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Understanding ASIC Enforcement
Understanding ASIC Enforcement
SYDNEY
Please refer to our website for updated venues and dates
Duration 1-Day
Fees
(incl GST)
Who is it for?
The workshop is a natural progression for those who have attended our Compliance Officer Essentials workshjop and those who are more experienced (ie: at least 3 years experience) as a compliance professional in Australia.
Outcomes
Identify ASICs enforcement powers and how they carry out these responsibilities Discuss the various enforcement tools available to ASIC Demonstrate how to plan, prepare for and learn from an ASIC visit Illustrate ASICs approach with recent Enforcement Undertakings
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REGISTRATION FORM
Participant information [Please print]
Participants last name: First name: Mr. Mrs. Email: Miss Ms. Date of birth [dd/mm/yyyy]:
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Department/Division:
Sydney Melbourne
Perth Brisbane
Payment
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Amount: $ _____________________
Please invoice my company (EFT details will be provided on the invoice) If requesting us to invoice your company, please complete the information below Approving Manager First Name: Last Name:
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