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I(,) h
Z
(x,y) dd = I h
Z
,
exp(jkz)
jz
k
2z
'
;
)
(1)
Mirror
(reconstructed)
Mirrored view
Original
view
Fig.2. Recording and reconstruction of an object near a mirror.
Fig.3. A sample digital hologram containing two views of the same
swimming copepod in a seeded test section. Scale bar, 1mm.
3660
2-D Fourier transforms of both the recorded image and the
convolution kernel, they are multiplied. Then, an inverse
Fourier transform provides the intensity distribution in the
desired plane. A similar approach is presented in Milgram and
Li (2002), where further details on the mathematics can be
found. We typically reconstruct 45 planes separated by
0.2mm.
The purpose of the next phase of the analysis is to match the
in-focus perpendicular views of particles in order to determine
their exact locations in space. Recall that a single view can
provide lateral positional accuracy to within a pixel (7.4m)
in the lateral plane, but is substantially less accurate in the axial
direction (0.5mm). These views are laterally separated (as in
Fig.3). An automated procedure for matching the two views
in densely seeded ows recorded using off-axis holography (on
emulsion) is outlined in Sheng et al. (2003). There, the array
of reconstructed images is thresholded, the particles are
segmented into 3-D volumes, and then reduced to line
segments that pass through the barycenters of these volumes
and have lengths corresponding to their axial extent. The
intersection of two perpendicular line segments determines the
3-D coordinates of the particle centroid. The analysis requires
the calibration of the location and orientation of the mirror,
achieved by manually matching corresponding views of
several reference particles. The calibrated mirror orientation is
used to transform (ip) the mirrored views onto their original
locations in space. For two views of the same particle to be
matched, we require that the perpendicular segments are less
than a particle diameter away from each other. The 3-D
coordinates of the particle centroid are approximated as the
midpoint of the shortest line segment connecting the views.
This approach did not work while analyzing the present in-
line digital holograms. The primary reason was excessive
background noise resulting from the reference (illuminating)
beam passing through the sample volume. It should work with
less heavily seeded ows and/or an optical setup with a
separate reference beam that does not pass through the sample
volume. The limited resolution of the digital camera prevented
the implementation of off-axis holography, which is
characterized by much ner fringe spacing. Consequently, we
have used two semi-manual techniques to obtain the 3-D
locations of particles and velocity elds.
The rst task is to identify particles and distinguish them
from background noise. Three successive exposures are
superposed, and elongated traces, or three closely spaced spots
resulting from the displacement of particles, are identied. This
approach has turned out to be a very effective tool for
distinguishing between real particles and speckle noise. Based
on the location of these traces, we estimate (computationally)
the most likely location of the mirrored view. The linear
transformation used for this calculation is calibrated by
matching corresponding views of the copepods extremities,
which can be easily identied. The mirrored view lies along an
almost horizontal line that corresponds to the depth uncertainty
of the rst view. If we nd three spots (or elongated traces)
along this line, the two views of the same particle are matched.
At the present particle concentration, having more than one
match is very unlikely. If we do not nd the second view of a
particle along the expected line, for example, when it is located
in the shadow of the copepod, the unmatched trace is
disregarded.
When the second view is found, the program proceeds to
measure the particle displacement in each of the two views,
using cross-correlation of the intensity distribution, generated
by the three exposures. Details on the cross-correlation
procedures, including methods of achieving sub-pixel
accuracy, are discussed by Roth and Katz (2001), Roth et al.
(1999) and Sridhar and Katz (1995). The lateral displacement
in each of the views and the average vertical displacements are
combined into a 3-D velocity vector, positioned at the particle
mean location. The uncertainty in velocity of individual
particles is about 0.05mms
1
.
Extended particle tracks in the vicinity of the copepod are
more easily identied. Superposing sets of ten exposures near
the plane of the copepod in each view, and placing them side-
by-side, allows identication of corresponding tracks based on
their elevation at a given time. This identication is veried by
comparing subsequent sets of exposures. Combining the sets
generates the 3-D trajectory of the particle. Even when one of
the views is partially blocked by the copepod, it is usually
possible to match the segments that are not blocked and then
interpolate them to estimate the trajectory in the blocked
section. The endpoints of segments are stored and used for
measuring the velocity along the path of the particle. In regions
with relatively high velocity, the tracks appear as a series of
dots. In this case, individual traces are used for measuring the
velocity as discussed before.
Results
Fig.4 shows reconstructed perpendicular views of the
copepod and seed particles, computed from the hologram
shown in Fig.3. Note that the two views are reconstructed at
different depths. Clearly, digital reconstruction of in-line
holograms can resolve ne details of the copepod structure.
Sample instantaneous distributions of 3-D velocity vectors in
the vicinity of this copepod in the ambient and copepod
reference frames are presented in Fig.5A and B, respectively.
The graphic representation of the copepod has the correct
scales. Vectors that are located within the central two thirds
span of the antennules are black; vectors outside of this span
are gray. A recirculating ow pattern is evident in the copepod
frame of reference, which sinks at an average speed of
0.29mms
1
. Similar sets of 3-D velocity distributions are
obtained from each pair of reconstructed holograms.
The reconstructed images from 15 sequences consistently
show that the copepod sinks for several seconds. It then
executes a short hop upwards and resumes sinking (see
supporting movie). As it sinks, the copepod generates a feeding
current by moving its feeding appendages. The present 15Hz
recording rate may not be sufficient for following the (high
frequency) motion of the appendages, but different phases of
E. Malkiel and others
3661 Three-dimensional copepod ow eld
their motion are discernible (Fig.4). The high-speed ow
generated by the appendages (Fig.5A) is most evident in the
ventral region of the copepod (z<79.5mm), extending to its
anterior and posterior regions. The feeding current generates a
reaction force that propels the copepod. This vertically directed
force acts against the copepods excess weight (weight minus
buoyancy) and drag, reducing its sinking rate compared to the
terminal speed (speed with no feeding current).
The recirculating ow pattern generated by the copepod is
clearly demonstrated in Fig.6 by combining 130 reconstructed
images, shifted in time, so that the image of the copepod is
xed. Since the copepod velocity is constant during this period,
the shift applied to each image is a linear function of time.
Blurring of the copepod occurs due to slight variations in
sinking speed (<5%), and motion of the appendages. Streaks
generated by the seed particles are clearly evident in both
Fig.5. Measured instantaneous velocity near the copepod (A) in the ambient frame of reference, and (B) in the copepod frame of reference.
78
80
8
6
4
1 mm s
1
z (m
m
)
x
(
m
m
)
78
80
8
6
4
1 mm s
1
z (m
m
)
x
(
m
m
)
12
10
8
y
(
m
m
)
12
10
8
y
(
m
m
)
A
7.3
5.3
x B
7.3
5.3
x
Fig.4. In-focus, numerically reconstructed, dorsal (A) and lateral (B) views of the same swimming copepod, from the hologram of Fig.3. s,
setae on antennule; f, feeding appendages; p, tracer particle (there are many). Inserts show the feeding appendages in up-stroke (top) and down-
stroke (bottom) positions. Scale bar, 1mm.
3662
views. Above the copepod, several particles are drawn towards
the center of the copepod. Below and to the sides of the
copepod, particles are ejected downwards, subsequently
looping around and migrating upward (relative to the
copepod), some of them touching its antennules. Quantitative
data on the trajectory and velocity along the path of selected
particles are presented in Figs7 and 8. The velocity peaks in
a narrow domain near the tips of the appendages, reaching
3.6mms
1
, i.e. 12.5 times the sinking velocity. We use these
data to estimate the propulsive force generated by the feeding
appendages.
Excess weight and propulsive force
The particles slightly beyond the reach of the antennules
circumvent the copepod, creating a closed streamline pattern,
without a separated wake. This pattern is characteristic of low
Reynolds number ows (ReL=UL/, U and L being
characteristic velocity and length scales, respectively, and ,
the kinematic viscosity of the liquid), such as Stokes ows with
Re<<1, or Oseen ows with Re~1 (Pozrikidis, 1992). The
present Re, based on the sinking velocity and prosome length,
is 0.29. Based on the diameter of the recirculation zone, Re
increases to 1.2. Thus, the present ow lies in the transition
region between Stokes and Oseen ows. Here we use the
simpler Stokes ow in order to estimate the magnitude of the
forces produced by the copepod.
The horizontal (u) and vertical (v) velocity components
induced by a vertical point force (Stokeslet) in Stokes ow
(Jiang et al., 2002c; Pozrikidis, 1992) are:
where f is the force, is the liquid viscosity, x and y are
coordinates, and r is distance from the origin. The Stokeslet
describes the far-eld ow realistically, but neglects the fact
that the object has a nite size. The far-eld net effect of the
copepod on the surrounding ow, its excess weight (w
excess),
can be modeled as a Stokeslet.
The ow pattern generated by a Stokeslet in an absolute
frame of reference is illustrated in Fig.9A, with
Uref=wexcess/8L. A recirculating ow pattern appears in a
frame of reference moving downward at a fraction of Uref
(Fig.9B). For the recirculation to form, there must be a
residual downward velocity component (jet) below the object
in its own reference frame. This ow can only be generated
by a propulsive force. Thus, in reducing its sinking speed and
generating a propulsive feeding current, the copepod creates
a recirculating pattern that extends slightly beyond its
antennae. This combination of sinking and feeding is not
discussed in detailed conceptual and numerical analyses of the
forces acting on a swimming copepod under various
v = + and ,
f
8L
(y/L)
2
(r/L)
3
1
r/L
(2)
,
u =
f
8L
xy/L
2
(r/L)
3
,
E. Malkiel and others
Fig.6. Particle streaks in the copepod reference frame obtained by combining 130 appropriately shifted reconstructed images. In all cases the
dorsal and lateral views are in focus.
3663 Three-dimensional copepod ow eld
conditions (Jiang et al., 2002b,c). They include cases of
stationary bodies producing feeding currents (hovering or
conceivably tethered) and freely sinking bodies, both of which
do not generate recirculating patterns.
The data can be used for estimating wexcess. In a reference
frame sinking at vsink, the vertical velocity component vanishes
at y0=wexcess/4vsink. Estimating y0 as half the distance
between the points with zero velocity in Fig.6 (y0=2mm), and
since vsink= 0.29mms
1
, one obtains wexcess=7.210
9
N. With
a volume of 1.110
10
m
3
(determined following Chojnacki,
1983), the estimated excess density of the copepod is
6.7kgm
3
(1006.7kgm
3
). This value falls in the range
measured by Svetlichny (1980) and Knutsen et al. (2001). The
same analysis can be performed in any frame, including one
y
x
z
4
Speed
(mm s
1
)
2
0
Fig.7. Selected particle tracks (16) in 3 dimensions. AA, see inset
in Fig.8.
4
3
2
1
0
0
0
0
0
4 2
Time from capture region (s)
S
p
e
e
d
(
m
m
s
1
)
0 2 4
0.2
0.15
0.1
0.05
0.25 0 0.25
z (mm)
w
(
m
m
s
1
)
0.5
0
Fig.8. Speeds of selected particles (16) approaching feeding
appendages. Inset: Horizontal velocity component w near tail along
line AA of Fig.7. z axis origin at center of mass.
10
A B
5
0
5
10
10 5 0
x/L
u/U
ref
=1
y
/
L
5 10 10 5 0
x/L
u/U
ref
=1
5 10
Fig.9. Flow eld generated by a Stokeslet (see Equation3) at (A) the absolute reference frame and (B) the reference frame sinking at 0.33Uref.
3664
without recirculation, by measuring the velocity and distance
between points above and below the copepod with the same
velocity.
One can also estimate the propulsive force, P, generated by
the feeding appendages. Averaging v of a Stokeslet at y=0 over
a certain radius, R, one obtains v =f/(4R). Based on Figs78,
there are two regions with a radius of 200m and characteristic
peak velocity of v =3.6mms
1
in the vicinity of the feeding
appendages. Combining the two regions, P=2(4Rv ), i.e.
P=1.810
8
N, 2.5 times higher than wexcess. At a constant
sinking velocity, P must balance the sum of wexcess and the drag
force (Jiang et al., 2002c). Since the relative velocity around
the copepod is downward (Figs58), so is the drag, requiring
P to be larger than wexcess. Thus, the estimated drag is about
1.5 times the excess weight. The propulsive force also
generates a moment (negative x direction), since it is applied
at about 30m in front of the centerline of the prosome, based
on the location of maximum v . The magnitude of this moment
is about 5.410
13
Nm. To overcome this moment and avoid
tumbling, the copepod turns its tail, creating a velocity bias in
the positive z direction (see insert in Fig.8). Turning the ow
creates a reaction force and a moment in the positive x
direction. Based on the average velocity bias (~0.1mms
1
,
Fig.8), over a radius of 250m (half the tail length), the force
is 0.610
9
N. Multiplying it by the distance to the center of
mass of the copepod (1mm), the estimated moment is
610
13
Nm. Thus, the moment generated by the tails
redirection of uid is of sufficient magnitude to compensate
against the moment of the propulsive force, allowing the
copepod to maintain a relatively vertical orientation.
Discussion
The discussion is in two parts. The rst compares
holography to other 3-D imaging techniques, and the second
focuses on the behavior of a copepod.
Comparison with other techniques
It is useful to compare the capabilities and difficulties of
digital in-line holography with other 3-D particle tracking
techniques, such as Stereo PIV and 3-D particle tracking with
multiple cameras. 2-D PIV (Bartol et al., 2003; Drucker and
Lauder, 2001; van Duren et al., 1998; Wilga and Lauder, 2002)
provides high density data, but only in a plane. Typical stereo
PIV (Nauen and Lauder, 2002; Prasad, 2000) provides all three
velocity components, but still only in a plane. It also requires
elaborate calibration procedures. Existing scanning PIV
(Brucker, 1997) and potentially future stereo-scanning PIV,
provide data in multiple planes at different times at the cost of
added complexity. All are unsuitable for following the 3-D
trajectories of swimming organisms.
Alternatively, multiple pinhole photography (Kieft et al.,
2002; Maas et al., 1993; Moroni et al., 2003; Ott and Mann,
2000; Stuer et al., 1999; Virant and Dracos, 1997) and its
variants (Pereira and Gharib, 2002) can be used for 3-D
tracking of particles. The increased depth of focus required by
this method is inherently coupled to reduced resolution and the
need for bright illumination. Conversely, in holography the
image resolution does not have to be compromised. Fine
details, e.g. setae and swimming appendages can be imaged at
any depth. Furthermore, in pinhole images, the elongated
traces of particles extend in depth through the entire volume
of interest. Consequently, matching of perpendicular views can
only be performed at low particle concentrations. Multiple
camera systems partially overcome this effect and can provide
as many as 1600 vectors per time step, and may track as many
as several hundred particles over extended periods (Virant and
Dracos, 1997). Such systems require extensive calibration and
relatively complex processing algorithms. In in-line
holography, the elongated traces extend in depth less than
1mm, enabling matching of views at concentrations as high as
several particles per mm
3
(i.e. 13500 in the present
overlapping volumes). The associated calibration process is
also straightforward. On the other hand, one of the
shortcomings of in-line holography, as shown in this paper, is
the noise generated in a great part by deterioration of the
reference beam. This problem can be partially resolved by
using a separate reference beam that does not pass through the
sample volume. A separate reference beam should also allow
a much higher seeding concentration, but at the cost of added
complexity to the optical setup. When using high-resolution
emulsions, instead of a digital camera, we have successfully
reconstructed 200 particles per mm
3
. Another shortcoming of
holography is inherent to the use of coherent light, which
makes the system more sensitive to the quality of windows and
variations of density within the sample volume.
As shown in this paper, digital holographic PIV is a
relatively simple, but powerful tool for analysis of 3-D
copepod (or other organism) dynamics and its interaction with
its local environment, be it with other organisms or the local
3-D ow eld.
Copepod behavior
While generating the feeding current (Strickler, 1982, 1984)
the mouthparts, studded with chemoreceptors (Friedman and
Strickler, 1975), scan the water owing by them. When the
presence of a food particle is perceived, additional movements
of the mouthparts capture the particle and bring it to the mouth
(Koehl and Strickler, 1981; Strickler, 1984, 1985). Sensory
setae on the stretched out antennules (Fig.4; Huys and
Boxshall, 1991) are mechanoreceptors (Strickler and Bal,
1973), as well as chemoreceptors (Bundy and Paffenhfer,
1993). These receptors enlarge the volume of water scanned
for food (Jiang et al., 2002a; Strickler, 1985). Particles that do
not smell good enough are either actively rejected after
capture by the mouthparts, or passively rejected (allowed to
pass without being captured). For a stationary hovering
copepod, these rejected particles remain in the water below the
copepod, and are not entrained into the feeding current again
(Strickler, 1982).
The recirculating pattern in Figs58 is, to our knowledge,
the rst report of a multi-encounter feeding pattern in calanoid
E. Malkiel and others
3665 Three-dimensional copepod ow eld
copepods. The combination of feeding and sinking results in
particles being drawn toward the copepod with its feeding
current, passively rejected and then recirculated. The
recirculation is interrupted aperiodically, after 8.7s in the
present example, when the copepod hops. During a hop, the
copepod jumps about 0.5mm upward to a position where its
mouthparts are just below the stagnation point of the previous
recirculation zone. If it were not for the hop, the copepod would
never encounter new particles, due to the closed recirculation
pattern. The recirculation allows the copepod to taste some of
the particles that have passed near the mouthparts once more,
this time with different, perhaps even more sensitive
chemoreceptors on its antennules. Considering that the 20m
polystyrene, spherical particles are mechanically desirable but
chemically undesirable, this additional sensing by the sensors
on the antennules ensures that the animal does not forfeit
potentially good food. The available sequences of holograms
suggest that the timing between hops is sufficient for a rejected
particle to reach the antennule (about half the recirculation
cycle). We speculate that once the copepod senses, using its
antennules, a particle that has already been tasted and rejected
(and is still not acceptable), it hops to another volume to look
for different food. These assertions require testing by altering
the properties of the particles, e.g. replacing them with desirable
food, and observing the behavior of the copepod.
This work was supported by the National Science
Foundation. J.R.S. dedicates this work to Owen Phillips for
his support at a crucial moment years ago.
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