StrategiesforIMTAdvanced: 3GPPPerspective

TetsushiAbe,NTTDOCOMO 3GPPTSGRAN1ViceChairman

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

Contents
3GPPstandardisationactivities LTERelease8 LTERelease9 LTERelease10andbeyond(LTEAdvanced) ITURsubmission

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

3GPPStandardisationActivities

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

3GPPStandardisationProcess
3GPPdevelopstechnicalspecificationson3Gandbeyond mobilecommunicationsystems 3GPPOrganisationalPartners(OP)standardizelocalspecificationsbasedonthe specifications ifi ti d developed l db by3GPP ThestandardisationprocessineachOPisonlyaformoftranspositionandthatnotechnical changesareintroduced
ITU Recommendations

Partners

ITU
Existing process

Project Coordination GroupPCG Technical Specification Groups TSGs Technical specifications

Organisational Partners OP
TTC, ARIBETSI, TTA, CCSA, ATIS

Member companies
Technical proposals and contributions

Market Representation PartnersMRP

GSMATD-SCDMA Forum Femto ForumCDG, etc 14 partners

Local specifications

Standardisation process in each OP

4

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

Developing Recommendations

StandardisationOrganisations Communicatingwith3GPP

Developing internet protocol specs

Referring to specs

ITU-R/T
Developing Wireless LAN/MAN specs Developing Mobile application specs Cross reference of specs

Input specs

Requirements Referring R f i t to 3GPP specs (contributed by individual members) Cross reference of specs

MRP

Terminal certification based on 3GPP specs Terminal Certification

Partners of 3GPP Referring to 3GPP specs for the local specs

Organisational Partners
EU Japan Korea China North America

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

3GPPStructure

Technical Specification Group

Working Group

GSM/EDGE RAN

UTRA/E-UTRA UTRA/E UTRA

Service and system aspects

CN and Terminals

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

Releaseof3GPPspecifications
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 GSM/GPRS/EDGE enhancements

Release 99 W-CDMA Release 4

1.28Mcps TDD HSDPA IMS HSDPA,

Release 6

Release 5

HSUPA, MBMS, IMS+

Release 7 HSPA+ (MIMO, HOM etc.)

ITU-R M.1457
IMT-2000 Recommendations
Release 8
Under process

LTE, SAE
Release 9
Small LTE/SAE enhancements
7

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

Release 10 LTE-Advanced

TechnologyEvolutionpathin3GPP Standards
Release 99 Release 4 Release 5 Release 6 Release 7 Release 8 Release 9 Release 10

25 series
WCDMA HSDPA HSUPA HSPA+

36 series

LTE

LTE-A

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

LTERelease8

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

MotivationofLTERelease8
Needtoensurethecontinuityofcompetitivenessofthe3G systemforthefuture U demand User d dfor f hi higher h d data t rates t and dquality lit of fservices i PSoptimisedsystem C i Continued dd demand dfor f costreduction d i (CAPEXand dOPEX) Lowcomplexity dunnecessaryfragmentation f ftechnologies h l d Avoid of f forpaired andunpairedbandoperation

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

10

LTERelease8StandardisationHistory
2004 2005 Study Item Work Item
3GPP TSG meeting

2006

2007

2008

2009

Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2

Study Item Evolved UTRA Evolved and UTRAN Approved.

Work Item 3G Longterm Evolution Evolution approved. Requirements approved

Core specs approved

ASN.1 frozen

Test specs approved Core specs functionally frozen Main work items closed

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

11

LTERelease8KeyFeatures
Highspectralefficiency OFDMinDownlink Robustagainstmultipathinterference Highaffinitytoadvancedtechniques Frequencydomainchanneldependentscheduling MIMO DFTSOFDM(SingleCarrierFDMA)inUplink LowPAPR Userorthogonalityinfrequencydomain Multiantennaapplication Very ylowlatency y Shortsetuptime&Shorttransferdelay ShortHOlatencyandinterruptiontime ShortTTI RRCprocedure SimpleRRCstates Supportofvariablebandwidth 1.4,3,5,10,15and20MHz
3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

12

(Contd) LTERelease8KeyFeatures(Cont d)
Simpleprotocolarchitecture Sharedchannelbased PSmodeonlywithVoIPcapability SimpleArchitecture eNodeBastheonlyEUTRANnode SmallernumberofRANinterfaces eNodeB MME/SAEGateway (S1) eNodeB eNodeB(X2) Compatibilityandinterworkingwithearlier3GPPReleases ki with i hother h systems,e.g.cdma2000 d 2000 Interworking FDDandTDDwithinasingleradioaccesstechnology EfficientMulticast/Broadcast SinglefrequencynetworkbyOFDM SupportofSelfOrganisingNetwork(SON)operation

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

13

LTERelease9

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

14

Rel9LTEfeatures
SmallenhancementsfromLTERelease8
HeNB(HomeeNodeB) SON( (selforganizing g gnetworks) ) EMBMS(EvolvedMultimediaBroadcastMulticastService) LCS( (LocationServices) )

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

15

LTERelease10andBeyond (LTEAdvanced)

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

16

OverviewofLTEAdvanced
MotivationofLTEAdvanced IMTAdvancedstandardisationprocessinITUR AdditionalIMTspectrumbandidentifiedinWRC07 FurtherevolutionofLTERelease8and9tomeet: RequirementsforIMTAdvancedofITUR Futureoperatorandenduserrequirements ITURsubmission AsacandidateofIMTAdvanced,3GPPprovidedacompletesubmissionofLTE Release10&beyond(LTEAdvanced) 3GPPLTEAdvancedproposalisSRITwhichincludesanFDDRITcomponent andaTDDRITcomponent JapanandChinaprovidedcompletesubmissions,whicharetechnically identicalto LTERelease10andbeyond(LTEAdvanced).(ChinaproposedTDD RITcomponentonly) ThesubmissionofLTERelease10&beyond(LTEAdvanced)was acknowledgedbyITURWP5Dasacompletesubmission

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

17

OverviewofLTEAdvanced(Contd) (Cont d)
3GPPstatus Feasibilitystudywasconductedunderstudyitem,Furtheradvancementsfor EUTRA(LTEAdvanced)andcompletedinMarch2010. RequirementsandtargetsforLTEAdvancedwereagreedandpossible technologiestomeettherequirementsandthetargetswereidentifiedduring studyitemphase SelfevaluationswereconductedandconfirmedthatLTEAdvancedmeetthe allrequirementsofITURand3GPP WorkitemstodevelopLTEAdvancedspecificationswereapprovedin December2009andMarch2010. SpecificationsofLTEAdvancedwillbeapprovedinDecember2010and submit b toITURWP5DinMarch h2011

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

18

StandardisationScheduleForIMT/LTEAdvanced
2007 2008 2009

Now 2010

2011

WP5D No.1 No.2 No.3 Identified ITU-R ITU R meetings ti Spectrum Circular Letter WRC-07
to invite proposals

Complete submission No.4 No.5 No.6 No.7 No.8 No.9 No.10

Proposals

acknowledged
Evaluation Initialtechnology Consensussubmission b i i of f Specification

SDOs

Circular Letter
ARIB sets up ect. Radio I/F proposal WG.

LTEAdvanced

Submission of candidate RIT

Complete submissionincl. selfevaluationof LTEAdvanced Ad d

#46 #47 #48 #49

3GPP RAN #38

WS

#39 #40
2nd WS

#41

#42

#43 #44

#45

Technical specifications

LTE-Advanced
LTE CR phase

Study Item

Work Item

Study Item approval 3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19 February 2009
th

StudyItemClosed WorkItemstarted

Release10 Specificationto 19 beapproved

TechnologiestobeincludedinLTE Advanced
LTERelease8canmeetmostofrequirementsofITUR. R Additionaltwotechniques shownbelowcanimproveLTEperformanceandmakeLTERelease10meetall requirementsofITUR. Widerbandwidth Toimprovepeakdatarateandspectrumflexibility TomeetITURrequirementforbandwidth Spectrum/carrieraggregationbasedoncomponentcarrier(CC)conceptto keepbackwardcompatibilityandallowsmoothnetworkmigration Tobespecifiedundertheworkitem,CarrieraggregationforLTE AdvancedMIMOtechniques Toimprovepeakdatarateandcell/celledgespectrumefficiency TomeetITURrequirementforDLcellspectrumefficiency Upto8layersforDLand4layersforUL Tobespecifiedundertheworkitems,EnhancedDownlinkMultipleAntenna p antennatransmissionforLTE TransmissionforLTEandULmultiple
3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

20

TechnologiestobeincludedinLTE Advanced(Contd)
OthertechnologieswillbeconsideredforLTErelease10andbeyondtoimproveLTE performanceeventhoughtheyarenotsocontributedtoITURrequirements. Heterogeneousnetwork
Toimprovecelledgeuserthroughput,coverageanddeploymentflexibility InterferencecoordinationforoverlaiddeploymentofcellswithdifferentTxpower Tobespecifiedundertheworkitem,EnhancedICICfornonCAbaseddeploymentsof heterogeneousnetworksforLTE LTE Toimprovecoverageandcosteffectivedeployment Type yp 1relay ynodeterminating gup ptolayer y 3, ,whichcanbeseenRelease8eNodeBfrom Release8LTEterminal Tobespecifiedundertheworkitem,RelaysforLTE Toimprovecelledgeuserthroughput throughput,coverage Tobestudiedunderthestudyitem,CoordinatedMultiPointOperationforLTE

Relaying

Coordinatedmultipointtransmissionandreception(CoMP) LTESelfOptimisingNetworks(SON)Enhancements HNBandHeNBmobilityenhancements

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

21

ITURSubmissionDocuments
The3GPPsubmission Th b i i t toth theITURincludes i l d the th following f ll i templates t l t organizedasanFDDRadioInterfaceTechnologycomponent(FDDRIT) and asaTDDRadioInterfaceTechnologycomponent(TDDRIT). Togetherthe FDDRITandtheTDDRITcompriseaSetofRadioInterfaceTechnologies (SRIT). The3GPPdevelopedFDDRITandTDDRITtemplatesinclude characteristics h t i ti and dlink li kbudget b d ttemplates t l t and dcompliance li t templates l t f for services,spectrum,andtechnicalperformance. 3GPPprovidesadditionalsupportinginformationindocument3GPPTR 36 912v9.0.0; 9 0 0 Feasibility F ibili study d for f Further F h Advancements Ad f EUTRA(LTE 36.912 for Advanced)(Release9). TemplatesarefoundinAnnexC ofTechnicalReportTR36.912.

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

22

StructureofITURSubmission Documentsfrom3GPP
RP-090743 TR36 912 v9 TR36.912 v9.0.0 0 0 Main Body Additional supporting information on LTE-Advanced Detailed self-evaluation results in section 16 Following documents are captured in Annex A and C

RP-090736 ITU-R submission Cover page plus

RP 090744 RP-090744 Annex A3: Self-evaluation results Detailed simulation results provided from 18 companies RP-090745 Annex C1: Characteristics template Update version of ITU-R Document 5D/496-E Relevant 3GPP specifications listed at the end of this document Templates for FDD RIT and TDD RIT contained separately RP-090746 Annex C2: Link budget template Two Link budget template files for LOS and NLOS Each file includes link budget templates for five radio environments specified in ITU-R M.2135 Templates for FDD RIT and TDD RIT contained separately RP-090747 Annex C3: Compliance template This template shows LTE-Advanced fulfills all requirements of IMT-Advanced IMT Advanced in ITU-R ITU R Templates for FDD RIT and TDD RIT contained separately

ZIP FILE RP-090939

3GPP Submission Package for IMT IMT-Advanced Advanced

Overall ITU-R Submission ITU-R ITU R 5D/564-E 5D/564 E

Contributed by individual members of 3GPP
3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

23

3GPPSelfevaluationforLTEAdvanced
Self S lfevaluation l ti for f LTEAdvanced Ad dFDDRITand dTDDRITwasconducted d t d i in 3GPP ThecapabilitiesaddressedherespanthecapabilitiesfromLTERel.8and extend dthrough h hRel l10and db beyond. d Assuch hthe h capabilities bl representa rangeofpossiblefunctionalitiesandsolutionsthatmightbeadoptedby 3GPPintheworkonthefurtherspecificationsofLTE. TheITURreport,M.2133,M.2134,M.2135andIMTADV/3 were utilized inthepreparationofthisselfevaluationreport.

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

24

SummaryofSelfEvaluationResults
Th self The lfevaluation l ti results lt shows: h ForLTERelease10, FDDRITComponentmeetstheminimumrequirementsofall4requiredtestenvironments. environments TDDRITComponentmeetstheminimumrequirementsofall4requiredtestenvironments. ThecompleteSRITmeetstheminimumrequirementsofall4requiredtestenvironments. BaselineconfigurationexceedingITURrequirementswithminimumextension
LTErelease8fulfillstherequirementsinmostcases(noextensionsneeded) ExtensionstoMultiuserMIMOfromRelease8fulfillstherequirementsinsomescenarios(Urban Macro/MicroDL)

Moreadvancedconfigurations,e.g.CoMP,withfurtherenhancedperformance Many(18)companiesperticipatedinthesimulations Highreliability Selfevaluationreportsarecapturedinsection16ofTechnicalReportTR36.912 *Seeappendix pp 13inthisslidesetfordetailedinformationonselfevaluationresults

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

25

Conclusion
TakingintoaccounttheIMTAdvancedstandardisationprocessinITUR, R theprojectforLTEAdvanced,wasstartedin3GPPfromMarch2008built upontheLTERelease8foundation InresponsetotheITURCircularLetter5/LCCE/2, 5/LCCE/2 3GPPprovideda completesubmissionofLTERelease10andbeyond(LTEAdvanced)asa candidatetechnologyforIMTAdvanced 3GPPconductedaSelfEvaluationunderITURg guidelinesofLTEAdvanced withparticipationofmanycompaniesfromacrosstheworld TheevaluationresultsshowthatforLTERelease10andbeyond(LTE Advanced),
FDDRITComponentmeetstheminimumrequirementsofall4requiredtest environments. TDDRITComponentmeetstheminimumrequirementsofall4requiredtest environments. environments ThecompleteSRITmeetstheminimumrequirementsofall4requiredtest environments.

3GPP 2009 Mobile World 3GPP Workshop 2 June, 2010,Congress, Chennai Barcelona, 19th February 2009

26