Consolidated data on Commission and Expenses paid to Distributors during FY 2012-13 and additional disclosures

Sr.
No.

Name of the ARN Holder

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58

A.G. Financial Services

Aarvi Management Services Private Limited
Abacus Investment Advisors Private Limited
Abchlor Investment Advisors (P) Ltd
Aditya Birla Money Mart Ltd
Akasa Securities & Financial Services Pvt. Ltd
Alchemy Capital Management Pvt Ltd
Allegiance Advisors Pvt. Ltd.
Allegro Capital Advisors Pvt Ltd
Almondz Global Securities Ltd
Alpha Capital
Alpha Investment Services
Ambit Capital Private Limited
Amit Jasani Financial Services Pvt Ltd
Anamika Naskar
Anand Rathi Financial Services Limited
Angel Broking Ltd
Anil Khera
Anita Investment Agencies
Ankit Jain
Ara Management Solutions Pvt Ltd
Arihant Capital Markets Limited
Ask Wealth Advisors Private Limited
Asset Managers
AUM Capital Market Pvt Ltd
Avendus Capital Pvt Ltd
Avendus Wealth Management Pvt Ltd
Axiom Financial Services Pvt Ltd
Axis Bank Limited
B D Shroff Securities Private Limited
Bajaj Capital Investor Services Limited.
Bajaj Capital Ltd.
Bank Of Baroda
Bank of India
Barclays Securities (India) Pvt Ltd
Barjeel Geojit Securities LLC
Batlivala & Karani Securities India Pvt. Ltd.
BFC Capital P Ltd
Bharadhwajan V J
Bharat Bhushan & Co.
Bhavik Udeshi
Bluechip Capital Services Private Limited
Bluechip Corporate Investment Centre Ltd
BM Financial Advisors
BNP Paribas
BNP Paribas Investment Services India Pvt. Ltd
BOB Capital Markets Ltd
Bonanza Portfolio Ltd
Brain Point Investment Centre Pvt Ltd
Brij Bhushan Marwaha
Canara Bank
Capital League
Cedrus Consultants Private Limited
Centrum Wealth Management Ltd
Chadha Investment Consultant Pvt Ltd
Cholamandalam Distribution Services Limited
Citibank N.A
Citigroup Global Markets India Pvt Ltd

Gross
Gross Inflows
Amount paid

109.19
34.98
232.84
140.81
4,037.33
34.72
152.07
204.88
183.71
743.73
98.11
118.34
148.66
25.14
71.35
1,885.25
66.95
108.48
75.24
34.27
34.60
135.07
944.94
249.54
572.70
185.31
289.65
80.74
8,413.08
70.48
198.29
3,637.62
331.78
251.62
2,307.24
458.22
747.67
132.35
96.43
1,085.11
162.60
237.69
947.45
413.86
620.18
304.34
103.45
178.56
472.59
74.88
705.23
246.29
103.39
622.47
81.08
356.18
16,534.28
132.04

Net Inflows

11,741.67
(651.25)
12,807.77
180.51
10,018.78
1,183.47
14,975.88
1,658.64
26,652,547.49 (280,019.11)
11,617.58
2,388.15
18,528.29
4,213.53
71,399.76
(1,827.37)
19,310.26
7,072.09
404,821.81 (64,042.86)
26,447.25
6,378.87
66,002.79
4,697.44
148,100.30
4,556.44
9,660.93
117.77
188,806.16
1,067.45
1,497,266.17
(1,687.71)
23,181.91
(7,019.15)
6,745.77
(1,773.24)
12,947.49
1,597.71
46,323.68
11,654.07
35,949.75
29,757.46
731,051.68
30,361.02
325,141.68
(9,601.86)
21,632.70
3,028.00
3,150,703.79 (30,997.79)
48,543.31
10,555.30
117,934.76
8,520.12
7,073.65
1,791.11
4,522,116.03
236,068.28
4,991.68
2,226.30
154,002.16
1,489.34
358,740.46 (49,476.09)
272,775.85
45,973.65
178,796.28
(3,051.56)
1,241,591.81
16,722.70
15,875.18
(7,543.37)
14,072,670.11 (514,305.70)
74,564.58
3,403.49
8,767.50
(3,708.44)
361,030.23 (14,310.66)
54,661.74
650.85
18,091.92
122.25
20,424.36 (20,521.74)
39,412.30
4,423.40
312,326.58 (216,467.34)
233,193.17
69,180.93
2,422,520.30 (42,966.72)
30,980.49 (31,494.00)
18,935.98
(2,925.16)
4,907.07
1,607.09
83,049.75
(1,415.21)
34,795.43
5,033.02
20,554.66
5,217.30
179,878.45
44,505.91
7,502.58
2,771.26
3,326,913.50
6,657.84
2,786,537.73
177,696.48
19,610.24
7,798.62

Rs. in lacs
Averge Assets
under
Management
for FY 2012-13

Ratio of
AUM to
Gross
inflows

17,342.17
9,653.30
32,818.97
15,167.78
1,690,375.98
12,127.85
22,926.21
30,536.10
18,814.10
113,549.81
17,103.16
19,429.94
40,772.46
20,021.52
13,366.05
314,341.77
15,122.45
15,468.02
17,357.88
6,578.22
5,155.79
48,897.00
183,558.97
38,123.10
224,209.72
18,556.60
101,197.17
12,441.87
818,337.98
12,711.38
24,076.77
459,712.74
83,318.72
45,829.26
408,807.15
76,540.85
402,100.33
9,678.36
9,068.28
176,219.68
18,376.88
30,431.36
160,177.54
11,436.62
268,562.13
88,903.60
177,851.39
50,108.19
35,328.18
11,531.84
68,046.19
30,824.92
14,221.67
58,745.35
8,912.40
94,987.39
1,733,840.59
9,695.47

1.47
0.80
3.26
1.03
0.04
1.19
1.33
0.30
1.24
0.25
0.73
0.32
0.29
2.19
0.08
0.18
0.55
2.22
1.36
0.25
0.94
0.02
0.54
1.80
0.04
0.01
1.01
1.87
0.19
2.65
0.12
1.18
0.37
0.20
0.30
4.63
0.01
0.14
1.02
0.45
0.22
1.71
7.18
0.26
0.53
0.43
0.002
0.70
1.78
2.53
0.85
0.93
0.74
0.42
1.60
0.02
0.63
0.78

Consolidated data on Commission and Expenses paid to Distributors during FY 2012-13 and additional disclosures
Sr.
No.

Name of the ARN Holder

59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116

Clairvoyant Capital Services

Comsol Financial Solutions Private Limited
Concept Securities Pvt Ltd
Credence Family Office LLP
Credit Suisse (Singapore) Limited
Credit Suisse Securities India Pvt Ltd
Crescore Wealth Management Services Pvt. Ltd.
Dalal & Broacha Stock Broking Pvt. Ltd.
Darashaw & Co. Pvt Ltd
Darshan Securities Private Limited
DBS Bank Ltd.
Deep Management & Eco Consultants Private Limited
Desons Holding & Finance Pvt Ltd
Deutsche Bank AG
Development Credit Bank Limited
Dhruv Lalit Mehta
Dipankar Das
Director General Posts
Disha Finance & Investment Pvt Ltd
Divitas Capital Advisors Pvt Ltd
Divyesh Jagdish Rach
DSA Capital Services
DSP Merrill Lynch Limited
Eastern Financiers Ltd.
ECS Financial Services (India) Private Limited
Edelweiss Broking Limited
Edge Corporate Services Pvt Ltd
Edge Wealth Management Services LLP
EFG Wealth Management (India) Private Limited
Emkay Global Financial Services Limited
ENAM Securities Private Limited
Essvee Investment Advisors Pvt Ltd
Ethics Investment Consultants Pvt Ltd
Eurasia Investment Advisors Pvt Ltd
FCH Centrum Direct Limited
Fortune Equity Brokers (India) Ltd.
Freedom Wealth Solutions Pvt Ltd
Frontline Securities Ltd
G.R. Financial Advisors
G.S.F.S
Gajendra Hiralal Jain
Ganesh Shridhar Shanbhag
Gaurav Ganpule
Geojit BNP Paribas Financial Services Limited
GEPL CAPITAL PRIVATE LIMITED
Ghalla & Bhansali Securities Pvt. Ltd.
Goldstar Financial Services Private Limited
Green Homes India
Gupta Investments
H L Kapoor Financial Consultants Pvt Ltd
Haresh Kalyanbhai Shah
Hari Ghanashyam Kamat
Harihar Finance Corporation
Harish S Kotian
Harley Securities Pvt Ltd
HDFC Bank Limited
HDFC Securities Ltd
Hero FinCorp Ltd

Gross
Gross Inflows
Amount paid

168.16
269.77
102.42
117.31
955.51
1,732.45
114.11
171.92
214.75
4,401.15
978.93
143.20
145.76
3,832.45
195.46
352.91
104.37
91.86
174.83
121.87
163.82
177.79
4,210.39
1,210.72
103.12
161.06
244.85
239.34
90.60
87.56
1,951.17
24.12
91.28
229.25
56.48
203.44
202.88
692.55
93.16
93.25
100.25
132.37
176.16
544.13
68.12
118.97
175.33
180.91
89.55
49.15
65.43
125.36
220.98
114.69
98.93
16,087.82
125.96
195.00

Net Inflows

33,302.39
5,864.22
28,962.89
6,399.25
68,026.75
3,905.61
15,195.15
4,413.51
86,038.41
82,234.58
472,628.55 (44,062.50)
113,525.26
3,956.65
179,775.75
(4,325.16)
97,259.78
(6,056.80)
20,537,250.99
686,948.65
102,703.44
28,466.90
53,775.05
1,965.14
33,290.09
1,507.22
815,760.15
(2,278.47)
10,765.00
(974.39)
177,839.38 (10,341.54)
5,785.50
(1,483.57)
3,093.45
(8,211.07)
147,961.21
(2,888.57)
7,848.34
(991.87)
15,916.37
3,325.41
103,967.75
(503.32)
10,232,891.09
23,233.17
257,407.73
26,532.71
13,628.43
(1,279.36)
86,882.11
17,115.05
59,061.08 (18,219.31)
53,487.46
27,165.56
71,739.95 (22,041.58)
43,468.56
103.31
9,420,888.79 (259,039.41)
25,752.51
(1,116.19)
154,178.53
9,332.21
28,998.64
13,676.31
784.32
(4,533.48)
706,956.80
11,173.63
15,914.26
9,973.08
249,377.40 (21,530.39)
14,047.72
(314.97)
20,072.83
4,126.70
5,449.76
4,182.46
8,722.99
803.08
31,345.39
12,990.37
59,840.12
(4,185.01)
24,825.59
(1,748.68)
8,424.87
(822.15)
144,605.90
60.16
32,526.99
7,079.62
8,811.54
1,542.23
23,376.24
(5,004.52)
38,539.42
(1,255.57)
20,581.58
(1,238.70)
26,964.63
2,098.97
4,562.33
2,270.76
13,567.10
6,739.21
3,977,465.05
228,341.20
8,828.85
1,516.91
2,054,889.98 (181,926.64)

Rs. in lacs
Averge Assets
under
Management
for FY 2012-13

Ratio of
AUM to
Gross
inflows

15,249.43
41,181.50
10,704.14
14,703.02
58,678.39
536,604.28
21,610.40
45,913.42
42,049.01
2,027,235.32
67,982.18
22,730.24
21,805.89
669,919.08
20,755.77
65,362.46
12,875.21
23,086.49
30,583.51
22,208.85
16,019.71
9,472.12
986,746.78
234,408.17
14,849.71
29,767.08
54,983.68
42,039.31
26,900.84
13,736.77
1,397,050.11
18,999.66
9,274.37
17,217.11
11,627.42
44,006.14
11,350.22
225,197.22
8,056.05
1,853.44
8,211.58
20,516.71
23,114.28
77,593.10
14,393.94
16,790.06
22,648.25
5,026.25
11,297.98
33,685.29
17,906.98
30,096.69
26,712.75
12,041.76
11,178.13
2,367,287.22
12,662.29
348,539.09

0.41
1.57
0.18
1.08
1.28
1.04
0.18
0.20
0.48
0.10
0.81
0.40
0.64
0.80
1.91
0.31
2.08
6.89
0.16
2.83
1.01
0.10
0.09
0.82
0.97
0.41
0.70
1.16
0.25
0.29
0.11
0.77
0.02
0.75
13.62
0.02
0.91
0.76
0.55
0.22
1.78
2.47
0.89
1.21
0.46
1.96
0.13
0.30
1.33
1.28
0.44
1.44
0.94
2.84
1.08
0.60
1.45
0.11

Consolidated data on Commission and Expenses paid to Distributors during FY 2012-13 and additional disclosures
Sr.
No.

Name of the ARN Holder

117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171
172
173
174

Hexagon Consultants
HM Capital
Hongkong & Shanghai Banking Corporation Ltd.
HSBC Investdirect Securities (India) Ltd
ICICI Bank Limited
ICICI Securities Limited
IDBI Bank Ltd
IDBI Capital Market Services Limited
iFAST Financial India Pvt Ltd
IIFL Wealth Management Limited
India Infoline Limited
Indira Jitendra Udani
Indus Capital
Indus Investments
Indusind Bank Ltd
ING Financial Services Pvt Ltd
ING Vysya Bank Ltd.
Integrated Enterprises (India) Ltd
International Money Matters Private Limited
Intrust Advisors LLP
Invest Care
InvestAscent Wealth Advisors Pvt Ltd
Iqbal Singh
ITI Financial Services Limited
J R Laddha Financial Services (P) Ltd.
Jagruti Sanjay Khatri
Jain Investment Planner Pvt Ltd
Jayanta Ghosh
JHAVERI SECURITIES LTD
JM Financial Services Private Limited
JRG Financial Advisors (P) ltd
K Arun Kumar
Karvy Investor Services Ltd.
Karvy Stock Broking Limited
Keynote Consultancy
KNS Consulting Pvt Ltd
Kooran Varghese Polson
Kotak Mahindra (International) Ltd
Kotak Mahindra Bank Limited
Kotak Mahindra UK Ltd.
Kotak Securities Ltd
Kovalam Investment & Trading Co. Ltd
Kukku Consultants Private Limited
L&T Capital Company Ltd
L&T Finance Ltd
Ladderup Wealth Management Pvt Ltd
Lakshmi Finance Traders
Leader Care Finance
LICHFL Financial Services Ltd
LKP Securities Limited
Lokesh Jain
Lotus-Pink Capital Services Pvt. Ltd.
M.S.Talaulicar And Sons Private Limited
Madhuvan Securities Private Limited
Mahindra & Mahindra Financial Services Limited
Major Ashish Chadha
Mangsidhesh Investments Pvt Ltd
Manjula S

Gross
Gross Inflows
Amount paid

106.20
228.05
14,433.52
252.93
8,659.43
5,684.92
1,064.29
108.35
204.69
6,988.84
531.23
64.52
427.12
278.51
2,378.34
265.37
2,248.63
698.23
180.92
178.64
105.14
159.10
111.60
97.28
774.12
125.55
238.50
77.51
215.35
5,509.75
131.62
69.41
275.94
2,433.17
99.16
312.27
67.26
141.52
8,561.46
99.00
752.45
111.38
102.10
984.93
113.49
140.53
109.69
303.79
581.68
83.09
73.79
29.05
104.66
197.90
157.06
132.30
212.43
37.79

1,442.89
26,418.26
2,160,455.25
1,741,167.50
44,750,004.63
713,742.95
1,008,922.74
7,373,330.75
72,716.06
5,160,261.97
2,813,593.95
15,899.03
32,232.47
14,378.99
208,291.09
736,483.68
190,691.94
16,198.13
26,065.15
21,905.96
5,953.21
14,957.03
6,939.44
30,447.89
747,321.32
2,476.43
10,047.23
24,263.95
30,625.28
18,728,289.28
45,923.96
8,515.84
250,783.80
397,194.60
6,191.67
242,232.54
6,955.42
82,559.79
13,610,532.23
33,005.37
5,373,485.38
13,340.99
11,141.29
11,638,531.11
45,608.51
63,893.35
7,510.89
188,441.63
23,954,623.22
268,249.31
2,505.58
90,003.27
186,567.32
2,299,403.86
4,157,732.93
9,451.08
10,876.07
14,553.10

Net Inflows

(7,410.58)
3,165.64
(183,723.31)
39,168.40
157,368.50
35,977.79
17,331.36
(65,908.00)
10,840.93
500,789.06
16,665.02
8,927.64
(1,265.76)
(2,547.98)
44,450.10
(72,724.18)
12,585.65
(12,854.34)
783.05
4,581.30
(3,108.17)
7,484.31
(438.43)
6,769.44
26,000.74
(182.18)
(659.52)
(1,323.43)
4,388.17
(281,776.45)
7,584.72
1,894.24
58,163.69
(103,750.54)
2,147.29
19,235.58
82.20
(13,609.69)
573,538.12
28,777.67
1,380.03
(2,189.88)
579.38
116,349.10
(3,550.33)
4,529.27
(7,609.16)
25,682.71
(210,000.22)
(3,130.14)
(6,014.85)
8,852.15
2,288.22
21,478.25
13,007.91
(556.11)
1,882.10
300.64

Rs. in lacs
Averge Assets
under
Management
for FY 2012-13

Ratio of
AUM to
Gross
inflows

18,871.71
48,819.80
1,763,533.78
91,427.99
1,096,906.28
772,361.74
191,931.91
108,660.63
26,928.53
894,229.67
101,803.58
13,927.12
29,621.35
13,611.04
140,524.22
107,504.68
203,448.60
114,218.33
23,627.13
30,480.11
15,963.98
8,214.91
15,704.44
28,882.30
137,445.81
12,807.62
20,581.27
13,070.95
26,010.53
2,081,426.93
26,876.33
9,822.97
59,306.63
423,070.23
11,083.88
69,520.07
10,288.40
23,276.65
1,826,086.47
9,457.28
145,950.80
15,450.17
8,907.53
430,183.01
13,839.96
21,076.65
11,677.21
46,067.49
1,309,394.47
22,835.35
7,972.51
25,857.27
78,880.39
84,368.81
137,614.89
21,999.66
22,455.59
15,389.76

11.20
1.96
0.77
0.02
0.02
1.12
0.17
0.001
0.42
0.23
0.04
1.00
1.07
0.86
0.79
0.07
1.12
6.55
0.94
1.45
2.59
0.84
2.24
0.70
0.16
5.22
1.91
0.49
0.91
0.09
0.62
1.44
0.34
0.87
1.96
0.31
1.58
0.19
0.14
0.92
0.02
1.12
0.79
0.04
0.22
0.36
0.76
0.35
0.03
0.05
1.70
0.13
0.28
0.03
0.03
2.07
2.00
1.08

Consolidated data on Commission and Expenses paid to Distributors during FY 2012-13 and additional disclosures
Sr.
No.

Name of the ARN Holder

175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200
201
202
203
204
205
206
207
208
209
210
211
212
213
214
215
216
217
218
219
220
221
222
223
224
225
226
227
228
229
230
231
232

Manjunath B
Mata Securities India Pvt. Ltd
Merchant Investment Consultancy Private Limited
Milestone Financial Advisory Pvt Ltd
Milestone Holdings & Infrastructure Pvt Ltd
Money Honey Financial Services Pvt Ltd
Morgan Stanley India Financial Services Pvt Ltd
Motilal Oswal Securities Ltd.
Mranjali Agarwal
Mukesh R Parikh
My Financial Advisor
My True Value Capital Advisory LLP
Namrata Manish Lakhi
Nikhil Ashok Naik
Nirmal Bang Securities Pvt Ltd.
Nirmalya Dasgupta
Nita Rajeshkumar Gandhi
Nita Siddharth Shah
NJ IndiaInvest Pvt Ltd
Om Spectrum Financial Consultants Pvt. Ltd.
One World Financial & Advisory Co.
Oswal Dhan Private Limited
P.H. Financial & Investment Consultants Pvt. Ltd.
Pace Stock Broking Services Pvt Ltd
Padam Singh Raj Purohit
Pegasus Advisory Private Limited
Pioneer Client Associates Private Limited
Plan Ahead Financial Solutions (India)
PLC Securities Ltd
PNB Gilts Ltd
Poddar Financial Services
PowerPusher Financial Srvs. Pvt Ltd
Prebon Yamane India Limited
Prescient Financial Solutions
Prime Capital Services Private Ltd
Prudent Corporate Advisory Services Ltd
PTIC (P) Ltd
Punjab National Bank
Purnima Securities Pvt Ltd
Quant Capital Advisors Private Limited
Quantum Information Services Private Limited
R K Agrawal
Rachit Consultants
Raghuvir P.Adhikari
Rahul Rathi
Rajaram Management Services Pvt Ltd
Rajbir Singh.
Rajinder Pal singh Anand
Rajiv Bose
Rakesh Pasricha
Ramesh Chand Maloo
Rashmi Thukral
Ravindra Rajendra Oberoi
Raviraj Investments Corporate (India) Pvt Ltd
RDA Holding & Trading Private Limited
Relacs Investment & Financial Services Pvt Ltd
Reliance Securities Limited
Religare Finvest Limited

Gross
Gross Inflows
Amount paid

61.29
708.50
187.11
107.27
85.66
165.77
1,043.59
416.17
278.69
274.09
250.92
124.08
22.48
295.29
442.43
137.61
64.73
95.57
12,422.82
125.76
103.26
76.37
539.75
579.88
295.78
56.55
1,726.59
89.38
310.87
192.97
120.74
200.00
546.96
160.98
207.37
2,982.72
104.26
190.00
152.81
160.70
52.41
850.02
206.30
65.87
32.16
83.67
206.83
67.36
174.35
218.63
65.93
145.87
158.83
91.87
31.39
69.74
530.68
248.60

Net Inflows

6,503.11
4,334.78
10,058,624.50 (144,031.37)
6,674.78
(3,203.32)
14,104.01
417.31
59,943.37 (33,070.98)
92,067.01
2,278.63
2,554,821.26
30,816.38
1,349,958.38
648.72
55,970.48
4,556.93
10,729.93
(213.84)
20,351.41
6,299.85
70,545.66
11,393.15
139,148.60
16,161.71
19,844.39
(948.34)
228,945.22
60,738.43
6,585.94
259.50
5,555.83
650.70
6,174.20
802.87
913,692.67
52,399.28
18,315.49
4,395.78
39,888.86
222.45
5,457.47
645.28
2,756,762.58
7,891.17
1,297,265.36
97,790.49
84,411.79
19,191.76
16,806.68
566.44
225,997.60 (15,567.71)
15,782.64
2,646.10
91,040.94
10,924.32
1,667,589.64 (37,843.06)
71,583.69
(4,174.88)
30,794.96
2,133.03
4,553,800.32
22,757.56
29,193.13
5,979.34
77,210.46
503.57
751,538.17
23,286.25
5,624.73
1,847.70
302,160.12
(422.47)
80,960.83
11,508.54
89,633.28
6,314.70
2,243.32
(512.47)
383,824.97
36,436.18
26,671.80
12,768.73
7,848.26
66.75
13,379.90
(469.09)
36,586.08
11,615.56
15,801.72
127.04
1,488.33
394.95
14,480.90
9,954.46
13,762.56
1,196.55
17,734.58
6,031.10
9,671.68
(1,219.64)
23,042.00
5,020.16
1,135.71
(2,156.33)
14,010.65
640.15
13,595.86
4,339.98
9,600,542.48 (188,541.75)
3,138,769.69 (98,605.23)

Rs. in lacs
Averge Assets
under
Management
for FY 2012-13

Ratio of
AUM to
Gross
inflows

3,302.61
605,215.25
24,674.06
11,654.85
51,488.53
20,397.90
203,803.24
110,836.48
82,086.57
33,729.14
23,233.60
17,167.12
68,497.65
32,932.68
47,320.36
6,416.64
5,273.56
11,768.82
1,142,411.27
21,263.15
5,291.23
10,696.05
134,914.48
77,304.34
24,721.37
12,713.59
249,692.47
13,635.61
103,553.87
262,749.62
19,861.30
37,247.50
233,037.15
28,837.96
20,590.49
351,702.05
10,549.65
33,313.15
36,865.03
19,156.53
11,369.49
104,860.56
18,325.89
7,627.92
13,197.67
20,699.97
32,696.42
11,014.12
8,764.14
24,254.12
9,315.71
19,634.63
36,186.51
11,605.77
15,688.56
13,915.26
242,994.36
115,095.10

1.11
0.03
3.37
0.69
0.61
0.22
0.09
0.07
1.46
3.12
1.34
0.23
0.41
1.58
0.31
0.99
0.80
1.97
1.25
1.31
0.09
2.05
0.03
0.08
0.33
0.78
1.05
0.90
1.06
0.002
0.25
1.19
0.04
1.02
0.25
0.47
2.07
0.12
0.52
0.23
4.94
0.30
1.15
0.75
0.88
0.62
2.13
7.45
0.94
1.61
0.57
2.10
1.65
9.30
1.09
1.14
0.01
0.02

Consolidated data on Commission and Expenses paid to Distributors during FY 2012-13 and additional disclosures
Sr.
No.

Name of the ARN Holder

233
234
235
236
237
238
239
240
241
242
243
244
245
246
247
248
249
250
251
252
253
254
255
256
257
258
259
260
261
262
263
264
265
266
267
268
269
270
271
272
273
274
275
276
277
278
279
280
281
282
283
284
285
286
287
288
289
290

Religare Macquarie Wealth Management Limited.

Religare Securities Limited
Right Choice Securities Pvt Ltd
Right Horizons Financial Services Pvt Ltd
Rohan Maurya
Roopa Venkatkrishnan
RR Investors Capital Services Pvt Ltd.
Ruchika Suri
Russell Credit Limited
S J Investment Services Pvt Ltd
Sab Investments
Sadashiv Arvind Phene
Safe Assets
Sahara India Financial Corporation Limited
Sajag Securities Private Limited
Salil B Kothari
Sameer K Lakhani
Samsang Financial Consultants
Sanjay Jiwandas Khatri
Sapient Wealth Advisors And Brokers Pvt Ltd
Sarasin Alpen (India) Private Limited
SarthiWM Consultants Pvt Ltd
Sarvodaya Transport Company Pvt Ltd
Savitri Devi
SBICAP Securities Limited
Security Investments Limited
SGR Securities Pvt Ltd
Shagun Sandeep Sutaria
Sharekhan Limited
Shivranjani Securities Company Pvt Ltd
Shriram Fortune Solutions Ltd.
SKCL Wealth Management Pvt Ltd
SKM Management Services
SKP Securities Limited
SMC Global Securities Limited
SMC Investments And Advisors Limited
SMR Consultancy Private Limited
Sonic Investments
SPA Capital Services Limited
Sprism Investment Services Private Limited
Standard Chartered Bank
Standard Chartered Securities (India) Limited
State Bank of India
State Bank of Mysore
State Bank of Patiala
State Bank of Travancore
Stock Holding Corporation of India Limited
Subras Investments
Sujata Kabraji
Sundaram Finance Distribution Limited
Sundaram Finance Limited
Sunidhi Wealth Advisors Private Limited
Sushil Finance Consultants Limited
Suvridhi Capital Markets Ltd
Swan Finance Ltd
Tandon & Mahindra
Tata Capital Financial Services Ltd.
Tata Securities Limited

Gross
Gross Inflows
Amount paid

1,093.97
168.84
95.71
93.47
81.93
248.25
970.13
27.97
921.77
840.69
209.16
151.34
173.59
65.26
90.14
115.32
435.15
87.86
294.09
270.88
98.00
62.46
103.87
121.91
402.24
238.01
146.02
122.45
205.67
229.30
171.45
187.38
329.36
428.85
686.57
147.58
80.51
48.76
5,032.74
556.19
8,817.06
172.34
3,643.73
92.06
183.23
110.77
160.12
360.58
43.31
154.27
251.20
120.49
81.45
379.60
218.83
114.06
333.85
719.73

211,862.09
62,014.22
4,076.04
11,202.47
4,314.58
41,795.57
97,239.24
2,213.32
6,918,871.80
123,109.95
191,953.89
5,309.39
14,186.15
2,477.71
9,791.33
7,825.14
20,687.67
4,193.47
8,440.03
105,187.12
99,244.85
1,633,829.29
71,844.29
18,392.89
13,132,377.98
72,043.15
12,551.84
39,575.86
33,035.86
58,487.83
11,393,291.93
39,870.12
30,065.20
116,232.47
119,991.02
130,410.41
24,718.92
10,054.49
14,064,001.61
4,529,070.24
3,849,832.67
8,510.81
4,523,298.01
378,232.56
753,029.18
404,851.22
521,056.31
1,949,806.23
18,773.06
715,353.00
96,663.11
720,435.26
8,326.86
75,161.45
21,194.11
13,286.45
318,744.95
27,757,051.37

Net Inflows

(3,185.23)
4,932.58
(1,751.26)
2,221.93
1,356.84
2,451.98
(29,557.14)
563.39
(126,074.54)
21,479.66
(32,723.20)
2,031.40
1,260.63
(1,372.32)
3,561.74
2,587.53
(1,807.49)
296.09
(3,128.10)
13,206.69
10,198.41
(5,295.36)
6,130.63
4,566.58
(57,544.03)
(4,231.90)
(2,482.38)
(4,467.78)
1,799.07
(11,297.31)
(65,689.60)
(1,576.12)
(2,985.09)
(22,502.07)
15,699.72
(2,210.91)
3,531.76
(1,656.55)
345,783.33
(145,762.53)
2,885.59
(1,432.25)
(255,397.13)
8,458.31
(62,564.06)
(13,257.63)
(491.88)
(87,468.23)
2,491.64
18,194.45
6,690.27
(8,973.77)
(1,390.08)
(13,660.38)
8,693.26
2,618.64
18,579.25
(274,796.11)

Rs. in lacs
Averge Assets
under
Management
for FY 2012-13

Ratio of
AUM to
Gross
inflows

159,168.52
21,368.55
12,524.04
11,842.67
7,373.37
38,297.20
154,045.36
4,583.89
489,434.37
96,034.38
56,093.85
19,173.40
22,489.93
10,989.86
9,286.02
11,271.52
39,257.45
11,987.95
32,865.61
54,523.30
33,434.33
35,092.00
31,351.40
6,469.83
441,956.63
37,804.20
12,980.00
16,278.93
38,045.47
61,444.64
104,751.25
23,619.70
29,840.35
99,304.71
88,519.14
15,916.34
17,944.23
16,721.32
1,561,609.85
228,438.18
1,137,441.61
38,823.05
1,053,476.73
49,247.65
96,863.43
48,773.62
32,111.74
206,369.93
13,512.82
36,946.55
46,540.31
35,283.51
13,436.93
69,428.81
9,289.49
24,093.56
36,215.11
702,796.58

0.73
0.36
2.82
1.05
1.91
0.87
1.48
2.24
0.04
0.80
0.10
3.85
1.62
4.15
1.12
1.64
1.82
2.92
3.64
0.54
0.29
0.02
0.46
0.35
0.004
0.43
0.93
0.21
0.92
0.85
0.001
0.50
0.94
0.71
0.76
0.11
0.78
1.57
0.10
0.01
0.28
4.27
0.20
0.10
0.07
0.06
0.05
0.05
0.78
0.06
0.44
0.03
1.62
0.72
0.76
2.07
0.14
0.01

Consolidated data on Commission and Expenses paid to Distributors during FY 2012-13 and additional disclosures
Sr.
No.

Name of the ARN Holder

291
292
293
294
295
296
297
298
299
300
301
302
303
304
305
306
307
308
309
310
311
312
313
314
315
316
317
318
319
320
321
322
323
324
325
326
327
328
329
330
331
332

TG Financial Consultant
The Royal Bank of Scotland N V
Think Financial & Insurance Cons Pvt Ltd
Three Cheers
Trust-Plutus Wealth Managers (India) Pvt Ltd
Tushar A Kansara HUF
Union Bank of India
UTI Infrastructure Technology And Services Ltd
Utkarsh Wealth Advisors
V Serve Management Private Limited
Value Invest Wealth Management (India) Pvt. Ltd.
Vandana Pravin Jain
Vantage Wealth Management Solutions Pvt. Ltd.
Varsha Investments
Vasant Potbhare
Vcare Investment Services Pvt. Ltd.
Vedansh Securities
Veekays Enterprises
Ventura Securities Ltd
Verdant Financial Advisory Services Private Limited
Vision Ahead Services (Pvt) Ltd
Vista Wealth Consultants Private Limited
Vogue Money
Vriddhi Money Management Services
Way2Wealth Securities Private Limited
Wealth Advisors (India) Pvt. Ltd.
Wealth First Advisors Pvt Ltd
Wealth First Port Folio Managers Pvt. Ltd
Wealth India Financial Services Pvt Ltd
Wealth Managers (India) Private Limited
Wealth Managers United India Private Ltd
Wealth Zone Fin Ser (India) Pvt Ltd
Winnage Consultancy Services Private Limited
Wiseinvest Advisors Pvt. Ltd.
Y S Capital
Yash Consultants
Yerranna Gouda
Yes Bank Limited
Yogesh Jayant Shah
Zeenat S Jagani
Zen Securities Limited
Zuari Investments Ltd

Gross
Gross Inflows
Amount paid

195.66
3,103.54
134.66
67.00
442.78
71.49
759.68
96.41
112.64
114.57
355.47
54.79
174.81
76.23
117.12
111.49
155.71
50.61
192.54
145.59
79.34
115.37
266.45
30.47
311.60
1,607.60
193.41
252.44
175.34
803.72
108.21
98.86
60.77
194.39
296.20
69.77
105.71
353.23
323.58
87.47
63.95
154.15

247,565.26
1,642,597.35
49,616.84
6,795.96
159,234.76
41,545.15
500,733.53
19,605.66
110,331.61
16,589.63
360,651.53
3,821.00
12,844.80
4,907.38
7,201.42
6,832.64
30,812.38
112,886.81
17,954.32
29,267.13
26,890.00
6,618.28
97,422.31
287,727.02
284,576.73
4,559,689.63
55,874.28
69,406.90
26,809.66
309,442.13
8,526.55
4,400.90
6,000.12
20,659.50
21,802.25
5,954.76
2,501.49
315,056.15
7,627,038.23
4,645.18
29,323.33
867,161.96

Net Inflows

(4,722.85)
(17,365.79)
635.26
2,409.54
28,207.41
(38.66)
18,424.87
(1,369.03)
4,319.97
885.65
36,492.98
511.44
1,982.06
(4,667.85)
265.29
1,212.92
3,820.01
(3,585.51)
664.44
2,885.34
1,706.47
(238.69)
(15,969.44)
(78,333.22)
(15,732.85)
73,590.06
2,918.90
(1,647.96)
10,606.27
6,707.62
3,385.06
(3,292.72)
5.04
1,366.89
(1,346.48)
2,193.92
(1,758.58)
3,943.85
38,310.21
90.41
(31,279.53)
(6,315.96)

Rs. in lacs
Averge Assets
under
Management
for FY 2012-13
64,376.46
445,492.34
17,296.12
15,773.14
68,891.61
6,385.22
77,425.61
10,376.72
12,547.22
17,522.25
125,470.70
4,323.49
21,420.81
13,642.81
8,601.53
14,035.19
3,618.96
26,390.28
28,940.04
19,523.75
5,521.41
15,920.54
20,502.47
78,002.38
58,591.10
516,762.72
37,277.32
40,733.05
27,486.81
197,714.37
12,124.90
16,281.29
118.93
38,273.55
25,446.28
9,815.99
5,951.77
43,562.62
205,528.81
14,013.57
22,528.63
57,219.76

Ratio of
AUM to
Gross
inflows
0.18
0.25
0.34
2.39
0.49
0.01
0.12
0.51
0.11
1.18
0.32
1.13
1.66
2.48
1.24
2.14
0.21
0.17
1.63
0.63
0.22
2.37
0.31
0.12
0.18
0.07
0.60
0.55
1.23
0.62
1.61
3.21
0.02
1.90
1.18
1.85
2.10
0.14
0.02
2.99
0.47
0.02