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8 - Jingsong Archaeology in China 71-82
8 - Jingsong Archaeology in China 71-82
8 - Jingsong Archaeology in China 71-82
Fig. 14. The bronze layout of the mausoleum yard, length 94 cm, unearthed in the tomb of the prince of the Zhongshan State, the Hebei
Province. After the Institute of Archaeology at the CASS, 1984.
are very important periods in Chinese history. During peak, and the Iron Age began. The culture and civil-
that time, cities and states appeared; Chinese charac- ization of the Xia, Shang, and Zhou laid a solid
ters and a large number of documents had already foundation for the development of culture from the
emerged; the Bronze Age civilization reached its Qin Dynasty to the present day.
China has a very rich store of cultural relics, of which is a key to understanding Chinese bronze civilization,
the bronzes are the most splendid. Like cities and and further, the whole ancient history of China. Be-
Chinese characters, bronzes are also an essential part sides, these bronzes can also be considered as great
of Chinese civilization, especially the ritual vessels. works of art (for bronzes as works of art, see Li 1995,
Ritual bronzes play a very important role in politics 110ff.; see also Li & Allan 1995, 409ff.).
in ancient China. They are not only symbols of I have already mentioned that the collecting and
wealth and status, but also of political power. The fact studying of bronzes can be traced to the Western Han
that one owns ritual bronzes means a lot of things, Dynasty (206 BC–24 AD). Many books on bronzes
such as owning ores and advanced techniques, con- appeared as far back as the Northern Song Dynasty
trolling transportation and casting industry, appropri- (960–1127). Until the 1950s, tens of thousands of
ating labour on a large scale, and even having power various bronzes had been found, though the majority
over military forces. Therefore the bronze ritual vessel not through archaeological excavation. Since the
72 Acta Archaeologica
1950s, along with the development of archaeological then on, the development of bronzes mainly undergo-
fieldwork, precious bronzes have been discovered in es five stages (for the important discoveries and the
different parts of China. In the meantime, due to the development of bronzes, see Li 1995; also Shaughnes-
employment of archaeological methods, the study of sy & Loewe 1999).
bronzes has reached a new level. In the following, I (1) The first stage occurs during the Xia Dynasty.
am going to introduce Chinese bronzes in four ways. The unearthed bronzes of the Xia concentrate on the
They are: the origin and development; classifications Erlitou site, in the Henan province. This site may, as
and functions; decorations and inscriptions; and tech- mentioned, be the ruin of the capital of the Xia. A
niques of bronze making. number of bronzes, including tools, weapons, orna-
ments and containers, are found in tombs. The most
common containers are two kinds of goblet named
1. THE ORIGIN AND DEVELOPMENT Jue and Jia. They have flat bottoms and three long
When did bronze appear in China? The answer can and narrow legs. Ornaments include some discs and
be found in two sources. Firstly, from historical docu- pendants inlaid with turquoise. Tools include knives,
ments. According to an old book entitled Lost History awls, and fishing hooks, while the weapons include
of the State of Yue (Yue Jue Shu), bronze first appeared dagger-axes, battle-axes etc.
in the Xia Dynasty. There is a story in this book. In (2) The second stage is that of the Shang Dynasty.
the 5th century BC, the Prince of Chu wanted to The early Shang bronzes are mainly found at the
make a valuable iron sword, and his minister told him early capital Zhengzhou and the nearby areas. Most
the story of the development of weapons and im- bronzes are found in storage pits. There is a group of
plements since ancient times. The series is: stone, bronze vessels in each pit, including some huge ves-
bronze and iron. It is interesting that this observation sels, such as the rectangular Ding, which is more than
coincides with modern archaeology. Other docu- one meter high. Besides, many bronzes are found in
ments also show that the bronze first appeared in the the areas far away from the capital. One of the most
Xia. For example, Records of the Historian (Shi Ji) rec- important discoveries is a collection of 63 bronzes.
ords that nine bronze Dings, a kind of ritual vessel, They were unearthed in a tomb at the bank of the
were made in the early Xia. The Book of Mo Zi (Mo Yangzi River, which belonged to the southern terri-
Zi) records that the king of the Xia ordered people to tory of the early Shang. During this period, cooking
procure copper ore from mountains to make bronze vessels, food containers, wine vessels, and water ves-
Dings (Li 1995, 10ff.). sels had already appeared.
But according to archaeological discoveries, the In the late Shang, the development of bronzes
earliest material evidence of copper and bronze ar- reaches its first peak. The typical bronzes of this
ticles can even be traced to the Late Neolithic Age. period come from the Yin Ruin. On this site, a large
For example, a piece of copper cast in a single mould number of bronzes are from tombs of the royal, the
was found on a site dating to 6700 years ago. Many noble and the common people, and also from sacri-
copper and bronze articles were discovered in the Yel- fice pits. Other findings cover a large area of China,
low River valley, dating to about 4000 years ago. even some remote border areas. For example, in the
Most of these are tools and ornaments, some are western province Shaanxi, many bronzes are found
forged, while others are cast in moulds. Among them in pits; many bronzes are also unearthed along both
there are two significant articles, one is a fragment banks of the Yellow River in the Shanxi province.
of the bottom of a large container, containing seven They are suspected to be the relics of some small
percent tin. Another is a bronze bell cast in a mould, states of the Shang period. The most exciting findings
dating to 2100 BC. Besides bronze articles, some pot- in recent years are in South China (for the discoveries
tery moulds and wastes of ore were found, dating to and characteristics of bronzes from the South, see Ba-
around the same time (Li 1995, 10ff.). These discover- gley 1987). This proves that the bronze culture of the
ies all prove that 4000 years ago China was able to Yangzi River Valley is as developed as that of the
make large and complicated bronze objects. From Yellow River Valley during the Shang period. For ex-
Archaeology in China 73
ample, along the Xiang River (the Hunan province), two groupings, the North and the South. Moreover,
many beautiful bronze vessels are unearthed in in a particular area or a particular state, the bronzes
riverbeds or on hilltops. The interesting thing is that, have their own characteristics. But in the Qin, along
in most cases, each time only a single bronze is un- with the establishment of the first empire, these differ-
earthed. Another example, in the Jiangxi province, ences are gradually dissolved. In the Qin and Han,
there is a large tomb where several hundred bronzes the workmanship of many vessels reaches a very high
of different periods of the Shang Dynasty were found. level. The lamps, mirrors, chariots, and horses from
In the Sichuan province we found two pits full of the tombs of princes can probably best demonstrate
amazing and mysterious bronzes. For instance, a this. For instance, we found two chariots in the tomb
large bronze statue is 2.61 meters high. There are a passage of the mausoleum of the first Emperor of the
lot of human masks and statues of human heads with Qin. Each chariot has four horses and one person,
different characteristics, some of these covered by and one chariot is 3.17 meters long and one meter
golden masks. The largest mask is 64.5 cm high and high. It is the largest in size and the most complicated
138 cm wide. We also find several bronze trees with in structure of any bronzes so far found in China (for
bronze branches, flowers, fruits, birds, bells and other the Qin and Han bronzes, see Wang & Chang 1982;
ornaments. The largest tree is four meters high. Until also Li 1985).
now there have been no satisfactory explanations of
these new finds in South China. Why were so many
beautiful bronzes buried along the Xiang River? Who 2. CLASSIFICATIONS AND
is buried in the large tomb? What are the functions FUNCTIONS
of the bronze statues, masks, trees and other strange Chinese bronzes can be divided into seven main cate-
things? As the ancient people left us such a rich store gories according to their functions. They are ritual
of treasures, they also left these mysteries and riddles vessels, musical instruments, weapons, tools, chariots
to us (for the Shang bronzes, see Bagley 1987). and harnesses, weights and measures, and miscel-
(3) The third stage is Western Zhou. Many import- laneous articles (see Li 1995, 16ff.). Among these, the
ant finds are concentrated in the Shaanxi province, ritual vessel is the most important. I will just focus on
which is the original area of the Zhou people (Fig. this group.
15). Until now, no royal tomb has been found, there- What is a ritual vessel? Ritual vessels are cooking
fore we can assume the majority of the Western Zhou vessels, food containers, wine vessels and water ves-
bronzes must be castings for ministers and high of- sels, and they are used in complex ancient ceremon-
ficials of the royal court. Bronzes are also found in ies. Many ritual practices and the particular ritual
some remote areas, for example, many bronzes are vessels being used therein are recorded in documents.
found in the tombs in the lower reaches of the Yangzi Usually the vessels were exhibited in temples and an-
River, and also in the pits in the Liaoning and Sichu- cestral halls, and used at feasts or ceremonial ab-
an provinces (for the Western Zhou bronzes, see lutions. Most ritual vessels have been unearthed from
Rawson 1990). tombs. Some vessels were used by owners during their
(4) The fourth stage is Eastern Zhou, the second lifetimes for ritual sacrifice or during feasts, others
peak of the development. At that time, many small were made only as burial objects. The burial cer-
states became stronger in political, economic and other emony of the royal and noble families was quite os-
aspects. As a result, each state has its own bronze cast- tentatious and extravagant. In some Shang tombs, we
ing industry. A large number of bronzes come from even found food containers with meat and wine ves-
tombs of princes or marquises and other nobles. Many sels with wine. Besides tombs, the storage pit is an-
bronzes are also found in the ruins of the capitals (for other repository for ritual vessels. In some urgent situ-
the Eastern Zhou bronzes, see So 1995). ations, people used to bury their bronzes at a certain
(5) The last stage takes place in the Qin and Han spot before fleeing. Often a pit contains a whole
Dynasties. In the Xia, Shang and Zhou, generally group of bronzes that were cast by a family over sev-
speaking, the features of the bronzes developed into eral generations. Ritual vessels are also found on hill-
74 Acta Archaeologica
Fig. 16. Bronze cooking vessels and food containers. 1. Round Ding (Eastern Zhou, height 31 cm), 2. Rectangular Ding (Shang, height 38.5
cm), 3. Gui (Western Zhou, height 35.7 cm), 4. Yan (Shang), 5. Gui (Eastern Zhou, height 24.1 cm), 6. Dou (Eastern Zhou, height 32 cm), 7.
Li. 1.5.6. After Archaeology 372, Beijing; 2.7. After Li 1995; 3.4. After Rawson 1993.
or two ears on the side of the body (Fig. 17-1). The bells unearthed from the tomb of a marquis consisted
square Yi is quite interesting. The vessels were cast in of 65 different bells. Even today they can still produce
the form of the roof of ancient buildings (Fig. 17-8). a good tune.
As for water vessels, the plate and the Yi are com- All in all, bronzes which have the same function
mon, and they are used together (Fig. 18-1.2). During could be different in both types and shapes even in
the ceremonial ablution, people pour the water from the same area and during the same period. And the
the Yi and wash their hands. The water flows into the type and shape of the bronzes could be changing with
plate. The large water vessel is a Jian, with two or four the time as well. For example, the Ding appeared in
ears (Fig. 18-3). Its large basin has three purposes, as every period but with different shape, while some
a bathtub, as a mirror when filled with water, and as other type of bronzes only appeared in one period
a container for ice. but were replaced by new ones later.
Now I would like to say a few words about musical
instruments. I will only introduce two kinds. One is
the Nao, with its mouth facing upward. It has a long 3. DECORATIONS AND
shaft set on a wooden base (Fig. 18-5). The Nao could INSCRIPTIONS
be used singly or in a set. The largest Nao is 89 cm The decorations used on the various bronzes came
high. Another is the chime (Fig. 18-4). A chime of into existence long before the bronzes themselves ap-
76 Acta Archaeologica
Fig. 17. Bronze wine vessels. 1. Pot (Wester Zhou), 2. Zun (Shang, height 74.2 cm), 3. You (Shang), 4. Gu (Shang, height 28.5 cm), 5. Owl You
(Shang, height 24 cm), 6. Gong (Shang, height 31.4 cm), 7. Jue (Shang), 8. Square Yi (Western Zhou, height 40.7 cm), 9. Tiger You (Shang,
height 35 cm), 10. Jia (Shang, 65.7 cm). 1.8. After Rawson, 1993; 2. After Cultural Relics 509, Beijing; 3.4.7.10. After Acta Archaeology Sinica,
1981, Beijing; 5. After Li 1995; 6.9. After Archaeology 366, Beijing.
Archaeology in China 77
Fig. 18. Bronze water vessels and musical instruments. 1. Plate (Western Zhou, diameter 47.3 cm), 2. Yi (Western Zhou), 3. Jian (Eastern
Zhou), 4. Chime (Western Zhou), 5. Nao (Western Zhou, height 51.4 cm). 1.4. After Rawson 1993; 2.3. After Li 1995; 5. After Archaeology
361, Beijing.
peared. Many motifs are directly derived from Neo- birds and even human beings. Some ogre masks have
lithic pottery and jade. Generally speaking, these mo- a body, feet, claws and a tail, and some only have a
tifs can be divided into four categories. head (Fig. 19-2, Fig. 20-2.10). Other mystic animals
The first is that of mystic animals, which are the found are the dragon and the phoenix, which we are
main themes on the bronzes of the Shang Dynasty. more familiar with. The dragon has two horns, a long
The Shang people were known to be believers in body and strong claws (Fig. 19-3.4). There are many
spirits, and the Shang kings used mystic and terrifying other different types of dragon. The typical one is the
rituals to awe and control people. Moreover, these single-footed Kui dragon (Fig. 19-2, Fig. 20-1). The
mystic animals could also be the medium between other is composed of many small dragons intertwin-
human beings and heaven. Therefore, the mystical ing with each other (Fig. 20-6). The Phoenix has a
and awesome bronzes reflect the primitive styles of long tail and a comb, and characteristically looks like
worship practiced in those days. a peacock (Fig. 20-4).
Among the mystic motifs, the most important is the The second kind consists of real creatures, includ-
ogre mask. Usually an ogre mask is a combination of ing tigers, sheep, oxen, horses, elephants, birds, fishes,
various parts of dragons, tigers, oxen, sheep, deer, tortoises, snakes, frogs, silkworms and cicadas, etc.
78 Acta Archaeologica
Fig. 19. Decorations. 1. Bird motif, geometric design, nipple design, ogre mask (Ding, Shang, height 20.8 cm), 2. Ogre mask, Kui dragon,
cloud and thunder design (Ding, Shang, height 24 cm), 3. Dragon, fish motifs (Plate, Shang), 4. Dragon, tiger, ogre musk motifs (Zun, Shang,
height 50.5 cm), 5. Meandering design, wave design (Yu, Eastern Zhou, height 38 cm). 1.2.4.5. After Archaeology 366, 372; 3. After Acta
Archaeology Sinica, 1981, Beijing.
Archaeology in China 79
Fig. 20. Decorations. 1. Kui dragon, 2. Ogre mask, 3. Cloud design, 4. Phoenix motif, 5. Bird and ogre mask, 6. Intertwining dragons, 7.
Meandering design, 8. Tiger-devouring-human motif, 9. Spiral design, 10. Ogre mask.
(Fig. 19-1.3.4, Fig. 20-5.8). In most cases, these motifs picting scenes from real life, such as the hunting, ban-
are secondary to the ogre mask and the phoenix. quets, archery, battles on boats, attacking cities, or
Usually fishes and tortoises appear on water vessels. scenes of picking mulberry leaves (Fig. 21).
Cicadas were very popular and lasted for quite a long Incidentally, many bronzes are also cast in the
period. In most cases, they appeared on handles of shape of animals, such as the ox, pig, sheep, elephant,
the bronzes. Usually, tigers, birds, oxen’s heads, and owl, rabbit, tiger, rhinoceros, and bird.
sheep’s heads appeared as sculptures, decorating lids Moreover, the decorations have different styles in
or shoulders of the bronzes (for the meaning of mystic different periods. For example, the decorations in the
and real creatures, see Rawson 1987, 26ff.; see also Xia and early Shang are simple, but in the later
Li & Allan 1995, 409ff.). Shang, they become more elaborate, and have three
The third category is that of simple patterns, such as, layers. Mythic animals, especially the ogre mask, is
the cloud and thunder design, the nipple design, the tile the main theme in this period (Fig. 22). In the West-
design, the wave design, the meandering design, the ern Zhou, first the phoenix and the bird, then simple
banana leaf design, the spiral design and other geo- patterns are the main motifs. Till the Eastern Zhou,
metric patterns (Fig. 19-1.5, Fig. 20-3.7.9). Among geometric patterns and vivid designs of daily life re-
these, the cloud and thunder motif is often used as a placed animals. In the Qin and Han Dynasties, the
background on delicate bronzes. Usually, the patterns bronzes tend to be plain. On many bronzes there is
are simpler on the early bronzes, later, they are more no decoration at all. Therefore in a sense, the decor-
complicated, becoming the dominant motif. ation can be regarded as a ‘‘language’’, which will
The last motifs can be called genre-painting de- help us not only to ‘‘read’’ the bronzes themselves
signs, which emerged in the Eastern Zhou. The artists but also the cultural connotations embodied in the
use fine lines to create elaborate designs, vividly de- bronzes.
80 Acta Archaeologica
In the Eastern Zhou, a more advanced lost wax The Western Zhou (11th–770 BC): stable develop-
method was adopted. The most famous example of ment
such bronzes is a set of Zun and plate from the tomb The Eastern Zhou (770–221 BC): the second peak
of marquis Zhen. The amazingly high degree of per- The Qin and Han Dynasties (221 BC–220 AD): less
fection of these bronzes indicates that the lost wax important
technique must have undergone a long period of de-
velopment. (2) Classifications and functions
The technique of inlaying was also developed quite A. ritual vessels
early in the Xia. Turquoise is the first stone used cooking vessels: Ding, Li, Yan, etc.
specifically for this purpose, then jade and shell. food containers: Gui, Dou, etc.
Usually, these materials are inlaid into the ogre wine goblets: Jue, Jia, Gu, Gong, etc.
masks. Later, gold, silver, and copper are inlaid into wine containers: Zun, You, pot, square Yi, etc.
the scenes of daily life, animals or other patterns. water vessels: plate, Yi, Jian, etc.
In the Eastern Zhou, people started to use certain B. musical instruments
chemicals to give the surface of bronze weapons a Nao, chime, etc.
rustproof coating. Even though they have been buried
for more than 20 centuries, some can still cut through (3) Decorations and inscriptions
a stack of paper. A. decorations
In the Han, bronzes become less important. At that mystic animals: ogre mask, dragon, phoenix, etc.
time lacquer wares develop quickly, the lighter and real creatures: tiger, sheep, ox, horse, elephant,
beautiful lacquer wares replacing the heavy bronze bird, fish, tortoise, snake, frog, ciada, etc.
vessels in daily life. Especially at the end of the Han, simple patterns: nipple design, cloud and thunder
with the rising prestige of iron tools and vessels, design, tile design, meandering design,
bronzes fall into decline. Thus, in China, the studies wave design, geometric patterns, etc.
of ancient bronzes end with the Han Dynasty. genre-paintings: hunting, banquet, archery,
battle, picking mulberry leaves, etc.
B. inscriptions
5. SUMMARY
(1) The origin and development (4) Techniques of bronzes making
The late Neolithic Age: bronze appeared casting with pottery moulds
The Xia Dynasty (21st–16th century BC): ritual ves- lost wax method
sels appeared techniques of inlaying
The Shang Dynasty (16th–11th century BC): the first
peak