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Course Ormm PDF
Course Ormm PDF
Course Ormm PDF
DEPARTMENT : SBU - EDUCATION NCFM COURSE OUTLINE OPERATIONS RISK MANAGEMENT MODULE
Regd. Office : Exchange Plaza, BandraKurlaComplex, Bandra (E), Mumbai 400 051
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4. 5. B. C.
Screen-Based Trading System NEAT System 1. 2. 3. Corporate Manager Branch Manager Dealer
D.
Order Management 1. 2. 3. 4. Entering Orders Modifying Orders Cancelling Orders Order Matching
E. F.
E. F.
Workflow Design
A. B. Front Office, Middle Office & Back Office Risk Events
BASEL Overview
A. B. Bank for International Settlements (BIS) Basel Accords
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Regd. Office : Exchange Plaza, BandraKurlaComplex, Bandra (E), Mumbai 400 051
1. 2. 3. C.
Mix of Three Methods SIGOR (June 2011) 1. 2. 3. 4. 5. 6. 7. Risk Appetite & Risk Tolerance ORMF & ORMS: Verification & Validation Embeddedness Operational Risk Data Gross Loss & Net Loss Dates Distributions
Basel: Audit
A. B. C. External Audit Audit Committee Internal Audit
Regd. Office : Exchange Plaza, BandraKurlaComplex, Bandra (E), Mumbai 400 051
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