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Barth & Sen On Freedom!
Barth & Sen On Freedom!
Barth & Sen On Freedom!
Chris Barrigar' I am deeply disturbed by the immense suffering and oppression that exists so endemically in the world. The p/7ys/ca/toll of back-breaking labour, for long hours day after day, under dangerous conditions, with no medical attention when needed, at exploitive 'wages'; the re/atona/toll of drunken men who beat their family because 'deep inside' they have neither purpose nor hope for the future; the psychological \o\\ of childhood lost to labour, of dignity and hope lost to oppression, and of being unable to provide for one's family; the social toll of community fighting community, not only majorities oppressing minorities but also oppressed minorities who oppress other minonties; the toll of ignorance that comes from the inability to read or to recognize the lies that keep the exploitation justified. The list, of course, goes endlessly on. I am deeply disturbed by all this not simply because I am human, but I am disturbed because I am a follower of Jesus the Nazarene. My discipleship to
Chris Banigar (Ph.D. in Philosophy of Religion, McGill University, Canada) teaches theology at several institutions in Bangalore and Chennai (Madras), India. This paper was originally presented at the 14' Annual Kunchala Rajaratnam Endowment Lecture, Qurukul Lutheran Theological College and Research Institute, Chennai. 110
Asia Journal of Theology Jesus has shaped me such that my heart responds with compassion, indeed with great pain, to the suffering and oppression around me. And this makes me want to do something about it, to take action. Yet I am also a theologian, which means, in part, that I believe that action is linked not simply to behaviour but also to ideas, and thus that effective action requires, inter alia, right ideas. So I want to respond to human suffering and oppression by thinking through the ideas that will enable effective action for sustained change.
1.
Over the past thirty years, the dominant form of theological idea conceming oppression and suffering has been called 'Liberation Theolog/. Yet, in recent years Liberation Theology has fallen on hard times. Other types of liberational theologies having taken the limelightfeminist, womanist, Dalit, Minjung, postcolonial, left-wing evangelical, and the like. Yet, despite the flaws of Liberation Theology as a movement and method (or set of methods), I continue to find the 'liberation' motif a useful /ocus around which to discuss the ideas and practk:es necessary for responding to the suffering and oppression around us.^ In effect, 'liberation' should remain a foundatkinal theological locus for responding to issues of oppression. It may be inferred that I will now make a defence of Liberation Theology yet in fact, while I share the motivating concerns of Liberation Theobgy, I shall not make such a defence, and in fact I do not count myself a Liberation Theologian.^ Indeed, I want to develop a liberating, freeing theology for the oppressed and exploited by means of resources different from those usually employed by Liberation Theologieswhich I propose to do by way of Karl Barth's theology of 'freedom'. But why choose 'freedom', and why choose Barth? In terms of 'why freedom?', I contend that issues of justice and oppression need to be embedded in a broader social-political-economic framework. Socialpolitical theology cannot be limited to issues of justice and liberation alone, crucially important as these arerather, social-political theology must be developed in the light of a comprehensive theological vision for human societies at large pre-parousia, which necessarily includes the full expanse of socialpolitical-economic issues, including, inter alia, issues of social plurality, political participation and representation, political legitimacy, social policy, fiscal objectives and instruments, economic objectives and structures, law and jurisprudence, and so forth: it is only within such a broadly comprehensive
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Asia Journal of Theology account of modern human societies that issues of justice, oppression, and exploitation can then be adequately addressed. What biblical-doctrinal categories then do we invoke for this broader, preparousia social-political theology? There are many that must be deployed collectively^Trinity, the life of Jesus, shalom, reconciliation. Church, justice, love, freedom, and so forth. Collectively, such categories provide a theological map, a systematic framework, by which to infer and develop the contours of an overall social-political theology, including implications for the full expanse of social-political-economic issues mentioned above. For purposes of this discussion, though, limitations of space dictate that my proposal be tested by use of a single theological category, even though, as I have just indicated, a whole panoply of doctrinal loci are needed to do the full job. Thus I have chosen 'freedom' for this discussion - partly because of the centrality of 'freedom' within the political ideas of modernity, and partly because it is a more comprehensive concept than 'liberation', thereby offering more expansive social-political possibilities than 'liberation' while at the same time including liberation within its purview. As for Barth, I choose him for two reasons. First, because his theological corpus provides a substantive theology of freedom. Second, he has a theological perspective that I think is rightthough one which is 'counter-intuitive' and hence frequently opposednamely that theology proper comes prior to anthropology. Yet the idea of a well-formed theology being 'counter-intuitive' may seem peculiar. Thus let me give an analogy from science, by citing Nancey Murphy: One of Newton's great discoveries was his laws of motion,,,But why did it take so long to discover this law? Why was it not understood much earlier by Greek philosophers, such as Aristotle, or by such great intellects as Galileo, Francis Bacon, or Rene Descartes? The answer is because the laws are apparently contradicted by all our experience in everyday life [i,e,, the laws are 'counter-intuitive']. Newton's laws say that the natural tendency of a body is to keep moving forever; but our experience is that moving bodies on Earth always come to a stop, usually very soon, unless we keep pushing them. The explanation of this paradox (in Newton's temns) is simple: friction acts to prevent the body's doing what its natural tendency dictates., ..The point then is that the true (inertial) nature of matter is in fact deeply hidden, despite being right in front of us. To understand this nature, we must focus on the tendency of matter to keep moving (apparent when we throw a solid ball, for example), rather than the tendency for matter to stop moving (apparent when we move objects
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Asia Journal of Theology around, for example). Both tendencies are there; we have to discern which is the more fundamental. Before Newton, the greatest minds failed to see which was the essential feature.^ The parallel with theology is this: that what appears to us as the most jDrobable, most natural, or most intuitive, interpretation of something may actually be very wrong, for the truth might well be deeply hidden, even if right in front of our eyes. This is the epistemological core of Luther's fheologia crucisJesus' death on the cross appears, by normal human interpretive reason, to be weakness, defeat, and humiliation, yet in fact the deeper, hidden truth is that Jesus' death on the cross is actually the place of God's victory and glory. What has this to do with Barth? Within both modern and post-modern theology, the usual tendency, derived from our experience of everyday life, is to focus on, or begin our theology with, human experience; yet Barth is like Newton and Luther, helping us to see that the more fundamental reality, the true nature of theological reality, is in fact deeply hidden, despite being right in front of us: namely, to begin our theologizing not with anthropology but with God and God's Wordeven though this begins our theology with that which goes against all our usual human, including academic, intuitions. As we will see, I am no Barthian in the sense of wanting to be his disciple in the details of his theology," but I do think that in this regard Barth orients us properlyGod's Word (in both senses, as Jesus Christ and as Scripture) comes before, and indeed properly establishes the basis of, our anthropology.^ With this prior condition in place, I want to explore the nature of human freedom based on this prioritization. In short, Barth offers us a substantive theology of freedom, yet one which begins with God and only then moves to humanity. Having said this, unlike Barth I am concemed to identily specific practices, proposals for action in specific times and places, in response to poverty and oppression. My rationale for this is simply personal experience: in my own involvement in grassroots work on behalf of the poor and exploited, I have seen the necessity of identifying and implementing spec/ffc pracf/ces if change is actually to take placewithout such intentional, strategic, specific practices, change simply does not happen. Yet John Webster, Barth's leading interpreter in the Anglo-American world today, points out,^ 'Barth's reluctance to discuss in detail the concrete instruments and ends of political community'.^ This reluctance we will further discuss below; nonetheless, it is precisely to discern 'the concrete CrtnsWan/y instruments and ends of political community' which is my ultimate objective in this study. Indeed, by 'action' and 'concrete instruments' I mean not simply protest action, or grass-root community action, 113
Asia Journal of Theology on behalf ofthe poor and oppressed, but I also mean the formation of public policy, economic policy, bureaucratic policy, and judicial policy, along with the legal-political means for their implementation. This then requires engagement with the relevant scholarly-theoretical disciplines for each of these domains of social-political life. My objective then is fo expbre whether a U)eologyx)f freedom can guide our use ofexfemalsociai-economic resources fordisceming 'concrete instruments' and action for achieving iiberafion from poverfy and oppression. I have identified Barth as my theological protagonist for this; now where to turn for external sources for this? Within contemporary social-econom'c theory, the work which has most extensively employed the concept of freeoom is that of the Indian scholar Amartya Sen. For Sen, the concept of freedom is a central pillar of the social and economic theory for which he won the Nobel Prize for Economics in 1998, and so, on thfs basis, I will turn to Sen as my foil to Barth. My conclusion, which will no doubt surprise many, will be that a Barthian use of Amartya Sen provides a persuasive proposal for Christian action in response to poverty and oppression. However, a methodological issue must be addressed: can Barth even be used for such a project? There are two angles from which to ask this: first, whether he is relevant to issues of poverty and oppression; second, whether he would consider it valid to employ a non-theological resource, such as Sen, in conjunction with theology.
2.
Does Barth have anything of value to say to situations of poverty and oppression? Some would certainly say No. This response can be represented by James Cone, the doyen of American Black Theology, who did his Ph.D. dissertation on Barth but later repudiated Barth as being of no use to the social realities of racism in America;^ analogously, one might argue that, likewise, Barth has little or nothing of value to say to situations of poverty and oppression in such places as the Two-Thirds World or the former Soviet bloc nations. This interpretation may be further supported by Barth's general reluctance, as mentioned earlier, to engage in discussion of the concrete means and instruments of social-political activity. Furthermore, Hunsinger observes that, 'While it is certainly true that one can find passages in Barth's theology where the radical political imperatives of the gospel sound forth, it is also true that these imperatives are often muffled by the extraordinary expanse of other themes which he so prodigiously sets 114
Asia Journal of Theology forth'. And as Ron Sider points out, the sheer volume of material in the Bible that pertains to questions of hunger, justice and the poor is 'astonishing'yet one could not say the same about the volume of material or emphasis on these issues in Barth's writing.^ Nonetheless, another response is that Barth does have relevance to issues of poverty and oppression. Hunslngerhas noted a number of similarities between Barth and Liberation Theologians. For one, they both 'share a belief that theological integrity is subject to certain practical and political tests': [F]or Barth, from the beginning of his career to the very end, even the most doctrinally correct theologians were considered unworthy of their calling to the extent that they aligned themselves in practice with the forces of political reaction....Like today's liberation theologians, Barth believed that reactionary politics was a sign that the gospel had been left behind.^" As well, both Barth and Liberation Theology refuse to indulge in wholesale condemnation of communism. 'Western anticommunism generally struck [Barth] as self-righteous, hypocritical, irresponsible, and irrelevant...Barth believed that in their quest for world domination, the two superpowers were the mirror image of each other'. Third, Barth stands with the liberation theologians against the neoconservatives on the crucial matter of capitalism....The salient point about capitalism for Barth was not, as neoconservatives would contend, that it decentralizes power and therefore stands as a bulwark against totalitarian 'drives' of society. On the contrary, Barth rightly insisted that capitalism generates enormous disparities in wealth and power, concentrating life-and-death decisions 'in the hands of the relatively few, who pull all the strings... in a way completely outside the control of the vast majority'.^^ Furthermore, Barth and the Liberation theologians could concur with Barth's words from Church Dogmatics that the command of God is "in all circumstances a call for counter-movements on behalf of humanity and against its denial in any form, and therefore a championing of the weak against every encroachment on the part of the strong."^^ This is a particularly strong statement by Barth, one which gives him greater credibility on these issues, especially when set against his own activity against Bolshevism, Fascism, and nuclear weapons. Nonetheless, one can certainly regret Barth's reluctance to extend his discussions to the instruments and means, which we will examine in further detail below. 115
3.
The other angle from which to ask if Barth can be used for this project concerns Barth's valuation of non-theological resources in the task of theology the faith and reason' issue, to use more traditional tenninology, though 'reason' not in the narrow sense of philosophy alone, but in the broad, and modernitybiased, sense of ideas and concepts from any discipline outside of Christian One interpretation sees Barth's response to the possibility of faith using 'reason' as Nein. Support for this interpretation can come from Barth's opposition to the 'Social Gospel', along with his supposed opposition to philosophy. In the former case, Barth was opposing, rightly, equating social transformation with the Kingdom of God; in the latter case, his famous Nein was in opposition to natural theology as a basis for the knowledge of God. Furthermore, those who are aware of Barth's strident use of 'the command of God' as the central theme for his ethics may infer from such an assertive phrase that Barth's ethics is impervious to 'extemal' voices. From these perceptions, the implication is frequently drawn that Barth opposed the use of human abilities or nontheological resources in Christian theology, whether these serve reason (attempts at knowledge of God's nature or will), moral action (social or individual transformation), or any other theological purposes. In consequence of this view, there is no need for 'reason' to be employed by faith, and certainly no need for theologians to discuss concrete means and instruments. Another response comes, though, from a different reading of Barth, namely that he was open to the use of 'reason' with faith. The following comment proves illustrative:
understanding of man from the Word of God will be always effected in practice in the language, categories and framework of the possibilities of human self-understanding. In it we shall always and inevitably have before us the phenomena of the human, and to that extent make use of naturalistic, idealistic, existential, historical, psychological and similar thoughts and expressions.'"
Given the stereotypical views that exist of Barth, many theologians would be surprised to read such words from him. Yet, Barth makes numerous similar comments throughout his work. For instance, while he is widely thought of as rejecting philosophy in toto, this is a clear misreading of his position: 'A theologian does not deny, nor is he ashamed of, his indebtedness to a particular pMosop/iy or ontology, to ways of thought and speech. These may be traditional
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Asia Journal of Theology or a bit original, old or new, coherent or incoherent. No one speaks exclusively in biblical terms'.^^ In fact, similar examples from Barth's writing could be endlessly piled on top of each other. For the sake of illustration, one more example will suffice. In his discussion of criteria by which to determine whether we are obedient or not to the command of God, Barth contends that the Christian will find himself addressed by the existence of many others.... This orientation by others [i.e., non-theologicals], this readiness to learn, to follow, or to oppose, is fundamentally legitimate. It is not for nothing that both in the Church and the world we live alongside others.... Each must know openness to the ways of others. This is in the last resort indispensable. We should be fools if in making use of our opportunities we did not look for examples and teachers, for comrades and brothers [among our non-theological neighbours].... Indeed, since small or large conrections and completions are absolutely necessary for all of us in this matter right up to the very last moment, none can ever be too open to the ways of others'.'^ Again, such a quote calls for an openness that confounds the stereotypes of Barth. This is seen also in the realm of social-political thought: The Christian community both can and should espouse the cause of this or that branch of social progress or even socialism in the form most helpful at a specific time and place and in a specific situation. But its decisive word cannot consist in the proclamation of social progress or socialism. It can consist only in the proclamation of the revolution of God 'against all ungodliness and unrighteousness of man' (Rom.1:18), i.e., in the proclamation of his kingdom as it has already come and comes. ^^ Barth's logic here is that the Church's dec/s/Ve word must be the proclamation of the Gospel, yet the church should espouse (Barth's own words!), in a critical, provisional, non-decisive way, non-theological resourcesin this case, the social-economic-political proposals of secular social progress and even socialism^for purposes of being 'helpful at a specific time and place and situation'. In effect, Barth does not merely passively or grudgingly accept the use of non-theological resources in theologyhe actually espouses such use. As Hans Frei put it, Barth 'had recourse, and gladly so, to philosophy, for Christianity as a semiotic system does not bring its own technical conceptual tools with it'.^* Frei need not have limited this observation to philosophy, for Barth felt likewise for numerous other areas of human intellectual effort. 117
4.
Throughout his corpus, Barth's use of the term freedom' is frequent. While this use is usually only en passant, yet the content of this term, in his own particular meaning, is provided in several substantial discussions.^^ Nonetheless, John Webster suggests that 'freedom' has only a secondary
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Asia Journal of Theology status in Barth's anthropology, secondary to more primary and developed themes such as faith, hope, love, justification and sanctification.^' On the other hand, Clifford Green considers freedom of such importance in Barth that he labels Barth a 'Theologian of Freedom'.^ My own view is somewhere in between these, though perhaps closer to Green: freedom' and 'liberation' are terms that Barth employs with regularity throughout his wnting, and Barth's theology would look quite different without the emphasis on freedom and liberation that is found in his work. Freedom can claim at least a strong secondary or supportive status in Barth's anthropology. Given the diverse locations of Barth's writings on freedom, for purposes of the following discussion I will employ the same three-part structure that Barth used for his final study on this theme, 'The Gift of Freedom'God's Freedom (under the doctrine of God), Man's Freedom (under the doctrine of Creation), and the Divine Call to Action (i.e, Ethics).
Asia Journal of Theology the foundational spheres of freedom-in-fellowship, though our collective existence with 'neighbours' (other peoples, both near and far) being another. 'Freedom in fellowship' means freedom to be with and act for others, that is, for the good of others. It is clear from these first two elements that, contrary to both modemity and general human self-interest, freedom is nof primarily freedom frvm limitations, norprimarily freedom foroneself, but ratherfreedom forothers for God and then for humanity. After freedom for God' and freedom for others', human freedom then consists of freedom for one's own life^that is,freedomfor choice foroneself and freedom from [non-divine] limitations. Such freedom is often the primary freedom in our human priorities, yet is tertiary in God's priorities. Nonetheless, freedom for ourselves is also the gift of God, and in fact is the means through which the first two priorities are actually enacted. In other words, this is the point at which one's own personhood and individuality enter in: "[Jlhe freedom of man for God in the community [i.e., with and for God and others] includes the freedom for existence as this [i.e., particular, individual] human creature... .[The individual] is always himself in these relationships."^^ It is precisely in this freedom of who one is in one's own individuality that choices and decisions are made for how to be for God, how to be for others, and how to be for oneself. 'Man becomes free and is free by choosing, deciding, and determining himself in accordance with the freedom of God.'^ Thus, despite freedom-for-oneself being the third priority, there remains within this a broad range of opportunity and choice. The final tone of Barth's account though lies with the limitation of responsibility. "Human life is to be lived as man's activity, not to be endured and withstood as a mere happening. It is to be accepted and accomplished anew every day".** Human freedom in limitation must be verified and practiced as [one's] ownfreedomin resolve and act.. .On all sides he has opportunity.. .The opportunity n^ust be grasped. This is what the command of God requires of him.' ^* 'Every act of man, therefore, must be measured and tested by the question whether it is a seizing or neglecting of the unique opportunity presented to him in his time'.^^ So there are limitations on human freedom, yet true freedom is only found in this God- and others-focused pattern; nonetheless, substantial breadth remains for individual choice, decision-making, and determining oneself. That is, recognition of limitation must not obscure recognition of possibility and opportunityfor, while limitations exist, there still exist wide diversity of possibilities and opportunities for how to exercise this freedom within both context and individuality.^^ '[Tlhe command of God is
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Asia Journal of Theology an appeal to [man's] freedom: not, of course, to a freedom of his choice, preference, or selection; but to his real freedom, which consists in his freedom for God, in his freedom to obey
Asia Journal of Theology Sen is the prime figure behind the methodology of the United Nations' annual Human Development Report. It will help if we give a brief overview of Sen's career. His ultimate concern has always been the poor and oppressed, those whose lives are marked by inequality and deprivation. This ultimate concern is seen in his early interest in economic growth and planning, in his famous investigations of the causes of famines and of globally-endemic gender discrimination against women, in his numerous studies of many countries but of India in particular, and in his rejection of classical values of, and methods for measuring, economic growth. Sen has consistently contributed to both empirical research and theoretical proposals in both macro- and micro-economics that run against the grain, indeed that scrutinize thefoundational values of, mainstream economic theory, especially neo-classicism and 'techno-economics in the service of the free market, private property and footloose finance'.*^ This is not to imply that Sen is against capitalism, or in favour of it either, for he is far too sophisticated a thinker to make sweeping approvals or condemnations of any system of idea or practices. Rather, his style is to analyse for complexity, seeking the benefits and the deficits, the good and the bad, in the ideas or systems with which he engages. On this basis, capitalism is seen to bring both blessing and curse, and so needs to be analysed as suchas seen, for instance, in his efforts to 'meticulously to bring out the interaction between market and non-market phenomena, and between private and public action'."'' Nonetheless, Sen stridently opposes capitalism as the criterion of 'the sociai good', or as the basis of social ordera critique, we might note in passing, somewhat similar to that of Barth. Bagchi observes that by the 1970s, the net effect of Sen's work was that he had
demonstrated the surprising poverty of the so-called fundamental theorem of economics^* ....About the same time he was also demonstrating the informational, ethical, and behavioural deficiencies of an approach that takes individuals maximizing their utility as its sole foundation....Sen was breaching the ramparts of the narrowly confined space of traditional welfare economics and choice theory and allowing ethical considerations and interpersonal value judgements to enter that space. He was engaged, at the same time, in a closer examination of the nature and stmctures of inequality in existing human societies.^^
If Sen has been busy breaching past and current ramparts, then what is his constructive counter-proposal? His ability to provide such a counter-proposal has rested in part on one of his great virtues, namely the ability to recognize 123
Asia Journal of Theology the complexity of human arrangements within which economics exists. A large part of this complexity concerns human motives, goals, needs, and restrictionsin other words, the elements of a comprehensive or substantive theory of human nature, including economics, yet elements which are felladously omitted from orthodox economic theory. This ability to recognize human complexity, and to thereby develop a substantive anthropology, is due not only to his training as an economist, but especially to his career-long engagement with philosophical and ethical thought. From early in his career, he has engaged the thought of such philosophers as David Hume, Jean-Jacques Rousseau, Karl Popper, Isaiah Berlin, Martha Nussbaum, and Bernard Williams. Along with his concern for poverty and the poor, his engagement with such thinkers has enabled him to put economics within a broader conception of human affairs. This integration of economics with social and moral philosophy can be seen in a statement such as this: 'Ultimately, the focus has to be on what life we lead and what we can or cannot do, can or cannot be. I have elsewhere called the various living conditions we can or cannot achieve, our "functionings," and our ability to achieve them, our "capabilities"'.* This brings us to the key concepts of Sen's counter-proposal'capabilities' and 'freedom', for, in conjunction with the concept 'rationality', these provide the lynch-pins of Sen's moral-philosophical grounding of social theory and economics: the proper criterion of social welfare judgments, and the appropriate objective of policy interventions, is the fullest attainment of human capabilities in order that people can lead the lives they have reason to value. Note how vastly different a criterion and objective this is than various traditional criteria for judging social improvement, such as 'GDP growth' or 'wealth accumulation' or 'the greatest good for the greatest number of people' or even 'ownership of the means of production'. In other words, governments and others are most effective In their role of social-economic development when their development policies are directed at enhancing these capacities. But how is this expansion of individual capacities actually to be accomplished? Sen's answer is not any of the usual answers, whether interventionist or laissez-faire. Rather, Sen contends that some sort of intermediate guiding principle is needed by which to determine what sorts of policies will be effective and ineffective for achieving increased capacities. Of course, the issue of intervention-versus-non-intervention does eventually arise, but at the level of particular policies, not at the level of overarching guiding principle (which is where most political and economic theorists usually, and erroneously, place it).*^ And the guiding principle Sen employs is freedom'freedom to develop
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Asia Journal of Theology the capabilities people require in order to live the lives they have reason to value. Thus freedom is the crucial concept for achieving effective socio-economic devetopment.
Human Freedom
Sen's writing on freedom is so clear and succinct that it is almost impossible to summarize itone would prefer simply to reproduce the first 50 pages of Development as Freedom. Nonetheless, despite the clarity of his explanation, our task here necessitates that we give some summary, be it ever so brief. Sen's focus on human freedoms at the basis for social-economic development 'contrasts with narrower views of development, such as identifying development with the growth of gross national product, or with the rise in personal incomes, or with industrialization, or with technological advance, or with social modernization'.^ Because Sen conceives of development more broadly than do traditional development theories, he also recognizes broader impediments to such development, impediments which he calls 'unfreedoms': Development requires the removal of major sources of unfreedom: poverty as well as tyranny, poor economic opportunities as well as systematic social deprivation, neglect of public facilities as well as intolerance or overactivity of repressive states...Sometimes the lack of substantive freedoms relates directly to economic poverty, which robs people of the freedom to satisfy hunger, or to achieve sufficient nutrition, or to obtain remedies for treatable illnesses, or the opportunity to be adequately clothed or sheltered, or to enjoy clean water and sanitary facilities. In other cases, the unfreedom links closely to the lack of public facilities and social care, such as the absence of epidemiological programs, or of organized arrangements for health care or educational facilities, or of effective institutions for the maintenance of local peace and order. In still other cases, the violation of freedom results directly from a denial of political and civil liberties by authoritarian regimes and from imposed restrictions on the freedom to participate in the social, political and economic life of the community'." We see here explicit illustrations of what freedom is or is not within contexts of social-economic development. But, being philosophically inclined. Sen provides a more substantive analysis of freedom than simply saying This and this are freedoms, but this Is not...' His analysis recognises human freedom as both an end in itself, and as a means to that end. In other words, the means of ae/j/ewng freedom is by c/eve/op/ng freedom, or, as Sen also puts it, by developing the free agency oi people.*" Sen labels these two aspects of freedom
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Asia Journal of Theology within development as consWuf/Vfreedom (freedom as an end in itself) and instmmentaiUeedom (freedom as a means to that end). However, Sen also observes another pairing of freedom-types, namely freedoms of process, which allow freedom of actions and decisions, and freedoms of opportunity. Unfortunately, he does not tell us how these two pairs fit together, so I will describe them and then make a proposal below.
Asia Journal of Theology Economic facilities refer to 'the opportunities that individuals respectively enjoy to utilize economic resources for the purpose of consumption, or production, or exchange'.* For instance, one of many possible examples would be 'freedom of labour contract as opposed to slavery or the enforced exclusion from the labour market. [One of] the crucial challenges in many developing countries today is the need for freeing of labor from explicit or implicit bondage that denies access to the open labor market. Similarly, the denial of access to product markets is often among the deprivations from which many small cultivators and struggling producers suffer under traditional an^ngements and restrictions. The freedom to participate in economic interchange has a basic role in social living'.*^ Social opportunities refer to the freedoms gained by 'the arrangements that society makes for education, health care, and so on, which influence the individual's substantive freedom to live better. These facilities are important not only for the conduct of private lives (such as living a healthy life and avoiding preventable morbidity and premature mortality), but also for more effective participation in economic and political activities'. For instance, illiteracy is an unfreedom because it not only constrains possibilities in one's personal life (such as the freedom to read for pleasure or for self-protection, eg., legal documents, etc), but it also greatly constrains one's ability to participate and influence economic and political activity,freedonfisand capabilities gained when social restrictions are removed, such as discnminations on the basis of gender, caste, tribe, etc. Transparency guarantees refer to the freedoms and capabilities gained through 'openness that people can expect [within society, government, business, etc.]: the freedom to deal with one another under guarantees of disclosure and lucidity'. In other words, societies are most effective at development if they operate with some basic presumptions of trust among agents and participants: 'When that trust is seriously violated, the lives of many peopleboth direct parties and third partiesmay be adversely affected by the lack of openness. Transparency guarantees (including the right to disclosure).. .have a clear instrumental role in preventing corruption, financial irresponsibility and underhanded dealings'. Protective security reiers to thefreedomsand capabilities gained for personal agency by protection from externally-imposed harm or deprivation. This may include the military, police, and courts; but it also includes social safety-nets, 'such as unemployment benefits and statutory income supplements to the 127
Asia Journal of Theology indigent as well as ad hoc arrangements such as famine relief or emergency public employment to generate income for destitutes'. With these five forms of instrumental freedom, it is important to note that they are not discrete and unconnected, but rather are highly interconnected and complimentary, supplementing and reinforcing each other.
Asia Journal of Theology (for this earthly life). Naturalfreedomis primarilyfreedomfo/=freedomto choose to act and how to act for God, then for others, then foroneself. This freedom is secondarily freedom fromfrom the impositions of sin, of oneself, of others. But it is always and unavoidably freedom withinwithin the constraints of reality, of being historically situated, of our human limitations, of God's will. Freedom /or God means giving God our gratitude and oar obedience, as well as using our freedom responsibly before God. Freedom forothers means using our agency for the freedom of others, doing this for two reasons. First, because of the model oi God: just as God has acted for us by granting us the gift of freedom, so too we are to do likewise for others; and second, on the command of God: God commands us to love others, and to do justice for others, which must necessarily include acting for both the promised and natural freedoms of others. Which particular natural freedoms are needed and by whom will always depend on individual circumstances and conditions. Howwe (individuals or the Church) then act for the sake of freedom and justice (whether of others or of ourselves) will begin with proclamationpronouncement of God's truth, or judgement, or justice, or love, or whatever is the divine message needed at a particular time and place. If in our freedom we decide that further action should be taken beyond proclamation, then any particular action will be determined by our own choices, preferences, decisions, and moral resolve within the delimitations of reality and of God's will as understood through Scripture and doctrine. In his own freedom to choose, Barth resolved to obey God's command to resist evil and love his neighbour by his efforts for particular freedoms forothers and for hinfiselfparticularly freedom from fascism, freedom from the threat of nuclear war, freedom from the exploitation of capitalism, freedom from the political myths of the Cold War. To achieve these, Barth chose to act in particular ways, primarily by proclamation by framing such documents as 'The Barmen Declaration' (1934) and 'The Petition of the Bruderschaften on Atomic Weapons' (1958). Yet, although Barth's choice for himself was to focus on proclamation, he nonetheless advocated other forms of action by others. For instance, he held that there should be Christians who enter politics, 'to act in accordance with the Christian approach and who will thereby prove themselves unassuming witnesses of the gospel of Christ.. .there are too few such Christians.. .'^ There are many spheres of human existence, each of which is subject to God's sovereign desires, and thus God's redemptive,healing agents are needed in the midst of them all.
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Asia Journal of Theology For Barth, whose world was primarily Europe, the threat of nuclear weapons was the greatest social concern of his dayindeed, of such serious consequence that he considered opposition to nuclear war a doctrinal status confessionis. Yet the horrors and the scale of economic suffering and social oppression around the world are so great that I think that, to be consistent, Barth would likewise need to view elimination of economic suffering and social oppression as also a doctrinal status confessionis. Nonetheless, within his own theological terms, his call for action on behalf of the weak against the strong is an example of what he called freedom for near and distant neighbours'.^ In effect, Barth's theology for the poor and oppressed amounts to this: Poverty and oppression are severe, sinful, and unjust limitations on the gift of freedom that God has given humanity and whidi God deeply desires for humanity to fully possess and enact. The Church, which is called to obedience to the Command of God within the totality of its members'lives, is called to carry out acts of proclamationto proclaim the sinfulness of such injustice, to proclaim true freedom in God to the poor and oppressed, and to proclaim both judgement and redemption to the oppressor. The Church is also called to identify those members who choose to act for the natural freedom of its neighbors, both near and far, who live in poverty and oppression; and the Church is to provide such members, who are God's agents ofjustice and freedom, every support they need in their resolve and action on behalf of the poor and oppressed. But what sort of freedoms do the poor and oppressed need? And what sort of actions should be undertaken for them? This is where we begin to engage with Amartya Sen. At a superficial, verbal level, Barth could agree with Sen that freedom is an end in itself; however, Barth and Sen would disagree on the content of such constitutive freedom, to use Sen's term. Here is where the 'doctrinally-constrained' element of Barth's view of faith-and-reason comes into play: Christian doctrine heavily constrains Sen's proposals for the content of 'constitutive' freedom. Barth would see constitutive freedoms as 'the freedoms fo/"for God, for others, for oneself, in that order. This is in direct contrast to Sen's view of the constitutive freedoms as 'those freedoms which we have reason to value' for our individual selves. For Barth, humans do 'the good' when they 'act according to the imperative to do good inherent in the gift of freedom'.^ But for Sen, there is no inherent imperative within freedom to do good; doing good is merely an option if one happens to value doing good. This is an example of the classic contrast between 'pragmatic liberalism' (in the social-political sense, not in the theological sense)^ and 'personal theism'Sen advocates a subjectively-determined set of freedoms as constitutive freedoms, and Barth
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Asia Journal of Theology advocates an externally-determined set of freedoms as constitutive freedoms. Not surprisingly, my own sympathies lie with Barth. Thus it may seem that Barth and Sen are like a whale and an elephant that stare inquisitively at each other from shore and from water, then turn away to pursue their separate interests (to borrow Barth's description of himself and Bultmann). But such a view would be a mistake, for we recall that Barth is also, though secondarily, concerned with freedom fromand this is where Barth and Sen can meet each other, for the poor and oppressed need many of the freedoms from', freedom from those constraints and impositions which keep them bound in poverty and oppression. This is the point at which Barth can happily borrow from Amartya Sen as a particularly helpful resource, for it is here that Sen's proposed instrumentai freedoms, including freedoms of process and opportunity, fulfill Barth's criteriathere appears to be little in Christian doctrine that would constrain Sen's proposals concerning instrumental freedoms. Here we may recall that Barth's provisional borrowing of socialism as his favoured form of political life was a life-long borrowing, socialism proving to be a robust ideological partner for Barth's political theoiogy. Likewise I suspect Sen's proposals concerning instrumental freedoms would prove an equally robust partner for Barth's social-economic theology. In effect, Barth's theology of poverty and oppression, as defined above, can espouse Sen's account of instrumental freedoms, and Christians who are in government, bureaucracy, NGOs, etc., having to form policies and procedures for, and assessments of, action on behalf of the poor and oppressed, can do well to employ Sen's proposals concerning instrumental freedoms. In short, Barth would suggest that Sen's account of 'constitutive freedoms' fails to provide any ground for moral responsibility or any imperative for moral action; yet Barth would also suggest that Christians can faithfully and fruitfully employ Sen's account of 'instrumental freedoms' as a provisional-yet-valuable means of guidance for achieving greater freedom for the poor and oppressed.
Here I am using locus in the historical Reformation sense of loci communes, literally 'common places' but in essence meaning topics' or themes' around which a theological discussion is shaped. See, for instance, Meianchthon's Loci Communes, B'' ed. (Grand Rapids: Baker, 1966; German original 1557), in which he empioys 36 lociXo organize his theology. I do not want to caii myseif a Liberation Theoiogian for several reasons: first, as wiil be seen, I do not share its anthropologicai starting point; second, I believe a wider, more comprehensive social-political theology is needed than Liberation Theoiogies seek to 132
=* Clifford Green, Karl Barth: Theologian of Freedom (London: Collins, 1989) " " 2 Barth, The Gift of Freedom', p.69, Barth, The Gift of Freedom', p,71. Barth, The Gift of Freedom', p,72.
'^^ Barth, 'The Gift of Freedom', pp.70-71. " " Barth, The Gift of Freedom', p.75 (italics in original). Barth, Church Dogmatics, 111/4, p,564,
2" Barth, The Gift of Freedom', p.75, ^ Barth, The Gift of Freedom', pp,78-77, "' Barth, Church Dogmatics, III/4, p.45
^^ Barth, Church Dogmatics, III/4, p.325 (italics added). 33 " 3 Barth, The Gift of Freedom', pp.76-77 Barth, Church Dogmatics, III/4, p,336. Barth, Church Dogmatics, III/4, p.58O.
3 Barth, Church Dogmatics, III/4, p,584, ^^ 'Hence it is by no means the case that God with his demand for obedience overtakes and tramples man to the detriment of his human nature and being, so that the man upon whom this claim is to be made is to be pitied' 566. 3 Barth, Church Dogmatics, lll/4,p.13. 3 In addition to the works by Webster, see also Nigel Biggar, The Hastening that Awaits: Karl Barth's Ethics {Oxford: Clarendon, 1993) and P,D, Matheny, Dogmatics and Ethics: The Theological Realism and Ethics of Karl Barth's 'Church Dogmatics' (Frankfurt am Main: Laing, 1990). *o Barth, T h e Gift of Freedom', p.87. *' Barth,'The Gift of Freedom', p.69 (italics in original). More accurately, Barth gives this as the definition of vanre//ca/(Protestant) ethics. Nonetheless, Barth extends this view of the moral task to all humanity: 'Ethics is reflection upon what man is required to do in and with the gift of freedom'; p,87, Barth, Church Dogmatics, III/4, p.568. Barth, C/)un;/i Dofirmafrcs, III/4, p.569. 135
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