFSWBUJPO
"TTPDJBUJPO  *OUFSOBUJPOBM "TTPDJBUJPO PG 0JM  (BT 1SPEVDFST  BOE "NFSJDBO 1FUSPMFVN *OTUJUVUF  

XXXPJMBOEHBTSFQPSUDPN

/PSUI "NFSJDBO .BOVGBDUVSJOH /PSUI "NFSJDBO $PNCVTUJPO )BOECPPL  7PMVNF * $PNCVTUJPO  'VFMT 
4UPJDIJPNFUSZ )FBU5SBOTGFS 'MVJE'MPX *4#/ 5IJSE&EJUJPO $MFWFMBOE 0IJP/PSUI"NFSJDBO
.BOVGBDUVSJOH 


0(1  &OWJSPONFOUBM%BUB$PMMFDUJPO6TFST(VJEF 6OJUFE,JOHEPN*OUFSOBUJPOBM"TTPDJBUJPOPG0JM(BT


1SPEVDFST 


64 &1" $PNQJMBUJPO PG "JS 1PMMVUBOU &NJTTJPO 'BDUPST  7PMVNF * 4UBUJPOBSZ 1PJOU BOE "SFBT 4PVSDFT 
"1 (10 
 64 &1" 0GmDF PG "JS 2VBMJUZ 1MBOOJOH BOE 4UBOEBSET  'JGUI

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 
&EJUJPO  +BOVBSZ   XJUI 4VQQMFNFOUT "  #  BOE $  0DUPCFS   BOE 4VQQMFNFOU %  
XXXFQBHPWUUODIJFGBQBQTVQQIUN

83*8#$4% 5IF(SFFOIPVTF(BT1SPUPDPMB$PSQPSBUF"DDPVOUJOHBOE3FQPSUJOH4UBOEBSE 3FWJTFE%SBGU


$IBQUFST &NJTTJPO*OWFOUPSZ*NQSPWFNFOU1SPHSBNNF<&**1> 8PSME3FTPVSDFT*OTUJUVUF (FOFWBBOE8PSME
#VTJOFTT$PVODJMGPS4VTUBJOBCMF%FWFMPQNFOU 8BTIJOHUPO %$ 
XXXXSJPSH

4BGFUZBOE)FBMUI1FSGPSNBODF*OEJDBUPST

"$$ "NFSJDBO$IFNJTUSZ$PVODJM
(VJEFMJOFTGPS3JTL$IBSBDUFSJ[BUJPOBOE.BOBHFNFOU

"1* 'JWFQPJOU"QQSPBDIUP"EESFTTJOH8PSLQMBDF&SHPOPNJDT "NFSJDBO1FUSPMFVN*OTUJUVUF




$&'*$ 3FQPSUJOHPG0DDVQBUJPOBM*MMOFTT'SFRVFODZ &VSPQFBO$IFNJDBM*OEVTUSZ$PVODJM 'FCSVBSZ




*-0 3FQPSU PG UIF %JSFDUPS (FOFSBM %FDFOU 8PSL 5IF *OUFSOBUJPOBM -BCPVS 0SHBOJ[BUJPO  UI TFTTJPO 
(FOFWB +VOF


*-0 5SJQBSUJUF .FFUJOH PO UIF 1SPNPUJPO PG (PPE *OEVTUSJBM 3FMBUJPOT JO 0JM BOE (BT 1SPEVDUJPO BOE 0JM
3FmOJOH 5IF*OUFSOBUJPOBM-BCPVS0SHBOJ[BUJPO (FOFWB UI'FCSVBSZoSE.BSDI


*1*&$"  )*7"*%4.BOBHFNFOU5PPMTGPSUIF0JMBOE(BT*OEVTUSZ -POEPO*OUFSOBUJPOBM1FUSPMFVN*OEVTUSZ


&OWJSPONFOUBM$POTFSWBUJPO"TTPDJBUJPO 


0(1  (VJEFMJOFTGPS$POUSPMPG)*7)FQ#$JOUIF8PSLQMBDF -POEPO*OUFSOBUJPOBM"TTPDJBUJPOPG0JM


(BT1SPEVDFST


0(1  )FBMUI BOE 4BGFUZ *ODJEFOU 3FQPSUJOH 6TFST (VJEF  3FQPSU /P   -POEPO *OUFSOBUJPOBM
"TTPDJBUJPOPG0JM(BT1SPEVDFST +BOVBSZ


0(1  4VCTUBODF "CVTF (VJEFMJOFT GPS .BOBHFNFOU -POEPO *OUFSOBUJPOBM "TTPDJBUJPO PG 0JM  (BT
1SPEVDFST


6/"*%4(MPCBM#VTJOFTT$PVODJM1SJODFPG8BMFT#VTJOFTT-FBEFST'PSVN  5IF#VTJOFTT3FTQPOTFUP)*7
"*%4

64 %FQBSUNFOU PG -BCPS  0DDVQBUJPOBM 4BGFUZ  )FBMUI "ENJOJTUSBUJPO  0DDVQBUJPOBM *OKVSZ BOE *MMOFTT
3FDPSEJOHBOE3FQPSUJOH3FRVJSFNFOUT $'31BSU 8BTIJOHUPO %$+BOVBSZ


4PDJBM3FTQPOTJCJMJUZ1FSGPSNBODF*OEJDBUPST

"NOFTUZ *OUFSOBUJPOBM BOE UIF 1SJODF PG 8BMFT #VTJOFTT -FBEFST 'PSVN  #VTJOFTT BOE )VNBO 3JHIUT o "
(FPHSBQIZPG$PSQPSBUF3JTL *4#/ 


$PSSVQUJPO1FSDFQUJPOT*OEFY5SBOTQBSFODZ*OUFSOBUJPOBMXXXUSBOTQBSFODZPSH

*-0 %FDMBSBUJPO PO 'VOEBNFOUBM 1SJODJQMFT BOE 3JHIUT BU 8PSL  *OUFSOBUJPOBM -BCPVS 0SHBOJ[BUJPO
XXXJMPPSH

*1*&$"0(1 ,FZ2VFTUJPOTJO.BOBHJOH4PDJBM*TTVFTJO0JMBOE(BT1SPKFDUT
XXXJQJFDBPSHQVCMJDBUJPOTTPDJBM

0(1 5SBJOJOH5FNQMBUF$PNCBUUJOH$PSSVQUJPOBHFOFSBMQSFTFOUBUJPO 3FQPSU  -POEPO*OUFSOBUJPOBM


"TTPDJBUJPOPG0JM(BT1SPEVDFST 


0(1 (VJEFMJOFTPO3FQVUBUJPOBM%VF%JMJHFODF 3FQPSU  -POEPO*OUFSOBUJPOBM"TTPDJBUJPOPG0JM(BT


1SPEVDFST 


 t *1*&$""1*
0&$%  $POWFOUJPO PO $PNCBUJOH #SJCFSZ 0SHBOJ[BUJPO GPS &DPOPNJD $PPQFSBUJPO BOE %FWFMPQNFOU
XXXPFDEPSH

6/  3FTQPOTJCJMJUJFT PG 5SBOTOBUJPOBM $PSQPSBUJPOT BOE 3FMBUFE #VTJOFTT &OUFSQSJTFT XJUI 3FHBSET UP )VNBO
3JHIUT 6OJUFE/BUJPOT4VCDPNNJTTJPOPOUIF1SPNPUJPOBOE1SPUFDUJPOPG)VNBO3JHIUT "VHVTU


5IF6OJWFSTBM%FDMBSBUJPOPG)VNBO3JHIUTXXXPIDISPSHFOHMJTI

7PMVOUBSZ1SJODJQMFTPO4FDVSJUZBOE)VNBO3JHIUTXXXJCMGPSHIVNBOSJHIUTBOEXXXCTSPSH

&DPOPNJD1FSGPSNBODF*OEJDBUPST

'"4# 'JOBODJBM"DDPVOUJOH4UBOEBSET#PBSEXXXGBTCPSH

("11 (FOFSBMMZ"DDFQUFE"DDPVOUJOH1SJODJQMFTDQBDMBTTDPNHBBQHBBQVTBIUN


5IF6OJWFSTBM%FDMBSBUJPOPG)VNBO3JHIUTXXXPIDISPSHFOHMJTI

0JM(BT*OEVTUSZ(VJEBODFPO7PMVOUBSZ4VTUBJOBCJMJUZ3FQPSUJOH t 

You might also like