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Broker and Agent Agreement Contract of Introduction
Broker and Agent Agreement Contract of Introduction
Broker and Agent Agreement Contract of Introduction
Broker Agreement
(Agreement of Introduction)
!i" Agreement i" entered into #" of [$#%& Mont!& Ye#r] 'et(een
))))))))))))))))))))))) (*COMPANY+) #
)))))))))))))))))))))))))))))))))))))))))))))))& (it! office" ,oc#ted #t
)))))))))))))))))))))))))))))))))))))))))))))))))& #nd ))))))))))))))))))))or
#""ignee& (it! office" #t ))))))))))))))))))))))))))))))))))))) (*-RO.ER *)/
A/ COMPANY i" # ))))))))))0n#me Product" or
Ser1ice"2))))))))))))))))))))))))/ COMPANY de"ire" to !#1e -RO.ER
)))))))))))))0,i"t "er1ice" offered2)))))))))) for t!e COMPANY& t!i" inc,ude"
)))))))))))))))))0$et#i,ed $e"cri3tion2)))))))))))))))))))))))))))))))))))))/
-/ !e -RO.ER i" eng#ged to )))))))))0n#me Pro4ect& Product" or
Ser1ice"2))))))))) to COMPANY/ !e -RO.ER "!#,, 'e entit,ed to com3en"#tion for
#,, re1enue" gener#ted on #,, tr#n"#ction" t!e COMPANY gener#te" from
))))))))))))))))))))))))))))))))))))))))) gener#ted '% -RO.ER/
5/ Inde3endent N#tion#, -ro6er/
5/5 A33ointment/ COMPANY !ere'% #33oint" -RO.ER #" #n
inde3endent S#,e" -ro6er for t!e introduction of )))))))))))))))))))))))))))))
COMPANY 3roduct" for ))))))))))))))/ -RO.ER !ere'% #cce3t" "uc! #33ointment/
!e #33ointment i" "u'4ect to t!e term" #nd condition" cont#ined in t!i"
Agreement/
5/7 Licen"e to M#r6"/ $uring t!e term of t!i" Agreement COMPANY !ere'%
gr#nt" -RO.ER # non8e9c,u"i1e& ,imited #nd re1oc#',e ,icen"e to u"e t!e n#me"&
tr#dem#r6" #nd "er1ice m#r6" (*M#r6"+) o(ned or ,icen"ed '% COMPANY/ -RO.ER
"!#,, u"e t!e M#r6" "o,e,% in connection (it! t!e introduction& #nd 3romotion of
COMPANY 3roduct" #nd "er1ice"/ -RO.ER "!#,, u"e t!e M#r6" in #ccord#nce (it!
guide,ine" e"t#',i"!ed '% COMPANY from time to time/
5/: erritor%;Account"/ No geogr#3!ic#, erritor% i" inc,uded #nd -RO.ER
"!#,, introduce #nd 3romote 3roduct" #nd "er1ice" to #n% m#r6et #33ro1ed '% t!e
COMPANY/
5/< Re,#tion"!i3/ -RO.ER enter" into t!i" Agreement #"& #nd "!#,,
continue to 'e& #n inde3endent contr#ctor/ =nder no circum"t#nce" "!#,, -RO.ER
,oo6 to COMPANY #" #n em3,o%er& or #" # 3#rtner& #gent& or 3rinci3#,/ -RO.ER "!#,,
not 'e entit,ed to #n% 'enefit" #ccorded to em3,o%ee" of COMPANY& inc,uding
(or6er"> com3en"#tion& di"#'i,it% in"ur#nce& 1#c#tion or "ic6 3#%/ -RO.ER "!#,, 'e
re"3on"i',e for 3ro1iding& #t it" o(n e93en"e& #nd in -RO.ER>" n#me& di"#'i,it%&
(or6er"> com3en"#tion or ot!er in"ur#nce #" (e,, #" ,icen"e" #nd 3ermit" #"
re?uired '% ,#( for 3erforming t!e "er1ice" de"cri'ed in t!i" Agreement/ -RO.ER i"
not gr#nted #n% rig!t or #ut!orit% to #""ume or cre#te #n% o',ig#tion or
re"3on"i'i,it%& e93re"" or im3,ied& on 'e!#,f of or in t!e n#me of COMPANY or to
'ind COMPANY in #n% m#nner/
@er"ion ))));))));)))))) 5 | P # g e
[COMPANY LOGO GOES HERE]
5/A Line" So,d Ot!er !#n COMPANY/ A" #n Inde3endent Contr#ctor&
-RO.ER doe" not
re3re"ent COMPANY e9c,u"i1e,% #nd i" not re"tricted '% t!i" Agreement from
re3re"enting #n% ot!er M#nuf#cturer of non8conf,icting '#n6ing "er1ice" or 3roduct"
t!#t do not interfere (it! t!e "#,e" of COMPANY>" 3roduct"/
7/ O',ig#tion" of N#tion#, -ro6er
7/5 -e"t Effort"/ -RO.ER #gree" to de1ote it" 'e"t effort" to
)))))0Pro4ect2 ))))) in #ccord#nce (it! t!i" Agreement/
7/7 Conduct/ -RO.ER co1en#nt" #nd #gree" t!#t #t #,, time" t!e com3#n%
#nd it" em3,o%ee" #nd #gent"& if #n%& "!#,, conduct t!em"e,1e" #nd t!eir 'u"ine""
in #n et!ic#, #nd ,eg#, m#nnerB #nd t!#t t!e% (i,, #'ide '% #,, #33,ic#',e ,#("& ru,e"
#nd regu,#tion" of feder#,& "t#te #nd ,oc#, go1ernment #ut!oritie"/ -RO.ER
indemnifie" COMPANY for #n% c,#im"& ,o""e"& co"t"& fee"& ,i#'i,itie"& d#m#ge" or
in4urie" "uffered '% -RO.ER #ri"ing out of -RO.ER>" 're#c! of t!i" Section 7/7/
7/: E93en"e"/ -RO.ER i" re"3on"i',e for #,, e93en"e" in connection (it!
'u"ine"" of -RO.ER& #nd #,, of it" Inde3endent S#,e" Re3re"ent#ti1e"& "!#,, 3#%&
(!en #nd #" due& #n% #nd #,, t#9e" incurred #" # re"u,t of com3en"#tion 3#id '%
COMPANY to -RO.ER& inc,uding e"tim#ted t#9e"/ -RO.ER indemnifie" COMPANY for
#n% c,#im"& ,o""e"& co"t"& fee"& ,i#'i,itie"& d#m#ge" or in4urie" "uffered '% COMPANY
#ri"ing out of -RO.ER>" 're#c! of t!i" Section 7/:/
7/< Confidenti#,it%B Non8$i"3#r#gement/ -RO.ER #nd COMPANY #gree&
for t!e term of t!i" Agreement #nd #t #n% time t!ere#fter& t!#t #n% 3ro3riet#r%
inform#tion #nd di"cu""ion" "uc! #"& 'ut not ,imited to& identitie" of cor3or#tion"&
indi1idu#,"& 'u%er" or "e,,er"& "#,e" inform#tion& 3ricing inform#tion& 3roduct
m#nuf#cturing #nd de1e,o3ment& tr#de "ecret"& "u33,ier ,i"t" or ot!er confidenti#,
inform#tion or document" di"c,o"ed '% COMPANY or -RO.ER under t!i" Agreement
(*Confidenti#, Inform#tion+) "!#,, not 'e (5) u"ed '% -RO.ER or COMPANY e9ce3t on
'e!#,f of t!e ot!er 3#rt%& or (7) di"c,o"ed to #n% t!ird 3#rtie"& (it!out t!e e93re""
3rior con"ent of t!e ot!er 3#rt%/ -RO.ER #nd COMPANY furt!er co1en#nt" #nd
#gree" t!#t #t #,, time" during t!e term of t!i" Agreement #nd #t #n% time
t!ere#fter& "!#,, not di"3#r#ge or def#me t!e good(i,,& re3ut#tion& im#ge or
commerci#, intere"t of t!e ot!er 3#rt%/
7/A Non8Circum1ention/ !e under"igned !ere'% confirm t!#t t!e
identitie" of t!e cor3or#tion"& indi1idu#,"& 'u%er" or "e,,er" introduced '% -RO.ER
#re current,% t!e 3ro3ert% of t!e -RO.ER #nd "!#,, rem#in "o for t!e dur#tion of t!i"
#greement/ !e term of t!i" #greement i" fi1e (A) %e#r" from t!e d#te #ffi9ed 'e,o(
#nd i" to 'e #33,ied to #n% #nd #,, tr#n"#ction" entered into '% t!e under"igned&
inc,uding fo,,o(8u3 re3e#t& e9tended or renegoti#ted tr#n"#ction reg#rd,e"" of t!e
"ucce"" of t!e 3ro4ect/ COMPANY #gree" #nd "!#,, not circum1ent or #ttem3t to
circum1ent -RO.ER #nd enter into #n% #greement or #rr#ngement (it! #n%one
introduced '% -RO.ER under t!e"e term"/
@er"ion ))));))));)))))) 7 | P # g e
[COMPANY LOGO GOES HERE]
:/ Cu"tomer -i,,ing& #nd -ro6er Commi""ion"
:/5 Cu"tomer -i,,ing/
(') -i,,ing& P#%ment #nd Co,,ection"/ COMPANY "!#,, c!#rge fee #nd
'i,, cu"tomer" direct,%/ !e cu"tomer" "!#,, m#6e #n%8#nd8#,, 3#%ment" direct,% to
COMPANY& COMPANY i" re"3on"i',e for co,,ecting #,, monie" from cu"tomer"/
:/7 -ro6er Commi""ion"
(a) -RO.ER "!#,, 'e entit,ed to Commi""ion" on #,, re1enue"
gener#ted on #,, tr#n"#ction" t!e COMPANY gener#te" from
))))))))))))))))))))))))))) gener#ted '% -RO.ER/ Commi""ion" "!#,, 'e 3#id #t #
r#te of ))))))C on #,, tr#n"#ction" for #" ,ong #" t!e cu"tomer rem#in" (it! t!e
COMPANY/ Commi""ion" #re 3#id to -RO.ER on or 'efore fi1e (A) d#%" #fter t!e
c,o"e of e#c! c#,end#r mont!/ If t!e -RO.ER termin#te" it" #""oci#tion (it!
COMPANY& -RO.ER "!#,, 'e entit,ed to recei1e commi""ion" for #,, introduction"
gener#ted '% -RO.ER/ !i" continuing rig!t to recei1e commi""ion" "!#,, #33,% to
ongoing& re"idu#, #nd #d1#nce commi""ion"/
:/: Product Li#'i,it%/ COMPANY #gree" to 3rotect& defend& !o,d !#rm,e""
#nd indemnif% -RO.ER from c,#im"& ,o""e"& co"t"& fee"& ,i#'i,itie"& d#m#ge" or
in4urie"& inc,uding re#"on#',e ,eg#, e93en"e" (co,,ecti1e,% *Lo""+)& "uffered '%
-RO.ER #ri"ing out of t!e de"ign& m#nuf#cture& u"#ge& #nd #d1erti"ement of t!e
Product" #nd "er1ice"& 3ro1ided t!#t "uc! indemnit% "!#,, not co1er #n% Lo""
c#u"ed in (!o,e or in 3#rt '% #n% #ct" or omi""ion" of -RO.ER/
</ ermin#tion
</5 Autom#tic ermin#tion/ !i" Agreement "!#,, #utom#tic#,,% termin#te
in t!e e1ent of t!e #""ignment for 'enefit of creditor"& ,i?uid#tion& di""o,ution&
in"o,1enc% or '#n6ru3tc% of COMPANY or -RO.ER/
</7 !i" Agreement m#% 'e termin#ted '% eit!er 3#rt% u3on fort%8fi1e (<A)
d#%" (ritten notice to t!e ot!er 3#rt%/ If termin#ted '% COMPANY& -RO.ER "!#,,
continue to recei1e commi""ion"& "u'4ect to t!e 3ro1i"ion" of 3#r#gr#3! :/7 (c)
#'o1e/
A/ Mi"ce,,#neou"/
A/5 Notice"/ An% notice& re?ue"t& dem#nd or ot!er communic#tion
re?uired or 3ermitted !ereunder "!#,, 'e in (riting #nd deemed to 'e 3ro3er,%
gi1en (!en de,i1ered 3er"on#,,% or de3o"ited in t!e =nited St#te" m#i,& 3o"t#ge
3re3#id& #ddre""ed to t!e #ddre""e" "3ecified on t!e fir"t 3#ge of t!i" Agreement&
#" "uc! m#% 'e c!#nged from time to time '% t!e 3#rtie"/
A/7 Entire Agreement/ !i" Agreement con"titute" t!e entire #greement
'et(een t!e P#rtie" concerning t!e "u'4ect m#tter !ere of #nd "u3ercede" #,, 3rior
#greement" re,#ted to "uc! "u'4ect m#tter/ E#c! of t!e P#rtie" #c6no(,edge" t!#t
no ot!er P#rt% or t!e #gent& re3re"ent#ti1e or #ttorne% of "uc! ot!er P#rt% !#"
@er"ion ))));))));)))))) : | P # g e
[COMPANY LOGO GOES HERE]
m#de #n% 3romi"e"& #greement"& co1en#nt"& re3re"ent#tion"& (#rr#ntie" or ot!er
inducement" (!#t"oe1er eit!er e93re"" or im3,ied& (ritten or or#,& concerning t!e
"u'4ect m#tter of t!i" Agreement t!#t i" not cont#ined in t!i" Agreement/ !i"
Agreement m#% 'e e9ecuted in counter3#rt"& e#c! of (!ic! "!#,, 'e deemed #n
origin#,& 'ut #,, of (!ic! "!#,, con"titute 'ut one #nd t!e "#me in"trument/
A/: Attorne%"D Eee"/ If #n% #ction #t ,#( or ine?uit% i" 'roug!t to enforce
or inter3ret t!e 3ro1i"ion" of t!i" Agreement& t!e 3re1#i,ing 3#rt% "!#,, 'e entit,ed
to re#"on#',e #ttorne%"D fee" #nd co"t" of co,,ection/
A/< Contro,,ing L#( #nd Furi"diction/ !i" Agreement "!#,, 'e go1erned '%
#nd con"trued in #ccord#nce (it! t!e ,#(" of t!e St#te of ))))))))))))))))&
reg#rd,e"" of t!e ,#(" or ru,e" t!#t mig!t ot!er(i"e go1ern under t!e 3rinci3,e" of
conf,ict" of ,#(" t!ereof/ !e 4uri"diction #nd 1enue for re"o,1ing #n% di"3ute"
re,#ted to t!i" Agreement "!#,, 'e t!e "t#te #nd feder#, court" in t!e count% t!#t
eit!er of t!e 3#rtie" re"ide c!o"en '% t!e 3#rt% t!#t i" fi,ing t!e di"3ute/ E#c! 3#rt%
!ere'% irre1oc#',% con"ent" to t!e 3er"on#, #nd e9c,u"i1e 4uri"diction #nd 1enue of
t!e court" c!o"en '% t!e 3#rt% t!#t i" fi,ing t!e di"3ute/
A/A Ar'itr#tion/ An% contro1er"%& c,#im or di"3ute #ri"ing out of or re,#ting
to t!i" Agreement& "!#,, 'e "ett,ed "o,e,% #nd e9c,u"i1e,% '% 'inding #r'itr#tion in
)))0cit%2))))& ))0"t#te2)))/ Suc! #r'itr#tion "!#,, 'e conducted in #ccord#nce (it!
t!e t!en 3re1#i,ing commerci#, #r'itr#tion ru,e" of FAMS;Endi"3ute (GFAMSG)& (it!
t!e fo,,o(ing e9ce3tion" if in conf,ictH (#) one #r'itr#tor "!#,, 'e c!o"en '% FAMSB (')
e#c! 3#rt% to t!e #r'itr#tion (i,, 3#% it" 3ro r#t# "!#re of t!e e93en"e" #nd fee" of
t!e #r'itr#tor& toget!er (it! ot!er e93en"e" of t!e #r'itr#tion incurred or #33ro1ed
'% t!e #r'itr#torB #nd (c) #r'itr#tion m#% 3roceed in t!e #'"ence of #n% 3#rt% if
(ritten notice (3ur"u#nt to t!e FAMSD ru,e" #nd regu,#tion") of t!e 3roceeding" !#"
'een gi1en to "uc! 3#rt%/ E#c! 3#rt% "!#,, 'e#r it" o(n #ttorne%" fee" #nd
e93en"e"/ !e 3#rtie" #gree to #'ide '% #,, deci"ion" #nd #(#rd" rendered in "uc!
3roceeding"/ Suc! deci"ion" #nd #(#rd" rendered '% t!e #r'itr#tor "!#,, 'e fin#,
#nd conc,u"i1e/ A,, "uc! contro1er"ie"& c,#im" or di"3ute" "!#,, 'e "ett,ed in t!i"
m#nner in ,ieu of #n% #ction #t ,#( or e?uit%B 3ro1ided !o(e1er& t!#t not!ing in t!i"
"u'"ection "!#,, 'e con"trued #" 3rec,uding t!e 'ringing #n #ction for in4uncti1e
re,ief or ot!er e?uit#',e re,ief/ !e #r'itr#tor "!#,, not !#1e t!e rig!t to #(#rd
3uniti1e d#m#ge" or "3ecu,#ti1e d#m#ge" to eit!er 3#rt% #nd "!#,, not !#1e t!e
3o(er to #mend t!i" Agreement/ !e #r'itr#tor "!#,, 'e re?uired to fo,,o(
#33,ic#',e ,#(/ IE EOR ANY REASON HIS AR-IRAION CLA=SE -ECOMES NO
APPLICA-LE& HEN EACH PARY& O HE E=LLES EIEN PERMIE$ -Y
APPLICA-LE LAJ& HERE-Y IRRE@OCA-LY JAI@ES ALL RIGH O RIAL -Y F=RY AS
O ANY ISS=E RELAING HEREO IN ANY ACION& PROCEE$ING& OR CO=NERCLAIM
ARISING O= OE OR RELAING O HIS AGREEMEN OR ANY OHER MAER
IN@OL@ING HE PARIES HEREO/
A/K Se1er#'i,it%/ If #n% 3ro1i"ion of t!i" Agreement i" in1#,id& i,,eg#,& or
unenforce#',e in #n% 4uri"diction& 3ro1ided t!#t #n e""enti#, 3ur3o"e of t!i"
Agreement (ou,d not 'e defe#ted& "uc! 3ro1i"ion "!#,, 'e deemed #mended to t!e
e9tent re?uired to m#6e it 1#,id& ,eg#, #nd enforce#',e& #nd t!e rem#ining
3ro1i"ion" "!#,, rem#in in fu,, force #nd effect in "uc! 4uri"diction #nd "!#,, not
@er"ion ))));))));)))))) < | P # g e
[COMPANY LOGO GOES HERE]
render t!#t or #n% ot!er 3ro1i"ion of t!i" Agreement in1#,id& i,,eg#,& or
unenforce#',e in #n% ot!er 4uri"diction/
A/L A""ignment #nd Succe""or" in Intere"t/ !i" Agreement #nd t!e rig!t"&
intere"t" or o',ig#tion" !ereunder m#% not 'e #""igned '% eit!er of t!e 3#rtie" ('%
o3er#tion of ,#( or ot!er(i"e) un,e"" #greed to in (riting '% 'ot! 3#rtie"/
A/M Modific#tion"& Amendment" #nd J#i1er"/ No #mendment&
modific#tion or (#i1er in
re"3ect of t!i" Agreement "!#,, 'e effecti1e un,e"" it "!#,, 'e in (riting #nd "igned
'% 'ot! 3#rtie"/
A/N Inter3ret#tion/ !e !e#ding" cont#ined in t!i" Agreement #re for
reference 3ur3o"e"
on,% #nd "!#,, not #ffect in #n% (#% t!e me#ning or inter3ret#tion of t!i"
Agreement/
Signatures on Next Page
IN JINESS JHEREOE& t!e 3#rtie" !#1e du,% e9ecuted t!i" Agreement& to 'e
effecti1e #" of t!e d#te fir"t (ritten #'o1e/
[COMPANY NAME]
A ))))))))))))))) Com3#n%
[COMPANY NAME]
A ))))))))))))))) Com3#n%
(5) I)))))))))))))))))))))))))))))))))))))
N#meH
it,eH
AGREED TO AND ACCEPTED ON ____ _______,
2010
(7) I)))))))))))))))))))))))))))))))))))))
N#meH
it,eH
AGREED TO AND ACCEPTED ON ____ _______,
2010
@er"ion ))));))));)))))) A | P # g e