New York State

FY 2014 Financial Plan

Mid-Year update

ANDREWM.CUOMO,GOVERNOR
ROBERTL.MEGNA,BUDGETDIRECTOR

TableofContents

INTRODUCTION ................................................................................................................................ 1

FINANCIAL PLAN OVERVIEW .................................................................................................... 7

Summary.........................................................................................................................7
MidYearOperatingResults............................................................................................8
MultiYearFinancialPlanRevisions.................................................................................9
RisksandUncertaintiesRelatedtotheStateFinancialPlan.........................................14
MULTI-YEAR FINANCIAL PLAN PROJECTIONS.....................................................35

FY 2014 YEAR-TO-DATE OPERATING RESULTS....................................................87

GLOSSARY OF ACRONYMS......................................................................................101

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES...............................107

Introduction

Introduction
This is the MidYear Update to the Financial Plan (MidYear Financial Plan or Updated
FinancialPlan)forFY2014.1Exceptforthespecificrevisionsdescribedherein,theprojections
(andtheassumptionsuponwhichtheyarebased)intheUpdatedFinancialPlanareconsistent
with the projections set forth in the First Quarterly Update to the Financial Plan (the First
QuarterlyUpdateorPriorFinancialPlan)issuedinAugust2013.TheStatesFY2014began
onApril1,2013andendsonMarch31,2014.DOBexpectstonextupdatetheStatesofficial
FinancialPlanprojectionsinJanuary2014withtheFY2015ExecutiveBudget.

TheStatesGeneralFundreceivesthemajorityofStatetaxesandallincomenotearmarkedfor
aparticularprogramoractivity.StatelawrequirestheGovernortosubmit,andtheLegislature
to enact, a General Fund budget that is balanced on a cash basis of accounting. The State
ConstitutionandStateFinanceLawdonotprovideaprecisedefinitionofbudgetbalance.In
practice,theGeneralFundisconsideredbalancedifsufficientresourcesare,orareexpectedto
be,availableduringthefiscalyearfortheStateto:(a)makeallplannedpayments,includingPIT
refunds, without the issuance of deficit notes or bonds or extraordinary cash management
actions,(b)restorethebalancesintheTaxStabilizationReserveandRainyDayReservetolevels
atorabovethelevelsondepositwhenthefiscalyearbegan,and(c)maintainotherreserves,as
required by law. For purposes of calculating budget balance, the General Fund includes
transferstoandfromotherfunds.

The General Fund is typically the financing source of last resort for the States other major
funds, which include HCRA funds, DHBTF, STAR Fund, and the Lottery Fund. Therefore, the
GeneralFundprojectionsaccountforanyestimatedfundingshortfallsinthesefunds.Sincethe
GeneralFundisthefundthatisrequiredtobebalanced,thefocusoftheStatesbudgetaryand
gapclosingdiscussionisgenerallyweightedtowardtheGeneralFund.

Fromtimetotime,DOBwillinformallydesignateunrestrictedbalancesintheGeneralFundfor
specific policy goals (e.g., the payment of costs related to potential labor contracts covering
priorcontractperiods).Theseamounts,typicallyidentifiedwiththephrase"reservedfor,"are
notheldindistinctaccountswithintheGeneralFundandmaybeusedforotherpurposes.

StateOperatingFundsisabroadermeasureofspendingforoperations(asdistinctfromcapital
purposes) that is funded with State resources. It includes financial activity not only in the
General Fund, but also Statefunded special revenue funds and debt service funds (both the
General Fund and State Operating Funds exclude spending from capital projects funds and
Federal funds). DOB views State Operating Funds to be a more comprehensive measure of
StatefundedactivitiesforoperatingpurposesthatarefundedwithStateresources(i.e.,taxes,
assessments,fees,tuition)thantheGeneralFund.TheStateOperatingFundsperspectivehas
theadvantageofeliminatingcertaindistortionsinoperatingactivitiesthatmaybecausedby,
1

Please see Glossary of Acronyms at the end of this document for the definitions of commonly used acronyms and
abbreviationsthatappearinthetext.

FY2014MidYearUpdate

INTRODUCTION
among other things, the State's complex fund structure, the transfer of money among funds,
and the accounting of disbursements against appropriations in different funds. For example,
theStatefundsitsshareoftheMedicaidprogramfromboththeGeneralFundandfromState
Special Revenue Funds, including Health Care Reform Act funds. The State Operating Funds
perspective captures Medicaid disbursements from both of these fund types, giving a more
complete accounting of Statefunded Medicaid disbursements. For such reasons, the
discussion of disbursement projections often emphasizes the State Operating Funds
perspective.

The State also reports disbursements and receipts activity for All Governmental Funds (All
Funds),whichincludesspendingfromCapitalProjectsFundsandStateandFederalOperating
Funds, providing the most comprehensive view of the cashbasis financial operations of the
State. The State accounts for receipts and disbursements by the fund in which the activity
takesplace(suchastheGeneralFund),andthebroadcategoryorpurposeofthatactivity(such
asStateOperations).TheFinancialPlantablessortStateprojectionsandresultsbyfundand
category.

FundtypesoftheStateinclude:theGeneralFund;Statespecialrevenuefunds,whichreceive
certaindedicatedtaxes,feesandotherrevenuesthatareusedforaspecifiedpurpose;Federal
SpecialRevenueFunds,whichreceivecertainFederalgrants;StateandFederalCapitalProjects
Funds,whichaccountforcostsincurredintheconstructionandrehabilitationofroads,bridges,
prisons, university facilities, and other infrastructure projects; and Debt Service Funds, which
accountforthepaymentofprincipal,interestandrelatedexpensesfordebtissuedbytheState
anditspublicauthorities.

StateFinanceLawalsorequiresDOBtoprepareaproformafinancialplanusingGAAP,tothe
extent practicable, although this requirement is for informational purposes. The GAAPbasis
financialplanisnotusedbyDOBasabenchmarkformanagingStatefinancesduringthefiscal
year and is not updated on a quarterly basis. The GAAPbasis financial plan follows, to the
extent practicable, the accrual methodologies and fund accounting rules applied by OSC in
preparationoftheauditedBasicFinancialStatements.However,GAAPisafinancialreporting
regime,notabudgetingsystem.

Thefactors affectingtheState'sfinancialconditionarecomplex.ThisUpdatedFinancialPlan
containsforecasts,projections,andestimatesthatarebasedonexpectationsandassumptions
whichexistedatthetimetheywereprepared.Sincemanyfactorsmaymateriallyaffectfiscal
andeconomicconditionsintheState,theinclusioninthisUpdatedFinancialPlanofforecasts,
projections, and estimates should not be regarded as a representation that such forecasts,
projections,andestimateswilloccur.Forecasts,projectionsandestimatesarenotintendedas
representationsoffactorguaranteesofresults.Thewordsexpects,forecasts,projects,
intends, anticipates, estimates, and analogous expressions are intended to identify
forwardlookingstatementsintheUpdatedFinancialPlan.Anysuchstatementsinherentlyare

FY2014MidYearUpdate

INTRODUCTION
subjecttoavarietyofrisksanduncertaintiesthatcouldcauseactualresultstodiffermaterially
and adversely from those projected. Such risks and uncertainties include, among others,
general economic and business conditions; changes in political, social, economic, and
environmentalconditions,includingclimatechangeandextremeweatherevents;impediments
to the implementation of gapclosing actions; regulatory initiatives and compliance with
governmental regulations; litigation; action by the Federal government to reduce or disallow
expected aid; and various other events, conditions and circumstances, many of which are
beyondthecontroloftheState.Theseforwardlookingstatementsspeakonlyasofthedate
theywereprepared.

FY2014MidYearUpdate

Financial Plan
Overview

FinancialPlanOverview

SUMMARY

Financial results through September 2013 remain in line with DOBs expectations. DOB
estimatesthattheGeneralFundwillremaininbalanceinFY2014onabudgetary(cash)basisof
accounting, based on the review of operating results through September 2013 and other
information.

General Fund receipts, including transfers from other funds, are now expected to total
$61.6 billion in FY 2014, a decrease of $47 million from the First Quarterly Update. The
downward revision reflects lower than expected collections of 18a assessments on utility
companies through September 2013 attributable to declines in utility prices and energy
consumption.

General Fund disbursements, including transfers to other funds, are expected to total
$61.5billioninthecurrentyear,adecreaseof$47millionfromtheFirstQuarterlyUpdate.The
UpdatedFinancialPlanreflectssavingsfromtherecalculationoftheStatespensionbillbased
onupdatedinformation($31million).Inaddition,DOBexpectsthat,basedonclaimstodate,
thecostofreimbursinglocalgovernmentsforgeneralpublichealthprogramswillbelowerthan
expectedintheFirstQuarterlyUpdate($29million).Lastly,theUpdatedFinancialPlanincludes
anadditional$13millioninfundingtoassistareasaffectedbyfloodingintheMohawkValley
region,bringingthetotalFY2014fundingto$29million.2

DOB expects the State to end FY 2014 with a General Fund closing balance of $1.8 billion,
unchangedfromtheFirstQuarterlyUpdate.Forplanningpurposes,theUpdatedFinancialPlan
continues to assume the prepayment of FY 2015 debt service, but DOB will determine the
specific prepayments that will be made later in the current fiscal year. The level of
prepaymentsmaychange,dependingontheState'sfiscalposition.

ThroughthefirsthalfofFY2014,theStatehasdoneaneffectivejobincontrollingspending,
and tax receipts have been slightly above the levels expected in the Enacted Budget. In
addition, the Governor will propose balanced budgets that limit annual growth in State
Operating Funds to no greater than 2 percent, consistent with the spending benchmark
adoptedinFY2012.Thecombinationofeffectivebudgetmanagementandadherencetothe
2percentspendingbenchmarkisexpectedtofurtherimprovetheStatesfiscalposition.Based
on current operating projections, if the State enacts balanced budgets that hold State
OperatingFundsdisbursementsto2percent,theStatewillhaveoperatingsurpluses.

TheprojectionsforGeneralFundbudgetgapsinfutureyearsremainunchangedfromtheFirst
QuarterlyUpdate,withgapsof$1.7billioninFY2015,$2.9billioninFY2016,and$2.9billionin
FY2017.Bylaw,theGovernormustpropose,andtheLegislaturemustenact,aGeneralFund
budgetthatisbalancedonacashbasisofaccounting.
2

Recoveryaidof$16millionwasincludedintheFirstQuarterlyUpdate.

FY2014MidYearUpdate

FINANCIAL PLAN OVERVIEW

MID-YEAR OPERATING RESULTS

OperatingresultsthroughSeptember30,2013werepositiveincomparisontotheestimatein
theEnactedBudgetFinancialPlan.(SeeFY2014YearToDateOperatingResultsherein.)

General Fund receipts, including transfers from other funds, totaled $31.9 billion through
September 2013, $356 million above the Enacted Budget forecast. The positive variance is
mainlyduetothereceiptoffinancialsettlementpaymentsfromtheBankofTokyoMitsubishi
UFJ (BTMU) and Deloitte Financial Advisory Services for their violations of banking laws
($260million),andpaymentsowedtotheStatethatwerewithheldpendingthesettlementof
longstanding disputes under the Tribal State Compact ($203 million), all of which were
includedintheFirstQuarterlyUpdatetotheFinancialPlan.Taxcollectionswere$87million
above planned levels. This was due to increased PIT collections, reflecting stronger than
anticipated current year estimated and 2012 final return payments ($94 million); higher user
taxesandfees($140million)reflectingstrongerthanexpectedcollectionsforsalesassociated
with autos, dining and entertainment, and expenditures by utilities for postSandy repairs;
higher receipts in other taxes ($74 million) due to stronger real estateprices and transaction
volume,aswellasestatetaxreceipts;andlowerbusinesstaxcollections($221million),driven
mainlybylowergrosscollectionsforinsuranceandbanktaxestodate.Thehigherreceiptsin
these areas were partly offset by lower than expected abandoned property collections
($100 million), which DOB believes is attributable to timing; and lower collections from
18atemporaryassessmentimposedonpublicutilitycompanies($38million),whichhasbeen
reflectedintheannualestimateofmiscellaneousreceiptsinthisUpdatedFinancialPlan.DOB
will continue to monitor the uncertainties and risks regarding the economic and receipts
forecasts.(SeeMultiYearFinancialProjectionsAllFundsReceiptsProjectionsherein.)

General Fund disbursements, including transfers to other funds, totaled $27.3 billion through
September2013,$1.2 billionbelowthelevelestimatedintheEnactedBudgetFinancialPlan.
Afteradjustingforroutineintermonthvariancesinpayments,disbursementstodateappearto
be generally consistent with the Enacted Budget forecast. Underspending through
September 2013 totaled $1.2 billion in local assistance, primarily in the areas of education
($650million)andhealthcare($359million);$80millioninagencyoperations;and$50million
in General State Charges, mainly due to the timing of reimbursement for fringe benefit costs
fromotherfunds.Thisunderspendingwasoffsetinpartby$51millioninhighertransfersto
otherfunds.

The Financial Plan is subject to many risks and uncertainties, including the strength and
durationoftheeconomicrecovery,implementationofbudgetaryactions,andtheexecutionof
specifictransactions.(SeeRisksandUncertaintiesRelatedtotheStateFinancialPlanherein.)

FY2014MidYearUpdate

FINANCIAL PLAN OVERVIEW

MULTI-YEAR FINANCIAL PLAN REVISIONS

ThefollowingtablesummarizestherevisionstotheFirstQuarterlyUpdateFinancialPlanthat
affectGeneralFundoperatingprojections.Descriptionsofthechangesfollowthetable.
SUMMARYOFREVISIONSTOFIRSTQUARTERLYUPDATEFINANCIALPLAN
GENERALFUNDBUDGETARYBASISOFACCOUNTING
SAVINGS/(COSTS)
(millionsofdollars)
FIRSTQUARTERLYUPDATESURPLUS/(GAPS)

FY2014

FY2015

FY2016

FY2017

(1,742)

(2,889)

(2,948)

RECEIPTSREVISIONS
18aTemporaryUtilityAssessments

(47)
(47)

0
0

0
0

0
0

DISBURSEMENTSREVISIONS
StatePensionBill
GeneralPublicHealthWorkProgram

47
31

0
0

0
0

0
0

29
(13)

0
0

0
0

0
0

NYSFloodRecovery
MIDYEARUPDATEBUDGETSURPLUS/(GAPS)

(1,742)

(2,889)

(2,948)

TheprojectionsforGeneralFundbudgetgapsinfutureyearsremainunchangedfromtheFirst
QuarterlyUpdate,withgapsof$1.7billioninFY2015,$2.9billioninFY2016,and$2.9billionin
FY2017.Bylaw,theGovernormustpropose,andtheLegislaturemustenact,aGeneralFund
budgetthatisbalancedonacashbasisofaccounting.

The combination of effective budget management and adherence to the 2 percent spending
benchmark is expected to further improve the States fiscal position. Based on current
operating projections, if the State enacts balanced budgets that hold State Operating Funds
disbursementsto2percent,theStatewillhaveoperatingsurpluses.

REVISIONS

18a Temporary Utility Assessments: Collections of assessments on utility companies

through September 2013 were lower than planned. The lower collections were
attributabletodeclinesinutilitypricesandenergyconsumption.

StatePensionPayment:TheStates2013pensionbillhas beenrecalculatedtoreflect
updatedinformation.

GeneralPublicHealthWorkProgram:TheStatesestimatedannualreimbursementto
local health departments for a share of costs associated with providing certain public
healthserviceshasbeenloweredasaresultofreducedmunicipalclaimingonvarious
services.

FY2014MidYearUpdate

FINANCIAL PLAN OVERVIEW

NYS Flood Recovery: The Financial Plan has been updated to include an additional
$13millioninrecoveryassistanceaidtohomeowners,businessoperatorsandfarmers
in five counties impacted by severe flooding that occurred between June 26 and
July 3, 2013. State aid for flooding costs since budget enactment totals $29 million.
Homeownersandrentersmayapplyforupto$31,900inassistance,andsmallbusiness
ownersandfarmersmayapplyforupto$50,000inassistance.

PROJECTED CLOSING BALANCES

DOBexpectstheStatetoendFY2014withaGeneralFundclosingbalanceof$1.8billion,an
increaseof$94millionfromtheEnactedBudgetFinancialPlanandunchangedfromtheFirst
QuarterlyUpdate.The changefortheEnactedBudgetreflectsa$100 millionincreaseinthe
undesignatedfundbalance,offsetbytheuseof$6milliontofundretroactivelaborsettlements
withlifeguards,asnotedintheFirstQuarterlyUpdate(retroactivepaymentsarescheduledfor
November2013).

FY2014ESTIMATEDGENERALFUNDCLOSINGBALANCES
(millionsofdollars)

GENERALFUNDBALANCE
STATUTORYRESERVES
TaxStabilizationReserveFund
RainyDayReserveFund
CommunityProjectsFund
ContingencyReserveFund
RESERVEDFOR
PriorYearLaborAgreements(20072011)
DebtManagement
UndesignatedFundBalance

Enacted
Budget

Change

First
Quarterly
Update

1,709

94

1,803

1,803

1,131
175
68
21

0
0
0
0
0
0
0
0

1,131
175
68
21

1,131
175
68
21
51
263
0

0
0
0
0
0
(6)
0
100

45
263
100

Change

MidYear
Update

45
263
100

ThecombinedbalancesintheStatesprincipal"rainyday"reservefunds,theTaxStabilization
Reserve Fund and the Rainy Day Reserve Fund are equal to approximately 2.1 percent of
estimated General Fund disbursements in FY 2014. The Community Projects Fund reflects
projected yearend balances available to finance discretionary grants from existing
reappropriations. The Contingency Reserve Fund balance is available only to pay lawsuits
againsttheStateinexcessof$25millionorforotherlegallyspecifiedpurposes.

TheUpdatedFinancialPlancontinuestoreservemoneyintheGeneralFundbalancetocover
potential retroactive labor settlements with unions that have not agreed to terms for prior
contract periods. The reserve is calculated based on the pattern settlement for the FY 2008
throughFY2011periodthatwasagreedtobytheStateslargestunions.

TheUpdatedFinancialPlancontinuestoreserve$263millionfordebtmanagementpurposesin
FY2014,whichisconsistentwiththeFirstQuarterlyUpdateFinancialPlan.
FY2014MidYearUpdate

10

FINANCIAL PLAN OVERVIEW

ANNUAL SPENDING GROWTH

DOB estimates that State Operating Funds spending will total $90.7 billion in FY 2014, an
increase of $1.8 billion (2.1 percent) from FY 2013 results. Excluding the impact of planned
prepayments,StateOperatingFundsspendinggrowthisestimatedat1.7percent.

All Governmental Funds spending excluding extraordinary Federal aid for Superstorm Sandy
disasterassistanceandtheACA,whichincludescapitalprojectsandFederalOperatingFunds,
totals$135.3billion,anincreaseof$2.8billion(2.1percent)fromFY2013results.Excluding
the impact of planned prepayments, All Funds spending growth (again excluding Sandy and
ACA),isestimatedat1.8percent.PleaseseetheFinancialPlantablesforunadjustedAllFunds
disbursements.

ThefollowingtablesummarizesthemajorsourcesofannualchangeinStatespendingbymajor
program,purpose,andfundperspective.

FY2014MidYearUpdate

11

FINANCIAL PLAN OVERVIEW

ANNUALSTATESPENDING
(millionsofdollars)
FY2013
Results

FY2014
Estimated

LOCALASSISTANCE
SchoolAid
1
DOHMedicaid(InclOperationalCosts)
Transportation
MentalHygiene
STAR
SocialServices
HigherEducation
PublicHealth/Aging
Special/OtherEducation
LocalGovernmentAssistance
2
AllOther

58,578
20,163
15,900
4,303
3,602
3,286
3,031
2,629
2,040
1,927
754
943

59,696
20,471
16,421
4,739
2,833
3,419
2,996
2,825
2,193
2,032
764
1,003

1,118
308
521
436
(769)
133
(35)
196
153
105
10
60

1.9%
1.5%
3.3%
10.1%
21.3%
4.0%
1.2%
7.5%
7.5%
5.4%
1.3%
6.4%

STATEOPERATIONS/FRINGEBENEFITS
StateOperations
PersonalService:
ExecutiveAgencies
UniversitySystem
ElectedOfficials
NonPersonalService:
ExecutiveAgencies
UniversitySystem
ElectedOfficials
FringeBenefits/FixedCosts
PensionContribution
EmployeeHealthInsurance
OtherFringeBenefits/FixedCosts

24,120
17,683
12,403
7,112
3,468
1,823
5,280
2,707
2,083
490
6,437
1,601
3,129
1,707

24,902
17,844
12,366
7,010
3,500
1,856
5,478
2,764
2,169
545
7,058
1,982
3,315
1,761

782
161
(37)
(102)
32
33
198
57
86
55
621
381
186
54

3.2%
0.9%
0.3%
1.4%
0.9%
1.8%
3.8%
2.1%
4.1%
11.2%
9.6%
23.8%
5.9%
3.2%

6,138
8

6,060
11

(78)
3

1.3%
37.5%

TOTALSTATEOPERATINGFUNDS

88,844

90,669

1,825

SOFEXCL.PLANNEDFY2014PREPAYMENTS

88,844

90,351

1,507

1.7%

5,679

6,146

467

8.2%

94,523

96,815

2,292

2.4%

37,997

38,459

462

1.2%

132,520

135,274

2,754

2.1%

132,520

134,956

2,436

1.8%

DEBTSERVICE
CAPITALPROJECTS

CapitalProjects(StateFunds)
TOTALSTATEFUNDS
FederalAid(IncludingCapitalGrants)
4

TOTALALLGOVERNMENTALFUNDS

ALLFUNDSEXCL.FY2014PREPAYMENTS

AnnualChange
$
%

2.1%

DepartmentofHealthMedicaidspendingonly(excludesotherStateagencyspendingandtransfers).Fordisplay
purposes,includesMedicaidoperationalspendingthatsupportscontractsrelatedtothemanagementof
Medicaidandthecostsofadministrativetakeover.

"AllOther"includesanadjustmentforMedicaidoperationalcoststoavoiddistortingFinancialPlancategory
totals,aswellaslocalaidspendinginanumberofotherprograms,includingeducation,parksandthe
environment,economicdevelopment,publicsafety,anddisasterassistance.

3,4

ExcludesFederaldisasteraidforSuperstormSandy,estimatedat$577millioninFY2013and$5.1billioninFY
2014,andadditionalFederalaidundertheAffordableCareAct,estimatedatapproximately$600millioninFY
2014.Includingdisbursementsforthesepurposes,AllFundsdisbursementsareexpectedtototal$141billionin
FY2014,anincreaseof5.9percent.

FY2014MidYearUpdate

12

FINANCIAL PLAN OVERVIEW

LocalassistancespendinginFY2014isexpectedtoincreaseby$1.1billion,or1.9percent,over
FY 2013 results. On a school yearbasis, School Aid is expected to increase by 4.9 percent in
2014,whichisabovethegrowthrateinpersonalincome.SchoolAidinthefutureyearsofthe
Financial Plan is assumed to increase at levels based on the growth in NYS personal income.
Statefunded DOH Medicaid spending is projected to increase by 3.9 percent (not shown on
table), excluding the impact of the States takeover of Medicaid administration, and is
consistent with the statutory growth cap. In addition, ACA continues to provide additional
FederalresourcestofinanceMedicaidspending.Transportationspendinggrowthistheresult
ofincreaseddedicatedtaxreceiptsandaStatesubsidythatarepassedontotheMTA.Growth
inotherlocalassistanceincludesincreasesacrossseveralprogramsandactivities.Inaddition,
resultsinFY2013fellbelowplannedlevelsinmanyareas,which,absentotherchanges,hasthe
effectofincreasingtheannualgrowthrateinFY2014inthoseareas.

Agencyspendingonpersonalandnonpersonalserviceisexpectedtoremainnearlyflatonan
annual basis. This reflects ongoing efforts to redesign State agency operations initiated in
FY2013.Spendingonfringebenefitsisprojectedtoincreaseby$622million.Thisincludesan
increase of $381 million in the State's annual pension contribution, including repayment of
amounts amortized in prior years. The Financial Plan assumes the State will continue to
amortizeapercentageofitsannualpensioncosts,consistentwithlegislationapprovedin2010.

Consistent with past years, the aggregate spending projections (i.e., the sum of all projected
spendingbyindividualagencies)inspecialrevenuefundshavebeenadjusteddownwardbased
on typical spending patterns and the observed variance over time between estimated and
actualresults.

FY2014MidYearUpdate

13

FINANCIAL PLAN OVERVIEW

RISKS AND UNCERTAINTIES
FINANCIAL PLAN

RELATED

TO

THE

STATE

GENERAL

TheUpdatedFinancialPlanissubjecttomanycomplexeconomic,social,financial,political,and
environmental risks and uncertainties, many of which are outside the ability of the State to
control. DOB believes that the projections of receipts and disbursements in the Updated
FinancialPlanarebasedonreasonableassumptions,buttherecanbenoassurancethatactual
results will not differ materially and adversely from these projections. In certain fiscal years,
actual receipts collections have fallen substantially below the levels forecast in the Updated
FinancialPlan.

TheUpdatedFinancialPlanisbasedonnumerousassumptions,includingtheconditionofthe
State and national economies and the concomitant receipt of economically sensitive tax
receiptsintheamountsprojected.Otheruncertaintiesandrisksconcerningtheeconomicand
receiptsforecastsincludetheimpactofthefollowing:nationalandinternationalevents,such
asongoingfinancialinstabilityintheEurozone;changesinconsumerconfidence,oilsupplies
andoilprices;continuingorworseningstrifeintheMiddleEast;climatechangeandextreme
weatherevents;Federalstatutoryandregulatorychangesconcerningfinancialsectoractivities;
changesconcerningfinancialsectorbonuspayouts,aswellasanyfuturelegislationgoverning
the structure of compensation; shifts in monetary policy affecting interest rates and the
financial markets; financial and realestate market developments, which may adversely affect
bonus income and capital gains realizations; and the levels of household debt, which may
adverselyaffectconsumerspendingandStatetaxcollections.

TheUpdatedFinancialPlanissubjecttovariousotheruncertaintiesandcontingenciesrelating
to the extent, if any, to which wage increases for State employees exceed projected annual
wagecosts;changesinthesizeoftheStatesworkforce;theactualizationoftheprojectedrate
of return for pension fund assets and current assumptions with respect to wages for State
employeesaffectingtheStatesrequiredpensionfundcontributions;thewillingnessandability
oftheFederalgovernmenttoprovidetheaidcontemplatedbytheUpdatedFinancialPlan;the
abilityoftheStatetoimplementcostreductioninitiatives,includingreductionsinStateagency
operations,andthesuccesswithwhichtheStatecontrolsexpenditures;andtheabilityofthe
State and its public authorities to market securities successfully in the public credit markets.
Some of these specific issues are described in more detail herein. The projections and
assumptionscontainedintheUpdatedFinancialPlanaresubjecttorevisionswhichmayreflect
substantial adverse changes resulting from the occurrence of one or more uncertainties. No
assurance can be given that these estimates and projections, which depend in part upon
actionstheStateexpectstobetakenbutthatarenotwithintheStatescontrol,willberealized.

FY2014MidYearUpdate

14

FINANCIAL PLAN OVERVIEW

BUDGET RISKS AND UNCERTAINTIES

There can be no assurance that the States General Fund budget gaps will not increase
materiallyfromcurrentprojections.Ifthisweretooccur,theStatewouldberequiredtotake
additional gapclosing actions. Such actions may include, but are not limited to, additional
reductionsinStateagencyoperations;delaysorreductionsinpaymentstolocalgovernments
or other recipients of State aid; delays in or suspension of capital maintenance and
construction;extraordinaryfinancingofoperatingexpenses;orothermeasures.Insomecases,
theabilityoftheStatetoimplementsuchactionsrequirestheapprovaloftheLegislatureand
cannotbeimplementedsolelybytheactionoftheGovernor.

The Updated Financial Plan projections generally assume that School Aid and State funded
MedicaiddisbursementswillbelimitedtothegrowthinNYSpersonalincomeandthetenyear
average growth in the medical component of the CPI, respectively. However, the Enacted
BudgetauthorizedspendingforSchoolAidtoincreaseinexcessofthepersonalincomeindex
forSY2014.

StatelawgrantstheExecutivecertainpowerstoachievetheMedicaidsavingsassumedinthe
Updated Financial Plan. However, there can be no assurance that these powers will be
sufficienttolimittherateofannualgrowthinDOHStateFundsMedicaidspendingtothelevels
estimated in the Updated Financial Plan. In addition, savings are dependent upon timely
Federal approvals, revenue performance in the States HCRA fund (which finances
approximately onethird of the DOH Stateshare costs of Medicaid), and the participation of
healthcareindustrystakeholders.

The forecast contains specific transaction risks and other uncertainties including, but not
limitedto,thereceiptofcertainpaymentsfrompublicauthorities;thereceiptofmiscellaneous
revenues at the levels expected in the Updated Financial Plan; and the achievement of cost
saving measures including, but not limited to, the transfer of available fund balances to the
General Fund at the levels currently projected. Such risks and uncertainties, if they were to
materialize,couldhaveanadverseimpactontheUpdatedFinancialPlaninthecurrentyearor
futureyears.

FEDERAL ISSUES

The State receives a substantial amount of Federal aid for health care, education,
transportation, and other governmental purposes. Any reduction in Federal funding levels
couldhaveamateriallyadverseimpactontheUpdatedFinancialPlan.Inaddition,theUpdated
Financial Plan may be adversely affected by other actions taken by the Federal government,
including audits, disallowances, and changes to Federal participation rates or other Medicaid
rules.Issuesofparticularconcernaredescribedbelow.

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FINANCIAL PLAN OVERVIEW

FEDERAL REIMBURSEMENT FOR STATE MENTAL HYGIENE SERVICES

The Federal government lowered Medicaid developmental disability center payment rates,
effective April 1, 2013, which will reduce Federal funding to the State by approximately
$1.1 billion annually, beginning in FY 2014. The FinancialPlan includes a plan toaddress the
loss in Federal aid, including $90 million in the OPWDD savings associated with reduced
administrativecosts,enhancedauditrecoveriesandimprovedprogramefficiencies.Theplanis
subject to implementation risks and is dependent, in part, on the approval of the Federal
government.Asdescribedbelow,theFederalCMSmayseektoretroactivelyrecoverFederal
fundsregardingthismatter.

AUDIT DISALLOWANCE

InadditiontothereductionsinratesthatcommencedonApril1,2013,onFebruary8,2013,
the U.S. Department of Health & Human Services Office of the Inspector General, at the
directionoftheFederalCMS,beganareviewtodeterminetheallowabilityofMedicaidcosts
for services provided in prior years to the Medicaid population in New York StateOperated
ICF/DD.TheinitialreviewperiodincludesclaimsforservicesprovidedduringtheperiodAprill,
2010 through March 31, 2011. As a result of this review, CMS may seek to recover Federal
fundsforanypaymentsthatitdeterminestohavebeeninexcessofFederalrequirements.The
StatehasprospectivelyresolvedCMSconcernsregardingitspaymentstoICF/DDswithaState
plan change effective April 1, 2013, and continues to have discussions with CMS to resolve
theseconcernsrelatedtotheApril1,2010throughMarch31,2011period.Asnotedabove,
adverse action by the Federal government relative to the allowability of Medicaid costs or
services in years prior to FY 2014 is expected to result in a reduction in Federal aid of an
estimated $1.1 billion annually. A comparable amount of Federal aid is at risk for any prior
period that may be pursued by CMS. Matters of this type are sometimes resolved with a
prospectivesolution (as already commenced by the State), and the State is not aware of any
similar attempts by the Federal government to retroactively recover Federal aid of this
magnitudethatwaspaidpursuanttoanapprovedStateplan.TheStatecontinuestoseekCMS
approval to proceed with the development of a sustainable system of service funding and
delivery for individuals with developmental disabilities. However, there can be no assurance
thatFederalactioninthismatterwillnotresultinmateriallyadversechangestotheUpdated
FinancialPlan.

BUDGET CONTROL ACT

The Federal Budget Control Act (BCA) of 2011 imposed annual caps on Federal discretionary
spendingoveratenyearperiodandmandatedanadditional$1.2trillionindeficitreduction,
which,ifnotenacted,wouldbeachievedthroughthesequestrationoffundsinFederalFiscal
Year(FFY)2013andthroughlowereddiscretionaryspendingcapsinthefollowingyears.Asthe
requireddeficitreductionwasnotachievedbytheMarch1,2013deadline,anacrosstheboard
FY2014MidYearUpdate

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FINANCIAL PLAN OVERVIEW

5 percent reduction in FFY 2013 funding for Federal nondefense discretionary programs was
implemented. If Congress does not act to otherwise achieve the BCA deficit reduction
requirements, DOB estimates that New York State and local governments could lose
approximately $5 billion in Federal funding over nine years, including reductions in Federal
funding that passes through the State budget for school districts, as well as environmental,
criminaljusticeandsocialservicesprograms.

DEBT CEILING

AFederalgovernmentdefaultonpayments,particularlyifitpersistedforaprolongedperiod,
can be expected to have a materially adverse effect on the national and state economies,
financialmarkets,andintergovernmentalaidpayments.

The specific effects on the State Financial Plan of a Federal government payment default are
unknown and impossible to predict. However, data from past economic downturns suggest
thattheStatesrevenuelosscouldbesubstantialiftheeconomygoesintoarecessionduetoa
Federal default, according to DOB. For context, during the last recession New York lost
324,000 jobs, State wages fell 7.2 percent in 2009, and taxable capital gains realizations fell
52percentin2008and41percentin2009.

A payment default by the United States may adversely affect the municipal bond market, as
well. Municipal issuers, including the State, could face higher borrowing costs and impaired
marketaccess.Thiswouldjeopardizeplannedcapitalinvestmentsinroadsandbridges,higher
education facilities, hazardous waste remediation, environmental projects, and economic
developmentprojects.Additionally,themarketforandmarketvalueofoutstandingmunicipal
obligations,includingmunicipalobligationsoftheState,couldbeadverselyaffected.

FY2014MidYearUpdate

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FINANCIAL PLAN OVERVIEW

HEALTH INSURANCE COMPANY CONVERSIONS

Statelawpermitsahealthinsurancecompanytoconvertitsorganizationalstatusfromanot
forprofittoaforprofitcorporation(ahealthcareconversion),subjecttoanumberofterms,
conditions,andapprovals.UnderStatelaw,theStateisentitledtoproceedsfromahealthcare
conversion and such proceeds must be used for health care related expenses. The Updated
Financial Plan counts on conversion proceeds of $175 million in FY 2014, and $300 million
annually in FY 2015, FY 2016, and FY 2017. In recent years, the Updated Financial Plan has
counted on similar amounts from conversions, which have not been realized. It is expected
thatproceeds,ifany,receivedfromaconversionwillbedepositedintotheHCRAaccount.If
estimated proceeds from health care conversions are not realized on the timetable or at the
levelsassumedintheFY2014EnactedBudget,theStatemayberequiredtotakeotheractions,
suchasreducingplannedspendinginHCRA,orfinancingadditionalhealthcareexpensesinthe
GeneralFund,orboth.

STATUS OF CURRENT LABOR NEGOTIATIONS (CURRENT CONTRACT PERIOD)

The State has labor contracts in force for the current contract period with approximately 90
percentofunionizedStateemployees,includingitsthreelargestemployeeunions,CSEA,PEF,
and the UUP, as well as NYSPBA (representing the APSU bargaining unit, formerly ALES,
NYSCOPBA, and Council 82). Generally, the contracts provide for no acrosstheboard salary
increasesforFY2012throughFY2014,increasestoemployeehealthinsurancecontributions,
andatemporaryreductioninemployeecompensationthroughaDRP.Employeeswillreceivea
2percentsalaryincreaseinbothFY2015andFY2016,and,attheendoftheircontractterm,
the value of FY 2013 deficit reduction adjustments. The PEF and NYSPBA contracts generally
mirror the provisions for the other unions, but cover a fouryear period, whereas the others
cover a fiveyear period. PEF and NYSPBArepresented employees will receive a 2 percent
salaryincreaseinFY2015. PEFrepresentedemployeeswillberepaidallDRPadjustmentsat
the end of theircontract in lieu of the $1,000 lump sum payment peremployee. Employees
represented by the UUP ratified their agreement with the State on June 4, 2013. The
agreement contains no general salary increases until 2014 and 2015 when there will be
2 percent general salary increases awarded in each year, payments to be awarded by the
Chancellor, and performance incentive lump sum payments awarded by campus presidents.
UUPrepresentedemployeeswillalsohaveaDRP.Employeesintheunionsthathavereached
settlements with the State received contingent layoff protection through FY 2013 and
continued protection for the remaining term of the agreements. Reductions in force due to
management decisions to close or restructure facilities authorized by legislation, SAGE
determinations,ormaterialorunanticipatedchangesintheState'sfiscalcircumstancesarenot
coveredbythisprotection.

FY2014MidYearUpdate

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FINANCIAL PLAN OVERVIEW

LABOR SETTLEMENTS FOR PRIOR CONTRACT PERIODS

TheUpdatedFinancialPlancontinuestoidentifyaportionoftheGeneralFundbalancetocover
the costs of a pattern settlement with unions that have not agreed to contracts for prior
contractperiods.Theamountexpectedtobeneedediscalculatedbasedonthegeneralsalary
increases agreed to by the States largest unions for the same period. There can be no
assurance that actual settlements related to prior periods will not exceed the amounts
informally designated for this purpose. In addition, the States ability to fund the amounts
reserved in FY 2014 and beyond depends on the achievement of balanced budgets in those
years. The Updated Financial Plan does not include reserves for settlements covering the
currentcontractperiod(i.e.,startinginFY2012).

CURRENT CASH-FLOW PROJECTIONS

TheStateauthorizestheGeneralFundtoborrowresourcestemporarilyfromavailablefundsin
STIPforuptofourmonths,ortotheendofthefiscalyear,whicheverperiodisshorter.The
amount of resources that can be borrowed by the General Fund is limited to the available
balancesinSTIP,asdeterminedbytheStateComptroller.Availablebalancesincludemoneyin
theStatesgovernmentalfundsandarelativelysmallamountofothermoneysbelongingtothe
State. Several accounts in Debt Service Funds and Capital Projects Funds that are part of All
GovernmentalFundsareexcludedfromthebalancesdeemedavailableinSTIP.Theseexcluded
fundsconsistofbondproceedsandmoneyobligatedfordebtservicepayments.

DOBexpectsthattheStatewillhavesufficientliquiditytomakepaymentsastheybecomedue
throughoutFY2014,butthattheGeneralFundmay,fromtimetotimeonadailybasis;needto
borrowresourcestemporarilyfromotherfundsinSTIP.TheStatecontinuestoreservemoney
onaquarterlybasisfordebtservicepaymentsthatarefinancedwithGeneralFundresources.
Moneytopaydebtserviceonbondssecuredbydedicatedreceipts,includingPITandSalesTax
bonds,continuestobesetasideasrequiredbylawandbondcovenants.Thefollowingtable
providesanestimateofmonthendbalancesforFY2014.

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FINANCIAL PLAN OVERVIEW

ALLFUNDSMONTHENDCASHBALANCES
FY2014
(millionsofdollars)

April(Results)
May(Results)
June(Results)
July(Results)
August(Results)
September(Results)
October(Projected)
November(Projected)
December(Projected)
January(Projected)
February(Projected)
March(Projected)

General
Fund

Other
Funds

All
Funds

6,379
3,744
4,805
4,407
3,642
6,273
5,478
4,076
5,747
7,190
6,481
1,803

3,175
3,765
2,684
2,671
3,312
1,539
2,753
3,036
1,081
2,816
3,096
2,306

9,554
7,509
7,489
7,078
6,954
7,812
8,231
7,112
6,828
10,006
9,577
4,109

PENSION AMORTIZATION

UnderlegislationenactedinAugust2010,theStateandlocalgovernmentsmayamortize(defer
paying)aportionoftheirannualpensioncostsbeginninginFY2011.Amortizationtemporarily
reduces the pension costs that must be paid by public employers in a given fiscal year, but
resultsinhighercostsoverallwhenrepaidwithinterest.Thelegislationenactedaformulato
set amortization thresholds for each year. The amortization thresholds may increase or
decreasebyuptoonepercentagepointannually.Pensioncontributioncostsinexcessofthe
amortization thresholds, which, in FY 2014 will be 12.5 percent of payroll for the ERS and
20.5percentforthePFRS,maybeamortized.

TheUpdatedFinancialPlanforecastassumesthattheStatewillcontinuetoamortizeaportion
of its pension costs, pursuant to the FY 2011 legislation. The States minimum ERS pension
contribution rate, as a percentage of payroll, was 9.5 percent in FY 2011, 10.5 percent in
FY 2012, and 11.5 percent in FY 2013, and is expected to be 12.5 percent in FY 2014. DOB
projectstheratetobe13.5percentinFY2015,14.5percentinFY2016,and15.5percentin
FY 2017. The FY 2018 amortization threshold is projected by DOB to equal the normal
contribution rate of 15.6 percent of payroll. Therefore, no amortization of ERS costs is
expectedtobeapplicableforFY2018andbeyond.

FY2014MidYearUpdate

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FINANCIAL PLAN OVERVIEW

TheStatesminimumPFRSpensioncontributionratewas17.5percentinFY2011,18.5percent
inFY2012and19.5percentinFY2013.DOBprojectstheratetobe20.5percentinFY2014,
21.5 percent in FY 2015, 22.5 percent in FY 2016, and 23.5 percent in FY 2017. The PFRS
amortizationthresholdisalsoprojectedtoequalthenormalcontributionrateof23.7percent
byFY2018.Therefore,noamortizationofERScostsareexpectedtobeapplicableforFY2018
and beyond. These projected contribution rates, however, are based on projected market
returnsandnumerousactuarialassumptions.Thenextquinquennialstudyisscheduledtotake
placein2015andmayresultinmaterialchangestotheprojectionssetforthherein.

The authorizing legislation also permits amortization in all future years if the actuarial
contributionrateisgreaterthantheamortizationthresholds.Inaddition,theStateisrequired
to begin repayment of the amounts amortized beginning in the fiscal year immediately
followingtheamortizations.Repaymentoftheamortizedamountsisrequiredtobemadeover
a period of not more than ten years at an interest rate to be determined by the State
Comptrollerannuallyforamountsamortizedinthatyearandwiththeratefixedfortheentire
termofthatamortization.

InFY2013,theStatemadepensionpaymentstotheNYSLRSof$1.217billion.Theamortized
amount receivable, including accrued interest, is $674.1 million. In addition, OCA made its
pension payment of $189.4 million. The amortized amount receivable, including accrued
interest, is $104.4 million. The $778.5 million in total deferred payments will be repaid with
interestoverthenexttenyears,beginninginFY2014.

ForamountsamortizedinFY2011,FY2012,FY2013,andFY2014,theStateComptrollerset
interest rates of 5 percent, 3.75 percent, 3 percent, and 3.67 percent, respectively. The
Updated Financial Plan forecast assumes that both the State and OCA will elect to amortize
pensioncostsinfutureyears,consistentwiththeprovisionsoftheauthorizinglegislation,and
repaysuchamountsataninterestcostassumedbyDOBtobe3.67percent(perannum)over
tenyearsfromthedateofeachdeferredpayment,consistentwiththeinterestratechargedon
theFY2014amortizedamounts.

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FINANCIAL PLAN OVERVIEW

Thefollowingtable,whichsummarizespensioncontributionsandprojectionsfor futurefiscal
years, reflects the Normal Costs of pension contributions as the amount the State would
contributetofundpensionsbeforeamortization,alongwithactualNewAmortizedAmounts
in prior years and assumed New Amortized Amounts in upcoming years. The repayment
costs (principal and interest) associated with these amortizations are reflected as the
AmortizationPayment.Consistentwiththeseamortizationassumptions,PartTTofChapter
57oftheLawsof2010requiresthat:(a)theStatemakeadditionalcontributionsinupcoming
fiscal years, above the actuarially required contribution, and (b) once all outstanding
amortizationsarepaidoff,additionalcontributionsbesetasideasreservesforrateincreases,
tobeinvestedbytheStateComptrollerandusedtooffsetfuturerateincreases.

Asnotedabove,DOBsmostrecentpensioncontributionrateforecastassumesthatthenormal
contributionratewillequaltheamortizationthresholdinFY2018.Therefore,theStatewould
not have the option to amortize any of its pension costs in 2018, or in the immediately
succeeding fiscal years. Projections in the following table are based on certain DOB
assumptionsaboutactuarialfactorsoninvestmentearningsandbenefitstobepaid,andwhile
DOBbelievessuchassumptionstobereasonable,actualresultsmayvaryfromtheprojections
providedinthefollowingtable,andsuchvariancescouldbesubstantial.

FY2014MidYearUpdate

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FINANCIAL PLAN OVERVIEW

1

EMPLOYEERETIREMENTSYSTEMANDPOLICEANDFIRERETIREMENTSYSTEM
PENSIONCONTRIBUTIONSANDOUTYEARPROJECTIONS

(millionsofdollars)
FiscalYear
2011Results
2012Results
2013Results
2014Projected
2015Projected
2016Projected
2017Projected
2018Projected
2019Projected
2020Projected
2021Projected
2022Projected
2023Projected
2024Projected
2025Projected
2026Projected
2027Projected
2028Projected
Source:NYSDOB.

NormalCosts
1,552.8
2,041.7
2,085.3
2,543.5
2,509.9
2,103.4
1,883.4
1,886.4
1,904.1
1,941.1
1,967.0
1,980.7
1,968.1
1,942.0
1,913.3
1,870.1
1,838.0
1,831.2

NewAmortized
Amounts
(249.6)
(562.9)
(778.5)
(950.6)
(744.0)
(262.7)
(44.6)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0

Amortization
Payment
0.0
32.3
100.9
192.1
292.7
379.9
410.7
415.4
416.0
416.0
416.0
383.6
315.1
223.8
123.2
36.0
5.2
0.0

Total
1,303.2
1,511.1
1,407.7
1,785.0
2,058.6
2,220.6
2,249.5
2,301.8
2,320.1
2,357.1
2,383.0
2,364.3
2,283.2
2,165.8
2,036.5
1,906.1
1,843.2
1,831.2

PensioncontributionvaluesdonotincludepensioncostsrelatedtotheOptional
RetirementProgramandTeachers'RetirementSystemforSUNYandSED,whereas
theprojectedpensiondisbursementsintheFinancialPlantablespresentedinthis
UpdatedFinancialPlanincludesuchpensiondisbursements.
2

IncludepaymentsfromamortizationpriortoFY2011.Suchprioramortization
paymentswillendinFY2017.

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FINANCIAL PLAN OVERVIEW

OTHER POST-EMPLOYMENT BENEFITS

Stateemployeesbecomeeligibleforpostemploymentbenefits(i.e.,healthinsurance)ifthey
reachretirementwhileworkingfortheState,areenrolledintheNYSHIP(orareenrolledinthe
Statesoptoutprogram)atthetimetheyhavereachedretirement,andhaveatleasttenyears
of NYSHIPbenefitseligible service. The cost of providing postretirement health insurance is
sharedbetweentheStateandtheretiredemployee.Contributionsareestablishedbylawand
may be amended by the Legislature. The State pays its share of costs on a PAYGO basis as
requiredbylaw.

InaccordancewiththeGASBStatement45,theStatemustperformanactuarialvaluationevery
two years for purposes of calculating OPEB liabilities. As disclosed in Note 13 of the States
BasicFinancialStatementsforFY2013,ARCrepresentstheannualleveloffundingthat,ifset
aside on an ongoing basis, is projected to cover normal costs each year and to amortize any
unfundedliabilitiesoftheplanoveraperiodnottoexceed30years.Amountsrequiredbutnot
actually setaside to pay for these benefits areaccumulated, with interest, as part of the net
OPEBobligation,afteradjustingforamountspreviouslyrequired.

As reported in the States Basic Financial Statements for FY 2013, the unfunded actuarial
accrued liability for FY 2013 is $66.5 billion ($54.3 billion for the State and $12.2 billion for
SUNY), a decline of $5.5 billion from FY 2012 ($5.4 billion for the State and $0.1 billion for
SUNY).TheunfundedactuarialaccruedliabilityforFY2013usedanactuarialvaluationofOPEB
liabilitiesasofApril1,2012fortheStateandasofApril1,2010forSUNY. Thesevaluations
weredeterminedusingtheFrozenEntryAgeactuarialcostmethod,andareamortizedoveran
openperiodof30yearsusingthelevelpercentageofprojectedpayrollamortizationmethod.

TheannualOPEBcostforFY2013totaled$3.4billion($2.6billionfortheStateand$0.8billion
forSUNY),adeclineof$520millionfromFY2012($490millionfortheStateand$30millionfor
SUNY).ThiscostiscalculatedusingtheFrozenEntryAgeactuarialcostmethod,allocatingcosts
onalevelbasisoverearnings.Thiswas$2.0billion($1.4billionfortheStateand$0.6billionfor
SUNY) above the payments for retiree costs made by the State in FY 2013. This difference
betweentheStatesPAYGOcostsandtheactuariallydeterminedrequiredannualcontribution
under GASB Statement 45 reduced the States net asset condition at the end of FY 2013 by
$2.0billion.

GASBdoesnotrequiretheadditionalcoststobefundedontheStatesbudgetary(cash)basis,
andnofundingisassumedforthispurposeintheStateFinancialPlan.TheStatecontinuesto
financethesecosts,alongwithallotheremployeehealthcareexpenses,onaPAYGObasis.

ThereisnoprovisioninthecurrentFinancialPlantofundtheactuarialrequiredcontributionfor
OPEB.IftheStatebeganmakingtheactuarialrequiredcontribution,theadditionalcostabove
thePAYGOamountswouldbelowered.TheStatesHealthInsuranceCouncil,whichconsistsof
FY2014MidYearUpdate

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FINANCIAL PLAN OVERVIEW

GOER,CivilServiceandDOB,willcontinuetoreviewthismatterandseekinputfromtheState
Comptroller, the legislative fiscal committees and other outside parties. However, it is not
expected that the State will alter its planned funding practices in light of existing fiscal
conditions.

LITIGATION

LitigationagainsttheStatemayincludepotentialchallengestotheconstitutionalityofvarious
actions. The State may also be affected by adverse decisions that are the result of various
lawsuits.Suchadversedecisionsmaynotmeetthematerialitythresholdtowarrantindividual
descriptionbut,intheaggregate,couldstilladverselyaffecttheStateFinancialPlan.

UPDATE ON STORM RECOVERY

InAugust2011,HurricaneIrenedisruptedpowerandcausedextensivefloodingtovariousNew
YorkStatecounties.InSeptember2011,TropicalStormLeecausedfloodinginadditionalNew
YorkStatecountiesand,insomecases,exacerbatedthedamagecausedbyHurricaneIrenetwo
weeksearlier.Littlemorethanoneyearlater,onOctober29,2012,SuperstormSandystruck
theEastCoast,causingwidespreadinfrastructuredamageandeconomiclossestothegreater
NewYorkregion.Thefrequencyandintensityofthesestormspresentseconomicandfinancial
risks to the State. Major disaster response and recovery activities have been ongoing. In
January2013,theFederalgovernmentapprovedapproximately$60billioninFederaldisaster
aid for general recovery, rebuilding and mitigation activity nationwide, of which New York
anticipates receiving approximately onehalf. The State expects to receive $5.1 billion in
extraordinary Federal assistance during FY 2014 specifically for Superstorm Sandy expenses.
There can be no assurance that all anticipated Federal disaster aid described above will be
providedtotheStateanditsaffectedentities,orthatsuchFederaldisasteraidwillbeprovided
ontheexpectedschedule.

CLIMATE CHANGE ADAPTATION

Climate change is expected to cause longterm threats to physical and biological systems.
PotentialhazardsandrisksrelatedtoclimatechangefortheStateinclude,amongotherthings,
risingsealevels,moreseverecoastalfloodinganderosionhazards,andmoreintensestorms.
Stormsinrecentyears,includingSuperstormSandy,HurricaneIrene,andTropicalStormLee,
havedemonstratedvulnerabilitiesintheStatesinfrastructure,includingmasstransitsystems,
power transmission and distribution systems, and other critical lifelines, to extreme weather
events,includingcoastalfloodingcausedbystormsurges.Significantlongtermplanningand
investmentbytheFederalgovernment,State,andmunicipalitiesareexpectedtobeneededto
adaptexistinginfrastructuretotherisksposedbyclimatechange.

FY2014MidYearUpdate

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FINANCIAL PLAN OVERVIEW

FINANCIAL CONDITION OF NEW YORK STATE LOCALITIES

ThefiscaldemandsontheStatemaybeaffectedbythefiscalconditionsofNewYorkCityand
potentiallyotherlocalities,whichrelyinpartonStateaidto balancetheirbudgetsandmeet
theircashrequirements.CertainlocalitiesoutsideNewYorkCity,includingcities,andcounties,
have experienced financial problems and have requested and received additional State
assistanceduringthelastseveralStatefiscalyears.

BOND MARKET

Implementation of the Financial Plan is dependent on the State's ability to market its bonds
successfully. The State finances much of its capital spending in the first instance from the
GeneralFundorSTIP,whichitthenreimburseswithproceedsfromthesaleofbonds.Ifthe
Statecannotsellbondsatthelevels(oronthetimetable)expectedinthecapitalplan,itcan
adversely affect the States overall cash position and capital funding plan. The success of
projected public sales will, among other things, be subject to prevailing market conditions.
Futuredevelopmentsinthefinancialmarkets,aswellasfuturedevelopmentsconcerningthe
State and public discussion of such developments, generally may affect the market for
outstandingStatesupportedandStaterelateddebt.

CAPITAL COMMITMENT PLAN

TheNewYorkWorksTaskForcewasformedinFY2013toassistinthecoordinationoflong
termcapitalplanningamongStateagenciesandpublicauthorities.Consistentwiththelong
termplanninggoalsofNewYorkWorks,theDOBformulated10yearcapitalcommitmentand
disbursement projections for State agencies as part of the FY 2013 capital plan. The total
commitment and disbursement levels permissible over the 10year capital planning horizon
reflect,amongotherthings,projectedcapacityundertheState'sdebtlimit,anticipatedlevels
ofFederalaid,andthetimingofcapitalactivitybasedonknownneedsandhistoricalpatterns.

FY2014MidYearUpdate

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FINANCIAL PLAN OVERVIEW

DEBT REFORM ACT LIMIT
TheDebtReformActof2000restrictstheissuanceofStatesupporteddebttocapitalpurposes
onlyandlimitssuchdebttoamaximumtermof30years.TheActlimitstheamountofnew
Statesupported debt to 4 percent of State personal income and new Statesupported debt
service costs to 5 percent of All Funds receipts. The restrictions apply to all new State
supporteddebtissuedsinceApril1,2000.ThecaponnewStatesupporteddebtoutstanding
beganat0.75percentofpersonalincomeinFY2001andwasfullyphasedinat4percentof
personal income during FY 2011, while the cap on new Statesupported debt service costs
beganat0.75percentofAllFundsreceiptsinFY2001andisfullyphasedinat5percentduring
FY2014.

The statute requires that the limitations on the amount of Statesupported debt and debt
servicecostsbecalculatedbyOctober31ofeachyearandreportedintheMidYearFinancial
Plan.IftheactualamountofnewStatesupporteddebtoutstandinganddebtservicecostsfor
thepriorfiscalyeararebelowthecapsatthistime,Statesupporteddebtmaycontinuetobe
issued.However,ifeitherthedebtoutstandingorthedebtservicecapsaremetorexceeded,
theStatewouldbeprecludedfromissuingnewStatesupporteddebtuntilthenextannualcap
calculationismadeanddebtisfoundtobewithintheapplicablelimitations.

ForFY2013,thecumulativedebtoutstandinganddebtservicecapsare4.00and4.98percent,
respectively. As shown in the tables below, the actual levels of debt outstanding and debt
service costs continue to remain below the statutory caps. From April 1, 2000 through
March 31, 2013 the State has issued new debt resulting in $37.5 billion of debt outstanding
applicable to the debt reform cap. This is about $4.2 billion below the statutory debt
outstandinglimitation.Inaddition,thedebtservicecostsonthisnewdebttotaled$3.7billion
inFY2013,orroughly$3.0billionbelowthestatutorydebtservicelimitation.
DEBTOUTSTANDINGCAP
(millionsofdollars)
Dollar
PersonalIncome(CY2012)1

DEBTSERVICECAP
(millionsofdollars)
Percent

1,041,931

Dollar
AllFundsReceipts(FY2013)

133,174

Percent

Max.AllowableDebtOutstanding2

41,677

4.00%

Max.AllowableDebtService

6,637

4.98%

DebtOutstandingSubjecttoCap

37,523

3.60%

DebtServiceSubjecttoCap

3,670

2.76%

RemainingCapacity

4,155

0.40%

RemainingCapacity

2,967

2.23%

BEA
Equalto4percentofCYPersonalIncome.

FY2014MidYearUpdate

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FINANCIAL PLAN OVERVIEW

Current projections estimate that debt outstanding and debt service will continue to remain
below the limits imposed by the Act. Based on the most recent personal income and debt
outstanding forecasts, the available room under the debt outstanding cap is expected to
decline from $2.4 billion in FY 2014 to $720 million in FY 2017. This includes the estimated
impact of the bondfinanced portion of capital commitment levels included in DOBs 10year
capital planning projections. Debt outstanding and debt servicecapscontinue to include the
existing SUNY Dormitory Facilities lease revenue bonds, which are backed by a general
obligation pledge of SUNY. Bonds issued under the newly created SUNY Dormitory Facilities
Revenue credit are not included in the States calculation of debt caps. Capital spending
prioritiesanddebtfinancingpracticesmaybeadjustedfromtimetotimetopreserveavailable
debtcapacityandstaywithinthestatutorylimits,aseventswarrant.

DEBTOUTSTANDINGSUBJECTTOCAP
(millionsofdollars)
Year
FY2013
FY2014
FY2015
FY2016
FY2017
FY2018

Year
FY2013
FY2014
FY2015
FY2016
FY2017
FY2018

Personal
Income
1,041,931
1,070,620
1,127,009
1,181,754
1,240,533
1,303,500

TOTALSTATESUPPORTEDDEBT
(millionsofdollars)

DebtOutstanding $Remaining Debtasa %Remaining

Cap$ SinceApril1,2000
Capacity
%ofPI
Capacity
41,677
37,523
4,155
3.60%
0.40%
42,825
40,432
2,393
3.78%
0.22%
45,080
43,639
1,442
3.87%
0.13%
47,270
46,517
753
3.94%
0.06%
49,621
48,902
720
3.94%
0.06%
52,140
50,657
1,483
3.89%
0.11%

DebtOutstanding TotalStateSupported
PriortoApril1,2000
DebtOutstanding
15,011
52,534
13,661
54,093
11,940
55,579
10,560
57,077
9,019
57,921
7,503
58,161

AllFunds
Receipts Cap%

DEBTSERVICESUBJECTTOCAP
(millionsofdollars)
DebtService
$Remaining
Cap$ SinceApril1,2000
Capacity

TOTALSTATESUPPORTEDDEBTSERVICE
(millionsofdollars)
DebtService
TotalStateSupported
PriortoApril1,2000
DebtService

133,174
140,932
143,366
148,119
154,010
155,908

6,637
7,047
7,168
7,406
7,701
7,795

Cap%
4.00%
4.00%
4.00%
4.00%
4.00%
4.00%

4.98%
5.00%
5.00%
5.00%
5.00%
5.00%

FY2014MidYearUpdate

3,670
3,925
4,211
4,594
4,988
5,328

2,967
3,121
2,958
2,812
2,712
2,468

DSasa
%of
Revenue

%Remaining
Capacity

2.76%
2.79%
2.94%
3.10%
3.24%
3.42%

2.23%
2.21%
2.06%
1.90%
1.76%
1.58%

2,468
2,122
1,563
1,859
1,766
1,711

6,138
6,047
5,774
6,453
6,754
7,039

28

FINANCIAL PLAN OVERVIEW

SALES TAX REVENUE BOND PROGRAM

LegislationadoptedwiththeFY2014EnactedBudgetcreatedanewSalesTaxRevenueBond
Program, which constitutes Statesupported debt subject to the Debt Reform Act caps
described above. The legislation created the Sales Tax Revenue Bond Tax Fund, a subfund
withintheGeneralDebtServiceFundthatprovidesforthepaymentofthesebonds.Thenew
Sales Tax Revenue Bonds are secured by the dedication of payments from this fund, which
receives one percent of the State's four percent sales and use tax receipts. With a limited
exception,uponthesatisfactionofalloftheobligationsandliabilitiesofLGAC,theamountof
sales tax receipts directed to this fund will increase to two percent. Tax receipts in excess of
debtservicerequirementsaretransferredtotheStatesGeneralFund.

TheSalesTaxRevenueBondswillbeusedinterchangeablywithPITbondstofinancemostof
theStatescapitalneeds.Basedoncurrentprojectionsandanticipatedcoveragerequirements,
theStateexpectstoissueabout$1billionofSalesTaxRevenueBondsannually.Thefirstsale
ofSalesTaxRevenueBondshadaTrueInterestCostof4.214percentandgenerated over$2.3
billionininvestororders.

SUNY DORMITORY FACILITIES REVENUE BOND PROGRAM

LegislationadoptedwiththeFY2014EnactedBudgetcreatedanewbondingprogramforSUNY
Dormitory Facilities. The new bonding program is supported solely by third party revenues
generatedbystudentrents.AllrentalrevenuesflowtothenewlycreatedDormitoryFacilities
RevenueFundheldbytheCommissionerofTaxationandFinance,asassignedtoDASNYforthe
payment of debt service without an appropriation. Unlike the existing program, the new
programdoesnotincludeaSUNYgeneralobligationpledge,therebyeliminatinganyrecourse
totheState.Accordingly,suchbondsarenotclassifiedasStatesupporteddebtforpurposesof
theDebtReformAct.FutureSUNYDormitoryFacilitiescapitalneedswillbefundedthroughthis
newcredit.Underthelegislation,theexistingSUNYDormitoryFacilitiesleaserevenuebonds
andassociateddebtservicewillcontinuetobecountedasStatesupporteddebtuntiltheyare
refunded into the new program or are paid off at maturity. The first bonds under the new
SUNYDormitoryFacilitiescreditwereissuedinAugust2013.

FY2014MidYearUpdate

29

FINANCIAL PLAN OVERVIEW

SECURED HOSPITAL PROGRAM

UndertheSecuredHospitalProgram,theStateenteredintoservicecontractstoenablecertain
financiallydistressednotforprofithospitalstohavetaxexemptdebtissuedontheirbehalfto
payforthecostofupgradingtheirprimaryhealthcarefacilities.Intheeventofshortfallsin
revenuestopaydebtserviceontheSecuredHospitalbonds(whichincludehospitalpayments
madeunderloanagreementsbetweenDASNYandthehospitalsandcertainreservefundsheld
by the applicable trustees for the bonds) the service contracts obligate the Stateto pay debt
service,subjecttoannualappropriationsbytheLegislature,onbondsissuedbytheNewYork
State Medical Care Facilities Financing Agency and by DASNY through the Secured Hospital
Program.AsofMarch31,2013,therewasapproximately$421millionofbondsoutstandingfor
thisprogram.

The financial condition of hospitals in the States Secured Hospital Program continues to
deteriorate. Of the six remaining hospitals in the program, two are experiencing significant
operating losses that have impaired their ability to remain current on their loan agreements
withDASNY.InrelationtotheSecuredHospitalProgram,theStateexpectstopaydebtservice
costs of $13 million in FY 2014, approximately $30 million annually for FY 2015 through
FY2017,and$17millioninFY2018.Theseamountsarebasedontheactualexperiencetodate
of the participants in the program, and would cover the debt service costs for two hospitals
thatcurrentlyarenotmeetingthetermsoftheirlegalagreementswithDASNY,aswellasthe
debt service costs of a third hospital that is now closed. The State has estimated additional
exposureofupto$44millionannually,ifallhospitalsintheprogramfailedtomeettheterms
oftheiragreementwithDASNYandifavailablereservefundsweredepleted.

SUNY DOWNSTATE HOSPITAL

To address the deteriorating financial condition of SUNY Downstate Hospital, legislation

adopted with the FY 2014 Enacted Budget required the Chancellor of SUNY to submit to the
Governor and the Legislature a Sustainability Plan for the Downstate Hospital on or before
June1,2013,anduponapprovalbyboththeCommissionerofHealthandtheDirectorofthe
Budget,fortheChancellorofSUNYtoinitiateimplementationofsuchplanbyJune15,2013.
Specifically, the legislation required the Sustainability Plan to: 1) set forth recommendations
necessary to achieve financial stability for Downstate Hospital, and 2) preserve the academic
mission of Downstate Hospitals medical school. In accordance with this legislation, the
Chancellor of SUNY submitted a Sustainability Plan for Downstate Hospital on May 31, 2013,
andsupplementedtheplanwithchangesinaletterdatedJune13,2013.Thesupplemented
plan was approved by both the Commissioner of Health and the Director of the Budget on
June 13, 2013. Generally, the approved Sustainability Plan anticipates: 1) a significant
restructuring of health care service lines at University Hospital Brooklyn in order to achieve
financialmilestonesassumedinthePlan,andsupportedbyStatefinancialassistancefromthe
FY2014MidYearUpdate

30

FINANCIAL PLAN OVERVIEW

State Department of Health; and, 2) leveraging the LICH asset value to support the costs
associated with Downstate exiting LICH operations, while accommodating continued health
careservicesconsistentwiththeneedsofthecommunity.

TheplansforrestructuringUniversityHospitalBrooklynareproceedinginaccordancewiththe
SustainabilityPlan,andSUNYiscurrentlyevaluatingproposalsfromqualifiedpartiesviaan
RFPprocesstopurchasetheLICHpropertyandofferhealthcareservicesinthecommunity.
However,ongoinglitigationhasdelayedSUNY'splantoexitoperationsatLICHbeyondthedate
anticipated in the Plan. This has increased cash flow pressure on the Downstate Hospital
enterprise and generated operating losses at LICH in excess of those assumed in the Plan.
While the Sustainability Plan anticipated the potential for cash flow pressures during
implementationoftheLICHexitplan,andincludedoptionsfortheStatetoprovidecashflow
reliefwithinthe201314fiscalyear,thereisriskthattheRFPprocesswillnotresultinsufficient
proceedstofullysupportthecostsforDownstatetoexitLICHoperations. Theresultsofthe
RFPprocessareexpectedtobeknowninNovember2013.

FY2014MidYearUpdate

31

Multi-Year
Financial Plan
Projections

MultiYearFinancialPlanProjections
INTRODUCTION

This section presents the States updated multiyear Financial Plan and the projections for
receiptsanddisbursements,reflectingtheimpactoftherevisionstotheFirstQuarterlyUpdate
Financial Plan described in this MidYear Update. This section includes FY 2013 results and
projectionsfor2014through2017,withanemphasisontheFY2014projections.

The States cashbasis budgeting system, complex fund structure, and practice of earmarking
certaintaxreceiptsforspecificpurposes,complicatethediscussionoftheStatesreceiptsand
disbursementsprojections.Therefore,tominimizethedistortionscausedbythesefactorsand,
equally important, to highlight relevant aspects of the projections, DOB has adopted the
followingapproachesinsummarizingtheprojections:

Receipts:ThedetaileddiscussionoftaxreceiptscoversprojectionsforboththeGeneral
FundandStateFunds(includingcapitalprojects).Thelatterperspectivereflectsoverall
estimated tax receipts before their diversion among various funds and accounts,
including tax receipts dedicated to capital projects funds (which fall outside of the
General Fund and State Operating Funds accounting perspectives). DOB believes this
presentation provides a clearer picture of projected receipts, trends and forecast
assumptions,byfactoringoutthedistortingeffectsofearmarkingcertaintaxreceipts.

Disbursements: Over 40 percent of projected Statefinanced spending for operating

purposesisaccountedforoutsideoftheGeneralFundandisprimarilyconcentratedin
the areas of health care, School Aid, higher education, transportation and mental
hygiene. To provide a clearer picture of spending commitments, the multiyear
projectionsandgrowthratesarepresented,whereappropriate,onbothaGeneralFund
andStateOperatingFundsbasis.

InevaluatingtheStatesmultiyearoperatingforecast,itshouldbenotedthatthereliabilityof
theestimatesandprojectionsasapredictoroftheStatesfuturefinancialpositionislikelyto
diminishthefurtherremovedsuchestimatesandprojectionsarefromthedateoftheUpdated
FinancialPlan.Accordingly,intermsofoutyearprojections(FY2015throughFY2017),FY2015
isthemostrelevantfromaplanningperspective.

FY2014MidYearUpdate

35

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

SUMMARY

DOBestimatesthattheMidYearUpdateprovidesforabalancedGeneralFundFinancialPlanin
FY 2014, and leaves projected gaps that total approximately $1.74 billion in FY 2015 and
$2.9billioninbothFY2016andFY2017.ThenetoperatingshortfallinStateOperatingFundsis
projectedat$1.7billioninFY2015,$2.7billioninFY2016and$2.6billioninFY2017.3

ThefollowingtablespresenttheFinancialPlanmultiyearprojections,aswellasreconciliation
betweentheStateOperatingFundsprojectionsandtheGeneralFundbudgetgaps.Thetables
arefollowedbyasummaryofthemultiyearreceiptsanddisbursementsforecasts.

The annual imbalances projected for the General Fund and State Operating Funds in future years are similar because the
GeneralFundisthefinancingsourceoflastresortformanyStateprograms.Imbalancesinotherfundsaretypicallyfinanced
bytheGeneralFund.

FY2014MidYearUpdate

36

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

GENERAL FUND PROJECTIONS
GENERALFUNDPROJECTIONS
(millionsofdollars)
FY2013
Results

FY2014
Updated

FY2015
Projected

FY2016
Projected

FY2017
Projected

TotalReceipts

54,568
3,566
649
58,783

57,264
3,308
1,071
61,643

58,476
3,595
768
62,839

62,050
2,776
723
65,549

65,153
2,797
726
68,676

DISBURSEMENTS
LocalAssistanceGrants
SchoolAid
Medicaid
AllOther

39,760
17,110
11,109
11,541

40,258
17,290
11,232
11,736

42,598
18,573
11,391
12,634

45,056
19,390
12,136
13,530

47,276
20,519
12,631
14,126

StateOperations
PersonalService
NonPersonalService

7,856
6,130
1,726

7,568
5,686
1,882

7,819
5,852
1,967

8,117
6,113
2,004

8,214
6,129
2,085

GeneralStateCharges

4,550

4,922

5,328

5,604

5,873

6,794
1,647
916
2,846
340
1,045
58,960

8,702
1,646
1,227
1,813
971
3,045
61,450

8,861
1,165
1,384
1,338
971
4,003
64,606

9,682
1,452
1,400
1,311
971
4,548
68,459

10,248
1,345
1,799
1,279
971
4,854
71,611

RECEIPTS
Taxes(AfterDebtService)
MiscellaneousReceipts/FederalGrants
OtherTransfers

TransferstoOtherFunds
DebtService
CapitalProjects
MentalHygieneStateShareMedicaid
SUNYOperations
AllOther
TotalDisbursements
RESERVES/RESERVEDFOR:
PriorYearLaborAgreements(200711)
CommunityProjectsFund
DebtManagement
UndesignatedFundBalance
BUDGETSURPLUS/(GAP)PROJECTIONS

FY2014MidYearUpdate

(177)
(206)
(9)
0
38
0

193
(32)
(25)
250
0
0

(25)
10
(35)
0
0

(21)
12
(33)
0
0

(1,742)

(2,889)

13
13
0
0
0
(2,948)

37

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

STATE OPERATING FUNDS PROJECTIONS
FY2014MIDYEARUPDATESTATEOPERATINGFUNDSPROJECTIONS
(millionsofdollars)
FY2013
Results

FY2014
Updated

FY2015
Projected

FY2016
Projected

FY2017
Projected

TotalReceipts

64,932
20,141
85,073

67,924
19,853
87,777

69,672
20,383
90,055

73,883
19,542
93,425

77,547
19,731
97,278

DISBURSEMENTS
LocalAssistanceGrants
SchoolAid
STAR
OtherEducationAid
HigherEducation
Medicaid
PublicHealth/Aging
MentalHygiene
SocialServices
Transportation
LocalGovernmentAssistance
AllOther

58,578
20,163
3,286
1,927
2,629
15,879
2,040
3,602
3,032
4,303
754
963

59,696
20,471
3,419
2,032
2,825
16,230
2,193
2,833
2,996
4,739
764
1,194

62,219
21,692
3,602
2,091
2,911
16,780
1,997
3,450
3,050
4,831
769
1,046

64,872
22,514
3,704
2,197
2,994
17,591
1,989
3,967
3,146
4,910
782
1,078

67,289
23,641
3,805
2,328
3,066
18,248
1,960
4,173
3,242
4,995
794
1,037

StateOperations
PersonalService
NonPersonalService

17,683
12,403
5,280

17,844
12,366
5,478

18,275
12,642
5,633

18,877
13,078
5,799

19,185
13,210
5,975

6,437
1,601
1,720
1,409
1,707

7,058
1,982
1,824
1,491
1,761

7,533
2,256
1,945
1,531
1,801

7,954
2,418
2,060
1,651
1,825

8,287
2,446
2,232
1,788
1,821

6,138
8
88,844

6,060
11
90,669

5,805
5
93,837

6,482
5
98,190

6,783
5
101,549

4,283

2,848

2,105

2,052

1,625

RECEIPTS
Taxes
MiscellaneousReceipts/FederalGrants

GeneralStateCharges
PensionContribution
HealthInsurance(ActiveEmployees)
HealthInsurance(RetiredEmployees)
AllOther
DebtService
CapitalProjects
TotalDisbursements
NetOtherFinancingSources/(Uses)
NETOPERATINGSURPLUS/(DEFICIT)
RECONCILIATIONTOGENERALFUNDGAP
DesignatedFundBalances:
GeneralFund
SpecialRevenueFunds
DebtServiceFunds
GENERALFUNDBUDGETGAP

FY2014MidYearUpdate

512

(44)

(1,677)

(2,713)

(2,646)

(512)
177
(736)
47

44
(193)
297
(60)

(65)
25
(95)
5

(176)
21
(204)
7

(302)

(1,742)

(2,889)

(2,948)

(13)
(268)
(21)

38

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

ECONOMIC BACKDROP
THE NATIONAL ECONOMY
Thepersistentweaknessthathasplaguedmuchofthecurrentrecoveryappearstohaverolled
intothethirdquarteraswell.Ameasureofunexpectedinterestratevolatilitymayhavebeen
inadvertently introduced by the Federal Reserve in the wake of its June 19th meeting.
ExpectationsswirledastowhentheFederalReservewouldstarttotaperitslongtermasset
purchases,resultinginanapproximately40basispointincreaseinthe10yearTreasuryyield
withinaperiodoflessthanthreeweeks.ByearlySeptember,the10yearyieldwasflirtingwith
its highest levels in over two years. Higher longterm rates had a substantial impact on the
highly interest rate sensitive housing market recovery, with mortgage applications falling 86
percent in the third quarter after a 21 percent decline in the second. As a result, both
residentialhousingconstructionandrealhouseholdspendingappeartohaveweakenedmore
inthethirdquarterthananticipatedintheFirstQuarterlyUpdateforecast.
The 16day Federal government shutdown and the uncertainty engendered by political
wranglinginthenationscapitalareexpectedtoreducegrowthduringthecurrentquarter.In
contrast, real U.S. export growth has recently been stronger than anticipated, supporting the
possibilitythattheglobaleconomybottomedoutearlierthisyear,whilethedragfromFederal
fiscal policy and the sequester should diminish by early 2014. Equity markets are at record
highsandgasolinepricesareatneartermlows.Dueinparttothesefactors,DOBsoutlookfor
strongergrowthinthecomingyearremainsunchanged.RealU.S.GDPgrowthof1.5percentis
nowprojectedfor2013,followedbygrowthof2.4percentfor2014.
Consistentwithweakerdomesticfinalsalesgrowth,recentemploymentgainshavealsobeen
lowerthananticipatedinJuly.Privatesectorjobgrowthhasbeenonadownwardtrendsince
the end of 2012, but that trend accelerated in the third quarter. Average monthly private
sectorjobgainsfellfrom212,000inthefirstquarterofthisyearto190,000jobsinthesecond
quarter and 129,000 in the third. The largest contributors to the deceleration have been
professionalandbusinessservicesandleisureandhospitality.Asaresult,downwardrevisions
havebeenmadetoemploymentgrowthforboth2013and2014.Employmentgrowthof1.6
percentisnowprojectedforboth2013and2014.
Consistent with slightly weaker job growth, estimated growth in wages and total personal
income for the current year and next year have also been revised down, although weaker
growthinwagesisexpectedtobepartiallyoffsetbystrongergrowthinsomeofthenonwage
components of income, such as proprietors and dividend income. Growth of 2.8 percent is
estimated for both wages and personal income for 2013, with growth accelerating to 4.5
percentforbothmeasuresin2014.Therelativelylargeswinginincomegrowthbetween2013
and2014reflectstheshiftingofincomefrom2013into2012inadvanceofincreasesinthetwo
topFederalmarginaltaxratesatthebeginningofthisyear.
FY2014MidYearUpdate

39

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

Recent U.S. Private Sector Employment Gains

Change from prior month (000s)

350
300
250
200
150
100
50
0
Jan-11 Apr-11 Jul-11 Oct-11 Jan-12 Apr-12 Jul-12 Oct-12 Jan-13 Apr-13 Jul-13

Source: Moodys Analytics.

The eurozone appears to be stabilizing, leading to an upward revision in real U.S. export
growth to 2.7 percent for the current year. However, uncertainty surrounding domestic
demandisexpectedtorestrainprivatebusinessspendingbyevenmorethananticipatedinthe
Julyupdateforecast.Realgrowthinprivatenonresidentialfixedinvestmenthasbeenrevised
downto2.4percentfor2013. Withgrowthexpectedtoremainweakoverthenearterm,the
FederalReserveislikelytodelaythetaperingofitslongtermassetpurchasesintothefirsthalf
of2014andwillnotstarttoraiseitsfederalfundsratetargetuntilearly2015.Withgasoline
pricesattheirlowestlevelssincethebeginningofthisyearandtheoveralloutlookforinflation
remainingmoderate,thecentralbankhasroomtomaintainitsaccommodativestancewellinto
thenearfuture.Thegrowthinconsumerpricesfor2013remainsat1.5percentfor2013,butit
hasbeenreviseddownto1.8percentfor2014inanticipationofcontinuinglowenergyprices.
DOBseconomicoutlookcallsforweakergrowthforthecurrentyearthanwasprojectedinJuly,
followed by substantial improvement in 2014. However, there are significant risks to this
forecast. The sequester is estimated to have had a substantial negative impact on the labor
markettodateandcouldresultinalargerdeclineingovernmentspendingthananticipatedin
the coming months, resulting in a greater loss of government jobs or private jobs related to
governmentprocurement.Theglobaleconomyisexpectedtoimprove,butemergingmarket
growth remains slowerthan in theearlier phase in the recovery. Slowerexportgrowth than
expected could negatively affect growth in U.S. corporate profits, investment, and jobs. In
contrast,fasterglobalgrowththanexpectedcouldresultinafasterupturninthedemandfor
U.S.exports.
FY2014MidYearUpdate

40

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

U.S.ECONOMICINDICATORS
(Percentchangefrompriorcalendaryear)

2012

2013

2014

(Estimated)

(Forecast)

(Forecast)

RealU.S.GrossDomesticProduct

2.8

1.5

2.4

ConsumerPriceIndex(CPI)

2.1

1.5

1.8

PersonalIncome

4.2

2.8

4.5

NonagriculturalEmployment

1.7

1.6

1.6

Source:MoodysAnalytics;DOBstaffestimates.

The response of financial markets to the timing of Federal Reserve tapering presents a
significant headwind to national economic growth in 2014, particularly given the lack of
experienceon which to draw. Energy prices continue to be volatile and present both upside
and downside risk to the household consumption forecast, as do home and equity price
growth.Finally,thecosttotheeconomyofthegovernmentshutdownremainsuncertain,but
thepreliminaryevidenceisnotencouraging.WiththebattleovertheFederalbudgetandthe
debtceilingpushedbacktonextJanuaryandFebruary,displaysofpoliticalgridlocklikewhat
emergedinearlyNovemberrepresentsubstantialrisktoeconomicactivityinearly2014.

THE NEW YORK STATE ECONOMY

The State economy has performed well in the context of a challenging national and global
economicenvironment.NewYorksprivatesectorlabormarketremainsstrong,continuingto
exhibit robust growth in professional and business services, private educational services, and
tourismrelated leisure and hospitality services. However, New York has not been entirely
immune to the national slowdown. Private sector employment growth of 1.4 percent is
projected for the 2013 calendar year, followed by growth of a similar pace for 2014. These
growth rates represent marginal downward revisions from July, but remain above historical
averages.
In contrast with recentprivate labor market trends, publicsector employment is expected to
continue to decline well into 2014. The ongoing downsizing of both the finance and
governmentsectorshasbeencontributingtounusuallyweakincomegrowthoverthepasttwo
years. In advance of Federal tax increases at the start of this year, a sizable magnitude of
wages, dividends, and capital gains were accelerated into the fourth quarter of 2012.
Consequently,itismoreinstructivetoviewStateincomegrowthonafiscalyearbasisrather
than on a calendar year basis. Weaker growth of 3.8 percent is now estimated for the State
fiscal year in progress, but offsetting that revision is stronger growth in the nonwage
components of personal income. On balance,personal income growth of 3.7 percent is now
projected for 201314, followed by growth of 4.9 percent for 201415. These projections
representonlymarginalrevisionsfromtheJulyforecast.
FY2014MidYearUpdate

41

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

NEWYORKSTATEECONOMICINDICATORS
(PercentchangefrompriorStatefiscalyear)
201213
(Actual)

201314
(Forecast)

201415
(Forecast)

PersonalIncome

2.9

3.7

4.9

Wages

3.0

3.8

4.5

NonagriculturalEmployment

1.2

1.1

1.2

Source:MoodysAnalytics;NewYorkStateDepartmentofLabor;DOBstaffestimates.

AlloftheriskstotheU.S.forecastapplytotheStateforecastaswell,althoughasthenations
financial capital, the volume of financial market activity and equity market volatility pose a
particularlylargedegreeofuncertaintyforNewYork.Recenteventshavedemonstratedhow
sensitive markets can be to shifting expectations surrounding Federal Reserve policy. The
resultingmarketgyrationsarelikelytohavealargerimpactontheStateeconomythanonthe
nation as a whole. Thus, the recent volatility in longterm interest rates adds an additional
degreeofrisktothefinanceandinsurancesectorbonusforecast.Inaddition,withWallStreet
stilladjustingitscompensationpracticesinthewakeofthepassageoffinancialreform,both
the bonus and nonbonus components of employee pay are becoming more difficult to
estimate. Securities industry revenues have in the past been a useful predictor of bonus
payouts,butthatrelationshiphasbecomemuchmoreerraticinrecentyears.
TheestimationoftaxpayerresponsetochangesinFederaltaxlawcreatesanadditionallayerof
uncertaintyandrisktotheforecast.Totheextentthat2013basewageswereshiftedintothe
end of 2012 to avoid rising Federal tax rates, 2014 wage growth could be stronger than
expected. In contrast, a weaker labor market than projected could result in lower wages.
Similarly,shouldfinancialandrealestatemarketsbeweakerthananticipated,taxablecapital
gains realizations could be negatively affected. These effects could ripple through the State
economy, depressing employment, wage, and household spending growth. In contrast,
strongernationalandworldeconomicgrowth,orastrongerupturninstockprices,alongwith
evenstrongeractivityinmergersandacquisitionsandotherWallStreetactivities,couldresult
inhigherwageandbonusesgrowththanprojected.

FY2014MidYearUpdate

42

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

ALL FUNDS RECEIPTS PROJECTIONS
ThereceiptsforecastdescribesestimatesfortheStatesprincipaltaxes,miscellaneousreceipts,
andtransfersfromotherfunds.FinancialPlanreceiptscompriseavarietyoftaxes,fees,and
charges for Stateprovided services, Federal grants, and other miscellaneous receipts. The
receipts estimates and projections have been prepared by DOB with the assistance of the
DepartmentofTaxationandFinanceandotheragenciesresponsibleforthecollectionofState
receipts.Thefollowingtablessummarizethecurrentreceiptsforecast.
TOTALRECEIPTS
(millionsofdollars)
FY2013
Results
GeneralFund
StateFunds
AllFunds

FY2014
Updated

58,783
90,303
133,175

Annual$
Change

61,643
93,393
140,932

Annual%
Change

2,860
3,090
7,757

4.9%
3.4%
5.8%

TOTALRECEIPTS
(millionsofdollars)
FY2013
Results
58,783

FY2014
Updated
61,643

Taxes
MiscellaneousReceipts
FederalGrants
Transfers

43,283
3,504
62
11,934

42,453
3,306
2
15,882

(830)
(198)
(60)
3,948

STATEFUNDS

90,303

93,393

3,090

Taxes
MiscellaneousReceipts
FederalGrants

66,302
23,855
146

69,324
23,989
80

3,022
134
(66)

133,175

140,932

66,302
24,030
42,843

69,324
24,175
47,433

GENERALFUND

ALLFUNDS
Taxes
MiscellaneousReceipts
FederalGrants

Annual$
Change
2,860

Annual%
Change
4.9%

FY2015
Projected
62,839

Annual$
Change
1,196

1.9%
5.7%
96.8%
33.1%

43,158
3,595
0
16,086

3.4%

95,996

2,603

2.8%

4.6%
0.6%
45.2%

71,101
24,817
78

1,777
828
(2)

2.6%
3.5%
2.5%

7,757

5.8%

143,366

2,434

1.7%

3,022
145
4,590

4.6%
0.6%
10.7%

71,101
25,003
47,262

1,777
828
(171)

2.6%
3.4%
0.4%

705
289
(2)
204

Annual%
Change
1.9%
1.7%
8.7%
100.0%
1.3%

Aftercontrollingfortheimpactoftaxlawchanges,basetaxrevenueisestimatedtoincreaseby
4.6percentforFY2014and4.8percentforFY2015.

FY2014MidYearUpdate

43

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

CHANGE FROM FIRST QUARTERLY UPDATE
Current year All Funds tax receipt estimates are unchanged from the First Quarter Update.
Miscellaneous receipts have been revised down by $47 million, virtually all due to the
estimatedimpactoflowerutilitybillson18areceipts.

CHANGEFROMFIRSTQUARTERLYUPDATEFORECAST
(millionsofdollars)

GENERALFUND

FY2014
First
MidYear
Quarter
Update
45,808
45,761

$
Change
(47)

%
Change
0.1%

FY2015
First
MidYear
Quarter
Update
46,753
46,753

$
Change
0

%
Change
0.0%

Taxes
MiscellaneousReceipts
FederalGrants

42,453
3,353
2

42,453
3,306
2

0
(47)
0

0.0%
1.4%
0.0%

43,158
3,595
0

43,158
3,595
0

0
0
0

0.0%
0.0%
0.0%

STATEFUNDS

93,440

93,393

(47)

0.1%

95,996

95,996

0.0%

Taxes
MiscellaneousReceipts
FederalGrants

69,324
24,036
80

69,324
23,989
80

0
(47)
0

0.0%
0.2%
0.0%

71,101
24,817
78

71,101
24,817
78

0
0
0

0.0%
0.0%
0.0%

140,979

140,932

(47)

0.0%

143,366

143,366

0.0%

69,324
24,222
47,433

69,324
24,175
47,433

0
(47)
0

0.0%
0.2%
0.0%

71,101
25,003
47,262

71,101
25,003
47,262

0
0
0

0.0%
0.0%
0.0%

ALLFUNDS
Taxes
MiscellaneousReceipts
FederalGrants
1

ExcludesTransfers.

MULTI-YEAR RECEIPTS
TOTALRECEIPTS
(millionsofdollars)
FY2014
Updated
61,643

FY2015
Projected
62,839

Annual$
Change
1,196

FY2016
Projected
65,549

Annual$
Change
2,710

FY2017
Projected
68,676

Annual$
Change
3,127

Taxes

42,453

43,158

705

46,037

2,879

48,502

2,465

StateFunds

93,393

95,996

2,603

99,769

3,773

102,937

3,168

Taxes

69,324

71,101

1,777

75,332

4,231

79,002

3,670

140,932

143,366

2,434

148,119

4,753

154,010

5,891

69,324

71,101

1,777

75,332

4,231

79,002

3,670

GeneralFund

AllFunds
Taxes

The economic forecast calls for a continuation of the ongoing recovery in employment and
wages. This increases the economic base on which the outyear revenue forecast is built.
Overall, receipts in the two fiscal years following FY 2015 are expected to grow consistently
withtheprojectedmoderategrowthinboththeU.S.andNewYorkeconomies.

FY2014MidYearUpdate

44

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

REVENUE RISKS

Financialmarketvolatilitycausedbyinterestrateuncertaintycouldresultinhigheror
lowerfinancialsectorbonuspaymentsthanthoseembodiedintheforecast.

If gasoline prices exceed those embodied in the forecast, more disposable consumer
income would be diverted to fuel, decreasing consumption of taxable goods and
services.

IfEuropeaneconomicgrowthismoresluggishthanexpected,exportscouldfall,causing
corporateprofitsandtaxreceiptstogrowmoreslowlythanexpected.

Consumerpurchasesandthehousingmarketcouldbenegativelyimpactediflongterm
interestratesrisefasterthananticipated.
Bankandcorporatefranchisetaxrevenuestreamsarecontingentonthetimingandsize
of anticipated audit proceeds. Negotiations between the State and taxpayers are
subjecttounexpecteddelays,whichmayforceauditproceedsintoasubsequentfiscal
year.

PERSONAL INCOME TAX

PERSONALINCOMETAX
(millionsofdollars)

GENERALFUND1

FY2013
Results
26,884

GrossCollections
Refunds(IncludesState/CityOffset)
STAR
RBTF

47,443
(7,216)
(3,286)
(10,057)

50,496
(7,953)
(3,419)
(10,636)

3,053
(737)
(133)
(579)

6.4%
10.2%
4.0%
5.8%

52,678
(8,679)
(3,602)
(11,000)

2,182
(726)
(183)
(364)

4.3%
9.1%
5.4%
3.4%

STATE/ALLFUNDS

40,227

42,543

2,316

5.8%

43,999

1,456

3.4%

GrossCollections
Refunds(IncludesState/CityOffset)

47,443
(7,216)

50,496
(7,953)

3,053
(737)

6.4%
10.2%

52,678
(8,679)

2,182
(726)

4.3%
9.1%

FY2014
Updated
28,488

Annual$
Change
1,604

Annual%
Change
6.0%

FY2015
Projected
29,397

Annual$
Change
909

Annual%
Change
3.2%

ExcludesTransfers.

AllFundsPITreceiptsforFY2014areprojectedtobe$42.5billion,anincreaseof$2.3billion
(5.8percent)fromFY2013.Thisprimarilyreflectsrobustgrowthinextension(i.e.prioryear
estimated) payments for tax year 2012 along with moderate growth in withholding, final
returns, and delinquent collections, partially offset by a decrease in current estimated
paymentsfortaxyear2013andgrowthintotalrefunds.

FY2014MidYearUpdate

45

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

Withholding in FY 2014 is estimated to be $1.1 billion (3.5 percent) higher compared to the
prioryear.Thisreflectsthenetimpactofmodestwagegrowth,partiallyoffsetbythenegative
impact of the inflation indexing applied to income tax brackets for tax years 2013 and 2014.
Totalestimatedpaymentsareexpectedtoincrease$1.7billion(13.9percent),drivenbygrowth
of 62 percent ($2 billion) in extension payments for tax year 2012 (i.e. prior year estimated),
resulting from a onetime realization of capital gains in anticipation of increased Federal tax
ratesoncapitalgainseffectivefortaxyears2013andbeyond.Estimatedpaymentsfortaxyear
2013(i.e.currentyearestimated)areprojectedtodeclineby$283million(3.1percent)from
the prior year due to the aforementioned increase in capital gains realizations. Delinquent
collections and final return payments are projected to be $87 million (7.6 percent) and $163
million(7.6percent)higher,respectively.

The increase in total refunds of $737 million is the result of a $189 million (61.2 percent)
increase in the State/City offset, a $486 million (10.6 percent) increase in prior year refunds
relatedtotaxyear2012,anda$62millionincreaseinrefundsrelatedtotaxyearsbefore2012
(i.e.,previousyearrefunds).

General Fund income tax receipts are net of deposits to the STAR Fund, which provides
property tax relief, and the RBTF, which supports debt service payments on State personal
incometaxrevenuebonds.GeneralFundincometaxreceiptsforFY2014of$28.5billionare
expected to increase by $1.6 billion (6 percent) from the prior year, mainly reflecting the
increaseinAllFundsreceiptsnotedabove.RBTFdepositsareprojectedtobe$10.6billionand
theSTARtransferisprojectedtobe$3.4billion.

All Funds income tax receipts for FY 2015 of $44 billion are projectedto increase$1.5 billion
(3.4 percent) from the prior year. This increase primarily reflects increases of $2.3 billion
(7.1percent)inwithholdingand$1.4billion(16.2percent)inestimatedpaymentsrelatedtotax
year2014(i.e.currentyearestimated)partiallyoffsetbya$1.6billion(30.2percent)declinein
extension payments related to tax year 2013 (i.e. prior year estimated) and growth in total
refunds of $726 million (9.1 percent). The projection for tax year 2014 estimated payments
reflectsstrongprojectedcapitalgainsanddividendincomegrowthfollowingadeflatedtaxyear
2013 base. The significant decline in tax year 2013 extension payments stems from the
aforementionedaccelerationofcapitalgainsthatoccurredintotaxyear2012.

Payments from final returns are expected to decrease $35 million (1.5 percent), while
delinquenciesareprojectedtoincrease$37million(3.0percent)comparedtotheprioryear.
The increase in total refunds of $726 million primarily reflects a $573 million (11.3 percent)
increase in prior year refunds related to tax year 2013 and the addition of the middle class
family tax credit, partially offset by declines of $175 million and $82 million in the State/City
offsetandrefundsrelatedtotaxyearsbefore2013(i.e.previousyearrefunds),respectively.

FY2014MidYearUpdate

46

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

GeneralFundincometaxreceiptsforFY2015of$29.4billionareprojectedtoincreaseby$909
million (3.2 percent). The RBTF and STAR deposits are projected to be $11 billion and $3.6
billion,respectively.

The following table summarizes, by component, actual receipts for FY 2013 and forecast
amountsthroughFY2017.

PERSONALINCOMETAXFISCALYEARCOLLECTIONCOMPONENTS
ALLFUNDS
(millionsofdollars)
FY2013
Results

FY2014
MidYear

FY2015
FY2016
FY2017
Projected Projected Projected

Receipts
Withholding
EstimatedPayments
CurrentYear
PriorYear*
FinalReturns
CurrentYear
PriorYear*
Delinquent
GrossReceipts

31,958
12,193
9,001
3,192
2,148
203
1,945
1,144
47,443

33,066
13,888
8,718
5,170
2,311
163
2,148
1,231
50,496

35,399
13,735
10,126
3,609
2,276
242
2,034
1,268
52,678

37,709
14,825
10,938
3,887
2,376
242
2,134
1,308
56,218

39,941
15,759
11,677
4,082
2,476
242
2,234
1,353
59,529

Refunds
PriorYear*
PreviousYears
CurrentYear*
FamilyTaxCreditRebate
State/CityOffset*
TotalRefunds

4,568
589
1,750
N/A
309
7,216

5,054
651
1,750
N/A
498
7,953

5,627
569
1,750
410
323
8,679

6,304
553
1,750
410
273
9,290

6,783
563
1,750
410
223
9,729

43,999

46,928

49,800

NetReceipts

40,227

42,543

*Thesecomponents,collectively,areknownasthe"settlement"ontheprior
year'staxliability.

FY2014MidYearUpdate

47

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

PERSONALINCOMETAX
(millionsofdollars)
FY2015
Projected
29,397

FY2016
Projected
31,492

Annual$
Change
2,095

FY2017
Projected
33,545

Annual$
Change
2,053

GrossCollections
Refunds(IncludesState/CityOffset)
STAR
RBTF

52,678
(8,679)
(3,602)
(11,000)

56,218
(9,290)
(3,704)
(11,732)

3,540
(611)
(102)
(732)

59,529
(9,729)
(3,805)
(12,450)

3,311
(439)
(101)
(718)

STATE/ALLFUNDS

43,999

46,928

2,929

49,800

2,872

GrossCollections
Refunds(IncludesState/CityOffset)

52,678
(8,679)

56,218
(9,290)

3,540
(611)

59,529
(9,729)

3,311
(439)

GENERALFUND

ExcludesTransfers.

AllFundsincometaxreceiptsforFY2016of$46.9billionareprojectedtoincrease$2.9billion
(6.7 percent) from theprior year. This change primarily reflects increases of $2.3 billion (6.5
percent) in withholding, $812 million (8 percent) in estimated payments related to tax year
2015 (i.e. current year estimated), $278 million in extension payments for tax year 2014
(i.e. prior year estimated), and $100 million in final returns payments for tax year 2014
(i.e. current year), partially offset by a $611 million (7 percent) increase in total refunds.
Delinquenciesareprojectedtoincrease$40million(3.2percent)fromtheprioryear.

GeneralFundincometaxreceiptsforFY2016of$31.5billionareprojectedtoincreaseby$2.1
billion (7.1 percent). RBTF deposits are projected to be $11.7 billion and STAR deposits are
projectedtobe$3.7billion.

AllFundsincometaxreceiptsareprojectedtoincreaseby$2.9billion(6.1percent)inFY2017
toreach$49.8billion,whileGeneralFundreceiptsareprojectedtobe$33.5billion.

FY2014MidYearUpdate

48

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

USER TAXES AND FEES
USERTAXESANDFEES
(millionsofdollars)
FY2013
Results
9,112

FY2014
Updated
6,548

Annual$
Change
(2,564)

Annual%
Change
28.1%

FY2015
Projected
6,806

Annual$
Change
258

Annual%
Change
3.9%

8,423
443
246

5,866
431
251

(2,557)
(12)
5

30.4%
2.7%
2.0%

6,125
425
256

259
(6)
5

4.4%
1.4%
2.0%

STATE/ALLFUNDS

14,615

15,116

501

3.4%

15,674

558

3.7%

SalesTax
CigaretteandTobaccoTaxes
MotorFuelTax
HighwayUseTax
AlcoholicBeverageTaxes
TaxicabSurcharge
AutoRentalTax

11,989
1,551
492
145
246
83
109

12,530
1,491
500
140
251
90
114

541
(60)
8
(5)
5
7
5

4.5%
3.9%
1.6%
3.4%
2.0%
8.4%
4.6%

13,086
1,466
504
143
256
100
119

556
(25)
4
3
5
10
5

4.4%
1.7%
0.8%
2.1%
2.0%
11.1%
4.4%

GENERALFUND

SalesTax
CigaretteandTobaccoTaxes
AlcoholicBeverageTaxes

ExcludesTransfers.

AllFundsusertaxesandfeesreceiptsforFY2014areestimatedtobe$15.1billion,anincrease
of $501 million (3.4 percent) from FY 2013. All Funds sales tax receipts are estimated to be
$12.5billion,anincreaseof$541million(4.5percent)fromFY2013.Theunderlyingsalestax
basemeasuredbeforetheimpactoflawchangesisestimatedtoincreaseby3.2percent.Non
salestaxusertaxesandfeesareestimatedtodecreaseby$40millionfromFY2013,mainlydue
toadeclineincigarettetaxreceipts($60million).

General Fund user taxes and fees receipts are expected to total $6.5 billion in FY 2014, a
decreaseof$2.6billion(28.1percent)fromFY2013.ThisdecreasereflectsanEnactedBudget
accounting change that will first deposit 25 percent of sales tax receipts that were formerly
directedtotheGeneralFundintothenewSalesTaxBondFund.Thebalancewillbetransferred
totheGeneralFundafterthepaymentofdebtservice.

AllFundsusertaxesandfeesreceiptsforFY2015areprojectedtobe$15.7billion,anincrease
of $558 million (3.7 percent) from FY 2014. This mainly reflects an expected increase in the
sales tax base due to higher consumption partially offset by continued declines in cigarette
consumption.

General Fund user taxes and fees receipts are projected to total $6.8 billion in FY 2015, an
increaseof$258million(3.9percent)fromFY2014andreflecttheAllFundschangesdiscussed
above.

FY2014MidYearUpdate

49

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

USERTAXESANDFEES
(millionsofdollars)
FY2015
Projected
6,806

FY2016
Projected
7,085

Annual$
Change
279

FY2017
Projected
7,265

Annual$
Change
180

6,125
425
256

6,406
418
261

281
(7)
5

6,589
410
266

183
(8)
5

STATE/ALLFUNDS

15,674

16,257

583

16,620

363

SalesTax
CigaretteandTobaccoTaxes
MotorFuelTax
HighwayUseTax
AlcoholicBeverageTaxes
TaxicabSurcharge
AutoRentalTax

13,086
1,466
504
143
256
100
119

13,677
1,436
507
151
261
101
124

591
(30)
3
8
5
1
5

14,065
1,405
510
149
266
101
124

388
(31)
3
(2)
5
0
0

GENERALFUND1
SalesTax
CigaretteandTobaccoTaxes
AlcoholicBeverageTaxes

ExcludesTransfers.

AllFundsusertaxesandfeesareprojectedtobe$16.3billioninFY2016and$16.6billionin
FY2017.Thispredominantlyreflectscontinuedprojectedgrowthinthesalestaxbasepartially
offsetbycontinuedprojecteddeclinesincigaretteconsumption.GeneralFundusertaxesand
feesareprojectedtobe$7.1billioninFY2016and$7.3billioninFY2017.

BUSINESS TAXES
BUSINESSTAXES
(millionsofdollars)
FY2013
Results
6,253

FY2014
Updated
6,348

Annual$
Change
95

Annual%
Change
1.5%

FY2015
Projected
5,811

Annual$
Change
(537)

Annual%
Change
8.5%

CorporateFranchiseTax
CorporationandUtilitiesTax
InsuranceTax
BankTax
PetroleumBusinessTax

2,624
686
1,346
1,597
0

2,914
596
1,418
1,420
0

290
(90)
72
(177)
0

11.1%
13.1%
5.3%
11.1%
0.0%

2,220
620
1,468
1,503
0

(694)
24
50
83
0

23.8%
4.0%
3.5%
5.8%
0.0%

STATE/ALLFUNDS

8,465

8,611

146

1.7%

8,152

(459)

5.3%

CorporateFranchiseTax
CorporationandUtilitiesTax
InsuranceTax
BankTax
PetroleumBusinessTax

3,009
895
1,509
1,912
1,140

3,359
781
1,587
1,694
1,190

350
(114)
78
(218)
50

11.6%
12.7%
5.2%
11.4%
4.4%

2,687
807
1,644
1,789
1,225

(672)
26
57
95
35

20.0%
3.3%
3.6%
5.6%
2.9%

GENERALFUND

FY2014MidYearUpdate

50

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

AllFundsbusinesstaxreceiptsforFY2014areestimatedtobe$8.6billion,anincreaseof$146
million(1.7percent)fromtheprioryear.Theestimatesreflectgrowthacrossalltaxesexcept
thecorporateandutilitiestaxandthebanktax.

AllFundscorporatefranchisetaxreceiptsareestimatedtoincrease$350million(11.6percent)
from FY 2013. This increase is mainly attributable to higher estimated audit receipts and
slightlystrongerestimatedgrossreceipts.Auditreceiptsareexpectedtoincrease$273million
fromthepreviousyear.

The corporation and utilities tax is expected to decline $114 million (12.7 percent) from
FY2013.Adjustedforthetimingofaprioryeartelecommunicationsrefund($30million),the
decline in FY 2014 would be 9.3 percent. Two large telecommunications sector audits were
receivedinFY2013.Thisistheprimaryreasonfortheyearoveryeardeclineinreceipts.Gross
receiptsareexpectedtoshowaslightdeclinefromthepreviousyearduetotheendofsession
LIPArestructuringlegislation.

All Funds insurance tax receipts are estimated to increase $78 million (5.2 percent) from
FY2013.Thisreflectsareturntogrowthfromtheimprovingeconomy.

The bank tax is estimated to decline $218 million (11.4 percent) in FY 2014. FY 2013 was a
record year for bank tax receipts. Gross receipts and audits are estimated to be lower in
FY2014thanFY2013.TheseverallargeauditcasesthatweresettledinFY2013andthestrong
growthingrossreceipts(18.1percent)arenotexpectedtoberepeatedinFY2014.

Petroleumbusinesstaxreceiptsareexpectedtoincrease$50million(4.4percent)inFY2014
primarily due to the 5 percent increase in PBT tax rates effective January 2013 and an
anticipated3percentincreaseinPBTtaxrateseffectiveJanuary2014.

General Fund business tax receipts for FY 2014 of $6.3 billion are estimated to increase by
$95million(1.5percent)fromFY2013results.BusinesstaxreceiptsdepositedtotheGeneral
FundreflecttheAllFundstrendsdiscussedabove.

AllFundsbusinesstaxreceiptsforFY2015of$8.2billionareprojectedtodecrease$459million
(5.3percent)fromtheprioryear.Thisdecreaseprimarilyreflectsthefirstyearofrepaymentof
deferredtaxcreditstotaxpayers.Excludingthispayback,FY2015receiptswouldbevirtually
unchangedfromFY2014.

General Fund business tax receipts for FY 2015 of $5.8 billion are projected to decrease
$537million(8.5percent)fromtheprioryear.BusinesstaxreceiptsdepositedtotheGeneral
FundreflecttheAllFundstrendsdiscussedabove.

FY2014MidYearUpdate

51

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

ALLFUNDSBUSINESSTAXAUDITANDNONAUDITRECEIPTS
(millionsofdollars)
FY2010
(Results)
2,511

FY2011
(Results)
2,846

FY2012
(Results)
3,176

FY2013
(Results)
3,009

FY2014
MidYear
3,359

698
1,813

810
2,036

1,080
2,096

752
2,257

1,025
2,334

CorporationandUtilitiesTaxes

954

813

797

895

781

Audit
NonAudit

52
902

13
800

30
767

100
795

54
727

CorporateFranchiseTax
Audit
NonAudit

InsuranceTaxes

1,491

1,351

1,413

1,509

1,587

Audit
NonAudit

35
1,456

38
1,313

21
1,392

35
1,474

21
1,566

BankTaxes

1,399

1,179

1,392

1,912

1,694

Audit
NonAudit

290
1,109

239
940

125
1,267

404
1,508

193
1,501

PetroleumBusinessTaxes

1,104

1,090

1,100

1,140

1,190

Audit
NonAudit

10
1,094

7
1,083

6
1,094

5
1,135

6
1,184

TotalBusinessTaxes

7,459

7,279

7,878

8,465

8,611

Audit
NonAudit

1,085
6,374

1,107
6,172

1,262
6,616

1,296
7,169

1,299
7,312

BUSINESSTAXES
(millionsofdollars)
FY2015
Projected
5,811

FY2016
Projected
6,301

Annual$
Change
490

FY2017
Projected
6,523

Annual$
Change
222

CorporateFranchiseTax
CorporationandUtilitiesTax
InsuranceTax
BankTax
PetroleumBusinessTax

2,220
620
1,468
1,503
0

2,573
636
1,523
1,569
0

353
16
55
66
0

2,691
652
1,540
1,640
0

118
16
17
71
0

STATE/ALLFUNDS

8,152

8,702

550

8,990

288

CorporateFranchiseTax
CorporationandUtilitiesTax
InsuranceTax
BankTax
PetroleumBusinessTax

2,687
807
1,644
1,789
1,225

3,063
828
1,706
1,870
1,235

376
21
62
81
10

3,204
855
1,730
1,956
1,245

141
27
24
86
10

GENERALFUND

FY2014MidYearUpdate

52

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

All Funds business tax receipts for FY 2016 and FY 2017 reflect projected trends in corporate
profits,taxableinsurancepremiums,electricutilityconsumptionandprices,theconsumption
oftelecommunicationsservices,andautomobilefuelconsumptionandfuelprices.Businesstax
receipts are projected to increase to $8.7 billion (6.7 percent) in FY 2016 and to $9 billion
(3.3percent)inFY2017.GeneralFundbusinesstaxreceiptsoverthisperiodareexpectedto
increaseto$6.3billion(8.4percent)inFY2016and$6.5billion(3.5percent)inFY2017.

OTHER TAXES
OTHERTAXES
(millionsofdollars)
FY2013
Results
1,034

FY2014
Updated
1,069

Annual$
Change
35

Annual%
Change
3.4%

FY2015
Projected
1,144

Annual$
Change
75

Annual%
Change
7.0%

EstateTax
GiftTax
RealPropertyGainsTax
PariMutuelTaxes
AllOtherTaxes

1,014
1
0
18
1

1,050
0
0
18
1

36
(1)
0
0
0

3.6%
100.0%
0.0%
0.0%
0.0%

1,125
0
0
18
1

75
0
0
0
0

7.1%
0.0%
0.0%
0.0%
0.0%

STATE/ALLFUNDS

1,790

1,809

19

1.1%

1,954

145

8.0%

EstateTax
GiftTax
RealPropertyGainsTax
RealEstateTransferTax
PariMutuelTaxes
AllOtherTaxes

1,014
1
0
756
18
1

1,050
0
0
740
18
1

36
(1)
0
(16)
0
0

3.6%
100.0%
0.0%
2.1%
0.0%
0.0%

1,125
0
0
810
18
1

75
0
0
70
0
0

7.1%
0.0%
0.0%
9.5%
0.0%
0.0%

GENERALFUND

ExcludesTransfers.

All Funds other tax receipts for FY 2014 are estimated to be $1.8 billion, an increase of $19
million(1.1percent)fromFY2013.Thismainlyreflectsanincreaseof$36million(3.6percent)
in estate tax receipts, partially offset by a decline of $16 million (2.1 percent) in real estate
transfertaxreceipts.TheestatetaxincreaseistheresultofanexpectedreturninFY2014toa
numberofsuperlargeestatepayments(paymentsofover$25million)consistentwith
longterm trends. The FY 2014 real estate transfer tax estimate reflects the shift of transfers
from FY 2014 into FY 2013 caused by uncertainty surrounding potential Federal tax law
changes,whichmorethanoffsetsestimatedimprovementsinFY2014marketpricing.

GeneralFundothertaxreceiptsareexpectedtobenearly$1.1billioninFY2014,anincreaseof
$35million(3.4percent)fromFY2013.Thisreflectsthechangeinestatetaxreceiptsdescribed
above.

FY2014MidYearUpdate

53

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

AllFundsothertaxreceiptsforFY2015areprojectedtobejustunder$2billion,anincreaseof
$145 million (8 percent) from FY 2014. This reflects strong projected growth in both the real
estatetransferandestatetaxes.

General Fund other taxreceipts are expected to total more than $1.1 billion in FY 2015. This
reflects an increase of $75 million (7.1 percent) in estate tax receipts due to a projected
increaseinhouseholdnetworth.

OTHERTAXES
(millionsofdollars)
FY2015
Projected
1,144

FY2016
Projected
1,159

Annual$
Change
15

FY2017
Projected
1,169

Annual$
Change
10

EstateTax
GiftTax
RealPropertyGainsTax
PariMutuelTaxes
AllOtherTaxes

1,125
0
0
18
1

1,140
0
0
18
1

15
0
0
0
0

1,150
0
0
18
1

10
0
0
0
0

STATE/ALLFUNDS

1,954

2,044

90

2,109

65

EstateTax
GiftTax
RealPropertyGainsTax
RealEstateTransferTax
PariMutuelTaxes
AllOtherTaxes

1,125
0
0
810
18
1

1,140
0
0
885
18
1

15
0
0
75
0
0

1,150
0
0
940
18
1

10
0
0
55
0
0

GENERALFUND

ExcludesTransfers.

TheFY2016AllFundsreceiptsprojectionforothertaxesisover$2billion,anincreaseof$90
million (4.6 percent) from FY 2015. Growth in the estate tax is projected to follow forecast
increasesinhouseholdnetworth.Receiptsfromtherealestatetransfertaxarealsoprojected
toincrease,reflectingcontinuinggrowthintheresidentialandcommercialrealestatemarkets.

The FY 2017 All Funds receipts projection for other taxes is $2.1 billion, an increase of $65
million (3.2 percent) from FY 2016. Moderate growth is projected in estate tax collections,
following forecast increases in household net worth. Real estate transfer tax collections are
projectedtogrowasaresultofincreasesinthevalueofrealpropertytransfers.

GeneralFundothertaxreceiptsforFY2016areprojectedtogrowby$15million(1.3percent)
entirely due to the modest growth in the estate tax noted above. General Fund other tax
receiptsforFY2017areprojectedtoincreaseby$10million(0.9percent),alsoduetothesmall
estatetaxgrowthnotedabove.

FY2014MidYearUpdate

54

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

MISCELLANEOUS RECEIPTS AND FEDERAL GRANTS
MISCELLANEOUSRECEIPTSANDFEDERALGRANTS
(millionsofdollars)

GENERALFUND
MiscellaneousReceipts
FederalGrants

FY2013
Results
3,566

FY2014
Updated
3,308

Annual$
Change
(258)

Annual%
Change
7.2%

FY2015
Projected
3,595

Annual$
Change
287

Annual%
Change
8.7%

3,504
62

3,306
2

(198)
(60)

5.7%
96.8%

3,595
0

289
(2)

8.7%
100.0%

0.3%

24,895

826

3.4%

0.6%
45.2%

24,817
78

828
(2)

3.5%
2.5%

STATEFUNDS

24,001

24,069

68

MiscellaneousReceipts
FederalGrants

23,855
146

23,989
80

134
(66)

ALLFUNDS

66,873

71,608

4,735

7.1%

72,265

657

0.9%

MiscellaneousReceipts
FederalGrants

24,030
42,843

24,175
47,433

145
4,590

0.6%
10.7%

25,003
47,262

828
(171)

3.4%
0.4%

AllFundsmiscellaneousreceiptsincludemoneysreceivedfromHCRAfinancingsources,SUNY
tuitionandpatientincome,lotteryreceiptsforeducation,assessmentsonregulatedindustries,
andavarietyoffeesandlicenses.AllFundsmiscellaneousreceiptsareprojectedtototal$24.2
billion in FY 2014, an annual increase of $145 million from FY 2013 results, or less than one
percentannually.

Federal grants help pay for State spending on Medicaid, temporary and disability assistance,
mental hygiene, school aid, public health, and other activities. Annual changes to Federal
grants generally correspond to changes in Federallyreimbursed spending and Federal
allocations.Accordingly,DOBtypicallyplansFederalreimbursementtobereceivedintheState
fiscal year that spending occurs, but timing sometimes varies. All Funds Federal grants are
projected to total $47.4 billion in FY 2014, an increase of $4.6 billion from FY 2013, driven
primarily by additional Federal funding for disaster assistance costs, as well as the annual
impactofincreasedFederalspendingassociatedwiththeACA.

All Funds miscellaneous receipts are projected to increase by $828 million in FY 2015, which
includesbondproceedsforcapitalprojects.AllFundsFederalgrantsareprojectedtodecrease
by$171millioninFY2015,drivenprimarilybythetimingofFederaldisasterassistancecosts,
themajorityofwhichisexpectedtobedisbursedduringFY2014.

FY2014MidYearUpdate

55

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

MISCELLANEOUSRECEIPTSANDFEDERALGRANTS:CHANGEFROMFIRSTQUARTERLYUDPATEFORECAST
(millionsofdollars)

GENERALFUND
MiscellaneousReceipts
FederalGrants

FY2014
First
MidYear
Quarter
Update
3,355
3,308

$
Change
(47)

%
Change
1.4%

FY2015
First
MidYear
Quarter
Update
3,595
3,595

$
Change
0

%
Change
0.0%

3,353
2

3,306
2

(47)
0

1.4%
0.0%

3,595
0

3,595
0

0
0

0.0%
0.0%

STATEFUNDS

24,116

24,069

(47)

0.2%

24,895

24,895

0.0%

MiscellaneousReceipts
FederalGrants

24,036
80

23,989
80

(47)
0

0.2%
0.0%

24,817
78

24,817
78

0
0

0.0%
0.0%

ALLFUNDS

71,655

71,608

(47)

0.1%

72,265

72,265

0.0%

MiscellaneousReceipts
FederalGrants

24,222
47,433

24,175
47,433

(47)
0

0.2%
0.0%

25,003
47,262

25,003
47,262

0
0

0.0%
0.0%

AllFundsmiscellaneousreceiptshavebeenreviseddownwardby$47millioninFY2014.The
GeneralFundcomponentofmiscellaneousreceiptsinFY2014hasbeenreviseddownwardby
$47millionduetotheestimatedimpactoflowerutilitybillson18areceipts.

Federal grants projections for FY 2014 and FY 2015 remain unchanged from the FY 2014
FirstQuarterlyUpdate.

MISCELLANEOUSRECEIPTSANDFEDERALGRANTS
(millionsofdollars)
FY2015
Projected
3,595

FY2016
Projected
2,776

Annual$
Change
(819)

FY2017
Projected
2,797

Annual$
Change
21

3,595
0

2,776
0

(819)
0

2,797
0

21
0

STATEFUNDS

24,895

24,437

(458)

23,935

(502)

MiscellaneousReceipts
FederalGrants

24,817
78

24,359
78

(458)
0

23,857
78

(502)
0

ALLFUNDS

72,265

72,787

522

75,008

2,221

MiscellaneousReceipts
FederalGrants

25,003
47,262

24,545
48,242

(458)
980

24,043
50,965

(502)
2,723

GENERALFUND
MiscellaneousReceipts
FederalGrants

FY2014MidYearUpdate

56

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

AllFundsmiscellaneousreceiptsareprojectedtodeclineby$458millioninFY2016,drivenby
the decline in General Fund resources transferred from SIF, partially offset by a projected
increaseinmiscellaneousreceiptsfrombondproceedsavailabletofundcapitalimprovement
projects. All Funds miscellaneous receipts decrease by $502 million in FY 2017, driven by a
projecteddecreaseinmiscellaneousreceiptsforcapitalprojects,partiallyoffsetbyincreasesin
SUNYincomeandHCRArevenuecollections.

AnnualFederalgrantsgrowthof$980millioninFY2016and$2.7billioninFY2017isprimarily
due to growth in Medicaid spending, reflecting the continued impact of spending associated
withtheACA.

DISBURSEMENTS
Total disbursements in FY 2014 are estimated at $61.5 billion in the General Fund and
$90.7 billion in State Operating Funds. Over the multiyear Financial Plan, State Operating
Funds spending projections assume Medicaid and School Aid will grow at their statutorily
indexedrates.TheFY2014EnactedBudgetauthorizedaSchoolAidincreaseinexcessofthe
personal income cap for SY 2014. The projections do not reflect any potential impact of
automaticFederalspendingreductionsthatweretriggeredonMarch1,2013.

The multiyear disbursements projections take into account agency staffing levels, program
caseloads, funding formulas contained in State and Federal law, inflation and other factors.
Factors that affect spending estimates vary by program. For example, public assistance
spendingisbasedprimarilyonanticipatedcaseloadsthatareestimatedbyanalyzinghistorical
trends and projected economic conditions. Projections account for the timing of payments,
sincenotalloftheamountsappropriatedintheBudgetaredisbursedinthesamefiscalyear.
Consistent with past years, the aggregate spending projections (i.e., the sum of all projected
spendingbyindividualagencies)inSpecialRevenueFundshavebeenadjusteddownwardinall
fiscalyearsbasedontypicalspendingpatternsandtheobservedvariancebetweenestimated
andactualresultsovertime.

Medicaid,education,pensioncosts,employeeandretireehealthbenefits,anddebtserviceare
significantdriversofannualspendinggrowth.

FY2014MidYearUpdate

57

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

LOCAL ASSISTANCE GRANTS

LocalAssistancespendingincludespaymentstolocalgovernments,schooldistricts,healthcare
providers, and other entities, as well as financial assistance to, or on behalf of, individuals,
familiesandnotforprofitorganizations.Statefundedlocalassistancespendingisestimatedat
$59.7billioninFY2014andaccountsfor66percentoftotalStateOperatingFundsspending.
Education and health care spending account for approximately twothirds of local assistance
spending.

SelectedassumptionsusedinpreparingthespendingprojectionsfortheStatesmajorlocalaid
programsandactivitiesaresummarizedinthefollowingtable.
FORECASTFORSELECTEDPROGRAMMEASURESAFFECTINGOPERATINGACTIVITIES
Forecast

MEDICAID
MedicaidCoverage
FamilyHealthPlusCaseload
ChildHealthPlusCaseload

FY2013
Results

FY2014
Updated

FY2015
Projected

FY2016
Projected

4,812,715
446,259
344,000

5,176,084
467,246
356,000

6,110,639
0
368,000

6,169,418
0
380,000

FY2017
Projected
6,198,080
0
392,000

StateTakeoverofCounty/NYCCosts
FamilyHealthPlus
Medicaid

$1,613
$477
$1,136

$1,690
$528
$1,162

$1,665
$219
$1,446

$1,800
$0
$1,800

$2,168
$0
$2,168

EDUCATION
SchoolAid(SchoolYear)
EducationPersonalIncomeGrowthIndex

$20,236

$21,228

$21,950
3.4%

$22,784
3.8%

$24,037
5.5%

HIGHEREDUCATION
PublicHigherEducationEnrollment(FTEs)
TuitionAssistanceProgramRecipients

567,473
309,921

566,707
310,065

565,941
310,065

565,078
310,065

564,880
310,065

PUBLICASSISTANCE
FamilyAssistanceProgram
SafetyNetProgramFamilies
SafetyNetProgramSingles

259,739
122,805
191,764

249,528
118,706
185,777

243,345
115,450
184,815

238,262
112,747
184,361

233,706
110,279
184,385

90,209
38,564
39,565
12,080

93,162
40,888
40,120
12,154

96,144
43,290
40,650
12,204

99,036
45,576
41,150
12,310

101,000
46,954
41,650
12,396

MENTALHYGIENE
TotalMentalHygieneCommunityBeds
OMHCommunityBeds
OPWDDCommunityBeds
OASASCommunityBeds
PRISONPOPULATION(CORRECTIONS)

54,617

54,300

54,000

53,800

53,700

Note: Dollaramountsintableareinmillions.

FY2014MidYearUpdate

58

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

EDUCATION
SCHOOL AID

SchoolAidhelpssupportelementaryandsecondaryeducationforNewYorkpupilsenrolledin
676majorschooldistrictsthroughouttheState.Statefundingisprovidedtodistrictsbasedon
statutoryaidformulasandthroughreimbursementofcategoricalexpenses.Statefundingfor
schools assists districts in meeting locally defined needs, supports the construction of school
facilities,andfinancesschooltransportationfornearlythreemillionstudentsstatewide.

SCHOOL YEAR (JULY 1 JUNE 30)

SchoolAidwillincreaseby$992millioninSchoolYear(SY)2014,a4.9percentincreasefrom
SY 2013. In addition, $75 million of competitive grant funding is provided for several key
initiatives recommended by the New NY Education Reform Commission in its Preliminary
Report to the Governor, including prekindergarten and extended learning, bringing the total
annualeducationaidincreaseto$1.067billion.TheEnactedBudgetalsoincludedatwoyear
appropriationthatcontinuesEducationLawprovisionstotiefutureSchoolAidincreasestothe
rateofgrowthinNewYorkStatepersonalincome.

Projected School Aid funding is a function of both a personal income growth index used to
determineallowablegrowth,andfuturelegislationtoallocatetheallowableincreases.Current
law prescribes allowable growth to include spending for new competitive grant programs to
reward school districts that demonstrate significant student performance improvements or
undertake longterm structural changes to reduce costs and improve efficiency. Allowable
growthalsoincludesincreasesinexpensebasedaidprograms(i.e.,BuildingAid,Transportation
Aid)underexistingstatutoryprovisions.Anyremainingallowablegrowthisallocatedpursuant
to a chapter of law for purposes including, but not limited to, additional spending for
competitive grants, increases in Foundation Aid, or restoration of the Gap Elimination
Adjustment.

Basedonupdatedestimatesofpersonalincomegrowth,SchoolAidisprojectedtoincreaseby
anadditional$722millioninSY2015and$834millioninSY2016.SchoolAidisprojectedto
reachanannualtotalof$24.0billioninSY2017.

FY2014MidYearUpdate

59

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

SCHOOLAIDANDNEW NYEDUCATIONREFORMINITIATIVESSCHOOLYEARBASIS(JULY1JUNE30)
(millionsofdollars)
SchoolAid

SY2013

SY2014

Change

SY2015

Change

SY2016

Change

SY2017

Change

$20,236

$21,228

$21,950

$834
3.8%
$0

$24,037

$75

$722
3.4%
$0

$22,784

$0

$992
4.9%
$75

$1,253
5.5%
$0

$20,236

$21,303

$1,067
5.3%

$22,025

$722
3.4%

$22,859

$834
3.8%

$24,112

New NYEducationReformInitiatives
Total

$75

$75

$75

$1,253
5.5%

STATE FISCAL YEAR

The State finances School Aid and New NY Education Reform Initiatives from General Fund
receiptsandfromLotteryFundreceipts,includingVLTs,whichareaccountedforanddisbursed
fromadedicatedaccount.BecausetheStatefiscalyearbeginsonApril1,theStatetypically
pays approximately 70 percent of the annual school year commitment during the State fiscal
yearinwhichitisenacted,andpaystheremaining30percentinthefirstthreemonthsofthe
followingStatefiscalyear.

ThetablebelowsummarizesthemultiyearprojectedfundinglevelsonaStatefiscalyearbasis.

SCHOOLAIDANDEDUCATIONREFORMAIDSTATEFISCALYEARBASIS
(millionsofdollars)

TOTALSTATEOPERATINGFUNDS
GeneralFundLocalAssistance
GeneralFundLotteryAidGuarantee
CoreLotteryAid
VLTLotteryAid
VLTAidBalanceRoll
OtherLotteryFundResources

FY2013
Results
20,163
17,110
0
2,217
857
(21)
0

FY2014
Updated
20,471
17,289
10
2,230
881
21
40

Change
1.5%
1.0%
N/A
0.6%
2.8%
N/A
N/A

FY2015
Projected

Change

21,692
18,573
0
2,225
894
0
0

6.0%
7.4%
N/A
0.2%
1.5%
N/A
N/A

FY2016
Projected
22,514
19,390
0
2,227
897
0
0

Change
3.8%
4.4%
0.0%
0.1%
0.3%
0.0%
0.0%

FY2017
Projected

Change

23,641
20,519
0
2,225
897
0
0

5.0%
5.8%
0.0%
0.1%
0.0%
0.0%
0.0%

State spending for School Aid and New NY Education Reform Initiatives is projected to total
$20.5billioninFY2014.Infutureyears,receiptsavailabletofinancethiscategoryofaidfrom
corelotterysalesareprojectedtoremainstable,whileVLTreceiptsareanticipatedtoincrease
through FY 2015 as a result of the recent implementationof the VLT facilityat the Aqueduct
Racetrack.InadditiontoStateaid,schooldistrictsreceiveapproximately$3billionannuallyin
Federalcategoricalaid.
.

FY2014MidYearUpdate

60

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

OTHER EDUCATION AID

InadditiontoSchoolAid,theStateprovidesfundingandsupportforvariousothereducation
relatedinitiatives.Theseinclude:specialeducationservices;prekindergartenthroughgrade
12 education programs; cultural education; higher and professional education programs; and
adultcareerandcontinuingeducationservices.

Major programs under the Office of Prekindergarten through Grade 12 address specialized
studentneedsorreimburseschooldistrictsforeducationrelatedservices,includingtheschool
breakfastandlunchprograms,nonpublicschoolaid,andvariousspecialeducationprograms.
In special education, New York provides a full spectrum of services to over 400,000 students
from ages 3 to 21. Higher and professional education programs monitor the quality and
availability of postsecondary education programs and regulate the licensing and oversight of
50professions.

OTHEREDUCATION
(millionsofdollars)
FY2013
Results
TOTALSTATEOPERATINGFUNDS
SpecialEducation
AllOtherEducation

1,927
1,352
575

FY2014
Updated

Change

FY2015
Projected

Change

FY2016
Projected

Change

FY2017
Projected

Change

2,032
1,418
614

5.4%
4.9%
6.8%

2,091
1,522
569

2.9%
7.3%
7.3%

2,197
1,626
571

5.1%
6.8%
0.4%

2,328
1,751
577

6.0%
7.7%
1.1%

Specialeducationgrowthisprimarilydrivenbyanincreaseinprogramcostsandenrollmentfor
preschoolspecialeducationandthesummerschoolspecialeducationprograms.Theincrease
in other education spending for FY 2014 over FY 2013 is driven primarily by onetime costs
associatedwithtargetedaidandgrants,whicharenotprojectedtocontinuebeyondFY2014.

Inordertoenhanceoversightofthepreschoolspecialeducationprogram,theFY2014Enacted
BudgetalsosupportstheexpansionofStateandcountyauditcapabilitiesandthedevelopment
ofdatasystemstoenhanceanalysisofavailableprogramdata.

FY2014MidYearUpdate

61

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

SCHOOL TAX RELIEF PROGRAM

TheSTARprogramprovidesschooltaxrelieftotaxpayers.ThethreecomponentsofSTARand
their approximate shares in FY 2014 are: the basic school property tax exemption for
homeowners with income under $500,000 (55 percent), the enhanced school property tax
exemptionforseniorcitizenhomeownerswithincomeunder$79,050(27percent),andaflat
refundable credit and rate reduction for incomeeligible New York City resident personal
incometaxpayers(18percent).
SCHOOLTAXRELIEF(STAR)
(millionsofdollars)

TOTALSTATEOPERATINGFUNDS
BasicExemption
Enhanced(Seniors)
NewYorkCityPIT

FY2013
Results

FY2014
Updated

Change

FY2015
Projected

Change

FY2016
Projected

Change

FY2017
Projected

Change

3,286
1,857
841
588

3,419
1,896
912
611

4.0%
2.1%
8.4%
3.9%

3,602
1,997
986
619

5.4%
5.3%
8.1%
1.3%

3,704
2,052
1,014
638

2.8%
2.8%
2.8%
3.1%

3,805
2,106
1,040
659

2.7%
2.6%
2.6%
3.3%

The STAR program exempts the first $30,000 of every eligible homeowners property value
fromthelocalschooltaxlevy.Lowerincomeseniorcitizenswillreceivea$63,300exemptionin
FY 2014. Spending for the STAR property tax exemption reflects reimbursements made to
schooldistrictstooffsetthereductioninpropertytaxrevenues.

The annual increase in a qualifying homeowners STAR exemption benefit is limited to 2

percent. Homeowners who earn more than $500,000 a year are not eligible for the STAR
property tax exemption. New York City personal income taxpayers with annual income over
$500,000haveareducedbenefit.

The FY 2014 Enacted Budget established a STAR reregistration and antifraud program. This
program is expected to eliminate waste, fraud and abuse in the STAR exemption by
(1)authorizingtheDepartmentofTaxationandFinancetorequireallrecipientsofaBasicSTAR
exemptiontoberegisteredwiththeDepartment,and(2)strengtheningthepenaltiesforfraud
whiletighteningthestandardsandproceduresfordeterminingeligibility.

FY2014MidYearUpdate

62

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

HIGHER EDUCATION
LocalassistanceforhighereducationspendingincludesfundingforCUNY,SUNYandHESC.The
StateprovidesassistanceforCUNYsseniorcollegeoperations,andworksinconjunctionwith
theCityofNewYorktosupportCUNYscommunitycolleges.TheCUNYsystemisthelargest
urban public university system in the nation. Funding for SUNY supports 30 community
collegesacrossmultiplecampuses.

TheStatealsoprovidesasizeablebenefittoSUNYandCUNYthroughthedebtserviceitpayson
bondfinancedcapitalprojectsattheuniversities.Thisisnotreflectedintheannualspending
totalsfortheuniversities.StatedebtservicepaymentsforcapitalprojectsatSUNYandCUNY
areexpectedtototalabout$1.4billioninFY2014.

HESC administers the TAP program that provides awards to incomeeligible students. It also
providescentralizedprocessingforotherstudentfinancialaidprograms,andoffersprospective
students information and guidance on how to finance a college education. The financial aid
programs that the Corporation administers are funded by the State and the Federal
government.

AnnualgrowthbyCUNYinFY2014reflectsthenetimpactofenrollmentchangesatcommunity
colleges, additional fringe benefit costs, and the timing of aid payments across State fiscal
years.GrowthinHESCreflectstherisingcostofhighereducationtuitionandtheconsequent
demand for increased tuition assistance. SUNY local assistance reflects an increase in
communitycollegeaid,whichfullyannualizesintheoutyears.

HIGHEREDUCATION
(millionsofdollars)
FY2013
Results

FY2014
Updated

Change

FY2015
Projected

TOTALSTATEOPERATINGFUNDS

2,629

2,825

7.5%

2,911

3.0%

2,994

Change
2.9%

CityUniversity
CityUniversity
CommunityCollege

1,220
1,026
194

1,345
1,130
215

10.2%
10.1%
10.8%

1,401
1,185
216

4.2%
4.9%
0.5%

1,470
1,254
216

HigherEducationServices
TuitionAssistanceProgram
AidforPartTimeStudy
Scholarships/Awards

947
893
14
40

1,004
948
12
44

6.0%
6.2%
14.3%
10.0%

1,018
959
12
47

1.4%
1.2%
0.0%
6.8%

StateUniversity
StateUniversity
Other/Cornell

462
457
5

476
472
4

3.0%
3.3%
20.0%

492
486
6

3.4%
3.0%
50.0%

Change

FY2016
Projected

FY2017
Projected

Change

3,066

2.4%

4.9%
5.8%
0.0%

1,548
1,332
216

5.3%
6.2%
0.0%

1,032
972
12
48

1.4%
1.4%
0.0%
2.1%

1,026
966
12
48

0.6%
0.6%
0.0%
0.0%

492
486
6

0.0%
0.0%
0.0%

492
486
6

0.0%
0.0%
0.0%

Note:StatesupportforSUNYfouryearinstitutionsisfundedthroughStateoperationsratherthanlocalassistance.

FY2014MidYearUpdate

63

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

HEALTH CARE

Local assistance for health carerelated spending includes Medicaid, statewide public health
programs and a variety of mental hygiene programs. The DOH works with the local health
departments and social services departments, including New York City, to coordinate and
administer statewide health insurance programs and activities. The majority of government
financed health care programs are included under DOH, but many programs are supported
through multiagency efforts. The Medicaid program finances inpatient hospital care,
outpatient hospital services, clinics, nursing homes, managed care, prescription drugs, home
care, FHP (a Stateadministered program to provide comprehensive health insurance for low
income families which do not meet certain Medicaideligibility thresholds), and services
provided in a variety of communitybased settings (including mental health, substance abuse
treatment,developmentaldisabilitiesservices,schoolbasedservicesandfostercareservices).
TheStateshareofMedicaidspendingisbudgetedandexpendedprincipallythroughDOH,but
StateshareMedicaidspendingalsoappearsintheFinancialPlanestimatesformentalhygiene
agencies, child welfare programs and the Department of Corrections and Community
Supervision.

MEDICAID

Medicaid is a meanstested program that finances health care services for lowincome
individuals and longterm care services for the elderly and disabled, primarily through
paymentstohealthcareproviders.TheMedicaidprogramisfinancedjointlybytheState,the
Federal government, and local governments (including New York City). New York States
Medicaid spending is projected to total approximately $55.7 billion in FY 2014, including the
localcontribution.

TheFY2014EnactedBudgetincludesthecontinuationoftheMedicaidspendingcapenactedin
FY2012,andrecommendsfundingconsistentwithitsprovisions.Thecapisbasedontheten
yearrollingaverageofthemedicalcomponentoftheCPI.Statutorychangesapprovedwiththe
FY 2012 Enacted Budget to grant the Executive certain administrative powers to help hold
Medicaid spending to the capped level were amended through legislation included in the
FY 2014 Enacted Budget to provide flexibility to adjust Medicaid projections to meet
unanticipated costs resulting from the event of a natural or other type of disaster. The
statutory provisions of the Medicaid spending cap have been extended through FY 2015,
pursuant to authorization included in the FY 2014 Enacted Budget. The cap itself remains in
place,andtheFinancialPlanassumesthatstatutoryauthoritywillbeextendedinsubsequent
years.

Based on updated data, the allowable growth under the cap is 3.9 percent. The FY 2014
EnactedBudgetalsoeliminatedtheFHPprogrameffectiveJanuary1,2015.Themajorityofthe
populationreceivinghealthcarebenefitsthroughFHPwillbeginreceivingmorerobusthealth
FY2014MidYearUpdate

64

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

care benefits through the Medicaid program, pursuant to new Medicaid eligibility thresholds
and increased Federal payments pursuant to the ACA. The remaining FHP population, those
above Medicaid levels, will be eligible for Federal tax credits in the New York State Health
BenefitExchangeandtheStatewillpayremainingoutofpocketcostsfortheseindividualsup
topreviousFHPlevels.TheproposedtransitiontotheExchangeisexpectedtoprovidesavings
totheStateof$59.0millioninFY2015.

TOTALSTATESHAREMEDICAIDDISBURSEMENTS1
(millionsofdollars)

DepartmentofHealth
DOHStateShare
LocalAssistance
StateOperations2

FY2013
Results

FY2014
Updated

FY2015
Projected

FY2016
Projected

FY2017
Projected

15,900
15,879
21

16,421
16,230
191

16,977
16,780
197

17,805
17,591
214

18,474
18,248
226

556
3.4%

828
4.9%

Annual$ChangeDOHOnly
Annual%ChangeDOHOnly
OtherStateAgencies
MentalHygiene
FosterCare
Education
Corrections
TotalStateShare(AllAgencies)
Annual$ChangeTotalStateShare
Annual%ChangeTotalStateShare

521
3.3%

669
3.8%

4,758
89
17
0

4,902
87
0
12

5,429
90
0
12

6,020
94
0
12

6,140
98
0
12

20,764

21,422
658
3.2%

22,508
1,086
5.1%

23,931
1,423
6.3%

24,724
793
3.3%

Medicaidservicesgrowthisindexedtothe10yearaverageofCPIMedical,currently3.9percent.FinancialPlan
spendingisadjustedfortheinclusionofMedicaidStateOperationsspending(formerlyoutsidetheMedicaid
Cap),whichissupportingexpandedfunctionspursuanttothephasedintakeoveroflocaladministrative
responsibilities,andthedecisionofMonroeCountytoparticipateintheMedicaidlocalcapprogram,ratherthan
continuingthesalestaxinterceptoption.Finally,theStateShareofMedicaidisadjustedforincreasedFederal
FinancialParticipationbeginninginJanuary2014.

IncreasedStateOperationscostsinFY2014reflectsthetransferoftheOfficeofHealthInsuranceProgramsto
MedicaidfromPublicHealthwithoutnewspending.

FactorsaffectingthelevelofMedicaidspendinggrowththatmustbemanagedwithinthecap
include Medicaid enrollment, costs of provider health care services (particularly in managed
care)andlevelsofutilization.ThenumberofMedicaidrecipients,includingFHP,isexpectedto
exceed5.6millionattheendofFY2014,anincreaseof7.3percentfromtheFY2013caseload
of5.3million,aresultmainlyattributabletoexpandedeligibilitypursuanttotheACA.Under
the provisions of the ACA, the Federal government is expected to finance a greater share of
Medicaidcosts,theimpactofwhichisexpectedtolowerfuturegrowthintheStateshareof
MedicaidcostsbeginninginFY2014.
FY2014MidYearUpdate

65

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

TotalStateshareMedicaid,whichincludesMedicaidcostsofStateagenciesinadditiontoDOH,
reflects downward spending adjustments of $820 million in FY 2014, $535 million in
FY 2015, and $357 million thereafter. This is attributable to the impact of reduced Federal
revenue associated with the reimbursement of Medicaid costs at Stateoperated facilities
providing developmental disability services. To compensate for the reduced Federal
reimbursementforservicesprovided,theStateisundertakingvariousactionstoreduceoverall
costswhileminimizinganyimpactonservicedelivery.Theseactionsincludeshiftingaportion
ofOPWDDMedicaidcoststoDOH,theimpactofwhichisexpectedtobemanagedonaneutral
Financial Plan basis through the implementation of several actions, including comprehensive
programreformsconsistentwithotherstatestogenerateFederalreimbursementforservices
already being provided, and the management of certain MRT investment initiatives. These
savingsarevaluedat$730millioninFY2014,$445millioninFY2015,and$267millionineach
ofFYs 2016and2017, andarepartoftheMentalHygieneStabilizationFundwithintheDOH
globalspendingcap.

TheFY2013EnactedBudgetincludedauthorizationfortheStatetotakeoveradministrationof
the Medicaid program, and to cap spending on local Medicaid administration at FY 2012
appropriationlevels.TheFY2013EnactedBudgetalsoprovidedMedicaidspendingreliefforall
countiesandNewYorkCitybyreducinggrowthinlocalMedicaidpayments.Thesechangesare
expectedtoprovidefiscalandadministrativerelieftolocalgovernments.

AsallowedundertheFY2013EnactedBudgetlegislation,MonroeCounty,whichhadpreviously
authorizedaStateinterceptofsalestaxinlieuofpaymentforitsportionofthelocalshareof
Medicaid,chosetoentertheMedicaidlocalcapprogrameffectiveFebruary1,2013.Monroe
Countyisexpectedtobenefitinthelongtermfromenteringthelocalcapprogram,asfuture
costs associated with its Medicaid growth will be paid for by the State under the phasedin
takeoverinitiative.

TheStateshareofDOHMedicaidspendingiscomprisedoftheGeneralFund,HCRA,provider
assessmentrevenue,andindigentcarepayments.Thefollowingtableprovidesinformationon
thefinancingsourcesforStateMedicaidspending(moreinformationonHCRAcanbefoundin
thesectionentitled"HCRAFinancialPlan").

DEPARTMENTOFHEALTHMEDICAID1

STATEOPERATINGFUNDS
TotalGeneralFundLocal
TotalGeneralFundStateOperations
OtherStateFundsSupport
HCRAFinancing
IndigentCareSupport
ProviderAssessmentRevenue
Other
1

FY2013
Results

FY2014
Updated

Change

FY2015
Projected

15,900
11,109
21
4,770
3,214
767
783
6

16,421
11,232
191
4,998
3,437
776
785
0

3.3%
1.1%
809.5%
4.8%
6.9%
1.2%
0.3%
100.0%

16,977
11,391
197
5,389
3,812
792
785
0

Change
3.4%
1.4%
3.1%
7.8%
10.9%
2.1%
0.0%
0.0%

FY2016
Projected
17,805
12,136
214
5,455
3,878
792
785
0

Change

FY2017
Projected

4.9%
6.5%
8.6%
1.2%
1.7%
0.0%
0.0%
0.0%

18,474
12,631
226
5,617
4,040
792
785
0

Change
3.8%
4.1%
5.6%
3.0%
4.2%
0.0%
0.0%
0.0%

DoesnotincludeMedicaidspendinginotherStateagencies,transfers,orthelocalgovernmentshareoftotalMedicaidprogramspending.

FY2014MidYearUpdate

66

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

The FY 2014 Enacted Budget transferred all administrative costs, including those State
resourcesassociatedwiththelocalMedicaidtakeoverprogram,fromthePublicHealthbudget
to the Medicaid budget. This change will align operational resources with programmatic
responsibilities, and provide the necessary flexibility for meeting emerging needs during the
courseoftheyear.UsingadditionalefficienciesgainedfromthelocalMedicaidtakeover,this
changeisexpectedtoavoidStateGeneralFundcostsofapproximately$32millioninFY2014,
$50 million in FY 2015, and $67 million annually thereafter, without placing additional fiscal
pressureontheMedicaidGlobalCap.

Ongoing MRT efforts have identified a variety of other programmatic efficiencies and re
investments which are expected to improve overall service delivery within the health care
industry, but which are not expected to have a significant net financial impact on the States
Medicaidprogram.

FY2014MidYearUpdate

67

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

PUBLIC HEALTH/AGING PROGRAMS
Public Health includes the EPIC program that provides prescription drug insurance to low
incomeseniors,theCHPprogramthatfinanceshealthinsurancecoverageforchildrenoflow
income families up to the age of 19, the GPHW program that reimburses local health
departmentsforthecostofprovidingcertainpublichealthservices,theEIprogramthatpays
for services to infants and toddlers under the age of three with disabilities or developmental
delays,andotherHCRAandStatesupportedprograms.

TheStateOfficefortheAgingpromotesandadministersprogramsandservicesforNewYorkers
60yearsofageandolder.TheOfficeprimarilyoverseescommunitybasedservices,including
but not limited to inhome services and nutrition assistance, provided through a network of
countyAreaAgenciesonAgingandlocalproviders.

PUBLICHEALTHANDAGING
(millionsofdollars)
FY2013
Results

FY2014
Updated

Change

FY2015
Projected

Change

FY2016
Projected

Change

FY2017
Projected

Change

TOTALSTATEOPERATINGFUNDS

2,040

2,193

7.5%

1,997

8.9%

1,989

0.4%

1,960

1.5%

PublicHealth

1,927

2,079

7.9%

1,877

9.7%

1,862

0.8%

1,828

1.8%

ChildHealthPlus
GeneralPublicHealthWork
EPIC
EarlyIntervention

364
247
98
144

380
186
170
151

4.4%
24.7%
73.5%
4.9%

446
237
207
167

17.4%
27.4%
21.8%
10.6%

378
233
237
171

15.2%
1.7%
14.5%
2.4%

304
238
258
171

19.6%
2.1%
8.9%
0.0%

HCRAProgramAccount
FSHRP

442
249

431
384

2.5%
54.2%

429
0

0.5%
100.0%

441
0

2.8%
0.0%

441
0

0.0%
0.0%

383

377

1.6%

391

3.7%

402

2.8%

416

3.5%

113

114

0.9%

120

5.3%

127

5.8%

132

3.9%

AllOther
Aging

Many public health programs, such as EI and GPHW programs, are run by county health
departments and reimbursed by the State for a share of program costs. The State spending
projectionsdonotincludethecountyshareofpublichealthfunding.Inaddition,asignificant
portionofHCRAspendingisincludedunderthepublichealthbudget.

SpendinggrowthintheCHPprogramthroughFY2015largelyreflectscostsassociatedwiththe
expectationofadditionalcaseloadgrowthundertheACA.AsCHPenrollmentincreases,initial
costs to the State are expected; however, these costs are expected to decrease beginning in
FY2016whenenhancedFederalparticipationratesbecomeeffective.

Increased State support for the EPIC program, which was authorized in the FY 2013 Enacted
Budget to provide coverage of Medicare Part D copayments and coinsurance for enrollees
outsideoftheexistingcoveragegap,isalsodrivingasubstantialportionofspendinggrowth,as

FY2014MidYearUpdate

68

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

thischangetookeffectonJanuary1,2013.IncreasedspendingforexpandedEPICcoverage,as
wellasgrowthduetotherisingcostsofprescriptiondrugmedication,isexpectedtobepartly
financedbyadditionalrevenuegeneratedfromrebatesreceivedfromdrugmanufacturers.

The FSHRP program, which is Federal funding provided to the State on a timelimited basis
throughaFederalwaiverundertermsandconditionsaimedatimprovingthedeliveryofhealth
care services, is expected to terminate at the end of FY 2014. Spending growth in FY 2014
reflectstheanticipationofpeakutilizationpriortotheexpirationoffunding.

The yearoveryear decrease for GPHW in FY 2014 reflects revised spending assumptions
associatedwithreducedmunicipalclaimingonvariousservices.

FY2014MidYearUpdate

69

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

HCRA FINANCIAL PLAN

HCRA was established in 1996 to help finance a portion of State health care activities.
ExtensionsandmodificationstoHCRAhavefinancednewhealthcareprograms,includingFHP,
andprovidedadditionalfundingfortheexpansionofexistingprogramssuchasCHP.HCRAhas
alsoprovidedadditionalfinancingforthehealthcareindustry,includinginvestmentsinworker
recruitmentandretention,andtheHEALNYprogramforcapitalimprovementstohealthcare
facilities.

HCRA receipts include surcharges and assessments on hospital revenues, a covered lives
assessmentpaidbyinsurancecarriers,aportionofcigarettetaxrevenues,andotherrevenues
dedicatedbystatute,aswellaspotentialfutureproceedsfrominsurancecompanyconversions.
TotalHCRArevenuesareestimatedtogrowbyapproximately3.3percentonanannualbasis
duringtheFinancialPlanperiod.

In addition to FHP, CHP, and HEAL NY, HCRA helps fund Medicaid, EPIC, physician excess
medicalmalpracticeinsurance,andIndigentCarepayments,whichprovidefundingtohospitals
servingadisproportionateshareofindividualswithouthealthinsurance.

The FY 2014 Enacted Budget included reductions to various public health programs and the
shift of funding for certain programs between HCRA and the General Fund. The shifts are
expectedtolowerspendinginHCRAbyapproximately$145millioninFY2014and$175million
thereafterandincreasetheGeneralFundspendingbythesameamount.

HCRA is expected to remain in balance over the multiyear projection period. Under the
current HCRA appropriation structure, spending reductions will occur if resources are
insufficient to meet spending levels. These spending reductions could potentially affect core
HCRA programs. The reauthorizations of HCRA in prior years maintained HCRAs balance
withouttheneedforautomaticspendingreductions.

Given the interrelationship between the General Fund and HCRA, any balances in HCRA are
typicallyeliminatedbyadjustingthelevelofMedicaiddisbursementsthatHCRAfinances.This
reducescoststhatotherwisewouldhavebeenpaidforbytheGeneralFund.Conversely,any
shortfallinHCRAisexpectedtobefinancedbytheGeneralFund.

FY2014MidYearUpdate

70

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

HCRAFINANCIALPLANFY2013THROUGHFY2017
(millionsofdollars)
FY2013
Results

FY2014
Updated

FY2015
Projected

FY2016
Projected

FY2017
Projected

18

TOTALRECEIPTS
Surcharges
CoveredLivesAssessment
CigaretteTaxRevenue
ConversionProceeds
HospitalAssessments
NYCCigaretteTaxTransfer/Other

5,336
2,723
1,045
1,108
0
330
130

5,610
2,818
1,045
1,060
175
340
172

5,854
2,918
1,045
1,041
300
360
190

5,949
3,013
1,045
1,018
300
376
197

6,049
3,111
1,045
995
300
393
205

TOTALDISBURSEMENTS
MedicaidAssistanceAccount
MedicaidCosts
FamilyHealthPlus
WorkforceRecruitment&Retention
AllOther

5,321
3,219
1,840
682
157
540

5,628
3,437
2,138
650
197
452

5,854
3,812
2,852
311
197
452

5,949
3,878
3,229
0
197
452

6,049
4,040
3,391
0
197
452

459
777
105
372
128
261

445
776
183
386
29
372

444
792
220
453
0
133

460
792
250
385
0
184

460
792
271
312
0
174

OPENINGBALANCE

HCRAProgramAccount
HospitalIndigentCare
ElderlyPharmaceuticalInsuranceCoverage
ChildHealthPlus
PublicHealthPrograms
AllOther
ANNUALOPERATINGSURPLUS/(DEFICIT)

15

CLOSINGBALANCE

18

(18)
0

FY2014MidYearUpdate

71

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

MENTAL HYGIENE
The Department of Mental Hygiene is comprised of three independent agencies: OPWDD,
OMH, and OASAS. Services are administered to adults with serious and persistent mental
illness;childrenwithseriousemotionaldisturbances;individualswithdevelopmentaldisabilities
and their families; persons with chemical dependencies; and individuals with compulsive
gambling problems. These agencies provide services directly to their patients through State
operated facilities and indirectly through community service providers. The costs associated
with providing these services are funded by reimbursement from Medicaid, Medicare, third
partyinsuranceandStatefunding.Patientcarerevenuesarepledgedfirsttothepaymentof
debtserviceonoutstandingmentalhygienebonds,whichareissuedtofinanceimprovements
toinfrastructureatmentalhygienefacilitiesthroughouttheState,withtheremainingrevenue
usedtosupportStateoperatingcosts.
MENTALHYGIENE
(millionsofdollars)
FY2013
Results

FY2014
Updated

Change

FY2015
Projected

Change

FY2016
Projected

Change

FY2017
Projected

Change

TOTALSTATEOPERATINGFUNDS

3,602

2,833

21.3%

3,450

21.8%

3,967

15.0%

4,173

5.2%

PeoplewithDevelopmentalDisabilities
ResidentialServices
DayPrograms
Clinic
OtherLocal
MentalHygieneStabilizationFund

2,196
1,551
560
22
63
0

1,420
1,519
548
22
61
(730)

35.3%
2.1%
2.1%
0.0%
3.2%
0.0%

1,862
1,630
588
23
66
(445)

31.1%
7.3%
7.3%
4.5%
8.2%
39.0%

2,157
1,712
618
25
69
(267)

15.8%
5.0%
5.1%
8.7%
4.5%
40.0%

2,220
1,756
635
25
71
(267)

2.9%
2.6%
2.8%
0.0%
2.9%
0.0%

MentalHealth
AdultLocalServices
ChildrenLocalServices

1,094
913
181

1,097
917
180

0.3%
0.4%
0.6%

1,256
1,048
208

14.5%
14.3%
15.6%

1,461
1,239
222

16.3%
18.2%
6.7%

1,590
1,364
226

8.8%
10.1%
1.8%

311
134
105
55
17

315
135
106
57
17

1.3%
0.7%
1.0%
3.6%
0.0%

331
142
112
60
17

5.1%
5.2%
5.7%
5.3%
0.0%

348
149
118
63
18

5.1%
4.9%
5.4%
5.0%
5.9%

362
155
123
65
19

4.0%
4.0%
4.2%
3.2%
5.6%

0.0%

0.0%

0.0%

0.0%

AlcoholandSubstanceAbuse
Outpatient/Methadone
Residential
PreventionandProgramSupport
Crisis
CQCAPD/JusticeCenter

LegislationenactedinFY2013establishedtheJusticeCenterfortheProtectionofPeoplewith
Special Needs, which has the primary responsibility for tracking, investigating and pursuing
serious abuse/neglect complaints at facilities and provider settings operated, certified, or
licensed by six State agencies. The activities of the Commission on Quality of Care and
Advocacy for Persons with Disabilities were subsumed by the Justice Center when it became
operationalonJune30,2013.

FY2014MidYearUpdate

72

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

Local assistance spending in mental hygiene accounts for nearly half of total mental hygiene
spending from State Operating Funds, and is projected to grow by an average rate of 3.7
percent annually. This growth is attributable to increases in the projected State share of
Medicaid costs and projected expansion of the various mental hygiene service systems,
including: increases primarily associated with developing new OPWDD residential and non
residential services and supports; the New York/New York III Supportive Housing agreement;
and community beds that are currently under development in the OMH pipeline. Additional
outyear spending is assumed in Financial Plan estimates for costs associated with efforts to
moveindividualsinnursinghomesandothersettingstotheleastrestrictivesettingpossible,as
well as several chemical dependence treatment and prevention initiatives for individuals
receivingservicesthroughOASAS.

TheFinancialPlanachieveslowerspendinggrowthbyauthorizingtheeliminationofautomatic
inflationary factors in FY 2014, including the 1.4 percent Human Services Cost of Living
AdjustmentandMedicaidtrendadjustment,whichprovidesratereimbursementadjustments
for eligible providers of services to the developmentally disabled; improved program
efficiencies; enhanced audit recoveries; reduced administrative costs reimbursed to OPWDD
providers;andrevisedestimatesformentalhealthcommunitybedfunding.

OPWDDsMedicaidrelatedspendingestimateswerereviseddownwardintheEnactedBudget
FinancialPlanby$820millioninFY2014,$535millioninFY2015,and$357millionthereafter.
These revisions are attributable to the impact of reduced Federal revenue from Medicaid
reimbursement at Stateoperated facilities providing developmental disability services. To
compensate for the reduced Federal reimbursement for services provided, the State is
undertakingvariousactionstoreduceoverallcostsintheleastdisruptivemannerpossiblefor
servicedelivery.TheseactionsincludeshiftingaportionofOPWDDMedicaidcoststoDOH,the
impact of which is expected to be managed on a neutral Financial Plan basis through the
implementation of several actions, including comprehensive programreforms consistent with
other states to generate Federal reimbursement for services already being provided, and the
managementofcertainMRTinvestmentinitiatives.Thesesavingsarevaluedat$730millionin
FY2014,$445millioninFY2015,and$267millionineachofFY2016andFY2017andarepart
oftheMentalHygieneStabilizationFundwithintheDOHglobalspendingcap.Inaddition,$90
million of savings will be achieved by OPWDD through a combination of actions identified in
consultation with all relevant parties. These include $50 million in savings from reduced
administrative costs, improved efficiencies, and collaborative efforts to utilize lower cost
communitybasedsupportsandservicesasopposedtomorecostlysettingssuchasinstitutions
and residential schools. In addition, $40 million in savings will be generated from increased
auditrecoveriesgeneratedbyenhancedauditactivitybytheOMIGrelatedtoOPWDDservices
providedbynonprofitagencies.

FY2014MidYearUpdate

73

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

SOCIAL SERVICES
OTDA local assistance programs provide cash benefits and supportive services to lowincome
families.TheStatesthreemainprogramsincludeFamilyAssistance,SafetyNetAssistanceand
SSI. The Family Assistance program, which is financed by the Federal government, provides
timelimitedcashassistancetoeligiblefamilies.TheSafetyNetAssistanceprogram,financed
bytheStateandlocaldistricts,providescashassistanceforsingleadults,childlesscouples,and
familiesthathaveexhaustedtheirfiveyearlimitonFamilyAssistanceimposedbyFederallaw.
The State SSI Supplementation program provides a supplement to the Federal SSI benefit for
theelderly,visuallyhandicapped,anddisabled.
TEMPORARYANDDISABILITYASSISTANCE
(millionsofdollars)

TOTALSTATEOPERATINGFUNDS
SSI
PublicAssistanceBenefits
WelfareInitiatives
AllOther

FY2013
Results

FY2014
Updated

Change

FY2015
Projected

Change

FY2016
Projected

Change

FY2017
Projected

Change

1,540
745
636
36
123

1,392
766
502
19
105

9.6%
2.8%
21.1%
47.2%
14.6%

1,290
664
502
19
105

7.3%
13.3%
0.0%
0.0%
0.0%

1,318
691
502
19
106

2.2%
4.1%
0.0%
0.0%
1.0%

1,328
700
502
19
107

0.8%
1.3%
0.0%
0.0%
0.9%

The decline in OTDA spending from FY 2013 results to FY 2014 Updated Financial Plan
projectionsisdrivenprimarilybytheStatesprojectedcostsforpublicassistancecaseloadand
the fact that there are no longer timing delays for payments. The average public assistance
caseload is projected to total 554,011 recipients in FY 2014, a decrease of 3.5 percent from
FY 2013 levels. Approximately 249,528 families areexpected to receive benefits through the
FamilyAssistanceprograminFY2014,adecreaseof3.9percentfromFY2013.IntheSafety
Netprogramanaverageof118,706familiesareexpectedtobehelpedinFY2014,adecrease
of 3.3 percent from FY 2013. The caseload for single adults/childless couples supported
throughtheSafetyNetprogramisprojectedat185,777inFY2014,adecreaseof3.1percent
fromFY2013.

FY2014MidYearUpdate

74

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

OCFSprovidesfundingforfostercare,adoption,childprotectiveservices,preventiveservices,
delinquency prevention, and child care. OCFS oversees the States system of family support
andchildwelfareservicesadministeredbysocialservicesdepartmentsandcommunitybased
organizations. Specifically, child welfare services, which are financed jointly by the Federal
government, the State, and local districts, are structured to encourage local governments to
invest in preventive services intended to reduce outofhome placement of children. In
addition,theChildCareBlockGrant,whichisalsofinancedbyacombinationofFederal,State
andlocalsources,supportschildcaresubsidiesforpublicassistanceandlowincomefamilies.
Theyouthfacilitiesprogramservesyouthdirectedbyfamilyorcriminalcourtstobeplacedin
residentialfacilities.

CHILDRENANDFAMILYSERVICES
(millionsofdollars)

TOTALSTATEOPERATINGFUNDS
ChildWelfareService
FosterCareBlockGrant
Adoption
DayCare
YouthPrograms
Medicaid
CommitteesonSpecialEducation
AdultProtective/DomesticViolence
AllOther

FY2013
Results

FY2014
Updated

Change

FY2015
Projected

Change

FY2016
Projected

Change

FY2017
Projected

Change

1,492
334
436
142
216
130
89
37
34
74

1,604
462
436
162
165
152
87
30
31
79

7.5%
38.3%
0.0%
14.1%
23.6%
16.9%
2.2%
18.9%
8.8%
6.8%

1,760
493
456
164
249
161
90
33
35
79

9.7%
6.7%
4.6%
1.2%
50.9%
5.9%
3.4%
10.0%
12.9%
0.0%

1,828
526
473
167
249
163
94
38
41
77

3.9%
6.7%
3.7%
1.8%
0.0%
1.2%
4.4%
15.2%
17.1%
2.5%

1,914
560
491
171
249
163
98
43
48
91

4.7%
6.5%
3.8%
2.4%
0.0%
0.0%
4.3%
13.2%
17.1%
18.2%

FinancialPlangrowthisdrivenbyincreasesinclaimsbasedprograms;anincreaseinGeneral
Fund spending on Day Care beginning in FY 2015, in order to keep spending on this program
constantafteraprojecteddecreaseinFederalfunding;andthecontinuedimplementationof
the NYC Close to Home Initiative. Growth in Child Welfare Services and Adult
Protective/Domestic Violence reflects anticipated growth in local claims and flat Federal
funding.

FY2014MidYearUpdate

75

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

TRANSPORTATION

In FY 2014, DOT will provide $4.7 billion in local assistance to support statewidemass transit
systems.Thisfunding,financedthroughthecollectionofdedicatedtaxesandfees,isprovided
to mass transit operators throughout the State to support operating costs. The MTA, due to
the size and scope of its transit system, receives the majority of the statewide mass transit
operating aid. Additionally, the MTA receives operating support from the Mobility Tax and
MTAAidTrustFund,authorizedinMay2009tocollectregionaltaxesandfeesimposedwithin
theMetropolitanCommuterTransportationDistrict.TheStatecollectsthesetaxesandfeeson
behalf of, and disburses the entire amount to, the MTA to support the transit system.
Legislation enacted in December 2011 eliminates the MTA payroll tax for all elementary and
secondaryschoolsaswellasforcertainsmallbusinesses.TheStateisexpectedtocompensate
theMTAforthedecreaseinreceiptsfromthistaxreduction.

OperatingaidtotheMTAandothertransitsystemsisexpectedtoincreaseinFY2014by10.1
percent, which reflects the impact of timing associated with availability of funding resources
andgrowthassumedinthecurrentreceiptsforecast.
TRANSPORTATION
(millionsofdollars)

TOTALSTATEOPERATINGFUNDS

FY2013
Results

FY2014
Updated

Change

FY2015
Projected

Change

FY2016
Projected

Change

FY2017
Projected

Change

4,303

4,739

10.1%

4,831

1.9%

4,910

1.6%

4,995

1.7%

MassTransitOperatingAid:

1,906

2,105

10.4%

2,101

0.2%

2,101

0.0%

2,101

0.0%

MetroMassTransitAid

1,761

1,964

11.5%

1,960

0.2%

1,960

0.0%

1,960

0.0%

PublicTransitAid

93

89

4.3%

89

0.0%

89

0.0%

89

0.0%

18BGeneralFundAid

27

27

0.0%

27

0.0%

27

0.0%

27

0.0%

SchoolFare
MobilityTaxandMTAAidTrust
DedicatedMassTransit
AMTAP
AllOther

25

25

0.0%

25

0.0%

25

0.0%

25

0.0%

1,705

1,909

12.0%

1,986

4.0%

2,061

3.8%

2,143

4.0%

647

680

5.1%

698

2.6%

702

0.6%

706

0.6%

45

45

0.0%

45

0.0%

45

0.0%

45

0.0%

0.0%

0.0%

FY2014MidYearUpdate

76

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

LOCAL GOVERNMENT ASSISTANCE
Direct aid to local governments includes the AIM program, which was created in FY 2006 to
consolidate various unrestricted local aid funding streams; VLT impact aid; and Small
GovernmentAssistanceandMiscellaneousFinancialAssistance.Inaddition,theStateprovides
incentivegrantstolocalgovernments.Spendingforefficiencyincentivegrantsincreasesover
themultiyearperiodreflectingtheimplementationoftheLocalGovernmentPerformanceand
Efficiency Program enacted in FY 2012, as well as funding potential awards through the new
FinancialRestructuringBoardforlocalgovernments.
LOCALGOVERNMENTASSISTANCE
(millionsofdollars)
FY2013
Results

FY2014
Updated

Annual%
Change

FY2015
Projected

Annual%
Change

FY2016
Projected

Annual%
Change

FY2017
Projected

Annual%
Change

754

764

1.3%

769

0.7%

782

1.7%

794

1.5%

429
218
68
6

429
218
68
11

0.0%
0.0%
0.0%
83.3%

429
218
68
20

0.0%
0.0%
0.0%
81.8%

429
218
68
35

0.0%
0.0%
0.0%
75.0%

429
218
68
47

0.0%
0.0%
0.0%
34.3%

33

38

15.2%

34

10.5%

32

5.9%

32

0.0%

TOTALSTATEOPERATINGFUNDS
AIM:
BigFourCities
OtherCities
TownsandVillages
EfficiencyIncentives
AllOtherLocalAid

ALL OTHER LOCAL ASSISTANCE SPENDING

Otherlocalassistanceprogramsandactivitiesincludecriminaljustice,economicdevelopment,
aging, and housing. Spending in these areas is not expected to change materially over the
FinancialPlanperiod.

FY2014MidYearUpdate

77

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

AGENCY OPERATIONS

Agency operating costs include personal service, nonpersonal service, and GSCs. Personal
serviceincludessalariesofStateemployeesoftheExecutive,Legislative,andJudicialbranches,
as well as overtime payments and costs for temporary employees. Nonpersonal service
generallyaccountsforthecostofoperatingStateagencies,includingrealestaterental,utilities,
contractual payments (i.e., consultants, information technology, and professional business
services),suppliesandmaterials,equipment,andtelephoneservice.GSCsaccountforthecosts
offringebenefits(i.e.,pensions,healthinsurance)providedtoStateemployeesandretireesof
the Executive, Legislative and Judicial branches, and certain fixed costs paid by the State. In
addition, certain agency operations of Transportation and Motor Vehicles are included in the
capital projects fund type and not reflected in the State Operating Funds personal service or
nonpersonalservicetotals.

Approximately94percentoftheStateworkforceisunionized.ThelargestunionsincludeCSEA,
whichrepresentsofficesupportstaffandadministrativepersonnel,machineoperators,skilled
tradeworkers,andtherapeuticandcustodialcarestaff;PEF,whichrepresentsprofessionaland
technical personnel (i.e., attorneys, nurses, accountants, engineers, social workers, and
institutionteachers);UUP,whichrepresentsfacultyandnonteachingprofessionalstaffwithin
the State University system; and NYSCOPBA, which represents security personnel (correction
officers,safetyandsecurityofficers).

Selected assumptions used in preparing the spending projections for the States major
programsandactivitiesaresummarizedinthefollowingtable.
FORECASTOFSELECTEDPROGRAMMEASURESAFFECTINGPERSONALSERVICEANDFRINGEBENEFITS
Forecast
FY2013
Results

FY2014
Updated

FY2015
Projected

FY2016
Projected

FY2017
Projected

0
0
119,756

0
0
120,520

2%
2%
120,460

2%
TBD
120,460

TBD
TBD
120,460

19.4%
11.5%

21.5%
12.5%

20.5%
13.5%

18.0%
14.5%

16.3%
15.5%

26.6%
19.5%
3.1%
14.5%

29.9%
20.5%
5.4%
14.2%

28.6%
21.5%
8.5%
14.5%

26.2%
22.5%
8.5%
14.6%

24.2%
23.5%
8.5%
14.4%

NegotiatedBaseSalaryIncreases
CSEA/NYSCOPBA/Council82/UUP
PEF/NYSPBA
2
StateWorkforce
ERSPensionContributionRate3
BeforeAmortization(Normal/Admin/GLIP)
AfterAmortization
PFRSPensionContributionRate
BeforeAmortization(Normal/Admin/GLIP)
AfterAmortization
Employee/RetireeHealthInsuranceGrowthRates
PS/Fringeas%ofReceipts(AllFundsBasis)

2
3

Reflectscurrentcollectivebargainingagreementswithsettledunions.Doesnotreflectpotentialimpactoffuturenegotiatedworkforce
agreements.
ReflectsworkforcethatisSubjecttoDirectExecutiveControl.
AsPercentofSalary.

FY2014MidYearUpdate

78

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

Growthinagencyoperatingspendingisconcentratedinagenciesthatoperatelargefacilities,
such as the State University, the mental hygiene agencies, and Corrections and Community
Supervision.Themaincausesofgrowthincludeinflationaryincreasesinpayrollandoperating
costs expected for food, medical care and prescription drugs, and energy costs in State
facilities, offset by expected savings from enterprise procurement initiatives, including
procurement reform, real estate restacking, and consolidation of backoffice functions. In
most years, there are 26 biweekly pay periods. In FY 2016, there is one additional State
institutionalpayroll,whichresultsinhigherspendingmainlyinmentalhygieneandcorrections.
In addition, the State will begin repayment to State employees of certain amounts withheld
pursuanttotheDRPinFY2012andFY2013beginninginthelastpayperiodinFY2015.

PrioryearcollectivebargainingagreementswithNYSCOPBA,Council82andUUPLifeguardsare
reflected in the personal service costs in the following table and include retroactive salary
increasesalreadypaidinFY2013forprioryears.

FY2014MidYearUpdate

79

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

STATEOPERATINGFUNDSAGENCYOPERATIONS1
(millionsofdollars)

SUBJECTTODIRECTEXECUTIVECONTROL

FY2013
Results
9,819

FY2014
Updated
9,774

FY2015
Projected
9,964

FY2016
Projected
10,320

FY2017
Projected
10,466

MentalHygiene
CorrectionsandCommunitySupervision
StatePolice
PublicHealth
TaxandFinance
ChildrenandFamilyServices
EnvironmentalConservation
FinancialServices
TemporaryandDisabilityAssistance
Parks,RecreationandHistoricPreservation
Workers'CompensationBoard
Lottery/Gaming
GeneralServices
InformationTechnologyServices
AllOther

2,914
2,741
601
526
372
302
231
193
187
180
150
124
145
60
1,093

2,893
2,553
651
422
349
262
232
203
151
180
152
161
170
236
1,159

2,911
2,610
647
429
356
246
231
205
160
178
152
165
144
267
1,263

3,027
2,746
660
416
363
242
234
208
157
180
155
166
145
271
1,350

2,981
2,701
666
417
371
247
236
208
161
182
157
166
148
271
1,554

UNIVERSITYSYSTEMS

5,552

5,669

5,777

5,916

6,054

StateUniversity
CityUniversity

5,451
101

5,581
88

5,687
90

5,824
92

5,960
94

INDEPENDENTAGENCIES

297

304

310

319

323

Law
Audit&Control

160
137

165
139

167
143

171
148

173
150

15,668

15,747

16,051

16,555

16,843

1,812
203

1,878
219

2,000
224

2,095
227

2,111
231

StatewideTotal

17,683

17,844

18,275

18,877

19,185

PersonalService

12,403
3.0%
5,280
2.3%

12,366
0.3%
5,478
3.8%

12,642
2.2%
5,633
2.8%

13,078
3.4%
5,799
2.9%

13,210
1.0%
5,975
3.0%

TOTAL,EXCLUDINGJUDICIARYANDLEGISLATURE
Judiciary
Legislature

NonPersonalService

1
BeginninginFY2013,theFinancialPlanreflectstheshiftofinformationtechnologystafffromagencies
acrosstheStatetoITSaswellasthetransferofbusinessservicesstafftoOGS.

FY2014MidYearUpdate

80

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

GENERAL STATE CHARGES

Fringe benefit payments, many of which are mandated by statute or collective bargaining
agreements, include employer contributions for pensions, Social Security, health insurance,
workerscompensation,unemploymentinsuranceanddentalandvisionbenefits.Themajority
of employee fringe benefit costs are paid centrally from statewide appropriations. However,
certain agencies, including the Judiciary and SUNY, directly pay all or a portion of their
employeesfringebenefitcostsfromtheirrespectivebudgets.Employeefringebenefitspaid
through GSCs are paid from the General Fund in the first instance, and then partially
reimbursedbyrevenuecollectedfromfringebenefitassessmentsonFederalfundsandother
special revenue accounts. The largest General Fund reimbursement comes from the mental
hygieneagencies.

GSCsalsoincludecertainfixedcostssuchasStatetaxespaidtolocalgovernmentsforcertain
Stateownedlands,andpaymentsrelatedtolawsuitsagainsttheStateanditspublicofficers.

GENERALSTATECHARGES
(millionsofdollars)

TOTALSTATEOPERATINGFUNDS
FringeBenefits
HealthInsurance
EmployeeHealthInsurance
RetireeHealthInsurance
Pensions
SocialSecurity
AllOtherFringe
FixedCosts

FY2013
Results
6,437

FY2014
Updated Change
7,058
9.6%

FY2015
Projected Change
7,533
6.7%

FY2016
Projected
7,954

Change
5.6%

FY2017
Projected Change
8,287
4.2%

6,046
3,129
1,720
1,409

6,669
3,315
1,824
1,491

10.3%
5.9%
6.0%
5.8%

7,132
3,476
1,945
1,531

6.9%
4.9%
6.6%
2.7%

7,554
3,711
2,060
1,651

5.9%
6.8%
5.9%
7.8%

7,887
4,020
2,232
1,788

4.4%
8.3%
8.3%
8.3%

1,601
942
374

1,982
960
412

23.8%
1.9%
10.2%

2,256
978
422

13.8%
1.9%
2.4%

2,418
997
428

7.2%
1.9%
1.4%

2,446
1,015
406

1.2%
1.8%
5.1%

391

389

0.5%

401

3.1%

400

0.2%

400

0.0%

GSCsareprojectedtoincreaseatanaverageannualrateof6.5percentovertheFinancialPlan
period. This is due to projected growth in health insurance and pension costs, offset by
revenue collected from fringe benefit assessments, particularly from the mental hygiene
agencies.

FY2014MidYearUpdate

81

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

TRANSFERS TO OTHER FUNDS (GENERAL FUND BASIS)

General Fund transfers help finance the States share of Medicaid costs for Stateoperated
mental hygiene facilities, debt service for bonds that do not have dedicated revenues, SUNY
operatingcosts,certaincapitalactivities,andarangeofotheractivities.
GENERALFUNDTRANSFERSTOOTHERFUNDS
(millionsofdollars)
FY2013
Results
TOTALTRANSFERSTOOTHERFUNDS
MentalHygieneMedicaidStateShare
DebtService
SUNYUniversityOperations
CapitalProjects
DedicatedHighwayandBridgeTrustFund
AllOtherCapital
ALLOTHERTRANSFERS
MentalHygiene
DepartmentofTransportation(MTATax)
SUNYDisproportionateShare
JudiciaryFunds
SUNYHospitalOperations
BankingServices
StatewideFinancialSystem
IndigentLegalServices
MassTransportationOperatingAssistance
AlcoholicBeverageControl
InformationTechnologyServices
PublicTransportationSystems
CorrectionalIndustries

AllOther

6,794
2,846
1,647
340
916
519
397
1,045
0
277
209
112
81
61
48
34
38
17
14
12
10
132

FY2014
Updated
8,702
1,813
1,646
971
1,227
551
676
3,045
1,839
332
228
107
67
65
53
40
37
18
40
12
10
197

FY2015
Projected

FY2016
Projected

FY2017
Projected

8,861
1,338
1,165
971
1,384
592
792
4,003
2,838
334
228
108
60
65
55
40
37
20
14
12
10
182

9,682
1,311
1,452
971
1,400
606
794
4,548
3,400
334
228
109
60
65
55
40
37
20
6
12
10
172

10,248
1,279
1,345
971
1,799
720
1,079
4,854
3,688
334
228
109
60
65
55
40
37
20
10
12
10
186

AsignificantportionofthecapitalandoperatingexpensesofDOTandDMVarefundedfrom
theDHBTF.TheFundreceivesvariousdedicatedtaxandfeerevenues,includingthepetroleum
businesstax,motorfueltax,andhighwayusetaxes.TheFinancialPlanincludestransfersfrom
theGeneralFundthateffectivelysubsidizetheexpensesoftheDHBTF.Thesubsidyisrequired
because the cumulative expenses of the fund capital and operating expenses of DOT and
DMV, debt service on certain transportation bonds exceed current and projected revenue
depositsandbondproceeds.

General Fund transfers to other funds are expected to total $8.7 billion in FY 2014 a
$1.9 billion increase from FY 2013. This increase is predominantly a function of the re
categorization of SUNY operating support, and the higher costs associated with operating
mentalhygienefacilitiesinlieuofreducedFederalrevenue.

FY2014MidYearUpdate

82

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

DEBT SERVICE
TheStatepaysdebtserviceonalloutstandingStatesupportedbonds.Theseincludegeneral
obligationbonds,forwhichtheStateisconstitutionallyobligatedtopaydebtservice,aswellas
bonds issued by State public authorities (i.e., Empire State Development, DASNY, and the
Thruway Authority, subject to an appropriation). Depending on the credit structure, debt
service is financed by transfers from the General Fund, dedicated taxes and fees, and other
resources,suchaspatientincomerevenues.

DEBTSERVICESPENDINGPROJECTIONS
(millionsofdollars)

GeneralFund
OtherStateSupport
StateOperatingFunds
CapitalProjectsFunds
TotalAllFunds

FY2013
Results
1,647

FY2014
Updated
1,646

Annual
Change
(1)

Percent
Change
0.1%

4,491
6,138
0
6,138

4,414
6,060
0
6,060

(77)
(78)
0
(78)

1.7%
1.3%
0.0%
1.3%

Totaldebtserviceisprojectedat$6.1billioninFY2014,ofwhich$1.6billionispaidfromthe
General Fund through transfers, and $4.4 billion from other State funds. The General Fund
transferfinancesdebtservicepaymentsongeneralobligationandservicecontractbonds.Debt
serviceispaiddirectlyfromotherStatefundsfortheStatesrevenuebonds,includingPITand
SalesTaxbonds,DHBTFbonds,andmentalhealthfacilitiesbonds.

FY 2014 spending estimates are unchanged, and continue to assume the prepayment of
$318millionofdebtservicethatisdueduringFY2015.

FY2014MidYearUpdate

83

FY 2014
Year-To-date
Operating
Results

FY2014YearToDateOperatingResults
This section provides a summary of April 2013 through September 2013 operating results
comparedto(1)theinitialprojectionssetforthintheFY2014EnactedBudget;(2)therevised
projections of the First Quarterly Update to the Financial Plan; and (3) results through
September2012.

GENERAL FUND RESULTS

The State ended the month of September 2013 with a closing balance of $6.3 billion in the
GeneralFund,$1.6billionhigherthanprojectedintheEnactedBudgetFinancialPlan(and$710
millionhigherthantherevisedprojectionsoftheFirstQuarterlyUpdate).Thehigherbalanceis
mainlyduetolowerthanplannedspending($1.2billion).

GENERAL FUND OPERATING RESULTS THROUGH SEPTEMBER 2013

(millions of dollars)
Enacted
Plan
Opening Balance

Revised
Plan

Results

Variance Above/(Below)
Enacted
Revised

1,610

1,610

1,610

31,577
29,976
20,253

32,058
30,075
20,306

31,933
30,063
20,347

356
87
94

6,086

6,179

6,226

140

47

2,789
848

2,716
874

2,568
922

(221)
74

(148)
48

1,461
140

1,671
312

1,556
314

95
174

(115)
2

28,503

28,104

27,269

(1,234)

(835)

Education
Health Care

7,727
6,450

7,422
6,191

7,077
6,091

(650)
(359)

(345)
(100)

Social Services
Higher Education

1,479
1,308

1,400
1,359

1,418
1,261

(61)
(47)

18
(98)

All Other Local Assistance

1,376

1,394

1,338

(38)

(56)

Personal Service
Non-Personal Service

2,814
922

2,851
808

2,862
794

48
(128)

11
(14)

General State Charges

Debt Service Transfer

2,448
633

2,505
610

2,398
462

(50)
(171)

(107)
(148)

Capital Projects Transfer

529

601

580

51

(21)

State Share Medicaid Transfer

SUNY Operations Transfer

831
812

993
812

1,159
810

328
(2)

166
(2)

All Other Transfers

1,174

1,158

1,019

(155)

(139)

Change in Operations

3,074

3,954

4,664

1,590

710

Closing Balance

4,684

5,564

6,274

1,590

710

Total Receipts
Taxes:
1

Personal Income Tax

User Taxes and Fees1
Business Taxes
1

Other Taxes
Receipts and Grants
Transfers From Other Funds
Total Spending

0
(125)
(12)
41

Includes transfers from other funds after debt service.

FY2014MidYearUpdate

87

FY 2014 YEAR-TO-DATE OPERATING RESULTS

RECEIPTS

Through September 2013, General Fund receipts, including transfers from other funds, were
$356 million above initial projections, reflecting higher tax collections ($87 million),
miscellaneousreceipts($95million)andtransfersfromotherfunds($174million).

The variance in tax collections is comprised of higher PIT collections due to stronger than
anticipated current year estimated and 2012 final tax return payments ($94 million); higher
user taxes and fees ($140 million) reflecting stronger than expected collections for sales
associated with autos, dining and entertainment, and expenditures by utilities for postSandy
repairs; higher other taxes receipts ($74 million) due to stronger real estate prices and
transactionvolume,aswellestatetaxreceipts;andlowerbusinesstaxcollections($221million)
driven mainly by lower gross collections for insurance and bank taxes due to a weakness in
2013liabilitypayments.

Higherthananticipatedmiscellaneousreceiptsincludetheunanticipatedsettlementpayments
of $250 million from BTMU for its violation of banking laws concerning interactions with
countriesandentitiessubjecttointernationalsanctions,and$10millionfromDeloitteFinancial
Advisory Services for its violation of banking laws during its consulting work at Standard
Chartered Bank; offset by lower abandoned property collections ($100 million) and lower
collections from the 18a temporary assessment imposed on public utility companies
($38million).

Transferswerehigherthaninitiallyestimatedduetotheadditionalrevenuegeneratedbythe
recentlysettledgamingagreementsbetweenNewYorkStateandtheOneidaNationofIndians,
theSaintRegisMohawkTribe,andtheSenecaNationofIndians($203million).

IntheFirstQuarterlyUpdate,GeneralFundreceiptsprojectionsthroughSeptember2013were
revisedupwardby$481millionandincludedunanticipatedsettlementpaymentsfromBTMU
andDeloitte,aswellastribalstatecompactrevenueagreements.Businesstaxcollectionswere
adjusteddownwardtoreflectthelossofrevenueassociatedwiththeEmpireZonetaxrefunds,
the Long Island Power Authority restructuring, and the weakness in 2013 liability payments,
andminorrevisionsweremadetoothertaxcategories.

In comparison to updated projections, General Fund revenue collections were $125 million
lowerthanplanned,forbothtaxcollections($12million)andnontaxreceipts($113million).
The variance in tax collections reflects lower business taxes due to a weakness in liability
payments ($148 million), partly offset by better than expected collections in all other tax
categories.Lowerabandonedpropertycollections($47million)andthe18autilityassessment
($38million)accountofthemajorityofthenontaxreceiptsvariance.

FY2014MidYearUpdate

88

FY 2014 YEAR-TO-DATE OPERATING RESULTS

SPENDING

Through September 2013, General Fund disbursements, including transfers to other funds,
were$1.2billionlowerthantheFY2014EnactedBudgetFinancialPlanprojection,duemainly
tolowerlocalspending.

Local assistance spending was lower than estimated ($1.2 billion), mainly in the areas of
education ($650 million) and health care spending ($359 million). The education variance
includes lessthananticipated School Aid disbursements through September (which do not
impact annual disbursement estimates), and $238 million in preschool special education
paymentsthatwereprocessedinOctoberinsteadofSeptember.Thehealthvarianceincludes
the earlier than expected receipt of Medicaid audit recoveries that offset State spending
($200 million); lower utilization across multiple service categories which, along with routine
timing of the receipt and application of credits, resulted in lower Medicaid cycle activity;
reduced Medicaid administrative costs; and declines in public health program spending,
includingtheGPHWprogram.TheannualGPHWestimatehasbeenreviseddownwardinthis
MidYearUpdate.

Nonpersonal service costs ($128 million) were lower than planned mainly in DOH, including
Medicaidcontractspending($40million);OTDA($21million);Judiciary($19million);OGS($17
million); DTF ($9 million); and State Police ($6 million). The variances in mental hygiene
transfers to support operational facility costs are a function of timing associated with the
submission of claims for payment. The debt service transfer was lower as a result of an
administrativedelayinthedisbursementofSUNYConstructionFundpayments($171million).

In the First Quarterly Update, projected General Fund spending through September was
reducedby$399million,mainlyintheareasofeducation($305million)andhealthcare($259
million). The education spending adjustment primarily reflects the timing of payments to
school districts. The revisions to projected health care costs mainly reflect the timing of
available HCRA resources to finance the State share of Medicaid costs. Nonpersonal service
costswerealsoadjusteddownwardbasedonexperiencetodateandupdatedinformation.The
StateShareMedicaidtransferwasrevisedupwardby$162milliontoreflectthetimingofclaim
submissionsforreimbursementofcoststomentalhygienefacilities.

In comparison to these revised projections, General Fund spending through September was
$835millionlowerthanplanned,largelyduetothetimingofpaymentsandtransactionsthat
were expected in September but occurred in October. These variances include preschool
specialeducationpayments($232million);lowerMedicaidpayments($138million)partlydue
totheearlierreceiptofauditrecoveries;SUNYcommunitycollegeandotherhighereducation
payments($98million);lowerGSCcosts($107million),asescrowpaymentsmadefrommental
hygieneaccountsoccurredearlier;anddebtservicetransferdelays($148million).Themixof

FY2014MidYearUpdate

89

FY 2014 YEAR-TO-DATE OPERATING RESULTS

General Fund transfers for Medicaid and nonMedicaid mental hygiene costs had a neutral
impactonthecashflow.

STATE OPERATING FUNDS RESULTS

The State ended September 2013 with a closing balance of $9.1 billion in State Operating
Funds, $1.9 billion above the Enacted Budget estimate ($923 million higher than the revised
estimate).Thehigherbalanceismainlyduetolowerthanplannedspending($1.5billion)andis
comprised mainly of lower education and health care spending consistent with the General
Fundvariance.

STATE OPERATING FUNDS RESULTS THROUGH SEPTEMBER 2013

(millions of dollars)
Enacted
Plan
Opening Balance

Revised
Plan

Variance Above/(Below)
Enacted
Revised

Results

4,360

4,360

4,360

43,778

44,244

44,048

270

(196)

33,691

33,781

33,728

37

(53)

Personal Income Tax

21,486

21,538

21,575

89

37

User Taxes and Fees

7,234

7,342

7,386

152

44

Business Taxes

3,516

3,432

3,247

(269)

(185)

Total Receipts
Taxes:

Other Taxes

1,455

1,469

1,520

65

51

10,087

10,463

10,320

233

(143)

42,160

41,825

40,643

(1,517)

(1,182)

10,061

9,750

9,409

(652)

(341)

9,608

9,245

9,000

(608)

(245)

Social Services

1,480

1,401

1,420

(60)

19

Transportation

2,376

2,344

2,320

(56)

(24)

Higher Education

1,308

1,359

1,261

(47)

(98)

All Other Local Assistance

2,834

3,131

3,021

187

(110)

Personal Service

6,242

6,324

6,243

(81)

Non-Personal Service

2,652

2,575

2,589

(63)

14

General State Charges

3,345

3,441

3,289

(56)

(152)

Debt Service

2,253

2,247

2,086

(167)

(161)

(3)

Other Financing Sources

1,219

1,368

1,305

86

(63)

Change in Operations

2,837

3,787

4,710

1,873

923

Closing Balance

7,197

8,147

9,070

1,873

923

Miscellaneous/Federal Receipts
Total Spending
Education
Health Care

Capital Projects

FY2014MidYearUpdate

90

FY 2014 YEAR-TO-DATE OPERATING RESULTS

RECEIPTS

ThroughSeptember2013,totalreceiptsinStateOperatingFundswere$270millionhigherthan
initial projections, reflecting the combined impacts of higher collections for both taxes
($37million)andmiscellaneousreceipts($233million).

AsnotedintheGeneralFundoperatingresults,thevarianceintaxcollectionsisafunctionof
higherPITcollectionsandusertaxes,offsetbylowerbusinesstaxreceipts.

Higher nontax receipts reflects the financial settlement payments described in the General
Fund section, partly offset by lower abandoned property collections; lower HCRA assessment
revenueattributabletotheimpactofMRTinitiativesonreducingcoststhroughouttheStates
healthcareindustry;andlowerSUNYmiscellaneousreceipts.

In the First Quarterly Update, projected State Operating Funds receipts through September
wererevisedupwardby$466milliontoreflecthighermiscellaneousreceipts($376million)and
taxes($90million).Therevisionsincludedthereceiptoffinancialsettlementpayments,partly
offsetbyreductionsfortheSUNYhospitalandtuitionreceipts;HCRArevenue;andtheSUNY
DormitoryIncomeReimbursementFund.TaxprojectionswereincreasedtoreflecthigherPIT
andusertaxcollectionsandlowerbusinesstaxcollections.

Comparedtotheserevisedestimates,totalStateOperatingFundsreceiptswere$196million
lower than planned, mostly attributable to lower business taxes ($185 million) and
miscellaneous receipts ($143 million). These variances are consistent with the General Fund
variances,andalsoincludelowerthanplannedreceiptsinboththeSUNYDormitoryFundand
HCRAFund,whicharepartlyoffsetbyadditionalMedicaidreimbursementreceivedintheSUNY
hospitalsoperatingfund.

SPENDING

StateOperatingFundsspendingwas$1.5billionbelowplannedlevels,duetolowerspendingin
localassistance($1.2billion),agencyoperations($118million),anddebtservice($167million).

These variances include the General Fund variances described above, as well as lower health
carespendinginotherStatefunds,includingFSHRP($97million)attributabletoadministrative
delaysassociatedwiththeprocessingofpayments,andlowerHCRAandproviderassessment
revenues used to finance a portion of health care spending. Other variances include lower
transitoperatingaid($56million),duetothedelayofascheduledMMTOApaymentpursuant
toarevisedcashflowscheduleagreementbetweentheStateandtheMTA;andunanticipated
paymentsmadetomunicipalitiespursuanttotherecenttribalstatecompactagreements($116
million).

FY2014MidYearUpdate

91

FY 2014 YEAR-TO-DATE OPERATING RESULTS

IntheFirstQuarterlyUpdate,StateOperatingFundsspendingprojectionsthroughSeptember
werereviseddownwardby$335 milliontoaccountforthetimingrelatedspendingvariances
describedearlier.Comparedtotherevisedprojections,totalStateOperatingFundsspending
was $1.2 billion lower than planned, which, in addition to the General Fund explanations
describedabove,mainlyreflectslowerspendinginhealthcare.

ALL GOVERNMENTAL FUNDS RESULTS

All Governmental Funds ended September 2013 with a closing balance of $7.8 billion, $1.3
billionabovetheEnactedBudget($739millionhigherthantherevisedestimate).Thehigher
balance is comprised of lower than projected spending ($1.9 billion), partly offset by lower
availableresources($606million).
All GOVERNMENTAL FUNDS RESULTS THROUGH SEPTEMBER 2013
(millions of dollars)
Enacted
Plan
Opening Balance

Variance Above/(Below)

Revised
Plan

Results

Enacted

Revised

3,876

3,876

3,876

68,650
34,391

68,173
34,474

68,057
34,419

(593)
29

21,486

21,538

21,575

89

User Taxes and Fees

7,548

7,647

7,692

144

45

Business Taxes

3,854

3,772

3,586

(268)

(186)

Total Receipts
Taxes:
Personal Income Tax

Other Taxes

0
(116)
(55)
37

1,503

1,517

1,566

63

49

Miscellaneous Receipts

11,987

11,993

11,795

(192)

(198)

Federal Grants

22,272

21,706

21,843

(429)

137

66,033

64,946

64,087

(1,946)

(859)

42,160

41,825

40,643

(1,517)

(1,182)

Total Spending
State Operating Funds:

10,061

9,750

9,409

(652)

(341)

Health Care

Education

9,608

9,245

9,000

(608)

(245)

Social Services

1,480

1,401

1,420

(60)

19

Transportation

2,376

2,344

2,320

(56)

(24)

Higher Education

1,308

1,359

1,261

(47)

(98)

All Other Local Assistance

2,834

3,131

3,021

187

(110)
(81)

Personal Service

6,242

6,324

6,243

Non-Personal Service

2,652

2,575

2,589

(63)

14

General State Charges

3,345

3,441

3,289

(56)

(152)

Debt Service

2,253

2,247

2,086

(167)

(161)

3,836

3,723

3,882

46

159

20,037

19,398

19,562

(475)

164

(20)

(29)

(33)

(13)

(4)

Capital Projects
Capital Projects Funds
Federal Operating Funds
Other Financing Sources

(3)

Change in Operations

2,597

3,198

3,937

1,340

739

Closing Balance

6,473

7,074

7,813

1,340

739

FY2014MidYearUpdate

92

FY 2014 YEAR-TO-DATE OPERATING RESULTS

RECEIPTS

Through September 2013, total receipts in All Funds were $593 million lower than initial
projections, reflecting the combined impact of lower Federal Aid ($429 million) and
miscellaneousreceipts($192million),partlyoffsetbyhighertaxcollections($29million).

In addition to the tax collection and miscellaneous receipt variances noted earlier, other
significant variances include lower than planned receipts due a timing delay of bond sales
associatedwithcertaineconomicdevelopmentprograms($412million)andFederalGrantaid
variancescommensuratetothespendingvariancesdescribedbelow.

SPENDING

InadditiontotheGeneralFundandStateOperatingFundspendingvariancesdescribedearlier,
the most notable variances are attributable to lower Federal spending ($475 million) in the
areas of Medicaid ($920 million) related to the ACA, and the timing of disaster assistance
reimbursements, that are partly offset by earlier than planned spending for public assistance
programs($535million)andeducation($455million).

FY2014MidYearUpdate

93

FY 2014 YEAR-TO-DATE OPERATING RESULTS

CAPITAL PROJECTS RESULTS
CAPITALAllFUNDSRESULTSTHROUGHSEPTEMBER2013
(millionsofdollars)
Variance
Above/(Below)
Enacted
Plan

Revised
Plan

Results

Enacted

Revised

3,636

3,210

3,367

(269)

157

Taxes
MiscellaneousReceipts

700
1,818

693
1,454

691
1,407

(9)
(411)

(2)
(47)

FederalGrants
Other

1,094
24

1,051
12

1,269
0

175
(24)

218
(12)

TotalReceipts

TotalSpending

4,488

4,355

4,526

38

171

OnBudgetSpending
Transportation
HigherEducation

3,836
2,110
589

3,723
2,093
578

3,882
2,217
567

46
107
(22)

159
124
(11)

EconomicDevelopment
ParksandEnvironment

271
268

310
254

244
363

(27)
95

(66)
109

PublicProtection
Health

167
200

139
141

129
80

(38)
(120)

(10)
(61)

MentalHygiene
GeneralGovernment

92
45

95
30

95
23

3
(22)

(0)
(7)

SocialWelfare
Education

52
21
21

26
15
42

90
16
58

38
(5)
37

64
1
16

OffBudgetSpending
HigherEducation

652
324

632
306

644
298

(8)
(26)

12

MentalHygiene
Education

70
38

84
34

103
40

33
2

19
6

6
210

6
199

8
192

2
(18)

2
(7)

0
4

0
3

0
3

0
(1)

0
0

Other

EconomicDevelopment
Transportation
Health
Other

(8)

RECEIPTS
ThroughSeptember2013,totalreceiptsinCapitalProjectsFundswere$266millionlowerthan
initial projections, due to the timing of bond sales, specifically for economic development
projects. Miscellaneous and Federal Receipts were higher than estimated, mainly due to
increasedMTArelatedexpensesinTransportation.

FY2014MidYearUpdate

94

FY 2014 YEAR-TO-DATE OPERATING RESULTS

Compared to revised estimates, receipts were higher than planned, mainly due to Federal
receiptscommensuratewithspending.

SPENDING
ThroughSeptember2013,CapitalProjectsFundstotaldisbursementswere$40millionhigher
than the FY 2014 Enacted Budget Financial Plan projections, primarily due to higher than
anticipated Transportation spending, offset by lower than estimated Health spending. Parks
andEnvironmentspendingwasalsohigherthaninitialestimates,mainlyduetostormrelated
expenses.

Comparedtorevisedprojections,spendingis$170millionhigherthanplanned,whichincludes
ongoingTransportationrelatedexpenses,andFederaldisbursementsinParksandEnvironment
programareas.ThesecostsareoffsetbytimingrelatedunderspendinginHealthandEconomic
Development.

FY2014MidYearUpdate

95

FY 2014 YEAR-TO-DATE OPERATING RESULTS

ALL GOVERNMENTAL FUNDS ANNUAL CHANGE
TheAllGovernmentalFundsbalancethroughSeptember2013was$7.8billion,or$1.8billion
higherthantheprioryear.Thegrowthinthefundbalanceinthecurrentyearisattributableto
a higher opening balance ($516 million), available resources ($5.4 billion), and spending
($4.1billion).
All GOVERNMENTAL FUNDS RESULTS YEAR-OVER-YEAR
APRIL THROUGH SEPTEMBER
(millions of dollars)

FY 2013
Results
Opening Balance
Total Receipts
Taxes:
Personal Income Tax

Increase/(Decrease)

FY 2014
Results

3,360

3,876

516

62,623

68,057

5,434

31,635

34,419

2,784

8.8%

19,368

21,575

2,207

11.4%

8.7%

User Taxes and Fees

7,341

7,692

351

4.8%

Business Taxes

3,458

3,586

128

3.7%
6.7%

1,468

1,566

98

Miscellaneous Receipts

Other Taxes

11,723

11,795

72

0.6%

Federal Grants

19,265

21,843

2,578

13.4%

59,940

64,087

4,147

6.9%

39,627

40,643

1,016

9,799

9,409

Total Spending
State Operating Funds:
Education

(390)

2.6%
-4.0%

Health Care

8,444

9,000

556

Social Services

1,644

1,420

(224)

-13.6%

Transportation

2,102

2,320

218

10.4%

Higher Education

1,124

1,261

137

12.2%

All Other Local Assistance

3,255

3,021

(234)

-7.2%

Personal Service

6,095

6,243

148

2.4%

Non-Personal Service

2,195

2,589

394

17.9%

General State Charges

2,646

3,289

643

24.3%

Debt Service

2,320

2,086

(234)

-10.1%

66.7%

3,260

3,882

622

19.1%

17,053

19,562

2,509

14.7%

(34)

(33)

Capital Projects
Capital Projects Funds
Federal Operating Funds
Other Financing Sources
Change in Operations

2,649

3,937

1,288

Closing Balance

6,010

7,813

1,803

FY2014MidYearUpdate

6.6%

96

FY 2014 YEAR-TO-DATE OPERATING RESULTS

RECEIPTS

AllFundstaxreceiptsthroughSeptember2013are$2.8billionhigherthantheprioryear,with
80percentofthegrowthattributabletohigherPITcollections($2.2billion).Thiswasduein
parttotaxpayeraccelerationsofincomeintothe2012taxyeartoavoidincreased2013Federal
tax rates. Other growth in tax receipts includes higher user tax collections ($351 million)
associated with recurring and nonrecurring taxable purchases such as auto sales,
entertainmentactivities,andutilityexpensesforpostSandyrepairwork;andhigherbusiness
taxes ($128 million) driven by higher audit receipts for corporate franchise taxes in April and
May of 2013. The remaining growth in receipts is in Federal Grants ($2.6 billion) and is
generallyaresultofincreasedFederalprogramspending,asdescribedingreaterdetailbelow.

SPENDING

Nearlytwothirdsofthe$4.1billionannualincreaseinAllFundsspendingthroughSeptember
2013isattributabletohigherFederalspending($2.5billion),mainlyintheareasofhealthcare,
disaster assistance associated with Sandyrelated storm recovery activities, and public
assistance.

State Operating Funds spending has increased by $1.0 billion through September 2013
compared to the prior year. Growth in local assistance spending includes higher Medicaid
spending due to lower spending during the first six months of the prior year as a result of
delayedFederalapprovalofcertainrateincreases;transitaidspendingofavailableresources;
andincreasedhighereducationspending.

Agency operations spending growth includes higher personal service costs, which is mainly
comprisedofincreasedcompensation,overtimeandotherpayments;andnonpersonalservice
costs,whichincludesincreasedspendingbySUNYfromadditionalrevenuebeinggeneratedat
their campuses. Spending for GSCs has increased from the prior year,as the States pension
payments are now being paid on a monthly basis, rather than during the final month of the
fiscalyear,togenerateinterestsavings.

Capitalprojectsspendinghasincreasedby$622millionfromtheprioryear,whichisaresultof
both budgeted growth, particularly for DOTrelated costs in the DHBTF, and from certain
systemrelatedtransactiondelaysduringFY2012relatedtofringebenefitbillingprocesses.

FY2014MidYearUpdate

97

Glossary of
Acronyms

GlossaryofAcronyms
ACA
AIM
ALES
AMTAP
APSU
ARC
ARRA
BANs
BCA
BEA
BTMU
CHP
CMS
COLA
CPI
CQCAPD
CSEA
CUNY
CW/CA
CY
DASNY
DDPC
DFS
DHBTF
DHCR
DMV
DOB
DOCCS
DOH
DOT
DRP
DRRF
DTF
EI
EPF
EPIC
ERS
ESD
FFY
FHP
FMAP
FSHRP
FTE
FY
GAAP
GASB

AffordableCareAct
AidandIncentiveforMunicipalities
AgencyLawEnforcementServices
AdditionalMassTransportationOperationsAssistanceProgram
AgencyPoliceServicesUnit
AnnualRequiredContribution
AmericanRecoveryandReinvestmentActof2009
BondAnticipationNotes
BudgetControlAct
BureauofEconomicAnalysis
BankofTokyoMitsubishiUFJ
ChildHealthPlus
CentersforMedicareandMedicaidServices
CostofLivingAdjustment
ConsumerPriceIndex
CommissiononQualityofCareandAdvocacyforPersonswithDisabilities
CivilServiceEmployeesAssociation
CityUniversityofNewYork
CleanWater/CleanAir
CurrentYear
DormitoryAuthorityoftheStateofNewYork
DevelopmentalDisabilitiesPlanningCouncil
DepartmentofFinancialServices
DedicatedHighwayandBridgeTrustFund
DivisionofHomesandCommunityRenewal
DepartmentofMotorVehicles
DivisionoftheBudget
DepartmentofCorrectionsandCommunitySupervision
DepartmentofHealth
DepartmentofTransportation
DeficitReductionProgram
DebtReductionReserveFund
DepartmentofTaxationandFinance
EarlyIntervention
EnvironmentalProjectionFund
ElderlyPharmaceuticalInsuranceCoverage
Employees'RetirementSystem
EmpireStateDevelopment
FederalFiscalYear
FamilyHealthPlus
FederalMedicalAssistancePercentage
FederalStateHealthReformPartnership
FullTimeEquivalent
FiscalYear
GenerallyAcceptedAccountingPrinciples
GovernmentalAccountingStandardsBoard

FY2014MidYearUpdate

101

GLOSSARY OF ACRONYMS
GDP
GEA
GLIP
GOER
GPHW
GSCs
HCRA
HEALNY
HESC
HUD
HUT
ICF/DD
ITS
LGAC
LICH
LIPA
MA
MCFFA
MMTOA
MRT
MTA
NY
NYC
NYS
NYSCOPBA
NYSHIP
NYSLRS
NYSPBA
OASAS
OCA
OCFS
OFAC
OGS
OMH
OMIG
OPEB
OPWDD
OSC
OTDA
PAYGO
PBT
PEF
PFRS
PI
PILOT
PIT

GrossDomesticProduct
GapEliminationAdjustment
GroupLifeInsurancePlan
Governor'sOfficeofEmployeeRelations
GeneralPublicHealthWork
GeneralStateCharges
HealthCareReformAct
HealthCareEfficiencyandAffordabilityLawforNewYorkers
HigherEducationServicesCorporation
HousingandUrbanDevelopment
HighwayUseTax
IntermediateCareFacilitiesfortheDevelopmentallyDisabled
InformationTechnologyServices,Officeof
LocalGovernmentAssistanceCorporation
LongIslandCollegeHospital
LongIslandPowerAuthority
Medicaid
MedicalCareFacilitiesFinancingAgency
MetroMassTransportationOperatingAid
MedicaidRedesignTeam
MetropolitanTransportationAuthority
NewYork
NewYorkCity
NewYorkState
NewYorkStateCorrectionalOfficersandPoliceBenevolentAssociation
NewYorkStateHealthInsuranceProgram
NewYorkStateLocalRetirementSystem
NewYorkStatePoliceBenevolentAssociation
OfficeofAlcoholismandSubstanceAbuseServices
OfficeofCourtAdministration
OfficeofChildrenandFamilyServices
OfficeofForeignAssetsControl
OfficeofGeneralServices
OfficeofMentalHealth
OfficeofMedicaidInspectorGeneral
OtherPostEmploymentBenefits
OfficeforPeoplewithDevelopmentalDisabilities
OfficeoftheStateComptroller
OfficeofTemporaryandDisabilityAssistance
PayAsYouGo
PetroleumBusinessTax
PublicEmployeesFederation
PoliceandFireRetirementSystem
PersonalIncome
PaymentinLieuofTaxes
PersonalIncomeTax

FY2014MidYearUpdate

102

GLOSSARY OF ACRONYMS
PS
QE
RBTF
RGGI
SAGE
SDN
SED
SFS
SIF
SOF
SOFA
SONYMA
SRO
SSI
STAR
STBF
STIP
SUNY
SY
TA
TAP
U.S.
UUP
VLT

PersonalService
QuantitativeEasing
RevenueBondTaxFund
RegionalGreenhouseGasInitiative
SpendingandGovernmentEfficiencyCommission
SpeciallyDesignatedNationals
StateEducationDepartment
StatewideFinancialSystem
StateInsuranceFund
StateOperatingFunds
StateOfficefortheAging
StateofNewYorkMortgageAgency
StateSpecialRevenue
SupplementalSecurityIncome
SchoolTaxRelief
SalesTaxBondFund
ShortTermInvestmentPool
StateUniversityofNewYork
SchoolYear
ThruwayAuthority
TuitionAssistanceProgram
UnitedStates
UnitedUniversityProfessions
VideoLotteryTerminal

FY2014MidYearUpdate

103

Financial Plan
tables and
Accompanying
Notes

FinancialPlanTablesandAccompanyingNotes
ThenotestotheFinancialPlantableshereinshouldbereadinconjunctionwiththetablesthat
follow.

NOTE1BASISOFACCOUNTING

Pursuant to law, all Financial Plan tables presented herein are prepared on the cash basis of
accounting, unless otherwise noted. Under the cash basis of accounting, revenues are
recognizedwhenreceived,andspendingisrecordedwhencashisdisbursed.

NOTE2FUNDTYPESANDPERSPECTIVES

TheStaterecordsitstransactionsinthefollowingfundtypes:

GovernmentalFunds

GeneralFundThisisthemajoroperatingfundoftheState.ItreceivesallStateincomenot
earmarked for a particular program or activity and not specified by law to be deposited in
another fund. State income for Financial Plan purposes consists of moneys (taxes, fees, and
miscellaneousreceiptsincludingcertainrepaymentsofStateadvances)depositedtothecredit
oftheGeneralFundortransferredfromotherfundsduringthefiscalyear.

SpecialRevenueThesefundsaccountforStatereceiptsfromspecificrevenuesourcesandare
legally restricted to disbursement for specified purposes. This governmental fund type is
divided into two classifications: (1) State Special Revenue Funds and (2) Federal Special
RevenueFunds.AnexampleofaStateSpecialRevenueFundistheConservationFundwhich
financesanumberofStateenvironmentalprograms.AnexampleofaFederalSpecialRevenue
FundistheHealthandHumanServicesFund.Althoughanyearmarkedrevenuefundistreated
as a Special Revenue Fund for cashbasis budgeting and reporting purposes, some are
combinedwiththeGeneralFundforpurposesofreportingonthebasisofGAAP.

DebtServiceAlltaxfinancedStatedebtserviceonlongtermdebtandpaymentsoncertain
leasepurchase or other contractual obligations are paid from Debt Service funds. These
account for the accumulation of money for, and the payment of principal and interest on,
general longterm debt. Leasepurchase payments for Health and Mental Hygiene facilities
under contractual agreements with public authorities are also paid from funds classified as
DebtServicefunds.Debtserviceonhighwaybondssupportedbydedicatedhighwayrevenues
isalsoreflectedinthisfundtype.Sourcesofrevenueforthisfundtypeincludetransfersfrom
theGeneralFund,dedicatedtaxes,andotherrevenues.

FY2014MidYearUpdate

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FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

Capital Projects These funds finance a variety of capital construction costs including:
(1)planning,landacquisition,design,construction,constructionmanagementandsupervision,
andequipmentcosts;(2)highway,parkwayandrailpreservationprojects;outdoorrecreation
andenvironmentalconservationprojects,andbuildingsandothercapitalfacilitiesrequiredby
various State departments and agencies; (3) payments to local governments to help finance
their capital programs, including highway, parkway, bridge, mass transportation, aviation,
economic development, port development, community college, community and State mental
health,outdoorrecreation,Stateassistedhousing,andenvironmentalquality;and(4)advances
forcapitalconstructioncostsreimbursablebypublicauthorities,instrumentalitiesoftheState,
theFederalgovernmentorlocalgovernments.Sourcesof revenueforthisfundtypeinclude
transfers from other State funds including the General Fund, dedicated taxes and other
revenues,reimbursementofadvances,bondproceeds,andFederalcapitalgrants.

StateOperatingFunds

The State Funds operating budget comprises the General Fund and other Statesupported
activities financed by dedicated revenues in State Special Revenue funds, as well as Debt
Service funds accounting for the payment of debt service on all taxfinanced State longterm
debt.Allcapitalspending,regardlessoffinancingsource,isincludedintheCapitalbudget.

ProprietaryFunds

Internal ServiceFunds Account for the financing of goods or servicessupplied byone State
agencytootherStateagenciesorgovernmentalunitsonacostreimbursementbasis.

EnterpriseFundsAccountforoperationsthataresimilartoprivatebusinessenterprises.

TheInternalServicefundsandEnterprisefundsaretreatedasProprietaryfundsforcashbasis
budgeting and reporting purposes, and are combined with the General Fund for purposes of
reportingonaGAAPbasis.

FiduciaryFunds

PrivatePurpose Trust Funds Accounts for all trust arrangements under which principal and
incomebenefitindividuals,privateorganizations,orothergovernments.

Pension Trust Fund Accounts for the cashbasis results of operations for the administrative
portion of the States Common Retirement Fund. It does not reflect investment activity,
balances, or other assets available to this Fund. In addition, pension contributions and
paymentstoretireesareexcludedsincethesepaymentsarenotrequiredtobeappropriated.

FY2014MidYearUpdate

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FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

AgencyFundsAccountsforfundsheldbytheStateinapurelycustodialcapacity.Cashisheld
temporarily until disbursements are made to individuals, private organizations, or other
governments.

NOTE3DISBURSEMENTDESCRIPTIONS

The States Financial Plan and reporting includes only those payments made pursuant to an
appropriation and paid from funds available in the State Treasury. All State spending is
classifiedinoneofthefollowingcategories:

LocalAssistanceGrantsIncludepaymentstocounties,cities,towns,villages,schooldistricts
andotherlocalentities,aswellascertainfinancialassistanceto,oronbehalfof,individualsand
nonprofitorganizations.

PersonalServiceIncludesthepaymentofsalariesandcompensationforStateemployees.

NonPersonal Service Includes payments for miscellaneous contractual obligations, supplies

and materials, travel, rentals and repairs, utilities, postage and shipping, printing, telephone,
andotheroperatingcosts.

GeneralStateChargesIncludecostsmandatedbystatute,collectivebargainingagreementsor
courtorder.Chargesinthiscategorycanbefurthersubdividedintothefollowing:

FringeBenefits:Contributionstopensionsystems,theemployersshareofSocialSecurity
contributions, employer contributions toward the cost of health insurance, workers
compensationandunemploymentinsurance,andcontributionstounionemployeebenefit
fundswhichprovidevisioncareandotherservices.

FixedCosts:ForStatepaymentsinlieuoftaxes,aswellaspaymentsforlocalassessments
on Stateowned land, judgments against the State pursuant to the Court of Claims Act,
defenses by private counsel or alternatively payments on behalf of State officers and
employeesinciviljudicialproceedings.

DebtServiceIncludespaymentsmadefortaxfinancedStatedebtserviceonlongtermdebt;
contractualobligation and leasepurchase arrangements with several public authorities and
municipalities;andleasepurchasepaymentsforHealthandMentalHygienefacilities.

Capital Projects Include payments made for the acquisition or construction of the States
capitalfacilities.Includedinthiscategoryareplanning,landacquisition,design,construction,
engineering services, and equipment costs attributable to highway, parkway and rail
preservationprojects;outdoorrecreationandenvironmentalconservationprojects;payments
tolocalgovernmentunitsandpublicauthoritiestohelpfinancehighways,parkways,bridges,

FY2014MidYearUpdate

109

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

masstransportation,aviation,economicdevelopment,portdevelopment,communitycolleges,
community and State mental hygiene buildings, outdoor recreational parks, correctional and
Stateassistedhousingaswellasenvironmentalqualityprojects.Advancesaremadeforcapital
construction costs reimbursable by public authorities, the Federal or local governments, or
fromtheproceedsofStatebondandnotesales.

BondProceedsIncludestheproceedsofgeneralobligationbondsandshorttermnotesissued
in the form of commercial paper or BANs and are stated net of notes redeemed from the
proceedsoflongtermbondsorreissuednotes.

OperatingTransfersConstituteslegallyauthorizedtransfersfromafundreceivingrevenues,
toafundthroughwhichdisbursementswillultimatelybemade.

NOTE4RESERVATIONSOFGENERALFUNDBALANCE

Fund balance may be legally segregated for specific future use or set aside informally for
specifiedpurposes.Thefollowingtermsareusedinthereportingofreservationsofbalancesin
theGeneralFund:

Tax Stabilization Reserve Fund Created pursuant to law in order to provide a reserve to
financeacashbasisoperatingdeficitintheGeneralFundattheendofthefiscalyear,andto
maketemporaryloanstotheGeneralFundduringtheyear.Annualdepositsmaynotexceed
0.2percentofGeneralFundspendingandthebalancemaynotexceed2.0percentofGeneral
Fundspending.TheseamountsmaybeborrowedbytheGeneralFundtemporarilyandrepaid
withinthesamefiscalyear.Theymayalsobeborrowedtocoveranoperatingdeficitatyear
end,buttheseloansmustberepaidwithinsixyearsinnolessthanthreeannualinstallments.

RainyDayReserveFundCreatedpursuanttolaw,toaccountforfundssetasideforuseduring
economic downturns or in response to a catastrophic event, as defined in the law. The
economicdownturnclauseistriggeredafterfiveconsecutivemonthsofdeclineintheState's
compositeindexofbusinesscycleindicators.Thereservemayhaveamaximumbalanceequal
to3percentofprojectedGeneralFundspendingduringthefiscalyearimmediatelyfollowing
thethencurrentfiscalyear.

ContingencyReserveFundCreatedpursuanttolawtoprovideareservetofundextraordinary
needs arising from litigation against the State. These amounts may be used for payment of
judgmentsagainsttheStatewheretheamountisinexcessof$25millionandsuchpayments
are not previously appropriated, or emergency payments relating to natural or physical
disasters,ortomakepaymentsfortheenhancementoftheState'seconomy.

FY2014MidYearUpdate

110

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

Community Projects Fund Created pursuant to law to finance discretionary, usually local,
projects("memberitems")sponsoredbyindividuallegislatorsandtheGovernor.TheEnacted
StateBudgethastypicallyincludedlumpsumappropriationsfortheGovernor,Senateandthe
Assembly, to be designated for various grants, awards and contracts with local governments,
notforprofitorganizationsandcommunitygroups.TheFY2014EnactedBudgetincludedno
newappropriationsfortheCommunityProjectsfund,onlyspenddownofpriorappropriation
wasincluded.

Debt Reduction Reserve Fund Created pursuant to law to reduce the State's debt burden.
DRRF receives moneys credited or transferred to it from the General Fund or any other
designated sources. Subject to appropriation, DRRF's authorized purposes include i) the
payment of principal, interest, or related expenses, ii) retiring or defeasing existing State
supporteddebtobligations,includingaccruedinterest,andiii)thefundingofcapitalprojects,
equipment,orsimilarexpensesthatwouldotherwisebefinancedwithdebt.

Undesignated Fund Balance From time to time, DOB will informally designate unrestricted
balances inthe General Fund for specific policy goals. These amounts are typically identified
withthephrasereservedfor.

PriorYearLaborAgreementsDuetothenatureofthetimingoflaboragreements,DOBwill
informallyreservebalancesforpossibleprioryearcostsforunionswithoutcurrentcontracts.
TheStatenowhaslaborcontractswithitsthreelargestemployeeunions,CSEA,PEF,andUUP,
as well as NYSPBA (representing the APSU bargaining unit, formerly ALES), NYSCOPBA, and
Council 82. Previously, the State had carried a reserve of $77 million to cover contract
settlementsfortheperiod2007through2011.Withagreementsnowinplacewithmanyofthe
Statesunions,thisreservewillbereducedto$45millionforFY2014.

NOTE5SPENDINGADJUSTMENTS

CertainSpecialRevenueaccountsformerlyreportedintheFinancialPlanasFederalOperating
FundshavebeenreclassifiedtoStateOperatingFunds.TheStatechangedthisreportingwith
the FY 2012 Executive Budget. This change has the effect of increasing the reported
disbursementsfromStateOperatingFunds,andreducingreporteddisbursementsfromFederal
OperatingFundsbyanequalamount.Accordingly,thereisnoimpactontheState'sreported
AllGovernmentalFundsspendingtotals.

NOTE6ITEMSAFFECTINGANNUALCOMPARABILITY

SchoolAidPaymentTheendofyearSchoolAidpayment($2.06billion)scheduledforthelast
quarterofFY2010waspaidinthefirstquarterofFY2011,asauthorizedinstatute.Thiswas
donetoshifttheFY2010budgetshortfallintoFY2011.

FY2014MidYearUpdate

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FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

AmericanRecoveryandReinvestmentActof2009OnFebruary17,2009,PresidentObama
signedintolawtheARRAof2009.ThisActcontainsprovisionsfordirectFederalaidforfiscal
relief, consisting of increases in the Federal matching rate for eligible State Medicaid
expenditures, and funds provided through the State Fiscal Stabilization Fund to restore
proposed reductions in education, higher education, and to maintain essential government
services.PrimaryARRArelatedsupportendedinFY2012.

MergersStateagencymergersarereflectedintheFinancialPlantablesthatfollow.

Consistent with the FY 2013 Enacted Budget, the New York State Gaming Commission was
created and made effective on February 1, 2013. The Commission merged the functions and
responsibilities of the former Division of the Lottery and the former Racing and Wagering
Board. As such, spending for FYs 2012 and 2013 has been reflected in the former agencies,
whileprojectionsforFY2014andforwardreflecttheimpactoftheagencymerger.

TheactivitiesoftheCommissiononQualityofCareandAdvocacyforPersonswithDisabilities
weresubsumedbytheNewYorkStateJusticeCenterfortheProtectionofPeoplewithSpecial
NeedswhenitbecameoperationalonJune30,2013.

ConsistentwithFY2011andFY2012EnactedBudgets,theFinancialPlantablesalsoreflectthe
followingmergers:

DivisionofParolemergedwiththeDepartmentofCorrectionalServicestobecomethe
newDepartmentofCorrectionsandCommunitySupervision;
ConsumerProtectionBoardmergedintoDepartmentofState;
Foundation for Science, Technology, and Innovation merged into the Department of
EconomicDevelopment;and,
Banking and Insurance Departments merged into a new agency known as the
DepartmentofFinancialServices.

FY2014MidYearUpdate

112

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

NOTE7STATEFUNDINGOFSUNYOPERATINGSUPPORT

AspartoftheFY2013Budget,theStatechangedtheprocessthroughwhichSUNYreceivesthe
State share of its operating support, from direct General Fund spending to General Fund
transfers.SUNYsspecialrevenuetuitionoffsetaccount,whichwastraditionallyusedtooffset
theStatesdirectGeneralFundspendingforSUNYoperations,nowreflectsallspendingforthe
university operations, effective with the academic year that began in July 2012. All General
Fund support for SUNY operations is now transferred by the General Fund to this special
revenueaccount,supplementingtuitionrevenuealsobeingreceivedbythisaccount,andfrom
which all university operations are funded. The impact to General Fund financial plan
categories,asrevisedtoreflectcurrentFinancialPlanestimates,isillustratedinthemultiyear
tablebelow.

SUNYSTATEOPERATIONSGENERALFUNDSTATESUPPORTRECATEGORIZATION

(millionsofdollars)

GrossPersonalService
OffsetPersonalService(From22655)

FY2011

FY2012

FY2013

FY2014

FY2015

FY2016

FY2017

Results

Results

Results

Projected

Projected

Projected

Projected

1,960
(1,200)

1,929
(1,226)

544
(26)

0
0

0
0

0
0

0
0

NETPERSONALSERVICE

760

703

518

GrossNonPersonalService

388

366

232

(119)

(126)

(71)

269

240

161

340

971

971

971

1,029

943

1,019

971

971

971

OffsetNonPersonalService(From22655)
NETNONPERSONALSERVICE
GENERALFUNDTRANSFERTOSUNY
TUITIONREVENUEACCOUNT(22655)
TOTALGENERALFUNDOPERATINGSUPPORT
INCLUDINGTRANSFERS

FY2014MidYearUpdate

971

971

113

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

NOTE8AGENCYTRANSFERSTOITSANDOGS
SOFPERSONALSERVICESPENDINGWITHITSANDOGSTRANSFERS
(thousandsofdollars)
FY2013
Original
AGENCIESAFFECTEDBYSHIFT

ITS

OGS

Revised

Original

ITS

FY2014
OGS

Revised

4,288,534

4,288,534

4,068,331

4,068,331

3,791
1,555

(20)
(19)

(8)
(33)

3,763
1,503

3,820
1,555

(64)
(61)

(53)
(67)

3,703
1,427

Agriculture&Markets

27,500

(334)

27,166

28,094

(1,084)

27,010

Budget

24,085

(35)

24,050

25,449

(265)

25,184
156,556

AdirondackPark
Aging

Children&FamilyServices

186,486

(2,843)

183,643

165,828

(9,272)

CivilService

12,901

(316)

(14)

12,571

13,247

(1,032)

(93)

12,122

Corrections
CQCAPD

2,273,615
6,480

(2,727)
(34)

0
(16)

2,270,888
6,430

2,068,045
1,779

(8,999)
(110)

0
(102)

2,059,046
1,567

CriminalJusticeServices

31,629

(2,717)

28,912

34,381

(8,848)

25,533

EconomicDevelopment

12,629

(200)

(37)

12,392

13,767

(651)

(192)

12,924

2,551

(26)

2,525

2,606

(83)

2,523

EnvironmentalConservation
GeneralService

EmployeeRelations

173,639
51,616

(754)
(1,280)

0
627

172,885
50,963

173,132
59,264

(2,457)
(4,161)

0
2,169

170,675
57,272

PublicHealth

271,787

(2,824)

268,963

237,670

(9,316)

228,354

HomelandSecurity

17,551

(257)

17,294

17,632

(835)

16,797

Housing&CommunityRenewal

42,345

(1,446)

(33)

40,866

43,979

(4,709)

(220)

39,050

HumanRights

10,283

(226)

10,057

10,050

(734)

9,316

LaborManagementCommittee
MedicaidInspectorGeneral

4,600
18,373

(42)
(333)

(13)
0

4,545
18,040

5,537
18,566

(137)
(1,096)

(87)
0

5,313
17,470
128,267

Parks,Rec&HistoricPreservation
State
StatePolice
Temporary&DisabilityAssistance
Tax&Finance
Technology
AllOtherExecutiveControl
AllOtherNonExecutiveControl
STATEWIDETOTAL

128,763

(322)

128,441

129,318

(1,051)

31,186

(471)

30,715

31,937

(1,530)

30,407

562,014

(1,730)

560,284

565,057

(5,621)

559,436

77,688

(5,201)

72,487

83,337

(16,987)

66,350

301,881
13,586

(13,647)
37,769

0
(438)

288,234
50,917

320,686
13,595

(44,390)
123,228

0
(1,090)

276,296
135,733

2,913,006
5,365,575

0
0

0
0

2,913,006
5,365,575

2,920,339
5,359,721

0
0

0
0

2,920,339
5,359,721

12,567,115

12,567,115

12,348,391

12,348,391

BeginninginFY2013,theFinancialPlanreflectstheshiftofinformationtechnologystafffrom
agenciesacrosstheStatetoITSaswellasthetransferofbusinessservicesstafftoOGS.The
consolidation of information technology and business service professionals within ITS/OGS is
intended to eliminate the duplicated effort and investments inherent in the previous agency
"silo" system. ITS/OGS can now assign staff according to program need and can support
EnterpriseLevelsolutionsbasedonstatewidestandardsandtechnologies.

ThetablebelowreflectsthechangeinPersonalServiceSpendingacrosstheaffectedagencies
inFY2013andFY2014asofFY2013ExecutiveBudget.

FY2014MidYearUpdate

114

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

ThefollowingreflectsthechangeinStateOperationsSpendingacrosstheaffectedagenciesin
FY2013andFY2014asoftheFY2014MidYearFinancialPlanUpdate.
ALLGOVERNMENTALFUNDSSPENDINGWITHITSANDOGSTRANSFERS
(thousandsofdollars)
Original
AGENCIESAFFECTEDBYSHIFT 30,909,549

FY2014
ITS*
OGS
0
0

FY2015
ITS*
OGS
0
0

Revised
30,909,549

Original
31,073,640

(78)
0

108,421
17,884

102,815
18,742

(398)
(324)

Agric&Markets
AlcoholBevCon

108,839
18,175

(340)
(291)

Budget

33,285

(226)

33,059

34,806

Child&Fam
CivilService

2,884,781
13,783

(16,388)
(170)

(137)
0

2,868,256
13,613

3,024,248
14,919

Revised
31,073,640

(115)
0

102,302
18,418

(294)

34,512

(17,307)
(192)

(202)
0

3,006,739
14,727

Corrections

2,823,899

(5,479)

2,818,420

2,882,191

(5,898)

2,876,293

CrimJustServs

264,093

(2,812)

261,281

251,074

(3,028)

248,046

EconomicDevel
EnvConservatn

90,417
916,726

(141)
(750)

0
0

90,276
915,976

102,990
870,577

(203)
(1,003)

0
0

102,787
869,574

Gaming

181,436

(1,016)

180,420

185,750

(1,136)

184,614

GeneralService
HlthAllOther

242,094
4,607,043

(317)
0

2,621
(1,840)

244,398
4,605,203

225,695
3,997,939

(494)
0

3,098
(1,877)

228,299
3,996,062

HomeSecEmerS

420,757

(303)

420,454

408,002

(358)

407,644

Hous&CommRen
JusticeCenter

270,845
39,263

(962)
0

0
(152)

269,883
39,111

274,671
40,648

(1,102)
0

0
(155)

273,569
40,493

Labor

670,069

670,069

657,299

(11,908)

645,391

LaborMgmtComm
MedInspGen

35,813
63,366

(212)
0

0
(53)

35,601
63,313

39,987
65,230

(245)
0

0
(216)

39,742
65,014

MentalHlth

1,501,320

(2,193)

1,499,127

1,702,853

(2,561)

1,700,292

MotorVehicles
ParkRec&Hist

321,173
274,193

(7,265)
(185)

0
0

313,908
274,008

325,335
291,958

(7,607)
(241)

0
0

317,728
291,717

Peoplew/DDMed

2,925,517

(241)

2,925,276

3,385,803

(340)

3,385,463

PublicService
State

72,351
120,058

(255)
(865)

0
0

72,096
119,193

76,876
144,906

(331)
(1,016)

0
0

76,545
143,890

StatePolice

702,788

(2,431)

700,357

675,640

(3,163)

672,477

TADAAllOther
Tax&Finance

1,390,099
380,288

(35,108)
(9,293)

0
(361)

1,354,991
370,634

1,402,808
391,155

(35,725)
(9,243)

0
(533)

1,367,083
381,379

Technology

183,966

92,381

276,347

197,570

110,536

308,106

Transportation
VictimServices

9,078,791
67,406

(4,137)
(43)

0
0

9,074,654
67,363

9,005,284
67,668

(5,018)
(131)

0
0

9,000,266
67,537

WorkersCompBd

206,915

(958)

205,957

208,201

(1,270)

206,931

*ExcludesspendingfinancedfromnonGovernmentalFunds.

FY2014MidYearUpdate

115

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

NOTE9OFFBUDGETTRANSACTIONS

Representcertaincapitalspendingthatisnotreportedincashspendingresults,butisreported
in the State's GAAP Financial Statements. This spending is related to programs which are
financeddirectlyfrombondproceedsthatareondepositatvariouspublicauthorities,rather
thanfromaloanfromSTIPortheGeneralFund.

NOTE10GENERALFUND/HCRACOMBINEDGAP

The current HCRA authorization expires on March 31, 2014. HCRA is projected to remain
balancedthroughFY2017.However,anyunaddressedshortfallwouldneedtobefinancedby
theGeneralFundorreductioninHCRAprograms.

NOTE11METROPOLITANTRANSPORTATIONAUTHORITYFINANCIALASSISTANCEFUND

TheMetropolitanCommuterTransportationMobilityTax(MobilityTax)isimposedoncertain
employers and selfemployed individuals engaging in business within the metropolitan
commuter transportation district. This revenue source is collected bythe State on behalf of,
anddisbursedinitsentiretyto,theMTA.Duetorequirementsoftheenablinglegislation,the
tax is reflected in the State's Special Revenue Funds, increasing receipts in FY 2014 by an
estimated$1.5billion,andincreasingestimateddisbursementsinFY2014by$1.9billion.

AdditionalfundingtosupportthetotalaidprovidedtotheMTAisprovidedthroughatransfer
from the General Fund, pursuant to December 2011 tax reform legislation which exempts
school districts and small businesses operating within the Metropolitan Commuter
TransportationDistrictfromtheprovisionsoftheMobilityTax.

NOTE12CHANGESTOTHEMEDICAIDPROGRAM

Since January 2006, the State has paid the entire nonFederal share of the FHP program and
anyannualMedicaidincreasesaboveafixedlevelthatwouldhaveotherwisebeenpaidforby
Local Social Services Districts. These statutory indexing provisions were amended through
legislationincludedintheFY2013EnactedBudgettoimplementathreeyearphasedtakeover
of the Local Social Services Districts share of all growth above the previous years enacted
levelsbeginningonApril1,2013forCountyYear2013,withtheStateassumingallgrowthin
CountyYear2015.

FY2014MidYearUpdate

116

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

NOTE13STATEWIDECASHFLOWADMINISTRATION

OSCinvestsGeneralFundmoneys,bondproceeds,andotherfundsnotimmediatelyrequired
to make payments through STIP, which is comprised of joint custody funds (Governmental
Funds, Internal Service Funds, Enterprise Funds and Private Purpose Trust Funds), as well as
severalsolecustodyfundsincludingtheTobaccoSettlementFund.

OSC is authorized to make shortterm loans from STIP to cover temporary cash shortfalls in
certain funds and accounts, including the General Fund, resulting from the timing of receipts
anddisbursements.TheLegislatureauthorizesthefundsandaccountsthatmayreceiveloans
each year, based on legislation submitted with the Executive Budget. Loans may be granted
onlyforamountsthattheDirectoroftheBudgetcertifiesarereceivableonaccountorcanbe
repaid from the current operating receipts of the fund (i.e., loans cannot be granted in
expectationoffuturerevenueenhancements).

NOTE14TRANSFERELIMINATIONS

TheSpecialRevenueFundsandCapitalProjectsFundsincludetransfersofresourcesbetween
Federal and State accounts within each fund. In some instances, Federal aid that is initially
deposited into a Federal account is transferred to State accounts where the aid is used to
support the programs for which it is intended to fund. To avoid recording spending twice,
initiallyasthetransferofresourcestoanotheraccountandsubsequentlywhenpaymentsare
made,thesetransfersareeliminatedinthesefunds. The transfereliminationsareconsistent
with the State Comptrollers accounting practices shown in Exhibit A of the Comptrollers
AnnualReporttotheLegislature.
NOTE15OUTSTANDINGTEMPORARYLOANSSUMMARY

The total outstanding loan balance as of March 31, 2013 was $1.8 billion, comprised of
advances for bondreimbursable capital spending pending the receipt of bond proceeds
($972 million), activities that are financed initially by the State pending Federal receipt
($323million),StateSpecialRevenueFunds($419million),andProprietaryFunds($79million).

The total loan balance typically increases throughout the State fiscal year, reaching its peak
betweenthesecondandthirdquarters.Thespikemainlyreflectsthepaymentoflotteryaidfor
education,whichisfinancedinlargepartbyaloanthatisrepaidoverthecourseoftheyearas
lotteryrevenuesarereceived.

FY2014MidYearUpdate

117

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

NOTE16PENSIONAMORTIZATION

TheFinancialPlanprojectionsassumethattheStateandOCAwillamortizepensioncostsabove
acertainpercentageofpayroll,asauthorizedbylegislationenactedinFY2011.Amortization
(defermentofpayment)temporarilyreducesthepensioncoststhatmustbepaidbytheState
inagivenfiscalyear,butresultsinhighercostsoverallwhenrepaidwithinterest.Consistent
withtheauthorizinglegislation,theinterestcostiscalculatedbyOSC.InFY2014,theinterest
rate charged on the deferred amounts will be 3.67 percent. Outyear repayments of
amortizations in the following table assume that 3.67 percent interest will continue to be
charged.

STATEPENSIONCOSTSANDAMORTIZATIONSAVINGS
(millionsofdollars)
FY2011
AMORTIZATIONTHRESHOLDS
ERS(%)
PFRS(%)

FY2012

FY2013

FY2014

FY2015

FY2016

FY2017

9.5
17.5

10.5
18.5

11.5
19.5

12.5
20.5

13.5
21.5

14.5
22.5

15.5
23.5

PENSION(NETCOST)

1,470

1,697

1,601

1,982

2,256

2,418

2,446

GrossPensionCosts
AmortizationSavings
RepaymentofAmortization(incl.FY2005andFY2006)

1,633
(250)
87

2,141
(563)
119

2,192
(779)
188

2,654
(951)
279

2,620
(744)
380

2,280
(263)
401

2,080
(45)
411

FY2014MidYearUpdate

118

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

GeneralFundTotalBudget
FinancialPlanProjectionsFY2014throughFY2017...................................................T1
FinancialPlan,AnnualChangefromFY2013toFY2014.............................................T2
FY2014.........................................................................................................................T3
FY2015.........................................................................................................................T4
FY2016.........................................................................................................................T5
FY2017.........................................................................................................................T6

GeneralFundRevenueDetail(ExcludingTransfers)
FinancialPlanProjectionsFY2014throughFY2017...................................................T7
FinancialPlan,AnnualChangefromFY2013toFY2014.............................................T8

StateOperatingFundsBudget
FY2014.........................................................................................................................T9
FY2015.......................................................................................................................T10
FY2016.......................................................................................................................T11
FY2017.......................................................................................................................T12
AnnualChangefromFY2013toFY2014...................................................................T13

AllGovernmentalFundsTotalBudget
FY2014.......................................................................................................................T14
FY2015.......................................................................................................................T15
FY2016.......................................................................................................................T16
FY2017.......................................................................................................................T17
AnnualChangefromFY2013toFY2014...................................................................T18

AllGovernmentalFundsRevenueDetail
FY2014.......................................................................................................................T19
FY2015.......................................................................................................................T20
FY2016.......................................................................................................................T21
FY2017.......................................................................................................................T22
AnnualChangefromFY2013toFY2014...................................................................T23

SpecialRevenueFunds
FY2014.......................................................................................................................T24
FY2015.......................................................................................................................T25
FY2016.......................................................................................................................T26
FY2017.......................................................................................................................T27
AnnualChangefromFY2013toFY2014...................................................................T28
ReceiptsDetail,FY2014throughFY2017.................................................................T29
ReceiptsDetail,AnnualChangefromFY2013toFY2014.........................................T30

FY2014MidYearUpdate

119

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

CapitalBudget
FY2014.......................................................................................................................T31
FY2015.......................................................................................................................T32
FY2016.......................................................................................................................T33
FY2017.......................................................................................................................T34
AnnualChangefromFY2013toFY2014...................................................................T35
ReceiptsDetail,FY2014throughFY2017.................................................................T36
ReceiptsDetail,AnnualChangefromFY2013toFY2014.........................................T37
OffBudgetCapitalSpending,FY2013throughFY2017............................................T38

DebtServiceFundsRevenueDetail
ProjectionsFY2014throughFY2017........................................................................T39
AnnualChangefromFY2013toFY2014...................................................................T40

StateFundsTotalBudget
FY2014........................................................................................................................T41
FY2015.......................................................................................................................T42
FY2016.......................................................................................................................T43
FY2017.......................................................................................................................T44
AnnualChangefromFY2013toFY2014...................................................................T45

CashFlowFY2014MonthlyProjections
GeneralFund..............................................................................................................T46
StateOperatingFunds................................................................................................T47
CapitalProjectsFundsTotal.....................................................................................T48
CapitalProjectsFundsState.....................................................................................T49
CapitalProjectsFundsFederal.................................................................................T50
SpecialRevenueFundsTotal....................................................................................T51
SpecialRevenueFundsState...................................................................................T52
SpecialRevenueFundsFederal................................................................................T53
DebtServiceFunds.....................................................................................................T54
AllGovernmentalFunds.............................................................................................T55
StateFunds.................................................................................................................T56

HealthCareReformActResourcesFund
UpdateFY2014(ChangefromFirstQuarterlyUpdate).............................................T57
ProjectionsFY2014throughFY2017........................................................................T58
AnnualChangefromFY2013toFY2014...................................................................T58
FY2014MonthlyCashFlowProjections....................................................................T59

ProprietaryandFiduciaryFunds(ProjectionsFY2014throughFY2017)..................T60

FY2014MidYearUpdate

120

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

WorkforceSummaryReport(FY2012throughFY2014)
GeneralFund.............................................................................................................T61
StateOperatingFunds................................................................................................T62
StateFunds................................................................................................................T64
AllFunds....................................................................................................................T66
SpecialRevenueFundOther....................................................................................T68
SpecialRevenueFundFederal.................................................................................T69
CapitalProjectsFundOther.....................................................................................T70
CapitalProjectsFundFederal..................................................................................T71
EnterpriseFund..........................................................................................................T72
InternalServiceFund..................................................................................................T73
AgencyTrustFund......................................................................................................T74
PensionTrustFund.....................................................................................................T75
PrivatePurposeTrustFund........................................................................................T76

SpendingDetailbyAgency(FY2012throughFY2017)
GeneralFundTotal(AgencyDetailExcludingTransfers)........................................T77
GeneralFundTotal..................................................................................................T83
GeneralFundLocalAssistance................................................................................T85
GeneralFundStateOperations...............................................................................T87
GeneralFundPersonalService................................................................................T89
GeneralFundNonpersonalService........................................................................T91
GeneralFundGeneralStateCharges......................................................................T93

StateOperatingFundsTotal(AgencyDetail)..........................................................T94
StateOperatingFundsTotal..................................................................................T102
StateOperatingFundsLocalAssistance................................................................T104
StateOperatingFundsStateOperations..............................................................T106
StateOperatingFundsPersonalService...............................................................T108
StateOperatingFundsNonpersonalService.......................................................T110
StateOperatingFundsGeneralStateCharges......................................................T112
StateOperatingFundsCapitalProjects.................................................................T114

CapitalProjectsFundsTotal......................................................................................T115

AllGovernmentalFundsTotal(AgencyDetail).....................................................T117
AllGovernmentalFundsTotal...............................................................................T126
AllGovernmentalFundsLocalAssistance.............................................................T129
AllGovernmentalFundsStateOperations............................................................T131
AllGovernmentalFundsPersonalService............................................................T133
AllGovernmentalFundsNonpersonalService....................................................T135
AllGovernmentalFundsGeneralStateCharges...................................................T137

FY2014MidYearUpdate

121

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

AllGovernmentalFundsCapitalProjects..............................................................T139

StateFundsTotal...................................................................................................T141
StateFundsLocalAssistance.................................................................................T144
StateFundsStateOperations................................................................................T146
StateFundsPersonalService................................................................................T148
StateFundsNonpersonalService........................................................................T150
StateFundsGeneralStateCharges.......................................................................T152
StateFundsCapitalProjects..................................................................................T154

SpecialRevenueStateFundsLocalAssistance......................................................T156
SpecialRevenueStateFundsPersonalService.....................................................T158
SpecialRevenueStateFundsNonpersonalService.............................................T160
SpecialRevenueStateFundsGeneralStateCharges............................................T162

SpecialRevenueFederalFundsLocalAssistance..................................................T164
SpecialRevenueFederalFundsPersonalService.................................................T165
SpecialRevenueFederalFundsNonpersonalService.........................................T167
SpecialRevenueFederalFundsGeneralStateCharges........................................T169

GeneralFundTransfers(FY2013throughFY2017)
GeneralFundTransfersfromOtherFunds..............................................................T171
GeneralFundTransferstoOtherFunds...................................................................T173

FY2014CashBasisCombiningStatement
GeneralFund............................................................................................................T174
SpecialRevenueFunds.............................................................................................T175
SpecialRevenueOtherFundsDetailbyAccount.....................................................T178
MiscellaneousSpecialRevenueFund(339)DetailbyAccount...............................T182
CapitalProjectsFunds..............................................................................................T188
DebtServiceFunds...................................................................................................T190
InternalServices.......................................................................................................T191
Enterprise.................................................................................................................T192

GAAPGeneralFund
UpdateofFY2013(ChangefromExecutive)...........................................................T193
ProjectionsFY2014throughFY2017......................................................................T194

GAAPAllGovernmentalFunds
FY2014FinancialPlan..............................................................................................T195
FY2014MajorFundsFinancialPlan.........................................................................T196

FY2014MidYearUpdate

122

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

GAAPBasisCombiningStatement
FY2014GeneralFund..............................................................................................T197

FY2014CashtoGAAPConversionTables
GeneralFund............................................................................................................T198
SpecialRevenueFunds.............................................................................................T199
CapitalProjectsFunds..............................................................................................T199
DebtServiceFunds...................................................................................................T199

DebtTables..................................................................................................................T200

FinancialPlanTableAppendices
ListofJointCustodyFunds.......................................................................................T207
StateFundStructure................................................................................................T212

FY2014MidYearUpdate

123

CASHFINANCIALPLAN
GENERALFUND
FY2014throughFY2017
(millionsofdollars)

Receipts:
Taxes:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
FederalReceipts
TransfersfromOtherFunds:
PITinExcessofRevenueBondDebtService
TaxinExcessofLGAC
SalesTaxDebtService
RealEstateTaxesinExcessofCW/CADebtService
AllOtherTransfers
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonpersonalService
GeneralStateCharges
TransferstoOtherFunds:
DebtService
CapitalProjects
StateShareMedicaid
SUNYOperations
OtherPurposes
TotalDisbursements
Reserves/ReservedFor:
CommunityProjectsFund
PriorYearLaborAgreements(20072011)
DebtManagement
UndesignatedFundBalance
Increase(Decrease)inReserves
Excess(Deficiency)ofReceiptsOver
DisbursementsandReserves

FY 2014 Mid-Year Update

FY2014
Projected

FY2015
Projected

28,488
6,548
6,348
1,069
3,306
2

29,397
6,806
5,811
1,144
3,595
0

31,492
7,085
6,301
1,159
2,776
0

33,545
7,265
6,523
1,169
2,797
0

8,840
2,545
2,894
532
1,071
61,643

9,115
2,661
2,934
608
768
62,839

9,556
2,803
2,971
683
723
65,549

10,041
2,916
2,955
739
726
68,676

40,258

42,598

45,056

47,276

5,686
1,882
4,922

5,852
1,967
5,328

6,113
2,004
5,604

6,129
2,085
5,873

1,646
1,227
1,813
971
3,045
61,450

1,165
1,384
1,338
971
4,003
64,606

1,452
1,400
1,311
971
4,548
68,459

1,345
1,799
1,279
971
4,854
71,611

(35)
10
0
0
(25)

(33)
12
0
0
(21)

0
13
0
0
13

(1,742)

(2,889)

(2,948)

(25)
(32)
250
0
193

FY2016
Projected

FY2017
Projected

T-1

CASHFINANCIALPLAN
GENERALFUND
ANNUALCHANGE
(millionsofdollars)
FY2013
Results
OpeningFundBalance
Receipts:
Taxes:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
FederalReceipts
TransfersfromOtherFunds:
PITinExcessofRevenueBondDebtService
TaxinExcessofLGAC
SalesTaxDebtService
RealEstateTaxesinExcessofCW/CADebtService
AllOtherTransfers
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
TransferstoOtherFunds:
DebtService
CapitalProjects
StateShareMedicaid
SUNYOperations
OtherPurposes
TotalDisbursements
Excess(Deficiency)ofReceiptsOver
DisbursementsandReserves
ClosingFundBalance
StatutoryReserves
TaxStabilizationReserveFund
RainyDayReserveFund
ContingencyReserveFund
CommunityProjectsFund
Reserves/ReservedFor:
PriorYearLaborAgreements(20072011)
DebtManagement
UndesignatedFundBalance

FY 2014 Mid-Year Update

FY2014
Projected

Annual
$Change

Annual
%Change

1,787

1,610

(177)

9.9%

26,884
9,112
6,253
1,034
3,504
62

28,488
6,548
6,348
1,069
3,306
2

1,604
(2,564)
95
35
(198)
(60)

6.0%
28.1%
1.5%
3.4%
5.7%
96.8%

8,328
2,416
0
541
649
58,783

8,840
2,545
2,894
532
1,071
61,643

512
129
2,894
(9)
422
2,860

6.1%
5.3%

1.7%
65.0%
4.9%

39,760

40,258

498

1.3%

6,130
1,726
4,550

5,686
1,882
4,922

(444)
156
372

7.2%
9.0%
8.2%

1,647
916
2,846
340
1,045
58,960

1,646
1,227
1,813
971
3,045
61,450

(1)
311
(1,033)
631
2,000
2,490

0.1%
34.0%
36.3%
185.6%
191.4%
4.2%

(177)

193

370

209.0%

1,610

1,803

193

12.0%

1,131
175
21
93

1,131
175
21
68

0
0
0
(25)

77
13
100

45
263
100

(32)
250
0

T-2

CASHFINANCIALPLAN
GENERALFUND
FY2014
(millionsofdollars)

First
Quarter
Receipts:
Taxes:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
FederalReceipts
TransfersfromOtherFunds:
PITinExcessofRevenueBondDebtService
TaxinExcessofLGAC
SalesTaxDebtService
RealEstateTaxesinExcessofCW/CADebtService
AllOther
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
TransferstoOtherFunds:
DebtService
CapitalProjects
StateShareMedicaid
SUNYOperations
OtherPurposes
TotalDisbursements
Reserves/ReservedFor:
CommunityProjectsFund
PriorYearLaborAgreements(20072011)
DebtManagement
UndesignatedFundBalance
Increase(Decrease)inReserves
Excess(Deficiency)ofReceiptsOver
DisbursementsandReserves

FY 2014 Mid-Year Update

Change

MidYear

28,488
6,548
6,348
1,069
3,353
2

0
0
0
0
(47)
0

28,488
6,548
6,348
1,069
3,306
2

8,840
2,545
2,894
532
1,071
61,690

0
0
0
0
0
(47)

8,840
2,545
2,894
532
1,071
61,643

40,274

(16)

40,258

5,686
1,882
4,953

0
0
(31)

5,686
1,882
4,922

1,646
1,227
1,813
971
3,045
61,497

0
0
0
0
0
(47)

1,646
1,227
1,813
971
3,045
61,450

(25)
(32)
250
0
193
0

0
0
0
0
0
0

(25)
(32)
250
0
193
0

T-3

CASHFINANCIALPLAN
GENERALFUND
FY2015
(millionsofdollars)
First
Quarter
Receipts:
Taxes:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
TransfersfromOtherFunds:
PITinExcessofRevenueBondDebtService
TaxinExcessofLGAC
SalesTaxDebtService
RealEstateTaxesinExcessofCW/CADebtService
AllOther
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
TransferstoOtherFunds:
DebtService
CapitalProjects
StateShareMedicaid
SUNYOperations
OtherPurposes
TotalDisbursements
Reserves/ReservedFor:
CommunityProjectsFund
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves
Excess(Deficiency)ofReceiptsOver
DisbursementsandReserves

FY 2014 Mid-Year Update

Change

MidYear

29,397
6,806
5,811
1,144
3,595

0
0
0
0
0

29,397
6,806
5,811
1,144
3,595

9,115
2,661
2,934
608
768
62,839

0
0
0
0
0
0

9,115
2,661
2,934
608
768
62,839

42,598

42,598

5,852
1,967
5,328

0
0
0

5,852
1,967
5,328

1,165
1,384
1,338
971
4,003
64,606

0
0
0
0
0
0

1,165
1,384
1,338
971
4,003
64,606

(35)
10
(25)

0
0
0

(35)
10
(25)

(1,742)

(1,742)

T-4

CASHFINANCIALPLAN
GENERALFUND
FY2016
(millionsofdollars)
First
Quarter
Receipts:
Taxes:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
TransfersfromOtherFunds:
PITinExcessofRevenueBondDebtService
TaxinExcessofLGAC
SalesTaxDebtService
RealEstateTaxesinExcessofCW/CADebtService
AllOther
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
TransferstoOtherFunds:
DebtService
CapitalProjects
StateShareMedicaid
SUNYOperations
OtherPurposes
TotalDisbursements
Reserves/ReservedFor:
CommunityProjectsFund
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves
Excess(Deficiency)ofReceiptsOver
DisbursementsandReserves

FY 2014 Mid-Year Update

Change

MidYear

31,492
7,085
6,301
1,159
2,776

0
0
0
0
0

31,492
7,085
6,301
1,159
2,776

9,556
2,803
2,971
683
723
65,549

0
0
0
0
0
0

9,556
2,803
2,971
683
723
65,549

45,056

45,056

6,113
2,004
5,604

0
0
0

6,113
2,004
5,604

1,452
1,400
1,311
971
4,548
68,459

0
0
0
0
0
0

1,452
1,400
1,311
971
4,548
68,459

(33)
12
(21)

0
0
0

(33)
12
(21)

(2,889)

(2,889)

T-5

CASHFINANCIALPLAN
GENERALFUND
FY2017
(millionsofdollars)
First
Quarter
Receipts:
Taxes:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
TransfersfromOtherFunds:
PITinExcessofRevenueBondDebtService
TaxinExcessofLGAC
SalesTaxDebtService
RealEstateTaxesinExcessofCW/CADebtService
AllOther
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
TransferstoOtherFunds:
DebtService
CapitalProjects
StateShareMedicaid
SUNYOperations
OtherPurposes
TotalDisbursements
Reserves/ReservedFor:
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves
Excess(Deficiency)ofReceiptsOver
DisbursementsandReserves

FY 2014 Mid-Year Update

Change

MidYear

33,545
7,265
6,523
1,169
2,797

0
0
0
0
0

33,545
7,265
6,523
1,169
2,797

10,041
2,916
2,955
739
726
68,676

0
0
0
0
0
0

10,041
2,916
2,955
739
726
68,676

47,276

47,276

6,129
2,085
5,873

0
0
0

6,129
2,085
5,873

1,345
1,799
1,279
971
4,854
71,611

0
0
0
0
0
0

1,345
1,799
1,279
971
4,854
71,611

13
13

0
0

13
13

(2,948)

(2,948)

T-6

GENERALFUND
FY2014THROUGHFY2017
(millionsofdollars)
FY2014
Projected

FY2015
Projected

FY2016
Projected

FY2017
Projected

33,066
13,888
2,311
1,231
50,496
(498)
(7,455)
42,543
(3,419)
(10,636)
28,488

35,399
13,735
2,276
1,268
52,678
(323)
(8,356)
43,999
(3,602)
(11,000)
29,397

37,709
14,825
2,376
1,308
56,218
(273)
(9,017)
46,928
(3,704)
(11,732)
31,492

39,941
15,759
2,476
1,353
59,529
(223)
(9,506)
49,800
(3,805)
(12,450)
33,545

11,734
431
0
251
0
0
0
12,416
(5,868)
6,548

12,252
425
0
256
0
0
0
12,933
(6,127)
6,806

12,813
418
0
261
0
0
0
13,492
(6,407)
7,085

13,178
410
0
266
0
0
0
13,854
(6,589)
7,265

CorporationFranchiseTax
CorporationandUtilitiesTax
InsuranceTaxes
BankTax
PetroleumBusinessTax
BusinessTaxes

2,914
596
1,418
1,420
0
6,348

2,220
620
1,468
1,503
0
5,811

2,573
636
1,523
1,569
0
6,301

2,691
652
1,540
1,640
0
6,523

EstateTax
RealEstateTransferTax
GiftTax
RealPropertyGainsTax
PariMutuelTaxes
OtherTaxes
GrossOtherTaxes
RealEstateTransferTax(Dedicated)
OtherTaxes

1,050
740
0
0
18
1
1,809
(740)
1,069

1,125
810
0
0
18
1
1,954
(810)
1,144

1,140
885
0
0
18
1
2,044
(885)
1,159

1,150
940
0
0
18
1
2,109
(940)
1,169

PayrollTax

TotalTaxes

42,453

43,158

46,037

48,502

681
650
26
56
231
5
1,657
3,306

747
655
26
52
231
30
1,854
3,595

638
655
26
58
231
30
1,138
2,776

644
655
26
54
232
30
1,156
2,797

45,761

46,753

48,813

51,299

Taxes:
Withholdings
EstimatedPayments
FinalPayments
OtherPayments
GrossCollections
State/CityOffset
Refunds
ReportedTaxCollections
STAR(DedicatedDeposits)
RBTF(DedicatedTransfers)
PersonalIncomeTax
SalesandUseTax
CigaretteandTobaccoTaxes
MotorFuelTax
AlcoholicBeverageTaxes
HighwayUseTax
AutoRentalTax
TaxicabSurcharge
GrossUtilityTaxesandFees
LGAC/STBF(DedicatedTransfers)
UserTaxesandFees

Licenses,Fees,Etc.
AbandonedProperty
MotorVehicleFees
ABCLicenseFee
Reimbursements
InvestmentIncome
OtherTransactions
MiscellaneousReceipts
FederalReceipts
Total

FY 2014 Mid-Year Update

T-7

CURRENTSTATERECEIPTS
GENERALFUND
FY2013andFY2014
(millionsofdollars)
FY2013
Results

FY2014
MidYear

Annual
$Change

Annual
%Change

Taxes:
Withholdings
EstimatedPayments
FinalPayments
OtherPayments
GrossCollections
State/CityOffset
Refunds
ReportedTaxCollections
STAR(DedicatedDeposits)
RBTF(DedicatedTransfers)
PersonalIncomeTax

31,958
12,193
2,148
1,144
47,443
(309)
(6,907)
40,227
(3,286)
(10,057)
26,884

33,066
13,888
2,311
1,231
50,496
(498)
(7,455)
42,543
(3,419)
(10,636)
28,488

1,108
1,695
163
87
3,053
(189)
(548)
2,316
(133)
(579)
1,604

3.5%
13.9%
7.6%
7.6%
6.4%
61.2%
7.9%
5.8%
4.0%
5.8%
6.0%

SalesandUseTax
CigaretteandTobaccoTaxes
MotorFuelTax
AlcoholicBeverageTaxes
HighwayUseTax
AutoRentalTax
TaxicabSurcharge
GrossUtilityTaxesandFees
LGAC/STBF(DedicatedTransfers)
UserTaxesandFees

11,232
443
0
246
0
0
0
11,921
(2,809)
9,112

11,734
431
0
251
0
0
0
12,416
(5,868)
6,548

502
(12)
0
5
0
0
0
495
(3,059)
(2,564)

4.5%
2.7%
0
2.0%

4.2%
108.9%
28.1%

CorporationFranchiseTax
CorporationandUtilitiesTax
InsuranceTaxes
BankTax
PetroleumBusinessTax
BusinessTaxes

2,624
686
1,346
1,597
0
6,253

2,914
596
1,418
1,420
0
6,348

290
(90)
72
(177)
0
95

11.1%
13.1%
5.3%
11.1%

1.5%

EstateTax
RealEstateTransferTax
GiftTax
RealPropertyGainsTax
PariMutuelTaxes
OtherTaxes
GrossOtherTaxes
RealEstateTransferTax(Dedicated)
OtherTaxes

1,014
756
1
0
18
1
1,790
(756)
1,034

1,050
740
0
0
18
1
1,809
(740)
1,069

36
(16)
(1)
0
0
0
19
16
35

3.6%
2.1%
100.0%

0.0%
0.0%
1.1%
2.1%
3.4%

PayrollTax

TotalTaxes

43,283

42,453

(830)

1.9%

584
714
129
61
233
2
1,781
3,504

681
650
26
56
231
5
1,657
3,306

97
(64)
(103)
(5)
(2)
3
(124)
(198)

16.6%
9.0%
79.8%
8.2%
0.9%
150.0%
7.0%
5.7%

Licenses,Fees,Etc.
AbandonedProperty
MotorVehicleFees
ABCLicenseFee
Reimbursements
InvestmentIncome
OtherTransactions
MiscellaneousReceipts
FederalReceipts
Total

FY 2014 Mid-Year Update

62

(60)

96.8%

46,849

45,761

(1,088)

2.3%

T-8

CASHFINANCIALPLAN
STATEOPERATINGFUNDSBUDGET
FY2014
(millionsofdollars)

General
Fund

StateSpecial
Revenue
Funds

Debt
Service
Funds

State
Operating
Funds
Total

OpeningFundBalance

1,610

2,368

381

4,359

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

42,453
3,306
2
45,761

8,347
15,675
1
24,023

17,124
797
72
17,993

67,924
19,778
75
87,777

40,258

19,438

59,696

5,686
1,882
4,922
0
0
52,748

6,680
3,556
2,136
0
11
31,821

0
40
0
6,060
0
6,100

12,366
5,478
7,058
6,060
11
90,669

15,882
(8,702)
7,180

8,705
(1,204)
7,501

5,208
(17,041)
(11,833)

29,795
(26,947)
2,848

193

(297)

60

(44)

441

4,315

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

1,803

2,071

T-9

CASHFINANCIALPLAN
STATEOPERATINGFUNDSBUDGET
FY2015
(millionsofdollars)

General
Fund
Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

StateSpecial
Revenue
Funds

Debt
Service
Funds

State
Operating
Funds
Total

43,158
3,595
0
46,753

8,697
15,739
1
24,437

17,817
976
72
18,865

69,672
20,310
73
90,055

42,598

19,621

62,219

5,852
1,967
5,328
0
0
55,745

6,790
3,626
2,205
0
5
32,247

0
40
0
5,805
0
5,845

12,642
5,633
7,533
5,805
5
93,837

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NetOtherFinancingSources(Uses)

16,086
(8,861)
7,225

8,588
(683)
7,905

4,288
(17,313)
(13,025)

28,962
(26,857)
2,105

Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses

(1,767)

95

(5)

(1,677)

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

DesignatedGeneralFundReserves/ReservedFor:
CommunityProjectsFund
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves
NetGeneralFundDeficit

FY 2014 Mid-Year Update

(35)
10
(25)
(1,742)

T-10

CASHFINANCIALPLAN
STATEOPERATINGFUNDSBUDGET
FY2016
(millionsofdollars)

General
Fund
Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

StateSpecial
Revenue
Funds

Debt
Service
Funds

State
Operating
Funds
Total

46,037
2,776
0
48,813

8,941
15,869
1
24,811

18,905
824
72
19,801

73,883
19,469
73
93,425

45,056

19,816

64,872

6,113
2,004
5,604
0
0
58,777

6,965
3,755
2,350
0
5
32,891

0
40
0
6,482
0
6,522

13,078
5,799
7,954
6,482
5
98,190

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NetOtherFinancingSources(Uses)

16,736
(9,682)
7,054

8,923
(639)
8,284

4,534
(17,820)
(13,286)

30,193
(28,141)
2,052

Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses

(2,910)

204

(7)

(2,713)

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

DesignatedGeneralFundReserves/ReservedFor:
CommunityProjectsFund
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves
NetGeneralFundDeficit

FY 2014 Mid-Year Update

(33)
12
(21)
(2,889)

T-11

CASHFINANCIALPLAN
STATEOPERATINGFUNDSBUDGET
FY2017
(millionsofdollars)

General
Fund
Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses
DesignatedGeneralFundReserves/ReservedFor:
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves
NetGeneralFundDeficit

FY 2014 Mid-Year Update

StateSpecial
Revenue
Funds

Debt
Service
Funds

State
Operating
Funds
Total

48,502
2,797
0
51,299

9,185
16,068
1
25,254

19,860
793
72
20,725

77,547
19,658
73
97,278

47,276

20,013

67,289

6,129
2,085
5,873
0
0
61,363

7,081
3,850
2,414
0
5
33,363

0
40
0
6,783
0
6,823

13,210
5,975
8,287
6,783
5
101,549

17,377
(10,248)
7,129

9,021
(644)
8,377

4,403
(18,284)
(13,881)

30,801
(29,176)
1,625

(2,935)

268

21

(2,646)

13
13
(2,948)

T-12

CASHFINANCIALPLAN
STATEOPERATINGFUNDSBUDGET
FY2013andFY2014
(millionsofdollars)
FY2013
Results

FY2014
MidYear

Annual
$Change

Annual
%Change

OpeningFundBalance

3,847

4,359

512

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

64,932
20,000
141
85,073

67,924
19,778
75
87,777

2,992
(222)
(66)
2,704

58,578

59,696

1,118

1.9%

12,403
5,280
6,437
6,138
8
88,844

12,366
5,478
7,058
6,060
11
90,669

(37)
198
621
(78)
3
1,825

0.3%
3.8%
9.6%
1.3%
37.5%
2.1%

26,403
(22,120)
4,283

29,795
(26,947)
2,848

3,392
(4,827)
(1,435)

12.8%
21.8%
33.5%

512

(44)

(556)

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

4,359

4,315

4.6%
1.1%
46.8%
3.2%

(44)

T-13

CASHFINANCIALPLAN
ALLGOVERNMENTALFUNDS
FY2014
(millionsofdollars)
General
Fund

Special
Revenue
Funds

OpeningFundBalance

1,610

2,371

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

42,453
3,306
2
45,761

8,347
15,861
45,138
69,346

Capital
Projects
Funds
(485)

Debt
Service
Funds

All
Funds
Total

381

3,877

1,400
4,211
2,221
7,832

17,124
797
72
17,993

69,324
24,175
47,433
140,932

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

40,258

59,714

2,104

102,076

5,686
1,882
4,922
0
0
52,748

7,333
4,628
2,454
0
11
74,140

0
0
0
0
5,882
7,986

0
40
0
6,060
0
6,100

13,019
6,550
7,376
6,060
5,893
140,974

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)

15,882
(8,702)
0
7,180

7,893
(3,396)
0
4,497

1,607
(1,515)
338
430

5,208
(17,041)
0
(11,833)

30,590
(30,654)
338
274

193

(297)

276

60

232

(209)

441

4,109

Excess(Deficiency)ofReceiptsandOtherFinancing
SourcesOverDisbursements
andOtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

1,803

2,074

T-14

CASHFINANCIALPLAN
ALLGOVERNMENTALFUNDS
FY2015
(millionsofdollars)
General
Fund

Special
Revenue
Funds

Capital
Projects
Funds

Debt
Service
Funds

43,158
3,595
0
46,753

8,697
15,925
45,162
69,784

1,429
4,507
2,028
7,964

17,817
976
72
18,865

71,101
25,003
47,262
143,366

42,598

60,970

1,716

105,284

5,852
1,967
5,328
0
0
55,745

7,436
4,583
2,523
0
5
75,517

0
0
0
0
6,417
8,133

0
40
0
5,805
0
5,845

13,288
6,590
7,851
5,805
6,422
145,240

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)

16,086
(8,861)
0
7,225

8,169
(2,341)
0
5,828

1,447
(1,521)
306
232

4,288
(17,313)
0
(13,025)

29,990
(30,036)
306
260

Excess(Deficiency)ofReceiptsandOtherFinancing
SourcesOverDisbursements
andOtherFinancingUses

(1,767)

95

63

(5)

(1,614)

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

DesignatedGeneralFundReserves/ReservedFor:
CommunityProjectsFund
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves
NetGeneralFundDeficit

FY 2014 Mid-Year Update

All
Funds
Total

(35)
10
(25)
(1,742)

T-15

CASHFINANCIALPLAN
ALLGOVERNMENTALFUNDS
FY2016
(millionsofdollars)
General
Fund

Special
Revenue
Funds

Capital
Projects
Funds

Debt
Service
Funds

46,037
2,776
0
48,813

8,941
16,055
46,510
71,506

1,449
4,890
1,660
7,999

18,905
824
72
19,801

75,332
24,545
48,242
148,119

45,056

62,518

1,405

108,979

6,113
2,004
5,604
0
0
58,777

7,643
4,688
2,683
0
5
77,537

0
0
0
0
6,615
8,020

0
40
0
6,482
0
6,522

13,756
6,732
8,287
6,482
6,620
150,856

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)

16,736
(9,682)
0
7,054

8,504
(2,269)
0
6,235

1,463
(1,525)
120
58

4,534
(17,820)
0
(13,286)

31,237
(31,296)
120
61

Excess(Deficiency)ofReceiptsandOtherFinancing
SourcesOverDisbursements
andOtherFinancingUses

(2,910)

204

37

(7)

(2,676)

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

DesignatedGeneralFundReserves/ReservedFor:
CommunityProjectsFund
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves
NetGeneralFundDeficit

FY 2014 Mid-Year Update

All
Funds
Total

(33)
12
(21)
(2,889)

T-16

CASHFINANCIALPLAN
ALLGOVERNMENTALFUNDS
FY2017
(millionsofdollars)

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOtherFinancing
SourcesOverDisbursements
andOtherFinancingUses
DesignatedGeneralFundReserves/ReservedFor:
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves
NetGeneralFundDeficit

FY 2014 Mid-Year Update

General
Fund

Special
Revenue
Funds

Capital
Projects
Funds

Debt
Service
Funds

All
Funds
Total

48,502
2,797
0
51,299

9,185
16,254
49,276
74,715

1,455
4,199
1,617
7,271

19,860
793
72
20,725

79,002
24,043
50,965
154,010

47,276

65,655

1,137

114,068

6,129
2,085
5,873
0
0
61,363

7,768
4,698
2,752
0
5
80,878

0
0
0
0
6,581
7,718

0
40
0
6,783
0
6,823

13,897
6,823
8,625
6,783
6,586
156,782

17,377
(10,248)
0
7,129

8,602
(2,170)
0
6,432

1,862
(1,607)
65
320

4,403
(18,284)
0
(13,881)

32,244
(32,309)
65
0

(2,935)

269

(127)

21

(2,772)

13
13
(2,948)

T-17

CASHFINANCIALPLAN
ALLGOVERNMENTALFUNDS
FY2013andFY2014
(millionsofdollars)
FY2013
Results

FY2014
MidYear

Annual
$Change

Annual
%Change

OpeningFundBalance

3,360

3,877

517

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

66,302
24,030
42,843
133,175

69,324
24,175
47,433
140,932

3,022
145
4,590
7,757

4.6%
0.6%
10.7%
5.8%

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

95,429

102,076

6,647

7.0%

13,012
6,170
6,676
6,138
5,672
133,097

13,019
6,550
7,376
6,060
5,893
140,974

7
380
700
(78)
221
7,877

0.1%
6.2%
10.5%
1.3%
3.9%
5.9%

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)

26,904
(26,899)
434
439

30,590
(30,654)
338
274

3,686
(3,755)
(96)
(165)

13.7%
14.0%
22.1%
37.6%

Excess(Deficiency)ofReceiptsandOtherFinancing
SourcesOverDisbursements
andOtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

517

232

3,877

4,109

(285)
232

T-18

CASHRECEIPTS
ALLGOVERNMENTALFUNDS
FY2014
(millionsofdollars)
General
Fund

Special
Revenue
Funds

Capital
Projects
Funds

Taxes:
Withholdings
EstimatedPayments
FinalPayments
OtherPayments
GrossCollections
State/CityOffset
Refunds
ReportedTaxCollections
STAR(DedicatedDeposits)
RBTF(DedicatedTransfers)
PersonalIncomeTax

33,066
13,888
2,311
1,231
50,496
(498)
(7,455)
42,543
(3,419)
(10,636)
28,488

0
0
0
0
0
0
0
0
3,419
0
3,419

0
0
0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
10,636
10,636

33,066
13,888
2,311
1,231
50,496
(498)
(7,455)
42,543
0
0
42,543

SalesandUseTax
CigaretteandTobaccoTaxes
MotorFuelTax
AlcoholicBeverageTaxes
HighwayUseTax
AutoRentalTax
TaxicabSurcharge
GrossUtilityTaxesandFees
LGAC/STBF(DedicatedTransfers)
UserTaxesandFees

11,734
431
0
251
0
0
0
12,416
(5,868)
6,548

797
1,060
105
0
0
43
90
2,095
0
2,095

0
0
395
0
140
71
0
606
0
606

0
0
0
0
0
0
0
0
5,867
5,867

12,531
1,491
500
251
140
114
90
15,117
(1)
15,116

CorporationFranchiseTax
CorporationandUtilitiesTax
InsuranceTaxes
BankTax
PetroleumBusinessTax
BusinessTaxes

2,914
596
1,418
1,420
0
6,348

445
170
169
274
530
1,588

0
15
0
0
660
675

0
0
0
0
0
0

3,359
781
1,587
1,694
1,190
8,611

EstateTax
RealEstateTransferTax
GiftTax
RealPropertyGainsTax
PariMutuelTaxes
OtherTaxes
GrossOtherTaxes
RealEstateTransferTax(Dedicated)
OtherTaxes

1,050
740
0
0
18
1
1,809
(740)
1,069

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
119
119

0
0
0
0
0
0
0
621
621

1,050
740
0
0
18
1
1,809
0
1,809

PayrollTax

1,245

1,245

TotalTaxes

42,453

8,347

1,400

17,124

69,324

681
650
26
56
231
5
1,657
3,306

0
0
481
0
0
0
15,380
15,861

0
0
811
0
0
0
3,400
4,211

0
0
0
0
0
0
797
797

681
650
1,318
56
231
5
21,234
24,175

45,138

2,221

72

47,433

45,761

69,346

7,832

17,993

140,932

Licenses,Fees,Etc.
AbandonedProperty
MotorVehicleFees
ABCLicenseFee
Reimbursements
InvestmentIncome
OtherTransactions
MiscellaneousReceipts
FederalReceipts
Total

FY 2014 Mid-Year Update

Debt
Service
Funds

Total

T-19

CASHRECEIPTS
ALLGOVERNMENTALFUNDS
FY2015
(millionsofdollars)
General
Fund

Special
Revenue
Funds

Capital
Projects
Funds

Debt
Service
Funds

Total

Taxes:
Withholdings
EstimatedPayments
FinalPayments
OtherPayments
GrossCollections
State/CityOffset
Refunds
ReportedTaxCollections
STAR(DedicatedDeposits)
RBTF(DedicatedTransfers)
PersonalIncomeTax

35,399
13,735
2,276
1,268
52,678
(323)
(8,356)
43,999
(3,602)
(11,000)
29,397

0
0
0
0
0
0
0
0
3,602
0
3,602

0
0
0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
11,000
11,000

35,399
13,735
2,276
1,268
52,678
(323)
(8,356)
43,999
0
0
43,999

SalesandUseTax
CigaretteandTobaccoTaxes
MotorFuelTax
AlcoholicBeverageTaxes
HighwayUseTax
AutoRentalTax
TaxicabSurcharge
GrossUtilityTaxesandFees
LGAC/STBF(DedicatedTransfers)
UserTaxesandFees

12,252
425
0
256
0
0
0
12,933
(6,127)
6,806

835
1,041
106
0
0
45
100
2,127
0
2,127

0
0
398
0
143
74
0
615
0
615

0
0
0
0
0
0
0
0
6,126
6,126

13,087
1,466
504
256
143
119
100
15,675
(1)
15,674

CorporationFranchiseTax
CorporationandUtilitiesTax
InsuranceTaxes
BankTax
PetroleumBusinessTax
BusinessTaxes

2,220
620
1,468
1,503
0
5,811

467
172
176
286
545
1,646

0
15
0
0
680
695

0
0
0
0
0
0

2,687
807
1,644
1,789
1,225
8,152

EstateTax
RealEstateTransferTax
GiftTax
RealPropertyGainsTax
PariMutuelTaxes
OtherTaxes
GrossOtherTaxes
RealEstateTransferTax(Dedicated)
OtherTaxes

1,125
810
0
0
18
1
1,954
(810)
1,144

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
119
119

0
0
0
0
0
0
0
691
691

1,125
810
0
0
18
1
1,954
0
1,954

PayrollTax

1,322

1,322

TotalTaxes

43,158

8,697

1,429

17,817

71,101

747
655
26
52
231
30
1,854
3,595

0
0
481
0
0
0
15,444
15,925

0
0
811
0
0
0
3,696
4,507

0
0
0
0
0
0
976
976

747
655
1,318
52
231
30
21,970
25,003

45,162

2,028

72

47,262

46,753

69,784

7,964

18,865

143,366

Licenses,Fees,Etc.
AbandonedProperty
MotorVehicleFees
ABCLicenseFee
Reimbursements
InvestmentIncome
OtherTransactions
MiscellaneousReceipts
FederalReceipts
Total

FY 2014 Mid-Year Update

T-20

CASHRECEIPTS
ALLGOVERNMENTALFUNDS
FY2016
(millionsofdollars)
General
Fund

Special
Revenue
Funds

Capital
Projects
Funds

Taxes:
Withholdings
EstimatedPayments
FinalPayments
OtherPayments
GrossCollections
State/CityOffset
Refunds
ReportedTaxCollections
STAR(DedicatedDeposits)
RBTF(DedicatedTransfers)
PersonalIncomeTax

37,709
14,825
2,376
1,308
56,218
(273)
(9,017)
46,928
(3,704)
(11,732)
31,492

0
0
0
0
0
0
0
0
3,704
0
3,704

0
0
0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
11,732
11,732

37,709
14,825
2,376
1,308
56,218
(273)
(9,017)
46,928
0
0
46,928

SalesandUseTax
CigaretteandTobaccoTaxes
MotorFuelTax
AlcoholicBeverageTaxes
HighwayUseTax
AutoRentalTax
TaxicabSurcharge
GrossUtilityTaxesandFees
LGAC/STBF(DedicatedTransfers)
UserTaxesandFees

12,813
418
0
261
0
0
0
13,492
(6,407)
7,085

864
1,018
106
0
0
47
101
2,136
0
2,136

0
0
401
0
151
77
0
629
0
629

0
0
0
0
0
0
0
0
6,407
6,407

13,677
1,436
507
261
151
124
101
16,257
0
16,257

CorporationFranchiseTax
CorporationandUtilitiesTax
InsuranceTaxes
BankTax
PetroleumBusinessTax
BusinessTaxes

2,573
636
1,523
1,569
0
6,301

490
177
183
301
549
1,700

0
15
0
0
686
701

0
0
0
0
0
0

3,063
828
1,706
1,870
1,235
8,702

EstateTax
RealEstateTransferTax
GiftTax
RealPropertyGainsTax
PariMutuelTaxes
OtherTaxes
GrossOtherTaxes
RealEstateTransferTax(Dedicated)
OtherTaxes

1,140
885
0
0
18
1
2,044
(885)
1,159

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
119
119

0
0
0
0
0
0
0
766
766

1,140
885
0
0
18
1
2,044
0
2,044

PayrollTax

1,401

1,401

TotalTaxes

46,037

8,941

1,449

18,905

75,332

638
655
26
58
231
30
1,138
2,776

0
0
481
0
0
0
15,574
16,055

0
0
811
0
0
0
4,079
4,890

0
0
0
0
0
0
824
824

638
655
1,318
58
231
30
21,615
24,545

46,510

1,660

72

48,242

48,813

71,506

7,999

19,801

148,119

Licenses,Fees,Etc.
AbandonedProperty
MotorVehicleFees
ABCLicenseFee
Reimbursements
InvestmentIncome
OtherTransactions
MiscellaneousReceipts
FederalReceipts
Total

FY 2014 Mid-Year Update

Debt
Service
Funds

Total

T-21

CASHRECEIPTS
ALLGOVERNMENTALFUNDS
FY2017
(millionsofdollars)
General
Fund

Special
Revenue
Funds

Capital
Projects
Funds

Taxes:
Withholdings
EstimatedPayments
FinalPayments
OtherPayments
GrossCollections
State/CityOffset
Refunds
ReportedTaxCollections
STAR(DedicatedDeposits)
RBTF(DedicatedTransfers)
PersonalIncomeTax

39,941
15,759
2,476
1,353
59,529
(223)
(9,506)
49,800
(3,805)
(12,450)
33,545

0
0
0
0
0
0
0
0
3,805
0
3,805

0
0
0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
12,450
12,450

39,941
15,759
2,476
1,353
59,529
(223)
(9,506)
49,800
0
0
49,800

SalesandUseTax
CigaretteandTobaccoTaxes
MotorFuelTax
AlcoholicBeverageTaxes
HighwayUseTax
AutoRentalTax
TaxicabSurcharge
GrossUtilityTaxesandFees
LGAC/STBF(DedicatedTransfers)
UserTaxesandFees

13,178
410
0
266
0
0
0
13,854
(6,589)
7,265

887
995
106
0
0
47
101
2,136
0
2,136

0
0
404
0
149
77
0
630
0
630

0
0
0
0
0
0
0
0
6,589
6,589

14,065
1,405
510
266
149
124
101
16,620
0
16,620

CorporationFranchiseTax
CorporationandUtilitiesTax
InsuranceTaxes
BankTax
PetroleumBusinessTax
BusinessTaxes

2,691
652
1,540
1,640
0
6,523

513
188
190
316
554
1,761

0
15
0
0
691
706

0
0
0
0
0
0

3,204
855
1,730
1,956
1,245
8,990

EstateTax
RealEstateTransferTax
GiftTax
RealPropertyGainsTax
PariMutuelTaxes
OtherTaxes
GrossOtherTaxes
RealEstateTransferTax(Dedicated)
OtherTaxes

1,150
940
0
0
18
1
2,109
(940)
1,169

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
119
119

0
0
0
0
0
0
0
821
821

1,150
940
0
0
18
1
2,109
0
2,109

PayrollTax

1,483

1,483

TotalTaxes

48,502

9,185

1,455

19,860

79,002

644
655
26
54
232
30
1,156
2,797

0
0
481
0
0
0
15,773
16,254

0
0
811
0
0
0
3,388
4,199

0
0
0
0
0
0
793
793

644
655
1,318
54
232
30
21,110
24,043

49,276

1,617

72

50,965

51,299

74,715

7,271

20,725

154,010

Licenses,Fees,Etc.
AbandonedProperty
MotorVehicleFees
ABCLicenseFee
Reimbursements
InvestmentIncome
OtherTransactions
MiscellaneousReceipts
FederalReceipts
Total

FY 2014 Mid-Year Update

Debt
Service
Funds

Total

T-22

CURRENTSTATERECEIPTS
ALLGOVERNMENTALFUNDS
FY2013andFY2014
(millionsofdollars)
FY2013
Results

FY2014
MidYear

Annual
$Change

Annual
%Change

Taxes:
Withholdings
EstimatedPayments
FinalPayments
OtherPayments
GrossCollections
State/CityOffset
Refunds
ReportedTaxCollections
STAR(DedicatedDeposits)
RBTF(DedicatedTransfers)
PersonalIncomeTax

31,958
12,193
2,148
1,144
47,443
(309)
(6,907)
40,227
0
0
40,227

33,066
13,888
2,311
1,231
50,496
(498)
(7,455)
42,543
0
0
42,543

1,108
1,695
163
87
3,053
(189)
(548)
2,316
0
0
2,316

3.5%
13.9%
7.6%
7.6%
6.4%
61.2%
7.9%
5.8%

5.8%

SalesandUseTax
CigaretteandTobaccoTaxes
MotorFuelTax
AlcoholicBeverageTaxes
HighwayUseTax
AutoRentalTax
TaxicabSurcharge
GrossUtilityTaxesandFees
LGAC/STBF(DedicatedTransfers)
UserTaxesandFees

11,989
1,551
492
246
145
109
83
14,615
0
14,615

12,531
1,491
500
251
140
114
90
15,117
(1)
15,116

542
(60)
8
5
(5)
5
7
502
(1)
501

4.5%
3.9%
1.6%
2.0%
3.4%
4.6%
8.4%
3.4%

3.4%

CorporationFranchiseTax
CorporationandUtilitiesTax
InsuranceTaxes
BankTax
PetroleumBusinessTax
BusinessTaxes

3,009
895
1,509
1,912
1,140
8,465

3,359
781
1,587
1,694
1,190
8,611

350
(114)
78
(218)
50
146

11.6%
12.7%
5.2%
11.4%
4.4%
1.7%

EstateTax
RealEstateTransferTax
GiftTax
RealPropertyGainsTax
PariMutuelTaxes
OtherTaxes
GrossOtherTaxes
RealEstateTransferTax(Dedicated)
OtherTaxes

1,014
756
1
0
18
1
1,790
0
1,790

1,050
740
0
0
18
1
1,809
0
1,809

36
(16)
(1)
0
0
0
19
0
19

3.6%
2.1%
100.0%

0.0%
0.0%
1.1%

1.1%

PayrollTax

1,205

1,245

40

TotalTaxes

66,302

69,324

3,022

Licenses,Fees,Etc.
AbandonedProperty
MotorVehicleFees
ABCLicenseFee
Reimbursements
InvestmentIncome
OtherTransactions
MiscellaneousReceipts

584
714
1,378
61
233
2
21,058
24,030

681
650
1,318
56
231
5
21,234
24,175

FederalReceipts
Total

FY 2014 Mid-Year Update

97
(64)
(60)
(5)
(2)
3
176
145

3.3%
4.6%
16.6%
9.0%
4.4%
8.2%
0.9%
150.0%
0.8%
0.6%

42,843

47,433

4,590

10.7%

133,175

140,932

7,757

5.8%

T-23

CASHFINANCIALPLAN
SPECIALREVENUEFUNDS
FY2014
(millionsofdollars)

State

Federal

Transfer
Eliminations

Total

OpeningFundBalance

2,368

2,371

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

8,347
15,675
1
24,023

0
186
45,137
45,323

0
0
0
0

8,347
15,861
45,138
69,346

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
CapitalProjects
TotalDisbursements

19,438

40,276

59,714

6,680
3,556
2,136
11
31,821

653
1,072
318
0
42,319

0
0
0
0
0

7,333
4,628
2,454
11
74,140

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NetOtherFinancingSources(Uses)

8,705
(1,204)
7,501

1
(3,005)
(3,004)

(813)
813
0

7,893
(3,396)
4,497

(297)

(297)

Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursements
andOtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

2,071

2,074

T-24

CASHFINANCIALPLAN
SPECIALREVENUEFUNDS
FY2015
(millionsofdollars)

State

Federal

Transfer
Eliminations

Total

OpeningFundBalance

2,071

2,074

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

8,697
15,739
1
24,437

0
186
45,161
45,347

0
0
0
0

8,697
15,925
45,162
69,784

19,621

41,349

60,970

6,790
3,626
2,205
5
32,247

646
957
318
0
43,270

0
0
0
0
0

7,436
4,583
2,523
5
75,517

8,588
(683)
7,905

1
(2,078)
(2,077)

(420)
420
0

8,169
(2,341)
5,828

95

95

2,166

2,169

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursements
andOtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

T-25

CASHFINANCIALPLAN
SPECIALREVENUEFUNDS
FY2016
(millionsofdollars)

State

Federal

Transfer
Eliminations

Total

OpeningFundBalance

2,166

2,169

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

8,941
15,869
1
24,811

0
186
46,509
46,695

0
0
0
0

8,941
16,055
46,510
71,506

19,816

42,702

62,518

6,965
3,755
2,350
5
32,891

678
933
333
0
44,646

0
0
0
0
0

7,643
4,688
2,683
5
77,537

8,923
(639)
8,284

1
(2,050)
(2,049)

(420)
420
0

8,504
(2,269)
6,235

204

204

2,370

2,373

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursements
andOtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

T-26

CASHFINANCIALPLAN
SPECIALREVENUEFUNDS
FY2017
(millionsofdollars)

State

Federal

Transfer
Eliminations

Total

OpeningFundBalance

2,370

2,373

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

9,185
16,068
1
25,254

0
186
49,275
49,461

0
0
0
0

9,185
16,254
49,276
74,715

20,013

45,642

65,655

7,081
3,850
2,414
5
33,363

687
848
338
0
47,515

0
0
0
0
0

7,768
4,698
2,752
5
80,878

9,021
(644)
8,377

1
(1,946)
(1,945)

(420)
420
0

8,602
(2,170)
6,432

268

269

2,638

2,642

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursements
andOtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

T-27

CASHFINANCIALPLAN
SPECIALREVENUEFUNDS
FY2013andFY2014
(millionsofdollars)
FY2013
Results

FY2014
MidYear

Annual
$Change

Annual
%Change

OpeningFundBalance

1,594

2,371

777

48.7%

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
Totalreceipts

8,146
15,756
40,576
64,478

8,347
15,861
45,138
69,346

201
105
4,562
4,868

2.5%
0.7%
11.2%
7.5%

53,794

59,714

5,920

11.0%

6,882
4,400
2,126
0
8
67,210

7,333
4,628
2,454
0
11
74,140

451
228
328
0
3
6,930

6.6%
5.2%
15.4%

37.5%
10.3%

7,478
(3,969)
3,509

7,893
(3,396)
4,497

415
573
988

5.5%
14.4%
28.2%

777

(297)

(1,074)

138.2%

2,371

2,074

(297)

12.5%

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursements
andOtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

T-28

CASHRECEIPTS
SPECIALREVENUEFUNDS
FY2014THROUGHFY2017
(millionsofdollars)
FY2014
Projected

FY2015
Projected

FY2016
Projected

FY2017
Projected

PersonalIncomeTax

3,419

3,602

3,704

3,805

UserTaxesandFees
SalesandUseTax
CigaretteandTobaccoTaxes
MotorFuelTax
AutoRentalTax
TaxicabSurcharge

2,095
797
1,060
105
43
90

2,127
835
1,041
106
45
100

2,136
864
1,018
106
47
101

2,136
887
995
106
47
101

BusinessTaxes
CorporationFranchiseTax
CorporationandUtilitiesTax
InsuranceTaxes
BankTax
PetroleumBusinessTax

1,588
445
170
169
274
530

1,646
467
172
176
286
545

1,700
490
177
183
301
549

1,761
513
188
190
316
554

PayrollTax

1,245

1,322

1,401

1,483

TotalTaxes

8,347

8,697

8,941

9,185

MiscellaneousReceipts
HCRA
StateUniversityIncome
Lottery
Medicaid
IndustryAssessments
MotorVehicleFees
AllOther

15,861
4,550
4,267
3,280
785
783
481
1,715

15,925
4,813
4,383
3,292
788
795
481
1,373

16,055
4,931
4,546
3,297
788
809
481
1,203

16,254
5,054
4,707
3,295
788
818
481
1,111

FederalReceipts

45,138

45,162

46,510

49,276

Total

69,346

69,784

71,506

74,715

FY 2014 Mid-Year Update

T-29

CASHRECEIPTS
SPECIALREVENUEFUNDS
FY2013andFY2014
(millionsofdollars)
FY2013
Results

FY2014
MidYear

Annual
$Change

Annual
%Change

PersonalIncomeTax

3,286

3,419

133

4.0%

UserTaxesandFees
SalesandUseTax
CigaretteandTobaccoTaxes
MotorFuelTax
AutoRentalTax
TaxicabSurcharge

2,092
757
1,108
103
41
83

2,095
797
1,060
105
43
90

3
40
(48)
2
2
7

0.1%
5.3%
4.3%
1.9%
4.9%
8.4%

BusinessTaxes
CorporationFranchiseTax
CorporationandUtilitiesTax
InsuranceTaxes
BankTax
PetroleumBusinessTax

1,563
385
194
163
315
506

1,588
445
170
169
274
530

25
60
(24)
6
(41)
24

1.6%
15.6%
12.4%
3.7%
13.0%
4.7%

PayrollTax

1,205

1,245

40

3.3%

TotalTaxes

8,146

8,347

201

2.5%

MiscellaneousReceipts
HCRA
StateUniversityIncome
Lottery
Medicaid
IndustryAssessments
MotorVehicleFees
AllOther

15,756
4,228
4,143
3,214
783
723
453
2,212

15,861
4,550
4,267
3,280
785
783
481
1,715

105
322
124
66
2
60
28
(497)

FederalReceipts

40,576

45,138

4,562

11.2%

Total

64,478

69,346

4,868

7.5%

FY 2014 Mid-Year Update

0.7%
7.6%
3.0%
2.1%
0.3%
8.3%
6.2%
22.5%

T-30

CASHFINANCIALPLAN
CAPITALPROJECTSFUNDS
FY2014
(millionsofdollars)

Transfer
Eliminations

State

Federal

OpeningFundBalance

(293)

(192)

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

1,400
4,211
5
5,616

0
0
2,216
2,216

0
0
0
0

1,400
4,211
2,221
7,832

Disbursements:
LocalAssistanceGrants
CapitalProjects
TotalDisbursements

1,382
4,764
6,146

722
1,118
1,840

0
0
0

2,104
5,882
7,986

1,921
(1,504)
338
755

0
(325)
0
(325)

(314)
314
0
0

1,607
(1,515)
338
430

Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses

225

51

276

ClosingFundBalance

(68)

(141)

(209)

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)

FY 2014 Mid-Year Update

Total
(485)

T-31

CASHFINANCIALPLAN
CAPITALPROJECTSFUNDS
FY2015
(millionsofdollars)

Transfer
Eliminations

State

Federal

OpeningFundBalance

(68)

(141)

(209)

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

1,429
4,507
5
5,941

0
0
2,023
2,023

0
0
0
0

1,429
4,507
2,028
7,964

Disbursements:
LocalAssistanceGrants
CapitalProjects
TotalDisbursements

1,024
5,456
6,480

692
961
1,653

0
0
0

1,716
6,417
8,133

1,755
(1,509)
306
552

0
(320)
0
(320)

(308)
308
0
0

1,447
(1,521)
306
232

13

50

63

(55)

(91)

(146)

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

Total

T-32

CASHFINANCIALPLAN
CAPITALPROJECTSFUNDS
FY2016
(millionsofdollars)

Transfer
Eliminations

State

Federal

OpeningFundBalance

(55)

(91)

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

1,449
4,890
5
6,344

0
0
1,655
1,655

0
0
0
0

1,449
4,890
1,660
7,999

Disbursements:
LocalAssistanceGrants
CapitalProjects
TotalDisbursements

754
5,943
6,697

651
672
1,323

0
0
0

1,405
6,615
8,020

1,767
(1,513)
120
374

0
(316)
0
(316)

(304)
304
0
0

1,463
(1,525)
120
58

21

16

37

(34)

(75)

(109)

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

Total
(146)

T-33

CASHFINANCIALPLAN
CAPITALPROJECTSFUNDS
FY2017
(millionsofdollars)

Transfer
Eliminations

State

Federal

OpeningFundBalance

(34)

(75)

(109)

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

1,455
4,199
5
5,659

0
0
1,612
1,612

0
0
0
0

1,455
4,199
1,617
7,271

Disbursements:
LocalAssistanceGrants
CapitalProjects
TotalDisbursements

496
5,948
6,444

641
633
1,274

0
0
0

1,137
6,581
7,718

2,172
(1,595)
65
642

0
(322)
0
(322)

(310)
310
0
0

1,862
(1,607)
65
320

Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses

(143)

16

(127)

ClosingFundBalance

(177)

(59)

(236)

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)

FY 2014 Mid-Year Update

Total

T-34

CASHFINANCIALPLAN
CAPITALPROJECTSFUNDS
FY2013andFY2014
(millionsofdollars)

OpeningFundBalance

FY2013
Results

FY2014
MidYear

Annual
$Change

Annual
%Change

(449)

(485)

(36)

8.0%

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

1,370
3,857
2,126
7,353

1,400
4,211
2,221
7,832

30
354
95
479

2.2%
9.2%
4.5%
6.5%

Disbursements:
LocalAssistanceGrants
CapitalProjects
TotalDisbursements

1,875
5,664
7,539

2,104
5,882
7,986

229
218
447

12.2%
3.8%
5.9%

1,172
(1,456)
434
150

1,607
(1,515)
338
430

435
(59)
(96)
280

37.1%
4.1%
22.1%
186.7%

(36)

276

312

(485)

(209)

276

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

T-35

CASHRECEIPTS
CAPITALPROJECTSFUNDS
FY2014THROUGHFY2017
(millionsofdollars)
FY2014
Projected

FY2015
Projected

FY2016
Projected

FY2017
Projected

UserTaxesandFees
MotorFuelTax
HighwayUseTax
AutoRentalTax

606
395
140
71

615
398
143
74

629
401
151
77

630
404
149
77

BusinessTaxes
CorporationandUtilitiesTax
PetroleumBusinessTax

675
15
660

695
15
680

701
15
686

706
15
691

OtherTaxes
RealEstateTransferTax

119
119

119
119

119
119

119
119

TotalTaxes

1,400

1,429

1,449

1,455

MiscellaneousReceipts
AuthorityBondProceeds
StateParkFees
EnvironmentalRevenues
MotorVehicleFees
AllOther

4,211
3,576
76
77
811
(329)

4,507
3,888
91
77
811
(360)

4,890
4,235
105
77
811
(338)

4,199
3,848
112
77
811
(649)

FederalReceipts

2,221

2,028

1,660

1,617

Total

7,832

7,964

7,999

7,271

FY 2014 Mid-Year Update

T-36

CASHRECEIPTS
CAPITALPROJECTSFUNDS
FY2013andFY2014
(millionsofdollars)
FY2013
Results

FY2014
MidYear

Annual
$Change

Annual
%Change

UserTaxesandFees
MotorFuelTax
HighwayUseTax
AutoRentalTax

602
389
145
68

606
395
140
71

4
6
(5)
3

0.7%
1.5%
3.4%
4.4%

BusinessTaxes
CorporationandUtilitiesTax
PetroleumBusinessTax

649
15
634

675
15
660

26
0
26

4.0%
0.0%
4.1%

OtherTaxes
RealEstateTransferTax

119
119

119
119

0
0

0.0%
0.0%

TotalTaxes

1,370

1,400

30

2.2%

MiscellaneousReceipts
AuthorityBondProceeds
StateParkFees
EnvironmentalRevenues
MotorVehicleFees
AllOther

3,857
2,912
39
77
796
33

4,211
3,576
76
77
811
(329)

354
664
37
0
15
(362)

9.2%
22.8%
94.9%
0.0%
1.9%
1097.0%

FederalReceipts

2,126

2,221

95

4.5%

Total

7,353

7,832

479

6.5%

FY 2014 Mid-Year Update

T-37

CASHDISBURSEMENTSBYFUNCTION
CAPITALOFFBUDGETSPENDING
(millionsofdollars)

FY2013
Results

FY2014
MidYear

FY2015
Projected

FY2016
Projected

FY2017
Projected

9
6
15

38
13
51

21
13
34

21
13
34

20
13
33

456
456

463
463

478
478

478
478

478
478

MENTALHEALTH
MentalHealth,Officeof
PeoplewithDevelopmentalDisabilities,Officefor
AlcoholismandSubstanceAbuseServices,Officeof
FunctionalTotal

52
21
2
75

90
35
4
129

115
40
5
160

110
40
5
155

110
40
5
155

EDUCATION
EducationSchoolAid
FunctionalTotal

77
77

75
75

75
75

65
65

0
0

420
318
738

488
237
725

521
149
670

535
125
660

543
129
672

3
3

9
9

5
5

0
0

0
0

1,364

1,452

1,422

1,392

1,338

ECONOMICDEVELOPMENTANDGOVERNMENTOVERSIGHT
EconomicDevelopment
EmpireStateDevelopmentCorporation
FunctionalTotal
TRANSPORTATION
Transportation,Departmentof
FunctionalTotal

HIGHEREDUCATION
CityUniversityofNewYork
StateUniversityofNewYork
FunctionalTotal
ALLOTHER
Judiciary
FunctionalTotal
TOTALCAPITALOFFBUDGETSPENDING

Reflectscertaincapitalspendingthatisnotreportedinactualcashspendingresults,butisreportedintheState'sGAAPFinancial
Statements.Thisspendingisrelatedtoprogramswhicharefinanceddirectlyfrombondproceedsthatareondepositatvarious
publicauthoritiesratherthanfromashorttermloanfromtheShortTermInvestmentPoolorcashfromtheGeneralFund.

FY 2014 Mid-Year Update

T-38

CASHRECEIPTS
DEBTSERVICEFUNDS
FY2014THROUGHFY2017
(millionsofdollars)
FY2014
Projected

FY2015
Projected

FY2016
Projected

FY2017
Projected

PersonalIncomeTax

10,636

11,000

11,732

12,450

UserTaxesandFees
SalesandUseTax

5,867
5,867

6,126
6,126

6,407
6,407

6,589
6,589

621
621

691
691

766
766

821
821

17,124

17,817

18,905

19,860

797
334
325
128
10

976
506
332
128
10

824
351
338
128
7

793
345
344
98
6

72
17,993

72
18,865

72
19,801

72
20,725

OtherTaxes
RealEstateTransferTax
TotalTaxes
MiscellaneousReceipts
MentalHygienePatientReceipts
SUNYDormitoryFees
HealthPatientReceipts
AllOther
FederalReceipts
Total

FY 2014 Mid-Year Update

T-39

CASHRECEIPTS
DEBTSERVICEFUNDS
FY2013andFY2014
(millionsofdollars)
Annual
$Change

Annual
%Change

FY2013
Results

FY2014
MidYear

PersonalIncomeTax

10,057

10,636

579

5.8%

UserTaxesandFees
SalesandUseTax

2,809
2,809

5,867
5,867

3,058
3,058

108.9%
108.9%

637
637

621
621

13,503

17,124

913
311
450
143
9

797
334
325
128
10

OtherTaxes
RealEstateTransferTax
TotalTaxes
MiscellaneousReceipts
MentalHygienePatientReceipts
SUNYDormitoryFees
HealthPatientReceipts
AllOther
FederalReceipts
Total

FY 2014 Mid-Year Update

79

72

14,495

17,993

(16)
(16)
3,621
(116)
23
(125)
(15)
1
(7)
3,498

2.5%
2.5%
26.8%
12.7%
7.4%
27.8%
10.5%
11.1%
8.9%
24.1%

T-40

CASHFINANCIALPLAN
STATEFUNDS
FY2014
(millionsofdollars)
General
Fund

StateSpecial
Revenue
Funds

OpeningFundBalance

1,610

2,368

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

42,453
3,306
2
45,761

8,347
15,675
1
24,023

40,258

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsandOther
FinancingUses
ClosingFundBalance

FY 2014 Mid-Year Update

StateCapital
Projects
Funds

State
Funds
Total

381

4,066

1,400
4,211
5
5,616

17,124
797
72
17,993

69,324
23,989
80
93,393

19,438

1,382

61,078

5,686
1,882
4,922
0
0
52,748

6,680
3,556
2,136
0
11
31,821

0
0
0
0
4,764
6,146

0
40
0
6,060
0
6,100

12,366
5,478
7,058
6,060
4,775
96,815

15,882
(8,702)
0
7,180

8,705
(1,204)
0
7,501

1,921
(1,504)
338
755

5,208
(17,041)
0
(11,833)

31,716
(28,451)
338
3,603

193

(297)

225

60

181

(68)

441

4,247

1,803

2,071

(293)

Debt
Service
Funds

T-41

CASHFINANCIALPLAN
STATEFUNDS
FY2015
(millionsofdollars)
General
Fund
Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

StateSpecial
Revenue
Funds

StateCapital
Projects
Funds

Debt
Service
Funds

State
Funds
Total

43,158
3,595
0
46,753

8,697
15,739
1
24,437

1,429
4,507
5
5,941

17,817
976
72
18,865

71,101
24,817
78
95,996

42,598

19,621

1,024

63,243

5,852
1,967
5,328
0
0
55,745

6,790
3,626
2,205
0
5
32,247

0
0
0
0
5,456
6,480

0
40
0
5,805
0
5,845

12,642
5,633
7,533
5,805
5,461
100,317

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)

16,086
(8,861)
0
7,225

8,588
(683)
0
7,905

1,755
(1,509)
306
552

4,288
(17,313)
0
(13,025)

30,717
(28,366)
306
2,657

Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsandOther
FinancingUses

(1,767)

95

13

(5)

(1,664)

DesignatedGeneralFundReserves/ReservedFor:
CommunityProjectsFund
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves

(35)
10
(25)

NetGeneralFundDeficit

FY 2014 Mid-Year Update

(1,742)

T-42

CASHFINANCIALPLAN
STATEFUNDS
FY2016
(millionsofdollars)
General
Fund
Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts
Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

StateSpecial
Revenue
Funds

StateCapital
Projects
Funds

Debt
Service
Funds

State
Funds
Total

46,037
2,776
0
48,813

8,941
15,869
1
24,811

1,449
4,890
5
6,344

18,905
824
72
19,801

75,332
24,359
78
99,769

45,056

19,816

754

65,626

6,113
2,004
5,604
0
0
58,777

6,965
3,755
2,350
0
5
32,891

0
0
0
0
5,943
6,697

0
40
0
6,482
0
6,522

13,078
5,799
7,954
6,482
5,948
104,887

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)

16,736
(9,682)
0
7,054

8,923
(639)
0
8,284

1,767
(1,513)
120
374

4,534
(17,820)
0
(13,286)

31,960
(29,654)
120
2,426

Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsandOther
FinancingUses

(2,910)

204

21

(7)

(2,692)

DesignatedGeneralFundReserves/ReservedFor:
CommunityProjectsFund
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves

(33)
12
(21)

NetGeneralFundDeficit

FY 2014 Mid-Year Update

(2,889)

T-43

CASHFINANCIALPLAN
STATEFUNDS
FY2017
(millionsofdollars)
General
Fund
Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

StateSpecial
Revenue
Funds

StateCapital
Projects
Funds

Debt
Service
Funds

State
Funds
Total

48,502
2,797
0
51,299

9,185
16,068
1
25,254

1,455
4,199
5
5,659

19,860
793
72
20,725

79,002
23,857
78
102,937

47,276

20,013

496

67,785

6,129
2,085
5,873
0
0
61,363

7,081
3,850
2,414
0
5
33,363

0
0
0
0
5,948
6,444

0
40
0
6,783
0
6,823

13,210
5,975
8,287
6,783
5,953
107,993

17,377
(10,248)
0
7,129

9,021
(644)
0
8,377

2,172
(1,595)
65
642

4,403
(18,284)
0
(13,881)

32,973
(30,771)
65
2,267

Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsandOther
FinancingUses

(2,935)

268

(143)

21

(2,789)

DesignatedGeneralFundReserves/ReservedFor:
PriorYearLaborAgreements(20072011)
Increase(Decrease)inReserves

13
13

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)

NetGeneralFundDeficit

FY 2014 Mid-Year Update

(2,948)

T-44

CASHFINANCIALPLAN
STATEFUNDS
FY2013andFY2014
(millionsofdollars)
FY2013
Results

FY2014
MidYear

Annual
$Change

Annual
%Change

OpeningFundBalance

3,559

4,066

507

14.2%

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

66,302
23,855
146
90,303

69,324
23,989
80
93,393

3,022
134
(66)
3,090

4.6%
0.6%
45.2%
3.4%

59,641

61,078

1,437

2.4%

12,403
5,280
6,437
6,138
4,624
94,523

12,366
5,478
7,058
6,060
4,775
96,815

(37)
198
621
(78)
151
2,292

0.3%
3.8%
9.6%
1.3%
3.3%
2.4%

27,865
(23,572)
434
4,727

31,716
(28,451)
338
3,603

3,851
(4,879)
(96)
(1,124)

13.8%
20.7%
22.1%
23.8%

507

181

(326)

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NetOtherFinancingSources(Uses)
Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses

FY 2014 Mid-Year Update

T-45

FY 2014 Mid-Year Update

T-46

447
116
563
443

PersonalService
NonPersonalService
TotalDepartmentalOperations

GeneralStateCharges

3,448
4,769
6,379

TOTALDISBURSEMENTS

Excess/(Deficiency)ofReceiptsoverDisbursements

CLOSINGBALANCE

567
66
40
210
110
993

188
19
23
973
23
2
62
151
0
0
8
1,449

DebtService
CapitalProjects
StateShareMedicaid
SUNYOperations
OtherPurposes
TotalTransferstoOtherFunds

8,217

DISBURSEMENTS:
SchoolAid
HigherEducation
AllOtherEducation
MedicaidDOH
PublicHealth
MentalHygiene
ChildrenandFamilies
Temporary&DisabilityAssistance
Transportation
UnrestrictedAid
AllOther
TotalLocalAssistanceGrants

3,744

(2,635)

5,998

(187)
111
226
210
83
443

603

525
154
679

2,489
8
261
1,253
46
0
58
105
23
11
19
4,273

3,363

421
47
271
57
59
855

1,664
214
163
41
35
2,117

TOTALRECEIPTS

PITinExcessofRevenueBondDebtService
TaxinExcessofLGAC
SalesTaxBondFund
RealEstateTaxesinExcessofCW/CADebtService
AllOther
TotalTransfersfromOtherFunds

1,790
431
109
111
2,441
0
6
0
82
(24)
1
2
67
0

RECEIPTS:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
TotalTaxes

May
Results
6,379

0
6
0
41
28
8
38
121
0

4,993
540
355
91
5,979

OPENINGBALANCE

AbandonedProperty
ABCLicenseFee
InvestmentIncome
Licenses,Fees,etc.
MotorVehicleFees
Reimbursements
OtherTransactions
TotalMiscellaneousReceipts
FederalReceipts

2013
April
Results
1,610

4,805

1,061

5,553

(61)
95
301
210
102
647

113

435
112
547

1,617
598
52
803
23
235
170
164
1
387
196
4,246

6,614

956
464
302
34
18
1,774

0
5
0
70
(4)
56
580
707
0

2,448
664
946
75
4,133

June
Results
3,744

4,407

(398)

3,951

397
(18)
44
182
35
640

619

578
141
719

169
450
151
1,016
24
1
30
105
0
2
25
1,973

3,553

393
227
226
54
(16)
884

1
6
0
61
0
10
29
107
0

1,812
525
87
138
2,562

July
Results
4,805

3,642

(765)

3,807

(2)
126
235
0
101
460

384

440
153
593

600
132
75
1,145
139
2
104
109
25
1
38
2,370

3,042

202
167
226
61
1
657

4
6
0
63
0
10
(7)
76
0

1,662
506
65
76
2,309

6,273

2,631

4,512

(253)
200
312
0
588
847

235

437
119
556

1,379
54
72
598
48
234
262
99
0
91
37
2,874

7,143

1,140
297
297
72
219
2,025

54
6
0
74
0
51
291
476
0

2,866
657
1,007
112
4,642

August September
Results
Results
4,407
3,642

CASHFLOW
GENERALFUND
FY2014
(dollarsinmillions)

5,478

(795)

4,478

594
(203)
1
0
182
574

618

510
121
631

638
442
337
893
23
160
66
101
0
11
(16)
2,655

3,683

418
222
215
73
32
960

14
6
1
40
0
10
67
138
0

1,771
502
109
203
2,585

October
Projected
6,273

4,076

(1,402)

4,308

0
26
103
159
107
395

559

432
161
593

1,178
33
32
1,208
57
1
80
105
24
1
42
2,761

2,906

177
212
205
31
2
627

130
3
1
40
0
8
18
200
0

1,460
477
90
52
2,079

November
Projected
5,478

5,747

1,671

5,398

(2)
(7)
98
0
715
804

16

563
168
731

1,625
213
298
960
39
235
127
105
13
188
44
3,847

7,069

1,045
305
299
32
174
1,855

25
3
0
61
0
35
142
266
0

2,937
673
1,286
52
4,948

December
Projected
4,076

7,190

1,443

3,896

420
147
87
0
33
687

632

438
180
618

275
39
54
917
65
101
191
109
0
1
207
1,959

5,339

1,001
239
231
31
79
1,581

35
3
0
40
3
10
47
138
0

2,894
543
131
52
3,620

2014
January
Projected
5,747

6,481

(709)

4,157

(18)
174
93
0
21
270

713

432
278
710

450
338
307
815
87
121
75
43
11
1
216
2,464

3,448

400
3
199
29
59
690

80
3
1
40
10
10
20
164
0

2,002
457
83
52
2,594

February
Projected
7,190

1,803

(4,678)

11,944

191
510
273
0
968
1,942

(13)

449
179
628

6,682
466
357
651
109
247
375
196
1
70
233
9,387

7,266

1,023
148
260
17
409
1,857

307
3
2
69
13
22
430
846
2

1,853
573
2,080
55
4,561

March
Projected
6,481

1,803

193

61,450

1,646
1,227
1,813
971
3,045
8,702

4,922

5,686
1,882
7,568

17,290
2,792
2,019
11,232
683
1,339
1,600
1,392
98
764
1,049
40,258

61,643

8,840
2,545
2,894
532
1,071
15,882

650
56
5
681
26
231
1,657
3,306
2

28,488
6,548
6,348
1,069
42,453

Total
1,610

FY 2014 Mid-Year Update

T-47

10,338

5,979

Excess/(Deficiency)ofReceiptsoverDisbursements

CLOSINGBALANCE

3,255
(3,163)
0
92

OTHERFINANCINGSOURCES(uses):
Transfersfromotherfunds
Transferstootherfunds
Bondandnoteproceeds
NETOTHERFINANCINGSOURCES/(USES)

8,165

(2,173)

1,795
(1,615)
0
180

7,699

2
4,079

TOTALDISBURSEMENTS

CapitalProjects

137

645

282

1,150
449
1,599

461

1,012
367
1,379

PersonalService
NonPersonalService
TotalDepartmentalOperations

2,489
8
260
0
1,698
105
49
59
105
493
11
36
5,313

5,346

GeneralStateCharges

188
19
25
0
1,214
39
61
62
151
180
0
16
1,955

DISBURSEMENTS:
SchoolAid
HigherEducation
AllOtherEducation
STAR
MedicaidDOH
PublicHealth
MentalHygiene
ChildrenandFamilies
Temporary&DisabilityAssistance
Transportation
UnrestrictedAid
AllOther
TotalLocalAssistanceGrants

0
6
369
0
82
361
61
31
1
271
253
1,435
0

2,387
1,083
168
273
3,911

10,338

May
Results

DebtService

9,966

TOTALRECEIPTS

0
6
331
0
41
260
66
57
8
348
365
1,482
0

6,657
1,112
446
269
8,484

RECEIPTS:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
TotalTaxes

AbandonedProperty
ABCLicenseFee
HCRA
InvestmentIncome
Licenses,Fees,etc.
Lottery
Medicaid
Motorvehiclefees
Reimbursements
StateUniversityIncome
OtherTransactions
TotalMiscellaneousReceipts
FederalReceipts

4,359

OPENINGBALANCE

2013
April
Results

8,438

273

2,859
(2,639)
0
220

8,521

410

478

941
442
1,383

1,930
598
52
422
1,234
233
403
170
164
442
387
214
6,249

8,574

0
5
352
0
70
253
69
44
56
253
841
1,943
0

3,827
1,460
1,157
187
6,631

8,165

June
Results

8,472

34

2,104
(1,865)
0
239

5,663

90

642

1,249
412
1,661

169
450
152
0
1,519
91
158
30
105
327
2
267
3,270

5,458

1
6
372
0
61
305
64
38
10
285
277
1,419
2

2,416
1,173
152
296
4,037

8,438

July
Results

8,253

(219)

1,608
(1,382)
0
226

6,006

373

719

946
455
1,401

600
132
78
0
1,501
298
48
104
109
473
1
168
3,512

5,561

4
6
335
0
63
257
66
39
10
383
687
1,850
33

2,216
1,116
121
225
3,678

8,472

August
Results

9,070

817

3,339
(2,991)
0
348

8,672

(4)

794

343

945
465
1,410

3,390
54
75
189
968
98
413
262
99
406
91
84
6,129

9,141

54
6
355
0
74
259
76
30
51
735
516
2,156
0

4,073
1,444
1,203
265
6,985

8,253

September
Results

CASHFLOW
STATEOPERATINGFUNDS
FY2014
(dollarsinmillions)

9,157

87

2,540
(1,850)
0
690

6,355

(29)

219

693

1,110
463
1,573

781
442
340
8
1,406
128
254
66
101
334
11
28
3,899

5,752

14
6
388
1
40
306
64
21
10
445
414
1,709
0

2,371
1,131
159
382
4,043

9,070

7,932

(1,225)

1,502
(1,252)
0
250

6,243

178

605

955
462
1,417

1,321
33
33
42
1,492
186
61
81
105
614
1
73
4,042

4,768

130
3
362
1
40
235
61
47
8
265
237
1,389
0

1,989
1,059
156
175
3,379

9,157

October November
Projected Projected

8,185

253

3,165
(2,801)
0
364

8,979

970

494

1,264
524
1,788

1,768
213
299
158
1,322
174
484
128
105
806
188
81
5,726

8,868

25
3
362
0
61
239
61
36
35
198
491
1,511
0

4,127
1,475
1,570
185
7,357

7,932

December
Projected

11,022

2,837

2,624
(2,497)
0
127

7,726

90

724

985
488
1,473

418
39
55
2,583
1,388
186
195
192
109
192
1
79
5,437

10,436

35
3
373
0
40
306
76
35
10
371
196
1,445
0

7,316
1,219
195
261
8,991

8,185

2014
January
Projected

10,410

(612)

1,236
(1,190)
0
46

6,049

503

772

953
498
1,451

593
338
306
0
1,226
218
190
75
43
242
1
91
3,323

5,391

80
3
373
1
40
240
61
43
10
519
(16)
1,354
2

2,669
1,003
139
224
4,035

11,022

February
Projected

4,315

(6,095)

3,768
(3,702)
0
66

14,677

31

2,014

482

855
454
1,309

6,825
498
357
17
1,262
323
516
375
196
231
70
171
10,841

8,516

307
3
578
2
69
259
60
86
22
194
505
2,085
38

2,495
1,235
2,470
193
6,393

10,410

March
Projected

Total

4,315

(44)

29,795
(26,947)
0
2,848

90,669

11

6,060

7,058

12,365
5,479
17,844

20,472
2,824
2,032
3,419
16,230
2,079
2,832
1,604
1,392
4,740
764
1,308
59,696

87,777

650
56
4,550
5
681
3,280
785
507
231
4,267
4,766
19,778
75

0
42,543
14,510
7,936
2,935
67,924

4,359

FY 2014 Mid-Year Update

T-48

67
(95)
0
(28)
(113)
(598)

Excess/(Deficiency)ofReceiptsoverDisbursements

CLOSINGBALANCE
(662)

(64)

157
(90)
0
67

532

0
29
229
2
12
18
99
36
425

107
107

401

117
188

42
54
0
96

(598)

May
Results

(814)

(152)

145
(93)
0
52

669

0
29
361
3
18
19
75
10
515

154
154

465

169
161

61
62
12
135

(662)

June
Results

*DoesnotincludetransfersbetweenCapitalProjectsStateFundsandCapitalProjectsFederalFunds

413

OTHERFINANCINGSOURCES(uses)*:
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NETOTHERFINANCINGSOURCES/(USES)

0
21
187
1
7
13
89
9
327

86
86

328

125
112

41
50
0
91

(485)

TOTALDISBURSEMENTS

EconomicDevelopment
Parks&theEnvironment
Transportation
Health&SocialWelfare
MentalHygiene
PublicProtection
Education
AllOther
TotalCapitalProjects

DISBURSEMENTS:
LocalAssistanceGrants
TotalLocalAssistanceGrants

TOTALRECEIPTS

MiscellaneousReceipts
FederalReceipts

RECEIPTS:
UserTaxesandFees
BusinessTaxes
OtherTaxes
TotalTaxes

OPENINGBALANCE

2013
April
Results

(952)

(138)

(12)
(95)
0
(107)

725

0
28
320
2
9
28
102
11
500

225
225

694

317
262

47
56
12
115

(814)

July
Results

(1,171)

(219)

137
(90)
0
47

720

1
19
330
2
12
32
118
10
524

196
196

454

156
182

45
58
13
116

(952)

August
Results

(1,002)

169

196
(229)
0
(33)

823

0
42
422
4
10
19
80
8
585

238
238

1,025

523
364

67
59
12
138

(1,171)

September
Results

CASHFLOW
CAPITALPROJECTSFUNDS
FY2014
(dollarsinmillions)

(832)

170

(153)
(93)
0
(246)

637

1
27
337
2
13
26
103
9
518

119
119

1,053

742
201

47
51
12
110

(1,002)

October
Projected

(759)

73

33
(93)
4
(56)

523

5
27
200
2
9
34
98
17
392

131
131

652

391
149

44
56
12
112

(832)

November
Projected

(761)

(2)

43
(89)
4
(42)

708

10
25
351
2
5
33
97
11
534

174
174

748

443
162

64
67
12
143

(759)

December
Projected

(820)

(59)

154
(89)
4
69

706

17
15
367
2
6
39
89
21
556

150
150

578

323
142

48
53
12
113

(761)

2014
January
Projected

(661)

159

181
(34)
4
151

638

26
37
297
2
6
32
100
25
525

113
113

646

408
133

43
51
11
105

(820)

February
Projected

(209)

452

659
(425)
322
556

892

33
188
42
13
18
40
145
2
481

411
411

788

497
165

57
58
11
126

(661)

March
Projected

(209)

276

1,607
(1,515)
338
430

7,986

93
487
3,443
37
125
333
1,195
169
5,882

2,104
2,104

7,832

4,211
2,221

606
675
119
1,400

(485)

Total

FY 2014 Mid-Year Update

T-49

(99)
(497)

(398)

CLOSINGBALANCE

157
(90)
0
67

(105)

67
(95)
0
(28)

379

0
28
142
2
12
18
99
34
335

44
44

213

117
0

42
54
0
96

(398)

May
Results

Excess/(Deficiency)ofReceiptsoverDisbursements

293

OTHERFINANCINGSOURCES(uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NETOTHERFINANCINGSOURCES/(USES)

0
21
136
1
7
12
89
5
271

22
22

216

125
0

41
50
0
91

(293)

TOTALDISBURSEMENTS

EconomicDevelopment
Parks&theEnvironment
Transportation
Health&SocialWelfare
MentalHygiene
PublicProtection
Education
AllOther
TotalCapitalProjects

DISBURSEMENTS:
LocalAssistanceGrants
TotalLocalAssistanceGrants

TOTALRECEIPTS

MiscellaneousReceipts
FederalReceipts

RECEIPTS:
UserTaxesandFees
BusinessTaxes
OtherTaxes
TotalTaxes

OPENINGBALANCE

2013
April
Results

(633)

(136)

145
(92)
0
53

493

0
28
251
2
18
19
75
9
402

91
91

304

169
0

61
62
12
135

(497)

June
Results

(824)

(191)

(12)
(95)
0
(107)

516

0
27
201
2
9
27
102
10
378

138
138

432

317
0

47
56
12
115

(633)

July
Results

(1,019)

(195)

137
(90)
0
47

513

1
19
186
2
12
32
118
8
378

135
135

271

156
0

45
58
12
115

(824)

August
Results

(917)

102

196
(229)
0
(33)

528

0
42
297
4
10
19
80
7
459

69
69

663

523
2

67
59
12
138

(1,019)

September
Results

CASHFLOW
CAPITALPROJECTSSTATEFUNDS
FY2014
(dollarsinmillions)

(741)

176

(153)
(93)
0
(246)

429

1
27
175
2
13
25
103
9
355

74
74

851

741
0

47
51
12
110

(917)

(685)

56

33
(93)
4
(56)

391

5
25
109
2
9
32
98
17
297

94
94

503

391
0

44
56
12
112

(741)

(696)

(11)

43
(89)
4
(42)

555

10
24
269
2
5
31
97
11
449

106
106

586

443
0

64
67
12
143

(685)

October November December

Projected Projected Projected

(786)

(90)

154
(89)
4
69

595

17
15
293
2
6
37
89
21
480

115
115

436

323
0

48
53
12
113

(696)

2014
January
Projected

(662)

124

181
(35)
4
150

540

26
37
231
2
6
29
100
25
456

84
84

514

408
0

43
51
12
106

(786)

February
Projected

(68)

594

973
(414)
322
881

914

33
179
71
11
18
35
145
12
504

410
410

627

498
3

57
58
11
126

(662)

March
Projected

(68)

225

1,921
(1,504)
338
755

6,146

93
472
2,361
34
125
316
1,195
168
4,764

1,382
1,382

5,616

4,211
5

606
675
119
1,400

(293)

Total

FY 2014 Mid-Year Update

T-50

CLOSINGBALANCE
(200)

(8)

Excess/(Deficiency)ofReceiptsoverDisbursements
(165)

35

0
0
0
0

153

120
0
0
0
0

0
1
87
0
0
0
0
2
90

63
63

188

0
188

0
0
0
0

(200)

May
Results

0
0
51
0
0
1
0
4
56

64
64

112

0
112

0
0
0
0

(192)

OTHERFINANCINGSOURCES(uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
NETOTHERFINANCINGSOURCES/(USES)

TOTALDISBURSEMENTS

EconomicDevelopment
Parks&theEnvironment
Transportation
Health&SocialWelfare
MentalHygiene
PublicProtection
Education
AllOther
TotalCapitalProjects

DISBURSEMENTS:
LocalAssistanceGrants
TotalLocalAssistanceGrants

TOTALRECEIPTS

MiscellaneousReceipts
FederalReceipts

RECEIPTS:
UserTaxesandFees
BusinessTaxes
OtherTaxes
TotalTaxes

OPENINGBALANCE

2013
April
Results

(180)

(15)

0
0
0
0

176

0
1
110
1
0
0
0
1
113

63
63

161

0
161

0
0
0
0

(165)

June
Results

(127)

53

0
0
0
0

209

0
1
119
0
0
1
0
1
122

87
87

262

0
262

0
0
0
0

(180)

July
Results

(151)

(24)

0
0
0
0

207

0
0
144
0
0
0
0
2
146

61
61

183

0
182

0
0
1
1

(127)

August
Results

(84)

67

0
0
0
0

295

0
0
125
0
0
0
0
1
126

169
169

362

0
362

0
0
0
0

(151)

September
Results

(90)

(6)

0
0
0
0

208

0
0
162
0
0
1
0
0
163

45
45

202

1
201

0
0
0
0

(84)

October
Projected

CASHFLOW
CAPITALPROJECTSFUNDSFEDERALFUNDS
FY2014
(dollarsinmillions)

(73)

17

0
0
0
0

132

0
2
91
0
0
2
0
0
95

37
37

149

0
149

0
0
0
0

(90)

November
Projected

(64)

0
0
0
0

153

0
1
82
0
0
2
0
0
85

68
68

162

0
162

0
0
0
0

(73)

December
Projected

(33)

31

0
0
0
0

111

0
0
74
0
0
2
0
0
76

35
35

142

0
142

0
0
0
0

(64)

2014
January
Projected

34

0
0
0
0

98

0
0
66
0
0
3
0
0
69

29
29

132

0
133

0
0
(1)
(1)

(33)

February
Projected

(141)

(142)

0
(325)
0
(325)

(22)

0
9
(29)
2
0
5
0
(10)
(23)

1
1

161

(1)
162

0
0
0
0

March
Projected

(141)

51

0
(325)
0
(325)

1,840

0
15
1,082
3
0
17
0
1
1,118

722
722

2,216

0
2,216

0
0
0
0

(192)

Total

FY 2014 Mid-Year Update

T-51

45

3,499

529

791
(335)
456

6,339

2,920

(579)

747
(346)
401

6,192

413

558
394
952

524
0
90
422
2,287
356
174
3
387
446
0
137
4,826

5,212

3,125

352
253
253
69
48
218
1,193

422
191
211
70
894

3,499

June
Results

*DoesnotincludetransfersbetweenSpecialRevenueStateFundsandSpecialRevenueFederalFunds

2,970

599

Excess/(Deficiency)ofReceiptsoverDisbursements

CLOSINGBALANCE

404
(87)
317

3,858

OTHERFINANCINGSOURCES(uses)*:
TransfersfromOtherFunds
TransferstoOtherFunds
NETOTHERFINANCINGSOURCES/(USES)

TOTALDISBURSEMENTS

26

CapitalProjects

GeneralStateCharges

672
352
1,024

616
290
906

PersonalService
NonPersonalService
TotalDepartmentalOperations

634
0
200
0
2,980
189
62
5
295
471
0
429
5,265

151
0
106
0
1,947
121
78
6
195
182
0
138
2,924

4,739
6,412

DISBURSEMENTS:
SchoolAid
HigherEducation
AllOtherEducation
STAR
MedicaidDOH
PublicHealth
MentalHygiene
ChildrenandFamilies
Temporary&DisabilityAssistance
Transportation
UnrestrictedAid
AllOther
TotalLocalAssistanceGrants

2,382
4,140

FederalReceipts

369
271
361
61
55
235
1,352

0
163
59
99
321

2,970

May
Results

TOTALRECEIPTS

331
348
260
66
29
312
1,346

0
199
91
122
412

2,371

HCRA
StateUniversityIncome
Lottery
Medicaid
MotorVehicleFees
OtherTransactions
TotalMiscellaneousReceipts

RECEIPTS:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
TotalTaxes

OPENINGBALANCE

2013
April
Results

2,634

(286)

599
(79)
520

5,839

30

735
334
1,069

212
0
113
0
2,520
186
172
247
404
330
0
556
4,740

5,033

3,398

372
285
305
64
38
215
1,279

0
195
65
96
356

2,920

July
Results

3,311

677

584
(256)
328

5,321

341

552
388
940

99
0
52
0
2,225
413
61
62
338
450
0
339
4,039

5,670

3,610

335
383
257
66
39
684
1,764

0
158
56
82
296

2,634

August
Results

2,077

(1,234)

1,002
(507)
495

7,310

(4)

160

553
480
1,033

2,162
0
41
189
2,246
168
189
78
478
410
0
160
6,121

5,581

3,286

355
735
259
76
30
190
1,645

189
192
196
73
650

3,311

September
Results

CASHFLOW
SPECIALREVENUEFUNDS
FY2014
(dollarsinmillions)

2,378

301

447
(358)
89

5,143

(29)

89

647
441
1,088

287
0
81
8
2,597
216
115
12
237
337
0
105
3,995

5,355

3,518

388
445
306
64
21
271
1,495

7
184
50
101
342

2,077

October
Projected

2,343

(35)

593
(155)
438

4,945

57

574
413
987

273
0
50
42
2,016
190
73
103
234
595
0
324
3,900

4,472

3,012

362
265
235
61
47
149
1,119

32
157
66
86
341

2,378

November
Projected

1,303

(1,040)

1,021
(327)
694

7,339

556

767
470
1,237

466
0
89
158
2,616
219
262
103
310
796
0
526
5,545

5,605

3,705

362
198
239
61
36
278
1,174

158
189
284
95
726

2,343

December
Projected

1,866

563

338
(167)
171

8,145

96

598
437
1,035

399
1
20
2,583
2,983
192
112
103
210
195
0
214
7,012

8,537

4,304

373
371
306
76
32
48
1,206

2,593
198
64
172
3,027

1,303

2014
January
Projected

2,027

161

331
(152)
179

6,195

68

572
349
921

391
1
54
0
2,808
216
84
102
201
234
0
1,115
5,206

6,177

4,763

373
519
240
61
33
(137)
1,089

0
133
56
136
325

1,866

February
Projected

2,074

47

1,036
(627)
409

7,514

31

573

489
280
769

452
38
61
17
3,260
364
257
147
223
236
0
1,086
6,141

7,152

5,296

578
194
259
60
73
35
1,199

18
136
390
113
657

2,027

March
Projected

Total

2,074

(297)

7,893
(3,396)
4,497

74,140

11

2,454

7,333
4,628
11,961

6,050
40
957
3,419
30,485
2,830
1,639
971
3,512
4,682
0
5,129
59,714

69,346

45,138

4,550
4,267
3,280
785
481
2,498
15,861

3,419
2,095
1,588
1,245
8,347

2,371

FY 2014 Mid-Year Update

T-52

OPENINGBALANCE

788
3,156

Excess/(Deficiency)ofReceiptsoverDisbursements

CLOSINGBALANCE

414
(31)
383

1,341

OTHERFINANCINGSOURCES(uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NETOTHERFINANCINGSOURCES/(USES)

TOTALDISBURSEMENTS

CapitalProjects

18

565
250
815

PersonalService
NonPersonalService
TotalDepartmentalOperations

GeneralStateCharges

0
0
2
0
241
16
59
0
0
180
0
8
506

1,746

331
348
260
66
29
300
1,334

0
199
91
122
412

3,493

337

812
(105)
707

2,006

42

625
294
919

0
0
(1)
0
445
59
49
1
0
470
0
17
1,040

1,636

369
271
361
61
55
198
1,315

0
163
59
99
321

3,156

2,368

DISBURSEMENTS:
SchoolAid
HigherEducation
AllOtherEducation
STAR
MedicaidDOH
PublicHealth
MentalHygiene
ChildrenandFamilies
Temporary&DisabilityAssistance
Transportation
UnrestrictedAid
AllOther
TotalLocalAssistanceGrants

TOTALRECEIPTS

FederalReceipts

HCRA
StateUniversityIncome
Lottery
Medicaid
MotorVehicleFees
OtherTransactions
TotalMiscellaneousReceipts

RECEIPTS:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
TotalTaxes

May
Results

2013
April
Results

3,055

(438)

774
(85)
689

3,202

365

506
327
833

313
0
0
422
431
210
168
0
0
441
0
18
2,003

2,075

352
253
253
69
48
206
1,181

422
191
211
70
894

3,493

June
Results

3,076

21

636
18
654

2,256

23

671
265
936

0
0
1
0
503
67
157
0
0
327
0
242
1,297

1,623

372
285
305
64
38
203
1,267

0
195
65
96
356

3,055

July
Results

3,439

363

607
(4)
603

2,282

335

506
298
804

0
0
3
0
356
159
46
0
0
448
0
130
1,142

2,042

335
383
257
66
39
666
1,746

0
158
56
82
296

3,076

August
Results

2,333

(1,106)

1,041
(224)
817

4,208

(4)

108

508
341
849

2,011
0
3
189
370
50
179
0
0
406
0
47
3,255

2,285

355
735
259
76
30
180
1,635

189
192
196
73
650

3,439

September
Results

CASHFLOW
SPECIALREVENUESTATEFUNDS
FY2014
(dollarsinmillions)

2,472

139

613
(76)
537

2,232

(29)

75

600
342
942

143
0
3
8
513
105
94
0
0
334
0
44
1,244

1,834

388
445
306
64
21
268
1,492

7
184
50
101
342

2,333

October
Projected

2,404

(68)

632
(2)
630

2,149

46

523
298
821

143
0
1
42
284
129
60
1
0
590
0
31
1,281

163
2,062

(505)

445
(79)
366

4,427

92

547
308
855

143
0
1
2,583
471
121
94
1
0
192
0
(128)
3,478

4,224

373
371
306
76
32
39
1,197

2,199

137

436
(60)
376

1,654

59

521
215
736

143
0
(1)
0
411
131
69
0
0
231
0
(125)
859

1,415

373
519
240
61
33
(136)
1,090

0
133
56
136
325

2,062

1,899
2,593
198
64
172
3,027

February
Projected

2014
January
Projected

1,899

1,098
(87)
1,011

3,407

478

701
348
1,049

143
0
1
158
362
135
249
1
0
793
0
37
1,879

0
1,891

362
198
239
61
36
269
1,165

158
189
284
95
726

2,404

December
Projected

1,451

362
265
235
61
47
140
1,110

32
157
66
86
341

2,472

November
Projected

2,071

(128)

1,197
(469)
728

2,071

(297)

8,705
(1,204)
7,501

11
31,821

2,657

2,136

6,679
3,557
10,236

3,182
32
13
3,419
4,998
1,396
1,493
4
0
4,642
0
259
19,438

24,023

4,550
4,267
3,280
785
481
2,312
15,675

3,419
2,095
1,588
1,245
8,347

2,368

Total

31

495

406
271
677

143
32
0
17
611
214
269
0
0
230
0
(62)
1,454

1,801

578
194
259
60
73
(21)
1,143

18
136
390
113
657

2,199

March
Projected

FY 2014 Mid-Year Update

T-53

192
6

(189)
(186)

Excess/(Deficiency)ofReceiptsoverDisbursements

CLOSINGBALANCE

(251)

(67)

NETOTHERFINANCINGSOURCES/(USES)

0
(251)

4,333

0
(67)

2,517

47
58
105

634
0
201
0
2,535
130
13
4
295
1
0
412
4,225

4,776

(136)

(142)

(288)

0
(288)

2,990

48

52
67
119

211
0
90
0
1,856
146
6
3
387
5
0
119
2,823

3,136

11
3,125

(186)
37
4,739

June
Results

May
Results

OTHERFINANCINGSOURCES(uses):
TransfersfromOtherFunds
TransferstoOtherFunds

TOTALDISBURSEMENTS

51
40
91

PersonalService
NonPersonalService
TotalDepartmentalOperations
8

151
0
104
0
1,706
105
19
6
195
2
0
130
2,418

DISBURSEMENTS:
SchoolAid
HigherEducation
AllOtherEducation
STAR
MedicaidDOH
PublicHeatlh
MentalHygiene
ChildrenandFamilies
Temporary&DisabilityAssistance
Transportation
UnrestrictedAid
AllOther
TotalLocalAssistanceGrants

CapitalProjects

2,395

TOTALRECEIPTS

GeneralStateCharges

13
2,382

RECEIPTS:
MiscellaneousReceipts
FederalReceipts

OPENINGBALANCE

2013
April
Results

(442)

(306)

(134)

0
(134)

3,582

64
69
133

212
0
112
0
2,017
119
15
247
404
3
0
314
3,443

3,410

12
3,398

(136)

July
Results

(127)

315

(275)

0
(275)

3,038

45
90
135

99
0
49
0
1,869
254
15
62
338
2
0
209
2,897

3,628

18
3,610

(442)

August
Results

(255)

(128)

(323)

0
(323)

3,102

52

45
139
184

151
0
38
0
1,876
118
10
78
478
4
0
113
2,866

3,297

11
3,286

(127)

September
Results

(92)

163

(447)

0
(447)

2,911

14

47
99
146

144
0
78
0
2,084
111
21
12
237
3
0
61
2,751

3,521

3
3,518

(255)

October
Projected

CASHFLOW
SPECIALREVENUEFEDERALFUNDS
FY2014
(dollarsinmillions)

(59)

33

(192)

0
(192)

2,796

11

51
115
166

130
0
49
0
1,732
61
13
102
234
5
0
293
2,619

3,021

9
3,012

(92)

November
Projected

(592)

(533)

(315)

0
(315)

3,932

78

66
122
188

323
0
88
0
2,254
84
13
102
310
3
0
489
3,666

3,714

9
3,705

(59)

December
Projected

(192)

400

(195)

0
(195)

3,718

51
129
180

256
1
19
0
2,512
71
18
102
210
3
0
342
3,534

4,313

9
4,304

(592)

2014
January
Projected

(167)

25

(196)

0
(196)

4,541

51
134
185

248
1
55
0
2,397
85
15
102
201
3
0
1,240
4,347

4,762

(1)
4,763

(192)

February
Projected

170

(321)

1
(322)

4,859

79

83
10
93

309
6
61
0
2,650
151
(12)
148
223
6
0
1,145
4,687

5,350

55
5,295

(167)

March
Projected

(3,004)

1
(3,005)

42,319

318

653
1,072
1,725

2,868
8
944
0
25,488
1,435
146
968
3,512
40
0
4,867
40,276

45,323

186
45,137

Total

FY 2014 Mid-Year Update

T-54

422
803

Excess/(Deficiency)ofReceiptsoverDisbursements

CLOSINGBALANCE

724
(2,139)
(1,415)

1
282
283

DISBURSEMENTS:
DepartmentalOperations
DebtService
TOTALDISBURSEMENTS

OTHERFINANCINGSOURCES(uses):
TransfersfromOtherFunds
TransferstoOtherFunds
NETOTHERFINANCINGSOURCES/(USES)

1,664
373
56
2,093
27
0
2,120

381

RECEIPTS:
PersonalIncomeTax
UserTaxesandFees
OtherTaxes
TotalTaxes
MiscellaneousReceipts
FederalReceipts
TOTALRECEIPTS

OPENINGBALANCE

2013
April
Results

928

125

128
(1,067)
(939)

1
137
138

597
489
63
1,149
53
0
1,202

803

May
Results

578

(350)

311
(1,907)
(1,596)

3
410
413

957
605
42
1,604
55
0
1,659

928

June
Results

989

411

584
(1,243)
(659)

6
90
96

604
453
62
1,119
45
2
1,166

578

July
Results

1,172

183

344
(918)
(574)

4
373
377

554
452
67
1,073
28
33
1,134

989

August
Results

464

(708)

273
(1,920)
(1,647)

5
794
799

1,018
595
80
1,693
45
0
1,738

1,172

September
Results

CASHFLOW
DEBTSERVICEFUNDS
FY2014
(dollarsinmillions)

1,207

743

967
(1,200)
(233)

0
219
219

593
445
78
1,116
79
0
1,195

464

October
Projected

1,452

245

243
(855)
(612)

3
178
181

497
425
37
959
79
0
1,038

1,207

November
Projected

539

(913)

212
(1,910)
(1,698)

8
970
978

1,032
613
38
1,683
80
0
1,763

1,452

December
Projected

1,770

1,231

598
(1,731)
(1,133)

0
90
90

1,829
478
37
2,344
110
0
2,454

539

2014
January
Projected

1,730

(40)

110
(860)
(750)

5
503
508

667
413
36
1,116
100
2
1,218

1,770

February
Projected

441

(1,289)

714
(1,291)
(577)

4
2,014
2,018

624
526
25
1,175
96
35
1,306

1,730

March
Projected

441

60

5,208
(17,041)
(11,833)

40
6,060
6,100

10,636
5,867
621
17,124
797
72
17,993

381

Total

FY 2014 Mid-Year Update

T-55
9,554

5,677

Excess/(Deficiency)ofReceiptsoverDisbursements

CLOSINGBALANCE

3,312
(3,314)
0
(2)

OTHERFINANCINGSOURCES(uses):
Transfersfromotherfunds
Transferstootherfunds
Bondandnoteproceeds
NETOTHERFINANCINGSOURCES/(USES)

329

CapitalProjects
7,009

282

TOTALDISBURSEMENTS

469

GeneralStateCharges

1,063
407
1,470

PersonalService
NonPersonalService
TotalDepartmentalOperations

DebtService

339
19
129
0
2,920
144
80
68
346
182
0
232
4,459

12,688

DISBURSEMENTS:
SchoolAid
HigherEducation
AllOtherEducation
STAR
MedicaidDOH
PublicHealth
MentalHygiene
ChildrenandFamilies
Temporary&DisabilityAssistance
Transportation
UnrestrictedAid
AllOther
TotalLocalAssistanceGrants

TOTALRECEIPTS

0
6
331
0
41
260
66
57
8
348
502
1,619
2,494

6,657
1,153
496
269
8,575

RECEIPTS:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
TotalTaxes

AbandonedProperty
ABCLicenseFee
HCRA
InvestmentIncome
Licenses,Fees,etc.
Lottery
Medicaid
Motorvehiclefees
Reimbursements
StateUniversityIncome
OtherTransactions
TotalMiscellaneousReceipts
FederalReceipts

3,877

OPENINGBALANCE

2013
April
Results

7,509

(2,045)

1,931
(1,935)
0
(4)

12,564

430

137

648

1,197
507
1,704

3,123
8
461
0
4,233
235
62
63
400
494
11
555
9,645

10,523

0
6
369
0
82
361
61
31
1
271
407
1,589
4,927

2,387
1,125
222
273
4,007

9,554

May
Results

7,489

(20)

2,977
(2,993)
0
(16)

12,180

516

410

526

993
509
1,502

2,141
598
142
422
3,090
379
409
173
551
447
387
487
9,226

12,176

0
5
352
0
70
253
69
44
56
253
1,022
2,124
3,286

3,827
1,521
1,219
199
6,766

7,509

June
Results

7,078

(411)

2,055
(2,057)
0
(2)

9,971

500

90

649

1,313
481
1,794

381
450
264
0
3,536
210
173
277
509
330
2
806
6,938

9,562

1
6
372
0
61
305
64
38
10
285
606
1,748
3,662

2,416
1,220
208
308
4,152

7,489

July
Results

6,954

(124)

1,722
(1,724)
0
(2)

9,765

525

373

725

992
545
1,537

699
132
127
0
3,370
552
63
166
447
475
1
573
6,605

9,643

4
6
335
0
63
257
66
39
10
383
861
2,024
3,825

2,216
1,161
179
238
3,794

7,078

August
Results

7,812

858

3,496
(3,503)
0
(7)

12,597

581

794

395

990
604
1,594

3,541
54
113
189
2,844
216
423
340
577
410
91
435
9,233

13,462

54
6
355
0
74
259
76
30
51
735
1,049
2,689
3,650

4,073
1,511
1,262
277
7,123

6,954

September
Results

CASHFLOW
ALLGOVERNMENTALFUNDS
FY2014
(dollarsinmillions)

8,231

419

2,221
(2,225)
0
(4)

9,903

489

219

707

1,157
562
1,719

925
442
418
8
3,490
239
275
78
338
337
11
208
6,769

10,326

14
6
388
1
40
306
64
21
10
445
1,159
2,454
3,719

2,371
1,178
210
394
4,153

7,812

October
Projected

7,112

(1,119)

1,496
(1,498)
4
2

9,562

393

178

616

1,006
577
1,583

1,451
33
82
42
3,224
247
74
183
339
619
1
497
6,792

8,441

130
3
362
1
40
235
61
47
8
265
637
1,789
3,161

1,989
1,103
212
187
3,491

8,231

November
Projected

6,828

(284)

3,131
(3,130)
4
5

13,619

535

970

572

1,330
646
1,976

2,091
213
387
158
3,576
258
497
230
415
809
188
744
9,566

13,330

25
3
362
0
61
239
61
36
35
198
943
1,963
3,867

4,127
1,539
1,637
197
7,500

7,112

December
Projected

10,006

3,178

2,671
(2,674)
4
1

12,150

558

90

728

1,036
617
1,653

674
40
74
2,583
3,900
257
213
294
319
195
1
571
9,121

15,327

35
3
373
0
40
306
76
35
10
371
528
1,777
4,446

7,316
1,267
248
273
9,104

6,828

2014
January
Projected

9,577

(429)

1,312
(1,316)
4
0

11,228

525

503

781

1,004
632
1,636

841
339
361
0
3,623
303
205
177
244
245
1
1,444
7,783

10,799

80
3
373
1
40
240
61
43
10
519
391
1,761
4,898

2,669
1,046
190
235
4,140

10,006

February
Projected

4,109

(5,468)

4,266
(4,285)
322
303

20,426

512

2,014

560

938
463
1,401

7,134
504
418
17
3,911
473
504
522
419
237
70
1,730
15,939

14,655

307
3
578
2
69
259
60
86
22
194
1,058
2,638
5,498

2,495
1,292
2,528
204
6,519

9,577

March
Projected

4,109

232

30,590
(30,654)
338
274

140,974

5,893

6,060

7,376

13,019
6,550
19,569

23,340
2,832
2,976
3,419
41,717
3,513
2,978
2,571
4,904
4,780
764
8,282
102,076

140,932

650
56
4,550
5
681
3,280
785
507
231
4,267
9,163
24,175
47,433

42,543
15,116
8,611
3,054
69,324

3,877

Total

FY 2014 Mid-Year Update

T-56

4,372
3,322
(3,258)
0
64
5,874
9,940

Excess/(Deficiency)ofReceiptsoverDisbursements

CLOSINGBALANCE

273

CapitalProjects

OTHERFINANCINGSOURCES(uses):
Transfersfromotherfunds
Transferstootherfunds
Bondandnoteproceeds
NETOTHERFINANCINGSOURCES/(USES)

282

TOTALDISBURSEMENTS

461

GeneralStateCharges

1,012
367
1,379

PersonalService
NonPersonalService
TotalDepartmentalOperations

DebtService

188
19
25
0
1,214
39
61
62
151
180
0
38
1,977

10,182

DISBURSEMENTS:
SchoolAid
HigherEducation
AllOtherEducation
STAR
MedicaidDOH
PublicHealth
MentalHygiene
ChildrenandFamilies
Temporary&DisabilityAssistance
Transportation
UnrestrictedAid
AllOther
TotalLocalAssistanceGrants

TOTALRECEIPTS

0
6
331
0
41
260
66
57
8
348
490
1,607
0

6,657
1,153
496
269
8,575

RECEIPTS:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
TotalTaxes

AbandonedProperty
ABCLicenseFee
HCRA
InvestmentIncome
Licenses,Fees,etc.
Lottery
Medicaid
Motorvehiclefees
Reimbursements
StateUniversityIncome
OtherTransactions
TotalMiscellaneousReceipts
FederalReceipts

4,066

OPENINGBALANCE

2013
April
Results

7,668

(2,272)

1,952
(1,705)
0
247

8,078

340

137

645

1,150
449
1,599

2,489
8
260
0
1,698
105
49
59
105
493
11
80
5,357

5,559

0
6
369
0
82
361
61
31
1
271
370
1,552
0

2,387
1,125
222
273
4,007

9,940

May
Results

7,805

137

3,004
(2,731)
0
273

9,014

403

410

478

941
442
1,383

1,930
598
52
422
1,234
233
403
170
164
442
387
305
6,340

8,878

0
5
352
0
70
253
69
44
56
253
1,010
2,112
0

3,827
1,521
1,219
199
6,766

7,668

June
Results

7,648

(157)

2,092
(1,960)
0
132

6,179

378

90

642

1,249
412
1,661

169
450
152
0
1,519
91
158
30
105
327
2
405
3,408

5,890

1
6
372
0
61
305
64
38
10
285
594
1,736
2

2,416
1,220
208
308
4,152

7,805

July
Results

7,234

(414)

1,745
(1,472)
0
273

6,519

379

373

719

946
455
1,401

600
132
78
0
1,501
298
48
104
109
473
1
303
3,647

5,832

4
6
335
0
63
257
66
39
10
383
843
2,006
33

2,216
1,161
179
237
3,793

7,648

August
Results

8,153

919

3,535
(3,220)
0
315

9,200

455

794

343

945
465
1,410

3,390
54
75
189
968
98
413
262
99
406
91
153
6,198

9,804

54
6
355
0
74
259
76
30
51
735
1,039
2,679
2

4,073
1,511
1,262
277
7,123

7,234

September
Results

CASHFLOW
STATEFUNDS
FY2014
(dollarsinmillions)

8,416

263

2,387
(1,943)
0
444

6,784

326

219

693

1,110
463
1,573

781
442
340
8
1,406
128
254
66
101
334
11
102
3,973

6,603

14
6
388
1
40
306
64
21
10
445
1,155
2,450
0

2,371
1,178
210
394
4,153

8,153

October
Projected

7,247

(1,169)

1,535
(1,345)
4
194

6,634

298

178

605

955
462
1,417

1,321
33
33
42
1,492
186
61
81
105
614
1
167
4,136

5,271

130
3
362
1
40
235
61
47
8
265
628
1,780
0

1,989
1,103
212
187
3,491

8,416

November
Projected

7,489

242

3,208
(2,890)
4
322

9,534

450

970

494

1,264
524
1,788

1,768
213
299
158
1,322
174
484
128
105
806
188
187
5,832

9,454

25
3
362
0
61
239
61
36
35
198
934
1,954
0

4,127
1,539
1,637
197
7,500

7,247

December
Projected

10,236

2,747

2,778
(2,586)
4
196

8,321

482

90

724

985
488
1,473

418
39
55
2,583
1,388
186
195
192
109
192
1
194
5,552

10,872

35
3
373
0
40
306
76
35
10
371
519
1,768
0

7,316
1,267
248
273
9,104

7,489

2014
January
Projected

9,748

(488)

1,417
(1,225)
4
196

6,589

456

503

772

953
498
1,451

593
338
306
0
1,226
218
190
75
43
242
1
175
3,407

5,905

80
3
373
1
40
240
61
43
10
519
392
1,762
2

2,669
1,046
190
236
4,141

10,236

February
Projected

4,247

(5,501)

4,741
(4,116)
322
947

15,591

535

2,014

482

855
454
1,309

6,825
498
357
17
1,262
323
516
375
196
231
70
581
11,251

9,143

307
3
578
2
69
259
60
86
22
194
1,003
2,583
41

2,495
1,292
2,528
204
6,519

9,748

March
Projected

Total

4,247

181

31,716
(28,451)
338
3,603

96,815

4,775

6,060

7,058

12,365
5,479
17,844

20,472
2,824
2,032
3,419
16,230
2,079
2,832
1,604
1,392
4,740
764
2,690
61,078

93,393

650
56
4,550
5
681
3,280
785
507
231
4,267
8,977
23,989
80

0
42,543
15,116
8,611
3,054
69,324

4,066

CASHFINANCIALPLAN
HEALTHCAREREFORMACTRESOURCESFUND
FY2014
(millionsofdollars)
First
Quarter

Change

MidYear

OpeningFundBalance

18

18

Receipts:
Taxes
Miscellaneousreceipts
TotalReceipts

1,060
4,550
5,610

0
0
0

1,060
4,550
5,610

Disbursements:
MedicalAssistanceAccount
HCRAProgramAccount
HospitalIndigentCareFund
ElderlyPharmaceuticalInsuranceCoverage(EPIC)
ChildHealthPlus(CHP)
PublicHealth
AllOther
TotalDisbursements

3,437
445
776
183
386
29
372
5,628

0
0
0
0
0
0
0
0

3,437
445
776
183
386
29
372
5,628

(18)

(18)

ChangeinFundBalance
ClosingFundBalance

FY 2014 Mid-Year Update

T-57

CASHFINANCIALPLAN
HEALTHCAREREFORMACTRESOURCESFUND
FY2014THROUGHFY2017
(millionsofdollars)
FY2014
MidYear

FY2015
Projected

FY2016
Projected

FY2017
Projected

OpeningFundBalance

18

Receipts:
Taxes
Miscellaneousreceipts
TotalReceipts

1,060
4,550
5,610

1,041
4,813
5,854

1,018
4,931
5,949

995
5,054
6,049

Disbursements:
MedicalAssistanceAccount
HCRAProgramAccount
HospitalIndigentCareFund
ElderlyPharmaceuticalInsuranceCoverage(EPIC)
ChildHealthPlus(CHP)
PublicHealth
AllOther
TotalDisbursements

3,437
445
776
183
386
29
372
5,628

3,812
444
792
220
453
0
133
5,854

3,878
460
792
250
385
0
184
5,949

4,040
460
792
271
312
0
174
6,049

(18)

ChangeinFundBalance
ClosingFundBalance

Note:StatutoryauthorizationforHCRAexpiresonMarch31,2014.

CASHFINANCIALPLAN
HEALTHCAREREFORMACTRESOURCESFUND
FY2013andFY2014
(millionsofdollars)
FY2013
Results
OpeningFundBalance
Receipts:
Taxes
Miscellaneousreceipts
Disbursements:
MedicalAssistanceAccount
HCRAProgramAccount
HospitalIndigentCareFund
ElderlyPharmaceuticalInsuranceCoverage(EPIC)
ChildHealthPlus(CHP)
PublicHealth
AllOther
TotalDisbursements
ChangeinFundBalance
ClosingFundBalance

FY 2014 Mid-Year Update

FY2014
MidYear

Annual
Change

18

15

1,108
4,228
5,336

1,060
4,550
5,610

(48)
322
274

3,219
459
777
105
372
128
261
5,321

3,437
445
776
183
386
29
372
5,628

218
(14)
(1)
78
14
(99)
111
307

15
18

(18)
0

(33)
(18)

T-58

FY 2014 Mid-Year Update

T-59

84
331
415
174
6
68
3
1
4
2
258
157
175

Receipts:
Taxes
Miscellaneousreceipts

TotalReceipts

Disbursements:
MedicalAssistanceAccount
HCRAProgramAccount
HospitalIndigentCareFund
ElderlyPharmaceuticalInsuranceCoverage(EPIC)
ChildHealthPlus(CHP)
PublicHealth
AllOther
TotalDisbursements

ChangeinFundBalance

ClosingFundBalance

18

May
Results

April
Results

OpeningFundBalance

234

152

ClosingFundBalance

162

(13)

315
7
63
6
27
9
48
475

462

93
369

175

82

149

ChangeinFundBalance

315
5
65
5
19
9
0
418

500

99
401

152

202
0
69
0
0
0
1
272

96
325
374
421

May
Results

Disbursements:
MedicalAssistanceAccount
HCRAProgramAccount
HospitalIndigentCareFund
ElderlyPharmaceuticalInsuranceCoverage(EPIC)
ChildHealthPlus(CHP)
PublicHealth
AllOther
TotalDisbursements

TotalReceipts

Receipts:
Taxes
Miscellaneousreceipts

OpeningFundBalance

April
Results

322

(68)

269
134
64
10
49
11
2
539

471

106
365

390

July
Results

302

(20)

286
47
62
11
33
15
27
481

461

103
358

322

August
Results

333

31

273
28
63
3
9
10
11
397

428

86
342

302

September
Results

18

(144)

306
155
64
16
38
6
1
586

442

90
352

162

June
Results

72

54

306
2
64
11
25
3
11
422

476

104
372

18

July
Results

54

(18)

232
43
62
9
89
3
2
440

422

87
335

72

August
Results

84

30

303
3
66
6
24
1
11
414

444

89
355

54

September
Results

CASHFLOW
HEALTHCAREREFORMACTRESOURCESFUND
FY2014
(dollarsinmillions)

390

156

198
9
64
6
17
15
17
326

482

97
385

234

June
Results

CASHFLOW
HEALTHCAREREFORMACTRESOURCESFUND
FY2013
(dollarsinmillions)

66

(18)

305
22
65
28
22
2
56
500

482

94
388

84

October
Projected

373

40

282
8
63
14
35
14
31
447

487

102
385

333

October
Results

184

118

158
60
65
24
22
1
1
331

449

87
362

66

November
Projected

301

(72)

285
50
63
8
29
9
17
461

389

87
302

373

November
Results

214

30

237
27
65
24
22
0
48
423

453

91
362

184

December
Projected

315

14

281
6
35
6
26
9
32
395

409

92
317

301

December
Results

226

12

331
19
65
19
22
0
2
458

470

97
373

214

January
Projected

161

(154)

400
40
94
6
23
11
22
596

442

97
345

315

January
Results

239

13

286
29
65
20
22
0
3
425

438

65
373

226

February
Projected

215

54

184
40
65
12
5
7
32
345

399

63
336

161

February
Results

(239)

484
72
64
17
72
0
187
896

657

79
578

239

March
Projected

18

(197)

244
92
70
24
127
18
69
644

447

80
367

215

March
Results

(18)

3,437
445
776
183
386
29
372
5,628

5,610

1,060
4,550

18

Total

18

15

3,219
459
777
105
372
128
261
5,321

5,336

1,108
4,228

Total

FY 2014 Mid-Year Update

T-60

(124)
(130)

ClosingFundBalance

123
(58)
65

87

0
0
0

6
149
3,481
2
0
0
3,638

140
1,092
0
76
0
0
1,316

Excess(Deficiency)ofReceiptsandOther
FinancingSourcesOverDisbursementsand
OtherFinancingUses

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds

2,481
160
1,000
3,641

84

0
1,127
0
1,127

Receipts:
UnemploymentTaxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

Disbursements:
LocalAssistanceGrants
DepartmentalOperations:
PersonalService
NonPersonalService
UnemploymentBenefits
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

(6)

(85)

0
0
0

0
0
0
0
0
0
0

0
1
0
1

(86)

(242)

(112)

97
(49)
48

142
1,064
0
79
0
0
1,293

0
1,133
0
1,133

(130)

88

0
0
0

6
143
3,472
3
0
0
3,624

2,472
153
1,000
3,625

87

(84)

0
0
0

0
0
0
0
0
0
0

0
1
0
1

(85)

Internal
Service Enterprise Fiduciary

Internal
Service Enterprise Fiduciary

OpeningFundBalance

FY2015

FY2014

CASHFINANCIALPLAN
PROPRIETARYANDFIDUCIARYFUNDS
(millionsofdollars)

(381)

(139)

89
(31)
58

145
1,057
85
0
0
0
1,295

0
1,098
0
1,098

(242)

88

0
0
0

7
130
3,472
3
0
0
3,612

2,472
140
1,000
3,612

88

(83)

0
0
0

0
0
0
0
0
0
0

0
1
0
1

(84)

Internal
Service Enterprise Fiduciary

FY2016

(528)

(147)

93
(29)
64

146
1,068
0
88
0
0
1,310

0
1,099
0
1,099

(381)

88

0
0
0

7
130
3,472
3
0
0
3,612

2,472
140
1,000
3,612

88

(82)

0
0
0

0
0
0
0
0
0
0

0
1
0
1

(83)

Internal
Service Enterprise Fiduciary

FY2017

Workforce Impact Summary

General Fund
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Major Agencies
Children and Family Services, Ofce of
Correctons and Community Supervision, Department of
Educaton Department, State
Environmental Conservaton, Department of
General Services, Ofce of
Health, Department of
Informaton Technology Services, Ofce of
Labor, Department of
Parks, Recreaton and Historic Preservaton, Ofce of
State Police, Division of
Taxaton and Finance, Department of
Temporary and Disability Assistance, Ofce of

2,642
29,041
271
1,119
776
1,678
131
0
1,461
4,822
4,855
909

2,641
29,117
265
1,069
782
1,603
1,744
0
1,420
5,142
4,291
900

2,417
28,516
279
1,064
914
1,510
1,860
1
1,419
5,319
3,667
909

Subtotal - Major Agencies

47,705

48,974

47,875

55
25
284
2
27
241
185
28
477
138
56
29
127
26
194
1
148
60
48
0
0
75
5
281
160
13
32
33
33
144
25
82
0
3

54
14
363
2
25
245
158
26
380
139
56
26
111
71
78
1
167
62
0
46
0
63
5
237
149
15
30
43
51
145
25
82
0
1

3,037

2,870

3,179

50,742

51,844

51,054

State University of New York

23,720

Subtotal - University Systems

23,720

Audit and Control, Department of

Law, Department of

1,281
1,118

1,316
1,023

1,384
1,066

Subtotal - Independently Elected Agencies

2,399

2,339

2,450

76,861

54,183

53,504

Minor Agencies
Adirondack Park Agency
Aging, Ofce for the
Agriculture and Markets, Department of
Alcoholism and Substance Abuse Services, Ofce of
Arts, Council on the
Budget, Division of the
Civil Service, Department of
Correcton, Commission of
Criminal Justce Services, Division of
Economic Development, Department of
Electons, State Board of
Employee Relatons, Ofce of
Executve Chamber
Homeland Security and Emergency Services, Division of
Housing and Community Renewal, Division of
Hudson River Valley Greenway Communites Council
Human Rights, Division of
Inspector General, Ofce of the
Judicial Commissions
Judicial Conduct, Commission on
Justce Center for the Protecton of People with Special Needs
Labor Management Commitees
Lieutenant Governor, Ofce of the
Medicaid Inspector General, Ofce of the
Military and Naval Afairs, Division of
Preventon of Domestc Violence, Ofce for
Public Employment Relatons Board
Public Ethics, Joint Commission on
Quality of Care and Advocacy for Persons With Disabilites, Commission on
State, Department of
Tax Appeals, Division of
Veterans' Afairs, Division of
Victm Services, Ofce of
Welfare Inspector General, Ofce of
Subtotal - Minor Agencies
Subtotal - Subject to Direct Executve Control

54
19
361
0
28
266
169
29
404
149
58
26
136
88
54
1
124
65
0
50
245
77
7
242
162
17
33
48
0
147
27
90
(1)
4

University Systems

Independently Elected Agencies

Grand Total

FY 2014 Mid-Year Update

T-61

Workforce Impact Summary

State Operatng Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Major Agencies
Children and Family Services, Ofce of
Correctons and Community Supervision, Department of
Educaton Department, State
Environmental Conservaton, Department of
Financial Services, Department of
General Services, Ofce of
Health, Department of
Informaton Technology Services, Ofce of
Labor, Department of
Mental Health, Ofce of
Motor Vehicles, Department of
Parks, Recreaton and Historic Preservaton, Ofce of
People with Developmental Disabilites, Ofce for
State Police, Division of
Taxaton and Finance, Department of
Temporary and Disability Assistance, Ofce of
Transportaton, Department of
Workers' Compensaton Board

2,690
29,041
1,239
2,295
1,335
836
4,000
133
334
14,774
774
1,614
20,286
5,187
4,910
955
156
1,306

2,681
29,119
1,272
2,224
1,238
836
3,831
2,718
412
14,489
726
1,601
20,104
5,222
4,352
900
137
1,167

2,461
28,516
1,318
2,236
1,334
978
3,753
2,845
393
15,169
711
1,592
18,567
5,408
4,368
909
147
1,220

Subtotal - Major Agencies

91,865

93,029

91,925

6,908

6,349

6,864

98,773

99,378

98,789

City University of New York

State University Constructon Fund
State University of New York

272
151
42,792

273
0
43,239

275
0
43,247

Subtotal - University Systems

43,215

43,512

43,522

Audit and Control, Department of

Law, Department of

1,465
1,473

1,491
1,501

1,553
1,543

Subtotal - Independently Elected Agencies

2,938

2,992

3,096

144,926

145,882

145,407

Minor Agencies
Subtotal - Subject to Direct Executve Control
University Systems

Independently Elected Agencies

Grand Total

FY 2014 Mid-Year Update

T-62

Workforce Impact Summary

State Operatng Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Minor Agencies
Adirondack Park Agency
Aging, Ofce for the
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Alcoholism and Substance Abuse Services, Ofce of
Arts, Council on the
Budget, Division of the
Civil Service, Department of
Correcton, Commission of
Criminal Justce Services, Division of
Deferred Compensaton Board
Economic Development, Department of
Electons, State Board of
Employee Relatons, Ofce of
Environmental Facilites Corporaton
Executve Chamber
Financial Control Board, New York State
Gaming Commission, New York State
Higher Educaton Services Corporaton, New York State
Homeland Security and Emergency Services, Division of
Housing and Community Renewal, Division of
Hudson River Valley Greenway Communites Council
Human Rights, Division of
Indigent Legal Services, Ofce of
Inspector General, Ofce of the
Interest on Lawyer Account
Judicial Commissions
Judicial Conduct, Commission on
Justce Center for the Protecton of People with Special Needs
Labor Management Commitees
Lieutenant Governor, Ofce of the
Lotery, Division of the
Medicaid Inspector General, Ofce of the
Military and Naval Afairs, Division of
Preventon of Domestc Violence, Ofce for
Public Employment Relatons Board
Public Ethics, Joint Commission on
Public Service Department
Quality of Care and Advocacy for Persons With Disabilites, Commission on
Racing and Wagering Board, State
State, Department of
Statewide Financial System
Tax Appeals, Division of
Veterans' Afairs, Division of
Victm Services, Ofce of
Welfare Inspector General, Ofce of
Subtotal - Minor Agencies

FY 2014 Mid-Year Update

55
26
432
116
816
27
300
190
28
482
4
140
56
29
78
127
14
0
483
310
608
1
148
4
60
8
48
0
0
75
5
318
281
166
13
32
33
445
64
102
516
109
25
82
48
4

54
14
416
115
765
25
268
162
26
383
4
141
56
26
0
111
14
365
422
263
556
1
167
10
62
8
0
46
0
63
5
0
237
154
15
30
43
477
74
0
495
118
25
82
49
2

54
20
414
127
764
28
290
174
29
409
4
151
58
26
0
136
14
434
444
281
550
1
124
10
65
8
0
50
270
77
7
0
242
168
17
33
48
508
0
0
514
145
27
90
49
4

6,908

6,349

6,864

T-63

Workforce Impact Summary

State Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Major Agencies
Children and Family Services, Ofce of
Correctons and Community Supervision, Department of
Educaton Department, State
Environmental Conservaton, Department of
Financial Services, Department of
General Services, Ofce of
Health, Department of
Informaton Technology Services, Ofce of
Labor, Department of
Mental Health, Ofce of
Motor Vehicles, Department of
Parks, Recreaton and Historic Preservaton, Ofce of
People with Developmental Disabilites, Ofce for
State Police, Division of
Taxaton and Finance, Department of
Temporary and Disability Assistance, Ofce of
Transportaton, Department of
Workers' Compensaton Board

2,697
29,338
1,389
2,674
1,335
1,298
4,058
537
334
14,822
2,360
1,724
20,286
5,187
4,910
959
8,909
1,306

2,687
29,413
1,413
2,591
1,238
1,306
3,884
3,383
412
14,538
2,225
1,716
20,104
5,222
4,352
900
8,619
1,167

2,467
28,845
1,463
2,610
1,334
1,521
3,809
3,533
393
15,237
2,197
1,704
18,567
5,408
4,368
909
8,264
1,220

104,123

105,170

103,849

7,169

6,553

7,121

111,292

111,723

110,970

City University of New York

State University Constructon Fund
State University of New York

12,961
151
42,799

13,437
150
43,242

13,024
152
43,247

Subtotal - University Systems

55,911

56,829

56,423

Audit and Control, Department of

Law, Department of

2,405
1,479

2,471
1,507

2,614
1,550

Subtotal - Independently Elected Agencies

3,884

3,978

4,164

171,087

172,530

171,557

Subtotal - Major Agencies

Minor Agencies
Subtotal - Subject to Direct Executve Control
University Systems

Independently Elected Agencies

Grand Total

FY 2014 Mid-Year Update

T-64

Workforce Impact Summary

State Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Minor Agencies
Adirondack Park Agency
Aging, Ofce for the
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Alcoholism and Substance Abuse Services, Ofce of
Arts, Council on the
Budget, Division of the
Civil Service, Department of
Correcton, Commission of
Criminal Justce Services, Division of
Deferred Compensaton Board
Economic Development, Department of
Electons, State Board of
Employee Relatons, Ofce of
Environmental Facilites Corporaton
Executve Chamber
Financial Control Board, New York State
Gaming Commission, New York State
Higher Educaton Services Corporaton, New York State
Homeland Security and Emergency Services, Division of
Housing and Community Renewal, Division of
Hudson River Valley Greenway Communites Council
Human Rights, Division of
Indigent Legal Services, Ofce of
Inspector General, Ofce of the
Interest on Lawyer Account
Judicial Commissions
Judicial Conduct, Commission on
Justce Center for the Protecton of People with Special Needs
Labor Management Commitees
Lieutenant Governor, Ofce of the
Lotery, Division of the
Medicaid Inspector General, Ofce of the
Military and Naval Afairs, Division of
Preventon of Domestc Violence, Ofce for
Public Employment Relatons Board
Public Ethics, Joint Commission on
Public Service Department
Quality of Care and Advocacy for Persons With Disabilites, Commission on
Racing and Wagering Board, State
State, Department of
Statewide Financial System
Tax Appeals, Division of
Veterans' Afairs, Division of
Victm Services, Ofce of
Welfare Inspector General, Ofce of
Subtotal - Minor Agencies

FY 2014 Mid-Year Update

55
26
478
116
816
27
300
386
28
482
4
140
56
39
78
127
14
0
483
310
608
1
148
4
60
8
48
0
0
75
5
318
281
166
22
32
33
445
64
102
516
109
25
82
48
4

54
14
463
115
765
25
268
299
26
383
4
141
56
38
0
111
14
365
422
263
556
1
167
10
62
8
0
46
0
63
5
0
237
154
23
30
43
477
74
0
495
118
25
82
49
2

54
20
462
127
764
28
290
350
29
409
4
151
58
50
0
136
14
434
444
281
550
1
124
10
65
8
0
50
270
77
7
0
242
168
26
33
48
508
0
0
514
145
27
90
49
4

7,169

6,553

7,121

T-65

Workforce Impact Summary

All Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Major Agencies
Children and Family Services, Ofce of
Correctons and Community Supervision, Department of
Educaton Department, State
Environmental Conservaton, Department of
Financial Services, Department of
General Services, Ofce of
Health, Department of
Informaton Technology Services, Ofce of
Labor, Department of
Mental Health, Ofce of
Motor Vehicles, Department of
Parks, Recreaton and Historic Preservaton, Ofce of
People with Developmental Disabilites, Ofce for
State Police, Division of
Taxaton and Finance, Department of
Temporary and Disability Assistance, Ofce of
Transportaton, Department of
Workers' Compensaton Board

3,093
29,387
2,590
2,981
1,337
1,298
4,761
537
3,717
14,822
2,378
1,735
20,299
5,187
4,910
2,039
8,974
1,306

3,068
29,443
2,618
2,901
1,242
1,306
4,546
3,726
3,615
14,538
2,243
1,731
20,116
5,222
4,352
1,834
8,687
1,167

2,850
29,491
2,765
2,916
1,337
1,521
5,000
3,890
3,612
15,248
2,215
1,719
18,585
5,408
4,368
1,899
8,337
1,220

111,351

112,355

112,381

8,228

7,401

8,139

119,579

119,756

120,520

City University of New York

State University Constructon Fund
State University of New York

12,961
151
42,800

13,437
150
43,243

13,024
152
43,249

Subtotal - University Systems

55,912

56,830

56,425

Audit and Control, Department of

Law, Department of

2,410
1,697

2,476
1,740

2,614
1,798

Subtotal - Independently Elected Agencies

4,107

4,216

4,412

179,598

180,802

181,357

Subtotal - Major Agencies

Minor Agencies
Subtotal - Subject to Direct Executve Control
University Systems

Independently Elected Agencies

Grand Total

FY 2014 Mid-Year Update

T-66

Workforce Impact Summary

All Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Minor Agencies
Adirondack Park Agency
Aging, Ofce for the
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Alcoholism and Substance Abuse Services, Ofce of
Arts, Council on the
Budget, Division of the
Civil Service, Department of
Correcton, Commission of
Criminal Justce Services, Division of
Deferred Compensaton Board
Economic Development, Department of
Electons, State Board of
Employee Relatons, Ofce of
Environmental Facilites Corporaton
Executve Chamber
Financial Control Board, New York State
Gaming Commission, New York State
Higher Educaton Services Corporaton, New York State
Homeland Security and Emergency Services, Division of
Housing and Community Renewal, Division of
Hudson River Valley Greenway Communites Council
Human Rights, Division of
Indigent Legal Services, Ofce of
Inspector General, Ofce of the
Interest on Lawyer Account
Judicial Commissions
Judicial Conduct, Commission on
Justce Center for the Protecton of People with Special Needs
Labor Management Commitees
Lieutenant Governor, Ofce of the
Lotery, Division of the
Medicaid Inspector General, Ofce of the
Military and Naval Afairs, Division of
Preventon of Domestc Violence, Ofce for
Public Employment Relatons Board
Public Ethics, Joint Commission on
Public Service Department
Quality of Care and Advocacy for Persons With Disabilites, Commission on
Racing and Wagering Board, State
State, Department of
Statewide Financial System
Tax Appeals, Division of
Veterans' Afairs, Division of
Victm Services, Ofce of
Welfare Inspector General, Ofce of
Subtotal - Minor Agencies

FY 2014 Mid-Year Update

55
105
482
116
816
27
300
386
28
583
4
140
56
39
78
127
14
0
483
409
723
1
187
4
60
8
48
0
0
75
5
318
562
397
23
32
33
461
80
102
568
109
25
88
67
4

54
89
467
115
765
25
268
299
26
416
4
141
56
38
0
111
14
365
422
368
660
1
167
10
62
8
0
46
0
63
5
0
474
367
23
30
43
477
76
0
544
118
25
88
69
2

54
100
487
127
764
28
290
350
29
443
4
151
58
50
0
136
14
434
444
387
683
1
164
10
65
8
0
50
272
77
7
0
484
426
27
33
48
523
0
0
564
145
27
98
73
4

8,228

7,401

8,139

T-67

Workforce Impact Summary

Special Revenue Funds - Other
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Major Agencies
Children and Family Services, Ofce of
Correctons and Community Supervision, Department of
Educaton Department, State
Environmental Conservaton, Department of
Financial Services, Department of
General Services, Ofce of
Health, Department of
Informaton Technology Services, Ofce of
Labor, Department of
Mental Health, Ofce of
Motor Vehicles, Department of
Parks, Recreaton and Historic Preservaton, Ofce of
People with Developmental Disabilites, Ofce for
State Police, Division of
Taxaton and Finance, Department of
Temporary and Disability Assistance, Ofce of
Transportaton, Department of
Workers' Compensaton Board

48
0
968
1,176
1,335
60
2,322
2
334
14,774
774
153
20,286
365
55
46
156
1,306

40
2
1,007
1,155
1,238
54
2,228
974
412
14,489
726
181
20,104
80
61
0
137
1,167

44
0
1,039
1,172
1,334
64
2,243
985
392
15,169
711
173
18,567
89
701
0
147
1,220

Subtotal - Major Agencies

44,160

44,055

44,050

1
148
116
814
59
5
5
4
2
78
14
0
483
284
414
4
8
0
318
6
445
31
102
372
109
48
1

0
53
115
763
23
4
3
4
2
0
14
365
422
192
478
10
8
0
0
5
477
23
0
350
118
49
1

1
53
127
764
24
5
5
4
2
0
14
434
444
193
496
10
8
25
0
6
508
0
0
367
145
50
0

3,871

3,479

3,685

48,031

47,534

47,735

City University of New York

State University Constructon Fund
State University of New York

272
151
19,072

273
0
43,239

275
0
43,247

Subtotal - University Systems

19,495

43,512

43,522

Audit and Control, Department of

Law, Department of

184
355

175
478

169
477

Subtotal - Independently Elected Agencies

539

653

646

68,065

91,699

91,903

Minor Agencies
Aging, Ofce for the
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Alcoholism and Substance Abuse Services, Ofce of
Budget, Division of the
Civil Service, Department of
Criminal Justce Services, Division of
Deferred Compensaton Board
Economic Development, Department of
Environmental Facilites Corporaton
Financial Control Board, New York State
Gaming Commission, New York State
Higher Educaton Services Corporaton, New York State
Homeland Security and Emergency Services, Division of
Housing and Community Renewal, Division of
Indigent Legal Services, Ofce of
Interest on Lawyer Account
Justce Center for the Protecton of People with Special Needs
Lotery, Division of the
Military and Naval Afairs, Division of
Public Service Department
Quality of Care and Advocacy for Persons With Disabilites, Commission on
Racing and Wagering Board, State
State, Department of
Statewide Financial System
Victm Services, Ofce of
Welfare Inspector General, Ofce of
Subtotal - Minor Agencies
Subtotal - Subject to Direct Executve Control
University Systems

Independently Elected Agencies

Grand Total

FY 2014 Mid-Year Update

T-68

Workforce Impact Summary

Special Revenue Funds - Federal
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Major Agencies
Children and Family Services, Ofce of
Correctons and Community Supervision, Department of
Educaton Department, State
Environmental Conservaton, Department of
Financial Services, Department of
Health, Department of
Informaton Technology Services, Ofce of
Labor, Department of
Mental Health, Ofce of
Motor Vehicles, Department of
Parks, Recreaton and Historic Preservaton, Ofce of
People with Developmental Disabilites, Ofce for
Temporary and Disability Assistance, Ofce of
Transportaton, Department of

396
49
1,201
301
2
703
0
3,383
0
18
11
13
1,080
65

381
30
1,205
304
4
662
343
3,203
0
18
15
12
934
68

383
646
1,302
300
3
1,191
357
3,219
11
18
15
18
990
73

Subtotal - Major Agencies

7,222

7,179

8,526

79
4
101
99
115
39
0
281
231
1
16
16
52
6
19

75
4
33
105
104
0
0
237
213
0
0
2
49
6
20

80
25
34
106
113
40
2
242
258
1
15
0
50
8
24

Subtotal - Minor Agencies

1,059

848

998

Subtotal - Subject to Direct Executve Control

8,281

8,027

9,524

Minor Agencies
Aging, Ofce for the
Agriculture and Markets, Department of
Criminal Justce Services, Division of
Homeland Security and Emergency Services, Division of
Housing and Community Renewal, Division of
Human Rights, Division of
Justce Center for the Protecton of People with Special Needs
Medicaid Inspector General, Ofce of the
Military and Naval Afairs, Division of
Preventon of Domestc Violence, Ofce for
Public Service Department
Quality of Care and Advocacy for Persons With Disabilites, Commission on
State, Department of
Veterans' Afairs, Division of
Victm Services, Ofce of

University Systems
State University of New York

Subtotal - University Systems

Audit and Control, Department of

Law, Department of

5
218

5
233

0
248

Subtotal - Independently Elected Agencies

223

238

248

8,505

8,266

9,774

Independently Elected Agencies

Grand Total

FY 2014 Mid-Year Update

T-69

Workforce Impact Summary

Capital Projects Funds - Other
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Major Agencies
Children and Family Services, Ofce of
Correctons and Community Supervision, Department of
Environmental Conservaton, Department of
Health, Department of
Informaton Technology Services, Ofce of
Mental Health, Ofce of
Motor Vehicles, Department of
Parks, Recreaton and Historic Preservaton, Ofce of
Transportaton, Department of

7
25
379
58
0
34
1,586
110
8,753

6
26
367
53
234
36
1,499
115
8,482

6
30
374
56
247
41
1,486
112
8,117

Subtotal - Major Agencies

10,952

10,818

10,469

Subtotal - Subject to Direct Executve Control

10,952

10,818

10,469

State University Constructon Fund

State University of New York

0
7

150
3

152
0

Subtotal - University Systems

153

152

Law, Department of

Subtotal - Independently Elected Agencies

10,965

10,977

10,628

University Systems

Independently Elected Agencies

Grand Total

FY 2014 Mid-Year Update

T-70

Workforce Impact Summary

Capital Projects Funds - Federal
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Major Agencies
Environmental Conservaton, Department of

Subtotal - Major Agencies

Minor Agencies
Housing and Community Renewal, Division of

20

Subtotal - Minor Agencies

20

Subtotal - Subject to Direct Executve Control

26

Grand Total

26

FY 2014 Mid-Year Update

T-71

Workforce Impact Summary

Enterprise Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Major Agencies
Correctons and Community Supervision, Department of
General Services, Ofce of
Informaton Technology Services, Ofce of
Mental Health, Ofce of

4
8
0
0

5
6
1
0

14
10
1
10

12

12

35

Agriculture and Markets, Department of

44

44

45

Subtotal - Minor Agencies

44

44

45

Subtotal - Subject to Direct Executve Control

56

56

80

Grand Total

56

56

80

Subtotal - Major Agencies

Minor Agencies

FY 2014 Mid-Year Update

T-72

Workforce Impact Summary

Internal Service Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Major Agencies
Correctons and Community Supervision, Department of
Educaton Department, State
General Services, Ofce of
Informaton Technology Services, Ofce of
Mental Health, Ofce of
Temporary and Disability Assistance, Ofce of

268
150
454
404
14
4

263
141
464
430
13
0

285
145
533
440
17
0

1,294

1,311

1,420

Civil Service, Department of

Employee Relatons, Ofce of
Preventon of Domestc Violence, Ofce for

196
10
9

137
12
8

176
24
9

Subtotal - Minor Agencies

215

157

209

1,509

1,468

1,629

Subtotal - Major Agencies

Minor Agencies

Subtotal - Subject to Direct Executve Control

Independently Elected Agencies
Audit and Control, Department of

33

75

47

Subtotal - Independently Elected Agencies

33

75

47

1,542

1,543

1,676

Grand Total

FY 2014 Mid-Year Update

T-73

Workforce Impact Summary

Agency Trust Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

University Systems
City University of New York

12,689

13,164

12,749

Subtotal - University Systems

12,689

13,164

12,749

Audit and Control, Department of

Subtotal - Independently Elected Agencies

12,689

13,166

12,749

Independently Elected Agencies

Grand Total

FY 2014 Mid-Year Update

T-74

Workforce Impact Summary

Pension Trust Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Independently Elected Agencies

Audit and Control, Department of

907

903

1,014

Subtotal - Independently Elected Agencies

907

903

1,014

Grand Total

907

903

1,014

FY 2014 Mid-Year Update

T-75

Workforce Impact Summary

Private Purpose Trust Funds
2011-12 Through 2013-14
2011-12
Actuals
(02/29/12)

2012-13
Actuals
(03/31/13)

2013-14
Estmate
(03/31/14)

Minor Agencies
Agriculture and Markets, Department of

Subtotal - Minor Agencies

Subtotal - Subject to Direct Executve Control

Grand Total

FY 2014 Mid-Year Update

T-76

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

50,711
24,603
26,108
18,509
7,599

49,685
19,476
30,209
23,878
6,331

57,085
26,137
30,948
24,352
6,596

58,095
25,719
32,376
25,688
6,688

57,730
24,946
32,784
26,217
6,567

58,960
25,486
33,474
26,480
6,994

Economic Development, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

84,421
51,314
33,107
11,354
21,753

85,393
66,116
19,277
11,642
7,635

76,999
56,892
20,107
12,821
7,286

86,464
66,022
20,442
12,352
8,090

87,949
67,272
20,677
12,587
8,090

85,755
66,272
19,483
12,593
6,890

Empire State Development Corporation

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

76,487
76,487
0
0
0

83,275
82,275
1,000
500
500

76,339
75,339
1,000
500
500

78,994
77,994
1,000
500
500

111,722
110,722
1,000
500
500

135,994
134,994
1,000
500
500

95
95

0
0

0
0

0
0

0
0

0
0

3,543
3,543
2,849
694

2,929
2,929
2,500
429

2,929
2,929
2,522
407

3,011
3,011
2,548
463

3,011
3,011
2,548
463

3,011
3,011
2,548
463

215,257

221,282

213,352

226,564

260,412

283,720

4,299
4,299
3,779
520

4,090
4,090
3,730
360

4,029
4,029
3,703
326

4,100
4,100
3,774
326

4,184
4,184
3,858
326

4,185
4,185
3,859
326

Environmental Conservation, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

115,047
4,760
110,287
96,204
14,083

90,966
1,338
89,628
81,156
8,472

93,383
4,970
88,413
79,029
9,384

94,344
4,542
89,802
80,418
9,384

95,605
4,542
91,063
81,679
9,384

102,342
4,542
97,800
83,706
14,094

Parks, Recreation and Historic Preservation, Office of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

128,296
6,656
121,640
110,931
10,709

112,590
3,110
109,480
102,121
7,359

114,210
2,910
111,300
103,348
7,952

112,018
2,750
109,268
101,372
7,896

113,630
2,750
110,880
102,984
7,896

114,691
2,750
111,941
104,045
7,896

247,642

207,646

211,622

210,462

213,419

221,218

Thruway Authority, New York State

State Operations
Non-Personal Service/Indirect Costs

0
0
0

0
0
0

24,000
24,000
24,000

24,000
24,000
24,000

24,000
24,000
24,000

24,000
24,000
24,000

Transportation, Department of
Local Assistance Grants
State Operations
Non-Personal Service/Indirect Costs

99,132
98,110
1,022
1,022

98,653
97,630
1,023
1,023

99,206
97,551
1,655
1,655

99,206
97,551
1,655
1,655

99,206
97,551
1,655
1,655

99,206
97,551
1,655
1,655

99,132

98,653

123,206

123,206

123,206

123,206

113,753
111,616
2,137
1,931
206

114,480
112,942
1,538
1,357
181

115,615
114,007
1,608
1,427
181

121,915
120,307
1,608
1,427
181

128,656
127,011
1,645
1,457
188

133,321
131,641
1,680
1,488
192

11,118,360

11,910,756

12,274,487

12,551,294

13,305,988

13,832,434

9,782,693
9,767,471
15,222
1,438
13,784

10,601,529
10,580,501
21,028
0
21,028

10,714,234
10,714,234
0
0
0

10,938,584
10,938,584
0
0
0

11,759,293
11,759,293
0
0
0

12,266,876
12,266,876
0
0
0

Financial Services, Department of

Local Assistance Grants
Olympic Regional Development Authority
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Functional Total
PARKS AND THE ENVIRONMENT
Adirondack Park Agency
State Operations
Personal Service
Non-Personal Service/Indirect Costs

Functional Total
TRANSPORTATION

Functional Total
HEALTH
Aging, Office for the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Health, Department of
Medical Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

FY 2014 Mid-Year Update

T-77

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

Medicaid Administration
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

533,293
533,293
0
0
0

528,985
528,985
0
0
0

709,397
518,069
191,328
29,803
161,525

649,897
452,558
197,339
39,303
158,036

590,397
376,431
213,966
55,903
158,063

590,397
364,411
225,986
67,903
158,083

Public Health
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

802,374
649,730
152,644
60,955
91,689

780,242
627,064
153,178
52,012
101,166

850,856
683,336
167,520
90,996
76,524

962,813
793,897
168,916
94,779
74,137

956,298
807,410
148,888
97,501
51,387

975,161
825,805
149,356
97,969
51,387

Medicaid Inspector General, Office of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs

21,548
21,548
16,030
5,518

18,272
18,272
14,167
4,105

22,723
22,723
17,417
5,306

22,925
22,925
17,269
5,656

22,940
22,940
17,284
5,656

22,954
22,954
17,298
5,656

11,253,661

12,043,508

12,412,825

12,696,134

13,457,584

13,988,709

Children and Family Services, Office of

1,824,164

1,766,733

1,830,958

1,969,190

2,034,291

2,124,550

OCFS
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

1,710,996
1,486,807
224,189
143,835
80,354

1,677,701
1,398,823
278,878
174,390
104,488

1,743,971
1,513,346
230,625
155,507
75,118

1,878,811
1,665,586
213,225
138,629
74,596

1,940,240
1,730,677
209,563
136,413
73,150

2,026,529
1,812,631
213,898
138,064
75,834

113,168
113,168

89,032
89,032

86,987
86,987

90,379
90,379

94,051
94,051

98,021
98,021

Housing and Community Renewal, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

60,205
44,110
16,095
8,692
7,403

63,292
50,001
13,291
8,917
4,374

21,019
13,554
7,465
3,868
3,597

20,763
13,554
7,209
3,685
3,524

53,500
45,972
7,528
3,939
3,589

53,775
45,972
7,803
4,073
3,730

Human Rights, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

12,000
12,000
10,679
1,321

12,326
12,326
10,199
2,127

10,021
10,021
9,316
705

10,277
10,277
9,541
736

10,598
10,598
9,832
766

10,597
10,597
9,831
766

Labor, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,512
3,512
0
0
0

5,388
5,388
0
0
0

11,639
11,354
285
85
200

285
0
285
85
200

285
0
285
85
200

285
0
285
85
200

National and Community Service

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

332
38
294
292
2

670
396
274
264
10

683
350
333
325
8

687
350
337
328
9

687
350
337
328
9

687
350
337
328
9

1,443,874

1,718,088

1,542,273

1,449,439

1,475,064

1,488,943

1,266,866
1,266,866

1,416,672
1,416,672

1,287,173
1,287,173

1,185,272
1,185,272

1,211,985
1,211,985

1,220,523
1,220,523

301,416
118,432
182,984
71,949
111,035

255,100
104,696
150,404
66,935
83,469

264,167
104,696
159,471
70,131
89,340

263,079
106,096
156,983
71,873
85,110

268,420
107,496
160,924
72,793
88,131

3,344,087

3,566,497

3,416,593

3,450,641

3,574,425

3,678,837

39,742

36,187

26,053

26,053

26,053

26,053

OASAS
Local Assistance Grants

7,591
7,591

3,507
3,507

4,728
4,728

4,728
4,728

4,728
4,728

4,728
4,728

OASAS - Other
Local Assistance Grants

32,151
32,151

32,680
32,680

21,325
21,325

21,325
21,325

21,325
21,325

21,325
21,325

Justice Center
Local Assistance Grants
State Operations
Personal Service

0
0
0
0

0
0
0
0

33,510
128
33,382
15,457

35,386
170
35,216
16,617

36,037
170
35,867
16,799

36,619
170
36,449
16,897

Functional Total
SOCIAL WELFARE

OCFS - Other
Local Assistance Grants

Temporary and Disability Assistance, Office of

Welfare Assistance
Local Assistance Grants
All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Functional Total

177,008
137,649
39,359
(3,913)
43,272

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of

FY 2014 Mid-Year Update

T-78

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2012
Results
0

FY 2014
Updated
17,925

427,441

392,770

356,279

378,379

455,979

532,544

19,293
19,185
108
108

1,733
1,613
120
120

800
0
800
800

800
0
800
800

800
0
800
800

800
0
800
800

408,148
408,148

391,037
391,037

355,479
355,479

377,579
377,579

455,179
455,179

531,744
531,744

1,594,653

1,500,228

957,877

1,446,541

1,780,917

1,838,861

OPWDD
Local Assistance Grants

10,256
10,256

1
1

0
0

0
0

0
0

0
0

OPWDD - Other
Local Assistance Grants

1,584,397
1,584,397

1,500,227
1,500,227

957,877
957,877

1,446,541
1,446,541

1,780,917
1,780,917

1,838,861
1,838,861

3,695
170
3,525
2,650
875

5,092
128
4,964
4,133
831

1,277
42
1,235
1,104
131

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

2,065,531

1,934,277

1,374,996

1,886,359

2,298,986

2,434,077

Correction, Commission of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,251
2,251
1,890
361

2,055
2,055
1,857
198

2,672
2,672
2,414
258

2,748
2,748
2,481
267

2,825
2,825
2,548
277

2,833
2,833
2,550
283

Correctional Services, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,475,776
5,594
2,470,182
1,959,956
510,226

2,744,763
4,651
2,740,112
2,270,171
469,941

2,555,968
6,000
2,549,968
2,059,964
490,004

2,612,927
6,000
2,606,927
2,105,453
501,474

2,749,627
6,000
2,743,627
2,230,102
513,525

2,704,426
6,000
2,698,426
2,171,341
527,085

0
0

0
0

11,500
11,500

11,500
11,500

12,500
12,500

12,500
12,500

Criminal Justice Services, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

170,156
119,311
50,845
32,650
18,195

170,636
120,160
50,476
29,804
20,672

175,017
135,046
39,971
25,150
14,821

163,366
123,147
40,219
24,182
16,037

164,482
123,147
41,335
24,837
16,498

165,212
123,147
42,065
25,166
16,899

Disaster Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

20,811
0
20,811
9,685
11,126

71,759
19,990
51,769
24,884
26,885

(53,725)
31,276
(85,001)
(24,884)
(60,117)

0
0
0
0
0

0
0
0
0
0

Homeland Security and Emergency Services, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

27,006
19,575
7,431
6,637
794

90,406
81,684
8,722
6,404
2,318

23,769
17,100
6,669
6,669
0

11,364
5,963
5,401
5,401
0

9,885
4,222
5,663
5,663
0

9,939
4,222
5,717
5,717
0

Judicial Commissions
State Operations
Personal Service
Non-Personal Service/Indirect Costs

4,979
4,979
3,794
1,185

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

Judicial Conduct, Commission on

State Operations
Personal Service
Non-Personal Service/Indirect Costs

0
0
0
0

5,209
5,209
3,953
1,256

5,384
5,384
4,093
1,291

5,642
5,642
4,246
1,396

5,837
5,837
4,366
1,471

5,903
5,903
4,399
1,504

Judicial Nomination, Commission on

State Operations
Non-Personal Service/Indirect Costs

0
0
0

0
0
0

30
30
30

30
30
30

30
30
30

30
30
30

Judicial Screening Committees, New York State

State Operations
Personal Service
Non-Personal Service/Indirect Costs

0
0
0
0

2
2
0
2

38
38
13
25

38
38
13
25

38
38
13
25

38
38
13
25

21,669
761

20,571
755

22,406
867

22,808
850

23,177
850

23,438
850

Non-Personal Service/Indirect Costs

Mental Health, Office of
OMH
Local Assistance Grants
State Operations
Non-Personal Service/Indirect Costs
OMH - Other
Local Assistance Grants
People with Developmental Disabilities, Office for

Quality of Care and Advocacy for Persons With Disabilities, Commission on

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Functional Total

FY 2013
Results

FY 2015
Projected
18,599

FY 2016
Projected
19,068

FY 2017
Projected
19,552

PUBLIC PROTECTION/CRIMINAL JUSTICE

Corrections and Community Supervision Medicaid, Department of

Local Assistance Grants

Military and Naval Affairs, Division of

Local Assistance Grants

FY 2014 Mid-Year Update

(400)
(400)
0
0
0

T-79

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND (excludes transfers)
(thousands of dollars)

State Operations
Personal Service
Non-Personal Service/Indirect Costs

FY 2012
Results
20,908
15,798
5,110

FY 2013
Results
19,816
15,040
4,776

FY 2014
Updated
21,539
15,884
5,655

FY 2015
Projected
21,958
16,077
5,881

FY 2016
Projected
22,327
16,294
6,033

FY 2017
Projected
22,588
16,416
6,172

State Police, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

432,573
432,573
400,214
32,359

547,120
547,120
508,240
38,880

590,350
590,350
545,755
44,595

603,806
603,806
551,891
51,915

617,019
617,019
560,004
57,015

622,914
622,914
564,361
58,553

3,155,221

3,652,521

3,333,409

3,433,829

3,585,420

3,547,233

1,202,410
1,202,410

1,219,949
1,219,949

1,344,879
1,344,879

1,401,423
1,401,423

1,470,355
1,470,355

1,548,217
1,548,217

910,001
907,514
2,487
2,487

914,919
914,906
13
13

971,003
971,003
0
0

1,001,651
1,001,651
0
0

1,031,608
1,031,608
0
0

1,025,891
1,025,891
0
0

1,627,533
481,591
942,702
703,450
239,252
203,240

1,350,859
462,422
679,014
517,995
161,019
209,423

686,384
476,329
0
0
0
210,055

701,786
491,731
0
0
0
210,055

701,786
491,731
0
0
0
210,055

701,786
491,731
0
0
0
210,055

3,739,944

3,485,727

3,002,266

3,104,860

3,203,749

3,275,894

33,659
29,571
4,088
2,266
1,822

22,631
19,095
3,536
2,059
1,477

59,955
55,835
4,120
2,298
1,822

39,955
35,835
4,120
2,298
1,822

39,955
35,835
4,120
2,298
1,822

39,955
35,835
4,120
2,298
1,822

Education, Department of

18,507,638

19,070,157

19,356,576

20,699,898

21,623,560

22,883,756

School Aid
Local Assistance Grants

16,777,944
16,777,944

17,110,104
17,110,104

17,289,694
17,289,694

18,572,932
18,572,932

19,389,737
19,389,737

20,518,850
20,518,850

1,175,990
1,175,990

1,351,788
1,351,788

1,418,116
1,418,116

1,522,216
1,522,216

1,626,216
1,626,216

1,751,116
1,751,116

553,704
508,706
43,412
24,983
18,429
1,586

608,265
567,257
41,008
25,227
15,781
0

648,766
601,260
47,506
24,498
23,008
0

604,750
555,467
49,283
24,875
24,408
0

607,607
557,939
49,668
25,260
24,408
0

613,790
564,122
49,668
25,260
24,408
0

18,541,297

19,092,788

19,416,531

20,739,853

21,663,515

22,923,711

Budget, Division of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs

20,635
20,635
19,252
1,383

20,196
20,196
18,148
2,048

22,476
22,476
21,060
1,416

23,382
23,382
21,938
1,444

24,338
24,338
22,865
1,473

23,867
23,867
22,365
1,502

Civil Service, Department of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

13,755
13,755
12,935
820

12,618
12,618
11,788
830

12,280
12,280
11,772
508

12,987
12,987
12,501
486

13,355
13,355
12,864
491

13,360
13,360
12,869
491

Deferred Compensation Board

State Operations
Personal Service
Non-Personal Service/Indirect Costs

46
46
30
16

45
45
30
15

57
57
32
25

56
56
30
26

57
57
31
26

59
59
32
27

Elections, State Board of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

5,566
415
5,151
4,065
1,086

5,158
272
4,886
4,056
830

7,314
2,200
5,114
4,250
864

35,296
30,000
5,296
4,370
926

5,442
0
5,442
4,495
947

5,497
0
5,497
4,530
967

Employee Relations, Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,604
2,604
2,529
75

2,512
2,512
2,445
67

2,605
2,605
2,523
82

2,610
2,610
2,528
82

2,692
2,692
2,609
83

2,693
2,693
2,610
83

Functional Total
HIGHER EDUCATION
City University of New York
Local Assistance Grants
Higher Education Services Corporation, New York State
Local Assistance Grants
State Operations
Non-Personal Service/Indirect Costs
State University of New York
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
EDUCATION
Arts, Council on the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

Special Education Categorical Programs

Local Assistance Grants
All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
GENERAL GOVERNMENT

FY 2014 Mid-Year Update

T-80

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

General Services, Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

109,503
109,503
45,756
63,747

137,803
137,803
47,147
90,656

160,647
160,647
56,835
103,812

135,018
135,018
57,529
77,489

136,685
136,685
57,797
78,888

139,048
139,048
58,236
80,812

Inspector General, Office of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs

5,392
5,392
5,067
325

5,793
5,793
5,269
524

6,623
6,623
6,022
601

6,876
6,876
6,294
582

7,102
7,102
6,478
624

7,164
7,164
6,528
636

Labor Management Committees

State Operations
Personal Service
Non-Personal Service/Indirect Costs

23,192
23,192
8,359
14,833

17,666
17,666
6,038
11,628

35,301
35,301
5,313
29,988

39,442
39,442
5,862
33,580

45,455
45,455
6,869
38,586

42,732
42,732
6,584
36,148

Prevention of Domestic Violence, Office for

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

1,797
541
1,256
1,040
216

1,565
424
1,141
1,037
104

2,293
685
1,608
1,388
220

2,245
685
1,560
1,443
117

2,290
685
1,605
1,477
128

2,294
685
1,609
1,479
130

Public Employment Relations Board

State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,309
3,309
2,907
402

3,273
3,273
2,882
391

3,529
3,529
3,336
193

3,452
3,452
3,046
406

3,544
3,544
3,138
406

3,586
3,586
3,162
424

Public Integrity, Commission on

State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,217
3,217
2,492
725

3,887
3,887
2,666
1,221

4,505
4,505
3,634
871

5,078
5,078
4,035
1,043

5,473
5,473
4,133
1,340

5,525
5,525
4,158
1,367

83
83
80
3

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

State, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

23,909
9,417
14,492
10,688
3,804

19,507
5,666
13,841
11,398
2,443

22,863
10,388
12,475
11,051
1,424

16,269
3,440
12,829
11,300
1,529

16,489
3,440
13,049
11,520
1,529

16,501
3,440
13,061
11,532
1,529

Tax Appeals, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,850
2,850
2,483
367

2,700
2,700
2,535
165

3,174
3,174
2,962
212

3,255
3,255
3,034
221

3,309
3,309
3,088
221

3,361
3,361
3,140
221

Taxation and Finance, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

314,780
6,487
308,293
249,825
58,468

313,759
115
313,644
255,238
58,406

279,517
926
278,591
234,896
43,695

286,401
926
285,475
240,889
44,586

292,848
926
291,922
246,749
45,173

301,539
926
300,613
252,931
47,682

Technology, Office for

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

19,129
171
18,958
10,456
8,502

59,514
0
59,514
46,893
12,621

217,811
0
217,811
135,733
82,078

233,825
0
233,825
146,053
87,772

237,776
0
237,776
150,735
87,041

237,572
0
237,572
150,347
87,225

Veterans' Affairs, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

12,884
7,572
5,312
4,868
444

12,473
7,175
5,298
4,893
405

13,756
7,767
5,989
5,545
444

13,339
7,577
5,762
5,323
439

13,567
7,637
5,930
5,480
450

13,567
7,637
5,930
5,480
450

Welfare Inspector General, Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

287
287
287
0

245
245
245
0

1,179
1,179
721
458

1,207
1,207
738
469

1,217
1,217
748
469

1,217
1,217
748
469

562,938

618,714

795,930

820,738

811,639

819,582

152,602
32,005
120,597
93,084
27,513

154,948
32,025
122,923
93,304
29,619

155,642
32,024
123,618
97,298
26,320

158,991
32,024
126,967
99,964
27,003

164,148
32,024
132,124
104,421
27,703

165,485
32,024
133,461
105,204
28,257

13,256

13,014

13,578

13,985

14,404

14,836

Regulatory Reform, Governor's Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Executive Chamber

FY 2014 Mid-Year Update

T-81

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND (excludes transfers)
(thousands of dollars)

State Operations
Personal Service
Non-Personal Service/Indirect Costs

FY 2012
Results
13,256
10,210
3,046

FY 2013
Results
13,014
10,260
2,754

FY 2014
Updated
13,578
11,100
2,478

FY 2015
Projected
13,985
11,439
2,546

FY 2016
Projected
14,404
11,788
2,616

FY 2017
Projected
14,836
12,148
2,688

Judiciary
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

2,306,525
2,502
1,731,513
1,408,958
322,555
572,510

2,271,148
2,443
1,722,664
1,402,602
320,062
546,041

2,401,500
2,500
1,764,600
1,414,500
350,100
634,400

2,569,206
17,500
1,892,952
1,503,142
389,810
658,754

2,696,602
17,500
1,986,894
1,559,092
427,802
692,208

2,712,161
17,500
2,002,453
1,574,651
427,802
692,208

Law, Department of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

98,360
98,360
83,740
14,620

94,930
94,930
78,734
16,196

98,220
98,220
83,944
14,276

98,947
98,947
86,364
12,583

101,937
101,937
89,040
12,897

102,862
102,862
89,708
13,154

Legislature
State Operations
Personal Service
Non-Personal Service/Indirect Costs

196,024
196,024
151,882
44,142

201,960
201,960
153,155
48,805

217,845
217,845
166,331
51,514

222,995
222,995
167,773
55,222

225,633
225,633
169,031
56,602

230,463
230,463
171,575
58,888

Lieutenant Governor, Office of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs

408
408
289
119

433
433
345
88

614
614
480
134

665
665
515
150

680
680
543
137

680
680
543
137

2,767,175

2,736,433

2,887,399

3,064,789

3,203,404

3,226,487

Aid and Incentives for Municipalities

Local Assistance Grants

721,034
721,034

721,159
721,159

725,700
725,700

734,523
734,523

749,901
749,901

761,789
761,789

Efficiency Incentive Grants Program

Local Assistance Grants

4,714
4,714

5,225
5,225

5,539
5,539

2,678
2,678

0
0

0
0

Miscellaneous Financial Assistance

Local Assistance Grants

1,960
1,960

2,000
2,000

4,873
4,873

4,623
4,623

4,623
4,623

4,623
4,623

25,867
25,867

25,867
25,867

27,246
27,246

27,246
27,246

27,246
27,246

27,246
27,246

217
217

217
217

218
218

218
218

218
218

218
218

753,792

754,468

763,576

769,288

781,988

793,876

General State Charges

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

3,941,782
3,676
2,091
1,585
3,938,106

3,777,684
0
0
0
3,777,684

4,074,031
0
0
0
4,074,031

4,454,903
0
0
0
4,454,903

4,697,461
0
0
0
4,697,461

4,966,102
0
0
0
4,966,102

Long-Term Debt Service

State Operations
Non-Personal Service/Indirect Costs

551
551
551

0
0
0

0
0
0

0
0
0

0
0
0

0
0
0

722,550
427,952
290,178
124,966
165,212
4,420

762,564
517,879
240,265
100,053
140,212
4,420

901,510
632,253
264,837
124,625
140,212
4,420

1,080,056
735,370
340,266
150,054
190,212
4,420

Functional Total
LOCAL GOVERNMENT ASSISTANCE

Municipalities with VLT Facilities

Local Assistance Grants
Small Government Assistance
Local Assistance Grants
Functional Total
ALL OTHER CATEGORIES

Miscellaneous
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
TOTAL GENERAL FUND SPENDING

FY 2014 Mid-Year Update

(55,015)
(60,566)
1,447
51
1,396
4,104

(25,410)
(43,134)
1,347
51
1,296
16,377

3,887,318

3,752,274

4,796,581

5,217,467

5,598,971

6,046,158

50,632,995

52,164,788

52,748,286

55,744,190

58,776,718

61,362,708

T-82

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Economic Development, Department of
Empire State Development Corporation
Financial Services, Department of
Olympic Regional Development Authority
Functional Total

50,711
84,421
76,487
95
3,543
215,257

49,685
85,393
83,275
0
2,929
221,282

57,085
76,999
76,339
0
2,929
213,352

58,095
86,464
78,994
0
3,011
226,564

57,730
87,949
111,722
0
3,011
260,412

58,960
85,755
135,994
0
3,011
283,720

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,299
115,047
128,296
247,642

4,090
90,966
112,590
207,646

4,029
93,383
114,210
211,622

4,100
94,344
112,018
210,462

4,184
95,605
113,630
213,419

4,185
102,342
114,691
221,218

0
99,132
99,132

0
98,653
98,653

24,000
99,206
123,206

24,000
99,206
123,206

24,000
99,206
123,206

24,000
99,206
123,206

113,753
11,118,360
9,782,693
533,293
802,374
21,548
11,253,661

114,480
11,910,756
10,601,529
528,985
780,242
18,272
12,043,508

115,615
12,274,487
10,714,234
709,397
850,856
22,723
12,412,825

121,915
12,551,294
10,938,584
649,897
962,813
22,925
12,696,134

128,656
13,305,988
11,759,293
590,397
956,298
22,940
13,457,584

133,321
13,832,434
12,266,876
590,397
975,161
22,954
13,988,709

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

1,824,164
1,710,996
113,168
60,205
12,000
3,512
332
1,443,874
1,266,866
177,008
3,344,087

1,766,733
1,677,701
89,032
63,292
12,326
5,388
670
1,718,088
1,416,672
301,416
3,566,497

1,830,958
1,743,971
86,987
21,019
10,021
11,639
683
1,542,273
1,287,173
255,100
3,416,593

1,969,190
1,878,811
90,379
20,763
10,277
285
687
1,449,439
1,185,272
264,167
3,450,641

2,034,291
1,940,240
94,051
53,500
10,598
285
687
1,475,064
1,211,985
263,079
3,574,425

2,124,550
2,026,529
98,021
53,775
10,597
285
687
1,488,943
1,220,523
268,420
3,678,837

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

39,742
7,591
32,151
0
427,441
19,293
408,148
1,594,653
10,256
1,584,397
3,695
2,065,531

36,187
3,507
32,680
0
392,770
1,733
391,037
1,500,228
1
1,500,227
5,092
1,934,277

26,053
4,728
21,325
33,510
356,279
800
355,479
957,877
0
957,877
1,277
1,374,996

26,053
4,728
21,325
35,386
378,379
800
377,579
1,446,541
0
1,446,541
0
1,886,359

26,053
4,728
21,325
36,037
455,979
800
455,179
1,780,917
0
1,780,917
0
2,298,986

26,053
4,728
21,325
36,619
532,544
800
531,744
1,838,861
0
1,838,861
0
2,434,077

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of
Functional Total

2,251
2,475,776
0
170,156
20,811
27,006
4,979
0
0
0
21,669
432,573
3,155,221

2,055
2,744,763
0
170,636
71,759
90,406
0
5,209
0
2
20,571
547,120
3,652,521

2,672
2,555,968
11,500
175,017
(53,725)
23,769
0
5,384
30
38
22,406
590,350
3,333,409

2,748
2,612,927
11,500
163,366
(400)
11,364
0
5,642
30
38
22,808
603,806
3,433,829

2,825
2,749,627
12,500
164,482
0
9,885
0
5,837
30
38
23,177
617,019
3,585,420

2,833
2,704,426
12,500
165,212
0
9,939
0
5,903
30
38
23,438
622,914
3,547,233

HIGHER EDUCATION
City University of New York
Higher Education Services Corporation, New York State
State University of New York

1,202,410
910,001
1,627,533

1,219,949
914,919
1,350,859

1,344,879
971,003
686,384

1,401,423
1,001,651
701,786

1,470,355
1,031,608
701,786

1,548,217
1,025,891
701,786

TRANSPORTATION
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Functional Total

FY 2014 Mid-Year Update

T-83

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2012
Results
3,739,944

FY 2013
Results
3,485,727

FY 2014
Updated
3,002,266

FY 2015
Projected
3,104,860

FY 2016
Projected
3,203,749

FY 2017
Projected
3,275,894

EDUCATION
Arts, Council on the
Education, Department of
School Aid
Special Education Categorical Programs
All Other
Functional Total

33,659
18,507,638
16,777,944
1,175,990
553,704
18,541,297

22,631
19,070,157
17,110,104
1,351,788
608,265
19,092,788

59,955
19,356,576
17,289,694
1,418,116
648,766
19,416,531

39,955
20,699,898
18,572,932
1,522,216
604,750
20,739,853

39,955
21,623,560
19,389,737
1,626,216
607,607
21,663,515

39,955
22,883,756
20,518,850
1,751,116
613,790
22,923,711

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Functional Total

20,635
13,755
46
5,566
2,604
109,503
5,392
23,192
1,797
3,309
3,217
83
23,909
2,850
314,780
19,129
12,884
287
562,938

20,196
12,618
45
5,158
2,512
137,803
5,793
17,666
1,565
3,273
3,887
0
19,507
2,700
313,759
59,514
12,473
245
618,714

22,476
12,280
57
7,314
2,605
160,647
6,623
35,301
2,293
3,529
4,505
0
22,863
3,174
279,517
217,811
13,756
1,179
795,930

23,382
12,987
56
35,296
2,610
135,018
6,876
39,442
2,245
3,452
5,078
0
16,269
3,255
286,401
233,825
13,339
1,207
820,738

24,338
13,355
57
5,442
2,692
136,685
7,102
45,455
2,290
3,544
5,473
0
16,489
3,309
292,848
237,776
13,567
1,217
811,639

23,867
13,360
59
5,497
2,693
139,048
7,164
42,732
2,294
3,586
5,525
0
16,501
3,361
301,539
237,572
13,567
1,217
819,582

152,602
13,256
2,306,525
98,360
196,024
408
2,767,175

154,948
13,014
2,271,148
94,930
201,960
433
2,736,433

155,642
13,578
2,401,500
98,220
217,845
614
2,887,399

158,991
13,985
2,569,206
98,947
222,995
665
3,064,789

164,148
14,404
2,696,602
101,937
225,633
680
3,203,404

165,485
14,836
2,712,161
102,862
230,463
680
3,226,487

721,034
4,714
1,960
25,867
217
753,792

721,159
5,225
2,000
25,867
217
754,468

725,700
5,539
4,873
27,246
218
763,576

734,523
2,678
4,623
27,246
218
769,288

749,901
0
4,623
27,246
218
781,988

761,789
0
4,623
27,246
218
793,876

3,941,782
551
(55,015)
3,887,318

3,777,684
0
(25,410)
3,752,274

4,074,031
0
722,550
4,796,581

4,454,903
0
762,564
5,217,467

4,697,461
0
901,510
5,598,971

4,966,102
0
1,080,056
6,046,158

52,748,286

55,744,190

58,776,718

61,362,708

Functional Total

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
LOCAL GOVERNMENT ASSISTANCE
Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL GENERAL FUND SPENDING

50,632,995

52,164,788

GSC: Agency disbursements include grants to local governments, state operations and general state charges, which is a departure from prior Financial plan publications. In prior
reports, general state charges were excluded from agency spending totals.

FY 2014 Mid-Year Update

T-84

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development, Department of
Empire State Development Corporation
Financial Services, Department of
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

24,603
51,314
76,487
95
152,499

19,476
66,116
82,275
0
167,867

26,137
56,892
75,339
0
158,368

25,719
66,022
77,994
0
169,735

24,946
67,272
110,722
0
202,940

25,486
66,272
134,994
0
226,752

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,760
6,656
11,416

1,338
3,110
4,448

4,970
2,910
7,880

4,542
2,750
7,292

4,542
2,750
7,292

4,542
2,750
7,292

TRANSPORTATION
Transportation, Department of
Functional Total

98,110
98,110

97,630
97,630

97,551
97,551

97,551
97,551

97,551
97,551

97,551
97,551

111,616
10,950,494
9,767,471
533,293
649,730
11,062,110

112,942
11,736,550
10,580,501
528,985
627,064
11,849,492

114,007
11,915,639
10,714,234
518,069
683,336
12,029,646

120,307
12,185,039
10,938,584
452,558
793,897
12,305,346

127,011
12,943,134
11,759,293
376,431
807,410
13,070,145

131,641
13,457,092
12,266,876
364,411
825,805
13,588,733

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

1,599,975
1,486,807
113,168
44,110
3,512
38
1,404,515
1,266,866
137,649
3,052,150

1,487,855
1,398,823
89,032
50,001
5,388
396
1,535,104
1,416,672
118,432
3,078,744

1,600,333
1,513,346
86,987
13,554
11,354
350
1,391,869
1,287,173
104,696
3,017,460

1,755,965
1,665,586
90,379
13,554
0
350
1,289,968
1,185,272
104,696
3,059,837

1,824,728
1,730,677
94,051
45,972
0
350
1,318,081
1,211,985
106,096
3,189,131

1,910,652
1,812,631
98,021
45,972
0
350
1,328,019
1,220,523
107,496
3,284,993

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

39,742
7,591
32,151
0
427,333
19,185
408,148
1,594,653
10,256
1,584,397
170
2,061,898

36,187
3,507
32,680
0
392,650
1,613
391,037
1,500,228
1
1,500,227
128
1,929,193

26,053
4,728
21,325
128
355,479
0
355,479
957,877
0
957,877
42
1,339,579

26,053
4,728
21,325
170
377,579
0
377,579
1,446,541
0
1,446,541
0
1,850,343

26,053
4,728
21,325
170
455,179
0
455,179
1,780,917
0
1,780,917
0
2,262,319

26,053
4,728
21,325
170
531,744
0
531,744
1,838,861
0
1,838,861
0
2,396,828

5,594
0
119,311
0
19,575
761
145,241

4,651
0
120,160
19,990
81,684
755
227,240

6,000
11,500
135,046
31,276
17,100
867
201,789

6,000
12,500
123,147
0
4,222
850
146,719

6,000
12,500
123,147
0
4,222
850
146,719

1,202,410
907,514
481,591
2,591,515

1,219,949
914,906
462,422
2,597,277

1,344,879
971,003
476,329
2,792,211

1,401,423
1,001,651
491,731
2,894,805

1,470,355
1,031,608
491,731
2,993,694

1,548,217
1,025,891
491,731
3,065,839

29,571
18,462,640
16,777,944
1,175,990
508,706
18,492,211

19,095
19,029,149
17,110,104
1,351,788
567,257
19,048,244

55,835
19,309,070
17,289,694
1,418,116
601,260
19,364,905

35,835
20,650,615
18,572,932
1,522,216
555,467
20,686,450

35,835
21,573,892
19,389,737
1,626,216
557,939
21,609,727

35,835
22,834,088
20,518,850
1,751,116
564,122
22,869,923

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Functional Total

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
Functional Total
HIGHER EDUCATION
City University of New York
Higher Education Services Corporation, New York State
State University of New York
Functional Total
EDUCATION
Arts, Council on the
Education, Department of
School Aid
Special Education Categorical Programs
All Other
Functional Total

FY 2014 Mid-Year Update

6,000
11,500
123,147
(400)
5,963
850
147,060

T-85

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

GENERAL GOVERNMENT
Elections, State Board of
Prevention of Domestic Violence, Office for
State, Department of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

415
541
9,417
6,487
171
7,572
24,603

272
424
5,666
115
0
7,175
13,652

2,200
685
10,388
926
0
7,767
21,966

30,000
685
3,440
926
0
7,577
42,628

0
685
3,440
926
0
7,637
12,688

0
685
3,440
926
0
7,637
12,688

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Functional Total

32,005
2,502
34,507

32,025
2,443
34,468

32,024
2,500
34,524

32,024
17,500
49,524

32,024
17,500
49,524

32,024
17,500
49,524

LOCAL GOVERNMENT ASSISTANCE

Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total

721,034
4,714
1,960
25,867
217
753,792

721,159
5,225
2,000
25,867
217
754,468

725,700
5,539
4,873
27,246
218
763,576

734,523
2,678
4,623
27,246
218
769,288

749,901
0
4,623
27,246
218
781,988

761,789
0
4,623
27,246
218
793,876

ALL OTHER CATEGORIES

Miscellaneous
Functional Total

(60,566)
(60,566)

(43,134)
(43,134)

427,952
427,952

517,879
517,879

632,253
632,253

735,370
735,370

40,257,407

42,597,738

45,055,971

47,276,088

TOTAL LOCAL ASSISTANCE GRANTS SPENDING

FY 2014 Mid-Year Update

38,419,486

39,759,589

T-86

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND
STATE OPERATIONS
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development, Department of
Empire State Development Corporation
Olympic Regional Development Authority
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

26,108
33,107
0
3,543
62,758

30,209
19,277
1,000
2,929
53,415

30,948
20,107
1,000
2,929
54,984

32,376
20,442
1,000
3,011
56,829

32,784
20,677
1,000
3,011
57,472

33,474
19,483
1,000
3,011
56,968

4,299
110,287
121,640
236,226

4,090
89,628
109,480
203,198

4,029
88,413
111,300
203,742

4,100
89,802
109,268
203,170

4,184
91,063
110,880
206,127

4,185
97,800
111,941
213,926

0
1,022
1,022

0
1,023
1,023

24,000
1,655
25,655

24,000
1,655
25,655

24,000
1,655
25,655

24,000
1,655
25,655

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Functional Total

2,137
167,866
15,222
0
152,644
21,548
191,551

1,538
174,206
21,028
0
153,178
18,272
194,016

1,608
358,848
0
191,328
167,520
22,723
383,179

1,608
366,255
0
197,339
168,916
22,925
390,788

1,645
362,854
0
213,966
148,888
22,940
387,439

1,680
375,342
0
225,986
149,356
22,954
399,976

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

224,189
224,189
16,095
12,000
0
294
39,359
39,359
291,937

278,878
278,878
13,291
12,326
0
274
182,984
182,984
487,753

230,625
230,625
7,465
10,021
285
333
150,404
150,404
399,133

213,225
213,225
7,209
10,277
285
337
159,471
159,471
390,804

209,563
209,563
7,528
10,598
285
337
156,983
156,983
385,294

213,898
213,898
7,803
10,597
285
337
160,924
160,924
393,844

0
108
108
3,525
3,633

0
120
120
4,964
5,084

33,382
800
800
1,235
35,417

35,216
800
800
0
36,016

35,867
800
800
0
36,667

36,449
800
800
0
37,249

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of
Functional Total

2,251
2,470,182
50,845
20,811
7,431
4,979
0
0
0
20,908
432,573
3,009,980

2,055
2,740,112
50,476
51,769
8,722
0
5,209
0
2
19,816
547,120
3,425,281

2,748
2,606,927
40,219
0
5,401
0
5,642
30
38
21,958
603,806
3,286,769

2,825
2,743,627
41,335
0
5,663
0
5,837
30
38
22,327
617,019
3,438,701

2,833
2,698,426
42,065
0
5,717
0
5,903
30
38
22,588
622,914
3,400,514

HIGHER EDUCATION
Higher Education Services Corporation, New York State
State University of New York
Functional Total

2,487
942,702
945,189

13
679,014
679,027

0
0
0

0
0
0

0
0
0

0
0
0

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

4,088
43,412
43,412
47,500

3,536
41,008
41,008
44,544

4,120
47,506
47,506
51,626

4,120
49,283
49,283
53,403

4,120
49,668
49,668
53,788

4,120
49,668
49,668
53,788

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of

20,635
13,755
46
5,151

20,196
12,618
45
4,886

22,476
12,280
57
5,114

23,382
12,987
56
5,296

24,338
13,355
57
5,442

23,867
13,360
59
5,497

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Thruway Authority, New York State
Transportation, Department of
Functional Total

MENTAL HYGIENE
Justice Center
Mental Health, Office of
OMH
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

FY 2014 Mid-Year Update

2,672
2,549,968
39,971
(85,001)
6,669
0
5,384
30
38
21,539
590,350
3,131,620

T-87

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND
STATE OPERATIONS
(thousands of dollars)

Employee Relations, Office of

General Services, Office of
Inspector General, Office of the
Labor Management Committees
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Functional Total

FY 2012
Results
2,604
109,503
5,392
23,192
1,256
3,309
3,217
83
14,492
2,850
308,293
18,958
5,312
287
538,335

FY 2013
Results
2,512
137,803
5,793
17,666
1,141
3,273
3,887
0
13,841
2,700
313,644
59,514
5,298
245
605,062

FY 2014
Updated
2,605
160,647
6,623
35,301
1,608
3,529
4,505
0
12,475
3,174
278,591
217,811
5,989
1,179
773,964

FY 2015
Projected
2,610
135,018
6,876
39,442
1,560
3,452
5,078
0
12,829
3,255
285,475
233,825
5,762
1,207
778,110

FY 2016
Projected
2,692
136,685
7,102
45,455
1,605
3,544
5,473
0
13,049
3,309
291,922
237,776
5,930
1,217
798,951

FY 2017
Projected
2,693
139,048
7,164
42,732
1,609
3,586
5,525
0
13,061
3,361
300,613
237,572
5,930
1,217
806,894

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

120,597
13,256
1,731,513
98,360
196,024
408
2,160,158

122,923
13,014
1,722,664
94,930
201,960
433
2,155,924

123,618
13,578
1,764,600
98,220
217,845
614
2,218,475

126,967
13,985
1,892,952
98,947
222,995
665
2,356,511

132,124
14,404
1,986,894
101,937
225,633
680
2,461,672

133,461
14,836
2,002,453
102,862
230,463
680
2,484,755

3,676
551
1,447
5,674

0
0
1,347
1,347

0
0
290,178
290,178

0
0
240,265
240,265

0
0
264,837
264,837

0
0
340,266
340,266

7,493,963

7,855,674

7,567,973

7,818,320

8,116,603

8,213,835

ALL OTHER CATEGORIES

General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE OPERATIONS SPENDING

FY 2014 Mid-Year Update

T-88

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND
PERSONAL SERVICE
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development, Department of
Empire State Development Corporation
Olympic Regional Development Authority
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

18,509
11,354
0
2,849
32,712

23,878
11,642
500
2,500
38,520

24,352
12,821
500
2,522
40,195

25,688
12,352
500
2,548
41,088

26,217
12,587
500
2,548
41,852

26,480
12,593
500
2,548
42,121

3,779
96,204
110,931
210,914

3,730
81,156
102,121
187,007

3,703
79,029
103,348
186,080

3,774
80,418
101,372
185,564

3,858
81,679
102,984
188,521

3,859
83,706
104,045
191,610

1,931
62,393
1,438
0
60,955
16,030
80,354

1,357
52,012
0
0
52,012
14,167
67,536

1,427
120,799
0
29,803
90,996
17,417
139,643

1,427
134,082
0
39,303
94,779
17,269
152,778

1,457
153,404
0
55,903
97,501
17,284
172,145

1,488
165,872
0
67,903
97,969
17,298
184,658

143,835
143,835
8,692
10,679
0
292
(3,913)
(3,913)
159,585

174,390
174,390
8,917
10,199
0
264
71,949
71,949
265,719

155,507
155,507
3,868
9,316
85
325
66,935
66,935
236,036

138,629
138,629
3,685
9,541
85
328
70,131
70,131
222,399

136,413
136,413
3,939
9,832
85
328
71,873
71,873
222,470

138,064
138,064
4,073
9,831
85
328
72,793
72,793
225,174

0
2,650
2,650

0
4,133
4,133

15,457
1,104
16,561

16,617
0
16,617

16,799
0
16,799

16,897
0
16,897

1,890
1,959,956
32,650
9,685
6,637
3,794
0
0
15,798
400,214
2,430,624

1,857
2,270,171
29,804
24,884
6,404
0
3,953
0
15,040
508,240
2,860,353

2,481
2,105,453
24,182
0
5,401
0
4,246
13
16,077
551,891
2,709,744

2,548
2,230,102
24,837
0
5,663
0
4,366
13
16,294
560,004
2,843,827

2,550
2,171,341
25,166
0
5,717
0
4,399
13
16,416
564,361
2,789,963

703,450
703,450

517,995
517,995

0
0

0
0

0
0

0
0

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

2,266
24,983
24,983
27,249

2,059
25,227
25,227
27,286

2,298
24,498
24,498
26,796

2,298
24,875
24,875
27,173

2,298
25,260
25,260
27,558

2,298
25,260
25,260
27,558

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on

19,252
12,935
30
4,065
2,529
45,756
5,067
8,359
1,040
2,907
2,492

18,148
11,788
30
4,056
2,445
47,147
5,269
6,038
1,037
2,882
2,666

21,060
11,772
32
4,250
2,523
56,835
6,022
5,313
1,388
3,336
3,634

21,938
12,501
30
4,370
2,528
57,529
6,294
5,862
1,443
3,046
4,035

22,865
12,864
31
4,495
2,609
57,797
6,478
6,869
1,477
3,138
4,133

22,365
12,869
32
4,530
2,610
58,236
6,528
6,584
1,479
3,162
4,158

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Functional Total
SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total
MENTAL HYGIENE
Justice Center
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total
PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of
Functional Total
HIGHER EDUCATION
State University of New York
Functional Total

FY 2014 Mid-Year Update

2,414
2,059,964
25,150
(24,884)
6,669
0
4,093
13
15,884
545,755
2,635,058

T-89

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND
PERSONAL SERVICE
(thousands of dollars)
FY 2013
Results

Regulatory Reform, Governor's Office of

State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Functional Total

FY 2012
Results
80
10,688
2,483
249,825
10,456
4,868
287
383,119

0
11,398
2,535
255,238
46,893
4,893
245
422,708

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

93,084
10,210
1,408,958
83,740
151,882
289
1,748,163

ALL OTHER CATEGORIES

General State Charges
Miscellaneous
Functional Total
TOTAL PERSONAL SERVICE SPENDING

FY 2014 Mid-Year Update

FY 2014
Updated
0
11,051
2,962
234,896
135,733
5,545
721
507,073

FY 2015
Projected
0
11,300
3,034
240,889
146,053
5,323
738
526,913

FY 2016
Projected
0
11,520
3,088
246,749
150,735
5,480
748
541,076

FY 2017
Projected
0
11,532
3,140
252,931
150,347
5,480
748
546,731

93,304
10,260
1,402,602
78,734
153,155
345
1,738,400

97,298
11,100
1,414,500
83,944
166,331
480
1,773,653

99,964
11,439
1,503,142
86,364
167,773
515
1,869,197

104,421
11,788
1,559,092
89,040
169,031
543
1,933,915

105,204
12,148
1,574,651
89,708
171,575
543
1,953,829

2,091
51
2,142

0
51
51

0
124,966
124,966

0
100,053
100,053

0
124,625
124,625

0
150,054
150,054

5,780,962

6,129,708

5,686,061

5,851,526

6,112,788

6,128,595

T-90

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND
NON-PERSONAL SERVICE
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Economic Development, Department of
Empire State Development Corporation
Olympic Regional Development Authority
Functional Total

7,599
21,753
0
694
30,046

6,331
7,635
500
429
14,895

6,596
7,286
500
407
14,789

6,688
8,090
500
463
15,741

6,567
8,090
500
463
15,620

6,994
6,890
500
463
14,847

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total

520
14,083
10,709
25,312

360
8,472
7,359
16,191

326
9,384
7,952
17,662

326
9,384
7,896
17,606

326
9,384
7,896
17,606

326
14,094
7,896
22,316

0
1,022
1,022

0
1,023
1,023

24,000
1,655
25,655

24,000
1,655
25,655

24,000
1,655
25,655

24,000
1,655
25,655

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Functional Total

206
105,473
13,784
0
91,689
5,518
111,197

181
122,194
21,028
0
101,166
4,105
126,480

181
238,049
0
161,525
76,524
5,306
243,536

181
232,173
0
158,036
74,137
5,656
238,010

188
209,450
0
158,063
51,387
5,656
215,294

192
209,470
0
158,083
51,387
5,656
215,318

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

80,354
80,354
7,403
1,321
0
2
43,272
43,272
132,352

104,488
104,488
4,374
2,127
0
10
111,035
111,035
222,034

75,118
75,118
3,597
705
200
8
83,469
83,469
163,097

74,596
74,596
3,524
736
200
9
89,340
89,340
168,405

73,150
73,150
3,589
766
200
9
85,110
85,110
162,824

75,834
75,834
3,730
766
200
9
88,131
88,131
168,670

0
108
108
875
983

0
120
120
831
951

17,925
800
800
131
18,856

18,599
800
800
0
19,399

19,068
800
800
0
19,868

19,552
800
800
0
20,352

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of
Functional Total

361
510,226
18,195
11,126
794
1,185
0
0
0
5,110
32,359
579,356

198
469,941
20,672
26,885
2,318
0
1,256
0
2
4,776
38,880
564,928

258
490,004
14,821
(60,117)
0
0
1,291
30
25
5,655
44,595
496,562

267
501,474
16,037
0
0
0
1,396
30
25
5,881
51,915
577,025

277
513,525
16,498
0
0
0
1,471
30
25
6,033
57,015
594,874

283
527,085
16,899
0
0
0
1,504
30
25
6,172
58,553
610,551

HIGHER EDUCATION
Higher Education Services Corporation, New York State
State University of New York
Functional Total

2,487
239,252
241,739

13
161,019
161,032

0
0
0

0
0
0

0
0
0

0
0
0

1,822
18,429
18,429
20,251

1,477
15,781
15,781
17,258

1,822
23,008
23,008
24,830

1,822
24,408
24,408
26,230

1,822
24,408
24,408
26,230

1,822
24,408
24,408
26,230

1,383

2,048

1,416

1,444

1,473

1,502

TRANSPORTATION
Thruway Authority, New York State
Transportation, Department of
Functional Total

MENTAL HYGIENE
Justice Center
Mental Health, Office of
OMH
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the

FY 2014 Mid-Year Update

T-91

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND
NON-PERSONAL SERVICE
(thousands of dollars)

Civil Service, Department of

Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL NON-PERSONAL SERVICE SPENDING

FY 2014 Mid-Year Update

FY 2012
Results
820
16
1,086
75
63,747
325
14,833
216
402
725
3
3,804
367
58,468
8,502
444
0
155,216

FY 2013
Results
830
15
830
67
90,656
524
11,628
104
391
1,221
0
2,443
165
58,406
12,621
405
0
182,354

FY 2014
Updated
508
25
864
82
103,812
601
29,988
220
193
871
0
1,424
212
43,695
82,078
444
458
266,891

FY 2015
Projected
486
26
926
82
77,489
582
33,580
117
406
1,043
0
1,529
221
44,586
87,772
439
469
251,197

FY 2016
Projected
491
26
947
83
78,888
624
38,586
128
406
1,340
0
1,529
221
45,173
87,041
450
469
257,875

FY 2017
Projected
491
27
967
83
80,812
636
36,148
130
424
1,367
0
1,529
221
47,682
87,225
450
469
260,163

27,513
3,046
322,555
14,620
44,142
119
411,995

29,619
2,754
320,062
16,196
48,805
88
417,524

26,320
2,478
350,100
14,276
51,514
134
444,822

27,003
2,546
389,810
12,583
55,222
150
487,314

27,703
2,616
427,802
12,897
56,602
137
527,757

28,257
2,688
427,802
13,154
58,888
137
530,926

1,585
551
1,396
3,532

0
0
1,296
1,296

0
0
165,212
165,212

0
0
140,212
140,212

0
0
140,212
140,212

0
0
190,212
190,212

1,713,001

1,725,966

1,881,912

1,966,794

2,003,815

2,085,240

T-92

CASH DISBURSEMENTS BY FUNCTION

GENERAL FUND
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results
HIGHER EDUCATION
State University of New York
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

203,240
203,240

209,423
209,423

210,055
210,055

210,055
210,055

210,055
210,055

210,055
210,055

1,586
1,586
1,586

0
0
0

0
0
0

0
0
0

0
0
0

0
0
0

572,510
572,510

546,041
546,041

634,400
634,400

658,754
658,754

692,208
692,208

692,208
692,208

ALL OTHER CATEGORIES

General State Charges
Miscellaneous
Functional Total

3,938,106
4,104
3,942,210

3,777,684
16,377
3,794,061

4,074,031
4,420
4,078,451

4,454,903
4,420
4,459,323

4,697,461
4,420
4,701,881

4,966,102
4,420
4,970,522

TOTAL GENERAL STATE CHARGES SPENDING

4,719,546

4,549,525

4,922,906

5,328,132

5,604,144

5,872,785

EDUCATION
Education, Department of
All Other
Functional Total
ELECTED OFFICIALS
Judiciary
Functional Total

FY 2014 Mid-Year Update

T-93

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

78,458
24,603
52,515
27,412
25,103
1,340

70,404
19,476
49,174
26,859
22,315
1,754

80,347
26,137
52,661
27,596
25,065
1,549

82,832
25,719
55,502
29,008
26,494
1,611

83,037
24,946
56,362
29,632
26,730
1,729

84,739
25,486
57,450
29,930
27,520
1,803

Alcoholic Beverage Control, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

16,616
13,044
7,720
5,324
3,572

15,395
12,474
7,511
4,963
2,921

17,884
13,338
8,195
5,143
4,546

18,418
13,733
8,308
5,425
4,685

18,864
13,932
8,370
5,562
4,932

19,671
14,550
8,433
6,117
5,121

Economic Development, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

103,309
69,580
33,729
11,354
22,375
0

86,141
66,116
20,025
11,642
8,383
0

83,931
61,846
22,057
12,924
9,133
28

102,442
80,022
22,392
12,455
9,937
28

101,927
79,272
22,627
12,690
9,937
28

90,733
69,272
21,433
12,696
8,737
28

Empire State Development Corporation

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

76,487
76,487
0
0
0

83,275
82,275
1,000
500
500

76,339
75,339
1,000
500
500

78,994
77,994
1,000
500
500

111,722
110,722
1,000
500
500

135,994
134,994
1,000
500
500

Energy Research and Development Authority

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

16,938
8,140
6,456
4,776
1,680
2,342

13,903
6,108
5,606
4,027
1,579
2,189

16,158
9,234
5,286
3,432
1,854
1,638

16,477
9,418
5,389
3,500
1,889
1,670

16,808
9,607
5,497
3,570
1,927
1,704

17,215
9,799
5,678
3,711
1,967
1,738

506,105
217,470
210,028
142,332
67,696
78,607

487,036
221,513
193,410
136,494
56,916
72,113

505,837
216,952
202,715
144,757
57,958
86,170

510,733
216,952
204,957
146,931
58,026
88,824

518,788
216,952
207,557
149,453
58,104
94,279

521,669
216,952
207,557
149,453
58,104
97,160

3,596
3,596
2,849
747

2,931
2,931
2,500
431

4,259
4,259
2,522
1,737

3,161
3,161
2,548
613

3,161
3,161
2,548
613

3,161
3,161
2,548
613

66,124
0
47,386
38,749
8,637
18,738

63,299
0
46,659
37,725
8,934
16,640

71,606
200
50,441
41,498
8,943
20,965

79,943
200
54,257
45,002
9,255
25,486

84,496
200
56,724
47,246
9,478
27,572

87,000
200
57,894
48,217
9,677
28,906

867,633

822,384

856,361

893,000

938,803

960,182

4,299
4,299
3,779
520

4,090
4,090
3,730
360

4,029
4,029
3,703
326

4,100
4,100
3,774
326

4,184
4,184
3,858
326

4,185
4,185
3,859
326

284,724
4,760
245,162
188,153
57,009
34,802

271,457
2,335
230,616
172,343
58,273
38,506

276,656
4,970
231,899
171,652
60,247
39,787

274,459
4,542
230,724
175,327
55,397
39,193

279,088
4,542
233,597
178,057
55,540
40,949

283,614
4,542
236,293
180,494
55,799
42,779

8,893
6,504
5,454
1,050
2,389

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

201,969
12,019
183,216
138,928
44,288

190,574
6,583
179,867
130,938
48,929

197,257
7,760
180,468
134,685
45,783

194,379
7,600
177,844
131,482
46,362

196,534
7,600
179,948
133,586
46,362

198,368
7,600
181,781
135,419
46,362

Financial Services, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Olympic Regional Development Authority
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Public Service Department
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
PARKS AND THE ENVIRONMENT
Adirondack Park Agency
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Environmental Conservation, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Environmental Facilities Corporation
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Parks, Recreation and Historic Preservation, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

FY 2014 Mid-Year Update

T-94

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
(thousands of dollars)
FY 2012
Results
655
6,079

FY 2013
Results
245
3,879

FY 2014
Updated
4,029
5,000

FY 2015
Projected
3,935
5,000

FY 2016
Projected
3,986
5,000

FY 2017
Projected
3,987
5,000

499,885

466,121

477,942

472,938

479,806

486,167

Motor Vehicles, Department of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

92,162
67,400
48,313
19,087
24,762

89,842
65,717
49,216
16,501
24,125

96,743
68,850
50,274
18,576
27,893

100,270
71,484
51,038
20,446
28,786

105,901
74,393
53,476
20,917
31,508

108,766
75,740
54,391
21,349
33,026

Thruway Authority, New York State

State Operations
Non-Personal Service/Indirect Costs

0
0
0

0
0
0

24,000
24,000
24,000

24,000
24,000
24,000

24,000
24,000
24,000

24,000
24,000
24,000

Transportation, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

4,276,720
4,229,733
35,857
9,818
26,039
10,781
349

4,331,374
4,303,243
20,224
9,022
11,202
4,180
3,727

4,776,408
4,739,296
25,447
10,251
15,196
5,665
6,000

4,862,219
4,830,863
25,402
10,499
14,903
5,954
0

4,941,994
4,909,602
26,019
10,775
15,244
6,373
0

5,027,719
4,995,282
26,047
10,781
15,266
6,390
0

4,368,882

4,421,216

4,897,151

4,986,489

5,071,895

5,160,485

113,753
111,616
2,137
1,931
206

114,480
112,942
1,538
1,357
181

115,616
114,007
1,609
1,427
182

121,916
120,307
1,609
1,427
182

128,657
127,011
1,646
1,457
189

133,322
131,641
1,681
1,488
193

General State Charges

Capital Projects
Functional Total
TRANSPORTATION

Functional Total
HEALTH
Aging, Office for the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Health, Department of

17,876,268

18,382,781

18,953,752

19,315,466

20,117,424

20,755,185

Medical Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

14,778,525
14,763,303
15,222
1,438
13,784

15,370,559
15,349,531
21,028
0
21,028

15,711,940
15,711,940
0
0
0

16,327,685
16,327,685
0
0
0

17,214,191
17,214,191
0
0
0

17,883,728
17,883,728
0
0
0

Medicaid Administration
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

533,293
533,293
0
0
0

528,985
528,985
0
0
0

709,397
518,069
191,328
29,803
161,525

649,897
452,558
197,339
39,303
158,036

590,397
376,431
213,966
55,903
158,063

590,397
364,411
225,986
67,903
158,083

Public Health
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

2,564,450
1,992,440
540,034
266,560
273,474
31,976

2,483,237
1,927,300
526,470
267,361
259,109
29,467

2,532,415
2,078,861
422,352
227,807
194,545
31,202

2,337,884
1,876,419
429,075
234,094
194,981
32,390

2,312,836
1,862,090
416,112
239,296
176,816
34,634

2,281,060
1,828,451
417,078
240,256
176,822
35,531

Medicaid Inspector General, Office of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

25,284
25,258
19,738
5,520
26

21,972
21,972
17,867
4,105
0

22,723
22,723
17,417
5,306
0

22,925
22,925
17,269
5,656
0

22,940
22,940
17,284
5,656
0

22,954
22,954
17,298
5,656
0

Stem Cell and Innovation

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

43,702
43,470
441
43,029
232

41,589
41,363
456
40,907
226

37,900
37,900
472
37,428
0

39,500
39,500
472
39,028
0

80,546
80,546
472
80,074
0

64,000
64,000
472
63,528
0

18,059,007

18,560,822

19,129,991

19,499,807

20,349,567

20,975,461

Children and Family Services, Office of

1,898,337

1,795,138

1,868,821

2,008,033

2,073,235

2,163,494

OCFS
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,785,169
1,490,719
292,769
177,205
115,564
1,681

1,706,106
1,402,804
301,851
176,244
125,607
1,451

1,781,834
1,516,928
262,286
158,800
103,486
2,620

1,917,654
1,669,168
245,828
142,019
103,809
2,658

1,979,184
1,734,259
242,232
139,868
102,364
2,693

2,065,473
1,816,213
246,567
141,519
105,048
2,693

113,168

89,032

86,987

90,379

94,051

98,021

Functional Total
SOCIAL WELFARE

OCFS - Other

FY 2014 Mid-Year Update

T-95

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
(thousands of dollars)
FY 2012
Results
113,168

FY 2013
Results
89,032

FY 2014
Updated
86,987

FY 2015
Projected
90,379

FY 2016
Projected
94,051

FY 2017
Projected
98,021

115,024
43,984
55,910
40,611
15,299
15,130

118,475
50,710
53,471
40,507
12,964
14,294

82,248
14,406
48,484
38,465
10,019
19,358

83,742
14,406
48,838
38,822
10,016
20,498

118,434
46,824
50,201
40,065
10,136
21,409

119,244
46,824
51,011
40,563
10,448
21,409

Human Rights, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

12,000
12,000
10,679
1,321

12,326
12,326
10,199
2,127

10,021
10,021
9,316
705

10,277
10,277
9,541
736

10,598
10,598
9,832
766

10,597
10,597
9,831
766

Labor, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

60,962
3,665
42,274
29,954
12,320
15,023

63,909
5,543
44,078
29,780
14,298
14,288

77,187
11,504
48,623
30,770
17,853
17,060

64,134
150
45,717
31,476
14,241
18,267

66,357
150
46,810
32,170
14,640
19,397

66,113
150
46,657
32,017
14,640
19,306

National and Community Service

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

332
38
294
292
2

670
396
274
264
10

683
350
333
325
8

687
350
337
328
9

687
350
337
328
9

687
350
337
328
9

1,564,788

1,726,062

1,542,473

1,449,639

1,475,264

1,489,143

1,266,866
1,266,866

1,416,672
1,416,672

1,287,173
1,287,173

1,185,272
1,185,272

1,211,985
1,211,985

1,220,523
1,220,523

297,922
146,587
150,451
51,870
98,581
884

309,390
122,831
186,559
72,270
114,289
0

255,300
104,696
150,604
66,935
83,669
0

264,367
104,696
159,671
70,131
89,540
0

263,279
106,096
157,183
71,873
85,310
0

268,620
107,496
161,124
72,793
88,331
0

3,651,443

3,716,580

3,581,433

3,616,512

3,744,575

3,849,278

410,589

413,721

419,479

440,157

465,544

483,310

OASAS
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

318,700
274,694
31,920
22,801
9,119
12,086

322,705
279,189
30,073
21,965
8,108
13,443

340,589
293,564
32,959
24,565
8,394
14,066

358,599
309,986
34,183
25,541
8,642
14,430

378,741
326,802
36,192
27,263
8,929
15,747

394,689
341,302
36,729
27,536
9,193
16,658

OASAS - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

91,889
32,151
43,751
32,119
11,632
15,987

91,016
32,680
41,900
31,919
9,981
16,436

78,890
21,325
40,434
30,685
9,749
17,131

81,558
21,325
41,984
31,926
10,058
18,249

86,803
21,325
45,557
34,616
10,941
19,921

88,621
21,325
46,223
34,962
11,261
21,073

Justice Center
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

0
0
0
0
0
0

0
0
0
0
0
0

38,458
466
36,849
18,660
18,189
1,143

39,837
620
37,842
18,982
18,860
1,375

40,674
620
38,573
19,237
19,336
1,481

41,256
620
39,155
19,335
19,820
1,481

Local Assistance Grants

Housing and Community Renewal, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

Temporary and Disability Assistance, Office of

Welfare Assistance
Local Assistance Grants
All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of

Mental Health, Office of

3,027,241

3,015,068

3,141,443

3,379,123

3,703,890

3,843,063

OMH
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,143,914
716,057
306,563
253,135
53,428
121,294

1,234,724
703,134
325,835
271,502
54,333
205,755

1,243,519
742,017
339,314
280,985
58,329
162,188

1,417,619
878,316
363,337
301,178
62,159
175,966

1,573,694
1,006,370
376,126
309,304
66,822
191,198

1,619,543
1,057,866
368,797
300,610
68,187
192,880

OMH - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,883,327
408,148
1,066,389
827,902
238,487
408,790

1,780,344
391,037
1,030,052
799,753
230,299
359,255

1,897,924
355,479
1,078,950
848,236
230,714
463,495

1,961,504
377,579
1,106,384
863,165
243,219
477,541

2,130,196
455,179
1,154,226
899,137
255,089
520,791

2,223,520
531,744
1,155,444
896,557
258,887
536,332

411

293

Mental Hygiene, Department of

FY 2014 Mid-Year Update

T-96

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
(thousands of dollars)

State Operations
Non-Personal Service/Indirect Costs
People with Developmental Disabilities, Office for

FY 2012
Results
411
411

FY 2013
Results
293
293

FY 2014
Updated
0
0

FY 2015
Projected
0
0

FY 2016
Projected
0
0

FY 2017
Projected
0
0

4,331,480

4,248,227

3,387,868

3,800,845

4,179,085

4,208,630

OPWDD
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

903,732
692,788
106,952
72,227
34,725
103,992

1,361,275
694,290
467,938
343,349
124,589
199,047

462,496
462,315
181
0
181
0

415,363
415,182
181
0
181
0

376,187
376,006
181
0
181
0

381,000
380,819
181
0
181
0

OPWDD - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

3,427,748
1,631,638
1,378,983
1,052,886
326,097
417,127
0

2,886,952
1,501,508
1,018,391
782,182
236,209
367,052
1

2,925,372
957,877
1,362,943
1,109,157
253,786
604,552
0

3,385,482
1,446,541
1,327,532
1,077,707
249,825
611,409
0

3,802,898
1,780,917
1,375,979
1,122,289
253,690
646,002
0

3,827,630
1,838,861
1,334,845
1,080,588
254,257
653,924
0

7,584
560
5,948
4,856
1,092
1,076

7,439
537
5,905
4,959
946
997

2,343
173
1,853
1,654
199
317

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0

7,777,305

7,684,748

6,989,591

7,659,962

8,389,193

8,576,259

Correction, Commission of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,251
2,251
1,890
361

2,055
2,055
1,857
198

2,672
2,672
2,414
258

2,748
2,748
2,481
267

2,825
2,825
2,548
277

2,833
2,833
2,550
283

Correctional Services, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

2,477,126
5,594
2,471,532
1,959,956
511,576
0

2,745,944
4,651
2,741,293
2,270,189
471,104
0

2,558,837
6,000
2,552,792
2,060,046
492,746
45

2,615,796
6,000
2,609,748
2,105,537
504,211
48

2,752,496
6,000
2,746,445
2,230,188
516,257
51

2,707,318
6,000
2,701,265
2,171,430
529,835
53

0
0

0
0

11,500
11,500

11,500
11,500

12,500
12,500

12,500
12,500

Criminal Justice Services, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

215,019
151,076
63,882
32,972
30,910
61

210,807
150,047
60,696
29,987
30,709
64

227,531
169,831
57,622
25,533
32,089
78

215,612
159,714
55,818
24,571
31,247
80

216,745
159,714
56,946
25,233
31,713
85

217,485
159,714
57,683
25,565
32,118
88

Disaster Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

20,811
0
20,811
9,685
11,126

71,759
19,990
51,769
24,884
26,885

(53,725)
31,276
(85,001)
(24,884)
(60,117)

0
0
0
0
0

0
0
0
0
0

Homeland Security and Emergency Services, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

28,229
19,575
8,654
6,837
1,817
0

168,711
98,242
70,035
15,777
54,258
434

129,684
89,590
39,130
16,797
22,333
964

122,274
87,089
34,187
15,836
18,351
998

121,369
84,973
35,330
16,388
18,942
1,066

114,769
78,273
35,392
16,450
18,942
1,104

Indigent Legal Services, Office of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

62,701
62,292
326
259
67
83

57,492
56,557
688
606
82
247

67,200
65,400
1,422
770
652
378

82,800
81,000
1,422
770
652
378

82,800
81,000
1,422
770
652
378

82,800
81,000
1,422
770
652
378

Judicial Commissions
State Operations
Personal Service
Non-Personal Service/Indirect Costs

4,979
4,979
3,794
1,185

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

Judicial Conduct, Commission on

State Operations
Personal Service
Non-Personal Service/Indirect Costs

0
0
0
0

5,209
5,209
3,953
1,256

5,384
5,384
4,093
1,291

5,642
5,642
4,246
1,396

5,837
5,837
4,366
1,471

5,903
5,903
4,399
1,504

Quality of Care and Advocacy for Persons With Disabilities, Commission on

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
PUBLIC PROTECTION/CRIMINAL JUSTICE

Corrections and Community Supervision Medicaid, Department of

Local Assistance Grants

FY 2014 Mid-Year Update

(400)
(400)
0
0
0

T-97

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

Judicial Nomination, Commission on

State Operations
Non-Personal Service/Indirect Costs

0
0
0

0
0
0

30
30
30

30
30
30

30
30
30

30
30
30

Judicial Screening Committees, New York State

State Operations
Personal Service
Non-Personal Service/Indirect Costs

0
0
0
0

2
2
0
2

38
38
13
25

38
38
13
25

38
38
13
25

38
38
13
25

Military and Naval Affairs, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

31,747
3,761
27,440
17,152
10,288
546

23,500
755
22,745
15,802
6,943
0

28,264
867
27,147
16,667
10,480
250

28,344
850
27,244
16,861
10,383
250

28,715
850
27,615
17,080
10,535
250

28,976
850
27,876
17,202
10,674
250

State Police, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

630,378
611,384
557,865
53,519
18,994

615,390
600,509
553,390
47,119
14,881

660,333
650,651
559,436
91,215
9,682

650,912
646,999
565,783
81,216
3,913

664,531
660,361
574,041
86,320
4,170

670,784
666,401
578,539
87,862
4,383

Statewide Financial System

State Operations
Personal Service
Non-Personal Service/Indirect Costs

17,596
17,596
7,554
10,042

51,349
51,349
8,650
42,699

52,601
52,601
11,287
41,314

52,826
52,826
10,977
41,849

54,164
54,164
11,060
43,104

55,109
55,109
11,143
43,966

Statewide Wireless Network

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

87,696
18,369
69,207
7,006
62,201
120

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0

Victim Services, Office of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

35,194
29,239
4,138
3,109
1,029
1,817

31,876
26,493
3,673
2,928
745
1,710

34,864
28,182
4,739
3,817
922
1,943

34,975
28,182
4,765
3,902
863
2,028

35,280
28,182
4,907
4,024
883
2,191

35,298
28,182
4,926
4,027
899
2,190

3,613,727

3,984,094

3,725,213

3,823,097

3,977,330

3,933,843

City University of New York

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,316,602
1,202,410
107,837
74,043
33,794
6,355

1,321,156
1,219,949
100,795
69,199
31,596
412

1,439,612
1,344,879
88,396
59,755
28,641
6,337

1,498,108
1,401,423
90,158
60,801
29,357
6,527

1,569,032
1,470,355
91,954
61,863
30,091
6,723

1,648,910
1,548,217
93,768
62,925
30,843
6,925

Higher Education - Miscellaneous

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

449
376
207
169
73

719
627
107
520
92

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

1,000,527
923,514
64,233
28,789
35,444
12,780

1,022,812
946,906
62,393
26,896
35,497
13,513

1,084,352
1,003,419
65,240
28,147
37,093
15,693

1,100,973
1,017,757
66,872
28,830
38,042
16,344

1,117,206
1,031,608
68,268
29,265
39,003
17,330

1,117,935
1,025,891
73,821
31,910
41,911
18,223

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

Functional Total
HIGHER EDUCATION

Higher Education Services Corporation, New York State

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
State University Construction Fund
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

22,625
16,809
13,612
3,197
5,816

State University of New York

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

6,471,148
481,591
5,429,621
3,324,528
2,105,093
559,936

6,444,092
462,422
5,450,823
3,398,972
2,051,851
530,847

6,662,818
476,329
5,581,323
3,440,534
2,140,789
605,166

6,804,167
491,731
5,687,486
3,501,377
2,186,109
624,950

6,961,850
491,731
5,824,383
3,584,774
2,239,609
645,736

7,118,785
491,731
5,959,508
3,669,916
2,289,592
667,546

8,811,351

8,790,125

9,188,082

9,404,548

9,649,388

9,886,930

Functional Total

FY 2014 Mid-Year Update

1,346
1,426
670
756
(80)

T-98

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

EDUCATION
Arts, Council on the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

33,659
29,571
4,088
2,266
1,822

22,631
19,095
3,536
2,059
1,477

60,053
55,933
4,120
2,298
1,822

40,053
35,933
4,120
2,298
1,822

40,053
35,933
4,120
2,298
1,822

40,053
35,933
4,120
2,298
1,822

Education, Department of

24,749,120

25,520,880

26,083,872

27,548,142

28,580,657

29,941,468

School Aid
Local Assistance Grants

19,661,924
19,661,924

20,163,084
20,163,084

20,471,494
20,471,494

21,691,932
21,691,932

22,513,737
22,513,737

23,640,850
23,640,850

STAR Property Tax Relief

Local Assistance Grants

3,232,883
3,232,883

3,286,160
3,286,160

3,419,375
3,419,375

3,601,726
3,601,726

3,703,568
3,703,568

3,805,368
3,805,368

Special Education Categorical Programs

Local Assistance Grants

1,175,990
1,175,990

1,351,788
1,351,788

1,418,116
1,418,116

1,522,216
1,522,216

1,626,216
1,626,216

1,751,116
1,751,116

678,323
521,878
126,159
80,475
45,684
30,286

719,848
574,827
117,543
79,912
37,631
27,478

774,887
614,173
129,020
80,727
48,293
31,694

732,268
568,380
131,404
82,200
49,204
32,484

737,136
570,852
132,154
82,927
49,227
34,130

744,134
577,035
132,128
82,927
49,201
34,971

24,782,779

25,543,511

26,143,925

27,588,195

28,620,710

29,981,521

Budget, Division of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

32,762
30,681
23,829
6,852
2,081

29,954
27,681
22,197
5,484
2,273

33,059
30,762
25,184
5,578
2,297

34,512
32,110
26,234
5,876
2,402

35,943
33,344
27,342
6,002
2,599

35,490
32,865
26,742
6,123
2,625

Civil Service, Department of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

14,836
14,595
13,284
1,311
241

13,479
13,324
12,090
1,234
155

13,613
13,445
12,122
1,323
168

14,727
14,555
12,858
1,697
172

15,106
14,930
13,228
1,702
176

15,111
14,935
13,233
1,702
176

Deferred Compensation Board

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

621
457
378
79
164

620
442
377
65
178

826
618
399
219
208

858
633
408
225
225

867
642
417
225
225

888
663
421
242
225

Elections, State Board of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

9,815
415
9,400
4,065
5,335

5,576
272
5,304
4,056
1,248

7,314
2,200
5,114
4,250
864

35,296
30,000
5,296
4,370
926

5,442
0
5,442
4,495
947

5,497
0
5,497
4,530
967

Employee Relations, Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,604
2,604
2,529
75

2,512
2,512
2,445
67

2,605
2,605
2,523
82

2,610
2,610
2,528
82

2,692
2,692
2,609
83

2,693
2,693
2,610
83

Gaming Commission, New York State

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

0
0
0
0
0

1,306
1,306
1,196
110
0

180,420
161,262
34,874
126,388
19,158

184,614
165,132
35,415
129,717
19,482

185,247
165,765
36,048
129,717
19,482

185,247
165,765
36,048
129,717
19,482

General Services, Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

121,489
119,994
48,873
71,121
1,495

146,957
145,423
50,191
95,232
1,534

172,521
170,385
60,161
110,224
2,136

145,851
143,643
61,444
82,199
2,208

147,837
145,483
61,792
83,691
2,354

150,438
147,994
62,261
85,733
2,444

Inspector General, Office of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs

5,409
5,409
5,067
342

5,810
5,810
5,269
541

6,710
6,710
6,022
688

6,963
6,963
6,294
669

7,189
7,189
6,478
711

7,251
7,251
6,528
723

Labor Management Committees

State Operations
Personal Service
Non-Personal Service/Indirect Costs

23,215
23,215
8,359
14,856

17,666
17,666
6,038
11,628

35,601
35,601
5,313
30,288

39,742
39,742
5,862
33,880

45,755
45,755
6,869
38,886

43,032
43,032
6,584
36,448

150,306

133,125

All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
GENERAL GOVERNMENT

Lottery, Division of the

FY 2014 Mid-Year Update

T-99

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
(thousands of dollars)
FY 2012
Results
140,484
20,276
120,208
9,822

FY 2013
Results
122,798
20,420
102,378
10,327

0
0
0
0

FY 2015
Projected
0
0
0
0

FY 2016
Projected
0
0
0
0

FY 2017
Projected
0
0
0
0

Prevention of Domestic Violence, Office for

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

1,802
541
1,261
1,040
221

1,568
424
1,144
1,037
107

2,298
685
1,613
1,388
225

2,250
685
1,565
1,443
122

2,295
685
1,610
1,477
133

2,299
685
1,614
1,479
135

Public Employment Relations Board

State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,675
3,675
3,197
478

3,392
3,392
2,960
432

3,731
3,731
3,495
236

3,495
3,495
3,046
449

3,587
3,587
3,138
449

3,629
3,629
3,162
467

Public Integrity, Commission on

State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,217
3,217
2,492
725

3,887
3,887
2,666
1,221

4,505
4,505
3,634
871

5,078
5,078
4,035
1,043

5,473
5,473
4,133
1,340

5,525
5,525
4,158
1,367

Racing and Wagering Board, State

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

19,553
17,270
10,940
6,330
2,283

17,760
14,974
9,716
5,258
2,786

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

83
83
80
3

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

State, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

61,000
12,916
40,716
28,357
12,359
7,368
0

57,914
6,435
42,561
28,645
13,916
8,918
0

67,448
10,927
45,627
30,288
15,339
10,909
(15)

62,058
3,979
46,790
30,919
15,871
11,304
(15)

63,426
3,979
47,419
31,537
15,882
12,043
(15)

64,197
3,979
47,824
31,549
16,275
12,409
(15)

Tax Appeals, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,850
2,850
2,483
367

2,700
2,700
2,535
165

3,174
3,174
2,962
212

3,255
3,255
3,034
221

3,309
3,309
3,088
221

3,361
3,361
3,140
221

Taxation and Finance, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

401,033
6,487
382,913
300,408
82,505
11,633

392,394
115
372,024
287,878
84,146
20,255

369,419
926
349,280
275,935
73,345
19,213

380,159
926
355,994
281,970
74,024
23,239

387,656
926
362,538
287,873
74,665
24,192

397,133
926
371,326
294,098
77,228
24,881

Technology, Office for

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

19,129
171
18,958
10,456
8,502

59,514
0
59,514
46,893
12,621

236,214
0
236,214
135,733
100,481

267,036
0
267,036
146,053
120,983

270,987
0
270,987
150,735
120,252

270,783
0
270,783
150,347
120,436

Veterans' Affairs, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

12,884
7,572
5,312
4,868
444

12,473
7,175
5,298
4,893
405

13,756
7,767
5,989
5,545
444

13,339
7,577
5,762
5,323
439

13,567
7,637
5,930
5,480
450

13,567
7,637
5,930
5,480
450

Welfare Inspector General, Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

441
395
364
31
46

386
364
288
76
22

1,179
1,179
721
458
0

1,207
1,207
738
469
0

1,217
1,217
748
469
0

1,217
1,217
748
469
0

Workers' Compensation Board

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

199,035
157,884
85,890
71,994
41,151

190,491
149,802
84,833
64,969
40,689

202,333
152,010
90,706
61,304
50,323

203,307
151,738
91,420
60,318
51,569

210,294
155,025
93,752
61,273
55,269

214,628
157,225
94,462
62,763
57,403

1,085,759

1,099,484

1,356,726

1,406,357

1,407,889

1,421,986

169,817
32,005

170,979
32,025

173,000
32,024

176,544
32,024

182,263
32,024

183,880
32,024

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

Regulatory Reform, Governor's Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

Functional Total

FY 2014
Updated

ELECTED OFFICIALS
Audit and Control, Department of
Local Assistance Grants

FY 2014 Mid-Year Update

T-100

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
(thousands of dollars)

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

FY 2012
Results
135,123
103,298
31,825
2,689

FY 2013
Results
137,467
103,639
33,828
1,487

FY 2014
Updated
139,394
107,855
31,539
1,582

FY 2015
Projected
142,867
110,482
32,385
1,653

FY 2016
Projected
148,461
115,214
33,247
1,778

FY 2017
Projected
150,011
116,077
33,934
1,845

Executive Chamber
State Operations
Personal Service
Non-Personal Service/Indirect Costs

13,256
13,256
10,210
3,046

13,014
13,014
10,260
2,754

13,578
13,578
11,100
2,478

13,985
13,985
11,439
2,546

14,404
14,404
11,788
2,616

14,836
14,836
12,148
2,688

Judiciary
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

2,543,183
114,108
1,827,308
1,464,351
362,957
601,767

2,495,805
114,822
1,812,199
1,457,870
354,329
568,784

2,645,255
106,700
1,877,855
1,470,800
407,055
660,700

2,805,106
121,700
1,999,952
1,561,492
438,460
683,454

2,934,602
121,700
2,095,494
1,618,742
476,752
717,408

2,950,161
121,700
2,111,053
1,634,301
476,752
717,408

Law, Department of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

168,624
160,461
106,462
53,999
8,163

169,427
159,850
107,969
51,881
9,577

179,983
165,021
110,763
54,258
14,962

182,448
166,756
113,770
52,986
15,692

187,990
171,379
117,132
54,247
16,611

190,674
173,429
118,110
55,319
17,245

Legislature
State Operations
Personal Service
Non-Personal Service/Indirect Costs

197,163
197,163
151,882
45,281

202,994
202,994
153,155
49,839

218,795
218,795
166,331
52,464

223,945
223,945
167,773
56,172

226,583
226,583
169,031
57,552

231,413
231,413
171,575
59,838

Lieutenant Governor, Office of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs

408
408
289
119

433
433
345
88

614
614
480
134

665
665
515
150

680
680
543
137

680
680
543
137

3,092,451

3,052,652

3,231,225

3,402,693

3,546,522

3,571,644

Aid and Incentives for Municipalities

Local Assistance Grants

721,034
721,034

721,159
721,159

725,700
725,700

734,523
734,523

749,901
749,901

761,789
761,789

Efficiency Incentive Grants Program

Local Assistance Grants

4,714
4,714

5,225
5,225

5,539
5,539

2,678
2,678

0
0

0
0

Miscellaneous Financial Assistance

Local Assistance Grants

1,960
1,960

2,000
2,000

4,873
4,873

4,623
4,623

4,623
4,623

4,623
4,623

25,867
25,867

25,867
25,867

27,246
27,246

27,246
27,246

27,246
27,246

27,246
27,246

217
217

217
217

218
218

218
218

218
218

218
218

753,792

754,468

763,576

769,288

781,988

793,876

General State Charges

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

3,941,782
3,676
2,091
1,585
3,938,106

3,777,684
0
0
0
3,777,684

4,074,031
0
0
0
4,074,031

4,454,903
0
0
0
4,454,903

4,697,461
0
0
0
4,697,461

4,966,102
0
0
0
4,966,102

Long-Term Debt Service

State Operations
Non-Personal Service/Indirect Costs
Debt Service

5,909,754
45,732
45,732
5,864,022

6,182,129
44,199
44,199
6,137,930

6,100,305
39,973
39,973
6,060,332

5,845,342
40,082
40,082
5,805,260

6,521,612
40,082
40,082
6,481,530

6,823,198
40,082
40,082
6,783,116

154,059
143,982
4,253
2,434
1,819
5,824

13,665
3,382
4,376
2,514
1,862
5,907

12,575
2,134
4,455
2,549
1,906
5,986

Functional Total
LOCAL GOVERNMENT ASSISTANCE

Municipalities with VLT Facilities

Local Assistance Grants
Small Government Assistance
Local Assistance Grants
Functional Total
ALL OTHER CATEGORIES

Miscellaneous
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
TOTAL STATE OPERATING FUNDS SPENDING

FY 2014 Mid-Year Update

(34,927)
(45,178)
5,007
2,356
2,651
5,244

(13,380)
(35,445)
4,618
2,303
2,315
17,447

161,760
(48,802)
204,529
102,586
101,943
6,033

9,816,609

9,946,433

10,328,395

10,313,910

11,231,648

11,951,060

87,180,623

88,842,638

90,669,611

93,836,796

98,189,314

101,548,692

T-101

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

78,458
16,616
103,309
76,487
16,938
506,105
3,596
66,124
867,633

70,404
15,395
86,141
83,275
13,903
487,036
2,931
63,299
822,384

80,347
17,884
83,931
76,339
16,158
505,837
4,259
71,606
856,361

82,832
18,418
102,442
78,994
16,477
510,733
3,161
79,943
893,000

83,037
18,864
101,927
111,722
16,808
518,788
3,161
84,496
938,803

84,739
19,671
90,733
135,994
17,215
521,669
3,161
87,000
960,182

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,299
284,724
8,893
201,969
499,885

4,090
271,457
0
190,574
466,121

4,029
276,656
0
197,257
477,942

4,100
274,459
0
194,379
472,938

4,184
279,088
0
196,534
479,806

4,185
283,614
0
198,368
486,167

92,162
0
4,276,720
4,368,882

89,842
0
4,331,374
4,421,216

96,743
24,000
4,776,408
4,897,151

100,270
24,000
4,862,219
4,986,489

105,901
24,000
4,941,994
5,071,895

108,766
24,000
5,027,719
5,160,485

113,753
17,876,268
14,778,525
533,293
2,564,450
25,284
43,702
18,059,007

114,480
18,382,781
15,370,559
528,985
2,483,237
21,972
41,589
18,560,822

115,616
18,953,752
15,711,940
709,397
2,532,415
22,723
37,900
19,129,991

121,916
19,315,466
16,327,685
649,897
2,337,884
22,925
39,500
19,499,807

128,657
20,117,424
17,214,191
590,397
2,312,836
22,940
80,546
20,349,567

133,322
20,755,185
17,883,728
590,397
2,281,060
22,954
64,000
20,975,461

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

1,898,337
1,785,169
113,168
115,024
12,000
60,962
332
1,564,788
1,266,866
297,922
3,651,443

1,795,138
1,706,106
89,032
118,475
12,326
63,909
670
1,726,062
1,416,672
309,390
3,716,580

1,868,821
1,781,834
86,987
82,248
10,021
77,187
683
1,542,473
1,287,173
255,300
3,581,433

2,008,033
1,917,654
90,379
83,742
10,277
64,134
687
1,449,639
1,185,272
264,367
3,616,512

2,073,235
1,979,184
94,051
118,434
10,598
66,357
687
1,475,264
1,211,985
263,279
3,744,575

2,163,494
2,065,473
98,021
119,244
10,597
66,113
687
1,489,143
1,220,523
268,620
3,849,278

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

410,589
318,700
91,889
0
3,027,241
1,143,914
1,883,327
411
4,331,480
903,732
3,427,748
7,584
7,777,305

413,721
322,705
91,016
0
3,015,068
1,234,724
1,780,344
293
4,248,227
1,361,275
2,886,952
7,439
7,684,748

419,479
340,589
78,890
38,458
3,141,443
1,243,519
1,897,924
0
3,387,868
462,496
2,925,372
2,343
6,989,591

440,157
358,599
81,558
39,837
3,379,123
1,417,619
1,961,504
0
3,800,845
415,363
3,385,482
0
7,659,962

465,544
378,741
86,803
40,674
3,703,890
1,573,694
2,130,196
0
4,179,085
376,187
3,802,898
0
8,389,193

483,310
394,689
88,621
41,256
3,843,063
1,619,543
2,223,520
0
4,208,630
381,000
3,827,630
0
8,576,259

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of

2,251
2,477,126
0
215,019
20,811
28,229
62,701
4,979
0
0
0
31,747

2,055
2,745,944
0
210,807
71,759
168,711
57,492
0
5,209
0
2
23,500

2,672
2,558,837
11,500
227,531
(53,725)
129,684
67,200
0
5,384
30
38
28,264

2,748
2,615,796
11,500
215,612
(400)
122,274
82,800
0
5,642
30
38
28,344

2,825
2,752,496
12,500
216,745
0
121,369
82,800
0
5,837
30
38
28,715

2,833
2,707,318
12,500
217,485
0
114,769
82,800
0
5,903
30
38
28,976

TRANSPORTATION
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

FY 2014 Mid-Year Update

T-102

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
(thousands of dollars)

State Police, Division of

Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2012
Results
630,378
17,596
87,696
35,194
3,613,727

FY 2013
Results
615,390
51,349
0
31,876
3,984,094

FY 2014
Updated
660,333
52,601
0
34,864
3,725,213

FY 2015
Projected
650,912
52,826
0
34,975
3,823,097

FY 2016
Projected
664,531
54,164
0
35,280
3,977,330

FY 2017
Projected
670,784
55,109
0
35,298
3,933,843

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

1,316,602
449
1,000,527
22,625
6,471,148
8,811,351

1,321,156
719
1,022,812
1,346
6,444,092
8,790,125

1,439,612
1,300
1,084,352
0
6,662,818
9,188,082

1,498,108
1,300
1,100,973
0
6,804,167
9,404,548

1,569,032
1,300
1,117,206
0
6,961,850
9,649,388

1,648,910
1,300
1,117,935
0
7,118,785
9,886,930

EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total

33,659
24,749,120
19,661,924
3,232,883
1,175,990
678,323
24,782,779

22,631
25,520,880
20,163,084
3,286,160
1,351,788
719,848
25,543,511

60,053
26,083,872
20,471,494
3,419,375
1,418,116
774,887
26,143,925

40,053
27,548,142
21,691,932
3,601,726
1,522,216
732,268
27,588,195

40,053
28,580,657
22,513,737
3,703,568
1,626,216
737,136
28,620,710

40,053
29,941,468
23,640,850
3,805,368
1,751,116
744,134
29,981,521

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

32,762
14,836
621
9,815
2,604
0
121,489
5,409
23,215
150,306
1,802
3,675
3,217
19,553
83
61,000
2,850
401,033
19,129
12,884
441
199,035
1,085,759

29,954
13,479
620
5,576
2,512
1,306
146,957
5,810
17,666
133,125
1,568
3,392
3,887
17,760
0
57,914
2,700
392,394
59,514
12,473
386
190,491
1,099,484

33,059
13,613
826
7,314
2,605
180,420
172,521
6,710
35,601
0
2,298
3,731
4,505
0
0
67,448
3,174
369,419
236,214
13,756
1,179
202,333
1,356,726

34,512
14,727
858
35,296
2,610
184,614
145,851
6,963
39,742
0
2,250
3,495
5,078
0
0
62,058
3,255
380,159
267,036
13,339
1,207
203,307
1,406,357

35,943
15,106
867
5,442
2,692
185,247
147,837
7,189
45,755
0
2,295
3,587
5,473
0
0
63,426
3,309
387,656
270,987
13,567
1,217
210,294
1,407,889

35,490
15,111
888
5,497
2,693
185,247
150,438
7,251
43,032
0
2,299
3,629
5,525
0
0
64,197
3,361
397,133
270,783
13,567
1,217
214,628
1,421,986

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

169,817
13,256
2,543,183
168,624
197,163
408
3,092,451

170,979
13,014
2,495,805
169,427
202,994
433
3,052,652

173,000
13,578
2,645,255
179,983
218,795
614
3,231,225

176,544
13,985
2,805,106
182,448
223,945
665
3,402,693

182,263
14,404
2,934,602
187,990
226,583
680
3,546,522

183,880
14,836
2,950,161
190,674
231,413
680
3,571,644

721,034
4,714
1,960
25,867
217
753,792

721,159
5,225
2,000
25,867
217
754,468

725,700
5,539
4,873
27,246
218
763,576

734,523
2,678
4,623
27,246
218
769,288

749,901
0
4,623
27,246
218
781,988

761,789
0
4,623
27,246
218
793,876

3,941,782
5,909,754
(34,927)
9,816,609

3,777,684
6,182,129
(13,380)
9,946,433

4,074,031
6,100,305
154,059
10,328,395

4,454,903
5,845,342
13,665
10,313,910

4,697,461
6,521,612
12,575
11,231,648

4,966,102
6,823,198
161,760
11,951,060

90,669,611

93,836,796

98,189,314

101,548,692

LOCAL GOVERNMENT ASSISTANCE

Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE OPERATING FUNDS SPENDING

87,180,623

88,842,638

GSC: Agency disbursements include grants to local governments, state operations and general state charges, which is a departure from prior Financial plan publications. In prior
reports, general state charges were excluded from agency spending totals.

FY 2014 Mid-Year Update

T-103

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

24,603
69,580
76,487
8,140
217,470
0
396,280

19,476
66,116
82,275
6,108
221,513
0
395,488

26,137
61,846
75,339
9,234
216,952
200
389,708

25,719
80,022
77,994
9,418
216,952
200
410,305

24,946
79,272
110,722
9,607
216,952
200
441,699

25,486
69,272
134,994
9,799
216,952
200
456,703

4,760
12,019
16,779

2,335
6,583
8,918

4,970
7,760
12,730

4,542
7,600
12,142

4,542
7,600
12,142

4,542
7,600
12,142

4,229,733
4,229,733

4,303,243
4,303,243

4,739,296
4,739,296

4,830,863
4,830,863

4,909,602
4,909,602

4,995,282
4,995,282

111,616
17,289,036
14,763,303
533,293
1,992,440
17,400,652

112,942
17,805,816
15,349,531
528,985
1,927,300
17,918,758

114,007
18,308,870
15,711,940
518,069
2,078,861
18,422,877

120,307
18,656,662
16,327,685
452,558
1,876,419
18,776,969

127,011
19,452,712
17,214,191
376,431
1,862,090
19,579,723

131,641
20,076,590
17,883,728
364,411
1,828,451
20,208,231

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

1,603,887
1,490,719
113,168
43,984
3,665
38
1,413,453
1,266,866
146,587
3,065,027

1,491,836
1,402,804
89,032
50,710
5,543
396
1,539,503
1,416,672
122,831
3,087,988

1,603,915
1,516,928
86,987
14,406
11,504
350
1,391,869
1,287,173
104,696
3,022,044

1,759,547
1,669,168
90,379
14,406
150
350
1,289,968
1,185,272
104,696
3,064,421

1,828,310
1,734,259
94,051
46,824
150
350
1,318,081
1,211,985
106,096
3,193,715

1,914,234
1,816,213
98,021
46,824
150
350
1,328,019
1,220,523
107,496
3,289,577

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

306,845
274,694
32,151
0
1,124,205
716,057
408,148
2,324,426
692,788
1,631,638
560
3,756,036

311,869
279,189
32,680
0
1,094,171
703,134
391,037
2,195,798
694,290
1,501,508
537
3,602,375

314,889
293,564
21,325
466
1,097,496
742,017
355,479
1,420,192
462,315
957,877
173
2,833,216

331,311
309,986
21,325
620
1,255,895
878,316
377,579
1,861,723
415,182
1,446,541
0
3,449,549

348,127
326,802
21,325
620
1,461,549
1,006,370
455,179
2,156,923
376,006
1,780,917
0
3,967,219

362,627
341,302
21,325
620
1,589,610
1,057,866
531,744
2,219,680
380,819
1,838,861
0
4,172,537

5,594
0
151,076
0
19,575
62,292
3,761
18,369
29,239
289,906

4,651
0
150,047
19,990
98,242
56,557
755
0
26,493
356,735

6,000
11,500
169,831
31,276
89,590
65,400
867
0
28,182
402,646

6,000
12,500
159,714
0
84,973
81,000
850
0
28,182
373,219

6,000
12,500
159,714
0
78,273
81,000
850
0
28,182
366,519

1,202,410
923,514
481,591
2,607,515

1,219,949
946,906
462,422
2,629,277

1,344,879
1,003,419
476,329
2,824,627

1,401,423
1,017,757
491,731
2,910,911

1,470,355
1,031,608
491,731
2,993,694

1,548,217
1,025,891
491,731
3,065,839

29,571

19,095

55,933

35,933

35,933

35,933

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Functional Total

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total
HIGHER EDUCATION
City University of New York
Higher Education Services Corporation, New York State
State University of New York
Functional Total
EDUCATION
Arts, Council on the

FY 2014 Mid-Year Update

6,000
11,500
159,714
(400)
87,089
81,000
850
0
28,182
373,935

T-104

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)

Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total

FY 2012
Results
24,592,675
19,661,924
3,232,883
1,175,990
521,878
24,622,246

FY 2013
Results
25,375,859
20,163,084
3,286,160
1,351,788
574,827
25,394,954

FY 2014
Updated
25,923,158
20,471,494
3,419,375
1,418,116
614,173
25,979,091

FY 2015
Projected
27,384,254
21,691,932
3,601,726
1,522,216
568,380
27,420,187

FY 2016
Projected
28,414,373
22,513,737
3,703,568
1,626,216
570,852
28,450,306

FY 2017
Projected
29,774,369
23,640,850
3,805,368
1,751,116
577,035
29,810,302

GENERAL GOVERNMENT
Elections, State Board of
Prevention of Domestic Violence, Office for
State, Department of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

415
541
12,916
6,487
171
7,572
28,102

272
424
6,435
115
0
7,175
14,421

2,200
685
10,927
926
0
7,767
22,505

30,000
685
3,979
926
0
7,577
43,167

0
685
3,979
926
0
7,637
13,227

0
685
3,979
926
0
7,637
13,227

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Functional Total

32,005
114,108
146,113

32,025
114,822
146,847

32,024
106,700
138,724

32,024
121,700
153,724

32,024
121,700
153,724

32,024
121,700
153,724

LOCAL GOVERNMENT ASSISTANCE

Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total

721,034
4,714
1,960
25,867
217
753,792

721,159
5,225
2,000
25,867
217
754,468

725,700
5,539
4,873
27,246
218
763,576

734,523
2,678
4,623
27,246
218
769,288

749,901
0
4,623
27,246
218
781,988

761,789
0
4,623
27,246
218
793,876

ALL OTHER CATEGORIES

Miscellaneous
Functional Total

(45,178)
(45,178)

(35,445)
(35,445)

143,982
143,982

3,382
3,382

2,134
2,134

59,695,022

62,218,843

64,872,392

TOTAL LOCAL ASSISTANCE GRANTS SPENDING

FY 2014 Mid-Year Update

57,267,003

58,578,027

(48,802)
(48,802)
67,289,157

T-105

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
STATE OPERATIONS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

52,515
13,044
33,729
0
6,456
210,028
3,596
47,386
366,754

49,174
12,474
20,025
1,000
5,606
193,410
2,931
46,659
331,279

52,661
13,338
22,057
1,000
5,286
202,715
4,259
50,441
351,757

55,502
13,733
22,392
1,000
5,389
204,957
3,161
54,257
360,391

56,362
13,932
22,627
1,000
5,497
207,557
3,161
56,724
366,860

57,450
14,550
21,433
1,000
5,678
207,557
3,161
57,894
368,723

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,299
245,162
6,504
183,216
439,181

4,090
230,616
0
179,867
414,573

4,029
231,899
0
180,468
416,396

4,100
230,724
0
177,844
412,668

4,184
233,597
0
179,948
417,729

4,185
236,293
0
181,781
422,259

TRANSPORTATION
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total

67,400
0
35,857
103,257

65,717
0
20,224
85,941

68,850
24,000
25,447
118,297

71,484
24,000
25,402
120,886

74,393
24,000
26,019
124,412

75,740
24,000
26,047
125,787

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

2,137
555,256
15,222
0
540,034
25,258
43,470
626,121

1,538
547,498
21,028
0
526,470
21,972
41,363
612,371

1,609
613,680
0
191,328
422,352
22,723
37,900
675,912

1,609
626,414
0
197,339
429,075
22,925
39,500
690,448

1,646
630,078
0
213,966
416,112
22,940
80,546
735,210

1,681
643,064
0
225,986
417,078
22,954
64,000
731,699

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

292,769
292,769
55,910
12,000
42,274
294
150,451
150,451
553,698

301,851
301,851
53,471
12,326
44,078
274
186,559
186,559
598,559

262,286
262,286
48,484
10,021
48,623
333
150,604
150,604
520,351

245,828
245,828
48,838
10,277
45,717
337
159,671
159,671
510,668

242,232
242,232
50,201
10,598
46,810
337
157,183
157,183
507,361

246,567
246,567
51,011
10,597
46,657
337
161,124
161,124
516,293

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

75,671
31,920
43,751
0
1,372,952
306,563
1,066,389
411
1,485,935
106,952
1,378,983
5,948
2,940,917

71,973
30,073
41,900
0
1,355,887
325,835
1,030,052
293
1,486,329
467,938
1,018,391
5,905
2,920,387

73,393
32,959
40,434
36,849
1,418,264
339,314
1,078,950
0
1,363,124
181
1,362,943
1,853
2,893,483

76,167
34,183
41,984
37,842
1,469,721
363,337
1,106,384
0
1,327,713
181
1,327,532
0
2,911,443

81,749
36,192
45,557
38,573
1,530,352
376,126
1,154,226
0
1,376,160
181
1,375,979
0
3,026,834

82,952
36,729
46,223
39,155
1,524,241
368,797
1,155,444
0
1,335,026
181
1,334,845
0
2,981,374

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of

2,251
2,471,532
63,882
20,811
8,654
326
4,979
0
0
0
27,440
611,384

2,055
2,741,293
60,696
51,769
70,035
688
0
5,209
0
2
22,745
600,509

2,672
2,552,792
57,622
(85,001)
39,130
1,422
0
5,384
30
38
27,147
650,651

2,748
2,609,748
55,818
0
34,187
1,422
0
5,642
30
38
27,244
646,999

2,825
2,746,445
56,946
0
35,330
1,422
0
5,837
30
38
27,615
660,361

2,833
2,701,265
57,683
0
35,392
1,422
0
5,903
30
38
27,876
666,401

FY 2014 Mid-Year Update

T-106

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
STATE OPERATIONS
(thousands of dollars)

Statewide Financial System

Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2012
Results
17,596
69,207
4,138
3,302,200

FY 2013
Results
51,349
0
3,673
3,610,023

FY 2014
Updated
52,601
0
4,739
3,309,227

FY 2015
Projected
52,826
0
4,765
3,441,467

FY 2016
Projected
54,164
0
4,907
3,595,920

FY 2017
Projected
55,109
0
4,926
3,558,878

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

107,837
376
64,233
16,809
5,429,621
5,618,876

100,795
627
62,393
1,426
5,450,823
5,616,064

88,396
1,201
65,240
0
5,581,323
5,736,160

90,158
1,201
66,872
0
5,687,486
5,845,717

91,954
1,201
68,268
0
5,824,383
5,985,806

93,768
1,201
73,821
0
5,959,508
6,128,298

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

4,088
126,159
126,159
130,247

3,536
117,543
117,543
121,079

4,120
129,020
129,020
133,140

4,120
131,404
131,404
135,524

4,120
132,154
132,154
136,274

4,120
132,128
132,128
136,248

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

30,681
14,595
457
9,400
2,604
0
119,994
5,409
23,215
140,484
1,261
3,675
3,217
17,270
83
40,716
2,850
382,913
18,958
5,312
395
157,884
981,373

27,681
13,324
442
5,304
2,512
1,306
145,423
5,810
17,666
122,798
1,144
3,392
3,887
14,974
0
42,561
2,700
372,024
59,514
5,298
364
149,802
997,926

30,762
13,445
618
5,114
2,605
161,262
170,385
6,710
35,601
0
1,613
3,731
4,505
0
0
45,627
3,174
349,280
236,214
5,989
1,179
152,010
1,229,824

32,110
14,555
633
5,296
2,610
165,132
143,643
6,963
39,742
0
1,565
3,495
5,078
0
0
46,790
3,255
355,994
267,036
5,762
1,207
151,738
1,252,604

33,344
14,930
642
5,442
2,692
165,765
145,483
7,189
45,755
0
1,610
3,587
5,473
0
0
47,419
3,309
362,538
270,987
5,930
1,217
155,025
1,278,337

32,865
14,935
663
5,497
2,693
165,765
147,994
7,251
43,032
0
1,614
3,629
5,525
0
0
47,824
3,361
371,326
270,783
5,930
1,217
157,225
1,289,129

135,123
13,256
1,827,308
160,461
197,163
408
2,333,719

137,467
13,014
1,812,199
159,850
202,994
433
2,325,957

139,394
13,578
1,877,855
165,021
218,795
614
2,415,257

142,867
13,985
1,999,952
166,756
223,945
665
2,548,170

148,461
14,404
2,095,494
171,379
226,583
680
2,657,001

150,011
14,836
2,111,053
173,429
231,413
680
2,681,422

3,676
45,732
5,007
54,415

0
44,199
4,618
48,817

0
39,973
4,253
44,226

0
40,082
4,376
44,458

0
40,082
4,455
44,537

0
40,082
204,529
244,611

17,450,758

17,682,976

17,844,030

18,274,444

18,876,281

19,184,721

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE OPERATIONS SPENDING

FY 2014 Mid-Year Update

T-107

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

27,412
7,720
11,354
0
4,776
142,332
2,849
38,749
235,192

26,859
7,511
11,642
500
4,027
136,494
2,500
37,725
227,258

27,596
8,195
12,924
500
3,432
144,757
2,522
41,498
241,424

29,008
8,308
12,455
500
3,500
146,931
2,548
45,002
248,252

29,632
8,370
12,690
500
3,570
149,453
2,548
47,246
254,009

29,930
8,433
12,696
500
3,711
149,453
2,548
48,217
255,488

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

3,779
188,153
5,454
138,928
336,314

3,730
172,343
0
130,938
307,011

3,703
171,652
0
134,685
310,040

3,774
175,327
0
131,482
310,583

3,858
178,057
0
133,586
315,501

3,859
180,494
0
135,419
319,772

48,313
9,818
58,131

49,216
9,022
58,238

50,274
10,251
60,525

51,038
10,499
61,537

53,476
10,775
64,251

54,391
10,781
65,172

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

1,931
267,998
1,438
0
266,560
19,738
441
290,108

1,357
267,361
0
0
267,361
17,867
456
287,041

1,427
257,610
0
29,803
227,807
17,417
472
276,926

1,427
273,397
0
39,303
234,094
17,269
472
292,565

1,457
295,199
0
55,903
239,296
17,284
472
314,412

1,488
308,159
0
67,903
240,256
17,298
472
327,417

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

177,205
177,205
40,611
10,679
29,954
292
51,870
51,870
310,611

176,244
176,244
40,507
10,199
29,780
264
72,270
72,270
329,264

158,800
158,800
38,465
9,316
30,770
325
66,935
66,935
304,611

142,019
142,019
38,822
9,541
31,476
328
70,131
70,131
292,317

139,868
139,868
40,065
9,832
32,170
328
71,873
71,873
294,136

141,519
141,519
40,563
9,831
32,017
328
72,793
72,793
297,051

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

54,920
22,801
32,119
0
1,081,037
253,135
827,902
1,125,113
72,227
1,052,886
4,856
2,265,926

53,884
21,965
31,919
0
1,071,255
271,502
799,753
1,125,531
343,349
782,182
4,959
2,255,629

55,250
24,565
30,685
18,660
1,129,221
280,985
848,236
1,109,157
0
1,109,157
1,654
2,313,942

57,467
25,541
31,926
18,982
1,164,343
301,178
863,165
1,077,707
0
1,077,707
0
2,318,499

61,879
27,263
34,616
19,237
1,208,441
309,304
899,137
1,122,289
0
1,122,289
0
2,411,846

62,498
27,536
34,962
19,335
1,197,167
300,610
896,557
1,080,588
0
1,080,588
0
2,359,588

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of

1,890
1,959,956
32,972
9,685
6,837
259
3,794
0
0
17,152
557,865
7,554
7,006
3,109

1,857
2,270,189
29,987
24,884
15,777
606
0
3,953
0
15,802
553,390
8,650
0
2,928

2,414
2,060,046
25,533
(24,884)
16,797
770
0
4,093
13
16,667
559,436
11,287
0
3,817

2,481
2,105,537
24,571
0
15,836
770
0
4,246
13
16,861
565,783
10,977
0
3,902

2,548
2,230,188
25,233
0
16,388
770
0
4,366
13
17,080
574,041
11,060
0
4,024

2,550
2,171,430
25,565
0
16,450
770
0
4,399
13
17,202
578,539
11,143
0
4,027

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

FY 2014 Mid-Year Update

T-108

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
PERSONAL SERVICE
(thousands of dollars)

Functional Total
HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total
EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total
TOTAL PERSONAL SERVICE SPENDING

FY 2014 Mid-Year Update

FY 2012
Results
2,608,079

FY 2013
Results
2,928,023

FY 2014
Updated
2,675,989

FY 2015
Projected
2,750,977

FY 2016
Projected
2,885,711

FY 2017
Projected
2,832,088

74,043
207
28,789
13,612
3,324,528
3,441,179

69,199
107
26,896
670
3,398,972
3,495,844

59,755
198
28,147
0
3,440,534
3,528,634

60,801
198
28,830
0
3,501,377
3,591,206

61,863
198
29,265
0
3,584,774
3,676,100

62,925
198
31,910
0
3,669,916
3,764,949

2,266
80,475
80,475
82,741

2,059
79,912
79,912
81,971

2,298
80,727
80,727
83,025

2,298
82,200
82,200
84,498

2,298
82,927
82,927
85,225

2,298
82,927
82,927
85,225

23,829
13,284
378
4,065
2,529
0
48,873
5,067
8,359
20,276
1,040
3,197
2,492
10,940
80
28,357
2,483
300,408
10,456
4,868
364
85,890
577,235

22,197
12,090
377
4,056
2,445
1,196
50,191
5,269
6,038
20,420
1,037
2,960
2,666
9,716
0
28,645
2,535
287,878
46,893
4,893
288
84,833
596,623

25,184
12,122
399
4,250
2,523
34,874
60,161
6,022
5,313
0
1,388
3,495
3,634
0
0
30,288
2,962
275,935
135,733
5,545
721
90,706
701,255

26,234
12,858
408
4,370
2,528
35,415
61,444
6,294
5,862
0
1,443
3,046
4,035
0
0
30,919
3,034
281,970
146,053
5,323
738
91,420
723,394

27,342
13,228
417
4,495
2,609
36,048
61,792
6,478
6,869
0
1,477
3,138
4,133
0
0
31,537
3,088
287,873
150,735
5,480
748
93,752
741,239

26,742
13,233
421
4,530
2,610
36,048
62,261
6,528
6,584
0
1,479
3,162
4,158
0
0
31,549
3,140
294,098
150,347
5,480
748
94,462
747,580

103,298
10,210
1,464,351
106,462
151,882
289
1,836,492

103,639
10,260
1,457,870
107,969
153,155
345
1,833,238

107,855
11,100
1,470,800
110,763
166,331
480
1,867,329

110,482
11,439
1,561,492
113,770
167,773
515
1,965,471

115,214
11,788
1,618,742
117,132
169,031
543
2,032,450

116,077
12,148
1,634,301
118,110
171,575
543
2,052,754

2,091
2,356
4,447

0
2,303
2,303

0
2,434
2,434

0
2,514
2,514

0
2,549
2,549

0
102,586
102,586

12,046,455

12,402,443

12,366,134

12,641,813

13,077,429

13,209,670

T-109

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

25,103
5,324
22,375
0
1,680
67,696
747
8,637
131,562

22,315
4,963
8,383
500
1,579
56,916
431
8,934
104,021

25,065
5,143
9,133
500
1,854
57,958
1,737
8,943
110,333

26,494
5,425
9,937
500
1,889
58,026
613
9,255
112,139

26,730
5,562
9,937
500
1,927
58,104
613
9,478
112,851

27,520
6,117
8,737
500
1,967
58,104
613
9,677
113,235

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

520
57,009
1,050
44,288
102,867

360
58,273
0
48,929
107,562

326
60,247
0
45,783
106,356

326
55,397
0
46,362
102,085

326
55,540
0
46,362
102,228

326
55,799
0
46,362
102,487

19,087
0
26,039
45,126

16,501
0
11,202
27,703

18,576
24,000
15,196
57,772

20,446
24,000
14,903
59,349

20,917
24,000
15,244
60,161

21,349
24,000
15,266
60,615

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

206
287,258
13,784
0
273,474
5,520
43,029
336,013

181
280,137
21,028
0
259,109
4,105
40,907
325,330

182
356,070
0
161,525
194,545
5,306
37,428
398,986

182
353,017
0
158,036
194,981
5,656
39,028
397,883

189
334,879
0
158,063
176,816
5,656
80,074
420,798

193
334,905
0
158,083
176,822
5,656
63,528
404,282

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

115,564
115,564
15,299
1,321
12,320
2
98,581
98,581
243,087

125,607
125,607
12,964
2,127
14,298
10
114,289
114,289
269,295

103,486
103,486
10,019
705
17,853
8
83,669
83,669
215,740

103,809
103,809
10,016
736
14,241
9
89,540
89,540
218,351

102,364
102,364
10,136
766
14,640
9
85,310
85,310
213,225

105,048
105,048
10,448
766
14,640
9
88,331
88,331
219,242

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

20,751
9,119
11,632
0
291,915
53,428
238,487
411
360,822
34,725
326,097
1,092
674,991

18,089
8,108
9,981
0
284,632
54,333
230,299
293
360,798
124,589
236,209
946
664,758

18,143
8,394
9,749
18,189
289,043
58,329
230,714
0
253,967
181
253,786
199
579,541

18,700
8,642
10,058
18,860
305,378
62,159
243,219
0
250,006
181
249,825
0
592,944

19,870
8,929
10,941
19,336
321,911
66,822
255,089
0
253,871
181
253,690
0
614,988

20,454
9,193
11,261
19,820
327,074
68,187
258,887
0
254,438
181
254,257
0
621,786

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of

361
511,576
30,910
11,126
1,817
67
1,185
0
0
0
10,288
53,519

198
471,104
30,709
26,885
54,258
82
0
1,256
0
2
6,943
47,119

258
492,746
32,089
(60,117)
22,333
652
0
1,291
30
25
10,480
91,215

267
504,211
31,247
0
18,351
652
0
1,396
30
25
10,383
81,216

277
516,257
31,713
0
18,942
652
0
1,471
30
25
10,535
86,320

283
529,835
32,118
0
18,942
652
0
1,504
30
25
10,674
87,862

TRANSPORTATION
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total

FY 2014 Mid-Year Update

T-110

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)

Statewide Financial System

Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2012
Results
10,042
62,201
1,029
694,121

FY 2013
Results
42,699
0
745
682,000

FY 2014
Updated
41,314
0
922
633,238

FY 2015
Projected
41,849
0
863
690,490

FY 2016
Projected
43,104
0
883
710,209

FY 2017
Projected
43,966
0
899
726,790

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

33,794
169
35,444
3,197
2,105,093
2,177,697

31,596
520
35,497
756
2,051,851
2,120,220

28,641
1,003
37,093
0
2,140,789
2,207,526

29,357
1,003
38,042
0
2,186,109
2,254,511

30,091
1,003
39,003
0
2,239,609
2,309,706

30,843
1,003
41,911
0
2,289,592
2,363,349

1,822
45,684
45,684
47,506

1,477
37,631
37,631
39,108

1,822
48,293
48,293
50,115

1,822
49,204
49,204
51,026

1,822
49,227
49,227
51,049

1,822
49,201
49,201
51,023

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

6,852
1,311
79
5,335
75
0
71,121
342
14,856
120,208
221
478
725
6,330
3
12,359
367
82,505
8,502
444
31
71,994
404,138

5,484
1,234
65
1,248
67
110
95,232
541
11,628
102,378
107
432
1,221
5,258
0
13,916
165
84,146
12,621
405
76
64,969
401,303

5,578
1,323
219
864
82
126,388
110,224
688
30,288
0
225
236
871
0
0
15,339
212
73,345
100,481
444
458
61,304
528,569

5,876
1,697
225
926
82
129,717
82,199
669
33,880
0
122
449
1,043
0
0
15,871
221
74,024
120,983
439
469
60,318
529,210

6,002
1,702
225
947
83
129,717
83,691
711
38,886
0
133
449
1,340
0
0
15,882
221
74,665
120,252
450
469
61,273
537,098

6,123
1,702
242
967
83
129,717
85,733
723
36,448
0
135
467
1,367
0
0
16,275
221
77,228
120,436
450
469
62,763
541,549

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

31,825
3,046
362,957
53,999
45,281
119
497,227

33,828
2,754
354,329
51,881
49,839
88
492,719

31,539
2,478
407,055
54,258
52,464
134
547,928

32,385
2,546
438,460
52,986
56,172
150
582,699

33,247
2,616
476,752
54,247
57,552
137
624,551

33,934
2,688
476,752
55,319
59,838
137
628,668

1,585
45,732
2,651
49,968

0
44,199
2,315
46,514

0
39,973
1,819
41,792

0
40,082
1,862
41,944

0
40,082
1,906
41,988

0
40,082
101,943
142,025

5,404,303

5,280,533

5,477,896

5,632,631

5,798,852

5,975,051

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

ALL OTHER CATEGORIES

General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

FY 2014 Mid-Year Update

T-111

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

1,340
3,572
0
2,342
78,607
18,738
104,599

1,754
2,921
0
2,189
72,113
16,640
95,617

1,549
4,546
28
1,638
86,170
20,965
114,896

1,611
4,685
28
1,670
88,824
25,486
122,304

1,729
4,932
28
1,704
94,279
27,572
130,244

1,803
5,121
28
1,738
97,160
28,906
134,756

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

34,802
2,389
655
37,846

38,506
0
245
38,751

39,787
0
4,029
43,816

39,193
0
3,935
43,128

40,949
0
3,986
44,935

42,779
0
3,987
46,766

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

24,762
10,781
35,543

24,125
4,180
28,305

27,893
5,665
33,558

28,786
5,954
34,740

31,508
6,373
37,881

33,026
6,390
39,416

HEALTH
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

31,976
31,976
26
232
32,234

29,467
29,467
0
226
29,693

31,202
31,202
0
0
31,202

32,390
32,390
0
0
32,390

34,634
34,634
0
0
34,634

35,531
35,531
0
0
35,531

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Functional Total

1,681
1,681
15,130
15,023
884
884
32,718

1,451
1,451
14,294
14,288
0
0
30,033

2,620
2,620
19,358
17,060
0
0
39,038

2,658
2,658
20,498
18,267
0
0
41,423

2,693
2,693
21,409
19,397
0
0
43,499

2,693
2,693
21,409
19,306
0
0
43,408

28,073
12,086
15,987
0
530,084
121,294
408,790
521,119
103,992
417,127
1,076
1,080,352

29,879
13,443
16,436
0
565,010
205,755
359,255
566,099
199,047
367,052
997
1,161,985

31,197
14,066
17,131
1,143
625,683
162,188
463,495
604,552
0
604,552
317
1,262,892

32,679
14,430
18,249
1,375
653,507
175,966
477,541
611,409
0
611,409
0
1,298,970

35,668
15,747
19,921
1,481
711,989
191,198
520,791
646,002
0
646,002
0
1,395,140

37,731
16,658
21,073
1,481
729,212
192,880
536,332
653,924
0
653,924
0
1,422,348

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total

0
61
0
83
546
18,994
120
1,817
21,621

0
64
434
247
0
14,881
0
1,710
17,336

45
78
964
378
250
9,682
0
1,943
13,340

48
80
998
378
250
3,913
0
2,028
7,695

51
85
1,066
378
250
4,170
0
2,191
8,191

53
88
1,104
378
250
4,383
0
2,190
8,446

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

6,355
73
12,780
5,816
559,936
584,960

412
92
13,513
(80)
530,847
544,784

6,337
99
15,693
0
605,166
627,295

6,527
99
16,344
0
624,950
647,920

6,723
99
17,330
0
645,736
669,888

6,925
99
18,223
0
667,546
692,793

30,286

27,478

31,694

32,484

34,130

34,971

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

EDUCATION
Education, Department of

FY 2014 Mid-Year Update

T-112

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results
30,286
30,286

FY 2013
Results
27,478
27,478

FY 2014
Updated
31,694
31,694

FY 2015
Projected
32,484
32,484

FY 2016
Projected
34,130
34,130

FY 2017
Projected
34,971
34,971

2,081
241
164
0
1,495
9,822
2,283
7,368
11,633
46
41,151
76,284

2,273
155
178
0
1,534
10,327
2,786
8,918
20,255
22
40,689
87,137

2,297
168
208
19,158
2,136
0
0
10,909
19,213
0
50,323
104,412

2,402
172
225
19,482
2,208
0
0
11,304
23,239
0
51,569
110,601

2,599
176
225
19,482
2,354
0
0
12,043
24,192
0
55,269
116,340

2,625
176
225
19,482
2,444
0
0
12,409
24,881
0
57,403
119,645

2,689
601,767
8,163
612,619

1,487
568,784
9,577
579,848

1,582
660,700
14,962
677,244

1,653
683,454
15,692
700,799

1,778
717,408
16,611
735,797

1,845
717,408
17,245
736,498

ALL OTHER CATEGORIES

General State Charges
Miscellaneous
Functional Total

3,938,106
5,244
3,943,350

3,777,684
17,447
3,795,131

4,074,031
5,824
4,079,855

4,454,903
5,907
4,460,810

4,697,461
5,986
4,703,447

4,966,102
6,033
4,972,135

TOTAL GENERAL STATE CHARGES SPENDING

6,592,412

6,436,098

7,059,242

7,533,264

7,954,126

8,286,713

All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Gaming Commission, New York State
General Services, Office of
Lottery, Division of the
Racing and Wagering Board, State
State, Department of
Taxation and Finance, Department of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Functional Total

FY 2014 Mid-Year Update

T-113

CASH DISBURSEMENTS BY FUNCTION

STATE OPERATING FUNDS
CAPITAL PROJECTS
(thousands of dollars)
FY 2012
Results
PARKS AND THE ENVIRONMENT
Parks, Recreation and Historic Preservation, Office of
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

6,079
6,079

3,879
3,879

5,000
5,000

5,000
5,000

5,000
5,000

5,000
5,000

349
349

3,727
3,727

6,000
6,000

0
0

0
0

0
0

MENTAL HYGIENE
People with Developmental Disabilities, Office for
OPWDD - Other
Functional Total

0
0
0

1
1
1

0
0
0

0
0
0

0
0
0

0
0
0

GENERAL GOVERNMENT
State, Department of
Functional Total

0
0

0
0

(15)
(15)

(15)
(15)

(15)
(15)

(15)
(15)

6,428

7,607

TRANSPORTATION
Transportation, Department of
Functional Total

TOTAL CAPITAL PROJECTS SPENDING

FY 2014 Mid-Year Update

10,985

4,985

4,985

4,985

T-114

CASH DISBURSEMENTS BY FUNCTION

CAPITAL PROJECTS FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Regional Economic Development Program
Strategic Investment Program
Functional Total

17,956
17,655
41,323
877,318
14,629
6,058
3,718
978,657

16,758
9,885
28,150
335,077
11,543
2,921
6,583
410,917

13,446
(17,500)
32,645
500,008
12,000
2,500
5,000
548,099

4,700
5,000
19,859
617,306
25,500
1,500
5,000
678,865

4,750
5,000
15,000
718,965
25,500
1,500
5,000
775,715

5,500
15,000
0
723,343
13,000
1,500
5,000
763,343

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Environmental Facilities Corporation
Hudson River Park Trust
Parks, Recreation and Historic Preservation, Office of
Functional Total

656,742
1,454
216
26,118
684,530

668,739
0
3,405
65,987
738,131

586,436
0
0
79,377
665,813

541,360
0
0
94,690
636,050

522,203
0
0
109,478
631,681

499,985
0
0
116,228
616,213

194,500
186,910
2,163
3,513,459
3,897,032

271,081
182,756
2,567
3,518,866
3,975,270

246,119
194,330
1,800
3,783,935
4,226,184

183,229
194,526
1,800
3,608,635
3,988,190

328,571
204,080
1,800
3,274,595
3,809,046

310,000
209,807
1,800
3,273,174
3,794,781

HEALTH
Health, Department of
Public Health
Functional Total

330,927
330,927
330,927

430,104
430,104
430,104

479,051
479,051
479,051

83,500
83,500
83,500

83,500
83,500
83,500

83,500
83,500
83,500

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Temporary and Disability Assistance, Office of
All Other
Functional Total

20,511
20,511
82,360
45,000
45,000
147,871

8,841
8,841
81,703
40,000
40,000
130,544

20,900
20,900
83,577
30,000
30,000
134,477

20,914
20,914
85,229
30,000
30,000
136,143

20,931
20,931
97,231
33,000
33,000
151,162

20,931
20,931
97,227
33,000
33,000
151,158

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Functional Total

52,984
52,984
94,524
94,524
41,719
41,719
189,227

28,328
28,328
95,125
95,125
38,710
38,710
162,163

44,310
44,310
123,598
123,598
43,099
43,099
211,007

52,523
52,523
125,680
125,680
43,099
43,099
221,302

58,523
58,523
128,783
128,783
43,099
43,099
230,405

64,523
64,523
130,623
130,623
43,099
43,099
238,245

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Functional Total

239,799
17,754
4,476
16,092
125
30,466
308,712

191,540
1,776
5,139
18,627
0
26,960
244,042

234,677
23,369
16,000
26,996
0
32,374
333,416

240,710
0
10,500
43,507
0
13,865
308,582

246,860
0
1,000
41,607
0
13,865
303,332

246,764
0
0
35,607
0
13,065
295,436

25,182
26,836
1,020,432
1,072,450

40,688
22,781
1,227,466
1,290,935

52,067
10,000
1,115,129
1,177,196

45,211
0
1,088,722
1,133,933

39,893
0
1,130,812
1,170,705

39,399
0
984,855
1,024,254

EDUCATION
Education, Department of
All Other
Functional Total

22,384
22,384
22,384

19,629
19,629
19,629

41,416
41,416
41,416

45,099
45,099
45,099

41,998
41,998
41,998

37,400
37,400
37,400

GENERAL GOVERNMENT
General Services, Office of
State, Department of
Technology, Office for
Functional Total

74,801
0
511
75,312

66,195
0
0
66,195

66,809
0
40,523
107,332

77,383
2,200
41,547
121,130

69,883
1,455
4,409
75,747

69,883
10,000
1,261
81,144

TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total

HIGHER EDUCATION
City University of New York
Higher Education Facilities Capital Matching Grants Program
State University of New York
Functional Total

FY 2014 Mid-Year Update

T-115

CASH DISBURSEMENTS BY FUNCTION

CAPITAL PROJECTS FUNDS
(thousands of dollars)
FY 2012
Results

ELECTED OFFICIALS
Judiciary
Functional Total
ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL CAPITAL PROJECTS FUNDS SPENDING

FY 2014 Mid-Year Update

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

2,311
2,311

128
128

0
0

0
0

0
0

0
0

126,774
126,774

71,604
71,604

61,000
61,000

780,325
780,325

747,125
747,125

632,629
632,629

7,836,187

7,539,662

7,984,991

8,133,119

8,020,416

7,718,103

T-116

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

109,312
24,603
64,331
30,360
33,971
2,422
17,956

100,091
19,476
60,948
29,854
31,094
2,909
16,758

108,421
26,137
65,525
30,600
34,925
3,313
13,446

102,302
25,719
68,582
32,042
36,540
3,301
4,700

102,884
24,946
69,676
32,696
36,980
3,512
4,750

105,646
25,486
71,001
33,024
37,977
3,659
5,500

Alcoholic Beverage Control, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

16,616
13,044
7,720
5,324
3,572

15,395
12,474
7,511
4,963
2,921

17,884
13,338
8,195
5,143
4,546

18,418
13,733
8,308
5,425
4,685

18,864
13,932
8,370
5,562
4,932

19,671
14,550
8,433
6,117
5,121

Economic Development Capital

Local Assistance Grants
Capital Projects

17,655
17,655
0

9,885
9,885
0

(17,500)
0
(17,500)

5,000
0
5,000

5,000
0
5,000

15,000
0
15,000

Economic Development, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

147,540
112,990
33,729
11,354
22,375
0
821

119,820
99,498
20,308
11,642
8,666
0
14

122,921
67,946
22,302
12,924
9,378
28
32,645

122,646
80,122
22,637
12,455
10,182
28
19,859

117,272
79,372
22,872
12,690
10,182
28
15,000

91,078
69,372
21,678
12,696
8,982
28
0

Empire State Development Corporation

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Capital Projects

953,805
945,359
0
0
0
8,446

418,352
398,257
1,000
500
500
19,095

576,347
530,339
1,000
500
500
45,008

696,300
550,094
1,000
500
500
145,206

830,687
464,382
1,000
500
500
365,305

859,337
249,628
1,000
500
500
608,709

31,567
8,140
6,456
4,776
1,680
2,342
14,629

25,446
6,108
5,606
4,027
1,579
2,189
11,543

28,158
9,234
5,286
3,432
1,854
1,638
12,000

41,977
9,418
5,389
3,500
1,889
1,670
25,500

42,308
9,607
5,497
3,570
1,927
1,704
25,500

30,215
9,799
5,678
3,711
1,967
1,738
13,000

507,240
217,470
211,029
142,603
68,426
78,741

487,932
221,513
194,223
136,771
57,452
72,196

505,837
216,952
202,715
144,757
57,958
86,170

510,733
216,952
204,957
146,931
58,026
88,824

518,788
216,952
207,557
149,453
58,104
94,279

521,669
216,952
207,557
149,453
58,104
97,160

3,596
3,596
2,849
747

2,931
2,931
2,500
431

4,259
4,259
2,522
1,737

3,161
3,161
2,548
613

3,161
3,161
2,548
613

3,161
3,161
2,548
613

68,432
0
48,882
40,067
8,815
19,550

65,702
0
48,420
39,435
8,985
17,282

73,960
200
52,166
43,158
9,008
21,594

82,051
200
55,680
46,232
9,448
26,171

86,635
200
58,147
48,476
9,671
28,288

89,227
200
59,383
49,447
9,936
29,644

Regional Economic Development Program

Local Assistance Grants
Capital Projects

6,058
6,058
0

2,921
2,921
0

2,500
0
2,500

1,500
0
1,500

1,500
0
1,500

1,500
0
1,500

Strategic Investment Program

Local Assistance Grants
Capital Projects

3,718
0
3,718

6,583
6,583
0

5,000
0
5,000

5,000
0
5,000

5,000
0
5,000

5,000
0
5,000

1,865,539

1,255,058

1,427,787

1,589,088

1,732,099

1,741,504

4,354
4,354
3,779
575

4,190
4,190
3,730
460

4,379
4,379
3,703
676

4,450
4,450
3,774
676

4,534
4,534
3,858
676

4,535
4,535
3,859
676

1,002,764
358,448

994,556
446,201

916,221
183,974

869,640
149,542

855,836
149,542

838,136
147,124

Energy Research and Development Authority

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Financial Services, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Olympic Regional Development Authority
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Public Service Department
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

Functional Total
PARKS AND THE ENVIRONMENT
Adirondack Park Agency
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Environmental Conservation, Department of
Local Assistance Grants

FY 2014 Mid-Year Update

T-117

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

FY 2012
Results
294,072
213,248
80,824
47,190
303,054

FY 2013
Results
274,469
198,798
75,671
49,013
224,873

FY 2014
Updated
274,887
197,884
77,003
49,928
407,432

FY 2015
Projected
274,153
202,000
72,153
49,585
396,360

FY 2016
Projected
277,471
205,175
72,296
51,620
377,203

FY 2017
Projected
280,162
207,607
72,555
53,447
357,403

Environmental Facilities Corporation

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

10,347
1,180
6,504
5,454
1,050
2,389
274

0
0
0
0
0
0
0

0
0
0
0
0
0
0

0
0
0
0
0
0
0

0
0
0
0
0
0
0

0
0
0
0
0
0
0

216
216

3,405
3,405

0
0

0
0

0
0

0
0

235,452
15,759
186,943
139,955
46,988
655
32,095

261,360
7,892
183,421
132,175
51,246
245
69,802

280,515
9,030
182,568
135,700
46,868
4,540
84,377

293,107
8,870
179,991
132,519
47,472
4,556
99,690

310,075
8,870
182,111
134,639
47,472
4,616
114,478

318,659
8,870
183,944
136,472
47,472
4,617
121,228

1,253,133

1,263,511

1,201,115

1,167,197

1,170,445

1,161,330

Metropolitan Transportation Authority

Local Assistance Grants
Capital Projects

194,500
194,500
0

271,081
0
271,081

246,119
183,600
62,519

183,229
183,229
0

328,571
18,571
310,000

310,000
0
310,000

Motor Vehicles, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

301,370
18,475
70,746
49,513
21,233
25,239
186,910

291,764
14,243
70,470
50,262
20,208
24,295
182,756

313,908
16,000
74,445
52,384
22,061
29,133
194,330

317,728
16,000
77,208
53,206
24,002
29,994
194,526

333,212
16,000
80,300
55,751
24,549
32,832
204,080

341,978
16,000
81,758
56,705
25,053
34,413
209,807

Thruway Authority, New York State

Local Assistance Grants
State Operations
Non-Personal Service/Indirect Costs
Capital Projects

2,163
2,163
0
0
0

2,567
2,567
0
0
0

25,800
0
24,000
24,000
1,800

25,800
0
24,000
24,000
1,800

25,800
0
24,000
24,000
1,800

25,800
0
24,000
24,000
1,800

Transportation, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

7,830,434
4,757,704
42,373
13,730
28,643
13,072
3,017,285

7,894,732
4,764,031
28,827
13,210
15,617
6,156
3,095,718

8,611,254
5,379,460
33,222
15,403
17,819
8,698
3,189,874

8,521,866
5,494,160
33,341
15,763
17,578
8,924
2,985,441

8,267,993
5,521,753
34,151
16,162
17,989
9,542
2,702,547

8,352,297
5,590,728
34,179
16,168
18,011
9,559
2,717,831

8,328,467

8,460,144

9,197,081

9,048,623

8,955,576

9,030,075

227,242
217,808
9,434
7,978
1,456
0

215,130
206,855
8,275
7,104
1,171
0

216,699
206,776
9,688
8,488
1,200
235

223,258
213,076
9,947
8,747
1,200
235

230,181
219,780
10,166
8,959
1,207
235

234,814
224,410
10,169
8,958
1,211
235

44,663,159

44,612,591

46,610,593

50,200,042

53,787,842

57,808,472

Medical Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

39,256,878
39,241,656
15,222
1,438
13,784

38,792,000
38,770,972
21,028
0
21,028

40,669,429
40,669,429
0
0
0

44,922,833
44,922,833
0
0
0

48,561,479
48,561,479
0
0
0

52,538,116
52,538,116
0
0
0

Medicaid Administration
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

976,377
976,377
0
0
0

1,047,234
1,047,234
0
0
0

1,365,347
1,048,219
317,128
29,803
287,325

1,281,147
958,008
323,139
39,303
283,836

1,162,147
822,381
339,766
55,903
283,863

1,162,147
810,361
351,786
67,903
283,883

4,429,904

4,773,357

4,575,817

3,996,062

4,064,216

4,108,209

Hudson River Park Trust

Capital Projects
Parks, Recreation and Historic Preservation, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Functional Total
TRANSPORTATION

Functional Total
HEALTH
Aging, Office for the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Health, Department of

Public Health

FY 2014 Mid-Year Update

T-118

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2012
Results
3,593,923
772,802
318,107
454,695
55,907
7,272

FY 2013
Results
3,990,966
735,141
315,182
419,959
37,324
9,926

FY 2014
Updated
3,979,028
525,913
292,494
233,419
57,376
13,500

FY 2015
Projected
3,381,212
542,218
308,332
233,886
59,132
13,500

FY 2016
Projected
3,441,219
547,047
331,294
215,753
62,450
13,500

FY 2017
Projected
3,471,344
559,483
343,722
215,761
63,882
13,500

Medicaid Inspector General, Office of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

60,837
52,040
39,477
12,563
8,797

54,262
45,351
36,007
9,344
8,911

63,313
52,250
35,968
16,282
11,063

65,014
53,737
36,785
16,952
11,277

65,817
54,242
37,264
16,978
11,575

65,843
54,258
37,280
16,978
11,585

Stem Cell and Innovation

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

43,702
43,470
441
43,029
232

41,589
41,363
456
40,907
226

37,900
37,900
472
37,428
0

39,500
39,500
472
39,028
0

80,546
80,546
472
80,074
0

64,000
64,000
472
63,528
0

44,994,940

44,923,572

46,928,505

50,527,814

54,164,386

58,173,129

Children and Family Services, Office of

3,183,934

2,888,794

2,955,243

3,097,124

3,163,334

3,253,593

OCFS
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

3,070,766
2,657,157
380,630
203,272
177,358
12,485
20,494

2,799,762
2,391,197
387,011
201,435
185,576
12,713
8,841

2,868,256
2,484,728
351,077
186,365
164,712
11,551
20,900

3,006,745
2,636,968
336,978
170,404
166,574
11,899
20,900

3,069,283
2,702,059
334,012
168,871
165,141
12,312
20,900

3,155,572
2,784,013
338,347
170,522
167,825
12,312
20,900

113,168
113,168

89,032
89,032

86,987
86,987

90,379
90,379

94,051
94,051

98,021
98,021

482,652
396,383
65,256
48,144
17,112
18,713
2,300

316,062
234,967
62,522
48,039
14,483
17,630
943

269,883
184,415
58,497
46,179
12,318
23,969
3,002

273,569
186,067
59,129
46,738
12,391
25,371
3,002

320,541
230,485
60,823
48,273
12,550
26,229
3,004

321,485
230,485
61,771
48,853
12,918
26,229
3,000

Human Rights, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

17,311
17,262
13,420
3,842
49

16,497
16,497
12,689
3,808
0

16,529
14,454
12,236
2,218
2,075

17,047
14,844
12,553
2,291
2,203

17,636
15,306
12,942
2,364
2,330

17,635
15,305
12,941
2,364
2,330

Labor, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

641,800
164,683
368,493
241,039
127,454
108,624

646,122
164,268
361,352
248,072
113,280
120,502

670,069
161,634
366,941
243,606
123,335
141,494

645,391
150,280
356,236
248,354
107,882
138,875

660,849
150,280
362,205
253,844
108,361
148,364

664,239
150,280
361,903
253,544
108,359
152,056

National and Community Service

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

21,606
38
21,568
674
20,894

18,174
396
17,778
605
17,173

14,687
350
14,337
683
13,654

14,909
350
14,559
690
13,869

14,909
350
14,559
690
13,869

14,909
350
14,559
690
13,869

Local Assistance Grants

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

Functional Total
SOCIAL WELFARE

OCFS - Other
Local Assistance Grants
Housing and Community Renewal, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

Temporary and Disability Assistance, Office of

5,317,739

5,352,470

5,268,740

5,178,931

5,211,926

5,228,275

Welfare Assistance
Local Assistance Grants

3,787,292
3,787,292

3,999,303
3,999,303

3,913,749
3,913,749

3,811,848
3,811,848

3,838,561
3,838,561

3,847,099
3,847,099

All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,530,447
1,167,432
319,774
154,615
165,159
43,241

1,353,167
995,210
317,459
145,744
171,715
40,498

1,354,991
1,019,796
290,732
141,812
148,920
44,463

1,367,083
1,019,796
302,314
147,458
154,856
44,973

1,373,365
1,024,196
304,196
151,892
152,304
44,973

1,381,176
1,025,596
310,607
153,613
156,994
44,973

Functional Total

9,665,042

9,238,119

9,195,151

9,226,971

9,389,195

9,500,136

592,713

553,941

577,828

606,806

635,551

659,552

500,824

462,925

498,938

525,248

548,748

570,931

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS

FY 2014 Mid-Year Update

T-119

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)

Local Assistance Grants

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

FY 2012
Results
450,222
38,370
27,687
10,683
12,086
146

OASAS - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

91,889
32,151
43,751
32,119
11,632
15,987

91,016
32,680
41,900
31,919
9,981
16,436

78,890
21,325
40,434
30,685
9,749
17,131

81,558
21,325
41,984
31,926
10,058
18,249

86,803
21,325
45,557
34,616
10,941
19,921

88,621
21,325
46,223
34,962
11,261
21,073

3,908
2,573
980
1,593
1,335

3,081
2,690
818
1,872
391

4,200
3,634
1,004
2,630
566

4,200
3,508
1,230
2,278
692

4,200
3,482
1,253
2,229
718

4,200
3,454
1,253
2,201
746

0
0
0
0
0
0

0
0
0
0
0
0

38,942
466
37,251
18,805
18,446
1,225

40,321
620
38,244
19,127
19,117
1,457

41,158
620
38,975
19,382
19,593
1,563

41,740
620
39,557
19,480
20,077
1,563

Developmental Disabilities Planning Council

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Justice Center
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Mental Health, Office of

FY 2013
Results
414,196
35,399
26,602
8,797
13,443
(113)

FY 2014
Updated
429,257
40,052
30,090
9,962
16,433
13,196

FY 2015
Projected
454,005
40,886
30,617
10,269
17,274
13,083

FY 2016
Projected
474,084
42,980
32,390
10,590
18,601
13,083

FY 2017
Projected
494,584
43,618
32,715
10,903
19,646
13,083

3,171,087

3,148,406

3,307,051

3,546,796

3,874,680

4,015,702

OMH
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

1,287,760
795,093
308,056
253,990
54,066
121,600
63,011

1,368,062
765,972
327,181
272,381
54,800
206,107
68,802

1,409,127
833,947
340,051
281,569
58,482
162,531
72,598

1,585,292
972,246
364,074
301,762
62,312
176,292
72,680

1,744,484
1,103,300
376,863
309,888
66,975
191,538
72,783

1,792,182
1,156,796
369,534
301,194
68,340
193,229
72,623

OMH - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,883,327
408,148
1,066,389
827,902
238,487
408,790

1,780,344
391,037
1,030,052
799,753
230,299
359,255

1,897,924
355,479
1,078,950
848,236
230,714
463,495

1,961,504
377,579
1,106,384
863,165
243,219
477,541

2,130,196
455,179
1,154,226
899,137
255,089
520,791

2,223,520
531,744
1,155,444
896,557
258,887
536,332

Mental Hygiene, Department of

State Operations
Non-Personal Service/Indirect Costs

411
411
411

293
293
293

0
0
0

0
0
0

0
0
0

0
0
0

4,370,972

4,295,680

3,445,518

3,858,495

4,236,735

4,266,280

OPWDD
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

943,224
691,809
108,957
72,350
36,607
104,039
38,419

1,408,728
706,733
468,064
343,349
124,715
199,047
34,884

520,146
466,194
14,658
116
14,542
74
39,220

473,013
419,061
14,658
116
14,542
74
39,220

433,837
379,885
14,658
116
14,542
74
39,220

438,650
384,698
14,658
116
14,542
74
39,220

OPWDD - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

3,427,748
1,631,638
1,378,983
1,052,886
326,097
417,127
0

2,886,952
1,501,508
1,018,391
782,182
236,209
367,052
1

2,925,372
957,877
1,362,943
1,109,157
253,786
604,552
0

3,385,482
1,446,541
1,327,532
1,077,707
249,825
611,409
0

3,802,898
1,780,917
1,375,979
1,122,289
253,690
646,002
0

3,827,630
1,838,861
1,334,845
1,080,588
254,257
653,924
0

13,903
560
11,635
6,184
5,451
1,708

13,565
537
11,609
5,579
6,030
1,419

9,181
173
8,647
1,707
6,940
361

7,070
0
7,036
61
6,975
34

7,318
0
7,277
69
7,208
41

7,318
0
7,268
77
7,191
50

8,152,994

8,014,966

7,382,720

8,063,688

8,799,642

8,994,792

2,251
2,251
1,890
361

2,055
2,055
1,857
198

2,672
2,672
2,414
258

2,748
2,748
2,481
267

2,825
2,825
2,548
277

2,833
2,833
2,550
283

People with Developmental Disabilities, Office for

Quality of Care and Advocacy for Persons With Disabilities, Commission on

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

FY 2014 Mid-Year Update

T-120

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

2,721,925
6,141
2,474,865
1,962,381
512,484
1,120
239,799

2,964,003
4,651
2,767,151
2,276,953
490,198
661
191,540

2,818,420
6,000
2,576,267
2,082,244
494,023
1,476
234,677

2,876,293
6,000
2,628,102
2,122,580
505,522
1,481
240,710

3,018,812
6,000
2,764,468
2,246,900
517,568
1,484
246,860

2,973,520
6,000
2,719,288
2,188,142
531,146
1,468
246,764

0
0

0
0

11,500
11,500

11,500
11,500

12,500
12,500

12,500
12,500

Criminal Justice Services, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

270,905
188,439
82,091
42,682
39,409
375

260,892
179,803
80,653
39,995
40,658
436

261,281
188,631
69,486
30,786
38,700
3,164

248,046
178,514
67,830
29,968
37,862
1,702

250,958
178,514
69,124
30,793
38,331
3,320

251,996
178,514
70,034
31,167
38,867
3,448

Disaster Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Capital Projects

38,565
0
20,811
9,685
11,126
17,754

73,535
19,990
51,769
24,884
26,885
1,776

5,214,791
5,166,276
25,146
(2,488)
27,634
23,369

2,480,600
2,480,600
0
0
0
0

1,015,000
1,015,000
0
0
0
0

500,000
500,000
0
0
0
0

466,966
428,194
30,400
14,835
15,565
3,896
4,476

1,550,222
1,452,114
90,337
26,785
63,552
2,632
5,139

420,454
348,361
52,213
23,068
29,145
3,880
16,000

407,644
345,860
47,370
22,207
25,163
3,914
10,500

397,358
343,744
48,632
22,878
25,754
3,982
1,000

509,758
457,044
48,694
22,940
25,754
4,020
0

Indigent Legal Services, Office of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

62,701
62,292
326
259
67
83

57,492
56,557
688
606
82
247

67,200
65,400
1,422
770
652
378

82,800
81,000
1,422
770
652
378

82,800
81,000
1,422
770
652
378

82,800
81,000
1,422
770
652
378

Judicial Commissions
State Operations
Personal Service
Non-Personal Service/Indirect Costs

4,979
4,979
3,794
1,185

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

Judicial Conduct, Commission on

State Operations
Personal Service
Non-Personal Service/Indirect Costs

0
0
0
0

5,209
5,209
3,953
1,256

5,384
5,384
4,093
1,291

5,642
5,642
4,246
1,396

5,837
5,837
4,366
1,471

5,903
5,903
4,399
1,504

Judicial Nomination, Commission on

State Operations
Non-Personal Service/Indirect Costs

0
0
0

0
0
0

30
30
30

30
30
30

30
30
30

30
30
30

Judicial Screening Committees, New York State

State Operations
Personal Service
Non-Personal Service/Indirect Costs

0
0
0
0

2
2
0
2

38
38
13
25

38
38
13
25

38
38
13
25

38
38
13
25

86,751
3,569
61,069
39,164
21,905
6,021
16,092

75,461
755
56,077
37,258
18,819
2
18,627

96,348
867
61,210
28,624
32,586
7,275
26,996

113,059
850
61,792
28,818
32,974
6,910
43,507

111,741
850
62,075
29,037
33,038
7,209
41,607

106,002
850
62,123
29,159
32,964
7,422
35,607

125
125

0
0

0
0

0
0

0
0

0
0

State Police, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

681,902
632,064
567,477
64,587
19,372
30,466

659,602
617,359
560,047
57,312
15,283
26,960

700,357
658,301
564,586
93,715
9,682
32,374

672,477
654,699
570,983
83,716
3,913
13,865

686,096
668,061
579,241
88,820
4,170
13,865

691,549
674,101
583,739
90,362
4,383
13,065

Statewide Financial System

State Operations
Personal Service
Non-Personal Service/Indirect Costs

17,596
17,596
7,554
10,042

51,349
51,349
8,650
42,699

52,601
52,601
11,287
41,314

52,826
52,826
10,977
41,849

54,164
54,164
11,060
43,104

55,109
55,109
11,143
43,966

Correctional Services, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Corrections and Community Supervision Medicaid, Department of
Local Assistance Grants

Homeland Security and Emergency Services, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

Military and Naval Affairs, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Public Security and Emergency Response
Capital Projects

FY 2014 Mid-Year Update

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

T-121

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

Statewide Wireless Network

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

87,696
18,369
69,207
7,006
62,201
120

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0

Victim Services, Office of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

76,444
68,834
5,793
4,398
1,395
1,817

65,350
58,498
5,142
3,951
1,191
1,710

67,363
58,310
6,756
5,332
1,424
2,297

67,537
58,310
6,845
5,480
1,365
2,382

67,939
58,310
7,066
5,681
1,385
2,563

67,968
58,310
7,096
5,685
1,411
2,562

4,518,806

5,765,172

9,718,439

7,021,240

5,706,098

5,260,006

City University of New York

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

1,341,784
1,202,410
107,837
74,043
33,794
6,355
25,182

1,362,122
1,219,949
101,073
69,199
31,874
412
40,688

1,491,679
1,344,879
88,396
59,755
28,641
6,337
52,067

1,543,319
1,401,423
90,158
60,801
29,357
6,527
45,211

1,608,925
1,470,355
91,954
61,863
30,091
6,723
39,893

1,688,309
1,548,217
93,768
62,925
30,843
6,925
39,399

Higher Education - Miscellaneous

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

449
376
207
169
73

719
627
107
520
92

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

26,836
26,430
406

22,781
22,781
0

10,000
10,000
0

0
0
0

0
0
0

0
0
0

1,005,423
924,035
68,594
28,928
39,666
12,794

1,028,875
947,122
68,180
26,980
41,200
13,573

1,091,404
1,003,419
71,873
28,983
42,890
16,112

1,108,025
1,017,757
73,505
29,666
43,839
16,763

1,124,258
1,031,608
74,901
30,101
44,800
17,749

1,124,987
1,025,891
80,454
32,746
47,708
18,642

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

Functional Total
HIGHER EDUCATION

Higher Education Facilities Capital Matching Grants Program

Local Assistance Grants
Capital Projects
Higher Education Services Corporation, New York State
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
State University Construction Fund
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

22,625
16,809
13,612
3,197
5,816

State University of New York

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

7,803,680
498,156
5,731,626
3,332,878
2,398,748
559,990
1,013,908

7,963,052
465,738
5,740,703
3,407,655
2,333,048
530,995
1,225,616

8,020,799
484,270
5,816,183
3,447,763
2,368,420
605,217
1,115,129

8,135,741
499,672
5,922,346
3,508,606
2,413,740
625,001
1,088,722

8,335,514
499,672
6,059,243
3,592,003
2,467,240
645,787
1,130,812

8,346,492
499,672
6,194,368
3,677,145
2,517,223
667,597
984,855

10,200,797

10,378,895

10,615,182

10,788,385

11,069,997

11,161,088

35,370
31,282
4,088
2,266
1,822

22,631
19,095
3,536
2,059
1,477

60,573
56,353
4,220
2,298
1,922

40,573
36,353
4,220
2,298
1,922

40,573
36,353
4,220
2,298
1,922

40,573
36,353
4,220
2,298
1,922

Education, Department of

29,680,252

28,947,664

30,238,740

31,812,745

32,892,532

34,121,778

School Aid
Local Assistance Grants

23,221,100
23,221,100

22,618,114
22,618,114

23,339,294
23,339,294

24,640,232
24,640,232

25,534,937
25,534,937

26,683,750
26,683,750

STAR Property Tax Relief

Local Assistance Grants

3,232,883
3,232,883

3,286,160
3,286,160

3,419,375
3,419,375

3,601,726
3,601,726

3,703,568
3,703,568

3,805,368
3,805,368

Special Education Categorical Programs

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

2,287,338
2,287,338
0
0
0
0

2,025,716
2,008,776
12,425
9,672
2,753
4,515

2,207,416
2,207,416
0
0
0
0

2,327,516
2,327,516
0
0
0
0

2,447,916
2,447,916
0
0
0
0

2,581,036
2,581,036
0
0
0
0

Functional Total

1,346
1,426
670
756
(80)

EDUCATION
Arts, Council on the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

FY 2014 Mid-Year Update

T-122

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

938,931
591,804
269,680
158,373
111,307
69,217
8,230

1,017,674
709,023
247,570
148,053
99,517
55,448
5,633

1,272,655
782,978
384,959
163,602
221,357
77,302
27,416

1,243,271
741,385
389,382
166,797
222,585
81,405
31,099

1,206,111
723,592
369,974
170,630
199,344
84,547
27,998

1,051,624
664,115
279,231
167,413
111,818
84,878
23,400

29,715,622

28,970,295

30,299,313

31,853,318

32,933,105

34,162,351

Budget, Division of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

32,762
30,681
23,829
6,852
2,081

29,954
27,681
22,197
5,484
2,273

33,059
30,762
25,184
5,578
2,297

34,512
32,110
26,234
5,876
2,402

35,943
33,344
27,342
6,002
2,599

35,490
32,865
26,742
6,123
2,625

Civil Service, Department of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

14,836
14,595
13,284
1,311
241

13,479
13,324
12,090
1,234
155

13,613
13,445
12,122
1,323
168

14,727
14,555
12,858
1,697
172

15,106
14,930
13,228
1,702
176

15,111
14,935
13,233
1,702
176

Deferred Compensation Board

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

621
457
378
79
164

620
442
377
65
178

826
618
399
219
208

858
633
408
225
225

867
642
417
225
225

888
663
421
242
225

Elections, State Board of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

17,743
9,325
8,292
4,105
4,187
126

11,762
1,696
10,066
4,056
6,010
0

30,814
3,700
27,114
4,250
22,864
0

38,396
30,100
8,296
4,370
3,926
0

5,442
0
5,442
4,495
947
0

5,497
0
5,497
4,530
967
0

Employee Relations, Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,604
2,604
2,529
75

2,512
2,512
2,445
67

2,605
2,605
2,523
82

2,610
2,610
2,528
82

2,692
2,692
2,609
83

2,693
2,693
2,610
83

Gaming Commission, New York State

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

0
0
0
0
0

1,306
1,306
1,196
110
0

180,420
161,262
34,874
126,388
19,158

184,614
165,132
35,415
129,717
19,482

185,247
165,765
36,048
129,717
19,482

185,247
165,765
36,048
129,717
19,482

General Services, Office of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

202,539
0
126,243
48,873
77,370
1,495
74,801

218,209
0
150,480
50,191
100,289
1,534
66,195

244,567
250
175,372
60,161
115,211
2,136
66,809

228,471
250
148,630
61,444
87,186
2,208
77,383

222,957
250
150,470
61,792
88,678
2,354
69,883

225,558
250
152,981
62,261
90,720
2,444
69,883

Inspector General, Office of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs

5,409
5,409
5,067
342

5,810
5,810
5,269
541

6,710
6,710
6,022
688

6,963
6,963
6,294
669

7,189
7,189
6,478
711

7,251
7,251
6,528
723

Labor Management Committees

State Operations
Personal Service
Non-Personal Service/Indirect Costs

23,215
23,215
8,359
14,856

17,666
17,666
6,038
11,628

35,601
35,601
5,313
30,288

39,742
39,742
5,862
33,880

45,755
45,755
6,869
38,886

43,032
43,032
6,584
36,448

Lottery, Division of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

150,306
140,484
20,276
120,208
9,822

133,125
122,798
20,420
102,378
10,327

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

Prevention of Domestic Violence, Office for

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

1,825
541
1,284
1,063
221

1,616
424
1,192
1,085
107

2,298
685
1,613
1,388
225

2,250
685
1,565
1,443
122

2,295
685
1,610
1,477
133

2,299
685
1,614
1,479
135

Public Employment Relations Board

State Operations

3,675
3,675

3,392
3,392

3,731
3,731

3,495
3,495

3,587
3,587

3,629
3,629

All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Functional Total

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

GENERAL GOVERNMENT

FY 2014 Mid-Year Update

T-123

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)

Personal Service
Non-Personal Service/Indirect Costs

FY 2012
Results
3,197
478

FY 2013
Results
2,960
432

FY 2014
Updated
3,495
236

FY 2015
Projected
3,046
449

FY 2016
Projected
3,138
449

FY 2017
Projected
3,162
467

Public Integrity, Commission on

State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,217
3,217
2,492
725

3,887
3,887
2,666
1,221

4,505
4,505
3,634
871

5,078
5,078
4,035
1,043

5,473
5,473
4,133
1,340

5,525
5,525
4,158
1,367

Racing and Wagering Board, State

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

19,553
17,270
10,940
6,330
2,283

17,760
14,974
9,716
5,258
2,786

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

83
83
80
3

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

State, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

130,222
76,614
44,627
31,461
13,166
8,981
0

95,268
38,737
46,180
31,590
14,590
10,351
0

143,890
73,347
54,477
34,582
19,895
13,881
2,185

130,817
59,436
55,189
35,268
19,921
14,752
1,440

140,216
59,436
55,594
35,280
20,314
15,201
9,985

Tax Appeals, Division of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,850
2,850
2,483
367

2,700
2,700
2,535
165

3,174
3,174
2,962
212

3,255
3,255
3,034
221

3,309
3,309
3,088
221

3,361
3,361
3,140
221

Taxation and Finance, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

401,710
6,487
383,589
300,408
83,181
11,634

392,820
115
372,450
287,878
84,572
20,255

370,634
926
350,495
275,935
74,560
19,213

381,379
926
357,214
281,970
75,244
23,239

388,876
926
363,758
287,873
75,885
24,192

398,353
926
372,546
294,098
78,448
24,881

Technology, Office for

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Capital Projects

19,640
682
18,958
10,456
8,502
0

59,514
0
59,514
46,893
12,621
0

276,737
0
236,214
135,733
100,481
40,523

308,583
0
267,036
146,053
120,983
41,547

275,396
0
270,987
150,735
120,252
4,409

272,044
0
270,783
150,347
120,436
1,261

Veterans' Affairs, Division of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

13,680
7,572
5,875
5,289
586
233

13,076
7,175
5,748
5,223
525
153

15,438
7,767
7,321
6,312
1,009
350

15,049
7,577
7,122
6,105
1,017
350

15,305
7,637
7,318
6,276
1,042
350

15,305
7,637
7,318
6,276
1,042
350

Welfare Inspector General, Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

441
395
364
31
46

386
364
288
76
22

1,179
1,179
721
458
0

1,207
1,207
738
469
0

1,217
1,217
748
469
0

1,217
1,217
748
469
0

Workers' Compensation Board

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

203,545
162,394
85,890
76,504
41,151

195,862
155,173
84,833
70,340
40,689

205,957
155,634
90,706
64,928
50,323

206,931
155,362
91,420
63,942
51,569

213,918
158,649
93,752
64,897
55,269

218,252
160,849
94,462
66,387
57,403

1,250,476

1,220,724

1,551,061

1,622,010

1,561,391

1,580,968

Audit and Control, Department of

Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

169,817
32,005
135,123
103,298
31,825
2,689

170,979
32,025
137,467
103,639
33,828
1,487

173,000
32,024
139,394
107,855
31,539
1,582

176,544
32,024
142,867
110,482
32,385
1,653

182,263
32,024
148,461
115,214
33,247
1,778

183,880
32,024
150,011
116,077
33,934
1,845

Executive Chamber
State Operations
Personal Service
Non-Personal Service/Indirect Costs

13,256
13,256
10,210
3,046

13,014
13,014
10,260
2,754

13,578
13,578
11,100
2,478

13,985
13,985
11,439
2,546

14,404
14,404
11,788
2,616

14,836
14,836
12,148
2,688

2,552,278

2,501,800

2,651,755

2,811,606

2,941,102

2,956,661

Regulatory Reform, Governor's Office of

State Operations
Personal Service
Non-Personal Service/Indirect Costs

Functional Total

119,193
52,473
53,174
33,849
19,325
13,561
(15)

ELECTED OFFICIALS

Judiciary

FY 2014 Mid-Year Update

T-124

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)

Local Assistance Grants

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

FY 2012
Results
114,108
1,834,013
1,466,250
367,763
601,846
2,311

FY 2013
Results
114,822
1,818,020
1,458,964
359,056
568,830
128

FY 2014
Updated
106,700
1,884,355
1,470,800
413,555
660,700
0

FY 2015
Projected
121,700
2,006,452
1,561,492
444,960
683,454
0

FY 2016
Projected
121,700
2,101,994
1,618,742
483,252
717,408
0

FY 2017
Projected
121,700
2,117,553
1,634,301
483,252
717,408
0

Law, Department of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

200,999
185,671
123,150
62,521
15,328

201,117
183,934
125,272
58,662
17,183

219,702
193,173
130,452
62,721
26,529

222,178
195,332
133,797
61,535
26,846

229,092
200,611
137,528
63,083
28,481

232,551
202,981
138,659
64,322
29,570

Legislature
State Operations
Personal Service
Non-Personal Service/Indirect Costs

197,163
197,163
151,882
45,281

202,994
202,994
153,155
49,839

218,795
218,795
166,331
52,464

223,945
223,945
167,773
56,172

226,583
226,583
169,031
57,552

231,413
231,413
171,575
59,838

Lieutenant Governor, Office of the

State Operations
Personal Service
Non-Personal Service/Indirect Costs

408
408
289
119

433
433
345
88

614
614
480
134

665
665
515
150

680
680
543
137

680
680
543
137

3,133,921

3,090,337

3,277,444

3,448,923

3,594,124

3,620,021

Aid and Incentives for Municipalities

Local Assistance Grants

721,034
721,034

721,159
721,159

725,700
725,700

734,523
734,523

749,901
749,901

761,789
761,789

Efficiency Incentive Grants Program

Local Assistance Grants

4,714
4,714

5,225
5,225

5,539
5,539

2,678
2,678

0
0

0
0

Miscellaneous Financial Assistance

Local Assistance Grants

1,960
1,960

2,000
2,000

4,873
4,873

4,623
4,623

4,623
4,623

4,623
4,623

25,867
25,867

25,867
25,867

27,246
27,246

27,246
27,246

27,246
27,246

27,246
27,246

217
217

217
217

218
218

218
218

218
218

218
218

753,792

754,468

763,576

769,288

781,988

793,876

General State Charges

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

3,941,782
3,676
2,091
1,585
3,938,106

3,777,684
0
0
0
3,777,684

4,074,031
0
0
0
4,074,031

4,454,903
0
0
0
4,454,903

4,697,461
0
0
0
4,697,461

4,966,102
0
0
0
4,966,102

Long-Term Debt Service

State Operations
Non-Personal Service/Indirect Costs
Debt Service

5,909,754
45,732
45,732
5,864,022

6,182,129
44,199
44,199
6,137,930

6,100,305
39,973
39,973
6,060,332

5,845,342
40,082
40,082
5,805,260

6,521,612
40,082
40,082
6,481,530

6,823,198
40,082
40,082
6,783,116

Functional Total
LOCAL GOVERNMENT ASSISTANCE

Municipalities with VLT Facilities

Local Assistance Grants
Small Government Assistance
Local Assistance Grants
Functional Total
ALL OTHER CATEGORIES

Miscellaneous
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Functional Total
TOTAL ALL GOVERNMENTAL FUNDS SPENDING

FY 2014 Mid-Year Update

(181,217)
(317,408)
5,007
2,356
2,651
5,244
125,940

(198,243)
(291,912)
4,618
2,303
2,315
17,447
71,604

(757,941)
(829,018)
4,253
2,434
1,819
5,824
61,000

(187,010)
(977,618)
4,376
2,514
1,862
5,907
780,325

(221,300)
(978,866)
4,455
2,549
1,906
5,986
747,125

(186,611)
(1,029,802)
204,529
102,586
101,943
6,033
632,629

9,670,319

9,761,570

9,416,395

10,113,235

10,997,773

11,602,689

133,503,848

133,096,831

140,973,769

145,239,780

150,855,819

156,781,965

T-125

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Regional Economic Development Program
Strategic Investment Program
Functional Total

109,312
16,616
17,655
147,540
953,805
31,567
507,240
3,596
68,432
6,058
3,718
1,865,539

100,091
15,395
9,885
119,820
418,352
25,446
487,932
2,931
65,702
2,921
6,583
1,255,058

108,421
17,884
(17,500)
122,921
576,347
28,158
505,837
4,259
73,960
2,500
5,000
1,427,787

102,302
18,418
5,000
122,646
696,300
41,977
510,733
3,161
82,051
1,500
5,000
1,589,088

102,884
18,864
5,000
117,272
830,687
42,308
518,788
3,161
86,635
1,500
5,000
1,732,099

105,646
19,671
15,000
91,078
859,337
30,215
521,669
3,161
89,227
1,500
5,000
1,741,504

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Hudson River Park Trust
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,354
1,002,764
10,347
216
235,452
1,253,133

4,190
994,556
0
3,405
261,360
1,263,511

4,379
916,221
0
0
280,515
1,201,115

4,450
869,640
0
0
293,107
1,167,197

4,534
855,836
0
0
310,075
1,170,445

4,535
838,136
0
0
318,659
1,161,330

TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total

194,500
301,370
2,163
7,830,434
8,328,467

271,081
291,764
2,567
7,894,732
8,460,144

246,119
313,908
25,800
8,611,254
9,197,081

183,229
317,728
25,800
8,521,866
9,048,623

328,571
333,212
25,800
8,267,993
8,955,576

310,000
341,978
25,800
8,352,297
9,030,075

227,242
44,663,159
39,256,878
976,377
4,429,904
60,837
43,702
44,994,940

215,130
44,612,591
38,792,000
1,047,234
4,773,357
54,262
41,589
44,923,572

216,699
46,610,593
40,669,429
1,365,347
4,575,817
63,313
37,900
46,928,505

223,258
50,200,042
44,922,833
1,281,147
3,996,062
65,014
39,500
50,527,814

230,181
53,787,842
48,561,479
1,162,147
4,064,216
65,817
80,546
54,164,386

234,814
57,808,472
52,538,116
1,162,147
4,108,209
65,843
64,000
58,173,129

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

3,183,934
3,070,766
113,168
482,652
17,311
641,800
21,606
5,317,739
3,787,292
1,530,447
9,665,042

2,888,794
2,799,762
89,032
316,062
16,497
646,122
18,174
5,352,470
3,999,303
1,353,167
9,238,119

2,955,243
2,868,256
86,987
269,883
16,529
670,069
14,687
5,268,740
3,913,749
1,354,991
9,195,151

3,097,124
3,006,745
90,379
273,569
17,047
645,391
14,909
5,178,931
3,811,848
1,367,083
9,226,971

3,163,334
3,069,283
94,051
320,541
17,636
660,849
14,909
5,211,926
3,838,561
1,373,365
9,389,195

3,253,593
3,155,572
98,021
321,485
17,635
664,239
14,909
5,228,275
3,847,099
1,381,176
9,500,136

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Developmental Disabilities Planning Council
Justice Center
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

592,713
500,824
91,889
3,908
0
3,171,087
1,287,760
1,883,327
411
4,370,972
943,224
3,427,748
13,903
8,152,994

553,941
462,925
91,016
3,081
0
3,148,406
1,368,062
1,780,344
293
4,295,680
1,408,728
2,886,952
13,565
8,014,966

577,828
498,938
78,890
4,200
38,942
3,307,051
1,409,127
1,897,924
0
3,445,518
520,146
2,925,372
9,181
7,382,720

606,806
525,248
81,558
4,200
40,321
3,546,796
1,585,292
1,961,504
0
3,858,495
473,013
3,385,482
7,070
8,063,688

635,551
548,748
86,803
4,200
41,158
3,874,680
1,744,484
2,130,196
0
4,236,735
433,837
3,802,898
7,318
8,799,642

659,552
570,931
88,621
4,200
41,740
4,015,702
1,792,182
2,223,520
0
4,266,280
438,650
3,827,630
7,318
8,994,792

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of

2,251
2,721,925
0
270,905

2,055
2,964,003
0
260,892

2,672
2,818,420
11,500
261,281

2,748
2,876,293
11,500
248,046

2,825
3,018,812
12,500
250,958

2,833
2,973,520
12,500
251,996

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

FY 2014 Mid-Year Update

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

T-126

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2012
Results
38,565
466,966
62,701
4,979
0
0
0
86,751
125
681,902
17,596
87,696
76,444
4,518,806

FY 2013
Results
73,535
1,550,222
57,492
0
5,209
0
2
75,461
0
659,602
51,349
0
65,350
5,765,172

FY 2014
Updated
5,214,791
420,454
67,200
0
5,384
30
38
96,348
0
700,357
52,601
0
67,363
9,718,439

FY 2015
Projected
2,480,600
407,644
82,800
0
5,642
30
38
113,059
0
672,477
52,826
0
67,537
7,021,240

FY 2016
Projected
1,015,000
397,358
82,800
0
5,837
30
38
111,741
0
686,096
54,164
0
67,939
5,706,098

FY 2017
Projected
500,000
509,758
82,800
0
5,903
30
38
106,002
0
691,549
55,109
0
67,968
5,260,006

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Facilities Capital Matching Grants Program
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

1,341,784
449
26,836
1,005,423
22,625
7,803,680
10,200,797

1,362,122
719
22,781
1,028,875
1,346
7,963,052
10,378,895

1,491,679
1,300
10,000
1,091,404
0
8,020,799
10,615,182

1,543,319
1,300
0
1,108,025
0
8,135,741
10,788,385

1,608,925
1,300
0
1,124,258
0
8,335,514
11,069,997

1,688,309
1,300
0
1,124,987
0
8,346,492
11,161,088

EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total

35,370
29,680,252
23,221,100
3,232,883
2,287,338
938,931
29,715,622

22,631
28,947,664
22,618,114
3,286,160
2,025,716
1,017,674
28,970,295

60,573
30,238,740
23,339,294
3,419,375
2,207,416
1,272,655
30,299,313

40,573
31,812,745
24,640,232
3,601,726
2,327,516
1,243,271
31,853,318

40,573
32,892,532
25,534,937
3,703,568
2,447,916
1,206,111
32,933,105

40,573
34,121,778
26,683,750
3,805,368
2,581,036
1,051,624
34,162,351

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

32,762
14,836
621
17,743
2,604
0
202,539
5,409
23,215
150,306
1,825
3,675
3,217
19,553
83
130,222
2,850
401,710
19,640
13,680
441
203,545
1,250,476

29,954
13,479
620
11,762
2,512
1,306
218,209
5,810
17,666
133,125
1,616
3,392
3,887
17,760
0
95,268
2,700
392,820
59,514
13,076
386
195,862
1,220,724

33,059
13,613
826
30,814
2,605
180,420
244,567
6,710
35,601
0
2,298
3,731
4,505
0
0
119,193
3,174
370,634
276,737
15,438
1,179
205,957
1,551,061

34,512
14,727
858
38,396
2,610
184,614
228,471
6,963
39,742
0
2,250
3,495
5,078
0
0
143,890
3,255
381,379
308,583
15,049
1,207
206,931
1,622,010

35,943
15,106
867
5,442
2,692
185,247
222,957
7,189
45,755
0
2,295
3,587
5,473
0
0
130,817
3,309
388,876
275,396
15,305
1,217
213,918
1,561,391

35,490
15,111
888
5,497
2,693
185,247
225,558
7,251
43,032
0
2,299
3,629
5,525
0
0
140,216
3,361
398,353
272,044
15,305
1,217
218,252
1,580,968

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

169,817
13,256
2,552,278
200,999
197,163
408
3,133,921

170,979
13,014
2,501,800
201,117
202,994
433
3,090,337

173,000
13,578
2,651,755
219,702
218,795
614
3,277,444

176,544
13,985
2,811,606
222,178
223,945
665
3,448,923

182,263
14,404
2,941,102
229,092
226,583
680
3,594,124

183,880
14,836
2,956,661
232,551
231,413
680
3,620,021

721,034
4,714
1,960
25,867
217
753,792

721,159
5,225
2,000
25,867
217
754,468

725,700
5,539
4,873
27,246
218
763,576

734,523
2,678
4,623
27,246
218
769,288

749,901
0
4,623
27,246
218
781,988

761,789
0
4,623
27,246
218
793,876

Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

LOCAL GOVERNMENT ASSISTANCE

Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total

FY 2014 Mid-Year Update

T-127

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
(thousands of dollars)

ALL OTHER CATEGORIES

General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL ALL GOVERNMENTAL FUNDS SPENDING

FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

3,941,782
5,909,754
(181,217)
9,670,319

3,777,684
6,182,129
(198,243)
9,761,570

4,074,031
6,100,305
(757,941)
9,416,395

4,454,903
5,845,342
(187,010)
10,113,235

4,697,461
6,521,612
(221,300)
10,997,773

4,966,102
6,823,198
(186,611)
11,602,689

133,503,848

133,096,831

140,973,769

145,239,780

150,855,819

156,781,965

GSC: Agency disbursements include grants to local governments, state operations and general state charges, which is a departure from prior Financial plan publications. In prior
reports, general state charges were excluded from agency spending totals.

FY 2014 Mid-Year Update

T-128

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Regional Economic Development Program
Strategic Investment Program
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

24,603
17,655
112,990
945,359
8,140
217,470
0
6,058
0
1,332,275

19,476
9,885
99,498
398,257
6,108
221,513
0
2,921
6,583
764,241

26,137
0
67,946
530,339
9,234
216,952
200
0
0
850,808

25,719
0
80,122
550,094
9,418
216,952
200
0
0
882,505

24,946
0
79,372
464,382
9,607
216,952
200
0
0
795,459

25,486
0
69,372
249,628
9,799
216,952
200
0
0
571,437

358,448
1,180
15,759
375,387

446,201
0
7,892
454,093

183,974
0
9,030
193,004

149,542
0
8,870
158,412

149,542
0
8,870
158,412

147,124
0
8,870
155,994

194,500
18,475
2,163
4,757,704
4,972,842

0
14,243
2,567
4,764,031
4,780,841

183,600
16,000
0
5,379,460
5,579,060

183,229
16,000
0
5,494,160
5,693,389

18,571
16,000
0
5,521,753
5,556,324

0
16,000
0
5,590,728
5,606,728

217,808
43,811,956
39,241,656
976,377
3,593,923
44,029,764

206,855
43,809,172
38,770,972
1,047,234
3,990,966
44,016,027

206,776
45,696,676
40,669,429
1,048,219
3,979,028
45,903,452

213,076
49,262,053
44,922,833
958,008
3,381,212
49,475,129

219,780
52,825,079
48,561,479
822,381
3,441,219
53,044,859

224,410
56,819,821
52,538,116
810,361
3,471,344
57,044,231

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

2,770,325
2,657,157
113,168
396,383
164,683
38
4,954,724
3,787,292
1,167,432
8,286,153

2,480,229
2,391,197
89,032
234,967
164,268
396
4,994,513
3,999,303
995,210
7,874,373

2,571,715
2,484,728
86,987
184,415
161,634
350
4,933,545
3,913,749
1,019,796
7,851,659

2,727,347
2,636,968
90,379
186,067
150,280
350
4,831,644
3,811,848
1,019,796
7,895,688

2,796,110
2,702,059
94,051
230,485
150,280
350
4,862,757
3,838,561
1,024,196
8,039,982

2,882,034
2,784,013
98,021
230,485
150,280
350
4,872,695
3,847,099
1,025,596
8,135,844

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

482,373
450,222
32,151
0
1,203,241
795,093
408,148
2,323,447
691,809
1,631,638
560
4,009,621

446,876
414,196
32,680
0
1,157,009
765,972
391,037
2,208,241
706,733
1,501,508
537
3,812,663

450,582
429,257
21,325
466
1,189,426
833,947
355,479
1,424,071
466,194
957,877
173
3,064,718

475,330
454,005
21,325
620
1,349,825
972,246
377,579
1,865,602
419,061
1,446,541
0
3,691,377

495,409
474,084
21,325
620
1,558,479
1,103,300
455,179
2,160,802
379,885
1,780,917
0
4,215,310

515,909
494,584
21,325
620
1,688,540
1,156,796
531,744
2,223,559
384,698
1,838,861
0
4,428,628

6,141
0
188,439
0
428,194
62,292
3,569
18,369
68,834
775,838

4,651
0
179,803
19,990
1,452,114
56,557
755
0
58,498
1,772,368

6,000
11,500
188,631
5,166,276
348,361
65,400
867
0
58,310
5,845,345

6,000
11,500
178,514
2,480,600
345,860
81,000
850
0
58,310
3,162,634

6,000
12,500
178,514
1,015,000
343,744
81,000
850
0
58,310
1,695,918

6,000
12,500
178,514
500,000
457,044
81,000
850
0
58,310
1,294,218

1,202,410

1,219,949

1,344,879

1,401,423

1,470,355

1,548,217

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Functional Total

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total
HIGHER EDUCATION
City University of New York

FY 2014 Mid-Year Update

T-129

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2012
Results
26,430
924,035
498,156
2,651,031

FY 2013
Results
22,781
947,122
465,738
2,655,590

FY 2014
Updated
10,000
1,003,419
484,270
2,842,568

FY 2015
Projected
0
1,017,757
499,672
2,918,852

FY 2016
Projected
0
1,031,608
499,672
3,001,635

FY 2017
Projected
0
1,025,891
499,672
3,073,780

EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total

31,282
29,333,125
23,221,100
3,232,883
2,287,338
591,804
29,364,407

19,095
28,622,073
22,618,114
3,286,160
2,008,776
709,023
28,641,168

56,353
29,749,063
23,339,294
3,419,375
2,207,416
782,978
29,805,416

36,353
31,310,859
24,640,232
3,601,726
2,327,516
741,385
31,347,212

36,353
32,410,013
25,534,937
3,703,568
2,447,916
723,592
32,446,366

36,353
33,734,269
26,683,750
3,805,368
2,581,036
664,115
33,770,622

GENERAL GOVERNMENT
Elections, State Board of
General Services, Office of
Prevention of Domestic Violence, Office for
State, Department of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

9,325
0
541
76,614
6,487
682
7,572
101,221

1,696
0
424
38,737
115
0
7,175
48,147

3,700
250
685
52,473
926
0
7,767
65,801

30,100
250
685
73,347
926
0
7,577
112,885

0
250
685
59,436
926
0
7,637
68,934

0
250
685
59,436
926
0
7,637
68,934

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Functional Total

32,005
114,108
146,113

32,025
114,822
146,847

32,024
106,700
138,724

32,024
121,700
153,724

32,024
121,700
153,724

32,024
121,700
153,724

LOCAL GOVERNMENT ASSISTANCE

Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total

721,034
4,714
1,960
25,867
217
753,792

721,159
5,225
2,000
25,867
217
754,468

725,700
5,539
4,873
27,246
218
763,576

734,523
2,678
4,623
27,246
218
769,288

749,901
0
4,623
27,246
218
781,988

761,789
0
4,623
27,246
218
793,876

(317,408)
(317,408)

(291,912)
(291,912)

(829,018)
(829,018)

(977,618)
(977,618)

(978,866)
(978,866)

Higher Education Facilities Capital Matching Grants Program

Higher Education Services Corporation, New York State
State University of New York
Functional Total

ALL OTHER CATEGORIES

Miscellaneous
Functional Total
TOTAL LOCAL ASSISTANCE GRANTS SPENDING

FY 2014 Mid-Year Update

96,481,036

95,428,914

102,075,113

105,283,477

108,980,045

(1,029,802)
(1,029,802)
114,068,214

T-130

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
STATE OPERATIONS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

64,331
13,044
33,729
0
6,456
211,029
3,596
48,882
381,067

60,948
12,474
20,308
1,000
5,606
194,223
2,931
48,420
345,910

65,525
13,338
22,302
1,000
5,286
202,715
4,259
52,166
366,591

68,582
13,733
22,637
1,000
5,389
204,957
3,161
55,680
375,139

69,676
13,932
22,872
1,000
5,497
207,557
3,161
58,147
381,842

71,001
14,550
21,678
1,000
5,678
207,557
3,161
59,383
384,008

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,354
294,072
6,504
186,943
491,873

4,190
274,469
0
183,421
462,080

4,379
274,887
0
182,568
461,834

4,450
274,153
0
179,991
458,594

4,534
277,471
0
182,111
464,116

4,535
280,162
0
183,944
468,641

TRANSPORTATION
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total

70,746
0
42,373
113,119

70,470
0
28,827
99,297

74,445
24,000
33,222
131,667

77,208
24,000
33,341
134,549

80,300
24,000
34,151
138,451

81,758
24,000
34,179
139,937

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

9,434
788,024
15,222
0
772,802
52,040
43,470
892,968

8,275
756,169
21,028
0
735,141
45,351
41,363
851,158

9,688
843,041
0
317,128
525,913
52,250
37,900
942,879

9,947
865,357
0
323,139
542,218
53,737
39,500
968,541

10,166
886,813
0
339,766
547,047
54,242
80,546
1,031,767

10,169
911,269
0
351,786
559,483
54,258
64,000
1,039,696

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

380,630
380,630
65,256
17,262
368,493
21,568
319,774
319,774
1,172,983

387,011
387,011
62,522
16,497
361,352
17,778
317,459
317,459
1,162,619

351,077
351,077
58,497
14,454
366,941
14,337
290,732
290,732
1,096,038

336,978
336,978
59,129
14,844
356,236
14,559
302,314
302,314
1,084,060

334,012
334,012
60,823
15,306
362,205
14,559
304,196
304,196
1,091,101

338,347
338,347
61,771
15,305
361,903
14,559
310,607
310,607
1,102,492

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Developmental Disabilities Planning Council
Justice Center
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

82,121
38,370
43,751
2,573
0
1,374,445
308,056
1,066,389
411
1,487,940
108,957
1,378,983
11,635
2,959,125

77,299
35,399
41,900
2,690
0
1,357,233
327,181
1,030,052
293
1,486,455
468,064
1,018,391
11,609
2,935,579

80,486
40,052
40,434
3,634
37,251
1,419,001
340,051
1,078,950
0
1,377,601
14,658
1,362,943
8,647
2,926,620

82,870
40,886
41,984
3,508
38,244
1,470,458
364,074
1,106,384
0
1,342,190
14,658
1,327,532
7,036
2,944,306

88,537
42,980
45,557
3,482
38,975
1,531,089
376,863
1,154,226
0
1,390,637
14,658
1,375,979
7,277
3,059,997

89,841
43,618
46,223
3,454
39,557
1,524,978
369,534
1,155,444
0
1,349,503
14,658
1,334,845
7,268
3,014,601

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of

2,251
2,474,865
82,091
20,811
30,400
326
4,979
0
0
0
61,069

2,055
2,767,151
80,653
51,769
90,337
688
0
5,209
0
2
56,077

2,672
2,576,267
69,486
25,146
52,213
1,422
0
5,384
30
38
61,210

2,748
2,628,102
67,830
0
47,370
1,422
0
5,642
30
38
61,792

2,825
2,764,468
69,124
0
48,632
1,422
0
5,837
30
38
62,075

2,833
2,719,288
70,034
0
48,694
1,422
0
5,903
30
38
62,123

FY 2014 Mid-Year Update

T-131

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
STATE OPERATIONS
(thousands of dollars)

State Police, Division of

Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2012
Results
632,064
17,596
69,207
5,793
3,401,452

FY 2013
Results
617,359
51,349
0
5,142
3,727,791

FY 2014
Updated
658,301
52,601
0
6,756
3,511,526

FY 2015
Projected
654,699
52,826
0
6,845
3,529,344

FY 2016
Projected
668,061
54,164
0
7,066
3,683,742

FY 2017
Projected
674,101
55,109
0
7,096
3,646,671

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

107,837
376
68,594
16,809
5,731,626
5,925,242

101,073
627
68,180
1,426
5,740,703
5,912,009

88,396
1,201
71,873
0
5,816,183
5,977,653

90,158
1,201
73,505
0
5,922,346
6,087,210

91,954
1,201
74,901
0
6,059,243
6,227,299

93,768
1,201
80,454
0
6,194,368
6,369,791

EDUCATION
Arts, Council on the
Education, Department of
Special Education Categorical Programs
All Other
Functional Total

4,088
269,680
0
269,680
273,768

3,536
259,995
12,425
247,570
263,531

4,220
384,959
0
384,959
389,179

4,220
389,382
0
389,382
393,602

4,220
369,974
0
369,974
374,194

4,220
279,231
0
279,231
283,451

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

30,681
14,595
457
8,292
2,604
0
126,243
5,409
23,215
140,484
1,284
3,675
3,217
17,270
83
44,627
2,850
383,589
18,958
5,875
395
162,394
996,197

27,681
13,324
442
10,066
2,512
1,306
150,480
5,810
17,666
122,798
1,192
3,392
3,887
14,974
0
46,180
2,700
372,450
59,514
5,748
364
155,173
1,017,659

30,762
13,445
618
27,114
2,605
161,262
175,372
6,710
35,601
0
1,613
3,731
4,505
0
0
53,174
3,174
350,495
236,214
7,321
1,179
155,634
1,270,529

32,110
14,555
633
8,296
2,610
165,132
148,630
6,963
39,742
0
1,565
3,495
5,078
0
0
54,477
3,255
357,214
267,036
7,122
1,207
155,362
1,274,482

33,344
14,930
642
5,442
2,692
165,765
150,470
7,189
45,755
0
1,610
3,587
5,473
0
0
55,189
3,309
363,758
270,987
7,318
1,217
158,649
1,297,326

32,865
14,935
663
5,497
2,693
165,765
152,981
7,251
43,032
0
1,614
3,629
5,525
0
0
55,594
3,361
372,546
270,783
7,318
1,217
160,849
1,308,118

135,123
13,256
1,834,013
185,671
197,163
408
2,365,634

137,467
13,014
1,818,020
183,934
202,994
433
2,355,862

139,394
13,578
1,884,355
193,173
218,795
614
2,449,909

142,867
13,985
2,006,452
195,332
223,945
665
2,583,246

148,461
14,404
2,101,994
200,611
226,583
680
2,692,733

150,011
14,836
2,117,553
202,981
231,413
680
2,717,474

3,676
45,732
5,007
54,415

0
44,199
4,618
48,817

0
39,973
4,253
44,226

0
40,082
4,376
44,458

0
40,082
4,455
44,537

0
40,082
204,529
244,611

19,027,843

19,182,312

19,568,651

19,877,531

20,487,105

20,719,491

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE OPERATIONS SPENDING

FY 2014 Mid-Year Update

T-132

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

30,360
7,720
11,354
0
4,776
142,603
2,849
40,067
239,729

29,854
7,511
11,642
500
4,027
136,771
2,500
39,435
232,240

30,600
8,195
12,924
500
3,432
144,757
2,522
43,158
246,088

32,042
8,308
12,455
500
3,500
146,931
2,548
46,232
252,516

32,696
8,370
12,690
500
3,570
149,453
2,548
48,476
258,303

33,024
8,433
12,696
500
3,711
149,453
2,548
49,447
259,812

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

3,779
213,248
5,454
139,955
362,436

3,730
198,798
0
132,175
334,703

3,703
197,884
0
135,700
337,287

3,774
202,000
0
132,519
338,293

3,858
205,175
0
134,639
343,672

3,859
207,607
0
136,472
347,938

49,513
13,730
63,243

50,262
13,210
63,472

52,384
15,403
67,787

53,206
15,763
68,969

55,751
16,162
71,913

56,705
16,168
72,873

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

7,978
319,545
1,438
0
318,107
39,477
441
367,441

7,104
315,182
0
0
315,182
36,007
456
358,749

8,488
322,297
0
29,803
292,494
35,968
472
367,225

8,747
347,635
0
39,303
308,332
36,785
472
393,639

8,959
387,197
0
55,903
331,294
37,264
472
433,892

8,958
411,625
0
67,903
343,722
37,280
472
458,335

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

203,272
203,272
48,144
13,420
241,039
674
154,615
154,615
661,164

201,435
201,435
48,039
12,689
248,072
605
145,744
145,744
656,584

186,365
186,365
46,179
12,236
243,606
683
141,812
141,812
630,881

170,404
170,404
46,738
12,553
248,354
690
147,458
147,458
626,197

168,871
168,871
48,273
12,942
253,844
690
151,892
151,892
636,512

170,522
170,522
48,853
12,941
253,544
690
153,613
153,613
640,163

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Developmental Disabilities Planning Council
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

59,806
27,687
32,119
980
0
1,081,892
253,990
827,902
1,125,236
72,350
1,052,886
6,184
2,274,098

58,521
26,602
31,919
818
0
1,072,134
272,381
799,753
1,125,531
343,349
782,182
5,579
2,262,583

60,775
30,090
30,685
1,004
18,805
1,129,805
281,569
848,236
1,109,273
116
1,109,157
1,707
2,321,369

62,543
30,617
31,926
1,230
19,127
1,164,927
301,762
863,165
1,077,823
116
1,077,707
61
2,325,711

67,006
32,390
34,616
1,253
19,382
1,209,025
309,888
899,137
1,122,405
116
1,122,289
69
2,419,140

67,677
32,715
34,962
1,253
19,480
1,197,751
301,194
896,557
1,080,704
116
1,080,588
77
2,366,942

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network

1,890
1,962,381
42,682
9,685
14,835
259
3,794
0
0
39,164
567,477
7,554
7,006

1,857
2,276,953
39,995
24,884
26,785
606
0
3,953
0
37,258
560,047
8,650
0

2,414
2,082,244
30,786
(2,488)
23,068
770
0
4,093
13
28,624
564,586
11,287
0

2,481
2,122,580
29,968
0
22,207
770
0
4,246
13
28,818
570,983
10,977
0

2,548
2,246,900
30,793
0
22,878
770
0
4,366
13
29,037
579,241
11,060
0

2,550
2,188,142
31,167
0
22,940
770
0
4,399
13
29,159
583,739
11,143
0

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

FY 2014 Mid-Year Update

T-133

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
PERSONAL SERVICE
(thousands of dollars)

Victim Services, Office of

Functional Total

FY 2012
Results
4,398
2,661,125

FY 2013
Results
3,951
2,984,939

FY 2014
Updated
5,332
2,750,729

FY 2015
Projected
5,480
2,798,523

FY 2016
Projected
5,681
2,933,287

FY 2017
Projected
5,685
2,879,707

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

74,043
207
28,928
13,612
3,332,878
3,449,668

69,199
107
26,980
670
3,407,655
3,504,611

59,755
198
28,983
0
3,447,763
3,536,699

60,801
198
29,666
0
3,508,606
3,599,271

61,863
198
30,101
0
3,592,003
3,684,165

62,925
198
32,746
0
3,677,145
3,773,014

EDUCATION
Arts, Council on the
Education, Department of
Special Education Categorical Programs
All Other
Functional Total

2,266
158,373
0
158,373
160,639

2,059
157,725
9,672
148,053
159,784

2,298
163,602
0
163,602
165,900

2,298
166,797
0
166,797
169,095

2,298
170,630
0
170,630
172,928

2,298
167,413
0
167,413
169,711

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

23,829
13,284
378
4,105
2,529
0
48,873
5,067
8,359
20,276
1,063
3,197
2,492
10,940
80
31,461
2,483
300,408
10,456
5,289
364
85,890
580,823

22,197
12,090
377
4,056
2,445
1,196
50,191
5,269
6,038
20,420
1,085
2,960
2,666
9,716
0
31,590
2,535
287,878
46,893
5,223
288
84,833
599,946

25,184
12,122
399
4,250
2,523
34,874
60,161
6,022
5,313
0
1,388
3,495
3,634
0
0
33,849
2,962
275,935
135,733
6,312
721
90,706
705,583

26,234
12,858
408
4,370
2,528
35,415
61,444
6,294
5,862
0
1,443
3,046
4,035
0
0
34,582
3,034
281,970
146,053
6,105
738
91,420
727,839

27,342
13,228
417
4,495
2,609
36,048
61,792
6,478
6,869
0
1,477
3,138
4,133
0
0
35,268
3,088
287,873
150,735
6,276
748
93,752
745,766

26,742
13,233
421
4,530
2,610
36,048
62,261
6,528
6,584
0
1,479
3,162
4,158
0
0
35,280
3,140
294,098
150,347
6,276
748
94,462
752,107

103,298
10,210
1,466,250
123,150
151,882
289
1,855,079

103,639
10,260
1,458,964
125,272
153,155
345
1,851,635

107,855
11,100
1,470,800
130,452
166,331
480
1,887,018

110,482
11,439
1,561,492
133,797
167,773
515
1,985,498

115,214
11,788
1,618,742
137,528
169,031
543
2,052,846

116,077
12,148
1,634,301
138,659
171,575
543
2,073,303

2,091
2,356
4,447

0
2,303
2,303

0
2,434
2,434

0
2,514
2,514

0
2,549
2,549

0
102,586
102,586

12,679,892

13,011,549

13,019,000

13,288,065

13,754,973

13,896,491

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total
TOTAL PERSONAL SERVICE SPENDING

FY 2014 Mid-Year Update

T-134

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

33,971
5,324
22,375
0
1,680
68,426
747
8,815
141,338

31,094
4,963
8,666
500
1,579
57,452
431
8,985
113,670

34,925
5,143
9,378
500
1,854
57,958
1,737
9,008
120,503

36,540
5,425
10,182
500
1,889
58,026
613
9,448
122,623

36,980
5,562
10,182
500
1,927
58,104
613
9,671
123,539

37,977
6,117
8,982
500
1,967
58,104
613
9,936
124,196

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

575
80,824
1,050
46,988
129,437

460
75,671
0
51,246
127,377

676
77,003
0
46,868
124,547

676
72,153
0
47,472
120,301

676
72,296
0
47,472
120,444

676
72,555
0
47,472
120,703

21,233
0
28,643
49,876

20,208
0
15,617
35,825

22,061
24,000
17,819
63,880

24,002
24,000
17,578
65,580

24,549
24,000
17,989
66,538

25,053
24,000
18,011
67,064

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

1,456
468,479
13,784
0
454,695
12,563
43,029
525,527

1,171
440,987
21,028
0
419,959
9,344
40,907
492,409

1,200
520,744
0
287,325
233,419
16,282
37,428
575,654

1,200
517,722
0
283,836
233,886
16,952
39,028
574,902

1,207
499,616
0
283,863
215,753
16,978
80,074
597,875

1,211
499,644
0
283,883
215,761
16,978
63,528
581,361

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

177,358
177,358
17,112
3,842
127,454
20,894
165,159
165,159
511,819

185,576
185,576
14,483
3,808
113,280
17,173
171,715
171,715
506,035

164,712
164,712
12,318
2,218
123,335
13,654
148,920
148,920
465,157

166,574
166,574
12,391
2,291
107,882
13,869
154,856
154,856
457,863

165,141
165,141
12,550
2,364
108,361
13,869
152,304
152,304
454,589

167,825
167,825
12,918
2,364
108,359
13,869
156,994
156,994
462,329

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Developmental Disabilities Planning Council
Justice Center
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

22,315
10,683
11,632
1,593
0
292,553
54,066
238,487
411
362,704
36,607
326,097
5,451
685,027

18,778
8,797
9,981
1,872
0
285,099
54,800
230,299
293
360,924
124,715
236,209
6,030
672,996

19,711
9,962
9,749
2,630
18,446
289,196
58,482
230,714
0
268,328
14,542
253,786
6,940
605,251

20,327
10,269
10,058
2,278
19,117
305,531
62,312
243,219
0
264,367
14,542
249,825
6,975
618,595

21,531
10,590
10,941
2,229
19,593
322,064
66,975
255,089
0
268,232
14,542
253,690
7,208
640,857

22,164
10,903
11,261
2,201
20,077
327,227
68,340
258,887
0
268,799
14,542
254,257
7,191
647,659

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of

361
512,484
39,409
11,126
15,565
67
1,185
0
0
0
21,905

198
490,198
40,658
26,885
63,552
82
0
1,256
0
2
18,819

258
494,023
38,700
27,634
29,145
652
0
1,291
30
25
32,586

267
505,522
37,862
0
25,163
652
0
1,396
30
25
32,974

277
517,568
38,331
0
25,754
652
0
1,471
30
25
33,038

283
531,146
38,867
0
25,754
652
0
1,504
30
25
32,964

TRANSPORTATION
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total

FY 2014 Mid-Year Update

T-135

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)

State Police, Division of

Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2012
Results
64,587
10,042
62,201
1,395
740,327

FY 2013
Results
57,312
42,699
0
1,191
742,852

FY 2014
Updated
93,715
41,314
0
1,424
760,797

FY 2015
Projected
83,716
41,849
0
1,365
730,821

FY 2016
Projected
88,820
43,104
0
1,385
750,455

FY 2017
Projected
90,362
43,966
0
1,411
766,964

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

33,794
169
39,666
3,197
2,398,748
2,475,574

31,874
520
41,200
756
2,333,048
2,407,398

28,641
1,003
42,890
0
2,368,420
2,440,954

29,357
1,003
43,839
0
2,413,740
2,487,939

30,091
1,003
44,800
0
2,467,240
2,543,134

30,843
1,003
47,708
0
2,517,223
2,596,777

EDUCATION
Arts, Council on the
Education, Department of
Special Education Categorical Programs
All Other
Functional Total

1,822
111,307
0
111,307
113,129

1,477
102,270
2,753
99,517
103,747

1,922
221,357
0
221,357
223,279

1,922
222,585
0
222,585
224,507

1,922
199,344
0
199,344
201,266

1,922
111,818
0
111,818
113,740

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

6,852
1,311
79
4,187
75
0
77,370
342
14,856
120,208
221
478
725
6,330
3
13,166
367
83,181
8,502
586
31
76,504
415,374

5,484
1,234
65
6,010
67
110
100,289
541
11,628
102,378
107
432
1,221
5,258
0
14,590
165
84,572
12,621
525
76
70,340
417,713

5,578
1,323
219
22,864
82
126,388
115,211
688
30,288
0
225
236
871
0
0
19,325
212
74,560
100,481
1,009
458
64,928
564,946

5,876
1,697
225
3,926
82
129,717
87,186
669
33,880
0
122
449
1,043
0
0
19,895
221
75,244
120,983
1,017
469
63,942
546,643

6,002
1,702
225
947
83
129,717
88,678
711
38,886
0
133
449
1,340
0
0
19,921
221
75,885
120,252
1,042
469
64,897
551,560

6,123
1,702
242
967
83
129,717
90,720
723
36,448
0
135
467
1,367
0
0
20,314
221
78,448
120,436
1,042
469
66,387
556,011

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

31,825
3,046
367,763
62,521
45,281
119
510,555

33,828
2,754
359,056
58,662
49,839
88
504,227

31,539
2,478
413,555
62,721
52,464
134
562,891

32,385
2,546
444,960
61,535
56,172
150
597,748

33,247
2,616
483,252
63,083
57,552
137
639,887

33,934
2,688
483,252
64,322
59,838
137
644,171

1,585
45,732
2,651
49,968

0
44,199
2,315
46,514

0
39,973
1,819
41,792

0
40,082
1,862
41,944

0
40,082
1,906
41,988

0
40,082
101,943
142,025

6,347,951

6,170,763

6,549,651

6,589,466

6,732,132

6,823,000

ALL OTHER CATEGORIES

General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

FY 2014 Mid-Year Update

T-136

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

2,422
3,572
0
2,342
78,741
19,550
106,627

2,909
2,921
0
2,189
72,196
17,282
97,497

3,313
4,546
28
1,638
86,170
21,594
117,289

3,301
4,685
28
1,670
88,824
26,171
124,679

3,512
4,932
28
1,704
94,279
28,288
132,743

3,659
5,121
28
1,738
97,160
29,644
137,350

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

47,190
2,389
655
50,234

49,013
0
245
49,258

49,928
0
4,540
54,468

49,585
0
4,556
54,141

51,620
0
4,616
56,236

53,447
0
4,617
58,064

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

25,239
13,072
38,311

24,295
6,156
30,451

29,133
8,698
37,831

29,994
8,924
38,918

32,832
9,542
42,374

34,413
9,559
43,972

HEALTH
Aging, Office for the
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

0
55,907
55,907
8,797
232
64,936

0
37,324
37,324
8,911
226
46,461

235
57,376
57,376
11,063
0
68,674

235
59,132
59,132
11,277
0
70,644

235
62,450
62,450
11,575
0
74,260

235
63,882
63,882
11,585
0
75,702

12,485
12,485
18,713
49
108,624
43,241
43,241
183,112

12,713
12,713
17,630
0
120,502
40,498
40,498
191,343

11,551
11,551
23,969
2,075
141,494
44,463
44,463
223,552

11,899
11,899
25,371
2,203
138,875
44,973
44,973
223,321

12,312
12,312
26,229
2,330
148,364
44,973
44,973
234,208

12,312
12,312
26,229
2,330
152,056
44,973
44,973
237,900

28,073
12,086
15,987
1,335
0
530,390
121,600
408,790
521,166
104,039
417,127
1,708
1,082,672

29,879
13,443
16,436
391
0
565,362
206,107
359,255
566,099
199,047
367,052
1,419
1,163,150

33,564
16,433
17,131
566
1,225
626,026
162,531
463,495
604,626
74
604,552
361
1,266,368

35,523
17,274
18,249
692
1,457
653,833
176,292
477,541
611,483
74
611,409
34
1,303,022

38,522
18,601
19,921
718
1,563
712,329
191,538
520,791
646,076
74
646,002
41
1,399,249

40,719
19,646
21,073
746
1,563
729,561
193,229
536,332
653,998
74
653,924
50
1,426,637

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total

1,120
375
3,896
83
6,021
19,372
120
1,817
32,804

661
436
2,632
247
2
15,283
0
1,710
20,971

1,476
3,164
3,880
378
7,275
9,682
0
2,297
28,152

1,481
1,702
3,914
378
6,910
3,913
0
2,382
20,680

1,484
3,320
3,982
378
7,209
4,170
0
2,563
23,106

1,468
3,448
4,020
378
7,422
4,383
0
2,562
23,681

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

6,355
73
12,794
5,816
559,990
585,028

412
92
13,573
(80)
530,995
544,992

6,337
99
16,112
0
605,217
627,765

6,527
99
16,763
0
625,001
648,390

6,723
99
17,749
0
645,787
670,358

6,925
99
18,642
0
667,597
693,263

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Developmental Disabilities Planning Council
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

EDUCATION

FY 2014 Mid-Year Update

T-137

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results
69,217
0
69,217
69,217

FY 2013
Results
59,963
4,515
55,448
59,963

FY 2014
Updated
77,302
0
77,302
77,302

FY 2015
Projected
81,405
0
81,405
81,405

FY 2016
Projected
84,547
0
84,547
84,547

FY 2017
Projected
84,878
0
84,878
84,878

2,081
241
164
126
0
1,495
9,822
2,283
8,981
11,634
233
46
41,151
78,257

2,273
155
178
0
0
1,534
10,327
2,786
10,351
20,255
153
22
40,689
88,723

2,297
168
208
0
19,158
2,136
0
0
13,561
19,213
350
0
50,323
107,414

2,402
172
225
0
19,482
2,208
0
0
13,881
23,239
350
0
51,569
113,528

2,599
176
225
0
19,482
2,354
0
0
14,752
24,192
350
0
55,269
119,399

2,625
176
225
0
19,482
2,444
0
0
15,201
24,881
350
0
57,403
122,787

2,689
601,846
15,328
619,863

1,487
568,830
17,183
587,500

1,582
660,700
26,529
688,811

1,653
683,454
26,846
711,953

1,778
717,408
28,481
747,667

1,845
717,408
29,570
748,823

ALL OTHER CATEGORIES

General State Charges
Miscellaneous
Functional Total

3,938,106
5,244
3,943,350

3,777,684
17,447
3,795,131

4,074,031
5,824
4,079,855

4,454,903
5,907
4,460,810

4,697,461
5,986
4,703,447

4,966,102
6,033
4,972,135

TOTAL GENERAL STATE CHARGES SPENDING

6,854,411

6,675,440

7,377,481

7,851,491

8,287,594

8,625,192

Education, Department of
Special Education Categorical Programs
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Gaming Commission, New York State
General Services, Office of
Lottery, Division of the
Racing and Wagering Board, State
State, Department of
Taxation and Finance, Department of
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Functional Total

FY 2014 Mid-Year Update

T-138

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
CAPITAL PROJECTS
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Regional Economic Development Program
Strategic Investment Program
Functional Total
PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Hudson River Park Trust
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Health, Department of
Public Health
Functional Total
SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

17,956
0
821
8,446
14,629
0
3,718
45,570

16,758
0
14
19,095
11,543
0
0
47,410

13,446
(17,500)
32,645
45,008
12,000
2,500
5,000
93,099

4,700
5,000
19,859
145,206
25,500
1,500
5,000
206,765

4,750
5,000
15,000
365,305
25,500
1,500
5,000
422,055

5,500
15,000
0
608,709
13,000
1,500
5,000
648,709

303,054
274
216
32,095
335,639

224,873
0
3,405
69,802
298,080

407,432
0
0
84,377
491,809

396,360
0
0
99,690
496,050

377,203
0
0
114,478
491,681

357,403
0
0
121,228
478,631

0
186,910
0
3,017,285
3,204,195

271,081
182,756
0
3,095,718
3,549,555

62,519
194,330
1,800
3,189,874
3,448,523

0
194,526
1,800
2,985,441
3,181,767

310,000
204,080
1,800
2,702,547
3,218,427

310,000
209,807
1,800
2,717,831
3,239,438

7,272
7,272
7,272

9,926
9,926
9,926

13,500
13,500
13,500

13,500
13,500
13,500

13,500
13,500
13,500

13,500
13,500
13,500

20,494
20,494
2,300
22,794

8,841
8,841
943
9,784

20,900
20,900
3,002
23,902

20,900
20,900
3,002
23,902

20,900
20,900
3,004
23,904

20,900
20,900
3,000
23,900

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Functional Total

146
146
63,011
63,011
38,419
38,419
0
101,576

(113)
(113)
68,802
68,802
34,885
34,884
1
103,574

13,196
13,196
72,598
72,598
39,220
39,220
0
125,014

13,083
13,083
72,680
72,680
39,220
39,220
0
124,983

13,083
13,083
72,783
72,783
39,220
39,220
0
125,086

13,083
13,083
72,623
72,623
39,220
39,220
0
124,926

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Functional Total

239,799
17,754
4,476
16,092
125
30,466
308,712

191,540
1,776
5,139
18,627
0
26,960
244,042

234,677
23,369
16,000
26,996
0
32,374
333,416

240,710
0
10,500
43,507
0
13,865
308,582

246,860
0
1,000
41,607
0
13,865
303,332

246,764
0
0
35,607
0
13,065
295,436

25,182
406
1,013,908
1,039,496

40,688
0
1,225,616
1,266,304

52,067
0
1,115,129
1,167,196

45,211
0
1,088,722
1,133,933

39,893
0
1,130,812
1,170,705

39,399
0
984,855
1,024,254

8,230
8,230
8,230

5,633
5,633
5,633

27,416
27,416
27,416

31,099
31,099
31,099

27,998
27,998
27,998

23,400
23,400
23,400

74,801
0
0
74,801

66,195
0
0
66,195

66,809
(15)
40,523
107,317

77,383
2,185
41,547
121,115

69,883
1,440
4,409
75,732

69,883
9,985
1,261
81,129

HIGHER EDUCATION
City University of New York
Higher Education Facilities Capital Matching Grants Program
State University of New York
Functional Total
EDUCATION
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
General Services, Office of
State, Department of
Technology, Office for
Functional Total

FY 2014 Mid-Year Update

T-139

CASH DISBURSEMENTS BY FUNCTION

ALL GOVERNMENTAL FUNDS
CAPITAL PROJECTS
(thousands of dollars)
FY 2012
Results

ELECTED OFFICIALS
Judiciary
Functional Total
ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL CAPITAL PROJECTS SPENDING

FY 2014 Mid-Year Update

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

2,311
2,311

128
128

0
0

0
0

0
0

0
0

125,940
125,940

71,604
71,604

61,000
61,000

780,325
780,325

747,125
747,125

632,629
632,629

5,276,536

5,672,235

5,892,192

6,422,021

6,619,545

6,585,952

T-140

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

96,414
16,616
17,655
144,632
953,805
31,567
506,105
3,596
66,124
6,058
3,718
1,846,290

87,162
15,395
9,885
114,291
418,352
25,446
487,036
2,931
63,299
2,921
6,583
1,233,301

93,793
17,884
(17,500)
116,576
576,347
28,158
505,837
4,259
71,606
2,500
5,000
1,404,460

87,532
18,418
5,000
122,301
696,300
41,977
510,733
3,161
79,943
1,500
5,000
1,571,865

87,787
18,864
5,000
116,927
830,687
42,308
518,788
3,161
84,496
1,500
5,000
1,714,518

90,239
19,671
15,000
90,733
859,337
30,215
521,669
3,161
87,000
1,500
5,000
1,723,525

4,299
651,642
10,347
216
226,698
893,202

4,090
664,926
0
3,405
253,674
926,095

4,029
726,586
0
0
273,834
1,004,449

4,100
713,277
0
0
286,269
1,003,646

4,184
698,704
0
0
303,212
1,006,100

4,185
681,012
0
0
311,796
996,993

194,500
279,072
2,163
6,353,525
6,829,260

271,081
272,598
2,567
6,416,825
6,963,071

246,119
291,073
25,800
6,950,582
7,513,574

183,229
294,796
25,800
7,025,424
7,529,249

328,571
309,981
25,800
7,100,996
7,765,348

310,000
318,573
25,800
7,229,079
7,883,452

113,753
18,156,155
14,778,525
533,293
2,844,337
25,284
43,702
18,338,894

114,480
18,695,766
15,370,559
528,985
2,796,222
21,972
41,589
18,873,807

115,616
19,362,803
15,711,940
709,397
2,941,466
22,723
37,900
19,539,042

121,916
19,328,966
16,327,685
649,897
2,351,384
22,925
39,500
19,513,307

128,657
20,130,924
17,214,191
590,397
2,326,336
22,940
80,546
20,363,067

133,322
20,768,685
17,883,728
590,397
2,294,560
22,954
64,000
20,988,961

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

1,918,848
1,805,680
113,168
195,084
12,000
60,962
332
1,609,788
1,266,866
342,922
3,797,014

1,803,979
1,714,947
89,032
199,235
12,326
63,909
670
1,766,062
1,416,672
349,390
3,846,181

1,889,721
1,802,734
86,987
162,823
10,021
77,187
683
1,572,473
1,287,173
285,300
3,712,908

2,028,947
1,938,568
90,379
165,969
10,277
64,134
687
1,479,639
1,185,272
294,367
3,749,653

2,094,166
2,000,115
94,051
212,661
10,598
66,357
687
1,508,264
1,211,985
296,279
3,892,733

2,184,425
2,086,404
98,021
213,471
10,597
66,113
687
1,522,143
1,220,523
301,620
3,997,436

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

463,573
371,684
91,889
0
3,121,765
1,238,438
1,883,327
411
4,373,199
945,451
3,427,748
7,584
7,966,532

442,049
351,033
91,016
0
3,110,193
1,329,849
1,780,344
293
4,286,937
1,399,985
2,886,952
7,439
7,846,911

463,789
384,899
78,890
38,458
3,265,041
1,367,117
1,897,924
0
3,430,967
505,595
2,925,372
2,343
7,200,598

492,680
411,122
81,558
39,837
3,504,803
1,543,299
1,961,504
0
3,843,944
458,462
3,385,482
0
7,881,264

524,067
437,264
86,803
40,674
3,832,673
1,702,477
2,130,196
0
4,222,184
419,286
3,802,898
0
8,619,598

547,833
459,212
88,621
41,256
3,973,686
1,750,166
2,223,520
0
4,251,729
424,099
3,827,630
0
8,814,504

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of

2,251
2,716,925
0
215,019
38,565
32,705
62,701

2,055
2,937,484
0
210,807
73,535
173,850
57,492

2,672
2,793,514
11,500
227,531
(30,356)
145,684
67,200

2,748
2,856,506
11,500
215,612
(400)
132,774
82,800

2,825
2,999,356
12,500
216,745
0
122,369
82,800

2,833
2,954,082
12,500
217,485
0
114,769
82,800

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Regional Economic Development Program
Strategic Investment Program
Functional Total
PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Hudson River Park Trust
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

FY 2014 Mid-Year Update

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

T-141

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
(thousands of dollars)
FY 2013
Results

FY 2014
Updated

Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2012
Results
4,979
0
0
0
39,755
125
660,844
17,596
87,696
35,194
3,914,355

0
5,384
30
38
37,898
0
692,707
52,601
0
34,864
4,041,267

FY 2015
Projected
0
5,642
30
38
42,489
0
664,777
52,826
0
34,975
4,102,317

FY 2016
Projected
0
5,837
30
38
40,960
0
678,396
54,164
0
35,280
4,251,300

FY 2017
Projected
0
5,903
30
38
41,221
0
683,849
55,109
0
35,298
4,205,917

0
5,209
0
2
33,138
0
642,350
51,349
0
31,876
4,219,147

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Facilities Capital Matching Grants Program
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

1,341,784
449
26,836
1,000,527
22,625
7,491,580
9,883,801

1,361,844
719
22,781
1,022,812
1,346
7,671,558
10,081,060

1,491,679
1,300
10,000
1,084,352
0
7,777,947
10,365,278

1,543,319
1,300
0
1,100,973
0
7,892,889
10,538,481

1,608,925
1,300
0
1,117,206
0
8,092,662
10,820,093

1,688,309
1,300
0
1,117,935
0
8,103,640
10,911,184

EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total

33,659
24,771,504
19,661,924
3,232,883
1,175,990
700,707
24,805,163

22,631
25,540,509
20,163,084
3,286,160
1,351,788
739,477
25,563,140

60,053
26,125,288
20,471,494
3,419,375
1,418,116
816,303
26,185,341

40,053
27,593,241
21,691,932
3,601,726
1,522,216
777,367
27,633,294

40,053
28,622,655
22,513,737
3,703,568
1,626,216
779,134
28,662,708

40,053
29,978,868
23,640,850
3,805,368
1,751,116
781,534
30,018,921

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

32,762
14,836
621
9,815
2,604
0
196,290
5,409
23,215
150,306
1,802
3,675
3,217
19,553
83
61,000
2,850
401,033
19,640
12,884
441
199,035
1,161,071

29,954
13,479
620
5,576
2,512
1,306
213,152
5,810
17,666
133,125
1,568
3,392
3,887
17,760
0
57,914
2,700
392,394
59,514
12,473
386
190,491
1,165,679

33,059
13,613
826
7,314
2,605
180,420
239,330
6,710
35,601
0
2,298
3,731
4,505
0
0
67,448
3,174
369,419
276,737
13,756
1,179
202,333
1,464,058

34,512
14,727
858
35,296
2,610
184,614
223,234
6,963
39,742
0
2,250
3,495
5,078
0
0
64,258
3,255
380,159
308,583
13,339
1,207
203,307
1,527,487

35,943
15,106
867
5,442
2,692
185,247
217,720
7,189
45,755
0
2,295
3,587
5,473
0
0
64,881
3,309
387,656
275,396
13,567
1,217
210,294
1,483,636

35,490
15,111
888
5,497
2,693
185,247
220,321
7,251
43,032
0
2,299
3,629
5,525
0
0
74,197
3,361
397,133
272,044
13,567
1,217
214,628
1,503,130

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

169,817
13,256
2,545,494
168,624
197,163
408
3,094,762

170,979
13,014
2,495,933
169,427
202,994
433
3,052,780

173,000
13,578
2,645,255
179,983
218,795
614
3,231,225

176,544
13,985
2,805,106
182,448
223,945
665
3,402,693

182,263
14,404
2,934,602
187,990
226,583
680
3,546,522

183,880
14,836
2,950,161
190,674
231,413
680
3,571,644

721,034
4,714
1,960
25,867
217
753,792

721,159
5,225
2,000
25,867
217
754,468

725,700
5,539
4,873
27,246
218
763,576

734,523
2,678
4,623
27,246
218
769,288

749,901
0
4,623
27,246
218
781,988

761,789
0
4,623
27,246
218
793,876

3,941,782
5,909,754
57,204

3,777,684
6,182,129
36,660

4,074,031
6,100,305
215,059

4,454,903
5,845,342
793,990

4,697,461
6,521,612
759,700

4,966,102
6,823,198
794,389

LOCAL GOVERNMENT ASSISTANCE

Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous

FY 2014 Mid-Year Update

T-142

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
(thousands of dollars)

Functional Total
TOTAL STATE FUNDS SPENDING

FY 2014 Mid-Year Update

FY 2012
Results
9,908,740

FY 2013
Results
9,996,473

FY 2014
Updated
10,389,395

FY 2015
Projected
11,094,235

FY 2016
Projected
11,978,773

FY 2017
Projected
12,583,689

93,192,876

94,522,113

96,815,171

100,316,779

104,886,384

107,993,232

T-143

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Regional Economic Development Program
Strategic Investment Program
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

24,603
17,655
110,082
945,359
8,140
217,470
0
6,058
0
1,329,367

19,476
9,885
94,252
398,257
6,108
221,513
0
2,921
6,583
758,995

26,137
0
61,846
530,339
9,234
216,952
200
0
0
844,708

25,719
0
80,022
550,094
9,418
216,952
200
0
0
882,405

24,946
0
79,272
464,382
9,607
216,952
200
0
0
795,359

25,486
0
69,272
249,628
9,799
216,952
200
0
0
571,337

74,946
1,180
12,121
88,247

173,162
0
6,583
179,745

59,970
0
7,760
67,730

59,542
0
7,600
67,142

59,542
0
7,600
67,142

57,124
0
7,600
64,724

194,500
2,163
4,243,459
4,440,122

0
2,567
4,308,283
4,310,850

183,600
0
4,811,570
4,995,170

183,229
0
4,921,689
5,104,918

18,571
0
4,990,289
5,008,860

0
0
5,069,644
5,069,644

111,616
17,561,651
14,763,303
533,293
2,265,055
17,673,267

112,942
18,108,875
15,349,531
528,985
2,230,359
18,221,817

114,007
18,704,421
15,711,940
518,069
2,474,412
18,818,428

120,307
18,656,662
16,327,685
452,558
1,876,419
18,776,969

127,011
19,452,712
17,214,191
376,431
1,862,090
19,579,723

131,641
20,076,590
17,883,728
364,411
1,828,451
20,208,231

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

1,603,904
1,490,736
113,168
124,044
3,665
38
1,458,453
1,266,866
191,587
3,190,104

1,491,836
1,402,804
89,032
131,470
5,543
396
1,579,503
1,416,672
162,831
3,208,748

1,603,915
1,516,928
86,987
94,981
11,504
350
1,421,869
1,287,173
134,696
3,132,619

1,759,547
1,669,168
90,379
96,633
150
350
1,319,968
1,185,272
134,696
3,176,648

1,828,310
1,734,259
94,051
141,051
150
350
1,351,081
1,211,985
139,096
3,320,942

1,914,234
1,816,213
98,021
141,051
150
350
1,361,019
1,220,523
140,496
3,416,804

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

359,683
327,532
32,151
0
1,155,718
747,570
408,148
2,327,726
696,088
1,631,638
560
3,843,687

340,310
307,630
32,680
0
1,120,494
729,457
391,037
2,199,624
698,116
1,501,508
537
3,660,965

346,003
324,678
21,325
466
1,148,496
793,017
355,479
1,424,071
466,194
957,877
173
2,919,209

370,751
349,426
21,325
620
1,308,895
931,316
377,579
1,865,602
419,061
1,446,541
0
3,545,868

393,567
372,242
21,325
620
1,517,549
1,062,370
455,179
2,160,802
379,885
1,780,917
0
4,072,538

414,067
392,742
21,325
620
1,647,610
1,115,866
531,744
2,223,559
384,698
1,838,861
0
4,285,856

5,594
0
151,076
0
19,575
62,292
3,761
18,369
29,239
289,906

4,651
0
150,047
19,990
98,242
56,557
755
0
26,493
356,735

6,000
11,500
169,831
31,276
89,590
65,400
867
0
28,182
402,646

6,000
12,500
159,714
0
84,973
81,000
850
0
28,182
373,219

6,000
12,500
159,714
0
78,273
81,000
850
0
28,182
366,519

1,202,410
26,430
923,514

1,219,949
22,781
946,906

1,344,879
10,000
1,003,419

1,470,355
0
1,031,608

1,548,217
0
1,025,891

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Functional Total

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total
HIGHER EDUCATION
City University of New York
Higher Education Facilities Capital Matching Grants Program
Higher Education Services Corporation, New York State

FY 2014 Mid-Year Update

6,000
11,500
159,714
(400)
87,089
81,000
850
0
28,182
373,935

1,401,423
0
1,017,757

T-144

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2012
Results
488,115
2,640,469

FY 2013
Results
464,272
2,653,908

FY 2014
Updated
476,329
2,834,627

FY 2015
Projected
491,731
2,910,911

FY 2016
Projected
491,731
2,993,694

FY 2017
Projected
491,731
3,065,839

EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total

29,571
24,606,829
19,661,924
3,232,883
1,175,990
536,032
24,636,400

19,095
25,389,855
20,163,084
3,286,160
1,351,788
588,823
25,408,950

55,933
25,937,158
20,471,494
3,419,375
1,418,116
628,173
25,993,091

35,933
27,398,254
21,691,932
3,601,726
1,522,216
582,380
27,434,187

35,933
28,428,373
22,513,737
3,703,568
1,626,216
584,852
28,464,306

35,933
29,788,369
23,640,850
3,805,368
1,751,116
591,035
29,824,302

GENERAL GOVERNMENT
Elections, State Board of
Prevention of Domestic Violence, Office for
State, Department of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

415
541
12,916
6,487
682
7,572
28,613

272
424
6,435
115
0
7,175
14,421

2,200
685
10,927
926
0
7,767
22,505

30,000
685
3,979
926
0
7,577
43,167

0
685
3,979
926
0
7,637
13,227

0
685
3,979
926
0
7,637
13,227

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Functional Total

32,005
114,108
146,113

32,025
114,822
146,847

32,024
106,700
138,724

32,024
121,700
153,724

32,024
121,700
153,724

32,024
121,700
153,724

LOCAL GOVERNMENT ASSISTANCE

Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total

721,034
4,714
1,960
25,867
217
753,792

721,159
5,225
2,000
25,867
217
754,468

725,700
5,539
4,873
27,246
218
763,576

734,523
2,678
4,623
27,246
218
769,288

749,901
0
4,623
27,246
218
781,988

761,789
0
4,623
27,246
218
793,876

ALL OTHER CATEGORIES

Miscellaneous
Functional Total

(44,673)
(44,673)

(35,445)
(35,445)

143,982
143,982

3,382
3,382

2,134
2,134

61,077,015

63,242,544

65,626,856

State University of New York

Functional Total

TOTAL LOCAL ASSISTANCE GRANTS SPENDING

FY 2014 Mid-Year Update

59,015,414

59,641,004

(48,802)
(48,802)
67,785,281

T-145

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
STATE OPERATIONS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

52,515
13,044
33,729
0
6,456
210,028
3,596
47,386
366,754

49,174
12,474
20,025
1,000
5,606
193,410
2,931
46,659
331,279

52,661
13,338
22,057
1,000
5,286
202,715
4,259
50,441
351,757

55,502
13,733
22,392
1,000
5,389
204,957
3,161
54,257
360,391

56,362
13,932
22,627
1,000
5,497
207,557
3,161
56,724
366,860

57,450
14,550
21,433
1,000
5,678
207,557
3,161
57,894
368,723

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,299
245,162
6,504
183,216
439,181

4,090
230,616
0
179,867
414,573

4,029
231,899
0
180,468
416,396

4,100
230,724
0
177,844
412,668

4,184
233,597
0
179,948
417,729

4,185
236,293
0
181,781
422,259

TRANSPORTATION
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total

67,400
0
35,857
103,257

65,717
0
20,224
85,941

68,850
24,000
25,447
118,297

71,484
24,000
25,402
120,886

74,393
24,000
26,019
124,412

75,740
24,000
26,047
125,787

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

2,137
555,256
15,222
0
540,034
25,258
43,470
626,121

1,538
547,498
21,028
0
526,470
21,972
41,363
612,371

1,609
613,680
0
191,328
422,352
22,723
37,900
675,912

1,609
626,414
0
197,339
429,075
22,925
39,500
690,448

1,646
630,078
0
213,966
416,112
22,940
80,546
735,210

1,681
643,064
0
225,986
417,078
22,954
64,000
731,699

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

292,769
292,769
55,910
12,000
42,274
294
150,451
150,451
553,698

301,851
301,851
53,471
12,326
44,078
274
186,559
186,559
598,559

262,286
262,286
48,484
10,021
48,623
333
150,604
150,604
520,351

245,837
245,837
48,838
10,277
45,717
337
159,671
159,671
510,677

242,252
242,252
50,201
10,598
46,810
337
157,183
157,183
507,381

246,587
246,587
51,011
10,597
46,657
337
161,124
161,124
516,313

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

75,671
31,920
43,751
0
1,372,952
306,563
1,066,389
411
1,485,935
106,952
1,378,983
5,948
2,940,917

71,973
30,073
41,900
0
1,355,887
325,835
1,030,052
293
1,486,329
467,938
1,018,391
5,905
2,920,387

73,393
32,959
40,434
36,849
1,418,264
339,314
1,078,950
0
1,363,124
181
1,362,943
1,853
2,893,483

76,167
34,183
41,984
37,842
1,469,721
363,337
1,106,384
0
1,327,713
181
1,327,532
0
2,911,443

81,749
36,192
45,557
38,573
1,530,352
376,126
1,154,226
0
1,376,160
181
1,375,979
0
3,026,834

82,952
36,729
46,223
39,155
1,524,241
368,797
1,155,444
0
1,335,026
181
1,334,845
0
2,981,374

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of

2,251
2,471,532
63,882
20,811
8,654
326
4,979
0
0
0
27,440
611,384

2,055
2,741,293
60,696
51,769
70,035
688
0
5,209
0
2
22,745
600,509

2,672
2,552,792
57,622
(85,001)
39,130
1,422
0
5,384
30
38
27,147
650,651

2,748
2,609,748
55,818
0
34,187
1,422
0
5,642
30
38
27,244
646,999

2,825
2,746,445
56,946
0
35,330
1,422
0
5,837
30
38
27,615
660,361

2,833
2,701,265
57,683
0
35,392
1,422
0
5,903
30
38
27,876
666,401

FY 2014 Mid-Year Update

T-146

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
STATE OPERATIONS
(thousands of dollars)

Statewide Financial System

Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2012
Results
17,596
69,207
4,138
3,302,200

FY 2013
Results
51,349
0
3,673
3,610,023

FY 2014
Updated
52,601
0
4,739
3,309,227

FY 2015
Projected
52,826
0
4,765
3,441,467

FY 2016
Projected
54,164
0
4,907
3,595,920

FY 2017
Projected
55,109
0
4,926
3,558,878

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

107,837
376
64,233
16,809
5,429,621
5,618,876

100,795
627
62,393
1,426
5,450,823
5,616,064

88,396
1,201
65,240
0
5,581,323
5,736,160

90,158
1,201
66,872
0
5,687,486
5,845,717

91,954
1,201
68,268
0
5,824,383
5,985,806

93,768
1,201
73,821
0
5,959,508
6,128,298

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

4,088
126,159
126,159
130,247

3,536
117,543
117,543
121,079

4,120
129,020
129,020
133,140

4,120
131,404
131,404
135,524

4,120
132,154
132,154
136,274

4,120
132,128
132,128
136,248

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

30,681
14,595
457
9,400
2,604
0
119,994
5,409
23,215
140,484
1,261
3,675
3,217
17,270
83
40,716
2,850
382,913
18,958
5,312
395
157,884
981,373

27,681
13,324
442
5,304
2,512
1,306
145,423
5,810
17,666
122,798
1,144
3,392
3,887
14,974
0
42,561
2,700
372,024
59,514
5,298
364
149,802
997,926

30,762
13,445
618
5,114
2,605
161,262
170,385
6,710
35,601
0
1,613
3,731
4,505
0
0
45,627
3,174
349,280
236,214
5,989
1,179
152,010
1,229,824

32,110
14,555
633
5,296
2,610
165,132
143,643
6,963
39,742
0
1,565
3,495
5,078
0
0
46,790
3,255
355,994
267,036
5,762
1,207
151,738
1,252,604

33,344
14,930
642
5,442
2,692
165,765
145,483
7,189
45,755
0
1,610
3,587
5,473
0
0
47,419
3,309
362,538
270,987
5,930
1,217
155,025
1,278,337

32,865
14,935
663
5,497
2,693
165,765
147,994
7,251
43,032
0
1,614
3,629
5,525
0
0
47,824
3,361
371,326
270,783
5,930
1,217
157,225
1,289,129

135,123
13,256
1,827,308
160,461
197,163
408
2,333,719

137,467
13,014
1,812,199
159,850
202,994
433
2,325,957

139,394
13,578
1,877,855
165,021
218,795
614
2,415,257

142,867
13,985
1,999,952
166,756
223,945
665
2,548,170

148,461
14,404
2,095,494
171,379
226,583
680
2,657,001

150,011
14,836
2,111,053
173,429
231,413
680
2,681,422

3,676
45,732
5,007
54,415

0
44,199
4,618
48,817

0
39,973
4,253
44,226

0
40,082
4,376
44,458

0
40,082
4,455
44,537

0
40,082
204,529
244,611

17,450,758

17,682,976

17,844,030

18,274,453

18,876,301

19,184,741

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE OPERATIONS SPENDING

FY 2014 Mid-Year Update

T-147

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

27,412
7,720
11,354
0
4,776
142,332
2,849
38,749
235,192

26,859
7,511
11,642
500
4,027
136,494
2,500
37,725
227,258

27,596
8,195
12,924
500
3,432
144,757
2,522
41,498
241,424

29,008
8,308
12,455
500
3,500
146,931
2,548
45,002
248,252

29,632
8,370
12,690
500
3,570
149,453
2,548
47,246
254,009

29,930
8,433
12,696
500
3,711
149,453
2,548
48,217
255,488

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

3,779
188,153
5,454
138,928
336,314

3,730
172,343
0
130,938
307,011

3,703
171,652
0
134,685
310,040

3,774
175,327
0
131,482
310,583

3,858
178,057
0
133,586
315,501

3,859
180,494
0
135,419
319,772

48,313
9,818
58,131

49,216
9,022
58,238

50,274
10,251
60,525

51,038
10,499
61,537

53,476
10,775
64,251

54,391
10,781
65,172

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

1,931
267,998
1,438
0
266,560
19,738
441
290,108

1,357
267,361
0
0
267,361
17,867
456
287,041

1,427
257,610
0
29,803
227,807
17,417
472
276,926

1,427
273,397
0
39,303
234,094
17,269
472
292,565

1,457
295,199
0
55,903
239,296
17,284
472
314,412

1,488
308,159
0
67,903
240,256
17,298
472
327,417

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

177,205
177,205
40,611
10,679
29,954
292
51,870
51,870
310,611

176,244
176,244
40,507
10,199
29,780
264
72,270
72,270
329,264

158,800
158,800
38,465
9,316
30,770
325
66,935
66,935
304,611

142,028
142,028
38,822
9,541
31,476
328
70,131
70,131
292,326

139,887
139,887
40,065
9,832
32,170
328
71,873
71,873
294,155

141,538
141,538
40,563
9,831
32,017
328
72,793
72,793
297,070

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

54,920
22,801
32,119
0
1,081,037
253,135
827,902
1,125,113
72,227
1,052,886
4,856
2,265,926

53,884
21,965
31,919
0
1,071,255
271,502
799,753
1,125,531
343,349
782,182
4,959
2,255,629

55,250
24,565
30,685
18,660
1,129,221
280,985
848,236
1,109,157
0
1,109,157
1,654
2,313,942

57,467
25,541
31,926
18,982
1,164,343
301,178
863,165
1,077,707
0
1,077,707
0
2,318,499

61,879
27,263
34,616
19,237
1,208,441
309,304
899,137
1,122,289
0
1,122,289
0
2,411,846

62,498
27,536
34,962
19,335
1,197,167
300,610
896,557
1,080,588
0
1,080,588
0
2,359,588

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of

1,890
1,959,956
32,972
9,685
6,837
259
3,794
0
0
17,152
557,865
7,554
7,006
3,109

1,857
2,270,189
29,987
24,884
15,777
606
0
3,953
0
15,802
553,390
8,650
0
2,928

2,414
2,060,046
25,533
(24,884)
16,797
770
0
4,093
13
16,667
559,436
11,287
0
3,817

2,481
2,105,537
24,571
0
15,836
770
0
4,246
13
16,861
565,783
10,977
0
3,902

2,548
2,230,188
25,233
0
16,388
770
0
4,366
13
17,080
574,041
11,060
0
4,024

2,550
2,171,430
25,565
0
16,450
770
0
4,399
13
17,202
578,539
11,143
0
4,027

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

FY 2014 Mid-Year Update

T-148

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
PERSONAL SERVICE
(thousands of dollars)

Functional Total
HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total
EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total
TOTAL PERSONAL SERVICE SPENDING

FY 2014 Mid-Year Update

FY 2012
Results
2,608,079

FY 2013
Results
2,928,023

FY 2014
Updated
2,675,989

FY 2015
Projected
2,750,977

FY 2016
Projected
2,885,711

FY 2017
Projected
2,832,088

74,043
207
28,789
13,612
3,324,528
3,441,179

69,199
107
26,896
670
3,398,972
3,495,844

59,755
198
28,147
0
3,440,534
3,528,634

60,801
198
28,830
0
3,501,377
3,591,206

61,863
198
29,265
0
3,584,774
3,676,100

62,925
198
31,910
0
3,669,916
3,764,949

2,266
80,475
80,475
82,741

2,059
79,912
79,912
81,971

2,298
80,727
80,727
83,025

2,298
82,200
82,200
84,498

2,298
82,927
82,927
85,225

2,298
82,927
82,927
85,225

23,829
13,284
378
4,065
2,529
0
48,873
5,067
8,359
20,276
1,040
3,197
2,492
10,940
80
28,357
2,483
300,408
10,456
4,868
364
85,890
577,235

22,197
12,090
377
4,056
2,445
1,196
50,191
5,269
6,038
20,420
1,037
2,960
2,666
9,716
0
28,645
2,535
287,878
46,893
4,893
288
84,833
596,623

25,184
12,122
399
4,250
2,523
34,874
60,161
6,022
5,313
0
1,388
3,495
3,634
0
0
30,288
2,962
275,935
135,733
5,545
721
90,706
701,255

26,234
12,858
408
4,370
2,528
35,415
61,444
6,294
5,862
0
1,443
3,046
4,035
0
0
30,919
3,034
281,970
146,053
5,323
738
91,420
723,394

27,342
13,228
417
4,495
2,609
36,048
61,792
6,478
6,869
0
1,477
3,138
4,133
0
0
31,537
3,088
287,873
150,735
5,480
748
93,752
741,239

26,742
13,233
421
4,530
2,610
36,048
62,261
6,528
6,584
0
1,479
3,162
4,158
0
0
31,549
3,140
294,098
150,347
5,480
748
94,462
747,580

103,298
10,210
1,464,351
106,462
151,882
289
1,836,492

103,639
10,260
1,457,870
107,969
153,155
345
1,833,238

107,855
11,100
1,470,800
110,763
166,331
480
1,867,329

110,482
11,439
1,561,492
113,770
167,773
515
1,965,471

115,214
11,788
1,618,742
117,132
169,031
543
2,032,450

116,077
12,148
1,634,301
118,110
171,575
543
2,052,754

2,091
2,356
4,447

0
2,303
2,303

0
2,434
2,434

0
2,514
2,514

0
2,549
2,549

0
102,586
102,586

12,046,455

12,402,443

12,366,134

12,641,822

13,077,448

13,209,689

T-149

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

25,103
5,324
22,375
0
1,680
67,696
747
8,637
131,562

22,315
4,963
8,383
500
1,579
56,916
431
8,934
104,021

25,065
5,143
9,133
500
1,854
57,958
1,737
8,943
110,333

26,494
5,425
9,937
500
1,889
58,026
613
9,255
112,139

26,730
5,562
9,937
500
1,927
58,104
613
9,478
112,851

27,520
6,117
8,737
500
1,967
58,104
613
9,677
113,235

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

520
57,009
1,050
44,288
102,867

360
58,273
0
48,929
107,562

326
60,247
0
45,783
106,356

326
55,397
0
46,362
102,085

326
55,540
0
46,362
102,228

326
55,799
0
46,362
102,487

19,087
0
26,039
45,126

16,501
0
11,202
27,703

18,576
24,000
15,196
57,772

20,446
24,000
14,903
59,349

20,917
24,000
15,244
60,161

21,349
24,000
15,266
60,615

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

206
287,258
13,784
0
273,474
5,520
43,029
336,013

181
280,137
21,028
0
259,109
4,105
40,907
325,330

182
356,070
0
161,525
194,545
5,306
37,428
398,986

182
353,017
0
158,036
194,981
5,656
39,028
397,883

189
334,879
0
158,063
176,816
5,656
80,074
420,798

193
334,905
0
158,083
176,822
5,656
63,528
404,282

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

115,564
115,564
15,299
1,321
12,320
2
98,581
98,581
243,087

125,607
125,607
12,964
2,127
14,298
10
114,289
114,289
269,295

103,486
103,486
10,019
705
17,853
8
83,669
83,669
215,740

103,809
103,809
10,016
736
14,241
9
89,540
89,540
218,351

102,365
102,365
10,136
766
14,640
9
85,310
85,310
213,226

105,049
105,049
10,448
766
14,640
9
88,331
88,331
219,243

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

20,751
9,119
11,632
0
291,915
53,428
238,487
411
360,822
34,725
326,097
1,092
674,991

18,089
8,108
9,981
0
284,632
54,333
230,299
293
360,798
124,589
236,209
946
664,758

18,143
8,394
9,749
18,189
289,043
58,329
230,714
0
253,967
181
253,786
199
579,541

18,700
8,642
10,058
18,860
305,378
62,159
243,219
0
250,006
181
249,825
0
592,944

19,870
8,929
10,941
19,336
321,911
66,822
255,089
0
253,871
181
253,690
0
614,988

20,454
9,193
11,261
19,820
327,074
68,187
258,887
0
254,438
181
254,257
0
621,786

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Judicial Conduct, Commission on
Judicial Nomination, Commission on
Judicial Screening Committees, New York State
Military and Naval Affairs, Division of
State Police, Division of

361
511,576
30,910
11,126
1,817
67
1,185
0
0
0
10,288
53,519

198
471,104
30,709
26,885
54,258
82
0
1,256
0
2
6,943
47,119

258
492,746
32,089
(60,117)
22,333
652
0
1,291
30
25
10,480
91,215

267
504,211
31,247
0
18,351
652
0
1,396
30
25
10,383
81,216

277
516,257
31,713
0
18,942
652
0
1,471
30
25
10,535
86,320

283
529,835
32,118
0
18,942
652
0
1,504
30
25
10,674
87,862

TRANSPORTATION
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total

FY 2014 Mid-Year Update

T-150

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)

Statewide Financial System

Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2012
Results
10,042
62,201
1,029
694,121

FY 2013
Results
42,699
0
745
682,000

FY 2014
Updated
41,314
0
922
633,238

FY 2015
Projected
41,849
0
863
690,490

FY 2016
Projected
43,104
0
883
710,209

FY 2017
Projected
43,966
0
899
726,790

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

33,794
169
35,444
3,197
2,105,093
2,177,697

31,596
520
35,497
756
2,051,851
2,120,220

28,641
1,003
37,093
0
2,140,789
2,207,526

29,357
1,003
38,042
0
2,186,109
2,254,511

30,091
1,003
39,003
0
2,239,609
2,309,706

30,843
1,003
41,911
0
2,289,592
2,363,349

1,822
45,684
45,684
47,506

1,477
37,631
37,631
39,108

1,822
48,293
48,293
50,115

1,822
49,204
49,204
51,026

1,822
49,227
49,227
51,049

1,822
49,201
49,201
51,023

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Public Integrity, Commission on
Racing and Wagering Board, State
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

6,852
1,311
79
5,335
75
0
71,121
342
14,856
120,208
221
478
725
6,330
3
12,359
367
82,505
8,502
444
31
71,994
404,138

5,484
1,234
65
1,248
67
110
95,232
541
11,628
102,378
107
432
1,221
5,258
0
13,916
165
84,146
12,621
405
76
64,969
401,303

5,578
1,323
219
864
82
126,388
110,224
688
30,288
0
225
236
871
0
0
15,339
212
73,345
100,481
444
458
61,304
528,569

5,876
1,697
225
926
82
129,717
82,199
669
33,880
0
122
449
1,043
0
0
15,871
221
74,024
120,983
439
469
60,318
529,210

6,002
1,702
225
947
83
129,717
83,691
711
38,886
0
133
449
1,340
0
0
15,882
221
74,665
120,252
450
469
61,273
537,098

6,123
1,702
242
967
83
129,717
85,733
723
36,448
0
135
467
1,367
0
0
16,275
221
77,228
120,436
450
469
62,763
541,549

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

31,825
3,046
362,957
53,999
45,281
119
497,227

33,828
2,754
354,329
51,881
49,839
88
492,719

31,539
2,478
407,055
54,258
52,464
134
547,928

32,385
2,546
438,460
52,986
56,172
150
582,699

33,247
2,616
476,752
54,247
57,552
137
624,551

33,934
2,688
476,752
55,319
59,838
137
628,668

1,585
45,732
2,651
49,968

0
44,199
2,315
46,514

0
39,973
1,819
41,792

0
40,082
1,862
41,944

0
40,082
1,906
41,988

0
40,082
101,943
142,025

5,404,303

5,280,533

5,477,896

5,632,631

5,798,853

5,975,052

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

ALL OTHER CATEGORIES

General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

FY 2014 Mid-Year Update

T-151

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

1,340
3,572
0
2,342
78,607
18,738
104,599

1,754
2,921
0
2,189
72,113
16,640
95,617

1,549
4,546
28
1,638
86,170
20,965
114,896

1,611
4,685
28
1,670
88,824
25,486
122,304

1,729
4,932
28
1,704
94,279
27,572
130,244

1,803
5,121
28
1,738
97,160
28,906
134,756

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

34,802
2,389
655
37,846

38,506
0
245
38,751

39,787
0
4,029
43,816

39,193
0
3,935
43,128

40,949
0
3,986
44,935

42,779
0
3,987
46,766

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

24,762
10,781
35,543

24,125
4,180
28,305

27,893
5,665
33,558

28,786
5,954
34,740

31,508
6,373
37,881

33,026
6,390
39,416

HEALTH
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

31,976
31,976
26
232
32,234

29,467
29,467
0
226
29,693

31,202
31,202
0
0
31,202

32,390
32,390
0
0
32,390

34,634
34,634
0
0
34,634

35,531
35,531
0
0
35,531

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Functional Total

1,681
1,681
15,130
15,023
884
884
32,718

1,451
1,451
14,294
14,288
0
0
30,033

2,620
2,620
19,358
17,060
0
0
39,038

2,663
2,663
20,498
18,267
0
0
41,428

2,704
2,704
21,409
19,397
0
0
43,510

2,704
2,704
21,409
19,306
0
0
43,419

28,073
12,086
15,987
0
530,084
121,294
408,790
521,119
103,992
417,127
1,076
1,080,352

29,879
13,443
16,436
0
565,010
205,755
359,255
566,099
199,047
367,052
997
1,161,985

31,197
14,066
17,131
1,143
625,683
162,188
463,495
604,552
0
604,552
317
1,262,892

32,679
14,430
18,249
1,375
653,507
175,966
477,541
611,409
0
611,409
0
1,298,970

35,668
15,747
19,921
1,481
711,989
191,198
520,791
646,002
0
646,002
0
1,395,140

37,731
16,658
21,073
1,481
729,212
192,880
536,332
653,924
0
653,924
0
1,422,348

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total

0
61
0
83
546
18,994
120
1,817
21,621

0
64
434
247
0
14,881
0
1,710
17,336

45
78
964
378
250
9,682
0
1,943
13,340

48
80
998
378
250
3,913
0
2,028
7,695

51
85
1,066
378
250
4,170
0
2,191
8,191

53
88
1,104
378
250
4,383
0
2,190
8,446

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

6,355
73
12,780
5,816
559,936
584,960

412
92
13,513
(80)
530,847
544,784

6,337
99
15,693
0
605,166
627,295

6,527
99
16,344
0
624,950
647,920

6,723
99
17,330
0
645,736
669,888

6,925
99
18,223
0
667,546
692,793

30,286

27,478

31,694

32,484

34,130

34,971

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

EDUCATION
Education, Department of

FY 2014 Mid-Year Update

T-152

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results
30,286
30,286

FY 2013
Results
27,478
27,478

FY 2014
Updated
31,694
31,694

FY 2015
Projected
32,484
32,484

FY 2016
Projected
34,130
34,130

FY 2017
Projected
34,971
34,971

2,081
241
164
0
1,495
9,822
2,283
7,368
11,633
46
41,151
76,284

2,273
155
178
0
1,534
10,327
2,786
8,918
20,255
22
40,689
87,137

2,297
168
208
19,158
2,136
0
0
10,909
19,213
0
50,323
104,412

2,402
172
225
19,482
2,208
0
0
11,304
23,239
0
51,569
110,601

2,599
176
225
19,482
2,354
0
0
12,043
24,192
0
55,269
116,340

2,625
176
225
19,482
2,444
0
0
12,409
24,881
0
57,403
119,645

2,689
601,767
8,163
612,619

1,487
568,784
9,577
579,848

1,582
660,700
14,962
677,244

1,653
683,454
15,692
700,799

1,778
717,408
16,611
735,797

1,845
717,408
17,245
736,498

ALL OTHER CATEGORIES

General State Charges
Miscellaneous
Functional Total

3,938,106
5,244
3,943,350

3,777,684
17,447
3,795,131

4,074,031
5,824
4,079,855

4,454,903
5,907
4,460,810

4,697,461
5,986
4,703,447

4,966,102
6,033
4,972,135

TOTAL GENERAL STATE CHARGES SPENDING

6,592,412

6,436,098

7,059,242

7,533,269

7,954,137

8,286,724

All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Gaming Commission, New York State
General Services, Office of
Lottery, Division of the
Racing and Wagering Board, State
State, Department of
Taxation and Finance, Department of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Functional Total

FY 2014 Mid-Year Update

T-153

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
CAPITAL PROJECTS
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Regional Economic Development Program
Strategic Investment Program
Functional Total
PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Hudson River Park Trust
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Health, Department of
Public Health
Functional Total
SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

17,956
0
821
8,446
14,629
0
3,718
45,570

16,758
0
14
19,095
11,543
0
0
47,410

13,446
(17,500)
32,645
45,008
12,000
2,500
5,000
93,099

4,700
5,000
19,859
145,206
25,500
1,500
5,000
206,765

4,750
5,000
15,000
365,305
25,500
1,500
5,000
422,055

5,500
15,000
0
608,709
13,000
1,500
5,000
648,709

296,732
274
216
30,706
327,928

222,642
0
3,405
66,979
293,026

394,930
0
0
81,577
476,507

383,818
0
0
96,890
480,708

364,616
0
0
111,678
476,294

344,816
0
0
118,428
463,244

0
186,910
0
2,063,428
2,250,338

271,081
182,756
0
2,084,138
2,537,975

62,519
194,330
1,800
2,107,900
2,366,549

0
194,526
1,800
2,072,379
2,268,705

310,000
204,080
1,800
2,078,315
2,594,195

310,000
209,807
1,800
2,126,998
2,648,605

7,272
7,272
7,272

9,926
9,926
9,926

13,500
13,500
13,500

13,500
13,500
13,500

13,500
13,500
13,500

13,500
13,500
13,500

20,494
20,494
20,494

8,841
8,841
8,841

20,900
20,900
20,900

20,900
20,900
20,900

20,900
20,900
20,900

20,900
20,900
20,900

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Functional Total

146
146
63,011
63,011
38,419
38,419
0
101,576

(113)
(113)
68,802
68,802
34,885
34,884
1
103,574

13,196
13,196
72,598
72,598
39,220
39,220
0
125,014

13,083
13,083
72,680
72,680
39,220
39,220
0
124,983

13,083
13,083
72,783
72,783
39,220
39,220
0
125,086

13,083
13,083
72,623
72,623
39,220
39,220
0
124,926

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Functional Total

239,799
17,754
4,476
8,008
125
30,466
300,628

191,540
1,776
5,139
9,638
0
26,960
235,053

234,677
23,369
16,000
9,634
0
32,374
316,054

240,710
0
10,500
14,145
0
13,865
279,220

246,860
0
1,000
12,245
0
13,865
273,970

246,764
0
0
12,245
0
13,065
272,074

25,182
406
1,013,908
1,039,496

40,688
0
1,225,616
1,266,304

52,067
0
1,115,129
1,167,196

45,211
0
1,088,722
1,133,933

39,893
0
1,130,812
1,170,705

39,399
0
984,855
1,024,254

8,230
8,230
8,230

5,633
5,633
5,633

27,416
27,416
27,416

31,099
31,099
31,099

27,998
27,998
27,998

23,400
23,400
23,400

74,801
0
0
74,801

66,195
0
0
66,195

66,809
(15)
40,523
107,317

77,383
2,185
41,547
121,115

69,883
1,440
4,409
75,732

69,883
9,985
1,261
81,129

2,311

128

HIGHER EDUCATION
City University of New York
Higher Education Facilities Capital Matching Grants Program
State University of New York
Functional Total
EDUCATION
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
General Services, Office of
State, Department of
Technology, Office for
Functional Total
ELECTED OFFICIALS
Judiciary

FY 2014 Mid-Year Update

T-154

CASH DISBURSEMENTS BY FUNCTION

STATE FUNDS
CAPITAL PROJECTS
(thousands of dollars)

Functional Total
ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL CAPITAL PROJECTS SPENDING

FY 2014 Mid-Year Update

FY 2012
Results
2,311

FY 2013
Results
128

91,626
91,626
4,270,270

FY 2014
Updated
0

FY 2015
Projected
0

FY 2016
Projected
0

FY 2017
Projected
0

50,040
50,040

61,000
61,000

780,325
780,325

747,125
747,125

632,629
632,629

4,624,105

4,774,552

5,461,253

5,947,560

5,953,370

T-155

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE STATE FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

18,266
8,140
217,375
0
243,781

0
6,108
221,513
0
227,621

4,954
9,234
216,952
200
231,340

14,000
9,418
216,952
200
240,570

12,000
9,607
216,952
200
238,759

3,000
9,799
216,952
200
229,951

0
5,363
5,363

997
3,473
4,470

0
4,850
4,850

0
4,850
4,850

0
4,850
4,850

0
4,850
4,850

TRANSPORTATION
Transportation, Department of
Functional Total

4,131,623
4,131,623

4,205,613
4,205,613

4,641,745
4,641,745

4,733,312
4,733,312

4,812,051
4,812,051

4,897,731
4,897,731

HEALTH
Health, Department of
Medical Assistance
Public Health
Functional Total

6,338,542
4,995,832
1,342,710
6,338,542

6,069,266
4,769,030
1,300,236
6,069,266

6,393,231
4,997,706
1,395,525
6,393,231

6,471,623
5,389,101
1,082,522
6,471,623

6,509,578
5,454,898
1,054,680
6,509,578

6,619,498
5,616,852
1,002,646
6,619,498

3,981
3,981
709
155
4,399
4,399
9,244

3,582
3,582
852
150
0
0
4,584

3,582
3,582
852
150
0
0
4,584

3,582
3,582
852
150
0
0
4,584

3,582
3,582
852
150
0
0
4,584

267,103
267,103
0
696,872
696,872
729,773
682,532
47,241
390
1,694,138

275,682
275,682
0
701,521
701,521
695,570
694,289
1,281
409
1,673,182

288,836
288,836
338
742,017
742,017
462,315
462,315
0
131
1,493,637

305,258
305,258
450
878,316
878,316
415,182
415,182
0
0
1,599,206

322,074
322,074
450
1,006,370
1,006,370
376,006
376,006
0
0
1,704,900

336,574
336,574
450
1,057,866
1,057,866
380,819
380,819
0
0
1,775,709

PUBLIC PROTECTION/CRIMINAL JUSTICE

Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total

31,765
0
62,292
3,000
18,369
29,239
144,665

29,887
16,558
56,557
0
0
26,493
129,495

34,785
72,490
65,400
0
0
28,182
200,857

36,567
81,126
81,000
0
0
28,182
226,875

36,567
80,751
81,000
0
0
28,182
226,500

36,567
74,051
81,000
0
0
28,182
219,800

HIGHER EDUCATION
Higher Education Services Corporation, New York State
Functional Total

16,000
16,000

32,000
32,000

32,416
32,416

16,106
16,106

0
0

0
0

EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
All Other
Functional Total

0
6,130,035
2,883,980
3,232,883
13,172
6,130,035

0
6,346,710
3,052,980
3,286,160
7,570
6,346,710

98
6,614,088
3,181,800
3,419,375
12,913
6,614,186

98
6,733,639
3,119,000
3,601,726
12,913
6,733,737

98
6,840,481
3,124,000
3,703,568
12,913
6,840,579

98
6,940,281
3,122,000
3,805,368
12,913
6,940,379

GENERAL GOVERNMENT
State, Department of
Functional Total

3,499
3,499

769
769

539
539

539
539

539
539

539
539

111,606
111,606

112,379
112,379

104,200
104,200

104,200
104,200

104,200
104,200

104,200
104,200

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Justice Center
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

ELECTED OFFICIALS
Judiciary
Functional Total

FY 2014 Mid-Year Update

3,912
3,912
(126)
153
8,938
8,938
12,877

T-156

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE STATE FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2012
Results

ALL OTHER CATEGORIES

Miscellaneous
Functional Total
TOTAL LOCAL ASSISTANCE GRANTS SPENDING

FY 2014 Mid-Year Update

FY 2013
Results

15,388
15,388

7,689
7,689

18,847,517

18,818,438

FY 2014
Updated

(283,970)
(283,970)
19,437,615

FY 2015
Projected

(514,497)
(514,497)
19,621,105

FY 2016
Projected

FY 2017
Projected

(630,119)
(630,119)
19,816,421

(784,172)
(784,172)
20,013,069

T-157

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE STATE FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Functional Total

8,903
7,720
0
4,776
142,332
38,749
202,480

2,981
7,511
0
4,027
136,494
37,725
188,738

3,244
8,195
103
3,432
144,757
41,498
201,229

3,320
8,308
103
3,500
146,931
45,002
207,164

3,415
8,370
103
3,570
149,453
47,246
212,157

3,450
8,433
103
3,711
149,453
48,217
213,367

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

91,949
5,454
27,997
125,400

91,187
0
28,817
120,004

92,623
0
31,337
123,960

94,909
0
30,110
125,019

96,378
0
30,602
126,980

96,788
0
31,374
128,162

48,313
9,818
58,131

49,216
9,022
58,238

50,274
10,251
60,525

51,038
10,499
61,537

53,476
10,775
64,251

54,391
10,781
65,172

HEALTH
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

205,605
205,605
3,708
441
209,754

215,349
215,349
3,700
456
219,505

136,811
136,811
0
472
137,283

139,315
139,315
0
472
139,787

141,795
141,795
0
472
142,267

142,287
142,287
0
472
142,759

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Functional Total

33,370
33,370
31,919
29,954
55,783
55,783
151,026

1,854
1,854
31,590
29,780
321
321
63,545

3,293
3,293
34,597
30,685
0
0
68,575

3,390
3,390
35,137
31,391
0
0
69,918

3,455
3,455
36,126
32,085
0
0
71,666

3,455
3,455
36,490
31,932
0
0
71,877

54,920
22,801
32,119
0
1,081,037
253,135
827,902
1,125,113
72,227
1,052,886
2,206
2,263,276

53,884
21,965
31,919
0
1,071,255
271,502
799,753
1,125,531
343,349
782,182
826
2,251,496

55,250
24,565
30,685
3,203
1,129,221
280,985
848,236
1,109,157
0
1,109,157
550
2,297,381

57,467
25,541
31,926
2,365
1,164,343
301,178
863,165
1,077,707
0
1,077,707
0
2,301,882

61,879
27,263
34,616
2,438
1,208,441
309,304
899,137
1,122,289
0
1,122,289
0
2,395,047

62,498
27,536
34,962
2,438
1,197,167
300,610
896,557
1,080,588
0
1,080,588
0
2,342,691

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

0
322
200
259
1,354
157,651
7,554
7,006
3,109
177,455

18
183
9,373
606
762
45,150
8,650
0
2,928
67,670

82
383
10,128
770
783
13,681
11,287
0
3,817
40,931

84
389
10,435
770
784
13,892
10,977
0
3,902
41,233

86
396
10,725
770
786
14,037
11,060
0
4,024
41,884

89
399
10,733
770
786
14,178
11,143
0
4,027
42,125

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

74,043
207
28,789
13,612
2,621,078
2,737,729

69,199
107
26,896
670
2,880,977
2,977,849

59,755
198
28,147
0
3,440,534
3,528,634

60,801
198
28,830
0
3,501,377
3,591,206

61,863
198
29,265
0
3,584,774
3,676,100

62,925
198
31,910
0
3,669,916
3,764,949

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

EDUCATION

FY 2014 Mid-Year Update

T-158

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE STATE FUNDS
PERSONAL SERVICE
(thousands of dollars)

Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Gaming Commission, New York State
General Services, Office of
Lottery, Division of the
Public Employment Relations Board
Racing and Wagering Board, State
State, Department of
Taxation and Finance, Department of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Functional Total
ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL PERSONAL SERVICE SPENDING

FY 2014 Mid-Year Update

FY 2012
Results
55,492
55,492
55,492

FY 2013
Results
54,685
54,685
54,685

FY 2014
Updated
56,229
56,229
56,229

FY 2015
Projected
57,325
57,325
57,325

FY 2016
Projected
57,667
57,667
57,667

FY 2017
Projected
57,667
57,667
57,667

4,577
349
348
0
3,117
20,276
290
10,940
17,669
50,583
77
85,890
194,116

4,049
302
347
1,196
3,044
20,420
78
9,716
17,247
32,640
43
84,833
173,915

4,124
350
367
34,874
3,326
0
159
0
19,237
41,039
0
90,706
194,182

4,296
357
378
35,415
3,915
0
0
0
19,619
41,081
0
91,420
196,481

4,477
364
386
36,048
3,995
0
0
0
20,017
41,124
0
93,752
200,163

4,377
364
389
36,048
4,025
0
0
0
20,017
41,167
0
94,462
200,849

10,214
55,393
22,722
88,329

10,335
55,268
29,235
94,838

10,557
56,300
26,819
93,676

10,518
58,350
27,406
96,274

10,793
59,650
28,092
98,535

10,873
59,650
28,402
98,925

2,305
2,305

2,252
2,252

(122,532)
(122,532)

(97,539)
(97,539)

(122,076)
(122,076)

(47,468)
(47,468)

6,265,493

6,272,735

6,680,073

6,790,287

6,964,641

7,081,075

T-159

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE STATE FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

17,504
5,324
622
1,680
67,696
53
8,637
101,516

15,984
4,963
748
1,579
56,916
2
8,934
89,126

18,469
5,143
1,847
1,854
57,958
1,330
8,943
95,544

19,806
5,425
1,847
1,889
58,026
150
9,255
96,398

20,163
5,562
1,847
1,927
58,104
150
9,478
97,231

20,526
6,117
1,847
1,967
58,104
150
9,677
98,388

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

42,926
1,050
33,579
77,555

49,801
0
41,570
91,371

50,863
0
37,831
88,694

46,013
0
38,466
84,479

46,156
0
38,466
84,622

41,705
0
38,466
80,171

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

19,087
25,017
44,104

16,501
10,179
26,680

18,576
13,541
32,117

20,446
13,248
33,694

20,917
13,589
34,506

21,349
13,611
34,960

HEALTH
Aging, Office for the
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

0
181,785
181,785
2
43,029
224,816

0
157,943
157,943
0
40,907
198,850

1
118,021
118,021
0
37,428
155,450

1
120,844
120,844
0
39,028
159,873

1
125,429
125,429
0
80,074
205,504

1
125,435
125,435
0
63,528
188,964

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Functional Total

35,210
35,210
7,896
12,320
55,309
55,309
110,735

21,119
21,119
8,590
14,298
3,254
3,254
47,261

28,368
28,368
6,422
17,653
200
200
52,643

29,213
29,213
6,492
14,041
200
200
49,946

29,214
29,214
6,547
14,440
200
200
50,401

29,214
29,214
6,718
14,440
200
200
50,572

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

20,751
9,119
11,632
0
291,807
53,320
238,487
411
360,822
34,725
326,097
217
674,008

18,089
8,108
9,981
0
284,512
54,213
230,299
293
360,798
124,589
236,209
115
663,807

18,143
8,394
9,749
264
288,243
57,529
230,714
0
253,967
181
253,786
68
560,685

18,700
8,642
10,058
261
304,578
61,359
243,219
0
250,006
181
249,825
0
573,545

19,870
8,929
10,941
268
321,111
66,022
255,089
0
253,871
181
253,690
0
595,120

20,454
9,193
11,261
268
326,274
67,387
258,887
0
254,438
181
254,257
0
601,434

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

1,350
12,715
1,023
67
5,178
21,160
10,042
62,201
1,029
114,765

1,163
10,037
51,940
82
2,167
8,239
42,699
0
745
117,072

2,742
17,268
22,333
652
4,825
46,620
41,314
0
922
136,676

2,737
15,210
18,351
652
4,502
29,301
41,849
0
863
113,465

2,732
15,215
18,942
652
4,502
29,305
43,104
0
883
115,335

2,750
15,219
18,942
652
4,502
29,309
43,966
0
899
116,239

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

33,794
169
32,957
3,197
1,865,841
1,935,958

31,596
520
35,484
756
1,890,832
1,959,188

28,641
1,003
37,093
0
2,140,789
2,207,526

29,357
1,003
38,042
0
2,186,109
2,254,511

30,091
1,003
39,003
0
2,239,609
2,309,706

30,843
1,003
41,911
0
2,289,592
2,363,349

FY 2014 Mid-Year Update

T-160

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE STATE FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2012
Results
EDUCATION
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Prevention of Domestic Violence, Office for
Public Employment Relations Board
Racing and Wagering Board, State
State, Department of
Taxation and Finance, Department of
Technology, Office for
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Legislature
Functional Total
ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

FY 2014 Mid-Year Update

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

27,255
27,255
27,255

21,850
21,850
21,850

25,285
25,285
25,285

24,796
24,796
24,796

24,819
24,819
24,819

24,793
24,793
24,793

5,469
491
63
4,249
0
7,374
17
23
120,208
5
76
6,330
8,555
24,037
0
31
71,994
248,922

3,436
404
50
418
110
4,576
17
0
102,378
3
41
5,258
11,473
25,740
0
76
64,969
218,949

4,162
815
194
0
126,388
6,412
87
300
0
5
43
0
13,915
29,650
18,403
0
61,304
261,678

4,432
1,211
199
0
129,717
4,710
87
300
0
5
43
0
14,342
29,438
33,211
0
60,318
278,013

4,529
1,211
199
0
129,717
4,803
87
300
0
5
43
0
14,353
29,492
33,211
0
61,273
279,223

4,621
1,211
215
0
129,717
4,921
87
300
0
5
43
0
14,746
29,546
33,211
0
62,763
281,386

4,312
40,402
39,379
1,139
85,232

4,209
34,267
35,685
1,034
75,195

5,219
56,955
39,982
950
103,106

5,382
48,650
40,403
950
95,385

5,544
48,950
41,350
950
96,794

5,677
48,950
42,165
950
97,742

1,255
1,255

1,019
1,019

(163,393)
(163,393)

(138,350)
(138,350)

(138,306)
(138,306)

(88,269)
(88,269)

3,646,121

3,510,368

3,556,011

3,625,755

3,754,955

3,849,729

T-161

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE STATE FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

1,340
3,572
0
2,342
78,607
18,738
104,599

1,754
2,921
0
2,189
72,113
16,640
95,617

1,549
4,546
28
1,638
86,170
20,965
114,896

1,611
4,685
28
1,670
88,824
25,486
122,304

1,729
4,932
28
1,704
94,279
27,572
130,244

1,803
5,121
28
1,738
97,160
28,906
134,756

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

34,802
2,389
655
37,846

38,506
0
245
38,751

39,787
0
4,029
43,816

39,193
0
3,935
43,128

40,949
0
3,986
44,935

42,779
0
3,987
46,766

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

24,762
10,781
35,543

24,125
4,180
28,305

27,893
5,665
33,558

28,786
5,954
34,740

31,508
6,373
37,881

33,026
6,390
39,416

HEALTH
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

31,976
31,976
26
232
32,234

29,467
29,467
0
226
29,693

31,202
31,202
0
0
31,202

32,390
32,390
0
0
32,390

34,634
34,634
0
0
34,634

35,531
35,531
0
0
35,531

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Functional Total

1,681
1,681
15,130
15,023
884
884
32,718

1,451
1,451
14,294
14,288
0
0
30,033

2,620
2,620
19,358
17,060
0
0
39,038

2,658
2,658
20,498
18,267
0
0
41,423

2,693
2,693
21,409
19,397
0
0
43,499

2,693
2,693
21,409
19,306
0
0
43,408

28,073
12,086
15,987
0
530,084
121,294
408,790
521,119
103,992
417,127
1,076
1,080,352

29,879
13,443
16,436
0
565,010
205,755
359,255
566,099
199,047
367,052
997
1,161,985

31,197
14,066
17,131
1,143
625,683
162,188
463,495
604,552
0
604,552
317
1,262,892

32,679
14,430
18,249
1,375
653,507
175,966
477,541
611,409
0
611,409
0
1,298,970

35,668
15,747
19,921
1,481
711,989
191,198
520,791
646,002
0
646,002
0
1,395,140

37,731
16,658
21,073
1,481
729,212
192,880
536,332
653,924
0
653,924
0
1,422,348

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total

0
61
0
83
546
18,994
120
1,817
21,621

0
64
434
247
0
14,881
0
1,710
17,336

45
78
964
378
250
9,682
0
1,943
13,340

48
80
998
378
250
3,913
0
2,028
7,695

51
85
1,066
378
250
4,170
0
2,191
8,191

53
88
1,104
378
250
4,383
0
2,190
8,446

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

6,355
73
12,780
5,816
356,696
381,720

412
92
13,513
(80)
321,424
335,361

6,337
99
15,693
0
395,111
417,240

6,527
99
16,344
0
414,895
437,865

6,723
99
17,330
0
435,681
459,833

6,925
99
18,223
0
457,491
482,738

28,700

27,478

31,694

32,484

34,130

34,971

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Justice Center
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

EDUCATION
Education, Department of

FY 2014 Mid-Year Update

T-162

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE STATE FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results
28,700
28,700

FY 2013
Results
27,478
27,478

FY 2014
Updated
31,694
31,694

FY 2015
Projected
32,484
32,484

FY 2016
Projected
34,130
34,130

FY 2017
Projected
34,971
34,971

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Gaming Commission, New York State
General Services, Office of
Lottery, Division of the
Racing and Wagering Board, State
State, Department of
Taxation and Finance, Department of
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

2,081
241
164
0
1,495
9,822
2,283
7,368
11,633
46
41,151
76,284

2,273
155
178
0
1,534
10,327
2,786
8,918
20,255
22
40,689
87,137

2,297
168
208
19,158
2,136
0
0
10,909
19,213
0
50,323
104,412

2,402
172
225
19,482
2,208
0
0
11,304
23,239
0
51,569
110,601

2,599
176
225
19,482
2,354
0
0
12,043
24,192
0
55,269
116,340

2,625
176
225
19,482
2,444
0
0
12,409
24,881
0
57,403
119,645

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Functional Total

2,689
29,257
8,163
40,109

1,487
22,743
9,577
33,807

1,582
26,300
14,962
42,844

1,653
24,700
15,692
42,045

1,778
25,200
16,611
43,589

1,845
25,200
17,245
44,290

1,140
1,140

1,070
1,070

1,404
1,404

1,487
1,487

1,566
1,566

1,613
1,613

1,872,866

1,886,573

2,136,336

2,205,132

2,349,982

2,413,928

All Other
Functional Total

ALL OTHER CATEGORIES

Miscellaneous
Functional Total
TOTAL GENERAL STATE CHARGES SPENDING

FY 2014 Mid-Year Update

T-163

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE FEDERAL FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT

Economic Development, Department of
Functional Total

2,908
2,908

5,246
5,246

6,100
6,100

100
100

100
100

100
100

PARKS AND THE ENVIRONMENT

Parks, Recreation and Historic Preservation, Office of
Functional Total

3,638
3,638

1,245
1,245

1,270
1,270

1,270
1,270

1,270
1,270

1,270
1,270

18,475
31,448
49,923

14,243
33,913
48,156

16,000
40,103
56,103

16,000
40,103
56,103

16,000
40,103
56,103

16,000
40,103
56,103

106,192
26,199,265
24,478,353
443,084
1,277,828
26,305,457

93,913
25,583,178
23,421,441
518,249
1,643,488
25,677,091

92,769
26,922,255
24,957,489
530,150
1,434,616
27,015,024

92,769
30,535,391
28,595,148
505,450
1,434,793
30,628,160

92,769
33,302,367
31,347,288
445,950
1,509,129
33,395,136

92,769
36,673,231
34,654,388
445,950
1,572,893
36,766,000

1,166,421
1,166,421
272,339
161,018
3,496,271
2,520,426
975,845
5,096,049

988,393
988,393
103,497
158,725
3,415,010
2,582,631
832,379
4,665,625

967,800
967,800
89,434
150,130
3,511,676
2,626,576
885,100
4,719,040

967,800
967,800
89,434
150,130
3,511,676
2,626,576
885,100
4,719,040

967,800
967,800
89,434
150,130
3,511,676
2,626,576
885,100
4,719,040

967,800
967,800
89,434
150,130
3,511,676
2,626,576
885,100
4,719,040

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Functional Total
SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Functional Total

122,690
122,690
47,523
47,523
(4,279)
(4,279)
165,934

106,566
106,566
36,515
36,515
8,617
8,617
151,698

104,579
104,579
40,930
40,930
0
0
145,509

104,579
104,579
40,930
40,930
0
0
145,509

101,842
101,842
40,930
40,930
0
0
142,772

101,842
101,842
40,930
40,930
0
0
142,772

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
Victim Services, Office of
Functional Total

547
37,363
0
408,619
(192)
39,595
485,932

0
29,756
0
1,353,872
0
32,005
1,415,633

0
18,800
5,135,000
258,771
0
30,128
5,442,699

0
18,800
2,481,000
258,771
0
30,128
2,788,699

0
18,800
1,015,000
258,771
0
30,128
1,322,699

0
18,800
500,000
378,771
0
30,128
927,699

HIGHER EDUCATION
Higher Education Services Corporation, New York State
State University of New York
Functional Total

521
10,041
10,562

216
1,466
1,682

0
7,941
7,941

0
7,941
7,941

0
7,941
7,941

0
7,941
7,941

1,711
4,726,296
3,559,176
1,111,348
55,772
4,728,007

0
3,232,218
2,455,030
656,988
120,200
3,232,218

420
3,811,905
2,867,800
789,300
154,805
3,812,325

420
3,912,605
2,948,300
805,300
159,005
3,913,025

420
3,981,640
3,021,200
821,700
138,740
3,982,060

420
3,945,900
3,042,900
829,920
73,080
3,946,320

GENERAL GOVERNMENT
Elections, State Board of
General Services, Office of
State, Department of
Functional Total

8,910
0
63,698
72,608

1,424
0
32,302
33,726

1,500
250
41,546
43,296

100
250
69,368
69,718

0
250
55,457
55,707

0
250
55,457
55,707

ALL OTHER CATEGORIES

Miscellaneous
Functional Total

(273,064)
(273,064)

(256,467)
(256,467)

(973,000)
(973,000)

(981,000)
(981,000)

(981,000)
(981,000)

(981,000)
(981,000)

EDUCATION
Arts, Council on the
Education, Department of
School Aid
Special Education Categorical Programs
All Other
Functional Total

TOTAL LOCAL ASSISTANCE GRANTS SPENDING

FY 2014 Mid-Year Update

36,647,954

34,975,853

40,276,307

41,348,565

42,701,828

45,641,952

T-164

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE FEDERAL FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Financial Services, Department of
Public Service Department
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

2,948
271
1,318
4,537

2,995
277
1,710
4,982

3,004
0
1,660
4,664

3,034
0
1,230
4,264

3,064
0
1,230
4,294

3,094
0
1,230
4,324

25,095
1,027
26,122

26,455
1,237
27,692

26,232
1,015
27,247

26,673
1,037
27,710

27,118
1,053
28,171

27,113
1,053
28,166

1,200
3,912
5,112

1,046
4,188
5,234

2,110
5,152
7,262

2,168
5,264
7,432

2,275
5,387
7,662

2,314
5,387
7,701

6,047
51,547
51,547
19,739
77,333

5,747
47,821
47,821
18,140
71,708

7,061
64,687
64,687
18,551
90,299

7,320
74,238
74,238
19,516
101,074

7,502
91,998
91,998
19,980
119,480

7,470
103,466
103,466
19,982
130,918

26,067
26,067
7,533
2,741
211,085
382
102,745
102,745
350,553

25,191
25,191
7,532
2,490
218,292
341
73,474
73,474
327,320

27,565
27,565
7,714
2,920
212,836
358
74,877
74,877
326,270

28,376
28,376
7,916
3,012
216,878
362
77,327
77,327
333,871

28,984
28,984
8,208
3,110
221,674
362
80,019
80,019
342,357

28,984
28,984
8,290
3,110
221,527
362
80,820
80,820
343,093

4,886
4,886
980
0
855
855
123
123
1,328
8,172

4,637
4,637
818
0
879
879
0
0
620
6,954

5,525
5,525
1,004
145
584
584
116
116
53
7,427

5,076
5,076
1,230
145
584
584
116
116
61
7,212

5,127
5,127
1,253
145
584
584
116
116
69
7,294

5,179
5,179
1,253
145
584
584
116
116
77
7,354

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
State Police, Division of
Victim Services, Office of
Functional Total

2,425
9,710
0
7,998
22,012
9,612
1,289
53,046

6,764
10,008
0
11,008
21,456
6,657
1,023
56,916

22,198
5,253
22,396
6,271
11,957
5,150
1,515
74,740

17,043
5,397
0
6,371
11,957
5,200
1,578
47,546

16,712
5,560
0
6,490
11,957
5,200
1,657
47,576

16,712
5,602
0
6,490
11,957
5,200
1,658
47,619

HIGHER EDUCATION
Higher Education Services Corporation, New York State
State University of New York
Functional Total

139
8,350
8,489

84
8,683
8,767

836
7,229
8,065

836
7,229
8,065

836
7,229
8,065

836
7,229
8,065

EDUCATION
Education, Department of
Special Education Categorical Programs
All Other
Functional Total

77,898
0
77,898
77,898

77,813
9,672
68,141
77,813

82,875
0
82,875
82,875

84,597
0
84,597
84,597

87,703
0
87,703
87,703

84,486
0
84,486
84,486

GENERAL GOVERNMENT
Elections, State Board of
Prevention of Domestic Violence, Office for
State, Department of
Veterans' Affairs, Division of

40
23
3,104
421

0
48
2,945
330

0
0
3,561
767

0
0
3,663
782

0
0
3,731
796

0
0
3,731
796

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Functional Total
SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Developmental Disabilities Planning Council
Justice Center
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

FY 2014 Mid-Year Update

T-165

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE FEDERAL FUNDS
PERSONAL SERVICE
(thousands of dollars)

Functional Total
ELECTED OFFICIALS
Judiciary
Law, Department of
Functional Total
TOTAL PERSONAL SERVICE SPENDING

FY 2014 Mid-Year Update

FY 2012
Results
3,588

FY 2013
Results
3,323

FY 2014
Updated
4,328

FY 2015
Projected
4,445

FY 2016
Projected
4,527

FY 2017
Projected
4,527

1,899
16,688
18,587

1,094
17,303
18,397

0
19,689
19,689

0
20,027
20,027

0
20,396
20,396

0
20,549
20,549

633,437

609,106

652,866

646,243

677,525

686,802

T-166

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE FEDERAL FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development, Department of
Financial Services, Department of
Public Service Department
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

8,868
0
730
178
9,776

8,779
283
536
51
9,649

9,860
245
0
65
10,170

10,046
245
0
193
10,484

10,250
245
0
193
10,688

10,457
245
0
259
10,961

55
23,815
2,700
26,570

100
17,398
2,317
19,815

350
16,756
1,085
18,191

350
16,756
1,110
18,216

350
16,756
1,110
18,216

350
16,756
1,110
18,216

2,146
2,604
4,750

3,707
4,415
8,122

3,485
2,623
6,108

3,556
2,675
6,231

3,632
2,745
6,377

3,704
2,745
6,449

HEALTH
Aging, Office for the
Health, Department of
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Functional Total

1,250
181,221
0
181,221
7,043
189,514

990
160,850
0
160,850
5,239
167,079

1,018
164,674
125,800
38,874
10,976
176,668

1,018
164,705
125,800
38,905
11,296
177,019

1,018
164,737
125,800
38,937
11,322
177,077

1,018
164,739
125,800
38,939
11,322
177,079

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Functional Total

61,794
61,794
1,813
2,521
115,134
20,892
66,578
66,578
268,732

59,969
59,969
1,519
1,681
98,982
17,163
57,426
57,426
236,740

61,226
61,226
2,299
1,513
105,482
13,646
65,251
65,251
249,417

62,765
62,765
2,375
1,555
93,641
13,860
65,316
65,316
239,512

62,776
62,776
2,414
1,598
93,721
13,860
66,994
66,994
241,363

62,776
62,776
2,470
1,598
93,719
13,860
68,663
68,663
243,086

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Developmental Disabilities Planning Council
Justice Center
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

1,564
1,564
1,593
0
638
638
1,882
1,882
4,359
10,036

689
689
1,872
0
467
467
126
126
5,084
8,238

1,568
1,568
2,630
257
153
153
14,361
14,361
6,741
25,710

1,627
1,627
2,278
257
153
153
14,361
14,361
6,975
25,651

1,661
1,661
2,229
257
153
153
14,361
14,361
7,208
25,869

1,710
1,710
2,201
257
153
153
14,361
14,361
7,191
25,873

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
State Police, Division of
Victim Services, Office of
Functional Total

908
8,499
0
13,748
11,617
11,068
366
46,206

19,094
9,949
0
9,294
11,876
10,193
446
60,852

1,277
6,611
87,751
6,812
22,106
2,500
502
127,559

1,311
6,615
0
6,812
22,591
2,500
502
40,331

1,311
6,618
0
6,812
22,503
2,500
502
40,246

1,311
6,749
0
6,812
22,290
2,500
512
40,174

HIGHER EDUCATION
City University of New York
Higher Education Services Corporation, New York State
State University of New York
Functional Total

0
4,222
293,655
297,877

278
5,703
281,197
287,178

0
5,797
227,631
233,428

0
5,797
227,631
233,428

0
5,797
227,631
233,428

0
5,797
227,631
233,428

0
65,623
0
65,623
65,623

0
64,639
2,753
61,886
64,639

100
173,064
0
173,064
173,164

100
173,381
0
173,381
173,481

100
150,117
0
150,117
150,217

100
62,617
0
62,617
62,717

PARKS AND THE ENVIRONMENT

Adirondack Park Agency
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

EDUCATION
Arts, Council on the
Education, Department of
Special Education Categorical Programs
All Other
Functional Total

FY 2014 Mid-Year Update

T-167

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE FEDERAL FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2012
Results

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

GENERAL GOVERNMENT
Elections, State Board of
General Services, Office of
State, Department of
Taxation and Finance, Department of
Veterans' Affairs, Division of
Workers' Compensation Board
Functional Total

(1,148)
6,249
807
676
142
4,510
11,236

4,762
5,057
674
426
120
5,371
16,410

22,000
4,987
3,986
1,215
565
3,624
36,377

3,000
4,987
4,024
1,220
578
3,624
17,433

0
4,987
4,039
1,220
592
3,624
14,462

0
4,987
4,039
1,220
592
3,624
14,462

ELECTED OFFICIALS
Judiciary
Law, Department of
Functional Total

4,806
8,522
13,328

4,727
6,781
11,508

6,500
8,463
14,963

6,500
8,549
15,049

6,500
8,836
15,336

6,500
9,003
15,503

943,648

890,230

1,071,755

956,835

933,279

847,948

TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

FY 2014 Mid-Year Update

T-168

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE FEDERAL FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Financial Services, Department of
Public Service Department
Functional Total

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

1,082
134
812
2,028

1,155
83
642
1,880

1,764
0
629
2,393

1,690
0
685
2,375

1,783
0
716
2,499

1,856
0
738
2,594

12,388
0
12,388

10,507
0
10,507

10,141
511
10,652

10,392
621
11,013

10,671
630
11,301

10,668
630
11,298

477
2,291
2,768

170
1,976
2,146

1,240
3,033
4,273

1,208
2,970
4,178

1,324
3,169
4,493

1,387
3,169
4,556

0
23,931
23,931
8,771
32,702

0
7,857
7,857
8,911
16,768

235
26,174
26,174
11,063
37,472

235
26,742
26,742
11,277
38,254

235
27,816
27,816
11,575
39,626

235
28,351
28,351
11,585
40,171

10,804
10,804
3,583
49
93,601
42,357
42,357
150,394

11,262
11,262
3,336
0
106,214
40,498
40,498
161,310

8,931
8,931
4,611
2,075
124,434
44,463
44,463
184,514

9,236
9,236
4,873
2,203
120,608
44,973
44,973
181,893

9,608
9,608
4,820
2,330
128,967
44,973
44,973
190,698

9,608
9,608
4,820
2,330
132,750
44,973
44,973
194,481

0
0
1,335
0
306
306
47
47
632
2,320

0
0
391
0
352
352
0
0
422
1,165

2,367
2,367
566
82
343
343
74
74
44
3,476

2,844
2,844
692
82
326
326
74
74
34
4,052

2,854
2,854
718
82
340
340
74
74
41
4,109

2,988
2,988
746
82
349
349
74
74
50
4,289

PUBLIC PROTECTION/CRIMINAL JUSTICE

Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
State Police, Division of
Victim Services, Office of
Functional Total

1,120
314
3,896
5,475
378
0
11,183

661
372
2,198
2
402
0
3,635

1,431
3,086
2,916
7,025
0
354
14,812

1,433
1,622
2,916
6,660
0
354
12,985

1,433
3,235
2,916
6,959
0
372
14,915

1,415
3,360
2,916
7,172
0
372
15,235

HIGHER EDUCATION
Higher Education Services Corporation, New York State
State University of New York
Functional Total

14
54
68

60
148
208

419
51
470

419
51
470

419
51
470

419
51
470

38,931
0
38,931
38,931

32,485
4,515
27,970
32,485

45,608
0
45,608
45,608

48,921
0
48,921
48,921

50,417
0
50,417
50,417

49,907
0
49,907
49,907

126
1,613
1
233
1,973

0
1,433
0
153
1,586

0
2,652
0
350
3,002

0
2,577
0
350
2,927

0
2,709
0
350
3,059

0
2,792
0
350
3,142

PARKS AND THE ENVIRONMENT

Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Functional Total
SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Developmental Disabilities Planning Council
Justice Center
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

EDUCATION
Education, Department of
Special Education Categorical Programs
All Other
Functional Total
GENERAL GOVERNMENT
Elections, State Board of
State, Department of
Taxation and Finance, Department of
Veterans' Affairs, Division of
Functional Total

FY 2014 Mid-Year Update

T-169

CASH DISBURSEMENTS BY FUNCTION

SPECIAL REVENUE FEDERAL FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2012
Results

ELECTED OFFICIALS
Judiciary
Law, Department of
Functional Total
TOTAL GENERAL STATE CHARGES SPENDING

FY 2014 Mid-Year Update

FY 2013
Results

FY 2014
Updated

FY 2015
Projected

FY 2016
Projected

FY 2017
Projected

79
7,165
7,244

46
7,606
7,652

0
11,567
11,567

0
11,154
11,154

0
11,870
11,870

0
12,325
12,325

261,999

239,342

318,239

318,222

333,457

338,468

T-170

GeneralFundTransfersFromOtherFunds
(thousandsofdollars)

AccountName

FY2013
Results

FY2014
Updated

FY2016
Projected

FY2017
Projected

RBTFDedicatedPITinexcessofDebtService

8,327,795

8,839,965

9,114,906 9,555,910

10,040,895

STBFSalesTaxBondFund

2,894,313

2,934,297

2,971,322

2,954,939

LGACDedicatedSalesTaxinexcessofDebtService

2,415,888

2,545,336

2,660,536

2,803,448

2,916,080

CWCARealEstateTransferTaxinexcessofDebtService

541,014

531,650

607,674 683,477

738,900

TotalAllOtherTransfers
ABO
339.22138
AG&MKTS
261.25000
AG&MKTS
265.25100
AG&MKTS
339.22020
AG&MKTS
339.22149
AG&MKTS
339.22150
AG&MKTS
339.219XX
CIVSVC
339.22065
CQCAPD
020.20162
CQCAPD
339.22056
DCJS
339.21945
DFS
339.21994
DMV
339.21976
DMV
339.22087
DMV
339.22094
DOB
339.22024
DOB
339.22073
DOB
339.22162
DOCCS
059.20751
DOH
265.25100
DOH
339.21902
DOH
339.21915
DOH
339.21920
DOH
339.21922
DOH
339.21965
DOH
339.21993
DOH
339.22075
DOH
339.22091
DOH
339.22097
DOH
339.22101
DOH
339.22103
DOH
339.22110
DOH
339.22131
DOH
339.22139
DOT
225.23651
DOT
225.23652
DOT
339.21933
DSP
354.22802
ECONDEV
339.22042
ENCON
301.21053
ENCON
301.21054
ENCON
301.21060
ENCON
301.21080
ENCON
301.21084
ENCON
303.21203
ENCON
312.31500
ENCON
355.22851
ENCON
078.304CC
HSES
290.25300
HSES
339.21944
HSES
339.22123
HUDRVRPK
080.30550
ILS
390.23551
LABOR
339.21923
LABOR
339.21998
LABOR
482.23601
OASAS
339.22060
OASAS
346.22700
OCFS
265.25100
OCFS
267.25200
OCFS
307.21351

648,562
39
631

6

30
677
1,566
130
62
20,235

6
4,500
606
22,554
50
833
2

885

1,086
2
216
2
8
21
5
2,000
2,252
9
1
73
5,363
223
803
66,797
131
5,946

523
131
1,300

24,965
60


1,350
20,000
88
3,000
10,572
1,500
6,500
94
1,000
28,073
427
7

1,069,614
39
450
50

200
30
139
1,566

62
8,377
1,200
6
15,368
606
22,554

833


885
96,656
1,086
2
216
2
8
21
5

2,252
9

73


803
100,800
131
5,946
48
523
131
1,300
574
28,750
60
15,000
10,000
1,350
20,000

11,000
8,372

3,211


12,670
900
7

767,662
39
450
50

200
30
139
1,566

62
8,179

6
15,368
606
22,554

833

885
64,563
1,086
2
216
2
8
21
5

2,252
9

73

803
100,800
131

48
523
131
1,300
574
28,750
60

2,000
1,350

8,372

3,211

12,670
900
7

725,924
39
450
50

200
30
139
1,566

62
7,859

6
15,368
606
22,554

833


885
64,563
1,086
2
216
2
8
21
5

2,252
9

73


803
100,800
131

48
523
131
1,300
574
28,750
60


1,350



8,372

3,211


12,670
900
7

SendingAgency

SFSFund

AuthorityBudgetOffice
FederalUSDA/FNS
FederalHHS
CommercialFeedLicenses
MotorFuelQuality
WeightsMeasure
A&MAggregated
Examination&MiscellaneousRevenue
Disability/TechnicalAssistance
FederalSalarySharing
CriminalJusticeImprovement
InsuranceDepartment
MotorcycleSafety
DMVCompulsoryInsuranceFund
AccidentPreventionCourse
RevenueArrearage
FederalLiability
Systems&Technology
Alcohol&SubstanceAbuse
FederalHHS
StatewidePlanning&Research
QualityCare
CertificateofNeed
RetirementCommunity
RadiologicalHealthProtection
RadonDetectionDevice
FuneralDirectingProgram
AdultHomeQualityEnhancement
LocalPublicHealth
EPICPremiumAccount
VitalRecordsManagement
AssistedLivingResidentialQuality
MedicaidInquiry
PatientSafety
MobilityTaxTrustAccount
MTAAidTrustAccount
TransportationSurplusProperty
MotorVehicleEnforcement
DEDMarketing
WasteTireManagement/Recycle
Oil&GasAccount
IndirectCharge
EnconMagazine
MinedLandReclamation
OilSpillDEC
HazardousWaste
GreatLakesProtection
EnvironmentalProtectionFund
FederalOperatingGrant
Radiology
PublicSafetyCommunicationsFund
HudsonRiverParkFund
IndigentLegal
DOLFeePenalty
PublicWorkEnforcementFund
UISpecialInterest&Penalty
CredentialingServices
SubstanceAbuseServices
FederalHHS
FederalEducation
EquipmentLoanFund

FY 2014 Mid-Year Update

FY2015
Projected

722,670
39
450
50

200
30
139
1,566

62
7,874

6
15,368
606
22,554

833


885
64,563
1,086
2
216
2
8
21
5

2,252
9

73


803
100,800
131

48
523
131
1,300
574
28,750
60


1,350



8,372

3,211


12,670
900
7

T-171

GeneralFundTransfersFromOtherFunds
(thousandsofdollars)

SendingAgency

SFSFund

AccountName

OCFS
OCFS
OCFS
OCFS
OER
OGS
OGS
OMIG
OTDA
OTDA
OTDA
PARKS
PARKS
PUBSVC
PUBSVC
RACING
SEDOTH
SEDOTH
SEDOTH
SEDOTH
SEDOTH
SEDOTH
SEDOTH
SEDOTH
SPECREV
SPECREV
STATE
STATE
STATE
STATE
STATE
STATE
SUNY
SUNY
TAX
TAX
TSCR

339.21961
339.22028
339.22108
339.22186
339.22002
339.219YL
339.219YN
265.25100
261.25000
265.25100
290.25300
339.21930
339.22163
339.22093
339.22172
339.22003
050.20451
050.20452
052.20501
054.20601
339.21969
339.22051
339.22166
365.23051
339.21900
339.21900
339.21904
339.21921
339.21977
339.21996
339.22021
339.22044
345.22653
345.22656
339.22004
339.22078
339.22169

Training,Management&EvaluationFund
CentralRegistry
HwyRev/SocSecAdmin
YouthFacilityPerDiemFund
TrainingMaterials&RegisterFees
OGSBuildingAdministration
OGSStandards&PurchaseAccount
FederalHHS
FederalUSDA/FNS
FederalHHS
FederalOperatingGrant
ILoveNYWater
Parks&RecreationPatronServices
ConsumerOwnedCoinOperatedTelephone
UndergroundFacilitiesSafetyTraining
BellJarCollection
TuitionReimbursementFund
ProprietaryVocationalSchoolSupervisionFund
LocalGovernmentRecordsManagementImprovement
CharterSchoolsStimulusFund
TeacherCertification
ProfessionalEducationServices
TeacherEducationAccreditation
VocationalRehabilitationFund
ReserveforTransactionRisks
FundSweeps
FirePrevention/Code
LobbyingEnforcement
BusinessLicenses
FireProtection
RegulationofManufacturedHousingAccount
TugHillAdministration
SUNYIncomeFundRevenues
SUNYHospitalsDebtService
Industrial&UtilityServicesAccount
LocalServices
TribalStateCompact

TOTALTRANSFERSFROMOTHERFUNDS

FY 2014 Mid-Year Update

FY2013
Results

FY2014
Updated

FY2015
Projected

FY2016
Projected

FY2017
Projected

488
1,822
50
75,479

1,000
3,000

46,371
142,230
8
64

3
175

23
297
782
666
861
2,777
21
32


14,360
2
40,574
13
100
10
38,000
41,546
441
26
1

4,822

87,452
58
1,000
3,000
3,700
30,100
164,800

64


175
202
23
297
782

861
2,777

32
(105,046)
57,200
14,810

32,612
13
100
10
26,000
60,832
441
26
308,200

4,822

121,672

31,000
3,000
3,700
30,100
102,800

64
709

175
202
23
297
782

861
2,777

32
(105,009)
59,800
14,810

29,437
13
100
10
33,362
47,322
441
26
103,500

4,822

111,534

1,000
3,000
3,700
30,100
102,800

64
903

175
202
23
297
782

861
2,777

32
(109,989)
60,100
14,810

31,045
13
100
10
38,843
42,170
441
26
103,500

4,822

111,534

1,000
3,000
3,700
30,100
102,800

64
903

175
202
23
297
782

861
2,777

32
(110,007)
59,200
14,810

33,259
13
100
10
44,422
38,564
441
26
103,500

11,933,259

15,880,878

16,085,075

16,736,827

17,376,738

T-172

GeneralFundTransfersToOtherFunds
(thousandsofdollars)
FY2013
Results

FY2014
Updated

FY2015
Projected

FY2016
Projected

FY2017
Projected

TransferstoStateShareMedicaid

2,846,027

1,813,142

1,338,392

1,311,497

1,278,964

TransferstoDebtServiceFunds

1,646,591

1,645,522

1,165,389

1,452,496

1,344,505

TransferstoCapitalProjectsFunds

916,019

1,227,115

1,383,813

1,400,013

1,798,554

TransferstoSUNYUniversityOperations

340,350

970,708

971,259 971,259

971,259

TotalAllOtherTransfers
ABC
339.22033
CIVSVC
396.55300
CIVSVC
396.55301
DCJS
339.22015
DHCR
316.40250
DMNA
339.22171
DOCCS
397.55350
DOH
020.20143
020.20155
DOH
DOH
020.20183
DOH
319.40300
DOH
339.22147
DOT
225.23651
DOT
313.21401
DOT
313.21402
ENCON
301.21067
ENCON
301.21081
ENCON
302.21150
FPADJ
020.20100
ILS
390.23551
ITS
334.55069
JUDICIAR
340.22501
JUDICIAR
368.23151
OCFS
020.20128
339.21907
OPWDD
OPWDD
339.21909
OSC
339.22084
PARKS
339.22163
SCI
339.22161
SED
160.20901
SEDOTH
054.20601
SEDOTH
339.22032
SEDOTH
339.22053
SFS
339.22074
SUNY
345.22653
SUNY
345.22654
SUNY
345.22656
SUNY
345.22656
SUNY
345.22657
TAX
334.55057
TAX
339.22168
TSCR
339.22169

1,043,749
16,873
7,561
801
16,000
2,629
2,087
9,500
280
528
212
18,649
2,500
277,136
12,000
38,048

261
180

34,471
14,000
111,559
8,633



12


40,000
4,837
900
900
48,000

8,318
209,361
80,817
15,828
60,868

3,044,790
18,151
7,843
240
16,000
1,000
2,087
9,500
250
650
150
16,079

331,690
12,000
36,500
245


100,000
40,000
40,000
107,000
4,900
622
1,191,462
647,790

2,408
12,073
10,000
4,837
900
900
52,600

8,318
228,175
66,939

65,481
3,000
5,000

4,003,311
19,851
7,843
240
16,000
1,000
2,087
9,500
250
650
150
16,079

333,750
12,000
36,500

100,000
40,000
14,000
108,100
8,700
622
1,855,114
982,691

11,373

4,837
900
900
55,200

8,318
228,175
60,000

65,481
3,000

4,547,551
19,851
7,843
240
16,000
1,000
2,087
9,500
250
650
150
16,079

333,750
12,000
36,500

100,000
40,000
6,000
109,000
8,800
622
2,104,002
1,296,416

4,837
900
900
55,200

8,318
228,175
60,000

65,481
3,000

4,853,775
19,851
7,843
240
16,000
1,000
2,087
9,500
250
650
150
16,079

333,750
12,000
36,500



100,000
40,000
10,000
109,000
8,800
622
2,286,745
1,401,646




4,837
900
900
55,200
14,251
8,318
228,175
60,000

65,481
3,000

6,792,736

8,701,277

8,862,164

9,682,816

10,247,057

ReceivingAgenc SFSFund

AccountName

AlcoholBeverageControl
HealthInsuranceInternalService
EmployeeBenefitDivisionAdministration
FinancialCrimesRevenueFund
HousingDebt
RecruitmentIncentive&Retention
CorrectionalIndustries
Alzheimer'sDiseaseResearch&Assistance
BreastCancerResearch&Education
ProstateCancerResearch,Detection&Education
DOHIncomeFund
QualityofCare
MobilityTaxTrustFund
PublicTransportationSystems
MetropolitanMassTransportation
RecreationFund
EnvironmentEnforcement
Conservation
CombinedExpendableTrust
IndigentLegalServices
CentralizedTechnologyServices
CourtFacilitiesIncentiveAidFund
NYCCountyClerkOperationsOffsetFund
WBHoytMemorial
MentalHygieneProgramFund
MentalHygienePatientIncomeFund
FederalSeizedAssets
PatronServicesFund
EmpireStateStemCellTrust
EducationOffsetsLottery
CharterSchoolsStimulusFund
BataviaSchoolfortheBlindFund
RomeSchoolfortheDeafFund
FMSAccount
SUNYIncomeFundRevenues
SUNYIncomeOffsetLoanRepayment
SUNYDisproportionateShare
SUNYHospitalOperations
SUNYStabilizationFund
BankingService
TaxRevenueArrearage
TribalStateCompact

TOTALTRANSFERSTOOTHERFUNDS

FY 2014 Mid-Year Update

T-173

FY 2014 Mid-Year Update

T-174

46,296
(39,333)
0
6,963

Otherfinancingsources(uses):
TransfersfromOtherFunds
TransferstoOtherFunds
BondandNoteProceeds
Netotherfinancingsources(uses)

ClosingFundBalance

40,232
7,568
4,923
0
0
52,723

Disbursements:
GrantstoLocalGovernments
StateOperations
GeneralStatecharges
DebtService
CapitalProjects
Totaldisbursements

42,453
3,306
2
45,761

Receipts:
Taxes
MiscellaneousReceipts
FederalGrants
Totalreceipts

ChangeinFundBalance

OpeningFundBalance

General
Fund

21

0
1,131

0
0
0
0

0
0
0
0
0
0

0
0
0
0

21

Contingency
ReserveFund

0
0
0
0

0
0
0
0
0
0

0
0
0
0

1,131

Tax
Stabilization
ReserveFund

68

(25)

0
0
0
0

25
0
0
0
0
25

0
0
0
0

93

Community
Projects
Fund

CASHCOMBININGSTATEMENT
GENERALFUND
FY2014
(millionsofdollars)

175

0
0
0
0

0
0
0
0
0
0

0
0
0
0

175

RainyDay
ReserveFund

407

217

390
(173)
0
217

0
0
0
0
0
0

0
0
0
0

190

Refund
Reserve

(30,804)
30,804
0
0

0
0
0
0
0
0

0
0
0
0

Eliminations

1,803

193

15,882
(8,702)
0
7,180

40,257
7,568
4,923
0
0
52,748

42,453
3,306
2
45,761

1,610

Total

FY 2014 Mid-Year Update

T-175

16,737
0
23,042
650
23,692
0
22,095
0
0
0
22,095
0
0
0
0
1,597
18,334

OpeningFundBalance

Receipts:
Taxes
MiscellaneousReceipts
FederalGrants
TotalReceipts

Disbursements:
GrantstoLocalGovernments
StateOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
Bond&NoteProceeds
NetOtherFinancingSources(Uses)
ChangeinFundBalance
ClosingFundBalance

331,690
0
0
331,690
(8,353)
127,018

1,908,733
0
0
0
0
1,908,733

1,378,000
190,690
0
1,568,690

135,371

0
(31,441)
0
(31,441)
0
(3,120)

2,008,550
63,998
10,655
0
0
2,083,203

0
98,900
2,015,744
2,114,644

(3,120)

261

225

221

7,000
1,252
417
0
0
8,669
0
0
0
0
331
7,329

5,267
5,151
1,035
0
5,000
16,453

0
9,000
0
9,000

6,998

023

103,172
0
0
103,172
6,890
71,020

0
144
0
0
0
144

Disbursements:
GrantstoLocalGovernments
StateOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

0
(79,829)
0
(79,829)

64,130

020

0
0
0
0
(2)
2,195

0
142
0
142

Receipts:
Taxes
MiscellaneousReceipts
FederalGrants
TotalReceipts

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
Bond&NoteProceeds
NetOtherFinancingSources(Uses)
ChangeinFundBalance
ClosingFundBalance

2,197

OpeningFundBalance

019

0
(2,936,114)
0
(2,936,114)
0
(44,637)

30,413,507
470,808
96,439
0
0
30,980,754

0
49,479
33,867,389
33,916,868

(44,637)

265

300
(7)
0
293
(8)
108

0
420
171
0
0
591

0
290
0
290

116

024

0
(11,552)
0
(11,552)
0
1,293

2,840,251
533,253
46,521
0
0
3,420,025

0
2,755
3,428,822
3,431,577

1,293

267

300
0
0
300
2
43

0
238
125
0
0
363

0
65
0
65

41

025

0
0
0
0
0
0

350
1,079
88
0
0
1,517

0
0
1,517
1,517

269

0
(562)
0
(562)
48
6,065

0
2,349
798
0
0
3,147

0
3,757
0
3,757

6,017

050

CASHCOMBININGSTATEMENT
SPECIALREVENUEFUNDS
FY2014
(thousandsofdollars)

500
(25,556)
0
(25,056)
0
(3,103)

5,463,615
337,347
40,135
0
0
5,841,097

0
(23,281)
5,889,434
5,866,153

(3,103)

290

0
(1,383)
0
(1,383)
(302)
3,241

5,056
2,118
978
0
0
8,152

0
9,233
0
9,233

3,543

052

0
(78)
0
(78)
15
1,765

0
3,607
0
0
0
3,607

0
3,700
0
3,700

1,750

300

0
0
0
0
0
0

3,419,375
0
0
0
0
3,419,375

3,419,375
0
0
3,419,375

053

21,352
(14,099)
0
7,253
(8,045)
(40,074)

0
71,173
20,223
0
0
91,396

0
76,098
0
76,098

(32,029)

301

4,837
0
0
4,837
0
5,253

4,837
0
0
0
0
4,837

0
0
0
0

5,253

054

75
(1,871)
0
(1,796)
(1,241)
89,517

0
39,262
13,827
0
0
53,089

0
53,644
0
53,644

90,758

302

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0

059

20,306
(37,649)
0
(17,343)
2,404
12,755

0
24,667
4,407
0
0
29,074

0
48,821
0
48,821

10,351

303

0
(345,893)
0
(345,893)
(17,993)
5

5,223,805
54,046
3,849
0
0
5,281,700

1,060,000
4,549,600
0
5,609,600

17,998

061

0
0
0
0
1,950
3,832

0
29,971
11,188
0
0
41,159

0
43,109
0
43,109

1,882

305

0
0
0
0
(2,672)
69,398

679,939
0
0
0
6,000
685,939

493,100
190,167
0
683,267

72,070

073

0
0
0
0
100
8,811

0
12,700
200
0
0
12,900

0
13,000
0
13,000

8,711

306

50,000
(40,962)
0
9,038
(53,000)
45,853

3,181,800
146,235
13,879
0
0
3,341,914

0
3,279,876
0
3,279,876

98,853

160

FY 2014 Mid-Year Update

T-176

0
871
334
0
0
1,205

Disbursements:
GrantstoLocalGovernments
StateOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
0
0
0
0
3
369

0
1,208
0
1,208

Receipts:
Taxes
MiscellaneousReceipts
FederalGrants
TotalReceipts

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
Bond&NoteProceeds
NetOtherFinancingSources(Uses)
ChangeinFundBalance
ClosingFundBalance

366

OpeningFundBalance

0
(100,800)
0
(100,800)
(65)
3,661

4,537
9,250
78
0
0
13,865

0
114,600
0
114,600

3,726

0
(60)
0
(60)
(101)
51

0
157
44
0
0
201

0
160
0
160

152

355

354

349

0
30,555
13,082
0
0
43,637
0
(209)
0
(209)
(3,346)
(20,244)

2,053,073
3,610
1,600
0
0
2,058,283

0
40,500
0
40,500

(16,898)

314

48,500
(20,000)
0
28,500
(11,383)
201,430

0
79
0
0
0
79

Disbursements:
GrantstoLocalGovernments
StateOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

1,997,000
21,400
0
2,018,400

212,813

313

0
(7)
0
(7)
(23)
502

0
63
0
63

Receipts:
Taxes
MiscellaneousReceipts
FederalGrants
TotalReceipts

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
Bond&NoteProceeds
NetOtherFinancingSources(Uses)
ChangeinFundBalance
ClosingFundBalance

525

OpeningFundBalance

307

0
0
0
0
3,709
3,732

0
0
0
0
0
0

0
3,709
0
3,709

23

359

0
0
0
0
0
77

0
0
0
0
0
0

0
0
0
0

77

318

0
0
0
0
48
9,508

852
0
0
0
0
852

0
900
0
900

9,460

360

0
0
0
0
769
11,108

0
950
0
0
0
950

0
1,719
0
1,719

10,339

321

0
0
0
0
(381)
(3,958)

0
3,449
0
0
0
3,449

0
3,068
0
3,068

(3,577)

362

0
0
0
0
57
3,546

0
58
0
0
0
58

0
115
0
115

3,489

332

CASHCOMBININGSTATEMENT
SPECIALREVENUEFUNDS
FY2014
(thousandsofdollars)

0
(32)
0
(32)
0
147

20
48
0
0
0
68

0
100
0
100

147

365

0
0
0
0
(1,180)
0

0
1,255
0
0
0
1,255

0
75
0
75

1,180

333

0
0
0
0
(478)
(4,620)

0
4,971
2,295
0
0
7,266

0
6,788
0
6,788

(4,142)

366

0
0
0
0
(38)
763

98
0
0
0
0
98

0
60
0
60

801

338

0
0
0
0

1,605

340

4,900
0
0
4,900
17,700
(28,286)

0
23,300
10,400
0
0
33,700

0
46,500
0
46,500

(45,986)

368

0
0
0
0
(4,200)
547

0
20,700
7,500
0
0
28,200

0
24,000
0
24,000

4,747

369

8,519,873 107,000
(2,592,255)
(183)
0
0
5,927,618 106,817
(241,568)
217
632,913
1,822

2,766,653 104,200
4,308,450
1,700
1,625,018
700
0
0
(15)
0
8,700,106 106,600

9
2,530,822
89
2,530,920

874,481

339

0
0
0
0
13,228
129,987

0
88,396
6,337
0
0
94,733

0
107,961
0
107,961

116,759

377

0
0
0
0
0
49

0
0
0
0
0
0

0
0
0
0

49

341

0
0
0
0
10
60

0
75
0
0
0
75

0
85
0
85

50

385

1,555,140
(136,375)
0
1,418,765
7,776
630,718

0
5,282,434
395,111
0
0
5,677,545

0
4,266,556
0
4,266,556

622,942

345

40,000
(11,000)
0
29,000
5,045
62,613

65,400
31,177
378
0
0
96,955

0
73,000
0
73,000

57,568

390

0
0
0
0
38
5,087

6,970
557
0
0
0
7,527

0
7,565
0
7,565

5,049

346

FY 2014 Mid-Year Update

T-177

10,000
287,320
118,374
0
0
415,694

Disbursements:
GrantstoLocalGovernments
StateOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
0
0
0
0
0
52,499

0
58,000
357,694
415,694

Receipts:
Taxes
MiscellaneousReceipts
FederalGrants
TotalReceipts

OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
Bond&NoteProceeds
NetOtherFinancingSources(Uses)
ChangeinFundBalance
ClosingFundBalance

52,499

OpeningFundBalance

480

0
(3,211)
0
(3,211)
(3,587)
543

0
8,614
1,362
0
0
9,976

0
9,600
0
9,600

4,130

482

0
0
0
0
0
2,615

0
7,987
0
0
0
7,987

0
0
7,987
7,987

2,615

484

0
0
0
0
0
(2,648)

142,034
22,829
6,027
0
0
170,890

0
0
170,890
170,890

(2,648)

486

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0

0
.

SRO
2,371,022

SubTotal

0
0
0
0
0
0

10,807,945
(6,311,299)
0
4,496,646
(297,029)
2,073,993

(602,000) 59,713,922
0 11,960,705
0
2,453,575
0
0
0
10,985
(602,000) 74,140,187

0
8,347,484
0 15,860,812
(602,000) 45,138,216
(602,000) 69,346,512

SRF

CASHCOMBININGSTATEMENT
SPECIALREVENUEFUNDS
FY2014
(thousandsofdollars)

(2,915,215)
2,915,215
0
0
0
0

0
0
0
0
0
0

0
0
0
0

Eliminations

7,892,730
(3,396,084)
0
4,496,646
(297,029)
2,073,993

59,713,922
11,960,705
2,453,575
0
10,985
74,140,187

8,347,484
15,860,812
45,138,216
69,346,512

2,371,022

FinancialPlan

FY 2014 Mid-Year Update

T-178

12

42

8,977

339

020.20149-Autism Aware &

020.20150-Emergency Serv

020.20151-Batavia-Charlot

020.20152-Rome-Gifts And

43

3,155

020.20182-Parole Ofcr Mem

020.20183-Prostate Cancer

(3)

020.201DR-Human Rghts Dis

(1)

(5)

020.201PG-DCJS - MUNY Pol

020.201RP-Aging Grants An

020.201RW-RW Johnson Foun

928

020.201MI-RPMI Schoellkpf

020.201HH-OMH Grant & Beq

(1)

117

020.201GW-CCF Grts & Beqs

020.201FF-Ford Foundation

150

(2)

020.201B8-DAAA Grnts And

020.201F1-Women Vet Monum

(3)

020.201B4-DFY Rec & Welfr

1,111

020.20199-HESC Gifts Dona

020.20192-Missng Children

40

12

020.20185-Percy T Phillip

12,460

020.20167-Grants and Bequ

020.20178-Multiple Sclero

020.20166-Erie Canal Muse

020.20176-Misc. Gifts Acc

020.20165-DMNA Youth Prog

714

37

020.20162-Disab Tech Asst

020.20174-Life Pass It on

30

020.20159-Community Relat

8,474

382

020.20147-Prostate/Testic

020.20155-Br Can Res & Ed

142

020.20144-Local Gov Comm

272

2,140

020.20130-St Transm Money

020.20143-Alzheimers Dis

213

17,443

020.20129-CBVH Gift & Beq

020.20142-Youth Grants &

2,276

020.20128-WB Hoyt Memoria

020.20127-DMNA Military

868

020.20126-CBVH Vend Stand

020.20120-Spec Events

52

475

020.20118-Tech Transfer

14

37

020.20116-IBR Genetic Cou

020.20124-RPMI Grnt & Beq

35

020.20114-Montrose Donati

Taxes

020.20123-L.M. Josephthal

18

140

020.20113-Donations-Batav

54

020.20110-Oxford Donation

020.20112-CVB Gifts & Beq

158

020.20109-Helen Hayes Hsp

020.20111-Donat-St.Albans

64

68

020.20107-DOCS Gift & Don

51

020.20105-Animal Disease

1,281

(35)

2,195

Opening
Balance

020.20103-Chambers Restor

020.20101-Planting Fields

020.20100-Combined Exp Tr

019.20000-Ment Hyg Gifts

Fund Account

25

20

107

416

380

4,000

200

100

40

20

20

2,688

10

40

12

(100)

387

8,000

814

412

50

108

12

19

166

51

350

(100,000)

142

Misc.
Receipts

Federal
Grants

25

20

107

416

380

150

150
0

4,000

200

100

690

20

20

4,188

10

40

12

150

387

8,000

622

814

412

50

108

12

19

166

51

350

142

Total
Receipts

650

1,500

250

0
622

100,000

Transfers
From

Bond
Proceeds

416

3,101

750

Local
0

13

241

127

41

38

211

PS

25

21

79

139

20

913

19

23

93

20

202

370

930

15

448

266

50

108

19

73

46

47

144

NPS

CASH COMBINING STATEMENT BY ACCOUNT

SPECIAL REVENUE OTHER FUNDS (Excluding Fund 339)
FY 2014
(thousands of dollars)

Indirect
Costs

UI
Benefits

15

70

17

727

95

GSCs

Debt

5,000

Capital

Transfers
To

25

21

108

416

380

20

5,000

913

19

23

3,395

20

202

428

930

15

750

1,213

266

50

108

19

73

46

360

144

Total
Disb.

(5)

(1)

927

116

(1)

150

(3)

(2)

(3)

1,111

40

3,305

43

(8)

11,460

914

37

30

101

8,251

336

9,770

32

416

147

2,088

231

24,513

203

2,148

12

469

14

52

621

37

35

152

18

51

251

68

64

56

1,271

(35)

2,193

Closing
Balance

FY 2014 Mid-Year Update

T-179

(2)

144

061.20805-Enhanced Com

061.20807-HCRA Program

6,802

073.20852-Railroad Accoun

95

4,100

301.21055-Marine/Coastal

301.21060-Indirect Charge

325

94

301.21054-Oil & Gas Accou

301.21061-Hazardous Sub B

7,554

301.21053-Wst Tire Mgt/Re

26

37,047

225.23652-MTA Aid Trust

301.21052-EnCon-Seized As

92,362

225.23651-Mobility Tax Tr

199

16,738

221.20950-Comb Student Ln

301.21051-EnCon Energy Ef

21,004

160.20904-VLT - Education

1,748

13,689

160.20903-VLT - Admin

300.21002-Encon Admin Acc

40,000

24,162

160.20901-Education - New

160.20902-State Lottery

26,752

073.20851-Transit Authori

073.20853-DMTF

38,509

068.300DS-Dispro Sh Med

116

061.20821-Health Care Del

7,584

061.20818-EPIC Premium

18,370

061.20817-Indigent Care

061.20820-Matern & Ch HIV

188

061.20816-Pilot Health In

164

308

061.20815-Prov Coll Monit

061.20819-Health Occup De

71

193

061.20812-Hospital Based

061.20814-Primary Care In

(3,450)

061.20811-HCRA Undistribu

24

(6,913)

061.20810-Child Health In

061.20813-Ad Home Res Co

224

061.20809-EMS Training

(2)

59

061.20804-Medical Assist.

061.20808-HCRA Transition

46

133,000

1,245,000

39,910

68,340

384,850

1,060,000

430

061.20803-Medicaid Fraud

(1)

061.20800-LTC Ins Res Acc

061.20802-Health Care Srv

(1)

059.20751-Alcohol&Subst A

439

3,419,375

Taxes

061.20801-Tobacco Cntr &

(1)

056.20701-Greenway Commun

056.20702-Greenway Herit

(1)

5,252

054.20601-Chtr Sch Sti Ac

3,541

053.20550-Sch Tax Relief

3,306

052.20501-Loc Govt Record

025.20401-Child Performer

050.20452-Voc School Supe

44

024.20350-NYS Archvs Ptne

2,710

116

023.20300-N Y Int Lawyers

050.20451-Tuition Reimb

257

6,997

020.201ZZ-Donated Funds

228

12

020.201ZS-Grants

825

020.201XX-S U Restric Cur

Opening
Balance

020.201XK-Grants Account

Fund Account

350

13

108

24,000

20

3,700

181,090

9,600

23,042

880,800

11,737

157,339

2,230,000

16,415

26,058

147,694

4,549,600

9,233

3,052

705

65

290

9,000

300

1,500

Misc.
Receipts

650

Federal
Grants

10,607

331,690

50,000

350

10,607

13

108

24,000

20

3,700

314,090

1,586,290

23,692

930,800

11,737

157,339

2,230,000

0
0

56,325

94,398

532,544

5,609,600

4,837

3,419,375

9,233

3,052

705

365

590

9,000

300

1,500

Total
Receipts

0
0

4,837

300

300

Transfers
From

Bond
Proceeds

320,000

1,588,733

951,800

2,230,000

52,499

94,116

533,324

169,905

775,500

60

1,775

380,220

430,548

3,436,806

28,991

4,837

3,419,375

5,056

7,000

1,000

Local

162

1,641

11,300

3,598

3,529

21,500

239

438

2,500

442

916

302

226

2,253

52

1,824

1,763

1,438

227

292

620

200

PS

33

4,666

98

6,700

22,095

10,384

110,098

17

57

10,500

71

159

5,415

13,712

14,500

263

17

300

641

225

119

582

300

NPS

CASH COMBINING STATEMENT BY ACCOUNT

SPECIAL REVENUE OTHER FUNDS (Excluding Fund 339)
FY 2014
(thousands of dollars)

61

407

112

612

14

(25)

70

57

55

45

50

Indirect
Costs

UI
Benefits

111

871

6,269

2,151

11,728

133

243

256

533

168

161

1,314

29

1,012

978

798

125

171

417

111

GSCs

Debt

6,000

Capital

726

48

5,946

78

51

911

40,000

39

129

286

492

125

343,258

394

667

503

1,383

539

23

Transfers
To

314

7,965

146

30,622

3,685

320,000

1,588,733

22,095

951,800

16,227

144,849

2,270,000

58,499

94,116

533,324

435

881

182,905

775,500

1,059

2,105

604

60

1,775

343,258

386,391

18,016

445,048

3,436,806

346

28,991

3,413

4,837

3,419,375

9,535

3,461

248

363

598

8,669

1,617

Total
Disb.

361

6,742

108

56

932

46

199

1,763

31,137

89,919

18,335

9,199

36,652

24,578

7,084

37,729

(319)

(717)

(175,321)

(757,130)

(871)

(1,797)

(533)

(36)

(1,582)

5,262,892

(393,304)

(17,792)

(2)

(444,904)

(2)

(3,436,747)

(300)

(28,561)

(2,974)

(1)

(1)

(1)

5,252

(1)

3,239

2,897

3,167

46

108

7,328

257

528

12

708

Closing
Balance

FY 2014 Mid-Year Update

T-180

60

27

(43)

17

301.21083-UST-Trust Recov

301.21084-Mined Land Recl

301.210R9-SEQR Review

301.210S7-Town Of Riverhe

475

(15,184)

(1,718)

313.21404-Add Mass Trans

314.21451-Operatng Permit

314.21452-Mobile Source

74

3,000

332.21654-OMR Nonexpnd Tr

800

1,604

338.21851-Arts Capital Re

340.22501-CFIA Undistrib

1,388

19,266

345.22651-Interest Income

345.22652-L I Vets Home

50

341.22552-DFY-NYC Summer

1,181

335.21750-Nys Musical Ins

100

333.21700-Wintr Sports Ed

332.21657-Cunningham Fund

332.21656-Helen Hayes Hos

15

29

332.21653-Rocky Pocantico

332.21655-Rockefeller Tru

228

332.21652-William Vorce F

58

40

321.21552-Demographics/Re

1,913,970

83,030

332.21651-Brummer Award

10,281

(1)

313.21403-Urban Mass Tran

321.21551-Legisl Comp R&D

106

313.21402-Metro Mass Tran

76

212,462

313.21401-Pub Tran Systms

318.21501-Housing Reserve

526

(3,279)

307.21351-Equip Loan Fund

8,713

305.21252-OSHA Inspection

306.21301-Client Protectn

1,404

305.21251-OSH Trng & Educ

(1)

10,346

303.21205-License Fee Sur

303.21204-Oil Spill - DAC

303.21201-Oil Spill - DAC

12

302.21157-Venison Donatio

(2)

295

302.21156-Habitat Account

303.21203-Oil Spill - DEC

172

302.21155-Surf Clam/Quaho

303.21202-Oil Sp Relocatn

50,040

62

302.21153-Guides License

302.21154-Fish And Game T

208

302.21152-Migratory Bird

2,315

37,651

302.21150-Conservation

302.21151-Marine Resource

19,360

301.210ZZ-Monitors-Aggre

(21,621)

301.21082-Natural Resourc

301.210TV-ATV DESF

(26,984)

301.21081-Environment Enf

0
0

38

538

301.21077-Public Safety R

301.21080-Encon Magazine

(5,055)

(11,102)

316

301.21065-Fed Indirect R

0
0

301.21067-Recreation Acco

Taxes

301.21066-Low Level Radio

20

301.21063-S-Area Landfill

Opening
Balance

301.21064-Utility Envir R

Fund Account

42,500

60

75

(1)

110

1,717

32,000

8,500

21,400

63

13,000

21,798

21,311

13,700

35,000

121

25

45

2,500

55

10

4,200

46,809

2,391

4,210

12

4,000

27,000

705

10,500

2,748

40

Misc.
Receipts

Federal
Grants

107,000

42,500

107,000

60

75

(1)

110

0
0

1,717

32,000

8,500

1,971,870

95,030

63

13,000

21,798

21,311

13,700

35,000

19,300

301

826

25

45

2,500

55

10

4,200

46,884

2,391

4,210

12

4,000

27,000

705

10,745

2,748

10,540

Total
Receipts

36,500

12,000

19,300

301

705

0
0

75

245

10,500

Transfers
From

Bond
Proceeds
0

104,200

98

1,963,769

89,304

Local
0
0

26,658

1,600

20,100

3,802

2,298

585

600

11,635

8,441

10,243

151

534

26

51

905

23,731

3,721

1,738

1,908

14,505

5,897

1,551

8,185

PS
0
0

15,753

100

1,255

51

950

3,726

2,097

252

383

79

12,100

3,087

6,288

12,604

630

25

228

24

29

45

716

12,799

493

117

397

3,024

314

2,865

133

168

NPS

CASH COMBINING STATEMENT BY ACCOUNT

SPECIAL REVENUE OTHER FUNDS (Excluding Fund 339)
FY 2014
(thousands of dollars)

625

205

73

19

291

229

231

16

72

857

133

61

130

500

205

51

Indirect
Costs

UI
Benefits

700

11,151

1,931

1,275

325

200

6,785

4,403

4,027

84

296

19

641

13,166

1,448

849

1,074

8,261

544

796

GSCs

Debt

Capital

183

99

110

20,000

13,700

20,306

3,643

75

1,796

1,714

1,300

400

3,115

131

255

330

134

Transfers
To
0
0

42,411

106,783

98

1,255

51

950

35,701

8,145

1,987,667

90,616

86

12,900

21,798

19,361

13,700

32,910

18,774

265

1,074

24

56

75

77

45

2,334

52,349

7,509

4,065

3,909

29,405

445

9,766

2,861

8,487

Total
Disb.

19,355

1,388

50

1,821

762

100

15

3,000

72

88

228

40

60

11,048

76

(5,419)

(14,829)

(1)

106

196,665

1,135

503

8,813

475

3,354

(1)

12,436

524

39

(244)

37

316

116

52,465

40

173

4,181

32,186

14,242

17

(43)

172

72

(21,530)

(29,389)

798

38

(10,123)

(5,168)

2,369

20

Closing
Balance

FY 2014 Mid-Year Update

T-181

103,518

345.22659-SUNY Tuition Re

1,577

359.22901-Revenue Maximiz

4,131

50,160

377.232ZY-CUNY Inc Reimb

482.23601-UI Sp Int & Pen

51,339

377.232ZX-CUNY Tuitn Reim

57,568

15,261

377.23267-CUNY Stabilizn

390.23551-Indigent Legal

4,747

369.23201-Jud Data Proc O

51

(45,984)

368.23151-NYCCC Operat Of

385.23501-Lk Placid Train

(4,413)

366.23102-Drink Water DOH

149

362.23001-DOT Comm Veh Sa

366.23101-Drinking Water

9,459

(3,577)

360.22950-Housing Develop

365.23051-Vocatl Rehabil

(1,555)

359.22903-DOH Fed Rev Max

149

359.22902-Local Maximizat

103

355.22851-Great Lakes Pro

3,625

354.22802-St Police MV En

354.22801-MVTIFA

367

81,057

345.22658-S U Hosp Sponsd

349.22751-Lk George Park

15,261

345.22657-SUNY Stabilizat

29,429

345.22656-S U Hosp Ops

5,047

22,791

345.22655-Gen Rev Offset

346.22700-Subst Abuse Srv

(35,877)

345.226BP-Bridge Program

385,553

345.22654-S U Inc Offset

Opening
Balance

345.22653-S U Genl IFR

Fund Account

Taxes

9,600

73,000

85

73,400

16,561

18,000

24,000

46,500

6,788

100

3,068

900

3,709

160

109,900

4,700

1,208

7,565

113,278

43,900

1,876,638

1,529,085

(2,900)

664,055

Misc.
Receipts

Federal
Grants

40,000

4,900

576,114

970,708

8,318

Transfers
From

Bond
Proceeds

9,600

113,000

85

73,400

16,561

18,000

24,000

51,400

6,788

100

3,068

900

3,709

160

109,900

4,700

1,208

7,565

113,278

43,900

2,452,752

2,499,793

5,418

664,055

Total
Receipts

65,400

20

852

4,537

6,970

Local

2,455

770

38,553

16,202

5,000

16,700

20,100

4,442

2,954

84

4,000

142

602

63

38,680

36,874

1,040,011

2,008,285

160,205

PS

6,083

30,382

75

28,496

145

4,000

3,200

400

48

495

70

5,100

250

494

57,059

6,894

5,000

956,539

466,504

463,972

NPS

CASH COMBINING STATEMENT BY ACCOUNT

SPECIAL REVENUE OTHER FUNDS (Excluding Fund 339)
FY 2014
(thousands of dollars)

76

25

129

19

Indirect
Costs

UI
Benefits

1,362

378

6,337

7,500

10,400

2,295

44

78

334

389,291

5,820

GSCs

Debt

Capital

3,211

11,000

32

60

100,800

110,832

25,543

Transfers
To

13,187

107,955

75

73,386

16,347

5,000

28,200

33,700

7,266

100

3,449

852

261

109,900

4,765

1,205

7,527

95,739

43,768

5,000

2,496,673

2,474,789

655,540

Total
Disb.

544

62,613

61

50,174

51,553

28,261

547

(28,284)

(4,891)

149

(3,958)

9,507

2,154

1,577

48

103

3,560

370

5,085

121,057

81,189

10,261

(14,492)

47,795

(30,459)

394,068

Closing
Balance

FY 2014 Mid-Year Update

T-182

107

339.21914-S U Constr Fund

955

339.21919-Cyber Sec Upgr

339.21923-DOL Fee Penalty

(22,319)

(4,038)

2,799

1,798

472

8,399

339.21937-S U Dorm Reimb

339.21938-ODTA Train Cont

339.21939-ODTA State Matc

339.21941-Methadone Regis

339.21943-Energy Research

339.21944-Radiology

339.21945-Crim Jus Improv

339.21948-Farm Prod Insp-

339.21950-FgrprintID&Tech

339.21966-Cons Food Indus

57

531

3,173

339.21965-Radio Hlth Prot

(18,352)

339.21962-Clin Lab Refrnc

339.21964-Pub Emp Rel Brd

574

2,238

(123)

339.21961-Train Mgmt Eval

339.21960-Ins St L Adm

339.21959-Envir.Lab.Fee A

65

339.21936-World Univ Game

(12)

(4)

339.21935-Watershed Prtnr

339.21958-OPDV Training

(5,751)

339.21934-Hosp & Nurs Mgt

339.21953-NY Fire Academy

2,913

339.21930-I Love NY Water

4,760

39

231

339.21929-Summer Sch Arts

339.21933-Tr Surplus Prop

87

339.21928-I Love NY Water

339.21932-Snowmobile

449

2,816

339.21927-Boating Noise L

339.21926-3rd Party Hlth

339.21925-Ns Hm Receivshp

5,882

339.21922-Retir Community

339.21924-Educ Museum

732

339.21921-Lobbying Enforc

17,834

3,590

339.21918-Child Care & Pr

339.21920-Cert of Need

454

339.21917-Seized Assets

1,417

(9,618)

339.21913-Tri St Reg Plan

339.21916-Nurses Aide Reg

(5,506)

339.21912-Reg of Racing

7,476

(701)

339.21911-Fin Cntrl Board

339.21915-Quality Care

30,407

339.21909-M H Patient Inc

328

339.21906-DMV Seiz Assets

150,481

(6,003)

339.21905-NYS Twy Police

339.21907-Mental Hygiene

24

339.21904-Fire Prev/Code

(787)

1,547

339.21902-S P A R C S

339.21903-OPWDD Provider

1,192

339.21901-Article VII Int

Account Code-Name

Opening
Balance

Taxes

3,955

86

18,059

2,634

98,528

3,700

468

12,850

1,750

42,644

6,000

16,388

2,200

11,400

245

655

921

25

986

20,525

131

2,959

1,500

70

50

11,247

3,133

11,745

50

14,810

3,623

500

Miscellaneous
Receipts

Federal
Grants

Bond &
Note
Proceeds

276,793

86,563

14,325

2,531,487

3,004,604

190,508

1,464

Transfers
From

3,955

86

18,059

2,634

98,528

3,700

468

12,850

1,750

42,644

6,000

16,388

276,793

2,200

11,400

245

655

921

25

986

20,525

131

2,959

1,500

70

50

86,563

14,325

11,247

3,133

2,531,487

3,016,349

50

14,810

190,508

5,087

500

Total
Receipts

32,000

29,400

3,000

9,234

4,850

100

1,294,190

190,508

100

Local
0

2,156

159

6,518

1,464

28,147

1,662

274

1,321

3,389

1,003

3,432

129,821

104

100

104

360

5,980

28

2,123

4,317

6,573

1,470

1,378,886

914,576

3,376

PS

CASH COMBINING STATEMENT BY ACCOUNT

MISCELLANEOUS SPECIAL REVENUE FUND (339)
FY 2014
(thousands of dollars)

230

43

2,562

210

36,213

506

469

17,061

120

601

557

1,260

146,973

974

355

25

491

441

1,194

987

1,548

238

7,526

4,120

802

289,136

199,853

182

1,105

NPS

62

174

134

880

40

41

109

31

594

11

139

63

137

170

45

38,665

26,659

98

Indirect
Costs

UI
Benefits

1,086

3,484

862

15,693

903

152

483

1,943

556

1,638

62

58

200

3,308

15

1,132

2,397

3,498

816

752,301

509,131

5,908

1,740

GSCs

Debt

Capital

216

8,420

1,350

803

64

62

8,672

1,086

96,656

28

95,495

218,994

14,810

885

Transfers
To

57

3,378

415

(13,031)

538

(12,167)

466

69

(448)

4,188

257

580

2,302

(3,808)

(22,320)

(4)

(5,751)

3,336

10,780

276

38

1,008

449

2,841

(84)

7,114

814

15,402

907

3,560

266

1,417

(2,617)

107

(9,670)

(8,648)

(701)

7,411

3,427

196

(11,911)

24

(787)

(570)

1,592

Closing
Balance

FY 2014 Mid-Year Update

T-183

80

339.21967-OHRD St Match

339.21968-Educatn Library

299

559

339.21972-Econ Devel Asst

339.21973-Fin Svcs Seized

2,622

24

339.21980-OTDA Program

339.21981-Disas Prep Conf

821

313

339.21992-Critical Infras

339.21993-Radon Detct Dev

(1)

339.219BU-Land Utilizatio

(1)

(1)

339.219DN-Fines Penalties

339.219E7-Unif Commerc Cd

339.219EA-Bus & Licen Srv

339.219D1-Food Stp Rec Fr

339.219DM-EAD Metallurgl

(1)

339.219CH-Child Hlth Ins

(1)

339.219CG-Tech & Scientif

339.219BO-Primary Care In

339.219CD-Daycare Earned

339.219AS-Quality Assuran

(1)

339.219AR-Adopt Info Regi

(1)

339.219AM-Hlth Care Advis

339.219CB-FS Reinvestment

339.219C2-Jones Bch Theat

339.219AK-Ins Voucher Pro

(58)

339.219AF-Hosp Grants

339.219AC-Non-Ivd Wage Wi

(1)

110

339.21999-Asset Forfeitur

339.219A2-MMIA

231

339.21997-Conf Fee Acct

339.21998-Public Work Enf

164

9,886

339.21996-Fire Protection

339.21995-Workers Comp Bd

176,386

946

339.21991-DMNA-Seiz Asset

339.21994-Insurance Dept

413

339.21990-Dept Law-Seized

78

15,993

339.21989-Mult Agen Train

1,254

339.21988-Child Supp Rev

339.21987-Spinal Injury

14

339.21985-Abandon Prop Au

339.21986-Seized Assets

339.21984-Fedl Admin Reim

1,470

775

339.21979-High School Equ

339.21983-Rail Safety Ins

1,018

339.21978-Indir Cost Reco

15,205

15,577

339.21977-Business Licens

339.21982-Administration

4,244

339.21976-Motorcycle Sfty

(1)

11,580

339.21971-Cable TV Accnt

339.21975-ODD Earned Revn

27,607

339.21970-Banking Deptmnt

2,870

7,184

Account Code-Name

339.21969-Teacher Certif

Opening
Balance

Taxes

50

250

3,982

25

200,232

415,122

13

1,598

200

2,600

10,312

412

669

13

225

68,750

2,000

50

2,757

94,314

6,800

65

1,352

Miscellaneous
Receipts

Federal
Grants

Bond &
Note
Proceeds

32,000

992

2,635

18,400

Transfers
From

50

250

3,982

25

200,232

415,122

13

1,598

200

2,600

32,000

10,312

1,404

669

2,648

225

18,400

68,750

2,000

50

2,757

94,314

6,800

65

1,352

Total
Receipts
0

216,102

539

Local
0

1,947

90,706

98,575

331

150

1,550

290

7,706

443

4,873

8,811

17,388

84

1,653

46,182

3,724

PS

CASH COMBINING STATEMENT BY ACCOUNT

MISCELLANEOUS SPECIAL REVENUE FUND (339)
FY 2014
(thousands of dollars)

250

208

32

58,483

38,329

11

1,161

518

2,236

22,467

500

4,794

46

367

200

505

3,650

11,712

1,555

50

140

13,769

827

70

3,459

NPS

47

2,821

3,297

10

66

14

108

555

53

1,533

116

Indirect
Costs

UI
Benefits

1,077

50,323

58,819

184

166

957

84

245

2,602

4,888

9,899

47

939

27,351

2,066

GSCs

Debt

(15)

Capital

13

958

1,200

33,124

1,459

Transfers
To

(1)

(1)

(1)

(1)

(1)

(1)

49

(58)

(1)

110

934

(21)

176

6,827

175,186

313

733

628

452

22,953

78

375

16

(2,188)

1,405

1,391

9,903

24

2,422

495

2,069

11,125

4,549

(1)

559

299

11,552

33,086

1,478

75

5,077

Closing
Balance

FY 2014 Mid-Year Update

T-184

8,613

618

28

352

59

339.22026-Cell Phone Towe

339.22027-Spec Conserv Ac

339.22028-Central Registy

339.22029-Plant Industry

339.22022-College Savings

339.22025-Comm Svce Assis

233

3,310

339.22021-Reg Manu Hsg

12

(1)

339.22020-Comm Feed Lic

14,691

339.22018-Fire Safe Cigar

339.22024-Reven Arrearage

68

339.22017-Camp Smith Bill

339.22023-Discover Queens

2,697

339.22015-Crimes Against

188

4,096

339.22012-Atty Licensing

339.22014-DSS Prov Recovs

45,769

339.22011-Public Service

339.22010-IMP R P Tax Adm

1,028

339.22004-Ind & Util Serv

(60)

(67)

339.22003-Bell Jar Collec

339.22009-Asbestos Trning

58

3,596

339.22002-Trn Mtls Regist

339.22001-VESID SS

(19)

339.219ZT-FHPEP

339.219ZV-S T A Research

(1)

339.219ZR-Milk Producers

339.219WE-Medicaid Train

(2)

(1)

339.219TF-Tran Fees Perms

339.219Z6-Human Rights Ac

(1)

339.219SS-DOT Sign Shop

(1)

31

339.219SA-Health Services

339.219Z3-MHPIA OMR NPS

339.219LC-Matern Chld Hiv

4,706

339.219LB-Health Occup De

339.219YN-OGS Std & Purch

(1)

339.219L8-DOS Licensing

2,036

(1)

339.219L5-Adult Cyst Fibr

4,616

(1)

339.219KA-Primary Hlth Cr

339.219YL-OGS Bldg Admin

339.219K3-Catastrophic Hl

339.219XX-A&M-Aggregated

(1)

339.219K2-Equip Repair

(22)

339.219FC-Fostr Care Savi

353

(1)

339.219F6-Lc On Solid Was

339.219JD-Problm Solv Cou

(1)

339.219EM-Emerg Med Srvs

339.219IG-Ins Genl Operns

(1)

339.219EF-TAP Sys Redesgn

(1)

339.219EE-Map Revenue

(2)

339.219EB-Antitrust Enfor

339.219H5-Triple Prescr F

(1)

Account Code-Name

339.219H3-Pilot Health In

Opening
Balance

Taxes

529

5,017

25,000

813

200

197

32,000

72,941

330

3,075

2,100

2,500

6,636

8,613

16,033

(1,000)

Miscellaneous
Receipts

Federal
Grants

Bond &
Note
Proceeds

16,000

Transfers
From

529

5,017

25,000

813

200

197

16,000

32,000

72,941

330

3,075

2,100

2,500

6,636

8,613

16,033

(1,000)

Total
Receipts

15,000

2,000

Local

377

102

1,486

198

133

17,300

39,845

177

1,535

672

205

755

2,571

372

(55)

PS

CASH COMBINING STATEMENT BY ACCOUNT

MISCELLANEOUS SPECIAL REVENUE FUND (339)
FY 2014
(thousands of dollars)

2,636

985

7,800

7,547

17

352

1,856

3,973

15,814

NPS

12

39

18

1,203

74

20

23

96

12

(4)

Indirect
Costs

UI
Benefits

209

42

926

99

47

7,500

20,026

120

837

394

168

419

1,717

206

(27)

GSCs

Debt

Capital

4,822

24,380

100

255

441

207

58

52

3,024

1,000

139

Transfers
To

(10)

399

28

618

8,613

10,224

12

2,823

333

(1)

72

3,697

188

3,496

49,834

(51)

1,216

388

3,665

(19)

(1)

(2)

(1)

5,265

1,292

4,106

(1,000)

(1)

(1)

31

(1)

(1)

(1)

(1)

353

(22)

(2)

(1)

85

(1)

(1)

Closing
Balance

FY 2014 Mid-Year Update

T-185

339.22037-Keep Kids Drug

43

339.22061-Seized Assets

(1)

6,676

9,957

1,288

(5,549)

339.22088-Prof Medic Cond

339.22089-Hway Const & Ma

339.22090-Housing Indirec

69

339.22086-OMH-Research OH

339.22087-DMV-Compulsory

(3,465)

339.22085-DHCR Mortgage S

44

339.22083-Electronic Bene

339.22084-Federal-Seized

392

1,602

339.22082-Family Pres Svc

4,716

339.22081-QAA Earned Rev

339.22080-Adult Shelter

339.22079-DOT-Accident Da

839

339.22078-Local Services

2,278

339.22076-FSHRP

90

1,209

339.22075-Funeral

339.22077-Educ Archives

2,493

339.22073-Fed Liability

339.22074-FMS Account

117

339.22070-OER NASDER

339.22072-8th Air Force H

1,225

339.22068-Cons Prot Acct

14,201

339.22067-Trans Regul Acc

339.22071-Fin Aid Audit

1,728

339.22065-Exam & Misc Rev

339.22060-Credential Srvs

339.22064-Distance Learn

408

339.22057-Cook/Chill Acco

(7,295)

1,309

339.22056-Fed Salary Shar

38,942

(7,352)

339.22055-Traf Adjudicatn

339.22063-Cultural Educat

(6,030)

339.22054-Seized Assets

339.22062-NYC Assessment

(393)

1,615

339.22052-Armory Rental A

339.22053-Rome School

20,791

339.22051-Ofc of Professi

13

339.22050-Crime Victims B

(105,733)

339.22046-Indian Gaming

21

465

339.22045-Settlement Enf

339.22047-NYS FLEX Spend

12

5,665

101,405

339.22044-Tug Hill Admin

339.22042-DED Marketing A

339.22041-Medicaid Fraud

482

18

339.22035-Diabetes Resear

(1,002)

61

339.22034-Investment Serv

339.22040-Senate Recyclab

307

339.22033-Alcohol Beverag

339.22039-OSDC Finan Over

4,461

339.22032-Batavia School

(2,181)

(5,782)

Account Code-Name

339.22038-OMRDD Day Srvs

Opening
Balance

Taxes

260

22,545

27,600

2,848

6,671

1,100

15

415

91

4,800

3,150

27,700

80,077

2,100

41,500

8,725

9,600

1,825

47,265

54

300

7,993

900

38

1,944

13,085

20

4,252

3,406

9,600

Miscellaneous
Receipts

Federal
Grants

Bond &
Note
Proceeds

5,739

384,086

52,600

2,700

900

18,151

900

Transfers
From

5,739

260

22,545

27,600

2,848

6,671

1,100

15

384,086

415

52,600

91

4,800

3,150

27,700

80,077

2,100

2,700

41,500

8,725

10,500

1,825

47,265

54

300

7,993

900

38

1,944

13,085

20

4,252

3,406

18,151

10,500

Total
Receipts

2,732

384,086

409

850

Local

2,886

10,710

9,614

103

4,204

574

224

11,287

236

2,488

350

11,156

36,881

3,753

20,326

4,361

650

18,688

9,327

29

63

5,948

2,317

2,049

8,195

5,419

PS

CASH COMBINING STATEMENT BY ACCOUNT

MISCELLANEOUS SPECIAL REVENUE FUND (339)
FY 2014
(thousands of dollars)

200

132

5,084

1,315

2,817

175

92

54

20

41,314

77

359

804

5,152

24,553

2,155

212

9,736

14,767

578

973

9,795

54

300

972

50

1,710

2,518

113

666

4,887

653

NPS

90

250

299

131

32

68

11

347

1,420

88

632

136

27

581

290

185

68

63

256

169

Indirect
Costs

UI
Benefits

1,601

5,530

5,334

2,332

357

122

131

1,356

168

6,189

16,799

1,460

11,277

2,483

203

10,609

5,161

28

3,300

1,286

1,220

4,546

3,146

GSCs

Debt

Capital

150

15,673

26

1,566

1,976

454

451

6,032

21

10

131

291

Transfers
To

(4,737)

1,416

10,928

2,041

(3)

(3,636)

(85)

44

(1,128)

392

4,716

(1)

950

51

2,278

1,243

2,492

117

865

14,730

1,979

(4,415)

39,366

43

353

(2,367)

(8,274)

(12,072)

2,549

1,587

22,351

13

21

(113,511)

465

5,675

102,539

502

(534)

(2,181)

27

67

(285)

4,437

(4,669)

Closing
Balance

FY 2014 Mid-Year Update

T-186

486

339.22099-Voting Mach Exa

339.22116-Special Medical

111

339.22122-Local Wireless

674

(2)

339.22146-Spec Energy Adm

339.22149-Motor Fuel Qual

3,154

339.22145-DOH Hospital Ho

7,425

2,242

339.22144-Montrose S V H

339.22147-Quality of Care

1,386

339.22143-WNY Vets Home

4,833

3,526

339.22142-NYS Home-Vetera

339.22141-NYC Veterans

101

1,662

339.22139-Patient Safety

339.22140-Helen Hayes Hos

627

35

1,603

339.22138-Auth Bdgt Offce

339.22137-Pet Dealer

339.22136-Food Prod Ctr

(2)

911

339.22135-EFC Corp Admin

938

339.22134-OVS RESTITUTION

54

339.22132-New York Alert

339.22133-Procure Op News

3,073

339.22130-Low Inc Housing

339.22131-Provider 900

206

69

165

339.22128-Med Reimb Acct

339.22126-St Justice Inst

339.22124-Cuba Lake Mgmt

72,921

44

339.22119-Love Your Libra

339.22123-Pub Safe Commun

110

339.22118-Animal Populati

21,066

37

339.22115-OMRDD-Jt Clinic

339.22117-Litigation Sett

139

339.22114-Disabil Determs

339.22112-OTDA Income Acc

1,795

(1)

339.22109-Conference & Sp

339.22111-OCFS Program

1,030

339.22108-Hwy Rev/Soc Sec

414

17

339.22110-Asst Living Res

35

339.22105-Tobacco Enforce

3,258

339.22104-CHCCDP Transfer

339.22103-Vital Rec Mgmt

88

51,839

339.22101-EPIC Premium Ac

339.22102-Drug Enforce Ta

3,517

339.22100-DHCR HCA Applic

685

339.220DZ-Interest Assess

3,247

339.22098-Local Dist Trai

10,003

98

1,545

339.22097-Loc Pub Hlth

339.22096-Leg Svcs Assist

339.22095-IG Szd Assets

339.22094-Accid Prevent C

(1)

339.22093-COCOT

339.22091-Adlt Hme Qlty E

883

Account Code-Name

339.22092-Homeless Hsg

Opening
Balance

Taxes

2,800

1,342

30

55

120

350

115

477

2,038

32

1,300

578

2,084

3,000

1,500

200

113,535

1,050

68,058

86

267

3,752

3,200

177

84

13,600

85

1,000

193

Miscellaneous
Receipts

Federal
Grants

Bond &
Note
Proceeds

107,127

23,440

11,499

22,787

31,938

56,918

1,826

Transfers
From

2,800

1,342

107,127

23,470

11,554

22,907

32,288

57,033

477

3,864

32

1,300

578

2,084

3,000

1,500

200

113,535

1,050

68,058

95

267

3,752

3,200

177

84

13,600

85

1,000

193

Total
Receipts

1,500

66,189

14,030

Local

921

16,104

7,675

15,612

15,669

33,910

982

82

428

40

2,137

8,393

20,165

85

1,109

1,735

171

150

PS

CASH COMBINING STATEMENT BY ACCOUNT

MISCELLANEOUS SPECIAL REVENUE FUND (339)
FY 2014
(thousands of dollars)

1,337

800

6,509

3,142

7,169

10,983

19,323

300

254

1,171

150

135

2,100

198

43,950

1,000

33,340

582

200

101

293

254

87

406

270

NPS

29

119

87

88

72

148

31

66

627

11

54

Indirect
Costs

UI
Benefits

511

95

56

103

6,965

115

545

45

1,205

11,188

384

963

60

84

GSCs

Debt

Capital

200

113,570

73

45

150

21,500

2,252

489

606

21

Transfers
To

476

7,967

(2)

(3,289)

2,885

1,980

3,461

3,432

5,199

205

2,634

67

1,603

(2)

911

763

38

2,515

206

69

167

46,422

111

50

160

23,804

37

139

1,137

500

(1)

1,097

17

35

3,153

88

51,839

3,183

486

608

3,089

9,573

96

1,294

(1)

785

Closing
Balance

FY 2014 Mid-Year Update

T-187

339.22163-OPR Patron Serv

339.22173-Vol Fire Rec&Re

3,176

339.22181-NYS Water Rescu

339.22182-OWIG Adm Reimb

339.22191-Educ Assessment

416

339.22198-HEP

339.22199-Airport Securit

339.22202-SBCI Account

339.22203-Article X Inter

339.22206-Wholesale Mkt

339.22207-Tech Financing

339.22208-Offender Progra

108

339.22197-ULTVI RADIA DEV

339.22200-Greenwood Lake

14

180

339.22196-C & F Qual Enha

(652)

107

339.22190-Conference&Sign

2,216

120

339.22189-DOCS Asset Forf

339.22195-Equitable Shari

142

339.22188-Fed Indirect Re

339.22193-Sales Tax Re Fe

339.22187-Provider Assess

(164)

339.22186-Yth Fac PerDiem

339.22192-Tax Ret Prep Fe

641

339.22185-Assembly Recyc

339.22184-Wine Industry

377

339.22180-SR-Connections

(1,241)

16

339.22178-Crim Back Check

339.22177-Occ Hlth Clinic

339.22175-VRSS

1,625

84

495

339.22172-Undrgrnd Sfty T

339.22174-HAVA Match

2,813

339.22171-Recruitment Inc

260

339.22169-TSCR Account

339.22170-Statewide Gamin

(2,509)

53

339.22167-Training Academ

339.22168-Tax Rev Arrear

43

339.22166-Teacher Ed Accr

2,595

4,118

10,288

339.22162-Systems & Tech

339.22165-Trans Aviatn

4,569

339.22161-ES Stem Cell Tr

13

(637)

339.22159-CSFP Salvage Ac

(576)

339.22158-Rent Revenue

339.22156-NYC Rent Rev

339.22157-Medicaid Income

4,521

(15,729)

339.22154-Real Estate Fin

339.22152-Hazard Abatemen

137

339.22151-Defer Comp Adm

339.22153-Education Stats

358

(150)

339.22150-Weights Measure

Account Code-Name

Opening
Balance

Taxes

1,000

10,000

35

314

785,400

87,452

40

9,000

200

110

39

474,300

10

3,660

68,520

7,300

550

45,852

1,000

200

820

350

Miscellaneous
Receipts

89

Federal
Grants

Bond &
Note
Proceeds

18,403

2,087

5,000

3,000

2,408

37,900

Transfers
From

1,000

18,403

10,000

35

314

785,400

87,452

40

9,000

200

110

2,126

479,300

3,000

10

3,660

70,928

7,300

37,900

550

45,852

1,000

89

200

820

350

Total
Receipts
0

100

4,954

785,400

200

171,100

150

Local

269

120

30,922

2,638

472

451

23,184

556

367

253

PS

CASH COMBINING STATEMENT BY ACCOUNT

MISCELLANEOUS SPECIAL REVENUE FUND (339)
FY 2014
(thousands of dollars)

1,000

18,403

1,000

300

1,000

35

314

9,866

1,186

1,842

10

3,554

37,335

1,410

37,428

4,669

812

38

183

50

NPS

77

14

730

17

11

Indirect
Costs

UI
Benefits

140

67

3,863

1,371

250

13,007

308

208

140

GSCs

Debt

Capital

87,452

175

308,200

1,059

4,000

30

Transfers
To

9,000

(99)

(4,953)

416

(192)

180

14

1,216

(652)

(164)

107

120

142

681

3,176

377

(2,524)

16

1,625

495

19

3,753

260

(1,351)

53

43

2,510

9,096

4,863

4,569

13

(802)

(576)

(15,467)

3,828

188

54

(99)

227

Closing
Balance

FY 2014 Mid-Year Update

T-188

OpeningFundBalance
Receipts:
Taxes
MiscellaneousReceipts
FederalGrants
TotalReceipts
Disbursements:
GrantstoLocalGovernments
StateOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
Bond&NoteProceeds
NetOtherFinancingSources(Uses)
ChangeinFundBalance
ClosingFundBalance

OpeningFundBalance
Receipts:
Taxes
MiscellaneousReceipts
FederalGrants
TotalReceipts
Disbursements:
GrantstoLocalGovernments
StateOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
Bond&NoteProceeds
NetOtherFinancingSources(Uses)
ChangeinFundBalance
ClosingFundBalance

074

14,948
0
0
0
0
0
0
0
0
0
0
0
(4,000)
4,000
0
0
14,948

0
0
0
0
0
0
0
0
0
0
0
(1,000)
1,000
0
0
4,257

124

4,257

123

0
(2,000)
2,000
0
0
2,837

0
0
0
0
0
0

0
0
0
0

2,837

126

0
(50,343)
50,343
0
0
8,300

0
0
0
0
0
0

0
0
0
0

8,300

127

0
0
0
0
0
1,594

1,260,198
865,843
48,000
(2,325) (1,459,817)
0
0
0
0
1,257,873
(593,974) 48,000
0
135,636
0
0
(22,303) 124,785

0
1,800
0
1,800
0
0
0
0
1,800
1,800

72,274
0
0
0
2,159,978
2,232,252

1,123,559
0
0
0
1,807,316
2,930,875

0
0
0
0

1,594

075

0
0
0
0
48,000
48,000

1,281,000
1,675,970
4,892
2,961,862

(157,939) 124,785

072

0
1,673,002
0
1,673,002

002

0
(326,220)
0
(326,220)
50,021
(117,315)

721,791
0
0
0
1,117,640
1,839,431

0
0
2,215,672
2,215,672

(167,336)

291

0
0
0
0
684
(27,933)

0
0
0
0
74,827
74,827

0
75,511
0
75,511

(28,617)

076

0
0
0
0
0
895

0
0
0
0
10
10

0
10
0
10

895

310

0
0
0
0
0
14

0
0
0
0
0
0

0
0
0
0

14

077

078

13,700
(28,849)
0
(15,149)
(15,426)
(206,812)

0
0
0
0
103,527
103,527

0
103,250
0
103,250

(191,386)

312

0
(15,000)
0
(15,000)
(6,700)
16,345

0
0
0
0
159,200
159,200

119,100
48,400
0
167,500

23,045

CASHCOMBININGSTATEMENT
CAPITALPROJECTSFUNDS
FY2014
(thousandsofdollars)

0
0
0
0
0
505

0
0
0
0
0
0

0
0
0
0

505

327

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0

079

0
0
0
0
0
(8,277)

0
0
0
0
19,000
19,000

0
19,000
0
19,000

(8,277)

357

0
(25)
25
0
0
164

0
0
0
0
0
0

0
0
0
0

164

101

0
0
0
0
0
(17,314)

0
0
0
0
0
0

0
0
0
0

(17,314)

374

0
(600)
600
0
0
1,480

0
0
0
0
0
0

0
0
0
0

1,480

105

575
0
0
575
0
(110,284)

110,575
0
0
0
0
110,575

0
110,000
0
110,000

(110,284)

376

0
(100)
100
0
0
3,391

0
0
0
0
0
0

0
0
0
0

3,391

109

0
0
0
0
0
0

0
0
0
0

152,058

121

0
0
0
0
0
17,083

0
0
0
0
1,000
1,000

0
1,000
0
1,000

17,083

378

0
0
0
0
0
(12,137)

0
0
0
0
0
0

(12,137)
.
0
0
0
0

380

0
0
(1,500) (278,013)
1,500 278,013
0
0
0
0
2,074 152,058

0
0
0
0
0
0

0
0
0
0

2,074

115

FY 2014 Mid-Year Update

T-189

OpeningFundBalance
Receipts:
Taxes
MiscellaneousReceipts
FederalGrants
TotalReceipts
Disbursements:
GrantstoLocalGovernments
StateOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
Bond&NoteProceeds
NetOtherFinancingSources(Uses)
ChangeinFundBalance
ClosingFundBalance

33,153
0
2,250
0
2,250
0
0
0
0
4,150
4,150
0
0
0
0
(1,900)
31,253

0
70,000
0
70,000
0
0
0
0
70,000
70,000
49,543
0
0
49,543
49,543
191,119

387

141,576

384
389

75,585
0
0
0
56,713
132,298

0
193,901
0
193,901

0
1,750
0
0
0
0
0
1,750
0
63,353
(23) (246,567)

0
0
0
0
0
0

0
0
0
0

(23) (309,920)

388

21,500
0
0
21,500
0
(14,929)

0
0
0
0
234,677
234,677

0
213,177
0
213,177

(14,929)

399

0
0
0
0
0
0

0
0
0
0
23,369
23,369

0
23,369
0
23,369

C01

CASHCOMBININGSTATEMENT
CAPITALPROJECTSFUNDS
FY2014
(thousandsofdollars)

0
0
0
0
1
1

0
0
0
0
0
0

0
1
0
1

CPO

0
0
0
0
1
1

0
0
0
0
0
0

0
1
0
1

F07

2,261,109
(2,169,792)
337,581
428,898
274,213
(210,990)

2,103,784
0
0
0
5,882,207
7,985,991

1,400,100
4,210,642
2,220,564
7,831,306

(486,003)

SubTotal

(654,600)
654,600
0
0
0
0

0
0
0
0
0
0

0
0
0
0

Eliminations

1,606,509
(1,515,192)
337,581
428,898
274,213
(210,990)

2,103,784
0
0
0
5,882,207
7,985,991

1,400,100
4,210,642
2,220,564
7,831,306

(486,003)

FinancialPlan

FY 2014 Mid-Year Update

T-190

OpeningFundBalance
Receipts:
Taxes
MiscellaneousReceipts
FederalGrants
TotalReceipts
Disbursements:
GrantstoLocalGovernments
StateOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements
OtherFinancingSources(Uses):
TransfersfromOtherFunds
TransferstoOtherFunds
Bond&NoteProceeds
NetOtherFinancingSources(Uses)
ChangeinFundBalance
ClosingFundBalance
0
9,950
0
9,950

316

319

0
1,441
0
28,208
0
29,649

0
127,830
0
127,830

45,037

330

0
0
0
0
0
0

0
324,793
0
324,793

245,022

0
0
0
0
0
0

620,900
0
0
620,900

361

0
4,410
0
384,314
0
388,724

2,933,560
500
0
2,934,060

364

0
39,973
0
6,060,332
0
6,100,305

17,123,835
796,688
71,947
17,992,470

379,083

SubTotal

1,000
42,069
0
0
0
5,449,426
0 (140,139) (324,793) (620,900) (2,545,336) (17,282,210)
0
0
0
0
0
0
1,000
(98,070) (324,793) (620,900) (2,545,336) (11,832,784)
(1)
111
0
0
0
59,381
(1)
45,148 245,022
0
0
438,464

0
0
28,038
0
0
0
5,341,989 10,951
0
0
5,370,027 10,951

1,943,373
3,462,984
(1,916,764) (11,734,278)
0
0
26,609
(8,271,294)
59,270
1
148,294
1

0
6,084
0
294,870
0
300,954

13,569,375
0
71,947
13,641,322

0
333,615
0
333,615

311
0

304
89,024

FY2014

CASHCOMBININGSTATEMENT
DEBTSERVICE

(241,556)
241,556
0
0
0
0

0
0
0
0
0
0

0
0
0
0

Eliminations

5,207,870
(17,040,654)
0
(11,832,784)
59,381
438,464

0
39,973
0
6,060,332
0
6,100,305

17,123,835
796,688
71,947
17,992,470

379,083

FinancialPlan

FY 2014 Mid-Year Update

T-191

(4,731)

323.550ZZ-OGS Std & Purch

343.55100-Mental Hygiene

(2,072)

(4,149)

396.55300-Health Ins Intr

397.55350-Corr Industries

1,889

(10,564)

395.55251-Ex Dir Intl Aud

396.55301-CS EBD Adm Reim

2,255

61

394.55200-Joint Labor-Mgt

347.55150-DFY Voc Educatn

318

(1)

334.550PF-Public Financng
0

29

334.550MI-Personnel Mgmt

(118)

(2)

334.550CR-Civil Recover

334.550XZ-Misc Intl Serv

334.55072-HS Cont Ctr

1,907

334.55070-Learning Mgmt S

6,930

334.55069-Cent Tech Svcs.

334.55071-Labor Cont Ctr

(159)

334.55067-Dom Violence Gr

334.55068-Statewide Train

(1,332)

334.55066-Intrusion Detec

715

334.55065-OMRDD Copy Ctr

8,896

8,226

2,755

334.55062-State Data Ctr

(9,713)

334.55059-Neighbor Work P

334.55060-Auto/Print Chgb

334.55063-Human Srvs Tele

(2,598)

334.55058-Cult Resources

(5)

27,888

(199)

334.55056-EHS Occup Hlth

334.55057-Banking Service

334.55061-NYT Account

3,239

87

334.55055-CS Administrat

2,000

334.55053-Fedl Single Aud

334.55054-Quick Copy Cent

791

334.55052-Archives R

15

(2,012)

334.55050-Agencies Int Sv

(35,589)

323.550XX-Misc Centrl Srv

323.550ZY-OGS Bldg Admin

(1)

42

323.550ML-Broome St Maste

323.550ZX-OGS Exec Direct

(3,113)

323.55020-OGS Ent Contr

323.55022-Business Srv Ct

Taxes
0

Opening
Balance

1,851

323.55010-Design & Constr

323.55009-Admin Support

Fund Account

49,000

4,500

14,121

1,550

2,000

25

1,967

3,100

3,000

750

1,528

28,339

119,699

89,438

16,500

13,061

7,329

3,974

870

5,963

1,500

1,500

20,261

25,033

152,004

500,000

60,288

Misc.
Receipts

Federal
Grants

Bond
Proceeds

9,500

240

7,843

40,000

65,481

Transfers
From

58,500

4,740

21,964

1,550

2,000

25

1,967

3,100

43,000

750

1,528

28,339

119,699

89,438

16,500

13,061

7,329

69,455

870

5,963

1,500

1,500

20,261

25,033

152,004

500,000

60,288

Total
Receipts

8,100

Local
0

18,059

1,902

10,400

2,124

984

964

1,203

690

650

8,971

21,623

8,691

8,109

1,395

590

3,445

868

2,924

1,830

4,053

12,331

600

27,175

PS
0

30,377

638

2,611

396

387

1,144

1,131

53,809

97

1,350

16,826

83,528

77,183

4,150

3,571

69,455

460

2,409

1,500

96

13,976

17,395

189,548

499,074

16,538

NPS

CASH COMBINING STATEMENT BY ACCOUNT

INTERNAL SERVICE
FY 2014
(thousands of dollars)

562

50

316

66

33

26

37

21

279

672

270

44

18

104

27

88

56

126

370

16

844

Indirect
Costs

UI
Benefits

10,019

1,059

5,778

1,178

545

524

667

383

4,977

11,996

4,822

4,416

817

323

1,908

344

1,359

1,006

2,245

6,602

310

15,061

GSCs

Debt

Capital

57

107

281

39

58

57,176

109

Transfers
To

59,017

3,706

19,212

3,764

1,949

2,658

3,038

54,903

750

1,350

31,053

117,819

90,966

16,675

8,100

6,108

69,455

1,399

7,905

1,500

1,335

18,405

20,289

253,148

19,303

500,000

59,727

Total
Disb.

(4,666)

(1,038)

(7,812)

(325)

2,306

86

(373)

(118)

(1)

29

(2)

1,969

(4,973)

(159)

(1,154)

715

6,182

10,106

26,360

2,580

(4,752)

(1,377)

(5)

(728)

1,297

87

2,000

956

15

(2,875)

2,732

(136,733)

42

(1)

(19,303)

(3,113)

2,412

Closing
Balance

FY 2014 Mid-Year Update

T-192

(25)

53

331.50318-Convention Ctr

331.50319-DOCS Empl Mess

331.50322-Asset Preservat

902,736

26,430

(860,924)

481.50651-Interest Assess

481.506FS-Federal Stimulu

113

353.50516-MR Community St

481.50650-U I Benefit Fnd

3,299

353.50500-MH & MR Communi

(1)

1,340

352.50450-MR Shel Wrkshop

450.259SF-IEA / State Fai

1,813

331.503ZZ-DDPC Pub Acct

351.50400-OMH Shelt Wkshs

331.503NY-NY-Alert

1,170

(97)

331.50313-TRAID Services

331.50323-Farm Program

11

331.50311-Arts Oxford Vet

171

(3)

331.50306-DSS Trng Matrls

331.50305-Empire St Games

331.50303-Aging Enterpris

13

(1)

331.50302-DFY Products

331.50304-Maps And Demogr

17

3,458

326.50100-DOCS Commissary

331.50301-Publications

2,934

198

Opening
Balance

325.50050-State Fair Rece

324.50000-DFY Commissary

Fund Account

2,481,000

Taxes

93,000

660

2,200

950

2,200

10

1,000

618

14

1,256

1,222

10

24

38,341

18,000

120

Misc.
Receipts

1,000,000

Federal
Grants

Bond
Proceeds

Transfers
From

93,000

3,481,000

660

2,200

950

2,200

10

1,000

618

14

1,256

1,222

10

24

38,341

18,000

120

Total
Receipts

Local

218

382

123

274

579

4,781

PS
120

NPS

93,000

326

1,172

1,050

2,200

10

1,000

433

19

779

149

10

38,261

10,611

CASH COMBINING STATEMENT BY ACCOUNT

ENTERPRISE
FY 2014
(thousands of dollars)

10

10

18

149

Indirect
Costs

3,481,000

UI
Benefits

108

208

60

156

326

1,563

GSCs

Debt

Capital

Transfers
To

93,000

3,481,000

661

1,772

1,050

2,200

10

1,000

618

19

1,219

1,079

10

38,261

17,104

120

Total
Disb.

(860,924)

26,430

902,736

(1)

112

3,727

1,240

1,813

1,170

48

12

46

11

195

(3)

14

(1)

17

3,538

3,830

198

Closing
Balance

GAAPFINANCIALPLAN*
GENERALFUND
FY2014
(millionsofdollars)
Executive

Change

Enacted

Receipts:
Taxes:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

27,174
9,512
6,151
1,203
5,968
2
50,010

(622)
(3,110)
115
(82)
(105)
0
(3,804)

26,552
6,402
6,266
1,121
5,863
2
46,206

Disbursements:
LocalAssistanceGrants
DepartmentalOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

41,840
11,805
6,609
0
0
60,254

383
145
7
0
0
535

42,223
11,950
6,616
0
0
60,789

14,552
(5,886)

3,179
1

17,731
(5,885)

403
9,069

101
3,281

504
12,350

(1,175)

(1,058)

(2,233)

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransfersToOtherFunds
ProceedsFromFinancingArrangements/
AdvanceRefundings
NetOtherFinancingSources(Uses)
OperatingSurplus/(Deficit)

* ReflectsGAAPbasisinformationreportedwiththeFY2014EnactedBudgetFinancialPlan
publishedinMay2013.InJuly2013,OSCissuedtheBasicFinancialStatementsforFY2013,
includinggovernmentalfundsresultsonaGAAPbasis.ThefollowingGAAPbasisinformationhas
notbeenrevisedtoincorporateinformationreflectedwiththeState'sFY2013GAAPFinancial
Statements.

FY 2014 Mid-Year Update

T-193

GAAPFINANCIALPLAN*
GENERALFUND
FY2014THROUGHFY2017
(millionsofdollars)
FY2014
Enacted

FY2015
Projected

FY2016
Projected

FY2017
Projected

Receipts:
Taxes:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

26,552
6,402
6,266
1,121
5,863
2
46,206

29,104
6,829
6,099
1,155
6,445
0
49,632

31,165
7,110
6,223
1,166
5,359
0
51,023

33,258
7,285
6,535
1,176
5,300
0
53,554

Disbursements:
LocalAssistanceGrants
DepartmentalOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

42,223
11,950
6,616
0
0
60,789

44,154
12,441
7,005
0
0
63,600

46,524
12,706
7,326
0
0
66,556

48,568
12,985
7,667
0
0
69,220

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransfersToOtherFunds
ProceedsFromFinancingArrangements/
AdvanceRefundings
NetOtherFinancingSources(Uses)

17,731
(5,885)

17,516
(6,229)

18,011
(6,258)

18,508
(6,623)

504
12,350

400
11,687

400
12,153

400
12,285

OperatingSurplus/(Deficit)

(2,233)

(2,281)

(3,380)

(3,381)

* ReflectsGAAPbasisinformationreportedwiththeFY2014EnactedBudgetFinancialPlanpublishedinMay
2013.InJuly2013,OSCissuedtheBasicFinancialStatementsforFY2013,includinggovernmentalfundsresults
onaGAAPbasis.ThefollowingGAAPbasisinformationhasnotbeenrevisedtoincorporateinformation
reflectedwiththeState'sFY2013GAAPFinancialStatements.

FY 2014 Mid-Year Update

T-194

FY 2014 Mid-Year Update

T-195

0
273

504
12,350
(2,233)

OperatingSurplus/(Deficit)

66

3,460
3,802

1,509
(1,505)
338

2,112
0
0
0
5,907
8,019

1,400
0
662
2,221
4,283

Capital
Projects
Funds

230

0
(12,827)

4,890
(17,717)
0

0
40
0
4,742
0
4,782

17,296
461
10
72
17,839

Debt
Service
Funds

(1,921)

3,964
3,598

27,092
(27,796)
338

107,003
13,751
7,004
4,742
5,912
138,412

67,383
5,011
7,661
52,838
132,893

(MEMO)
Total

* ReflectsGAAPbasisinformationreportedwiththeFY2014EnactedBudgetFinancialPlanpublishedinMay2013.InJuly
2013,OSCissuedtheBasicFinancialStatementsforFY2013,includinggovernmentalfundsresultsonaGAAPbasis.The
followingGAAPbasisinformationhasnotbeenrevisedtoincorporateinformationreflectedwiththeState'sFY2013GAAP
FinancialStatements.

16

2,962
(2,689)
0

62,668
1,761
388
0
5
64,822

17,731
(5,885)
0

42,223
11,950
6,616
0
0
60,789

Disbursements:
LocalAssistanceGrants
DepartmentalOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

8,346
4,550
1,126
50,543
64,565

Special
Revenue
Funds

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransfersToOtherFunds
ProceedsOfGeneralObligationBonds
ProceedsFromFinancingArrangements/
AdvanceRefundings
NetOtherFinancingSources(Uses)

40,341
0
5,863
2
46,206

Receipts:
Taxes
PublicHealth/PatientFees
MiscellaneousReceipts
FederalReceipts
TotalReceipts

General
Fund

GAAPFINANCIALPLAN*
ALLFUNDS
FY2014
(millionsofdollars)

FY 2014 Mid-Year Update

T-196

0
(2,996)
0

504
12,350
(2,233)

0
(8,589)
0

3,145
(11,734)
0

0
28
0
5,025
0
5,053

10,636
2,934
0
0
0
0
72
13,642

General
DebtService

3,460
2,833
312

6,216
(7,181)
338

18,699
410
99
(283)
5,912
24,837

3,419
5,805
2,263
1,985
5,011
1,612
2,221
22,316

Other
Governmental
Funds

0
0
0

(21,539)
21,539
0

0
0
0
0
0
0

0
0
0
0
0
0
0
0

Eliminations

3,964
3,598
(1,921)

5,553
(6,257)
338

107,003
13,751
7,004
4,742
5,912
138,412

40,607
15,141
8,529
3,106
5,011
7,661
52,838
132,893

Total

* ReflectsGAAPbasisinformationreportedwiththeFY2014EnactedBudgetFinancialPlanpublishedinMay2013.InJuly2013,OSCissuedtheBasicFinancial
StatementsforFY2013,includinggovernmentalfundsresultsonaGAAPbasis.ThefollowingGAAPbasisinformationhasnotbeenrevisedtoincorporate
informationreflectedwiththeState'sFY2013GAAPFinancialStatements.

OperatingSurplus/(Deficit)

0
(2,996)
0

46,081
1,363
289
0
0
47,733

0
0
0
0
0
186
50,543
50,729

17,731
(5,885)
0

42,223
11,950
6,616
0
0
60,789

Disbursements:
LocalAssistanceGrants
DepartmentalOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransfersToOtherFunds
ProceedsOfGeneralObligationBonds
ProceedsFromFinancingArrangements/
AdvanceRefundings
NetOtherFinancingSources(Uses)

26,552
6,402
6,266
1,121
0
5,863
2
46,206

Receipts:
Taxes:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
PublicHealth/PatientFees
MiscellaneousReceipts
FederalReceipts
TotalReceipts

General
Fund

MajorFunds
Federal
Special
Revenue

GAAPFINANCIALPLAN*
ALLFUNDS
FY2014
(millionsofdollars)

FY 2014 Mid-Year Update

T-197

6,229
(355)
0
5,874
(209)

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransfersToOtherFunds
ProceedsFromFinancingArrangements/AdvanceRefundings
NetOtherFinancingSources(Uses)
OperatingSurplus/(Deficit)
0
0
0
0
(1)

0
2
1
0
0
3

0
0
0
0
0

0
2
0
0
0
2

0
0
0
0
2
0
2

351

(25)

0
0
0
0

25
0
0
0
0
25

0
0
0
0
0
0
0

007

0
0
0
0
0

0
1
0
0
0
1

0
0
0
0
1
0
1

352

0
0
0
0

0
50
650
0
0
700

0
0
0
0
700
0
700

166

0
0
0
0
0

0
2
0
0
0
2

0
0
0
0
2
0
2

353

0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0
0

013

0
0
0
0
0

0
1
1
0
0
2

0
0
0
0
2
0
2

394

0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0
0

008

0
0
0
0
(2)

0
3
1
0
0
4

0
0
0
0
2
0
2

395

(113)

0
(57)
0
(57)

0
787
27
0
0
814

0
0
0
0
758
0
758

323

8
0
0
8
4

0
16
7
0
0
23

0
0
0
0
19
0
19

396

0
0
0
0

0
15
2
0
0
17

0
0
0
0
18
0
18

325

10
0
0
10
(1)

0
50
10
0
0
60

0
0
0
0
49
0
49

397

0
0
0
0

0
38
0
0
0
38

0
0
0
0
38
0
38

326

(10)

105
0
0
105

8
373
31
0
0
412

0
0
0
0
297
0
297

334

0
0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0
0

(4,239)
4,239
0
0
0

0
(1,229)

0
(1,229)

0
0
0
0
(1,229)
0
(1,229)

450 Eliminations

0
0
0
0

0
3
1
0
0
4

0
0
0
0
4
0
4

331

*ReflectsGAAPbasisinformationreportedwiththeFY2014EnactedBudgetFinancialPlanpublishedinMay2013.InJuly2013,OSCissuedtheBasicFinancialStatementsforFY2013,includinggovernmentalfundsresultsonaGAAPbasis.
ThefollowingGAAPbasisinformationhasnotbeenrevisedtoincorporateinformationreflectedwiththeState'sFY2013GAAPFinancialStatements.

2,629
4,015
1,626
0
0
8,270

Disbursements:
LocalAssistanceGrants
DepartmentalOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

0
0
0
0
2
0
2

343

0
0
0
0
2,187
0
2,187

339

Receipts:
PersonalIncomeTax
UserTaxesAndFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

40,473

15,618
(6,419)
0
9,199

0
7,821
4,259
0
0
12,080

26,552
6,402
6,266
1,121
3,011
2
43,354

003

(42,350)

0
(3,293)
504
(2,789)

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransfersToOtherFunds
ProceedsFromFinancingArrangements/AdvanceRefundings
NetOtherFinancingSources(Uses)

OperatingSurplus/(Deficit)

39,561
0
0
0
0
39,561

0
0
0
0
0
0
0

Disbursements:
LocalAssistanceGrants
DepartmentalOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

Receipts:
PersonalIncomeTax
UserTaxesAndFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

001

GAAPCOMBININGSTATEMENT*
GENERALFUND
FY2014
(millionsofdollars)

Total

17,731
(5,885)
504
12,350
(2,233)

42,223
11,950
6,616
0
0
60,789

26,552
6,402
6,266
1,121
5,863
2
46,206

FY 2014 Mid-Year Update

T-198

(244)

(244)

(124)

(124)

0
65

123
(58)

8
1,294
81
0
0
1,383

0
0
0
0
1,194
0
1,194

Other
Funds

Entity
Difference

(368)

(99)

(269)

0
13,152

22,030
(8,878)

42,895
13,150
6,660
0
0
62,705

28,488
6,548
6,375
1,069
6,802
2
49,284

Cash
Basis
Subtotal

(1,865)

99

(1,964)

504
499

0
(5)

398
(43)
(31)
0
0
324

(1,936)
(146)
(109)
52
0
0
(2,139)

Changes
in
Accruals

0
0

(4,239)
4,239

0
(38)
593
0
0
555

0
0
0
0
555
0
555

Elimin
ations

0
0

0
0

0
(1,229)
0
0
0
(1,229)

0
0
0
0
(1,229)
0
(1,229)

Intrafund
Eliminations

0
(1,301)

(60)
(1,241)

(1,070)
110
(606)
0
0
(1,566)

0
0
0
0
(265)
0
(265)

Reclass
ification

(2,233)

(2,233)

504
12,350

17,731
(5,885)

42,223
11,950
6,616
0
0
60,789

26,552
6,402
6,266
1,121
5,863
2
46,206

GAAP
Financial
Plan

* ReflectsGAAPbasisinformationreportedwiththeFY2014EnactedBudgetFinancialPlanpublishedinMay2013.InJuly2013,OSCissuedtheBasicFinancial
StatementsforFY2013,includinggovernmentalfundsresultsonaGAAPbasis.ThefollowingGAAPbasisinformationhasnotbeenrevisedtoincorporateinformation
reflectedwiththeState'sFY2013GAAPFinancialStatements.

(99)

(Increase)/DecreaseInReserves

OperatingSurplus/(Deficit)

99

0
5,791

0
7,296

Excess(deficiency)OfRevenues
AndOtherFinancingSources
OverExpendituresAndOther
FinancingUses

6,229
(438)

2,629
4,292
1,626
0
0
8,547

0
0
0
0
2,512
0
2,512

15,678
(8,382)

40,258
7,564
4,953
0
0
52,775

Disbursements:
LocalAssistanceGrants
DepartmentalOperations
GeneralStateCharges
DebtService
CapitalProjects
TotalDisbursements

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransfersToOtherFunds
ProceedsFromFinancingArrangements/
AdvanceRefundings
NetOtherFinancingSources(Uses)

28,488
6,548
6,375
1,069
3,096
2
45,578

Receipts:
Taxes:
PersonalIncomeTax
UserTaxesandFees
BusinessTaxes
OtherTaxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

Perspective
Difference
Cash
Special
Financial
Revenue
Plan
Funds

CASHTOGAAPCONVERSIONTABLE*
GENERALFUND
FY2014
(millionsofdollars)

FY 2014 Mid-Year Update

T-199

59,582
11,944
2,454
5
73,985
7,602
(3,191)
4,411
(247)

Disbursements:
LocalAssistanceGrants
DepartmentalOperations
GeneralStateCharges
CapitalProjects
TotalDisbursements

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransfersToOtherFunds
NetOtherFinancingSources(Uses)
OperatingSurplus/(Deficit)

0
(48)

0
390
226

OperatingSurplus/(Deficit)

(11,826)

NetOtherFinancingSources(Uses)

SUNYDorms
(Fund330)

0
0

0
0
0

0
0
0
0
0

(6,229)
438
(5,791)
243

(2,629)
(4,292)
(1,625)
0
(8,546)

0
0
(2,512)
0
(2,512)

MSSRF
(Fund339)

(1)

0
0

0
0
0

0
0
(1)
0
(1)

LGAC

0
0

0
0
0

0
461
(461)
0
0

Reclass
PatientFees

35

0
0

0
0
0

0
(1,003)
(1,003)

0
(968)
0
(968)

SUNY/CUNY
(Fund002)

0
0

0
0
0

0
0
0

0
0
0
0

COPS

0
0
0
0

5,536
0
0
0
5,536

0
0
0
5,536
5,536

Food
Stamps

(1,001)

0
(1,001)

0
(1,001)
(1,001)

0
0
0
0
0

172

0
0

0
0
0

172
0
0
0
172

SUNY/ System
CUNYDS Accruals

0
0

0
0
0

0
(7)
(7)

0
(7)
0
(7)

Appropriated
Loans

3,113
0
3,113
53

(59)
(147)
(14)
0
(220)

0
0
(3,280)
0
(3,280)

LOTTERY
(Fund160)

0
9
9
0

0
(299)
0
0
(299)

0
0
0
(308)
(308)

230

(12,827)

4,890
(17,717)

40
4,742
4,782

17,296
461
10
72
17,839

EstimatedGAAP
Expenditures

(98)

882
882

0
0
0

980
980

0
0
0
0

2,578
2,578

0
0
0

0
0
0

0
(2,578)
0
(2,578)

(97)

0
0

0
0
0

8
163
171

0
74
0
74

System
Accruals

31
(31)
0
0

0
0
0
0
0

0
0
0
0
0

Reclass Interfund
SUNY
Activity

OffBudget
Reclass
Capital Proceeds

0
0
0
0

0
0
0
0
0

0
4,550
(4,550)
0
0

Reclass
PublicHealth

*ReflectsGAAPbasisinformationreportedwiththeFY2014EnactedBudgetFinancialPlanpublishedinMay2013.InJuly2013,OSCissuedtheBasicFinancialStatementsfor
FY2013,includinggovernmentalfundsresultsonaGAAPbasis.ThefollowingGAAPbasisinformationhasnotbeenrevisedtoincorporateinformationreflectedwiththeState's
FY2013GAAPFinancialStatements.

59

4,890
(16,716)

40
5,743
5,783

Disbursements:
DepartmentalOperations
DebtService
TotalDisbursements

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransfersToOtherFunds

17,124
0
472
72
17,668

EstimatedCash
Disbursements

Receipts:
Taxes
PatientFees
MiscellaneousReceipts
FederalReceipts
TotalReceipts

OperatingSurplus/(Deficit)

0
0

0
0
0

0
(70)
(70)

0
(70)
0
(70)

SUNYCapital
(Fund384)

CASHTOGAAPCONVERSIONTABLE*
DEBTSERVICEFUND
FY2014
(millionsofdollars)

(48)
0
0

0
(48)
(48)

1,557
(1,505)
338

2,104
5,892
7,996

Disbursements:
LocalAssistanceGrants
CapitalProjects
TotalDisbursements

SUNYRehab
(Fund074)
0
0
0
0

(1,555)
86
(1,469)
(58)

0
(5,282)
(395)
0
(5,677)

0
0
(4,266)
0
(4,266)

SUNY
(Fund345)

CASHTOGAAPCONVERSIONTABLE*
CAPITALPROJECTSFUND
FY2014
(millionsofdollars)

0
0
0
(20)

0
(88)
0
0
(88)

0
0
(108)
0
(108)

CUNY
(Fund377)

OtherFinancingSources(Uses):
TransfersFromOtherFunds
TransfersToOtherFunds
ProceedsOfGOBonds
ProceedsFromFinancingArrangements/
AdvanceRefundings
NetOtherFinancingSources(Uses)

1,400
4,211
2,221
7,832

Receipts:
Taxes
MiscellaneousReceipts
FederalReceipts
TotalReceipts

EstimatedCash
Disbursements

8,347
0
15,842
45,138
69,327

Receipts:
Taxes
PublicHealth
MiscellaneousReceipts
FederalReceipts
TotalReceipts

EstimatedCash
Disbursements

CASHTOGAAPCONVERSIONTABLE*
SPECIALREVENUEFUNDS
FY2014
(millionsofdollars)

66

3,460
3,802

1,509
(1,505)
338

2,112
5,907
8,019

1,400
662
2,221
4,283

EstimatedGAAP
Expenditures

0
0
0
45

238
(75)
(32)
0
131

(1)
0
0
177
176

System
Accruals

2,962
(2,689)
273
16

62,668
1,761
388
5
64,822

8,346
4,550
1,126
50,543
64,565

EstimatedGAAP
Expenditures

STATEDEBTOUTSTANDING
SUMMARIZEDBYFINANCINGPROGRAMANDPROGRAMAREA
FY2013THROUGHFY2018
(thousandsofdollars)
FY2013

FY2014

FY2015

FY2016

FY2017

FY2018

3,524,140

3,570,379

3,548,410

3,351,288

3,124,540

2,928,730

26,500,910
0
6,991,450
2,284,095
1,546,315
267,115
2,835,683
40,425,568

28,907,626
1,101,999
6,405,390
2,097,940
1,496,800
252,100
2,592,380
42,854,236

31,310,944
2,200,581
5,820,455
1,916,545
1,442,800
236,345
2,345,040
45,272,709

33,866,558
3,299,075
5,307,815
1,734,115
1,386,305
219,805
2,058,400
47,872,072

35,154,391
4,395,877
5,352,245
1,556,625
1,328,310
202,235
1,758,175
49,747,858

35,991,546
5,490,293
5,365,832
1,375,860
1,269,690
183,775
1,465,680
51,142,677

8,584,237

7,668,385

6,757,816

5,853,908

5,048,561

4,089,321

TOTALSTATESUPPORTED

52,533,944

54,093,000

55,578,935

57,077,267

57,920,960

58,160,730

BYPROGRAMAREA
EconomicDevelopment&Housing
Education
Environment
Health&MentalHygiene
StateFacilities&Equipment
Transportation
LGAC
TOTALSTATESUPPORTED

5,469,122
16,210,120
2,389,644
4,672,550
5,893,495
15,063,331
2,835,683
52,533,944

5,383,941
17,141,780
2,521,085
4,831,825
5,820,555
15,801,434
2,592,380
54,093,000

6,071,916
17,980,493
2,658,029
4,762,310
5,768,504
15,992,643
2,345,040
55,578,935

6,742,052
18,747,384
2,747,790
4,683,274
5,676,953
16,421,415
2,058,400
57,077,267

7,005,407
19,322,452
2,818,256
4,600,894
5,583,851
16,831,925
1,758,175
57,920,960

6,757,686
20,105,824
2,899,563
4,533,762
5,468,659
16,929,553
1,465,680
58,160,730

GENERALOBLIGATIONBONDS
REVENUEBONDS
PersonalIncomeTax
SalesTax
DedicatedHighway
MentalHealthServices
SUNYDorms
HealthIncome
LGAC
SubtotalRevenueBonds
SERVICECONTRACT

FY 2014 Mid-Year Update

T-200

STATEDEBTOUTSTANDING
FY2013THROUGHFY2018
(thousandsofdollars)

SUBTOTALSTATESUPPORTED

FY2013

FY2014

FY2015

FY2016

FY2017

FY2018

52,533,944

54,093,000

55,578,935

57,077,267

57,920,960

58,160,730

OTHERSTATEDEBTOBLIGATIONS
ContingentContractual
DASNY/MCFFASecuredHospitalsProgram
TobaccoSettlementFinancingCorp.

421,475
2,411,205

368,785
2,080,095

314,120
1,733,550

257,215
1,369,130

221,190
985,765

194,620
583,055

MoralObligation
HousingFinanceAgencyMoralObligationBonds
MCFFANursingHomesandHospitals

13,767
1,560

8,909
1,045

6,341
490

5,105
15

3,773
0

2,317
0

StateGuaranteedDebt
JobDevelopmentAuthority(JDA)

15,435

12,345

9,255

6,170

3,085

Other
MBBAPriorYearSchoolAidClaims

294,260

281,315

262,650

233,670

203,375

171,605

3,157,702

2,752,494

2,326,406

1,871,305

1,417,188

951,597

55,691,646

56,845,494

57,905,341

58,948,572

59,338,148

59,112,327

SUBTOTALOTHERSTATE
GRANDTOTALSTATERELATED

FY 2014 Mid-Year Update

T-201

STATEDEBTSERVICE
SUMMARIZEDBYFINANCINGPROGRAMANDPROGRAMAREA
FY2013THROUGHFY2018
(thousandsofdollars)
FY2013
GENERALOBLIGATIONBONDS

FY2014

487,197

482,589

REVENUEBONDS
PersonalIncomeTax
SalesTax
DedicatedHighway
MentalHealthServices
SUNYDorms
HealthIncome
LGAC
DebtManagementStrategies
SubtotalRevenueBonds

2,330,114
0
926,792
306,240
202,166
28,184
389,054
0
4,182,550

2,596,435
39,187
899,372
294,871
0
28,208
384,314
189,636
4,432,022

SERVICECONTRACT

1,468,183

TOTALSTATESUPPORTED

BYPROGRAMAREA
EconomicDevelopment&Housing
Education
Environment
Health&MentalHygiene
StateFacilities&Equipment
Transportation
LGAC
DebtManagementStrategies
TOTALSTATESUPPORTED

FY 2014 Mid-Year Update

FY2015
477,450

FY2016

FY2017

FY2018

464,791

442,385

403,916

2,800,559
128,753
799,381
283,122
0
28,202
398,554
(383,636)
4,054,936

3,124,741
232,078
764,364
274,653
0
28,307
396,042
0
4,820,186

3,432,961
339,561
791,733
260,994
0
28,409
374,510
0
5,228,169

3,638,321
450,268
837,632
256,033
0
28,406
294,083
0
5,504,742

1,132,521

1,241,476

1,168,055

1,083,860

1,130,246

6,137,930

6,047,132

5,773,862

6,453,031

6,754,414

7,038,905

761,666
1,628,456
371,386
502,126
702,505
1,782,737
389,054
0
6,137,930

744,797
1,301,674
353,390
529,666
670,444
1,873,211
384,314
189,636
6,047,132

755,340
1,468,672
337,213
577,594
679,488
1,940,637
398,554
(383,636)
5,773,862

901,584
1,559,604
363,347
591,279
669,487
1,971,688
396,042
0
6,453,031

1,033,950
1,612,934
360,824
603,223
669,117
2,099,856
374,510
0
6,754,414

1,108,647
1,811,989
358,425
598,229
693,595
2,173,937
294,083
0
7,038,905

T-202

STATEDEBTSERVICE
FY2013THROUGHFY2018
(thousandsofdollars)
FY2013

FY2014

FY2015

FY2016

FY2017

FY2018

6,137,930

6,047,132

5,773,862

6,453,031

6,754,414

7,038,905

75,790
408,163

73,477
446,293

73,035
444,942

72,667
444,562

49,306
444,401

37,936
443,624

MoralObligation
HousingFinanceAgencyMoralObligationBon
MCFFANursingHomesandHospitals

5,901
639

5,862
641

3,254
640

1,741
515

1,735
16

1,749
0

StateGuaranteedDebt
JobDevelopmentAuthority(JDA)

4,497

3,915

3,742

3,578

3,416

3,252

Other
MBBAPriorYearSchoolAidClaims

35,198

27,593

31,211

40,780

40,966

40,986

530,188

557,782

556,824

563,843

539,841

527,546

6,668,118

6,604,914

6,330,686

7,016,874

7,294,255

7,566,451

SUBTOTALSTATESUPPORTED
OTHERSTATEDEBTOBLIGATIONS
ContigentContractual
DASNY/MCFFASecuredHospitalsProgram
TobaccoSettlementFinancingCorp.

SUBTOTALOTHERSTATE
GRANDTOTALSTATERELATED

FY 2014 Mid-Year Update

T-203

STATE DEBT ISSUANCES

SUMMARIZED BY FINANCING PROGRAM AND PROGRAM AREA
FY 2013 THROUGH FY 2018
(thousands of dollars)
FY 2013
GENERAL OBLIGATION BONDS

FY 2014

FY 2015

FY 2016

FY 2017

FY 2018

395,875

379,044

298,722

110,981

65,731

65,731

REVENUE BONDS
Personal Income Tax
Sales Tax
Dedicated Highway
Mental Health Services
SUNY Dorms
Subtotal Revenue Bonds

2,997,315
0
0
0
225,585
3,222,900

3,636,850
1,122,000
0
0
0
4,758,850

3,684,049
1,155,660
0
0
0
4,839,709

3,994,235
1,190,330
0
0
0
5,184,565

2,870,472
1,226,040
559,058
0
0
4,655,570

2,479,621
1,262,821
553,926
0
0
4,296,369

TOTAL STATE-SUPPORTED

3,618,775

5,137,894

5,138,431

5,295,546

4,721,301

4,362,100

BY PROGRAM AREA
Economic Development & Housing
Education
Environment
Health & Mental Hygiene
State Facilities & Equipment
Transportation

526,945
1,575,925
179,146
269,255
239,305
828,199

423,751
1,665,031
362,406
458,727
323,086
1,904,894

1,179,091
1,585,326
348,301
273,731
337,372
1,414,609

1,257,297
1,514,086
319,300
276,896
287,202
1,640,765

918,737
1,320,876
290,026
283,873
284,310
1,623,479

470,157
1,656,915
293,322
292,033
284,541
1,365,132

3,618,775

5,137,894

5,138,431

5,295,546

4,721,301

4,362,100

SUBTOTAL STATE-SUPPORTED

FY 2014 Mid-Year Update

T-204

STATEDEBTRETIREMENTS
SUMMARIZEDBYFINANCINGPROGRAMANDPROGRAMAREA
FY2013THROUGHFY2018
(thousandsofdollars)
FY2013
GENERALOBLIGATIONBONDS

FY2014

FY2015

FY2016

FY2017

FY2018

345,745

332,805

320,691

308,103

292,479

261,541

1,142,485
0
574,145
190,645
42,240
14,360
244,185
2,208,060

1,230,134
20,001
586,060
186,155
49,515
15,015
243,303
2,330,183

1,280,732
57,078
584,935
181,395
54,000
15,755
247,340
2,421,235

1,438,621
91,836
512,640
182,430
56,495
16,540
286,640
2,585,202

1,582,639
129,237
514,628
177,490
57,995
17,570
300,225
2,779,784

1,642,466
168,405
540,339
180,765
58,620
18,460
292,495
2,901,550

946,945

915,852

910,569

903,910

805,347

959,241

TOTALSTATESUPPORTED

3,500,750

3,578,840

3,652,496

3,797,216

3,877,610

4,122,331

BYPROGRAMAREA
EconomicDevelopment&Housing
Education
Environment
Health&MentalHygiene
StateFacilities&Equipment
Transportation
LGAC
TOTALSTATESUPPORTED

506,069
699,103
242,959
280,065
416,429
1,111,940
244,185
3,500,750

508,932
733,370
230,966
299,451
396,027
1,166,791
243,303
3,578,840

491,116
746,613
211,357
343,246
389,422
1,223,401
247,340
3,652,496

587,161
747,194
229,540
355,933
378,754
1,211,993
286,640
3,797,216

655,382
745,808
219,561
366,253
377,412
1,212,968
300,225
3,877,610

717,877
873,542
212,014
359,165
399,733
1,267,504
292,495
4,122,331

REVENUEBONDS
PersonalIncomeTax
SalesTax
DedicatedHighway
MentalHealthServices
SUNYDorms
HealthIncome
LGAC
SubtotalRevenueBonds
SERVICECONTRACT

FY 2014 Mid-Year Update

T-205

STATEDEBTRETIREMENTS
FY2013THROUGHFY2018
(thousandsofdollars)

SUBTOTALSTATESUPPORTED

FY2013

FY2014

FY2015

FY2016

FY2017

FY2018

3,500,750

3,578,840

3,652,496

3,797,216

3,877,610

4,122,331

OTHERSTATEDEBTOBLIGATIONS
ContigentContractual
DASNY/MCFFASecuredHospitalsProgram
TobaccoSettlementFinancingCorp.

47,700
278,600

52,690
331,110

54,665
346,545

56,905
364,420

36,025
383,365

26,570
402,710

MoralObligation
HousingFinanceAgencyMoralObligationBonds
MCFFANursingHomesandHospitals

4,597
475

4,859
515

2,568
555

1,236
475

1,332
15

1,455
0

StateGuaranteedDebt
JobDevelopmentAuthority(JDA)

3,505

3,090

3,090

3,085

3,085

3,085

Other
MBBAPriorYearSchoolAidClaims

24,900

12,945

18,665

28,980

30,295

31,770

359,777

405,209

426,088

455,101

454,117

465,590

3,860,527

3,984,048

4,078,584

4,252,316

4,331,727

4,587,921

SUBTOTALOTHERSTATE
GRANDTOTALSTATERELATED

FY 2014 Mid-Year Update

T-206

STATE OF NEW YORK

LIST OF JOINT CUSTODY FUNDS

CAS
FUND
NUMBER
001
002
003
004
005
006
007
008
017
019
020
021
022
023
024
025
050
052

SFS
FUND
RANGE
10000-10049
30000-30049
10050-10099
10100-10149
10150-10199
10200-10249
10250-10299
10300-10349
10400-10449
20000-20099
20100-20299
66000-66049
66050-66099
20300-20349
20350-20399
20400-20449
20450-20499
20500-20549

053
054
055

20550-20599
20600-20649
20650-20699

061

20800-20849

064
072

40000-40049
30050-30099

073

20850-20899

074

30100-30299

075
076
077
078
079

30300-30349
30350-30399
30400-30449
30450-30499
30500-30549

100
101

10450-10499
30600-30609

103

30610-30619

105

30620-30629

FY 2014 Mid-Year Update

APPENDIX

FUND NAME
Local Assistance Account
State Capital Projects Fund
State Operations Account
Tax Stabilization Reserve Account
Contingency Reserve Fund
Universal Pre-Kindergarten Reserve
Community Projects Fund
Rainy Day Reserve Fund
Refund Reserve Account
Mental Health Gift and Donations Fund
Combined Expendable Trust
Agriculture Producers Security Fund
Milk Producers Security Fund
New York Interest on Lawyer Account
NYS Archives Partnership Trust Fund
Child Performers Protection
Tuition Reimbursement Fund
NYS Local Government Records
Management Improvement Fund
School Tax Relief Fund
Charter Schools Stimulus Fund
Not-For-Profit Short-Term Revolving
Loan Fund
Health Care Reform Act (HCRA)
Resources Fund
Debt Reduction Reserve Fund
Dedicated Highway and Bridge Trust
Fund
Dedicated Mass Transportation Trust
Fund
SUNY Residence Halls Rehabilitation
and Repair Fund
NYS Canal System Development Fund
State Park Infrastructure Fund
Passenger Facility Charge Fund
Environmental Protection Fund
Clean Water/Clean Air Implementation
Fund
General Fund
Energy Conservation Thru Improved
Transportation Bond Fund
Park and Recreation Land Acquisition
Bond Fund
Pure Waters Bond Fund

FUND
CLASSIFICATION
General
Capital Projects
General
General
General
General
General
General
General
Special Revenue
Special Revenue
Private Purpose Trust
Private Purpose Trust
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Debt Service
Capital Projects
Special Revenue

Capital Projects
Capital Projects
Capital Projects
Capital Projects
Capital Projects
Capital Projects
General
Capital Projects
Capital Projects
Capital Projects

T-207

STATE OF NEW YORK

LIST OF JOINT CUSTODY FUNDS

CAS
FUND
NUMBER

SFS
FUND
RANGE

106

30750-30799

109

30630-30639

115
118

30640-30649

119
121

30700-30749
30650-30659

123

30660-30669

124
126

30670-30679
30680-30689

127
130

30690-30699
60050-60149

135
136
137
152
153
154
160
162
163

60150-60199
60150-60199
60150-60199
60200-60249
60250-60299
60300-60399
20900-20949
60400-60449
60450-60499

165
166
167
169
175
176
179
221
225

60500-60549
10500-10549
60550-60599
60600-60799
60800-60849
60850-60899
60900-60949
20950-20999
23650-23699

261

25000-25099

265

25100-25199

267
269

25200-25249
25250-25299

FY 2014 Mid-Year Update

APPENDIX

FUND NAME
Outdoor Recreation Development Bond
Fund
Transportation Capital Facilities Bond
Fund
Environmental Quality Protection Fund
Rail Preservation and Development
Bond Fund
State Housing Bond Fund
Rebuild and Renew New York
Transportation Bond Fund
Transportation Infrastructure Renewal
Bond Fund
Environmental Quality Bond Act Fund
Accelerated Capacity and Transportation
Improvements Bond Fund
Clean Water/Clean Air Bond Fund
School Capital Facilities Financing
Reserve Fund
Child Performers Holding Fund
Child Performers Holding Fund
Child Performers Holding Fund
Employees Health Insurance Fund
Social Security Contribution Fund
Payroll Deduction Escrow Fund
State Lottery Fund
Employees Dental Insurance
Management Confidential Group
Insurance Fund
Lottery Prize Fund
Fringe Benefit Escrow Account
Health Insurance Reserve Receipts Fund
Miscellaneous NYS Agency Fund
EPIC Escrow Fund
CUNY Senior College Operating Fund
MMIS Statewide Escrow Fund
Combined Student Loan Fund
Metropolitan Transportation Authority
(MTA) Financial Assistance Fund
Federal USDA/Food and Nutrition
Services Fund
Federal Health and Human Services
Fund
Federal Education Fund
Federal Block Grants Fund

FUND
CLASSIFICATION
Capital Projects
Capital Projects
Capital Projects
Capital Projects
Capital Projects
Capital Projects
Capital Projects
Capital Projects
Capital Projects
Capital Projects
Agency
Agency
Agency
Agency
Agency
Agency
Agency
Special Revenue
Agency
Agency
Agency
General
Agency
Agency
Agency
Agency
Agency
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Special Revenue

T-208

STATE OF NEW YORK

LIST OF JOINT CUSTODY FUNDS

CAS
FUND
NUMBER

SFS
FUND
RANGE

290

25300-25899

291
300

31350-31449
21000-21049

301

21050-21149

302
303

21150-21199
21200-21249

304
305

40100-40149
21250-21299

306
307
309
310
311
312
313

21300-21349
21350-21399
60950-60999
31450-31499
40150-40199
31500-31549
21400-21449

314
316
318
319
321
323
324
325
326
327
328

21450-21499
40250-40299
21500-21549
40300-40349
21550-21599
55000-55049
50000-50049
50050-50099
50100-50299
31650-31699
21600-21649

330
331
332
333
334
335
338
339
340
341
342

40350-40399
50300-50399
21650-21699
21700-21749
55050-55099
21750-21799
21850-21899
21900-22499
22500-22549
22550-22599
22600-22649

FY 2014 Mid-Year Update

APPENDIX

FUND NAME
Federal Miscellaneous Operating Grants
Fund
Federal Capital Projects Fund
Sewage Treatment Program
Management and Administration Fund
Environmental Conservation Special
Revenue Fund
Conservation Fund
Environmental Protection and Oil Spill
Compensation Fund
Mental Health Services Fund
Training and Education Program on
Occupational Safety and Health Fund
Lawyers Fund For Client Protection
Equipment Loan Fund for the Disabled
Special Education Fund
Forest Preserve Expansion Fund
General Debt Service Fund
Hazardous Waste Remedial Fund
Mass Transportation Operating
Assistance Fund
Clean Air Fund
Housing Debt Fund
New York State Infrastructure Trust Fund
Department of Health Income Fund
Legislative Computer Services Fund
Centralized Services Account
Youth Commissary Fund
State Exposition Special Account
Correctional Services Commissary Fund
Suburban Transportation Fund
Biodiversity Stewardship and Research
Fund
State University Dormitory Income Fund
Agency Enterprise Fund
Combined Non-Expendable Trust Fund
Winter Sports Education Trust Fund
Agency Internal Service Account
Musical Instrument Revolving Fund
Arts Capital Revolving Fund
Earmarked Revenue Account
Court Facilities Incentive Aid Fund
Employment Training Fund
Homeless Housing and Assistance Fund

FUND
CLASSIFICATION
Special Revenue
Capital Projects
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Debt Service
Special Revenue
Special Revenue
Special Revenue
Agency
Capital Projects
Debt Service
Capital Projects
Special Revenue
Special Revenue
Debt Service
Special Revenue
Debt Service
Special Revenue
Internal Service
Enterprise
Enterprise
Enterprise
Capital Projects
Special Revenue
Debt Service
Enterprise
Special Revenue
Special Revenue
Internal Service
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Special Revenue

T-209

STATE OF NEW YORK

LIST OF JOINT CUSTODY FUNDS

CAS
FUND
NUMBER

SFS
FUND
RANGE

343
344

55100-55149
61000-61099

345
346
347
348
349
351

22650-22699
22700-22749
55150-55199
10550-10599
22750-22799
50400-50449

352

50450-50499

353

50500-50599

354

22800-22849

355
357

22850-22899
31700-31749

359

22900-22949

360
361
362
364
365
366

22950-22999
40400-40449
23000-23049
40450-40499
23050-23099
23100-23149

368

23150-23199

369
374
376
377
378
380

23200-23249
31800-31849
31850-31899
23250-23449
31900-31949
31950-31999

382

61100-61199

384
385

32400-32999
23500-23549

387

32200-32249

FY 2014 Mid-Year Update

APPENDIX

FUND NAME
Mental Hygiene Revolving Account
State University New York Revenue
Collection Fund
State University Income Fund
Chemical Dependence Service Fund
Youth Vocational Education Account
Tobacco Revenue Guarantee Fund
Lake George Park Trust Fund
Office of Mental Health Sheltered
Workshop Fund
Office for Persons with Developmental
Disabilities Sheltered Workshop Fund
Mental Hygiene Community Stores
Account
State Police and Motor Vehicle Law
Enforcement and Motor Vehicle Theft
and Insurance Fraud Prevention Fund
New York Great Lakes Protection Fund
Division For Youth Facilities
Improvement Fund
Federal Revenue Maximization Contract
Fund
Housing Development Fund
Clean Water/Clean Air Fund
NYSDOT Highway Safety Program Fund
Local Government Assistance Tax Fund
Vocational Rehabilitation Fund
Drinking Water Program Management
and Administration Fund
New York City County Clerks Operations
Offset Fund
Judiciary Data Processing Offset Fund
Housing Assistance Fund
Housing Program Fund
IFR/City University Tuition Fund
Natural Resource Damages Fund
Department of Transportation
Engineering Services Fund
State University Federal Direct Lending
Program Fund
State University Capital Projects Fund
US Olympic Committee/Lake Placid
Olympic Training Fund
Miscellaneous Capital Projects Fund

FUND
CLASSIFICATION
Internal Service
Agency
Special Revenue
Special Revenue
Internal Service
General
Special Revenue
Enterprise
Enterprise
Enterprise

Special Revenue
Special Revenue
Capital Projects
Special Revenue
Special Revenue
Debt Service
Special Revenue
Debt Service
Special Revenue
Special Revenue
Special Revenue
Special Revenue
Capital Projects
Capital Projects
Special Revenue
Capital Projects
Capital Projects
Agency
Capital Projects
Special Revenue
Capital Projects

T-210

STATE OF NEW YORK

LIST OF JOINT CUSTODY FUNDS

CAS
FUND
NUMBER

SFS
FUND
RANGE

388

32250-32299

389

32300-32349

390
394

23550-23599
55200-55249

395
396
397

55250-55299
55300-55349
55350-55399

399

32350-32399

400
480

65000-65049
25900-25949

481
482

50650-50699
23600-23649

484

25950-25999

486

26000-26049

FY 2014 Mid-Year Update

APPENDIX

FUND NAME
City University of New York Capital
Projects Fund
Mental Hygiene Facilities Capital
Improvement Fund
Indigent Legal Services Fund
Joint Labor and Management
Administration Account
Audit and Control Revolving Account
Health Insurance Revolving Account
Correctional Industries Revolving
Account
Correctional Facilities Capital
Improvement Fund
Common Retirement Fund
Federal Unemployment Insurance
Administration Fund
Unemployment Insurance Benefit Fund
Unemployment Insurance Interest and
Penalty Fund
Federal Unemployment Insurance
Occupational Training Fund
Federal Emergency Employment Act
Fund

FUND
CLASSIFICATION
Capital Projects
Capital Projects
Special Revenue
Internal Service
Internal Service
Internal Service
Internal Service
Capital Projects
Pension Trust
Special Revenue
Enterprise
Special Revenue
Special Revenue
Special Revenue

T-211

APPENDIX

STATE OF NEW YORK FUND STRUCTURE

GOVERNMENTAL

GENERAL

SPECIAL REVENUE

STATE

DEBT SERVICE

FEDERAL

CAPITAL PROJECTS

STATE

FEDERAL

PROPRIETARY

ENTERPRISE

INTERNAL SERVICES

FIDUCIARY

PRIVATE PURPOSE TRUST

FY 2014 Mid-Year Update

PENSION TRUST

AGENCY

T-212